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PLEASE SCROLL DOWN FOR ARTICLE This article was downloaded by: [Tsinghua University] On: 26 August 2010 Access details: Access Details: [subscription number 912295224] Publisher Taylor & Francis Informa Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37- 41 Mortimer Street, London W1T 3JH, UK International Journal of Remote Sensing Publication details, including instructions for authors and subscription information: http://www.informaworld.com/smpp/title~content=t713722504 Estimation of evapotranspiration using a remote sensing model over agricultural land in the North China Plain Dawen Yang a ; He Chen a ; Huimin Lei a a State Key Laboratory of Hydro-Science and Engineering, Department of Hydraulic Engineering, Tsinghua University, Beijing, PR China Online publication date: 04 August 2010 To cite this Article Yang, Dawen , Chen, He and Lei, Huimin(2010) 'Estimation of evapotranspiration using a remote sensing model over agricultural land in the North China Plain', International Journal of Remote Sensing, 31: 14, 3783 — 3798 To link to this Article: DOI: 10.1080/01431161.2010.483492 URL: http://dx.doi.org/10.1080/01431161.2010.483492 Full terms and conditions of use: http://www.informaworld.com/terms-and-conditions-of-access.pdf This article may be used for research, teaching and private study purposes. Any substantial or systematic reproduction, re-distribution, re-selling, loan or sub-licensing, systematic supply or distribution in any form to anyone is expressly forbidden. The publisher does not give any warranty express or implied or make any representation that the contents will be complete or accurate or up to date. The accuracy of any instructions, formulae and drug doses should be independently verified with primary sources. The publisher shall not be liable for any loss, actions, claims, proceedings, demand or costs or damages whatsoever or howsoever caused arising directly or indirectly in connection with or arising out of the use of this material.
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Page 1: SEBS IJRS 2010 8

PLEASE SCROLL DOWN FOR ARTICLE

This article was downloaded by: [Tsinghua University]On: 26 August 2010Access details: Access Details: [subscription number 912295224]Publisher Taylor & FrancisInforma Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK

International Journal of Remote SensingPublication details, including instructions for authors and subscription information:http://www.informaworld.com/smpp/title~content=t713722504

Estimation of evapotranspiration using a remote sensing model overagricultural land in the North China PlainDawen Yanga; He Chena; Huimin Leia

a State Key Laboratory of Hydro-Science and Engineering, Department of Hydraulic Engineering,Tsinghua University, Beijing, PR China

Online publication date: 04 August 2010

To cite this Article Yang, Dawen , Chen, He and Lei, Huimin(2010) 'Estimation of evapotranspiration using a remotesensing model over agricultural land in the North China Plain', International Journal of Remote Sensing, 31: 14, 3783 —3798To link to this Article: DOI: 10.1080/01431161.2010.483492URL: http://dx.doi.org/10.1080/01431161.2010.483492

Full terms and conditions of use: http://www.informaworld.com/terms-and-conditions-of-access.pdf

This article may be used for research, teaching and private study purposes. Any substantial orsystematic reproduction, re-distribution, re-selling, loan or sub-licensing, systematic supply ordistribution in any form to anyone is expressly forbidden.

The publisher does not give any warranty express or implied or make any representation that the contentswill be complete or accurate or up to date. The accuracy of any instructions, formulae and drug dosesshould be independently verified with primary sources. The publisher shall not be liable for any loss,actions, claims, proceedings, demand or costs or damages whatsoever or howsoever caused arising directlyor indirectly in connection with or arising out of the use of this material.

Page 2: SEBS IJRS 2010 8

Estimation of evapotranspiration using a remote sensing model overagricultural land in the North China Plain

DAWEN YANG, HE CHEN* and HUIMIN LEI

State Key Laboratory of Hydro-Science and Engineering, Department of Hydraulic

Engineering, Tsinghua University, Beijing, 100084, PR China

Evapotranspiration (ET) from agricultural land is the most common form of water

consumption in the North China Plain. Based on in situ measurements by an eddy

covariance (EC) system, the present study tested the surface energy balance system

(SEBS) model for estimating surface energy fluxes from a wheat/maize rotation

cropland. Applicability of the SEBS model using Moderate Resolution Imaging

Spectroradiometer (MODIS) land products to estimate ET was further validated.

The model proved to be appropriate to measure heat flux during the wheat-growing

season, but underestimated the sensible heat flux during the maize-growing season.

Although the SEBS model performed better during the wheat-growing season, the

relative error of the latent heat flux was within 20% in both wheat- and maize-

growing seasons. Results showed that the SEBS model using remote sensing data

could provide a reasonable estimate of the surface energy fluxes from an irrigated

cropland in the North China Plain.

