Issue 91-215 November6. 1991 LIBRARY The Commission has affirmed sanctions "imposed by the NASD on Michael David Sweeney and his son, Michael Gregory Sweeney, of Spokane, Washington, former salesmen for Dean Witter Reynolds, Inc. The NASD censured the Sweeneys, fined them $5,000, and required them to disgorge $17,263 to the association and to attend a staff interview regarding sales practices. While the Commission affirmed the NASD's sanctions, it ordered that the disgorgement directed by the NASD be paid to the investors injured by the respondents' conduct in this case rather than to the association. The Commission affirmed NASD findings that the respondents excessively traded the accounts of four couples who were at or near the age of retirement. The Sweeneys' actions depleted their customers' net investments by amounts ranging from 22% to 44%. The Commission announced that when ordering disgorgement in the future the NASD should require the payment of prejudgment interest at an appropriate rate on the amount to be disgorged or explain why it is not necessary. It noted that the failure to collect such interest provides "a strong financial incentive for respondents to seek delay in the resolution of proceedings. The Commission also endorsed the NASD' s previously II stated policy that "ill-gotten gains" should be disgorged to customers who suffered the loss. As noted above, the NASD was directed to adhere to that policy in this case. (ReI. 34-29884) COMPLAINT FOR INJUNCTION FILED AGAINST SONIC ELECTRIC ENERGY CORPORATION, RAYMOND WEILAGE, JR., DANIEL VON FELLENBERG AND DAVID WAGNER On September 26 the Commission filed a complaint for final judgment of permanent injunction in the U. S. District Court for the District of Colorado naming Sonic Electric Energy Corporation (Sonic), a Colorado corporation, Raymond L. Weilage, Jr. (Weilage) of Atlanta, Georgia, Daniel Rudolf von Fellenberg (von Fellenberg) of Geneva, Switzerland and David J. Wagner (Wagner) of Englewood, Colorado. The complaint alleges that Sonic, Weilage and von Fellenberg violated the registration and antifraud provisions of the federal securities laws and that Wagner aided and abetted the registration violations.
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Issue 91-215 November6. 1991 LIBRARY
The Commission has affirmed sanctions "imposed by the NASD on Michael David Sweeneyand his son, Michael Gregory Sweeney, of Spokane, Washington, former salesmen for Dean Witter Reynolds, Inc. The NASD censured the Sweeneys, fined them $5,000, and requiredthem to disgorge $17,263 to the association and to attend a staff interview regardingsales practices. While the Commission affirmed the NASD's sanctions, it ordered that the disgorgement directed by the NASD be paid to the investors injured by the respondents' conduct in this case rather than to the association.
The Commission affirmed NASD findings that the respondents excessively traded the accounts of four couples who were at or near the age of retirement. The Sweeneys'actions depleted their customers' net investments by amounts ranging from 22% to 44%.
The Commission announced that when ordering disgorgement in the future the NASD should require the payment of prejudgment interest at an appropriate rate on the amount to be disgorged or explain why it is not necessary. It noted that the failure to collect such interest provides "a strong financial incentive for respondents to seek delayin the resolution of proceedings. The Commission also endorsed the NASD' s previously II
stated policy that "ill-gotten gains" should be disgorged to customers who suffered the loss. As noted above, the NASD was directed to adhere to that policy in this case. (ReI. 34-29884)
COMPLAINT FOR INJUNCTION FILED AGAINST SONIC ELECTRIC ENERGY CORPORATION, RAYMOND WEILAGE,JR., DANIEL VON FELLENBERG AND DAVID WAGNER
On September 26 the Commission filed a complaint for final judgment of permanentinjunction in the U. S. District Court for the District of Colorado naming Sonic Electric Energy Corporation (Sonic), a Colorado corporation, Raymond L. Weilage, Jr. (Weilage) of Atlanta, Georgia, Daniel Rudolf von Fellenberg (von Fellenberg) of Geneva, Switzerland and David J. Wagner (Wagner) of Englewood, Colorado. The complaint alleges that Sonic, Weilage and von Fellenberg violated the registrationand antifraud provisions of the federal securities laws and that Wagner aided and abetted the registration violations.
· 1
'The .complaint .a'l.Leges that the registratio~n provisions 'were violated' when a control stock distribution was commenced withoutr~gistratiori with the Commission. Wagner
.' aided the registration violations by assisting Weilage to become a controlallegedlyperson of the issuer and then rendering an oral exemption from registration opinion.The complaint alleges that the antifraud provisions were violated by the publicdissemination of false and misleading re~eas~s;as well as domestic and international manipulation of the market for the securities."
