Confidential - Unpublished Work Self Configuring Networks: Flexible Spectrum Sharing for Home Base Station in Next Generation Mobile Telecommunication Systems (VDA-VI) Q8 Report of Project Undertaken at Vodafone Essar - IIT Centre of Excellence in Telecommunications (VEICET), IIT Kharagpur Submitted by Dr. Suvra Sekhar Das Prabhu Chandhar Soumen Mitra E-mail: [email protected]G.S.Sanyal School of Telecommunications, Indian Institute of Technology Kharagpur, Kharagpur, West Bengal, India - 721302. Date: April 8, 2011
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Self Configuring Networksgssst.iitkgp.ac.in/GSProjects/VDA6/VDA_VI_Q8_Report.pdfBased on the above analysis, a guideline for deployment of femtocells are prepared considering two
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Confidential - Unpublished Work
Self Configuring Networks:Flexible Spectrum Sharing for Home Base Station
in Next Generation Mobile Telecommunication Systems(VDA-VI)
Q8 Report of Project Undertakenat
Vodafone Essar - IIT Centre of Excellence inTelecommunications (VEICET), IIT Kharagpur
Bandwidth 10MHzChannel Model as specified in ITU M-2135
Carrier Frequency 2.5GHzMeNB transmit power 41dBm
Maximum HeNBtransmit power
20dBm
MeNB antenna height 20mNumber of Tx and Rx
antennas1 × 2
MeNB antenna gain(boresight)
17dB
HeNB antenna gain 0dBThermal noise level -174dBm/Hz
Receiver noise figure 7dBUE speed 3Kmph
Minimum separation MeNB – macro/microUE : 20m.MeNB and HeNB : 20m. HeNB –femto UE : 1m. Inter HeNBs : 20m
Shadow fading σ (dB) 4 for outdoor users 7 for indoor usersShadowing correlation
between sectors0.5
PFI,k is the total interference power received from the neighbouring femtocells,
PFI,k =
NF
∑f=1
P(f)T,kP(f)
g G(f)(θ,φ)|(h
(f)k,1h(0)k,1
∗)+(h(f)k,2h(0)k,2
∗)|
2, (3)
P(.)T,k is the transmit power of the macro/femto base station on subcarrier k, P(.)
g is the pathgain between
macro/femto base station and UE, G(.)(θ,φ) is the antenna gain of the macro/femto base station, θ is azimuth
angle between the macro/femto base station and UE, φ is a elevation angle between the macro/femto base
station and UE, h(.)k,1 is the small scale channel gain on link (.) for UE receiver antenna 1 and, h(.)k,2 is the
small scale channel gain on link (.) for UE receiver antenna 2, m indicates the mth macro/micro base
station, f indicates the fth femto base station, Bk is subcarrier bandwidth (Hz), F is the receiver noise
figure, N0 is noise power spectral density (W/Hz) and .(0) represents the desired link.
The main objectives of femtocell deployment in a cellular network can be expressed as follows,
1. maximize{CTot = ∑um∈Um
Cum + ∑uf,m∈Uf,m
Cuf} (4)
2. maximize{NFatv} (5)
where Um = {1m,2m, . . . ,Num} is the set of users attached to mth macro/micro base station and Uf,m =
{1f,m,2f,m, . . . ,Nuf,m} is the set of users attached to femto base stations deployed under the coverage of
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Confidential - Unpublished Work
mth macro/micro base station, NFatv is the number of active femtocells, Cumis the throughput (bits/s)
of the umth macro/microUE as per the modified Shannon formula [6], which represents the throughput
(bits/s) of the PHY layer of LTE (encapsulating the effects of forward error control code, HARQ etc.)
and
Cuf is the throughput (bits/s) of the ufth femto UE and CTot is the total throughput (bits/s) of macro/micro
UEs and femto UEs.
