Shs baocaotaichinh q1_2014

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C6ng ty C6 ptrAn Chring khorin Siri Gdn - Hn NQiSai Gon - Ha Noi Securities Joint Stock Company

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BAO CAO TAI CHINHQuy I nim 2014

- Bang cdn d6i kC toan, l L- ts6o c6o ket qud kinh doanh

- 86o c6o luu chuyiSn tiAn tQi . . , , , ,- Thuy€t minh b6o c6o tdi chinh

IId N|i, Thdng 4 ndm 2014

C6ng ty C0 phAn Chfng khorin Sni Gdn HA N6iSri r y6t fieu. Hohn Kiiim. Hd Ndi. Vi6t Nam

tuIaM s6 BoI - crcK

Don vi tinh: VND

BANG CANDOI KE TOANT4i ngdy 31 th6ng 03 nam 2014

Toin c6ng ty

TAI SAN Ma siiThuy5t

minhsii cuiii xj'3t/03/2014

56 itdu kj0u01.n0t4

I 2 3 4 5

A. Tiri sin nsin han (100=110+120+130+140+150) 100 3396 619 648 700 1863 579 566 928

I. Ti€n vi c6c khoin tuong duong tiCn 1 1 0v.01 1550 505 162 751 892 685 928 463

1. Ti€n 1 1 1 1077 205 162 751 733 485 928 463

2. Cdc kloan tuons duong tien tt2 473 300 000 000 159 200 000 000

IL CAc kho6n tl6u tu ti i chinh ngdn han 120 v.04 425 723 780 647 252 295 926 060

l. Diu tu nein han t21 4'79 008 967 633 339 569 72r 182

2. Du phdns siam siri chLine kho6n diu tu nsan h4n 129 -53 285 186 986 -6'1. 27 3 '7 95 122

IIL Cdc khoin ph6i thu ngin han 130 1405 020 680 450 704 926 435 096

1. Phdi thu cria khrich hdne t 3 1v. l1 541 000 000 4 138 930 000

2. Tra tludc cho nsudi biin t32 v.r1 85 949 857 500 85 822 69'7 500

3. Ph6i thu n6i b6 ngin han 1 3 3

4. Phdri thu hoat dong eiao dich ch(me, khodn 1 3 5v.11 1 6 9 1 3 7 9 1 0 0 1 16 9r3 616 339

5. C6c khodn ohdi thu khdc 1 3 8v.1l t5tt 644 036 845 808 079 i96 153

6. Du phdng cdc khodn phdi thu kh6 ddi 1 3 9 -210 028 004 896 -210 028 004 896

IV. HAne tdn kho t40 v.02 96 786 132 97 314 712

1. Hane tdn kho l 4 t 96 786 132 9-t 3r4 712

v. TAi s6n nsin han kh6c 150 15 273 238120 t3 573 962 s97

1. Chi Dhi tre trudc nsan han l 5 l 2 262 4t2 634 188 746 072

2. ThuC si6 tri sia tans aluoc kheu trir 152v. l I 10 881 684

3. Thu6 vd cric khodn khric phii thu Nhd nuo-c 154 l2 t88 448 530 12 188 448 530

4. Tdi sdn nean han khiic 1 5 8 8 1 1 4 9 5 8 7 2 596167 99s

B. Tii san dni han (200 : 210 + 220 + 240 + 250 + 260) 200v. l l 60 871 2s9 631 59 068 636 490

L Cdc khodn phdi thu dii han 210

l. Phii thu ddi han cta khdch hirng 2t l

2. VOn kinh doanh d don vi truc thuOc 2 t 2

3. Phdi thu ddi han nOi b0 2t3

4. Phai thu dei han kh6c 2 1 8

5. Du phdne phdi thu ddi han kho dt . 219

II. TAi sen c6 dinh 220-6

165 472 437 6 t20 231 518

l. TSCD hftu hinh 221 v.05 2 433 622 4t3 I 701 180 204

- Neuy€n eiri 222 14 340 010 752 13 354 564 500

- ci6 tri hao mdn lty ki:j I I 906 388 339 -),r 653 384 296

2. TSCD thu€ tei chinh 224

l_ -_

- Nguy€n gi6 225- Giii tri hao mdn lfiy kC 226

3. TSCD v6 hinlr 22',7v.06 4 031 850 024 4 41,9 051 314- Neuy€n siA 228 1 9 2 1 0 1 8 9 2 0 0 18 945 828 822- ura I nao mon luy Ke 229 - 1 5 1 7 8 3 3 9 1 7 6 - r 4 5 2 6 7 7 1 5 u 8