Also 'filed was von Fellenberg' s consent, without admitting or denying the aliegations, to a permanent injunction for registration and antifraud violations and disgorgementof his illegally obtained profits. [SEC v. Sonic Electric Energy Corporation et al.,Civil Action No. 9l-A-1685] (LR-13076) ,
COMPLAINT FILED AGAINST KENNETH ADAMS, MONTY GRAVES, NORMAN. OAKLEY, DONALD HIDY, JAMES THOMAS, JOHN THOMAS, ZENITH CAPITAL CORPORATION, THOMAS GALLMAN, VOLUNTEER SILVER EXCHANGE INC. AND ROGER FINCHUM
The Commission announced the filing of a complaint on September 25 in the U. S, District Court for the Middle District of Florida against Kenneth Adams (Adams) of Jacksonville, Florida, Monty Graves (Graves) of Walkertown, North Carolina, Norman B. Oakley (Oakley) of Timber Lake, North Carolina, Donald Hidy (Hidy) of Charlotte,North Carolina, James Thomas (J. Thomas) of Middleburg, Florida, John Thomas (Thomas)of MacClenny, Florida, Zenith Capital Corporation and Thomas Gallman of Columbia,South Carolina, and Volunteer Silver Exchange Inc. and Roger Finchum of Hendersonville, Tennessee.
The complaint alleges that between January and July 1989 the defendants fraudulentlyoffered and sold to the public interests in one or more investment programs. The interests were securities in the form of investment contracts for which no registration statements had been filed with the Commission. The complaint also alleges that the defendants made misrepresentations and omissions of material facts concerning, among other things, the use of proceeds, the size and timing of the returns and the safety of the investments. The complaint also alleges that, in connection with sale of the interests, Adams, Graves, Oakley, Hidy, Thomas and J. Thomas were unregistered broker-dealers. [SEC v. 'Kenneth J. Adams, et al., Civil Action No. 9l-750-CIV-J-12] (LR-13078)
RODNEY GOODMAN PLEADS GUILTY
The Commission announced that on October 24 Rodney Goodman pled guilty in the U.S. District Court for the District of Nevada to an Information charging him with violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. According to the Information, Goodman participated in a scheme to defraud involving a sham initial blind pool offering of Ultravest Ventures, Inc. (Ultravest)securities and the subsequent resale of those securities incident to the merger of Ultravest with a private company.
NEWS DIGEST, November 6, 1991 2
Sentencing has been set for January 31, 1992. [U.S. v. Rodney Goodman, CR-S-9l-257-LOG, LRL, USDC, District of Nevada] (LR-13075)
TEMPLETON DEVELOPING MARKETS TRUST
A notice has been issued giving interested persons until November 29 to request a hearing on an application filed by Templeton Developing Markets Trust, et a1. for an order under Section 6(c) of the Investment Company Act. The order would exemptapplicants from the provisions of Sections 2(a) (32), 2(a) (35), 22(c) and 22(d) of the Act and Rule 22c-1 thereunder to permit certain investment companies to imposea contingent deferred sales load and to waive the load in certain instances. (Re1.IC-1839l - November 4)
BOSTON FINANCIAL TAX CREDIT FUND PLUS, A LIMITED PARTNERSHIP, ET AL.
A notice has been issued giving interested persons until November 27 to request a hearing on an application filed by Boston Financial Tax Credit Fund Plus, a Limited Partnership (Partnership), and its general partners, Arch Street VI, Inc. and Arch Street VI Limited Partnership, for a conditional order under Sections 6(c) and 6(e)of the Investment Company Act. The conditional order exempts the Partnership from all provisions of the Act except Sections 9, 17, 26(b), 36 and 37 to the extent specified in the notice, and, as necessary to implement the foregoing Sections,Sections 38 through 53 of the Act. The conditional order would permit the Partnership to invest in limited partnerships that engage in the ownership and operation of housing for low and moderate income persons and to invest 28% of the proceeds from the sale of class B limited partnership interests in United States Treasuryobligations. (ReI. IC-18397 - November 5)
UNLISTED TRADING PRIVILEGES SOUGHT
Notices have been issued giving interested persons until November 27 to comment on the applications of three exchanges for unlisted trading privileges in issues which are listed and registered on one or more other national securities exchanges and are reported in the consolidated transaction reporting system. The exchanges and number of issues are as follows: Cincinnati Stock Exchange - 9 issues (Rel. 34-29897);Midwest Stock Exchange - 5 issues (ReI. 34-29898); and Philadelphia Stock Exchange -3 issues (ReI. 34-29899).
