Issue 93-15 LIBRARY JAN 2 0 1993 January 26, 1993 CIVIL.paOCEEDIHGS U .$.SECURiTI6S EXCHANGECOMMtS$fON CIVIL ACTION AGAINST The Commission PEOPLES FINANCIAL RESOURCES announced that on January CORP., 25 the ET AL. Honorable Julie E. Carnes, U.S. District Judge for the Northern District of Georgia, entered an ex parte Temporary Restraining Order and an ~ parte asset freeze against defendants Peoples Financial Resources Corporation, a Delaware corporation (Peoples), Peoples Financial Resources Corporation, a Nevada corporation (Peoples Nevada), and Donald Paul Clark. (Clark). In addition, an ~ parte asset freeze was entered and a constructive trust was imposed against relief defendants Glen Schuster, Cynthia Clark, Paul Welch and Westsphere Dunshaw Patton, Ltd. The Commission's complaint alleges that since 1986 Clark has conducted through Peoples the fraudulent and unregistered offer and sale of securities, in the form of memberships in investment clubs, Peoples preferred stock, and interests in automatic teller machines, in violation of Sections Sea), S(c) and l7(a) of the Securities Act of 1933 (Securities Act), Sections lOeb) and lS(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rule lOb-S thereunder, and Sections 203(a), 206(1) and 206(2) of the Investment Advisers Act of 1940 (Advisers Act). The complaint also alleges the defendant Peoples Nevada has conducted fraudulent and unregistered sales of securities in the form of preferred stock, in violation of Section Sea), S(c) and l7(a) of the Securities Act, and Section lOeb) of the Exchange Act and Rule 10b-s thereunder. The securities have been sold based on numerous misrepresentations and material omissions, including, among others, the riskiness of the investments, the actual use of investor proceeds and the financial condition of Peoples. During the course of the foregoing conduct, the relief defendants received substantial funds from Peoples. A hearing is scheduled for February 4, 1993 to show cause why a preliminary injunction should not be granted. [SEC v. Peoples Financial Resources Corporation, a Delaware Corporation, Peoples Financial Resources Corp., a Nevada Corporation, and Donald Paul CLark, Civil Action No. 1:93-CV-016l-JEC] (LR-13497)
12
Embed
SEC News Digest, 01-26-1993 · 2 NEWS DIGEST, January 26, 1993. A notice has been issued g~v~ng interested persons until February 12, 1993 to comment on the application of Medchem
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
Issue 93-15 LIBRARY JAN 2 0 1993
January 26, 1993
CIVIL.paOCEEDIHGS U .$.SECURiTI6S EXCHANGECOMMtS$fON
CIVIL ACTION AGAINST
The Commission
PEOPLES FINANCIAL RESOURCES
announced that on January
CORP.,
25 the
ET AL.
Honorable Julie E. Carnes, U.S. District Judge for the Northern District of Georgia, entered an ex parte Temporary Restraining Order and an ~ parte asset freeze against defendants Peoples Financial Resources Corporation, a Delaware corporation (Peoples), Peoples Financial Resources Corporation, a Nevada corporation (Peoples Nevada), and Donald Paul Clark. (Clark). In addition, an ~ parte asset freeze was entered and a constructive trust was imposedagainst relief defendants Glen Schuster, Cynthia Clark, Paul Welch and WestsphereDunshaw Patton, Ltd.
The Commission's complaint alleges that since 1986 Clark has conducted through Peoples the fraudulent and unregistered offer and sale of securities, in the form of memberships in investment clubs, Peoples preferred stock, and interests in automatic teller machines, in violation of Sections Sea), S(c) and l7(a) of the Securities Act of 1933 (Securities Act), Sections lOeb) and lS(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rule lOb-S thereunder, and Sections 203(a), 206(1) and 206(2) of the Investment Advisers Act of 1940 (Advisers Act). The complaint also allegesthe defendant Peoples Nevada has conducted fraudulent and unregistered sales of securities in the form of preferred stock, in violation of Section Sea), S(c) and l7(a) of the Securities Act, and Section lOeb) of the Exchange Act and Rule 10b-s thereunder.