4. Chi phi xdy dung c0 ban do dans 230

IIL Bdt tlong sAn tliu tu 240

- Neuy6n gi6 241

- Gi6 tri hao mdn lfry k6 242

IV. Cdc khoin aliu tu tir i chinh clir i han 250 v.04 45 600 000 000 45 600 000 000

L Ddu tu vdo c6ng ty con 251

2. Dau tu viro cong ry l ien kdt, l ien doanh 252

3. Dau tu chrirs khodn ddi han 253v.04 64 800 000 000 64 800 000 000

4. Dau tu dai han khiic 2 5 8

5. Du phdne gidm eia dAu tu ddi han 259v.04 -19 200 000 000 -19 200 000 000

V. Thi sin dii han hhric 260 8 805 787 194 7 348 398 972

1. Chi phi tra truoc dai han 2 6 1v.07 I 5 8 8 4 3 6 3 1 9 r '7 5',7 455 27 Il . I al san tnue lu nnaD noan lal 262

3. Ti€n ndp quV h6 tro thanl toiin 263v . t0 s 699 340 2'76 4 0'/3 333 102

4. Tdi sdn ddi han kh6c 268 1 5 1 8 0 1 0 5 9 9 1 518 010 599

T6ns cons tdi sen (270 : 100 + 200) 270 3457 490 908 331 1922 648 203 418

Nsudn v6n

A. No phr i i t rd (300:310 + 330) 300 2s99 382 869 402 1136 94,r 120 801

l . Nq ngin han 310 2s99 3s7 869 402 1136 919 120 801

1. Vay vd no nsin han 3 t l v . l 5 540 000 000 000 330 000 000 000

2. Phiri trd cho nguoibdn 312 54 44t 120 84 441 r20

3. Nguoi mua hd tidn tru6c 3 1 3 1 162 000 000 1 062 000 000

4. Thud va cdc khoin ohii nop nhd nuoc 31,4v.08 3 147 089 534 1 669 831 402

5. Phai tra ngudi lao dong 3 1 5 1 3 6 3 3 1 8 1 9 6 1 848 044 '17 4

6. Chi phi phditri 316v . l 2 1 1 1 7 2 6 8 8 0 7 8 11 522741,874

7. Phii fin n6i bO 317

8. Ph6i trd hoat d6ng giao dich chring khoiin 320 v .14 22'7 982 285 100 5 087 981 600

9. Phdi rrd hd c6 tuc, eoc va ldi trdi phidu 321v .14 5 8 1 6 1 9 4 0 52 456 000

10. Phai tra 16 chric Dhrit hdnh chftns khoan

11. Ciic khoan phdi trd, phdi nQp ngil han kh6c 328 1813 645 861 825 785 027 508 609

12. QUY khen thuong, phfc lqi 4 3 1 3 5 3 1 6 8 3 6 6 368 168 366

13. Doanh thu chua thuc hi6n 338 . 4 1 8 8 5 5 2 4 i 195 947 116

14. Du phdng phii trri nein han 329

II. No dAi han 330 25 000 000 25 000 000

1. Phdi trd ddi han neuoi ban 3 3 1

2. PhdLi trd ddi han ndi bd 332

3. Ph6i tr6 ddi han kh6c 333 25 000 000 25 000 000

4. Vay ve no ddi han v . 1 5

5. Thu6 thu nhap hoin lai phdi nd 335v.09

9. Du phdng boi thudns thiet h4i cho nhd dau tu 339

6. Du phdne tro c6p m6t vi6c ldm 336

7. Du phdng phai trd dai han

B. Viin chri sd hiiu (400 : 410 + 430) 400 858 108 038 929 785 704 082 617

I. V6n chi sd hfru 4 1 0v.16 8s8 108 038 929 785 704 082 617

t. von clau tu cua cnu s0 nuu 4 l l 1000 000 000 000 1000 000 000 000

l . lnang ou von co pnan 4t2 108 234 052 000 108 234 052 OOO

J. YOn KnaC CUa CnU SO nUU 4t3 1 420 555 826 7 420 555 826

4. C6 phiilu nean quV t 414 I 550 000 000 -l 550 000 000

5. Ch€nh lOch d6nh ei6 lai tei san 4ts6. Chenh lCch ti sie h6i do6i 416

/. uuv oau Iu Dnat rren 4t '7

8. OuV du phdne tdi chinh 4 1 8 7 420 555 826 7 420 555 826

9. QuV kh6c thuOc v6n chri sd htu 419

10. Lsi nhuan sau thud chua phin ph6i 420 -263 4t7 124'723 -335 821 081 035

T6ns c0ns nsu6n v6n (440:300 + 400) 440 3457 490 908 331 1922 648 203 4t8

CAC CHI TIEU NGOAI BANG CAN DOI KE TOAN

Chi ti€u Ma s0 Thuy€tminh

Sd cu6i ki 3l/03/2014 s6 dau k'0U0t/2014

A B

1. Tii sin c0 tlinh thu€ ngoiri 001

2. V$t tu, chri'ng chi c6 gii nhin giii hQ 002 53,365,330,000

3. Tii s6n nhfn kf cuqc 003 16,066,660,000 16,066,660,000

4, Nd kh6 aldi de xi'li 004

5. Ngoei te cdc loei 005

6. Chfng kho6n llIu ky 006 5,542,910,220, 4,804,183,980,000

Trong tl6:

2,981,397,440,0006.1. Ch*np khodn siao dich 007 3,776,332,230,00t)6.1.1. Chung khoan giao dich cLia rhirnh vi€n luu kj' 008 261,751,070,000.. 213,069,730,

2,'t3 ,1,219,210,6.1.2. Chrme khoan siao dich cria kh6ch heng ftong nudc 009 3,5t3,472,660,0006.1.3. Chme khoAn giao dich cUa khdch hdng nudc ngoai 0 1 0 I , t08,500,000 1 . 1 0 86.2. Chtng khodn tqm nginq giao dlch 012 233,5E8,960,000233,98I,460,0006.2.1. Chrmg kho6n t4m ngimg giao dich cria thirnh vi6nluu ki

013 0

6.2.2. Chrmg kho6n tAm ngring giao dich cria khdch hang 0 1 4 233,588,960,000233,981,460,000

6.j. Ch&ng khodn cdnt cO 1,3 22,324,600,0001,464,105,600,0006.3.1. Chfns kloen cam c6 cria thdnh vi€n luu kV 0 1 7 6s,100,000, 58,500,000,0006.3.2. Chfne khoan cdm c0 cria kh6ch hdng hong nu6c 0 1 8 1,257,224,600, 1,405,605,600,0006.5. ChrLtrg khodn chit tltanlt toti,t 027 210,617. 121,685,590,000

6.5.1. Chlme kho6n chd thanh toan cua thdnh vi6n luu 028 15,286,200,0001 06.5.2. Chfng kho6n chd thanh to6n cria kh6ch hdng trong o29 t q 5 . i 3 0 , 8 q 0 , 0 0 0 1 1 2 t , 6 8 5 , 5 9 0 . 0 0 0

6.7. Chthts khodtt chd 037 47.340,0001 3,0t3,890,0006.7.1. Chfmg khoiin chd giao dich cia thirnh vi€n luu ky 038 c 06.7.2. Chtng kho6n chd giao dich cria kh6ch hdng trongnu0c

039 47.J40,0001 i .0r i .890.000

7. Chfng kho6n luu ky c6ng ty dei chring chua niem 050 91 2,447,490,0001 978,620,960,000Trong d6:7.1. Ching khodn giao dich 051 1 49,077,230,000 | r ss,2s3,9s0,0007..1.1. Chfng kho6n giao dich cia thdnh vi€n lu'n ky 052 1 .501 .140 .0001 l . 50 r . r 40 .ooo7.1.2. Chung khodn eiao dich cua lddch hans trons nuoc 053 t47.576.090,0001 15i .752.810.0007,2. Chimg khodn tam ngimg gito dlch 056 r 97,000,000 | t97,0r 0,0007.2.1. Chung khodn tan ngimg giao dich cia thdnl vi€nluu k'i

057 0 0

7.2.2. Chimgkhodn t4m ngirng giao dich cria khrich hdng 058 197,000,0001 197,010,

7.3. Chrhtg kho(in cdm c6 061 8 23.000.000,000 | 823.000,000,0007.3.1. Chring khoSn cam c6 ctra thdnh vi€n luu kll 062 07.3.2. Chuns khoan cAm c6 cria khrich hdng trong nuoc 063 :1.0q0.q00j000 l - 8:? !o0.00qq7.3.3. Chrine kho6n cam c6 cUa kh6ch hdng nuoc ngodi 064 0 07,5. Chtn g klrotirr clrd lhanh todn 071 r73,260,000 | 170,000,0007.5.1. Chung kho6n chd thanh toen cua thdnh vi€n luu ky 072 0 l

173,260,0001 170,000,7.5.2. Chring khodn chd thanh toiin cia khach hang trongnuoc

073

7.5.3. Chrlng kho6n chd thanh to6n cira kh6ch hdng nudc 0'74 0 08. ChfTs kho6n chua luu kf cia kh6ch hirng 082 Ls,e22,2qq!0001 I9. Chtng khoin chua luu lty cria cOng ty chftng l(hotin 083 30,000,000,00010. Chfns khodn nhSn uf thdc tldu gi6 084

Ngud'i lflp KG todn trudng

Hanoi, ngal'15 thangAJ nant ]0lJ

D6c Phg Tr:ich Ei€u l{inh

I Dric ' l i6n

w-VU Thi Duyen

WTrin S! Ti6n

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C O N G T Yco'pxan

CHIING KsAt ( ;

f I 1 f 1 I I I { { { I i t I ( { { I t t

C6ng ty C6 phin Chfng khoin Sii Gdn Hi NOi

s6 l, Y6t Kier, Honn l(i6m, Hi NQi, ViQt Nam

MAu si| Bo2 - cTcK

BAo CAO KET QU,A. HOAT DQNG KINH DOANH

Quf I.2014Toirn c6ng ty

Chi ti6u MEso

TM Quj I Lffy k6 ti i alnu nem at6n cu6i quf niy

Nim nay Nim tru6c Nim nny Nim trudc

I 1 5 6 7

1. Doanh thu I VI . I 72 610 472 r20 30 155 800 l l l 72 610 472 120 30 155 800 111

Tro g ilti:

- Doanh thu hoat dong nloi gi6i chung khoan 1 . 115 098 018 532 1 272 92t 73s l 5 098 018 532 '7 2'72 92t',135

- Doanh thu hoat d6ng dau tu chftng kho6n, g6p t . 23'7 2'73 '747 t00 7 949 948 636 37 273 '147 100 7 949 948 636

- Doanh thu bao l6nh ph6t hdnh chfng kho6n l . l 2 952985 650 z 9s2 985 6s0- Doanh thu d4i lli ph6t hinh chfng khodn 1 . 4