PUBLIC SERVICES ELECTRIC AND GAS COMPANY
The Commission has issued a notice g1v1ng interested persons until November 25 to request a hearing on an application by Public Service Electric and Gas Company(Company), a New Jersey corporation, pursuant to Section 304(c) (1) of the Trust
NEWS DIGEST, November 6, 1991 3
Indenture Act of 1939 (Act). The application requests that the Commission order an exemption from the provisions of Section 316 (a) (1) of the Act for certain First and Refunding Mortgage Bonds (Bonds) under an indenture dated as of August 1, 1924, as amended by the Supplemental Indenture dated March 1, 1942, between the Company and Fidelity Union Trust Company (now First Fidelity Bank, National Association, New Jersey) ,as Trustee (Indenture). The Indenture will be supplemented by a separatesupplemental indenture providing for each series of Bonds to be dated the first dayof the month in which each such series of Bonds is issued.
Section 304(c)(1) of the Act provides in part that the Commission shall exempt from one or more provisions of the Act any security issued or proposed to be issued under an indenture under which securities (as defined in that section) are outstanding.The exemption shall be granted if and to the extent that the Commission finds that compliance with such provisions, through the execution of a supplemental indenture or otherwise would require by reason of the provisions of such indenture or of anyother indenture or agreement made prior to enactment of the Act, or the provisionsof any applicable law, the consent of holders of securities outstanding under such indenture or agreement. (Rel. TI-2277)
INTERPRETATION OF NEW RULES UNDER SECTION 16 OF THE EXCHANGE ACT
The Division of Corporation Finance has announced the publication of significant staff correspondence interpreting the new Section 16 rules. Copies of the letter may be obtained by writing to, or by making a request in person at, the Public Reference Room, Securities and Exchange Commission, 450 5th Street, N.W., Room 1024, Washington, D.C. 20549. Each request must state the name of the subject company, the Act and the Section of the Act to which it relates, and the public availability date.
Letter Availability SubjectDate
Becton, Dickinson November 6, 1991 Rule l6b-3(c)(1)and Company and reporting
pursuant to Section l6(a)
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name,Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch;and a designation if the statement is a New Issue.
NEWS DIGEST, November 6, 1991 4
REGISTRATIONS
S-18 PACIFIC RIM GROUP IN/DE, 2109 LINCOLN DRIVE APT 100, ARLINGTON, TX 76011 (817) 860-6328 - 25,000 ($150,000) COMMON STOCK. 375,000 ($3,000,000) COMMON STOCK. 12,500 WARRANTS, OPTIONS OR RIGHTS. 12,500 ($90,000) COMMON STOCK. 375,000($3,750,000) COMMON STOCK. (FILE 33-43419-FW - OCT. 19) (BR. 14 - NEW ISSUE)
S-18 NEOSPORT INC, 1760 EVERGREEN ST, DUARTE, CA 91010 (818) 303-0099 - 500,000($2,000,000) COMMON STOCK. 50,000 ($50) WARRANTS, OPTIONS OR RIGHTS. 50,000($240,000) COMMON STOCK. (FILE 33-43461-LA - OCT. 22) (BR. 7 - NEW ISSUE)
,$-6 PAINEWEBBER EQUITY TRUST SPECIAL SITUATIONS SERIES 11 - INDEFINITE SHARES. (FILE33-43479 - OCT. 28) (BR. 22 - NEW ISSUE)