The securities have been sold based on numerous misrepresentations and material omissions, including, among others, the riskiness of the investments, the actual use of investor proceeds and the financial condition of Peoples.
During the course of the foregoing conduct, the relief defendants received substantial funds from Peoples.
A hearing is scheduled for February 4, 1993 to show cause why a preliminary injunction should not be granted. [SEC v. Peoples Financial Resources Corporation, a Delaware Corporation, Peoples Financial Resources Corp., a Nevada Corporation, and Donald Paul CLark, Civil Action No. 1:93-CV-016l-JEC] (LR-13497)
INVESTMENT COMPANY ACT RELEASES
KIDDER PEABODY CALIFORNIA TAX EXEMPT MONEY FUND, ET AL.
A notice has been issued giving interested persons until February 16, 1993 to requesta hearing on an application filed by Kidder Peabody California Tax Exempt Money Fund, et al. for an order under Section6(c) of the Investment Company Act exemptingapplicants from the provisions of Sections 2(a)(32), 2(a)(35), l8(f), l8(g), l8(i), 22(c), and 22(d) of the Act and Rule 22c-,l rhereunde r . The order would permit certain investment companies to issue and sell multiple classes of shares representinginterests in the same investment portfolio and assess and, under certain circumstances, waive or reduce a contingent deferred sales charge on certain redemptions of their shares. (ReI. IC-19226 - January 22)
NEW CENTURY FUND, INC., ET AL.
A notice has been issued giving interested persons until February 22, 1993 to requesta hearing on an application filed by New Century Fund, Inc. and New CenturyManagement, Inc. for a conditional order under Sections 6(c) and 23(b) of the Investment Company Act. Applicants seek relief from the provisions of Sections l8(d)and 23(b) to permit New Century Fund, Inc. to sell a limited amount of its shares on a delayed basis at the same price per share as the initial public offering price.(ReI. IC-19228 - January 25)
TECHNOLOGY FUNDING MEDICAL PARTNERS I, L.P., ET AL.
A conditional order has been issued on an application filed by Technology FundingMedical Partners I (Partnership), Technology Funding Inc., and Technology FundingLtd. under Section 6(c) of the Investment Company Act granting an exemption from the provisions of Sections 2(a) (19) and 2(a) (3)(D). The order determined that the independent general partners of the Partnership are not "interested persons" of the Partnership, the other general partners, or the principal underwriter of the Partnership solely by reason of their status as general partners of the Partnershipand co-partners of the other general partners. The order also determined that no limited partner owning less than five percent of the units of limited partnershipinterest in the Partnership is an "affiliated person" of the Partnership or any of its partners solely by reason of being a limited partner of the Partnership and a co-partner of the other limited partners and the general partners. (ReI. IC-19229 -January 25)