- Doaoh thu hoat dong tu vAn l : 5 2 7s0 2r4 666 I 823 521 408 2 750 2t4 666 I 823 521 408- Doanh thu lttu kll chfng khoiin t . 6 't 5'7 093 514 269 t t4 9 t I 75't 093 514 269 t t4 911- fjoanh thu hoat dong ui thdc dau gia r . 7- Doanh tl'ru cllo thu€ srl dUng Ai san 1 . 8

- Doanh thu kh6c 1 . 9l6 731 398 308 9 88'1 307 '7'7 r l6 731 398 308 9 887 307 '77 |

2. Cic l{horin gi im trt doanh thu

3. boanh thu thuin nd ftoai aQngf,inlt aonrr, tio=oi+zl

+. Ctii ptri troat AOrrg lrinfr rioanfr

5 . Lg i nhu in g0p cda ho . l t dong h inh r l oenh

6. ahi phi qunn rj doanrr nghi6p .?. Lgi nhuin trrrin rir'r,ooiaOn[r<inrt aoantr lJo-zo- zn

8. Thu nhi p t<hric

9. Ctti pt,i t.t,i,,

10. Lo i t lh r r i - t l khnc (4n-J l -J2)

I l. T6ug lo-i nhu.frr k6 loin trudc thu6 (50=30+40)

12. Ch i t )h i t t rueTNON n ien h inh

vr.i

VI .3

1 009 895 925 l 009 895 925l 0 72 610 472 120 29 145 904 t86 72 610 412 120 29 145 904 1861 1

iois30

aiiz40

50

5 l

-5 697 J31 750 t3 463 534 641 -5 697 331750 13 463 s34 641

78 307 803 870 l5 682 369 s4s 78 307 803 870 ls 682 369 54s

5 906 530 9t5 6 785 890 827 5 906 530 915 6 785 890 827

72 401212 955 8 896 478 718 72 401 2't2 955 8 896 478 718

2106 545 2 706545 2 632 72J

23 188 r97 864 413 23 188 197 864 413

2 683 3s7 - l9s 2J r 690 2 683 357 - 195 231 690

12 403 956 312 8 701 247 028 72 403 9s6 312 8 701247 028

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Vii Thi Duy6n

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1,,.-'Trin Si Ti5n

Chi tieu MNso

TM Qui I Loy ki6 tt dAu nnm d5n cu6i qui nlyNtrm nay Nim trufc Nim nay Nim trudc

13. Chi phi thuG TNDN hben Ini 52

14. Lo.'i nhuen sau thue TNDN (60=50-51-52) 60 72 403 956 312 I701247 028 72 403 956 3r2 1701247 02815, Lii co- bin tr6n c6 ohi6u 70

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CHI,NC KHOiNsAt abn.'nAxbr 7

V0 Dric Tiiln

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cdNc ry co PHAN CHTJNG KHoAN s.{I GoN - HA Nor

56 l, Yiit KiCu, Hodn Ki6m, Hd NOi, ViCt NamBio cio t i i chinh

Cho ki ki : todn 1 01/01/2014 d,6n3l/0312014

eAo cAo LUU CHUYEN TIEN TE(Theo phuong phdp gid.rt tiilp)Tir 0r/0r/2014 d6n 31/03/2014

CI{I TIEU

I. Luu chuyen tion tir hoit along kinh doanhchrirg l(hohn

0l 1- Lqi nhuin ttcttc thud

2. X e Ch tn ChO Clta kroan

02 Kh;u hao Ui siin c6 dinh

03 Cdc khodn du phdng

04 Lii. 15 chdnh lech D ei; hoi dodi chua thuc

05 Lai, 16 ti hoat dong dAu tu

06 Chi phi laivay

08 3. Lqi nhu\tr kirth dod,rh tnrdc nhttg thqt ddivon nfu arQng

09 Tang, giam c6c khoan phai thu

l0 Tang. giam hang rdn Lho. chung klrodn ddu tu

ll Ting. eiam cdc khoin phii i tra rkhbng ke laivay phai tld, thu€ thu nhip doanh nghi€p phdi

12 Ting, gi6m chi phi tr6 tru6c

l J t len lal vay oa ua

14 Thui! thu nhip doanh nghiQp dd nQp

15 TiCn thu kh6c tir hoat dong kinh doanh

16 Ti6n chi khric cho ho4t dQng kinh doanh

20 Lnu chuyitt tiin thudn tit |togt dOng kinh (loanllch[flry khotin

Il. Luu chuy6n ti in t ir hoat dQng diu tu

2l L TiEn chi d€ mua sim. \iy dung rdi san cd dinhva cac tai san dai han kh6c

z2 z. | len rnu ru rnann ry. nnugng oan Ial San codinh va c6c tdi san ddi han khac

23 3. Tidn chi cho vay, mua ciic c6ng cu ng cia don vi lih6c24 4. Tien thu hoi cho vay- ban lai cdc cong cu no

cia don vi khac25 5. Tien chi diu tu g6p v6n vio don vi kldc26 b. Tiin thu hij i diu Lu gJp v6n vdo .lrrn r i khdc27 7. TiCn thu lai cho vay, c0 tric vd loi nhuan duoc chi30 Lwu chayin tiitt tturn ?hootd1nglia r

III Luu chuy6n tiAn tir, ho?t d0ng tii chinhll L Tidn lhu tir phil hinh co phidLr. nhin von gop

cia chu so hiiu3: 2. Tiin chi ur von g6p cho cjc chi so hiu, mur

lai cd phi6u cria doanh nghiQp da phat hdnh3j 3. Tien \a) ng;n han. dai han nhan duqc34 4. Ti€n chi tri no goc vay

MEso

TA 0l/01/20r4d6n 3ll03/2014

Tn 0l/01/20r3d6n 3l103/2013

72,403,956,312

904,5'71,7||

(33,98 8,608.13 6)

(27 ,196,995,995)6,363 ,696,3 47

11,886,620,239

(699 ,r89 ,97 6,2s6)

(139 ,438 ,7 17 .87 t)

1.25 I .920,3,15.823

(1 ,305,047,610)

(5,830.293,569)

(15,000.000;

424,027,930,156

( I,250.288,563)

25,041,592.095

3,353,000.000,000(3,143,000.000,000)

8,701,247,028

1.554,507,344

( 1 1.66_l ,449.3 19)

(4.423.879,365)

8 .1 18 .863.606

2,289 ,289 ,294

(3 l .442.832.83 0)(65.644.958,861 )1 t9 .949 .466.641

( 12 i ,444.034)(4 .768.125.021)

2.632-'/23(462.396.333)

19,801,63r,579

(1 ,106.76'7 .999)

r 46 . r 33 ,068

4.530.127.4103,569 ,s42,47 9

I .s 1 0.000.000,000( 1.6 10. i i r ,000.000)

CONG TY c6 PHAN cHi'NG KHoAN sAI GdN - HA NQI

s6 l, Y6t Kicu, Hodn Kii5m, Hd Noi, viQt NamBio cio tir i chinh

Cho k' k6 roan tu Ol l} l/2014 ddn3lt)3/2014

BAo CAo LUU cHUYTN TIEN TE(Theo phrong phtip gidn ti6p)Ti 0l/01/2014 .riin 31/03/2014

Tir 01/01/2014d6n 3l/03/2014

Trl01/01/2013diln 31/03,2013ME

socHi TISU

). I ren cnt ua no Inue Ial cnlnn

6. cd ttc, lqi nhu4n da tra cho chi sd htuLvu chuydn tidn thudn tl! hogt alOng tdi chinh

Luu chuy6n tidn thuin trong ki

Tiin vir cric khoin tucng ttuong tiin tdn diu hi

Anh hudng cria thay d6i rj ei6 hoi dodi iluy d6i ngo4i

TiAn vi cic khoin tuang Auang titn t6n cu6i tri 1550,505.162,751 662,72r,174421

3 53640

50

60

6 l

'70

210,000,000,000

657,.819,234,288

892,685,928,463

(100,151,000,000;

(7 6,179\825,942)

-739,50r.000J66

Hd NAi, ngav l5 thdng 04 ndnt 2011

Ngudti l{p

hLVii Thi Duyen

K6 toin tru'6Tg

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Trin Si Ti6n

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CONG T YCO PHAI{

CHONG KHOIsir ebxHA NOI

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C6ng ty C0 phan Chring kho6n Sii Gdn Hi Noi

s6 I Y6r Ki6u, Honn Kiiim, Hn N6i, ViQt Nam

II

1

III .