S-3 GENERAL ELECTRIC CAPITAL CORP, 260 LONG RIDGE RD, STAMFORD, CT 06927 (203) 357-4000 - 2,500,000,000 ($2,500,000,000) STRAIGHT BONOS. (FILE 33-43485 - OCT. 28) (BR. 11)
S-1 GOVERNMENT EXPORT TRUST SERIES 1991-1, NORWEST CENTER 8TH FL, 6TH AND MARQUETTE, MINNEAPOILS, MN 55479 (612) 667-8058 - 1,000,000 ($1,000,000) STRAIGHT BONOS. UNDERWRITER: MANUFACTURERS HANOVER SECURITIES CORP. (FILE 33-43487 - OCT. 28) (BR. 11 - NEW ISSUE)
S-3 GRACE W R & CO CONN INY, GRACE PLZ, 1114 AVE OF THE AMERICAS, NEW YORK, NY 10036 (212) 819-5500 - 300,000,000 ($300,000,000) STRAIGHT BONOS. (FILE 33-43566 - OCT. 29) (BR. 1)
S-3 TOPPS CO INC, 254 36TH ST, BROOKLYN, NY 11232 (718) 768-8900 - 25,290,124($388,835,656.50) COMMON STOCK. (FILE 33-43567 - OCT. 29) (BR. 12)
S-1 NISSAN AUTO RECEIVABLES CORP IDE, 990 W 190TH ST, TORRANCE, CA 90502 (213) 719-8012 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 33-43568 - OCT. 29) (BR. 12)
S-3 BANC ONE CORPIOHI, 100 E BROAD ST, COLUMBUS, OH 43271 (614) 248-5944 - 1,000,000($44,125,000) COMMON STOCK. 7,625,000 ($336,453,125) COMMON STOCK. (FILE 33-43569 -OCT. 29) (BR. 2)
S-3 FPL GROUP INC, 700 UNIVERSE BLVD, JUNO BEACH, FL 33408 (407) 694-4646 - 4,000,000($135,250,000) COMMON STOCK. 4,000,000 PREFERRED STOCK. (FILE 33-43570 - OCT. 29) (BR. 8)
S-3 POTOMAC ELECTRIC POWER CO, 1900 PENNSYLVANIA AVE NW, CIO M T HOWARD RM 841, WASHINGTON, DC 20068 (202) 872-2456 - 2,500,000 ($57,812,500) COMMON STOCK. (FILE33-43572 - OCT. 29) (BR. 7)
S-1 CITIBANK SOUTH DAKOTA N A, 701 E 60TH ST N, SIOUX FALLS, SO 57117 (605) 331-2626 -500,000,000 ($500,000,000) EQUIPMENT TRUST CERTIFICATES. 62,000,000 ($62,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 33-43575 - OCT. 30) (BR. 11)
S-1 CITIBANK SOUTH DAKOTA N A, 701 E 60TH ST N, SIOUX FALLS, SO 57117 (605) 331-2626 -750,000,000 ($750,000,000) EQUIPMENT TRUST CERTIFICATES. 93,000,000 ($93,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 33-43576 - OCT. 30) (BR. 11)
S-6 FIRST TRUST SPECIAL SITUATIONS TRU SER 21 SW GRO & TREA SEC, 1001 WARRENVILLE RD, NIKE SECURITIES L P, LISLE, IL 60532 - INDEFINITE SHARES. (FILE 33-43658 - OCT. 28) (BR. 18 - NEW ISSUE)
S-8 PIC N SAVE CORP, 2430 E DEL AMO BLVD, DOMINGUEZ, CA 90220 (213) 537-9220 -1,750,000 ($36,203,125) COMMON STOCK. 1,500,000 ($31,031,250) COMMON STOCK. 25,000($209,375) COMMON STOCK. (FILE 33-43661 - OCT. 30) (BR. 2)
S-1 BENTON OIL & GAS CO, 300 ESPLANADE DR STE 2000, OXNARD, CA 93030 (805) 981-9901 -3,450,000 ($45,712,500) COMMON STOCK. (FILE 33-43662 - OCT. 30) (SR. 3)
S-8 STAPLES INC, 100 PENNSYLVANiA AVE, P 0 SOX 9328, FRAMINGHAM, MA 01701 (508) 370-8501 - 300,000 ($5,482,500) COMMON STOCK. (FILE 33-43663 - OCT. 30) (SR. 7)
S-3 CROP GENETICS INTERNATIONAL CORP, 7170 STANDARD DR, HANOVER, MD 21076 (301) 621-2900 - 84',130 (S4,205,650) COMMON STOCK. (FILE 33-43664 - OCT. 30) (BR. 3)
Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 13D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section l3(d)(l). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l.
Below is a list of recent filings of Schedules 13D and 14D, which includes the following information: Column 1 - th~ company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e., new, update or revision.