LISTING, DELISTING AND UNLISTED TRADING ACTIONS
wITHDRAWAL SOUGHT
A notice has been issued glvlng interested persons until February 12, 1993 to comment on the application of PEC Israel Economic Corporatio~ to withdraw its Common Stock $1.00 Par Value, from listing and registration on the American Stock Exchange. (ReI.34-31754)
2 NEWS DIGEST, January 26, 1993
A notice has been issued g~v~ng interested persons until February 12, 1993 to comment on the application of Medchem Products, Inc. to withdraw its Common Stock $.01 Par Value, from listing and registration on the American Stock Exchange. (Rel. 34-31755)
A notice has been issued giving interested persons until February 12, 1993 to comment on the application of Waterhouse Investor Services, Inc. to withdraw its Common Stock,$.01 Par Value, from listing and registration on the American Stock Exchange. (Rel.34-31756)
SELF-REGU"LA'l'ORYORGANIZA'l'IONS
PROPOSED RULE CHANGE
The American Stock Exchange filed a proposed rule change (SR-Amex-92-48) to increase its annual fee imposed on listed company equity issues. The Amex proposes to increase the annual fee for stocks, with separate categories based on the number of outstanding shares, to a minimum fee of $6,500 and a maximum fee of $14,500. Publication of the proposal is expected in the Federal Register during the week of January 25. (Rel.34-31752)
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change filed by the Midwest Stock Exchange (SR-MSE-92-l6) to waive its P&L System Reports fee for two months has become effective upon filing. (Rel.34-31753)
SIGNIFICANT NO-ACTION AND INTERPRETATIVE LETTERS
The following is a list of significant no-action and interpretative letters recently issued by the Division of Corporation Finance. These letters express the view of the Division respecting novel or important questions arising under the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment CompanyAct of 1940, and the Investment Advisers Act of 1940. Copies of these letters may be obtained by writing to the Public Reference Room, Securities and Exchange Commission,\~ashington, D. C. 20549, or by making a request in person at the Public Reference Room, 450 Fifth Street, N.W., Room 1024, Washington, D.C., stating the name of the subject company, the Act and the Section of the Act to which it relates, and the public availability date.
COMPANY ACT/SECTION/RULEOR RELEASE
DATE MAILED
PUBLIC AVAIlABILITY DATE
Securities Transfer Association, Inc.
1934 Rule
Act l7Ad-15
8/21/92 8/21/92
NEWS DIGEST, January 26, 1993 3
COMPANY ACT/SECTION/RULE DATE PUBLIC OR RELEASE MAILED AVAILABILITY
*This item represents a correction of an item appearing in the list of significanletters of 10/9/92.
SECURITIES ..ACT REGISTRATIONS
The following registration statements have been filed with the SEC under th
Securiti~s Act of 1933. The reported information appears as follows: Form, Name Address and Phone Number (if available) of the issuer of the security; Title and th
number and/or face amount of the securities being offered; Name of the managinunderwriter or depositor (if applicable); File number and date filed; Assigne