1 .

BAN THUYET MINH BAo CAo TAI CHINHQuj I Nnm 2014

DAc DIEM HoAT DONG ci]A c6NG TY

Hinh thric so hiru v6n

Cdng ty Cd phan Chfing kho6n Sdi Gdn Hd Noi ld c6ng ty c6 phin duqc thanh lap tai Hd NOi. Viet Nam theo cidyphep thdnh lap vd ho4t dQng kinh doanh chting kho6n s6 66ruBCK-cP ngay l5 thdng 1 1 nirn 2007. Giliy phdp dieLrchinh lan cudi sd 62-CPDC-UBCI( ngirl 23/11/2011

Vi5n didu lQ cira C6ng ry iA: 1.000.000.000.000 VND (Mdr righin b/ ddng). Tuong duong 100.000.000 cd phdn.mQnh giri mqt c6 ph;n la 10.0\00 VNO.

Trg sd chinh cia C6ng ty t4i: Tdng 3 ToA nhd Trung Tdm Hdi nghi cOng dodn, so I YCt Kidu, HoAn Kiem Hi N6i.

! u u B ' , r u L ' I r r " a r " ' t 9 ' .

HO Chi Minh: Tang 3, tda nhd Artex Sai Gdn, Sd 236-238 Nguydn Cdng Trir, Phudng Nguy€.n Th6i Binh,QudnI , IP HCM

Da Niogi SO 97 LC Lqi, Phudng Th4ch Thang, QuAn Hdi Chdu, Thenh ph6 Ea Neng

Linh yu.'c kinh doanh

Linh vuc kinh doanh cira C6ng ry ld: Chfng kho6n.

Nginh nghA kinh doanh

Theo Gi6y phdp thdnh lap vd ho4t dong kinh doanh Chirng khorin s6 66IUBCK-GP do Ui ban Chrlng khodn Nhdnudc c5p ngdy l5/ll/2007 do Uy ban chirng khodn nhd nudc c6p, linh vuc hoat d6ng kinh doanh cira cOng ty ldl

- M6i gi6i chfng kho6n;

- Tq doanh chtrng khoiin;

- tLr van oau Iu cnung Knoan;

- Bao lanh ph6t hdnh chfng khodru;

- Luu ky chtng kho6n.

Ki KE ToAN, DON vI TIEN TE sLT DUNG TRONG KE ToAN

Ki kii tonn

Kj' k6 toiin ndm cia Cdng ty bit ddu tu ngdy 0l/01 va k6t thnc vdo ngdy 3ll12 hdng nim. Ridng ndm diu ti€n, kj kiitodn cria Cdng ry bit diu tu ngdy l5/l l/2001 d,6n ngdy 31t12/2008.

Don vit i in t( sri dgng trong k6 todn

Don vi t i€n t6 su dung r'ong ghi chep k6 roan la ding Vier Nam (VND/

Chuin mgc vi Ch6 ttQ k6 torin 6p dgng

Lne 4o Ke loan ap aung

t-

COng ty C0 phan Ch{ng khorin Sii Gdn Hn NQi56 I Yiit Kieu, Holn Ki6m, Hn NQi, ViQt Nam

COng ty 6p dqng Ch6 d0 K6 toan doanh nghicp ban hdnh theo Quy6t dlnh s6 t;lzooolqo-erC ngdy 20 rhdng 03nam 2006 cia B0 truo'ng 86 Tdi chinh va Thdng tu 2 44lT'l -B'tC neiLy 3111212009; Thong tu s6 95/2008/TI-BTCt'giry 24 thzdog l0 ndm 2008 vd ThOnE tu 162/2O|OITT-BTC n}i)y 2O/10/20:lO cira BO Tai chinh vd vi€c Hudng dink6 todn 6p dqng diSi vdi c6ng ry chfng khoan.

2 . TuyAn bij$ vi6c tuan thi ChLfin xuc kti todnyA Ch6 d6 kii todn

COng ty dd 6p dqng ciic Chudn mgc kO toan Viet Nam vd cac vdn b,rr. huqng d6n Chudn muc do Nlid nu6c da banhanh. Ciic bAo.cao tdi chinh dugc l{p vd trinh bdy theo dirng moi quy dinh cia tirng chuAn muc. thdng tu huong dinthrrc hi6n chudn muc va Che do ke lodn hien hdnh dang ip dung.

3 . tnnh thLrc kA ban ap d hF

Cdng ty 6p dgng hinh thfc kd toiin tren mAy vi tinh. l

IV . Cdc chinh sich kA toin ip dUng

NguyGn tdc ghi nhfn ti in vi cric khodn tuo-ng cluong ti in

Tien vd c6c khoan tuong duong ti€n bao. gdm tidn m{t t?i quy, tidn eti ngan hing, cac khodn ddu tu ng6n han cdthdi h?n d6o han khOng quii 3 th5ng, c6 tinh thanh khotur cao, c6 khi ning chuyiin d6i dA dang thdnh cdc luong tidnxric dinh vd khdng c6 nhidu rii ro trong chuy€n d6i thanh tidn.

NguyGn tic ghi cic khoar phii thu

CAc kloan phii i rhu duoc tf inh bd) rren bio crio l i i chinh rheo gia (ri ghi sd ci:ng roi du phdng duoc ldp cho cdckioirn no phdi thu khd ddi.

Du phdng ng phAi thu kh6 ddi dugc tdch lQp cho cdc lchodn phai thu da qu6 h?n thanh todn ti 3 thilng rrd len. hoaccAc khoan phai thu md don vi no kh6 cd kha nang thanh todn do bi thanh l)i, ph6 sdn hay cdc khd khdn tuong ru.

Nguyan tic ghi nh{n vi khiu hao ti i sdn cii dinh

Tiri san c6 dinh hnu hinh. tai san c6 dinh vd hinh duoc ghi nhan rheo gii gi5c. Trong qui Llinh su dqng. rri sdn c6dinh htu hinh, tdi san c6 dinh vO hinh duqc ghi nhan theo nguyen giri. hao mdn lu! k6 vd gi6 tri cdn lai.

KhAu hao duoc trich theo phuqng ph.ip_duong thing. Thoi gian khiu hao duqc udc tinh nhu sau:

- MAy mdc thidt bl. rhidr bi 0i-07nirn- Phuong tien van tdi 06 ndm- Tai san cii dinh kh6c 04 ndm- Phan m€m quzLn ly 03-05 nam

Nguy6n tic ghi nh{n chfrg Lhorin diu luChfng khoan dau tu duoc ghi nhan rheo giri g6c. Cd Luc v,r tri i i luc nhdn duQc lrorlg nam dLrqc ghi nhirr gicnr gidv6n chrlng khoan d6i vdi khoan lai diin tich trudc ngdy mua vd ghi nhan tdng doanh thu ddu tu d{5i vdi phan lai ke rnngdy mua.

COng ty 6p dung phuong ph6p binh qudn gia quyin di ddne de tinh giri vi5n c6 phi6u b6n ra vd phuqng phap dinhdanh dd tinh giri v5n trrii phi6u brin ra.