These objectives should satisfy the following constraints:-
1. P(f)T ≤ P(f)
Tmax
2. P(m)T ≤ P(m)
Tmax
3. B ≤ BT
4. {5%− point Cum} ≥ Cmin
um
5. Cuf≤ Cth
uf
where P(f)T is the transmit power of fth femtocell, P(f)
Tmax is the maximum transmit power of fth femto-
cell, P(m)T is the transmit power of mth macrocell, P(m)
Tmax is the maximum transmit power of mth macrocell,
B is bandwidth of operation, BT is the total system bandwidth, Cminum
is the minimum required throughput
for the macrocell users, Cufis the mean throughput of femtocell and Cth
ufis the maximum mean femto
throughput.
For the above mentioned optimization problem, the degrees of freedom are available,
P(f)T = {P(f)
Tmin, . . . ,P(f)Tmax} (6)
βf = {βfmin, . . . ,βfmax} (7)
f = {1,2, . . . ,NF} (8)
where βf is the percentage of system bandwidth allocated for femtocell transmission indicating fem-
tocell load factor.
The control mechanism for femtocell deployment in a macro/micro cellular network can be classified
as follows:-
4.3.1 Centralized Control
The central HeNB controller located in Core Network (CN) sends information to HeNBs on maximum
allowable transmit power and maximum allowable load based on the overall cell statistics.
4.3.2 Distributed Control
The femtocell decides its transmit power according to local received interference power.
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Confidential - Unpublished Work
4.3.3 Hybrid Control
The central HeNB controller sends upper limit on allowable transmit power, bandwidth and throughput
for the femtocell. Then the femtocell dynamically adjusts the power and load over and above the allowed
limit within a certain margin to meet the rate requirement. Then the central controller may also inform
the management entity in the CN to adjust the active number of UEs and load in the macro/micro cell
depending upon the objectives (a) maximizing sum–cell–throughput, (b) maximizing number of active
femtocells.
4.4 Results and Discussion
In this work, full load as well as fractional load condition for macrocell is considered. Under frac-
tional load condition, the percentage of bandwidth utilization in macrocell is less than 100%. This is
meaningful because some percentage of macro/micro cell traffic is offloaded to the femtocells. Fur-
ther it is interesting to note that, many Physical Resource Block (PRB)s are left vacant during dynamic
scheduling of Voice over IP (VoIP) even at full capacity [7]. This is due to Physical Downlink Control
Channel (PDCCH) limitation. In UMi Scenario, under 100% macro/micro load condition, maximum
85 users are served by a macrocell with mean throughput of 128 Kbps. The corresponding 5% outage
throughput is 23.5 Kbps. This is considered as Cminum
for further analysis.
25 50 75 1000
100
200
300
400
500
600
700
Macro Load (%)
Total System Throughput (Mbps)
NuM =20
NuM =40
NuM =60
NuM =80
NuM =85
Figure 2: Total system capacity evaluation for various macro/micro load conditions with constraint: Cum
≥ 23.5 Kbps and objective 1: maximize{CTot}
From detailed system level simulations the combination of control parameters: femtocell transmit
power (P(f)T ), femto load (βf) and number of active femtocells (NFatv) that maximizes the total system
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Confidential - Unpublished Work
throughput (CTot) under fractional load condition in macrocell is presented in Table 2. The corresponding
CTot is given in Figure 2. Similarly values for control parameters for maximizing number of active
femtocells are given in Table 3 and corresponding CTot is given in Figure 3.
For the simulation, 25%, 50%, 75%, & 100% macro/micro load (βm) conditions are considered. The
femtocell transmit power is varied from 2dBm to 20dBm in steps of 3dB in each case. The value of
femto load is considered from 0% to 100% with a step of 20% for each scenario. The number of active
femtocell are varied from 5 to 25 with a step of 5 in each situation. The number of macro/micro users is
varied through 20, 40, 60, 80 and 85.