EVENT SHRS(OOO)/ CUSIP/ FILING NAME AND CLASS OF STOCK/OWNER FORM DATE %OWNED PRIOR% STATUS
ACC CORP COM 329 00079410FMR CORP 130 10/22/91 7.7 0.0 NEW
AIR WIS SVCS INC COM 955 00923610HEINE SECURITIES CORP 130 10/30/91 10.6 10.1 UPDATE
AMDURA CORP COM NEW 2 8,168 02342670CONTINENTAL BANK N A ET AL 130 10/23/91 65.3 0.0 NEW
AMERICAN PRESIDENT COS LTD COM N/A 02910310STATE OF WISCONSIN INVEST BD 130 .10/ 8/91 N/A 5.5 UPDATE
BJ SVCS CO COM 1,283 05548210STATE OF WISCONSIN INVEST BD 130 10/ 8/91 9.9 8.7 UPDATE
BOLT BERANEK & NEWMAN INC COM 0 09768910SCHLUMBERGER (DELAWARE) INC 130 10/28/91 0.0 0.0 NEW
CANANDAIGUA WINE INC CL A 514 13721920ROCKER DAVID A 130 10/23/91 21.5 20.3 UPDATE
CARLYLE RL EST LTD PRT-IX LTD PRTSHP INT 3 14283096LIQUIDITY FUNDS ET AL 130 10/28/90 6.1 5.1 UPDATE
DOCUGRAPHIX INC COM 3,611 25590410LEVINE HERBERT 0 130 10/30/91 15.1 15.2 UPDATE
DYNATEC INTL INC COM PAR SO.01 1,740 26790740WAC RESH 130 6/ 6/91 47.5 0.8 UPDATE
ECOGEN INC COM 680 27886410JOHNSTON RICHARD TRUSTEE 130 10/24/91 4.7 5.0 UPDATE
NEWS DIGEST, November 6, 1991 7
ACQUISITIONS CONT.
NAME AND CLASS OF STOCK/OWNER FORM EVENT PATE
SHRS(Ooo)1WED
CUSIPI PRIORI
FILING STATUS
ELECTROMAGNETIC SCIENCES INC COM 960 28539710 ROCKER DAVID A 130 10/21/91 13.6 12.4 UPDATE
ELECTRONIC TECH GROUP INC COM MIA 28585910 GENERATION CAPITAL ASSOC ET AL 130 10/17/91 MIA MIA UPDATE
FIRST EMPIRE ST CORP COM 274 32007610 FMR CORP 130 10/24/91 4.1 8.5 UPDATE
FIRST FED ENTERPRISES INC COM 134 32399910 VAUGHN RUFUS C 130 101 2/91 9.7 0.0 MEW
Form 8-K is used by companies to file current reports on the following events:
Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.
The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.
STATE 8K ITEM NO. NAME OF ISSUER CODE 1 234 5 6 7 8 DATE COMMENT ------._----------------------------.--- --------------- ---_ ... _-ACAP CORP DE X 10/28/91ACTION INDUSTRIES INC PA X 10/22/91ALL STATE PROPERTIES LP DE X X D6/30/91ALPNET INC UT NO ITEMS 10/30/91ALTER SALES CO INC FL X X 10/28/91AMERICAN RECREATION CENTERS INC CA X X 10/21/91AMERICAN TELEVISION & COMMUNICATIONS COR DE X 1D/29/91
NEWS DIGEST, November 6, 1991 9
8K REPORTS CONT.