Dq phdng giam giri chring khodn diu tu ngin h4n, dli han

Du phdng giam gi6 chfng khodn dugc l6p cho ttng loai chring kho6n dugc mua bdn tren thi trudng vd cd gili tri thitruong thap hon gi6 tri ghi s0.

C ia t r i ih i t rusng cua chung l -hodn n idm ld t duoc rdc d inh encosog id l ihop ldnh(g ichrnhqur r rdo i !o r 50g iaodich chung khorin Hir Ndi. gii d6ng cia doi voi So giao dich chring klro;n Thinh pho lto Chi Minh) tai rhdi dienbAo c6o

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Gi6 tri thi trudng cia chrlng khorin chua ni€m y6t duoc x6c dinh ren co so gia giao dich blnh quan tren fii tnrdnggiao dich cua cdc c6ng ty dqi ching chua ni6m y6t lUpcoml di5i voi cric Cong ty cld dang ky giao dich tren thi trudnggiao dich ata cac c6ng ty

Cac chirng khoan khong c6 giA tham khdo tu cdc nguon tfen sE duoc diinh gid khd nAng vd mrlc dO giam giii dua fenviec xem xdt tinh hinh tAi chinh vd gi6 t{ s0 s6ch cira t6 chfc phat hanh tai thdi dienl bdo cio.

\guyGn tic ghi nh{n r}r phdn b6 chi phi tri truti(

CAc chi phi rrA lrudc chi l i€n quan d€n chi phi sdn xudr kinh doanh nam tai chinh fi in rai dr.roc ghi nhdn ld chi phitr6 trudc ngdn han vd dugc.tinh vdo chi phi sdn xuAt kinh doanh trong nam tdi chinh.

Cic chi phi sau day da phii l sinh trong nam tari chinh nhung duoc hqch todn rio chi phr tH truoc dii han di phin bodin vdo k6t qud hoat dQng kinh'doanh trong nhiiu ndrn:

- Ch iph i thanh lap :

- cong cu dung cu xu6t dtrng c6 gia tr! l6n;

- Chi phi sua chrla lon rdi sdn cd dinh phdt sinh mdt l in qui lqn.

ViQc tinh vd phdn bd chi phi tni trudc dhi han vdLo chi phi san xudt kinh doanh tirng ki hach to6n duoc cdn ef vaotinh ch6i, mfc dO tirng loai chi phi dii chon phuong phdp va tieu thfc phan b6 hop li. Chi phitritruoc dlroc phcnbd din vdo chi phi san xuit kinh doanh theo phuong phip duqng thang.

Nguyon tic ghi nhan chi phi phai tra

C6c khoAn chi phl thqc tii chua ph6t sinh nhung dugc trich trudc vdo chi phi san xudt, kinh doanh trong ki dd dambdo khi chi phi ph6t sinh thuc t6 kh6ng gay dQt bi6n cho chi phi sdn xu6t kinh doanh tr6n cq sd ddm bdo nguy€riticphir h. p gitra doanh thu .rd chi phi. Khi ciic chi phi dc phdt sinh, n€u cd chenh l6ch vdi s6 da tich. ki5 to6n ti,An hdnhghi bd sung hoAc ghi gidm chi phi luong ing r oi phin chenh lech.

Nguyen tic ghi nh4n vdn chi s6 hfiu

V6n ddu tu cria chir so htu dugc ghi nhAn theo s6 viSn thgc g6p cua chrl so hilu.

Thqng du v6n c6 phdn du. c ghi nhAn theo si5 ch€nh lQch ldn hon/ hoac nh6 hon girla gia thuc te phdt hAnh vi menhgi6 c6 phi6u khi ph6t hanh c6 phiiiu ldn dAu, ph6t hdnh b6 sung hoAc t6i phdt hdnh cd phi6u qui.

V6n khdc cua cht so hiru duoc ghi theo gi6 tr! cdn lAi gifagi6t{ hgp li crla c6c ti.i sin md doanh nghiep dugc c6ctd chrlc, c6 nh6n kh6c t{ng, bi6u sau khi tnit G) cric khodn thuil phdi nQp (ni5u c6; li6n quan din cdc tai sin dLrqc ting.biilu ndy; vd khodn b6 sung tL k6t qua hoat d6ng kinh doanh.

CO phiiiu quj ld c6 phi6u do COng ty ph6t hdnh va sau d6 mua l4i. Cd phi6u qu] duqc ghi nhd,r theo gid tli thLrc rd viftinh bay tren Bang CAn d6i k6 to6n lA m6t khoan ghi gianr v6n chu sd htlr. COng ty kh6ng ghi nhan c6c khoan lai(16) khi mua, ban, phrit hanh hodc huy cd phi6u qu!.

Lgi nhudn sau thu6 chua ph6n ph6i ld s6 lgi nhuAn tt c6c ho?t dong cia doanh nghiCp sau khi rriL (-) c6c l(hodn diduchinh do 6p dung hdi t6 thay ddi chinh sdch kt: todn vd diAu chinh h6i tO sai sdt tlong yeu cia cic ;am n uoc.

Lgi nhuin sau thui' chua phdn phoi c6 th6 dugc chia cho cdc nhd diu tn duo trdn ry I€ grip v6n sru khi duoc Hdid6ng quirn tri phd duyet vd sau khi da hich lap cric qu! dU phdng theo DiCu le C6ng ty vd crlc quy dinh cira phip luatViet Nam.

Cd tfc phdi trd cho cric c6 d6ng duoc ghi nhan la khoan phai trA trong Bang Can doi Le roan cua Cong ty sau khi cdthdng biio chia co tric ctra Hoi dong Qu:m tri Cdng q.

Nguyan tic vi phuong ph{p ghi nhfn doanh thu

Doanh thtt cung cdp dlchrtt

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Cdng ty C6 phAn Chfng khoin SAi cdn Hi NOi

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Doanh thu cung cAp dich vu duqc ghi nhAn khi k6t qua cria giao dich d6 duoc xric ctinh m6t cdch ddng tin cay.Trudng ho.p viec cung cap dich vr,r l i€n quan den nhidu ky thi doanh thLr duo"c ghi nhan trong k' rheo k€t qua phinc6ng viec da hodn thdnh vdo ngdy ldp Bdng cdn diii k6 to6n cua kj, d6. l(tit qui cria giao dich cung cip dich vu drLo"x6c dinh khi thda man c6c didu ki€n sau:

- Doanh thu duoc xric dinh tuong d6i chic chin;

- C6 kha ndng thu duoc loi ich kinh te tu giao dich cung c6p dicl.r vr-r d6:

- X6c dinh duoc phAn c6ng vi6c dd hodn thdnh vdo ngdy lap Bang can d0i kd toin;

- X6c dinh duo'c chi phi ph6t sinh cho giao dich vd chiphi d€ hoirn thirnh giao dich cung c6p dich vLr cld.

Phan cong vidc cung cip dich \ u d; hoan rhanh duoc x;c dinh Lheo phuong phdp da h gia cong r iec hoan rhirL.

lDoanh thuvd viin kinh doanh, ci hic vd loi nfu.nin dttoc cltia

Thu nhap phat sinh tir tian lai duo. c ghi nhan trCn BAo c6o k6t qua kinh doanh h.dn co so ddn tich.

CO tric, loi.nhuan dugc chia dugc ghi nhan khi Cdng ry duoc quydn nhdn c6 tiLc hoac duoc quydn nhdn lgi nhLlan tiLviec g6p v6n.

Nguydn tdc v i phuong ph ip gh i | |h in thua lhu nh{p doanh ngh iop

Thu€ thu nhip doanh nghiep dugc x6c dinh tren cq so thu nh{p chiu thuti viL thu6 sudt thu6 thu nhdp doanh nghieptlong nam hien hdnh.