4.4.1 Maximization of sum–cell–throughput
It can be seen from the Table 2 that for a given macro/micro load say βm=25% and given number of
macro/micro users say Num=40, that the combination of maximum allowable number of active femtocells
(NFatv), femto load (βf), femtocell transmit power (P(f)T ) are 10, 60% and 2dBm respectively which attains
the maximum CTot of 211Mbps. Any other combination of these control parameters yields CTot which is
less than 211Mbps. Under the given macro/micro load of 25% the centralized controller may inform the
macro/micro cell management entity to reduce the number of users from 40 to 20 in order to maximize
the CTot to 414Mbps. Corresponding values for these set of parameters can be read from the table. It
can be seen from the Figure 2 that the maximum CTot that can be attained is 613Mbps. This can be
achieved when the macro/micro cell load is 50% with 20 number of macro/micro cell users and 25
active femtocells with 100% load and transmitting at 2dBm power level. It can be seen in general CTot is
maximized by decreasing number of macrocell users which in turn means offloading macro/micro cell
traffic to femtocells. On the other hand, it is found the 50% macro/micro cell loading is optimum for
obtaining maximum CTot. It is also observed that, the effect of increasing femto load have more impact
on maximization of CTot than effect of increasing transmit power of femtocell. It is observed that in most
situations, 2 and 5dBm power is sufficient for the femtocells to operate. It is seen that 44 fold increase
in ASE is achievable by using co-channel femtocells in a UMi Scenario.
4.4.2 Maximization of number of active femtocells
For a given macro/micro load say βm=25% and given number of macro/micro users say Num=40, it can
be seen that upto 25 active femtocells can be supported, provided that the femtocells transmit at 5dBm
power with 20% load, thereby achieving CTot of 414Mbps. Whereas in comparison to the previous result,
it can be observed that the 150% increase in the number of active femtocells can be achieved against a
penalty of 12.8% reduction in the CTot. From the Table 3 it can be observed that in many cases, with 60
macro/micro users 25 femtocells are supportable which is stark contrast with the previous results.
4.4.3 Hybrid control
In one of the scenarios with Num=85, βm=100% where femtocells are not allowed to transmit, applica-
tion of hybrid control method shows nearly 19% improvement in 5% macro/micro cell throughput is
observed. In hybrid control method, we have considered dual constraints Cum ≥ 23.5 Kbps and Cuf,m ≤5 Mbps.
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Confidential - Unpublished Work
25 50 75 1000
5
10
15
20
25
30
Macro Load (%)
Number of Active Femtocells
NuM = 20
NuM = 40
NuM = 60
NuM = 80
NuM = 85
Figure 3: Number of allowable femtocells for various macro/micro load (βm) conditions with constraint:Cum ≥ 23.5 Kbps and objective 2: maximize{NFatv}
4.4.4 Conclusion
Investigation of co-channel deployment of femtocell, in UMi scenario as per ITU channel model is
presented in this work. Two objective functions viz. maximization of sum–cell–throughput and max-
imization of active number of femtocells are studied. Clear guidelines to attain these objectives by
choosing appropriate femtocell transmit power, femto load, number of active femtocells for combina-
tions of macro/micro cell users and macro/micro cell load are presented in details. It is found that
offloading macro/micro cell traffic to femtocells helps in increasing sum–cell–throughput significantly.
It is seen that 44 fold increase in ASE is achievable by using co-channel femtocells in a UMi Scenario.
A hybrid control strategy is also investigated which increases the 5% macro/micro user throughput by
19%. Further it is found that, 2dBm to 5dBm of femto transmit power is sufficient to attain both the
objective functions mentioned above.
4.5 Projections for Next Quarter
In the next quarter, following work items are identified for investigation:-
• Derivation of a self-optimization framework for femtocell deployment which provides multi-
objective optimizations under constraints.
• Methods for interference mitigation/avoidance in Uplink for macrocell-femtocell scenario.
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Confidential - Unpublished Work
5 Budget/Issues/Highlights
5.0.1 Budget
Sanctioned Amount - Rs. 7,50,000
Expenditure from 1st April 2008 to 31st March 2011 (tentative)
Contingency Rs.Equipments Rs.Server PC Rs.
Salary Rs.Travelling Allowance Rs.
Grand Total Rs.