Branch; and a designation if the statement is a New Issue.
4 NEWS DIGEST, January 26, 1993
REGISTRATIONS
S-4 GALEN HEALTH CARE INC, 201 WEST MAIN STREET, NULL, LOUISVILLE, KY 40202 (502) 580-3763 - 162,000,000 ($1,202,338,000) COMMON STOCK. (FILE 33-49291 - JAN_ 19)(BR. 13)
S-6 DEFINED ASSET FUNDS MUNICIPAL INVT TR FD MON PYMT SER 525 MERRILL LYNCH PIERCE FENNER & SMITH, ONE LIBERTY PLZ, 21ST F~, 165 BROADWAY, NEW YORK,NY 10080 (NUL) L - - INDEFINITE SHARES. (FILE 33-49293 - JAN. 19) (NEW ISSUE)
S-6 DEFINED ASSET FUNDS MUN INVT TR FD MULTI STATE SERIES 28, 450 LEXINGTON AVE,C/O DAVIS POLK & WARDWELL, NEW YORK, NY 10017 (212) 450-4500 - INDEFINITE SHARES. (FILE 33-49295 - JAN. 19) (NEW ISSUE)
S-6 NUVEEN TAX EXEMPT UNIT TRUST SERIES 676, 333 W WACKER DRIVE, CHICAGO, IL 60606 -INDEFINITE SHARES. (FILE 33-49299 - JAN. 19) (NEW ISSUE)
S-6 KEMPER INSURED CORPORATE TRUST SERIES 10, 77 WEST WACKER DR 5TH FLR CHICAGO IL 60601 - INDEFINITE SHARES. (FILE 33-56972 - JAN. 14) (BR. 16 - NEW ISSUE) ,
S-6 KEMPER INSURED CORPORATE TRUST SERIES 8 & 9, 77 WEST WACKER DR 5TH FLR, CHICAGO, IL 60601 - INDEFINITE SHARES. DEPOSITOR: KEMPER SECURITIES INC. (FILE 33-56974 -JAN. 14) (BR. 16 - NEW ISSUE)
S-l NATHANS FAMOUS INC, 1400 OLD COUNTRY RD, WESTBURY, NY 11590 (516) 338-8500 -1,875,000 ($19,050,000) COMMON STOCK. UNDERWRITER: LANDENBURG THALMANN & CO INC. (FILE 33-56976 - JAN. 14) (BR. 1)
S-3 ATHENA NEUROSCIENCES INCIDE, 800f GATEWAY BLVD, SOUTH SAN FRANCISCO, CA 94080 (415) 877-0900 - 3,450,000 ($29,325,000) COMMON STOCK. UNDERWRITER:BROWN ALEX & SONS INC, PAINEWEBBER INC. (FILE 33-56994 - JAN. 15) (BR. 4)
5-8 AMERICAN RESIDENTIAL HOLDING CORP, 11119 N TORREY PINES RD, LA JOLLA, CA 92037 (619) 535-4900 - 585,359 ($10,353,537) COMMON STOCK. (FILE 33-56996 - JAN. 15)(BR. 11)
S-8 AMERICAN RESIDENTIAL HOLDING CORP, 11119 N TORREY PINES RD, LA JOLLA, CA 92037 (619) 535-4900 - 143,675 ($2,541,251) COMMON STOCK. (FILE 33-56998 - JAN. 15) (BR. 11)
S-"8 GMIS INC IDE, 5 COUNTRY VIE~ RD, MALVERN, PA 19355 e2l5} 296-3838 - 300,000($7,579,000) COMMON STOCK. (FILE 33-57062 - JAN. 15) (BR. 10)
5-3 PSI ENERGY INC, 1000 E MAIN ST, PLAINFIELD, IN 46168 (317) 839-9611 - 2,000,000(S200,000,000) PREFERRED STOCK. (FILE 33-57064 - JAN. 15) (BR. 8)
S-3 GRAHAM FIELD HEALTH PROOUCTS INC, 400 RABRO DR E, HAUPPAUGE, NY 11788 (516) 582-5800- 237,676 (S1,440,911) COMMON STOCK. (FILE 33-57066 - JAN. 15) (BR. 9)
S-8 AURORA ELECTRONICS INC, 17481 RED HI9LL AVE, IRVINE, CA 92714 (214) 484-9484 -92,730 (S1,048,776) COMMON STOCK. (FILE 33-57070 - JAN. 15) (BR. 6)
S-8 DE NOVO CORP, 208 ~YECROFT RD, OAKVILLE, ON~RIO L6K 3T8 CANADA, A6 (416) 849-6522- 100,000 (S97,000) COMMON STOCK. (FILE 33-57084 - JAN. 19) (BR. 9)
S-8 IES INDUSTRIES INC, 200 FIRST ST SE, CEDAR RAPIDS, IA 52401 (319) 398-4411 -105,000 (S3,045,OOO) COMMON STOCK. (FILE 33-57088 - JAN. 19) (BR. 8)
S-3 IE5 INDUSTRIES INC, 200 FIRST ST SE, CEDAR RAPIDS, IA 52401 (319) 398-4411 -1,200,000 ($34,800,000) COMMON STOCK. (FILE 33-57090 - JAN. 19) (BR. 8)