TH6NG TIN BO SUNG cHo CAC KHOAN MUc TRiNH BAY TIToNG BANG CAN DoI I(E ToAN

TIDN VA TTIONG DUONG TIEN0 l

02

Chi t i6u Tti ngny 3l103/201.1VND

Tti ngny 0U0U2014VNE

Ti6n mAt tai qui 55 .809.9 t8 68.369.534TiCn gui ngan hAng 457, I ?8 . i2 I . l 82 549 .'.793 .34',7 .3 | 5Tidn gui cr ia nhd driu tu ve giao dich chring lJrodn 6t8.407.719.086 182,270.956,868Tidn dang chuydn

Ti6n gui vB b6n chfng khodn bao lanh ph6t hdnh

Ti6n eui thanh toiin btr tri giao dich chung khoiin cua c6ns ty t34.926.37 4 29r.95i . .153Tidn eti thanh toiin bir trii siao dich chuns khodn c a nhd ddu 1.473.386. r 8 r I .060..101 .tc)3Cac khoAn tuong duong tiAn 473.300.000.000 159,200,000,000

c0ng 1,550,505,162,751 892,685,928,463

HANG TON KHO

Chi t iCuTti ngny 31/03/2014

VNDTti ngny 01/01/2014

VND- Nguy6n 1i6u, vdt 1i€u 96.7 86 . D 1 97,314,7 t2

36ng cu, dung cu

C0r s 96,786,132 97,3 tJ,112

Cdng ty C6 phin Chrirg khonn Sni Gdn Hi NQi

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03 . GrA TRI KH6r r,uqlC CrlO nlcH cHrlNG KHOAN THrt. C HrEN TRONG Kv

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Chi ti6uKhiSi Iugxg GDCK

thqc hien trong ki (tir0ll}l/14 din 3ll03ll4

Gi6 tri GDCK thpc hi6ntrong ki (tii 01/01/14 d6n

31tO3tr4)

a) Cia COng ty Chins khodn 25.s06.580 666,067,192,000C6 phi6u 25,506,580 666.067.t92.000I ral Dnleu

Chfns chl quY

Chr?ng khodn kh6c

b) Cia neudri aliu tu 810,266,849 10,206,598.408.100uo Dnreu 745,266.849 9.5 02.6 86.908.100fr6i phieu 65,000,000 703.9 i t.500.000Chime chi qug

T6ng cQng 835,713,429 10.872.665.600,100

IIl. DAU t|I tii cbirh DH kh6c

TiNH HiNn TANG, crAM TAr sAN cd DINH HUU HiNH

Mua trong hjDdu UXDCB hoan thefiT6ng khacChuydn sang b6t dOng sdnlu tuThanh li, nh(9ng ban

321.797.113

TAng kh6cChuycn sang bet dong san

Thanh li, nhugng b6n

t5t,355,t9',1

t4 cbn lqi crir TSCD

06 , TiNH HiNH TiNG, crAM TAr s/iN c0 DINH v0 HiNH

Kholn m+c Quyin sri dr;ngQuyan phit hinh Bin quydn bing

s6ng chdTSCD v6 hinh TOng cong

Nguy€n gii TSCD v6 hitrh

SO du dau k! r8.945.828.822 18.945.828.822- Muo Eong k'- TIng do hgp nhAt kinhdoanh-Teng khAc- Thanh li' nhuqng b6n- Giim khic

164,160,r78 264,360.378

Sd du cudi kV 19.210.189.200 19.210.189.200Gid tri hao mdn luf keSO du dau k* 14,526,771,508 14,526,771,508KhAu hao trong lcjTtng kh6cThanh It, nhugng btutGiAm kh6c

65t,567,668 65r,557,668

du cudi kv 15.178,339.r76 15.178.339.176Gi6 tri cdr lQi cfa TSCD v6hinh- Tsi ngay dau kY- Tai nsnv cu6i kn

4,419,057,314{.031.850.02.1

I,J19,0s7,3r4t.031.850.02J

CITI PHi TRA TRI-TdC DAI HAN

TIIUE AcA AN PHAI NHA

cAc KHOAN PHAI THU:

Chi ti0uT4i ngny 3l/03/2014

VNDTni ngiy 0 U0112014

VND

Chi phi c6os cu dune cu chd ph6n b6 88.860.473 12t .60'7 _) 33Chi phista chrla l6n TSCD chq ohen bd 8 r 8 , 2 6 0 . 1 0 9 1,015,978,749Chi phi tra tru6c dAi han khac 681.315.737 559.469.3 89

c0ns t,588,436,319 | .7 57 ,055,27 |

C KHO P NTI

Chi deuT1i ngiy 31/03/2014

VNDTli ngiy 01/01/2014

VND

Thu6 GTGT 26.445.265 138.413.924

lnue t leu rnu oac olet

lnue .?luat Knau. NnaD KrauThu€ Thu nhdp doanh nehi€p

ThuiS TNCN 3.t20 _644.269 1 . 5 3 t . 4 1 7 . 4 7 8

Thuii Nhd d6t. TiAn thue d6tLac loal Inue Knac

Phi. l€ phi vd cdc khoAn phdi n6p khtic

c0ng 3,147,089,534 1 402

TIEN THANH

Chi ti6uT4i ngny 3ll03/2014

VNDT1i ngiy 0l/01/2014

VND

I ren noD oan oau 120.000,000 120.000.000I ten noD Do sung 4.560.97 | .943 3.378.1152.515

TiCn lai ohan b6 trone nam 1.0 r8.368.333 51 5 -280.58',7

c0ns s,699,340,27 6 4,073,331,102

Chi ti6uT4i ngny 3l/03/2014

VNDT1i ngiy 0l/012014

VND

1. Phi i thu cia khich hing 541.000.000 4,138,930,000

2. Tri trudr cho ngudi bin 85,949,857,500 85,822,697,500

3. Phii thu hoat along giao dlct ching khodn 16.913.791.001 16.913.6r6339- Phdi thu Sd (Truns tAm) Giao dich chfrng khodn- Phai thu kh6ch hane vC siao dich chfne kho6n r6 .9 i l .?91 .001 16.913.616.339- Phdi thu t6 chfc oh6t hdnh Oao lenh Dh6t hdnh) chring khorin- Phiii thu Trune tam luu lci chring khodn- Phdi thu thdnh vi€n khdc

4. ThuO GTGT duoc khiu trt 10.881.684

5. Phii thu nOi b0

6. Phii thu khdc 1.51 1.644.036.845 808.079,196.153

PhAi xu tai An p1ii, ldi diu nr khtic 19.161.095.933 t6.708.2 10. t00

Phai thu rt'np tnrdc ti6n bAn chtlng kho(in I | 1.808.189.989 J3.725.859.235

Phai thu khdclt hdns

Cho NhA ddu lv vay tien de mua chitnp l,JloAn (*) l.358.619.579.073 725. 6.209.897

Phai thtr cdc Hqp d6n.q mua vd cam kA bAn hi chtng khodn 9,570,407,6lA 9.60 t.095.619

Phai thu ddt coc tii,t ntn c6 phidtt

PhAi thu cdc khodn c6 ttTc 820.000.000 820.000,000

PlMi thuvi ins u1r6c tii chi ta h6 c6 ttirc 10.000.004.000 t0.00n.000.000Phai hu khAc t.331.t61.210 t .777 .82 t .272

c0ns 1,615,059,567,030 91t,9sr,439,992

1 3 .

(+) Cac quy trinh, thi tuc, danh muc chring kho6n cho vay deu duoc SFIS quan li vi gi6m sdt chdt chC rheo quy dinhcua Cong ty.