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Confidential - Unpublished Work
Table 2: Operating guidelines of femtocell for various combination of macro/micro load (βm) and num-ber of active macro/micro users (Num) and corresponding maximum allowable number of active femto-cells (NFatv), femto load (βf), femtocell transmit power (P(f)
T ) while maximize{CTot} subject to constraint:Cum ≥ 23.5 Kbps
Num 20 40 60 80 85
βm = 25%
max{NFatv} 15 10 10 10 10
max{βf} (%) 80 60 20 20 20
max{P(f)T }(dBm) 2 2 5 11 5
max{CTot}(Mbps) 414 211 148 78 78
Cum(Kbps) 245 137 95 75 71
Cuf(Mbps) 27 21 7.15 7.22 7.18
βm = 50%
max{NFatv} 25 10 10 20 15
max{βf} (%) 100 60 40 20 20
max{P(f)T }(dBm) 2 2 2 2 2
max{CTot}(Mbps) 613 253 155 108 84
Cum(Kbps) 389 218 150 118 112
Cuf(Mbps) 24.22 24.43 15.58 4.91 4.96
βm = 75%
max{NFatv} 25 25 20 20 10
max{βf} (%) 100 60 40 20 20
max{P(f)T }(dBm) 2 2 2 2 2
max{CTot}(Mbps) 435 251 133 75 43
Cum(Kbps) 456 237 171 135 131
Cuf(Mbps) 17 9.66 6.14 3.2 3.14
βm = 100%
max{NFatv} 20 20 10 10 -
max{βf} (%) 100 100 80 20 -
max{P(f)T }(dBm) 5 2 2 2 -
max{CTot}(Mbps) 324 255 107 31 -
Cum(Kbps) 363 220 169 135 -
Cuf(Mbps) 15.86 12.32 9.68 2.03 -
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Table 3: Operating guidelines of femtocell for various combination of macro/micro load (βm) and num-ber of active macro/micro users (Num) and corresponding maximum allowable number of active femto-cells (NFatv), femto load (βf), femtocell transmit power (P(f)
T ) while maximize{CTot} & maximize{NFatv}subject to constraint: Cum ≥ 23.5 Kbps
Num 20 40 60 80 85
βm = 25%
max{NFatv} 25 25 20 10 10
max{βf} (%) 40 20 20 20 20
max{P(f)T }(dBm) 5 5 5 11 5
max{CTot}(Mbps) 362 184 149 78 78
Cum(Kbps) 245 137 95 75 71
Cuf(Mbps) 14.27 7.15 7.15 7.22 7.18
βm = 50%
max{NFatv} 25 25 25 20 15
max{βf} (%) 100 40 20 20 20
max{P(f)T }(dBm) 2 2 5 2 2
max{CTot}(Mbps) 613 244 152 108 84
Cum(Kbps) 389 212 147 118 112
Cuf(Mbps) 24.22 9.42 5.73 4.91 4.96
βm = 75%
max{NFatv} 25 25 25 20 10
max{βf} (%) 100 60 20 20 10
max{P(f)T }(dBm) 2 2 5 2 2
max{CTot}(Mbps) 435 251 118 75 43
Cum(Kbps) 456 237 171 135 131
Cuf(Mbps) 17 9.66 6.14 3.2 3.14
βm = 100%
max{NFatv} 25 25 25 10 -
max{βf} (%) 100 60 20 20 -
max{P(f)T }(dBm) 2 2 5 2 -
max{CTot}(Mbps) 307 198 87.17 31 -
Cum(Kbps) 420 233 154 135 -
Cuf(Mbps) 12 7.54 3.12 2.03 -
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A Appendix - AThe impact of interference on macro/micro cell UEs depends on the power, bandwidth utilization, fem-
tocell density, as well as the access control methods of co-channel femtocells. In open access mode,
all users can be allowed to access a femtocell, and in closed access the users registered to a particular
femtocell are allowed to access that femtocell [8]. Open access even though provides better overall cov-
erage but has a huge problem of handling a large number of handoffs. So this work focuses on closed
access configuration. A comparative study of different deployment modes such as dedicated/co-channel
deployment and closed/open access for femtocell network has been presented in [9]. It showed that
closed access and dedicated channel assignment gives better performance however, dedicated channel
assignment is not feasible considering that there will be loss in diversity gain with reduced bandwidth of
operation. The co-existence of femtocells and macrocells is studied and downlink power control method
for pilot and data is proposed for Universal Mobile Telecommunications Systems (UMTS) network
in [10]. However, it uses pathloss expression. To estimate pathloss one has to know the transmit power,
antenna gains as well angles etc which is difficult from practical implementation point of view. The im-
pact of interference caused by femtocells on macrocell capacity and coverage for High Speed Downlink
for Packet Access (HSDPA) systems and few mitigation techniques e.g. variation of data/control chan-
nel power, power zone segregation and adaptive power control are presented in [11,12]. Dynamic power
control approach is also presented in [13], where the unused frames of the macrocell networks can be
utilized by the femtocells by reading PDCCH. However, PDCCH is encrypted and can be read only by