6 NEWS DIGEST, January 26, 1993
REGISTRATIONS CONTINUED
S-ll DAIWA MORTGAGE ACCEPTANCE CORP, 200 LIBERTY ST, 25TH FLOOR, NEW YORK, NY 10281 (212) 945-0100 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 33-57118 JAN. 15) (BR. 12)
S-8 BIOMUNE SYSTEMS INC, 40 E SO TEMPLE STE 342, SALT LAKE CITY, UT 84111 (801) 364-5850 - 7,200,000 ($450,000) COMMON STOCK. (FilE 33-57122 - JAN. 15) (BR. 12)
S-4 DIAGNOSTIC HEALTH CORPORATION, 22 INVERNESS CENTER PKWY STE 400, BIRMINGHAM, AL 35242 (205) 980-2500 - 2,600,000 ($20,173,000) COMMON STOCK. (FILE 33-57124 - JAN. 15)(BR. 6)
N-2 NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC, 333 WEST WACKER DR, CHICAGO, IL 60606 (312) 917-7810 - 10,000,000 ($150,000,000) COMMON STOCK. (FILE 33-57130 - JAN. 15)(BR. 18 - NEW ISSUE)
S-4 BARNETT BANKS INC, 50 N LAURA ST, JACKSONVILLE, FL 32202 (904) 791-7720 - 30,000($420,000) COMMON STOCK. (FILE 33-57132 - JAN. 15) (BR. 2)
S-l JORGENSEN EARLE M CO IDEI, 3050 E BIRCH ST, BREA, CA 92621 (714) 579-8823 -155,000,000 ($155,000,000) STRAIGHT BONDS. UNDERYRITER: DONALDSON LUFKIN & JENRETTESEC INC, FIRST BOSTON CORP. (FILE 33-57134 - JAN. 15)(BR. 1)
S-3 IMMULOGIC PHARMACEUTICAL CORP IDE, ONE KENDALL SQ - BLDG 600, CAMBRIDGE, MA 02139 (617) 494-0060 - 2,875,000 ($38,812,500) CO~MON STOCK. UNDERYRITER:HAMBRECHT & QUIST INC, MORGAN STANLEY & CO INC. (FILE 33-57138 - JAN. 19) (BR. 4)
S-l CARDIOVASCULAR IMAGING SYSTEMS INC, 595 N PASTORIA AVE, SUNNYVALE, CA 94086 (408) 749-9088 - 2,300,000 ($18,400,000) COMMON STOCK. UNDERYRITER:MONTGOMERY SECURITIES, VOLPE WELTY & CO. (FILE 33-57140 - JAN. 19) (BR. 8)
S-2 ALEXANDER ENERGY CORP, 701 CEDAR LAKE BLVD, OKLAHOMA CITY, OK 73114 (405) 478-8686 _ 2,990,000 ($12,333,750) COMMON STOCK. UNDERWRITER: GUERIN & TURNER INC, HANIFEN IMHOFF INC, PRINCIPAL EPPLER. (FILE 33-57142 - JAN. 19) (BR. 12)
S-8 INDIANA ENERGY INC, 1630 N MERIDIAN ST, INDIANAPOLIS, IN 46202 (317) 926-3351 25,000 ($728,125) COMMON STOCK. (FILE 33-57148 - JAN. 19) (BR. 7)
$-3 IDENTIX INC, 510 N PASTORIA AVE, SUNNYVALE, CA 94086 (408) 739-2000 - 731,903($1,921,245) COMMON STOCK. (FILE 33-57154 - JAN. 19) (BR. 9)
SoB QUEENSLAND TREASURY CORP, 611 NORTH LARCHMONT BLVD,CIa M BORZI OBE COMMISSIONER FOR QUEENSL, LOS ANGELES, CA 90004 - 943,923,733($943,923,733) FOREIGN GOVERNMENT AND AGENCY DEBT. (FILE 33-57156 - JAN. 19) (BR. 9)
NEWS DIGEST, January 26, 1993
REG1STRATIm;S COKTINUED
S 3 GENEVA STEEL, 10 S GEhEvA RD, VINEYARD, ur 84058 (801) 227-9000 - 125,000,000($125,000,800) STRAIGHT BONOS. UNDER~RITER: CITICORP SECURITIES MARKETS INC. (FILE33-57158 - .IAN. 19) (SR. 6)
$-3 AMYlrN PHARMACEUTICALS INC, 9373 TOWNE CENTRE DR, SAN DIEGO, CA 92121 (619) 552-2200- 2.875,000 ($35,937.500) COMMON STOCK. UNDERWRITER: ALEX BROWN & SONS,MORGAN STANLEY &. CO. (FILE 33-57162 - JAN. 19) (BR. 4)
Companies and individuals must report to the Commission within ten days on Schedule 13D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule l3D file a Schedule 13G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l.