12. CHI PHI PHAI TRA:

1 4 . PHAI TR,{ CHUNG KHoAN vi. PHAI TR-A HO c6

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Chi tieu T4i ngiry 3l103/2014VND

T4i ngiy 0l/01/2014VND

- Trich trudc chi phi tieo luqng trons thdi sian nshi phdp- Chi Dhi stia chta ldn TSCD- Ldi vay ng6n han phdi tr6 622.152.778 88.750.000- Thi kjo HDQT, BKS phai trA 208,830.000 208.830.000- Chi phi Hqp d6ne MGCK phai trA 8.808.259.767 8,840,770,400- Chi phi trong lhdi gian ngirng kinh doanh

- Chi phi phdi trd kh6c r.533 ,445.533 2.384.39t.414

Cdnc l l.t 72.688.078 11,s22,7{t,8r4

cAc KHoAN PHAI TR-A, PHAI NOP NGAN HAN KHAC

Chi ti6uT4i ngiy 3l103/2014

VN.DTai ngiy 0l/0U2014

. VND

Tdi san thta chd xir IV

I(inh phi cdne doan 16.616.825 3 1 .306.825

Bdo hiiim xa hOi 397,846,904

Bao hi€m Y te 68,874.300

Bao hi6m th6t nshieD 30.610.800Nhdn kj qu9, hj cugc ngdn h4n

KY quY cia Nhd diu tu 391 ,845 ,658,221 178. r90,820,561Phai tld Hqp ddng hqp t6c 3 ben 891,106,574.550 14 i ,361.071,531

Nhan tiAn ddt coc HqD ddne m6i eidi chfne khodn 529 .098.322.200 462-610.24t.013C6c khodtr phdi nd, phdi nOp kh6c 1,081.358.019 834,068.679

Phai ftA c6 hrc cho cA dOnA 3t'|,t02,449 i t1.102,449

Phai tra So giao dich ck)ng khodn

Cdc hoan phii tru, phtii ndp khdc 764,255,570 s t6.966,2301,813,645,861,825 785,027,508,609

T DONG CIAO G TUC

Chi ti6uT4i ngny 31/03/2014

VNDT4i ngny 01/01/2014

VND- Phai tra hoat dons eiao dich chrtne khodn cia nhd dau tu 227 .982.285 .t 00 5.087.981.600- Phai trd h0 cO tuc, soc vd lai trAi DhiCu 58,161.940 5:.456.000

C0ns 228,040,447,040 5.140.437.600

1 5 . A No NGAN

16 . TiNH HiNH TANG,GIAM NGUdN v6N cHT] SO. H.TU

THONG TrN BO suNG cHo cAc KHoAN uuc rninn nAY TRoNG BAo cAo KQHDKD

CHIING KHOAN

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Chi tieuT1i ngiy 31/03/2014

VND

'l4i ngny 0 0112014VNI)

- Vav nean hene 540.000.000.000 330.000.000.000- Vay d6i tuons khdc- Tr6i phi€u SHS BOND.350.2011 (x)

c0ns s40,000,000,000 330,C00,000,000

Chi ti6u Sd diu nim Ting trorg nim Giiim trong nim Si5 cuii i quj

I. V6n chii s6 hiiu

L V6n diu tu crla chir sdhnu 1.000.000.000.000 1.000.000.000.0002. Thang du v6n cO phan 108.234.052.000 r08.234.052.0003. V6n khdc cira chri s0

h0u 7 .420.555 ,826 1.420.555.8264. C6 phi0u qui ( 1.550.000.000) 0.550,000,000)

5. Ch0nh lQch d6nh gi6lai tAi san6. Ch€nh l€ch I gi6 h6ido6i7. Oui dau tu phat trien8. Ou! du Dhdns tdi 7.420.55s.826 '7 -420.555.826

9. Qu! khric thuQc v6nchi sd hfu

10. Lqi nhuin sau thu6chua phdn ph6i (335.821.081.035)'12.403 .956.3 t2 (263.41'7 .t24.723\

T6ng c0ng 7E5,104,0E2,6r7 72,403,956,312 0 858,108,038,929

DOANH THU HOAT DONG KINH DOANH CHIING KH

Chi ti6uTn 0l/01/2014di:n 3110312014

Trlr 0l/01/201386n 31ft312013

Doanh thu hoat along ldnh doanh chring khodn 72,610 ,472 ,120 30,155,800,1I I

Doanh thu hoat ddng m6i gidi chtng khoan 15.098.018.532 7.2'72.921;735

Doanh thu hoat d6ns ddu tu chrine khoan. s6p v6n 37 .273 .7 4'7 .100 7 .949 .948.636

Doanh thu bAo lAnh Dhdt hrinh chims khoan 2.952.985.650

Doanh thu dai li Dhat hdnh chune kho6n

Doanh thu hoat d6ns tu van 2;7 50.214.666 r .823.51I .408

Doanh thu luu kV ch&ns khoan'75'1.093.514 269.1r . l .9r l

Doanh thu hoat d6ne iy rhiic dau siiiThu cho thue sri duns tAi sa,n

Doanh thu kh6c 16.731.398.308 9.88',7 .30',7;7'7 \

Cic khoin siim trrh doanh thu 1,009,895,925

Doanh thu thudr v6 ho4t along kinh dornh 72.610.472.120 29.1,15,904.186

CHI PHI HOAT DONG KINH DOANH CHIJNG KH

Chi ti6uTn 0l/0t/2014d6n 31103/2014

T 0l/01,/2013d6n 31/03/2013

Chi phi hoat d0ne mdi eidi chune khodn r .413.869.105 973.513.798Chi phi hoat d6ne dlu hJ chuns khorln. s.6p v6n 1.454.3 8 r .685 3 .7 22.256.1 69Chi phi bao ldnh. dai lV phdt hanh chirne khodn

Chi phi hoat done tu v6n 52.7',73.652

Chi phi hoat d6ne luu l<y chrlne kho6n 440.866,851 154.584.264

Chi phidu phdne (33 .988.608.136) l 1 ,661,449,319)

Chi phi cho thue su dung tdi san

Chi phi kh6c 18.029.038.578 14.260.805.835

Chi phi truc ti€p hoat d6ne kinh doanh chrlne khoan 6.900.346.513 5.813,823.894- Chi phl nhdn vlin 4 .401 .523 .538 3 .47 8.7 48 .20 I- Chi phi v.it lia, c'6np cu lao ddne 93.827.744 86.396.909- Chi phi khtiu hao TSCE 661.610,238 806,493,0i5- Chi phi bao hi6m trdch nhiAm nehi nshiAp- Chi phi khdc bdnp tien 1 .741,184,993 1.,442,185 -'7 49

c0ns (5,697,331,750) t3.463.534.641

CHI PHi OUAN LY DOANH

Chi tieuTn.0l/01/2014ddn 3110312014

Tn 0r/0u2013ttan 31/03/2013

Chi ohi nhan vien quan li 2-824-4|4-759 2,988,834,9s7

Chi Dhi vet liCu quan IV l 68 . l9 t .976 ., - l+t.4q1,!ls7,18.014.i09

68.121.178Chi Dhi kheu hao TSCD 241.443,406

Thu6. phi vir l€ phi 170.110.198

Chi ohi du phdne phai thu ld6 ddi. du Dhdne Dhei tie

Chi phi dich vu mua ngoei 1 .3 21 .069.758 | ,944.615 .2t I

Chi phi kh6c bine tidn 1 .181.270.618 1.21',/

c0ng s.906.s30,915 6,785,890,827

PHI THUECHI PHI THUE TNDN

Chi ti6u Tn 01/01/2014.Iiin 31/03/2014

Tn 0l/01/2013tl6n 3l103/2013

TOne loi nhuan ke to6n trudc thue 72.403 .9 56.312 8.701. t47 .0 :8

C6c khodn didu chinh tdng hoac gian lqi nhuan kd tor.n dii x6cdinh loi nhudn chiu thu6 thu nhAp doanh nehi€p