the intended user. Therefore decoding of PDCCH by all femtocells requires some higher level protocol
management to be included. The macrocell offloading capacity gain due to femtocell deployments is
investigated in [14]. It shows that upto 30% mean throughput and about 100% gain for cell edge user
throughput. However it does not give the sum throughput of the entire cell with the macro/micro eNB
and deployed femto eNBs. In [15], mobility event based coverage optimization method is proposed
in order to minimize the core network signaling. Impact of femtocell deployment on call dropping
probability of macrocell users are discussed and effect of power control for femtocells are presented
in [16]. In [17] mutli-element antenna based self optimization methods are proposed that optimize both
power and antenna pattern. A method of autonomous spectrum sharing between macrocell and femto-
cell based on user’s feedback on channel conditions is presented in [18]. In [19] self optimization of
OFDMA femtocells by exchanging information between the femtocells and measurement reports sent
by users are presented. The feasibility of the co-channel deployment of Worldwide Interoperability
for Microwave Access (WiMAX) femtocell-macrocell network is investigated, and a method based on
Dynamic Frequency Planning (DFP) for interference avoidance [20] is proposed. An adaptive power
control strategy for the femtocell based on received power levels from neighbouring macro/micro users
are presented in [21]. Identifying a interfering macro/micro UE for a particular femto eNB is a daunting
task itself with huge amount of reliability issues associated with. An analytic framework for central-
ized and distributed control of power and call admission for the femtocells are presented in [22] using
accurate distance dependent pathloss models which has practical limitations. Distributed interference
management strategies based on game theoretic approach are studied in [23, 24]. The article [25] con-
siders interference power as a parameter for decision making however it limits the analysis considering
only femto interference. In [26, 27], spectrum sharing and downlink power control is studied for com-
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Confidential - Unpublished Work
bined Cognitive-Femtocell architecture which requires dynamic sensing of spectrum. The feasibility
for a femto eNB to use fed-back SINR statistics is very limited given the unpredictable nature of PRB
scheduling done at any eNB.
B Appendix - BThe previous results are listed below -
• Cellular and Femto layout models are developed as per ITU-R recommendations.
• Channel models are used as per ITU M-2135.
• CDF of SINR (SISO and 1×2 MRC) is calibrated with 3GPP self evaluation results.
• SINR and Capacity analysis is done for residential and enterprise femtocells.
• Downlink interference analysis of 3GPP-LTE-A network has evaluated by system level simula-
tions. Performane of the system for varying the femtocell density and varying the load factor in
each of the femtocells is studied.
• The study has been performed for femtocells with closed access and open access mode. Results
shows that, the macrocell spectral efficiency and user throughput is significantly reduced by both
closed access and open access femtocells. The performance degradation due to closed access
femtocell is severe than open access femtocells. In a high density scenario, percentage of outdoor
UEs attached to the open access femtocells is around 12% significantly reduces the degradation
in macrocell network.
• Performance of 3GPP-LTE-A macrocell-femtocell network with downlink power control has been
studied. An auto-configuration method for femtocells by UE measurements based downlink power
control is described.
• A simulation framework for uplink performance analysis of 3GPP-LTE-A macrocell-femtocell
has been developed. Uplink interference analysis being evaluated.
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References[1] V. Chandrasekhar, J. Andrews, and A. Gatherer, “Femtocell networks: a survey,” IEEE Communi-
cations Magazine, vol. 46, no. 9, pp. 59–67, september 2008.