Below is a list of recent filings of Schedules 13D and 14D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned (top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent: owned ; and Column 7 - the status of the filing, i.e., new, update or revision.
EVENT SHRS(OOO)/ CUSIPI FlUNGNAME AND CLASS OF STOCK/OWNER FORM DATE r.Q\JNED PRIOR% STATUS
ADVEST GROUP INC COM 1,125 00756610KELLOGG PETER R 13D 1/14/93 11.8 8.7 UPDATE
ALDEN PRESS CO COM 4,760 01429210APC MERGER CORP ET Al 14D-l 1/22/93 64.5 0.0 NEW
ALDEN PRESS CO COM 4,760 01429210APC MERGER CORP ET AL 140-1 1/22/93 64.5 0.0 RVSION
ALDEN PRESS CO COM 438 01429210HEcSON ~JLLJAM G 130 1/17/93 5.9 5.9 UPDATE
NEWSDIGEST, January 26, 1993
ACQUISITIONS CONT.
EVENT SHRS(OOO)/ CUSIP/ FILING NAME AND CLASS OF STOCKJ(M!ER fOR!! DATE IOWNED PRIORX STATUS
ARGONAUT GRaJP COM 1,294 04015710COOPERMAN LEON G 130 1/12/93 5.1 0.0 NEW
ARGONAUT GROUP COM 1,294 04015710 COOPERMAN LEON G 130 1/12/93 5.1 0.0 RVSION
ASTREX INC COM 709 04635710AMSTER ~ ET AL 130 12/29/92 17.2 0.0 NEW
ASTREX INC COM 709 04635710 AMSTER ~ ET Al 130 12/29/92 17.2 0.0 RVSION
AUTOTOTE CORP CL A 0 05332310 WEMBlEY INC ET Al 130 1/15/93 0.0 11.8 UPDATE
AUTOTOTE CORP CL A 0 05332310 WEMBlEY INC ET Al 130 1/15/93 0.0 11.8 RVSION
AUTOTOTE CORP CL A 417 05332310WEMBLEY STADIUM LTD ET AL 130 1/15/93 8.0 0.0 NEW
AUTOTOTE CORP Cl A 417 05332310 WEMBlEY STADIUM LTD ET Al 130 1/15/93 8.0 0.0 RVSION
BSB BANCORP COM 164 05565210 TWEEDY BROWNE CO l P ET At 130 1/14/93 5.7 6.0 UPDATE
BRADlEES INC COM 1,000 10449910 Ml 1BK POSITIONS INC 130 1/11/93 8.9 8.9 UPDATE
BRAZILIAN EQUITY FD INC COM 323 10588410 PEAK ASSET MGMT ET Al 130 1/18/93 7.0 5.5 UPDATE
BROADCAST INTl INC COM PAR$O.1ONEW 357 11131830COHEN STEVEN A 130 1/11193 6.0 0.0 NEW
BROADCAST INTL INC COM PARSO.1ONEW 357 11131830 COHEN STEVEN A 130 1/11193 6.0 0.0 RVSJON
CACI INTL INC CL A 193 12719030 PFIRMAN lARRY l ET Al 130 1/21193 7.9 8.0 UPDATE
LATSHAW ENTPRS INC COM 100 51839910BIXBY WALTER E JR 130 12/ 9/92 20.5 20.2 UPDATE
LATSHAW ENTPRS INC COM 100 51839910BIXBY WALTER E JR 130 12/ 9/92 20.5 20.2 RVSION
LIBERTY MEDIA CORP CL A NEW 2,203 53071530TELE-COMMUNICATIONS INC 130 1/15/93 5.1 0.0 NEW