STATE 8IC ITEM 110. NAME OF ISSUER CODE 12345678 DATE COMMENT ------_.-------------_.-------_.---.----APPLIED DNA SYSTEMS INC ARCHIVE CORP /DE/ ASPEN "IND INC ATKINSON GUY F CO OF CALIFORNIA BANYAN HOTEL INVESTMENT FUND BAROID CORPORATION /DEBELDEN & BLAKE ENERGY CORP /OH BONITA CORP BOWLES FLUIDICS CORP CeA INDUSTRIES INC CeA INDUSTRIES INC CENVILL DEVELOPMENT CORP CHASE LINCOLN GRANTOR TRUST TRUST 1991-A CITIZENS WESTERN CORP COMCAST CORP COMDATA HOLDINGS CORP COMDATA NETWORK INC COMERICA INC /NEW/ CONTINENTAL INC DEALER NOTE TRUST 1990 DIAL CORPORATION FALCON OIL & GAS CO INC FIRST CHICAGO CORP FIRST FINANCIAL HOLDINGS INC /DE/ FIRST HANOVER BANCORP INC FIRST NATIONWIDE BANK SERIES 1989 AMRES-FIRST NATIONWIDE BANK SERIES 1989 AMRES-FIRST NATIONWIDE BANK SERIES 1989 AMRES-FIRST NATIONWIDE BANK SERIES 1989 fll-' FIRST NATIONWIDE BANK SERIES 1989 fll-2 FIRST NATIONWIDE BANK SERIES 1989 ICAMC-FIRST REGIONAL BAN CORP FLORIDA WESTCOAST BANKS INC FORTUNE NATIONAL CORP GENERAL DEVELOPMENT CORP GENEX CORP GRACE ENERGY CORP GREYHOUND FINANCIAL CORP INCOME OPPORTUNITY REALTY TRUST INDIANA BANCSHARES INC /IN/ KINDER CARE LEARNIY~CENTERS INC /DE KNOWLEDGEWARE INC KRUPP REALTY FUND LTD II LEONA ENTERPRISES INC LIDAK PHARMACEUTICALS LITTLEFIELD ADAMS & CO MANUFACTURERS NATIONAL CORP MCDONNELL DOUGLAS FINANCE CORP /DE MEDI MAIL INC /NV/ MHP MACHINES INC NATIONAL CITY CORP
DE DE CO
CA DE DE OH CO tI)
DE DE DE
CA PA DE tI)
DE DE DE AZ CO DE DE NC
CA eA FL PA DE DE DE DE eA IN DE GA MA DE CA NJ DE DE NV DE DE
SlAti ."•.. NAME OF ISSUER caDI 12J'S6'8 DATE ctIIRT
----------------------_ ................. ."... ....••••....... .....--- .......NATIONAL ENTERPRISES INC II I • 10/30/9'NATIONAL HEALTH INVESTORS INC .. • 10/'7/9'• NATIONAL HEALTHCORP L P DE I '0/17/9'NL INDUSTRIES INC ., • • '0/30/9'NOBLE AFFILIATES INC DE • • '0/3'/9'ON SITE TOXIC CONTROL INC CO 10/18/9'PARAGON MORTGAGE CORP IL I I '0/2'/9'PETROLANE GAS SERVICE LIMITED __ f DE
• 10/30/91PRICE T ROWE REALTY IIIClIIEAll» I .. • • 10/25/9'• PRICE T ROWE REALTY IIIClIIEAll» II DE • '0/25/9'PRICE T ROWE REALTY IIIClIIEFUND III DE • '0/25/9'PRICE T ROWE REALTY INCOME FUND IV DE 10/25/91PRICE T ROWE RENAISSANCE FUND LtD .. • 10/25/91• PRIME TELECOMMUNICATIONS CDIP UY • 10/18/9'PROTECTIVE LIFE CORP DE 10/29/9'• RADYNE CORP If I I 10/09/9'RESIDENTIAL FUNDING MORTGAGE SECURITIES DE I I '0/29/91RESIDENTIAL FUNDING MORTGAGE SECURITIES DE • • 10/30/91RESIDENTIA~ FUNDING MORTGAGE SECURITIES DE '0/30/9'• • • 10/25/91REXENE CORP DE RONSON CORP ... 08/22/91SATELLITE INFORMATION SYSTEMS CO CO
• • 10/31/9'SEAGRAM CO LTD • '0/30/9'SECURITY NATIONAL CORP /DE/ DE I • '0/15/9'SHELL OIL CO DE • • "/0'/9'SOURCE ONE MORTGAGE SERVICES CDIP DE I • '1/01/9'SPECIALTY RETAIL SERVICES INC DE I • '0/3'/9'
'STRUTHERS OIL & GAS CORP DE II '0/'6/91SUMMIT HOLDING CORP W I 10/21/9'TROUND INTERNATIONAL INC DE • • 07/31/91UAL CORP /DE/ DE • • 10/31/9'UNION TEXAS PETROLEUM HOlDINGS INC DE • • 11/04/91UNIQUEST INC FL • 08/31/91VALHI INC /DE/ DE I • '0/29/91 --VALLEY NATIONAL BANCORP ... I '0/18/91VALLICORP HOLDINGS INC DE • • 10/28/91VTX ELECTRONICS CORP DE I • 10/18/91WARNER TECHNOLOGIES INC /LA! IV I '0/31/9' \1M BANCORP ID 10/16/91•