- Ctic khodn diiju chinh tdnl khi phi kh1ns duqc td)- Cac khoan di6u chinh sia kO titc) (2.016.323.800) 15.J97.380- Chuyin 16 cdc ndm truoc (J t3.832.8t7.6]1) t116.383.3 ]5 , J07)

T6ne loi nhu6n tinh thu6 (343.4+5.r r5.122) t407 ,921 ,595,659)Thu6 su6t thue thu nhdp doanh nshi€p 25"1 :5%

Chi Dhiihud TNDN tinh rr€n thu nhdp chiu thu6 nani lr idn hinh

LAI cO BAN TRf,N cO PHIEU

Chi ti6u Tn.01/01/20t4d6n 3110312014

Tn.0 l /01 /2013d6n 3l103/2013

T6ns lqi nhuAn sau thu6 't2.403 .956 .3 t2 8.101.241.428

Cic khoAn di6u chinh tdng hoac giAm ldi nhuAn kc toan de xacdinh loi nhuln hoac ld phan bo cho co done (o hiu co p\ieu photh6ng

- Cac khoan dicu chinh tdns- Cric khorin di€u chinh gidm

L oi nhudn l-oic 16 phdn bo cho co done .o hiu CP Dho thons 72.40 i .956. i 12 8.701.1 ,17 ,018

Co ph iEu pho rhone l r r r r h i nh b .nh quan r rong l i 99.845.000 99,845.000Ldi cq bin trCn cO DhiCu

'725 87

GIO'IEN KY BA CA

(*) LNST Quj I/2013 cuaC6ngrylai 8.701.247.028 d6ng trong khi LNST Qui U20l4lai 71..+01.q56.112 dongnguy€n nhAn chi y6u la do thi trudng chung khoAn Qui .l/2014 dien biSn thuan Io'i hon so vdi quli I/2013.

THONG TIN BAo cAo BO PIL.{NTh6ng tin b6o cdo b6 ph6n theo linh vqc kinh doanh (Phu lgc 01)ThOng tin b6o cdo b0 ph6n theo khu vuc dia lj (PhU lUc 02)

TH6NG TIN BO SUNG CHo CAC KHOAN MUc TRoNc BAo CAo LU'U CHUYEN TIiiN TE

7

7 . 1

1.2

VII

2

BIEN DONG KOKD CIUA 2 KY BAO o

Qny V20r3 Qty I/201,tThay dd i (%) g i i i a

Qui I /2014 so vdi Q yt/2013

T6ne doanl thu vi t l ru nhAo khdc 30,158,432,83{ 7 2,61J,17 8,665 2110

Doanh thu tii hoat d6ne kinh doanh chinh 20.268.492 34A 55.879.071.812 t 7 6 0 0

Doanh thu khdc 9 .88'7 -301 .',71 | r 6 .731.398.103 t69voThu nsodi HDKD 2.612.'7 2) 2 .706.545 1 0 3 %

Cdc khoAn siAm trt doanh thu 1,009,895,925 oohTdne chi phi 20,447 ,289 ,881 t o q t t r 1 < l tvoChr phi hoat dong kinh docnh chunp Lhoxr 13.463.534.641 (5 .697.33 1 .750) -4)yo

Trong d6: - Dr phdng qidtn sid CK tL, daanh 11.661.449.319 (33.988.608.136) 291%Chi phi qudn li doanh nehiCp 6.785.890.327 5.906.530.915 3'70/o

Chi phi nsodj hoat ddng kinh doanh 197.864.413 2 3 . t 8 8 0,"/o

Loi nhuin tru6c thu6 8,701,2il7,028 72,403 ,956,3 t2 8320

Thu6 thu nhdp phdi n6p

Loi nhuen sau thuS (i) 8,701,247,028 72,403 ,9s6.3t2 832vo

khong t luoc si i d

Tai ngiy 31/03/201

Tidn cia nhd diu tu 6 r9.836.r .0s

( ' l ' , I l r t " { r \ r r i l l

C6ng ty C6 phin Chting khpin Sti Gdn I{n N6i Bio cio ti i chinh56 I Y6t Kiau, I loin Ki6m, Hi NOi, Viet Nam cho ky b6o cio k6t thfc ngny 31 thnng 03 nlm 2014

Phg lgc 01: Th6ng tin b6o c6o bQ phin theo linh vur l<inh doanh

s'rT Chi t i6u M6i gidi Tu donnhKinh doanh ngu6n

v6n vi djch r,gl<hich hine

lenh phrit hinhCrc b0 phin

l (hicT6ng c0ng

I I6Dg doanh thu 15,098,018,53237 ,213 ,7 41 ,r00 l't,475,002,407 2,'7 50 ,214 ,666 16,195,960 "12,6l3 ,l ' t 8,6652 l'6ne clri Dhi 8.486.862.103(32.122.73'7 .8t8) | 6.87 6.064.351 66t .06s .270 6. i07 .968.491 209.222.35)l Loi nhunn trudc thuc 6,611 ,156,429 69,396.484,918 598,938,050 2,089 ,t 49 .4 46 16.291 .7 7 2,531| 7 2 .403 .956.3 t24 ll6ne chi phi da phit sinh de mrla TSCD 1.250.288.563 1,2s0.288,5635 T?ri stin b6 phin '736,354,628 514.046.366.891 t.26'1.451,715.9'70 5;119.934.230 r .7 87 .9 60.37 | ;7 196 Ti siin kh6ng phAn b6 1.669.510,s36,6 r 2 r ,66S,510,516.6 r2

Tdng t i is: in 736,354,628 514.046.366.891| ,267 .457 .1 15,97 0 5,7 t9 ,934,2301,669,530,536,6123,457,490,908.3317 No phai tra bo phan 0 0 1,73't.0't7 ,721,084 I.162.000.000 1.738.239.721.0848 Nn kh6ng phdn b6 861 ,143 .148 ,318 861.143.148.318

T6ng Nq phi i tre 0 0 1 ,7 31 ,07 7 ,7 2t ,084 1,162,000,000861,143,148,3182,s99,382,869,402

Phq lgc 02: ThOng tin b6o c6o b0 phan theo khu vgc dia ly

Dotj yi lfnh: l/ND

Eor vi tinh: VND

sTl' Chi t iGu IIi N6i ' fP. 116 Chi Minh Di Nine TOne c6ns toirn DN

I T6119 doanh thu 60.701.106.49110, t6 r ,758.532 I .748. t 13 .640 72,6t3 ,178,6652 f ii srin bQ phAn 1 ,000 ,014 ,714 , I 50389.371.371.33868.104.822.843J,157,Jr0,908,33r3 tore clr. phi di plr. i l siDlr de rnua TSCD (lheo \ ! ln cid lai san) 1.250,288,563 1,250,288,563

VIII . NGHIEP W V6I CAC BT,N LITN QUANChi ti6t c6c ben lien quan vd m5i quan hC gita C6ng ty C6 phin Chrlng khodn Sdi cdn HdN6i vdi cAc ben lienquanBAn liAn quan M6i quan hQ

Ngan hang TMCP Sdi edn - Hd NoiTdp dodn T&T

Nguni l{p

Cho vay tin dqng; vd cnng chu tich H6i d6ng quiLn triCing chn tich H6i ddng quan td

Hd n6i, ngdy 1 5 thdng 04 ndnt 20 I 4 -

D6c Phu Tr6ch Di6u Hinh

Vfi Eic Ti6nVfi Thl DuyGn TrAn Si Ti6n

4i3.7CONG TYcdpxi'r

cHrtNG Kr.rOiilsir ciril s

r" ui n6+l