LIBERTY MEDIA CORP CL A NEW 2,203 53071530TELE-COMMUNICATIONS INC 130 1/15/93 5.1 0.0 RVSION
MLX CORP CCII 1,367 55307610TERIBE LTD ET AL 130 12/23/92 5.4 5.4 UPDATE
MLX CORP CCII 7,522 55307610THREE CITIES HLDGS ET AL 130 12/23/92 29.6 29.6 UPDATE
ORBOTECH LTD ORO 1.102 68569910CARROLL ACQUISITION CORP ET AL 130 1/21/93 9.1 0.0 NEW
PERKIN ELMER CORP CCII 2,794 71404110SOROS GEORGE ET AL 130 1/13/93 8.3 7.6 UPDATE
STHERN EDUCATORS LIFE INS CO CCJt 0 84279910UNITED INSURANCE COS INC 140-1 1/22/93 0.0 0.0 NEW
STHERN EDUCATORS LIFE IllSCO CCII 0 84279910UNITED INSURANCE COS INC 140-1 1/22/93 0.0 0.0 RVSION
STRIKER PETE CORP CCII NEW 2.870 86331620COLLINS ACQUISITION GRP INC 130 1/13/93 64.2 0.0 NEW
STRIKER PETE CORP CCII NEW 2.870 86331620COLLINS ACQUISITION GRP INC 130 1/13/93 64.2 0.0 RVSION
TODD SHIPYARDS CORP COM 802 88903910BAIRD BRENT 0 ET AL 130 1/11/93 6.7 5.4 UPDATE
TODD SHIPYARDS CORP COM 802 88903910BAIRD BRENT 0 ET AL 130 1/11/93 6.7 5.4 RVSION
E\~S DIGEST, January 26, 1993 11
ACQUISITIONS CaNT.
. EVENT SHRS(OOO)/ CUSIP/ FILING
NAME AND CLASS OF STOCK/OWNER FORM DATE %OYNED PRIOR% STATUS
USLICO CORP COM 914 90329710BALDWIN & LYONS ET AL 130 1/22/93 8.5 9.9 UPDATE
U S ALCOHOL TESTING AMER INC COM 1,856 91199510
WALSH GREENWOOD & CO ET AL 130 1/ 8/93 18.4 4.4 UPDATE
U S ALCOHOL TESTING AMER INC COM 1,856 91199510WALSH GREENWOOD & CO ET AL 130 1/ 8/93 18.4 4.4 RVSION
VEREX LABS INC COM 6,600 92340610BIRKLEA LTD 130 1/ 6/93 37.0 0.0 NEW
WAINOCO OIL CORP COM 1,449 93067610TORRAY ROBERT E ET AL 130 1/18/93 6.6 7.7 UPDATE
ZYNAXIS INC COM 348 98986410ALPHI FUND 130 1/12/93 6.7 0.0 NEW
ZYNAXIS INC COM 348 98986410ALPHI FUND 130 1/12/93 6.7 0.0 RVSION
RECENT 8X FILINGS
Form 8-K is used by companies to file current reports on the following events:
Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.
The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.
STATE 8K ITEM NO. NAME OF ISSUER COOE 1 234 5 678 DATE COMMENT .----.---------------------------------- --------------- --- ... ----
PRUDENTIAL BANK & TRUST CO X X 12/15/92PSI RESOURCES INC IN X 12/11/92 AMEND QUAKER STATE CORP DE X 12/30/92QUEST BIOTECHNOLOGY INC MI X 11/09/92eve NETWORK INC DE X X 01/18/93