1. Introduction

Evapotranspiration (ET) constitutes the main part of terrestrial surface energy bal-

ance and water balance in land surface process analyses. Water balance, which

determines the total amount and spatial/temporal distribution of water resources, is

substantially influenced by surface ET over a wide range of spatial and temporal

scales. ET is essential for understanding hydrological processes and climate dynamics,as well as the interaction between land surface and atmosphere. It is also closely

associated with crop production and agricultural drought monitoring. Therefore,

estimating surface ET is of great importance in hydrology, water management and

agriculture (Glenn et al. 2007).

The North China Plain is a major food-producing region where more than half of

China’s wheat and one-third of its maize are grown (Wang et al. 2008). However, the

North China Plain has been exposed to a serious water shortage crisis due to dry

climate, dense population and rapid economic growth (Cai 2008). Agricultureaccounts for 70% of the total water consumption in this region (Zhang et al. 2003).

The huge amount of groundwater drawn for irrigation leads to serious groundwater

depression and the drying up of rivers (Yang et al. 2004). Sustainable crop production

in the North China Plain, therefore, relies on the irrigation efficiency and strict water

resource management, which require an accurate estimate of ET over vast areas of

croplands.

Since Brown and Rosenberg (1973) first used thermal infrared remotely sensed

temperature in a resistance model for predicting evapotranspiration, quantitative

*Corresponding author. Email: [email protected]

International Journal of Remote SensingISSN 0143-1161 print/ISSN 1366-5901 online # 2010 Taylor & Francis

http://www.tandf.co.uk/journalsDOI: 10.1080/01431161.2010.483492

International Journal of Remote Sensing

Vol. 31, No. 14, 20 July 2010, 3783–3798

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estimation of ET based on remotely sensed data has developed rapidly. Currently,

estimation of regional surface ET requires a significant incorporation of auxiliary

surface parameters derived from remotely sensed data. Several models have been

proposed for the use of remote sensing data to estimate regional ET, such as Two-

Source Energy Balance Model (TSEB) (Norman et al. 1995), Surface Energy BalanceAlgorithm for Land (SEBAL) (Bastiaanssen et al. 1998), Simplified Surface Energy

Balance Index (S-SEBI) (Roerink et al. 2000), Surface Energy Balance System (SEBS)

(Su 2002), Evapo-Transpiration Mapping Algorithm (ETMA) (Loheide II and

Gorelick 2005), Mapping Evapo-Transpiration at high Resolution with Internalized

Calibration (METRIC) (Allen et al. 2007a), and Simplified Two-Source Energy

Balance (STSEB) (Sanchez et al. 2008). Detailed discussion of remote sensing-based

ET models was presented by Gowda et al. (2008). Most of these models, which can be

characterized either as single-layer or dual-layer, are based on a land surface energybalance equation. Dual-layer models have two sets of resistances across a bare soil

and a vegetation component, and include the interaction between these two compo-

nents. Single-layer models use only one resistance and assume that all surfaces can be

represented by one effective temperature and humidity value. Compared to single-

layer models, the greater physical realism of dual-layer models requires more ancillary

data and calibration. Therefore, a complicated parameterized dual-layer model has

not shown significant advantage over a simple, but correctly calibrated, single-layer

model (French et al. 2005, Timmermans et al. 2005, 2007).Among single-layer models, methods using remote sensing data to estimate heat

exchange are divided into two main categories: (1) calculation of sensible heat flux (H)

and determination of latent heat flux (LE) as the residual of the energy balance

equation (Hatfield et al. 1984, Choudhury et al. 1986); and (2) estimation of the

crop water stress index (CWSI) or surface energy balance index (SEBI), and deriva-

tion of H and LE from these indexes (Jackson et al. 1981, Menenti and Choudhury

1993). These models have been evaluated across various areas (e.g. French et al. 2005,

Jia et al. 2003, Allen et al. 2007b, van der Kwast et al. 2009), but large errors in the heatflux estimation have been reported. This indicates that validation and comparison of

these models are still necessary in specific regions.

The objective of the study is to test the SEBS model for estimating surface energy

fluxes over a wheat/maize rotation cropland in the North China Plain using MODIS

land products and in situ measurement by an eddy covariance (EC) system.

The applicability of the SEBS model using Moderate Resolution Imaging

Spectroradiometer (MODIS) land products for estimating ET was further validated.

2. Model description

SEBS is a single-layer model that uses an excess resistance term which accounts for the

differences of the roughness lengths for heat and momentum between vegetation and

soil surface (van der Kwast et al. 2009). It consists of three components: (i) a set of tools

for the determination of land surface physical parameters from spectral reflectance and

radiance; (ii) an extended model for the determination of roughness length for heat

transfer (Su et al. 2001); and (iii) a new formulation for the determination of evaporativefraction on the basis of energy balance at limiting cases (Su 2002). There are two

methods in SEBS based on whether the third component is included. In the case of

the third component not being included, LE is obtained as the residual of the energy

balance equation when H is obtained from the first two components (denoted the

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residual method); otherwise, LE is calculated by the evaporative fraction and con-

strained by limiting cases (denoted the EF method).

Equations to calculate LE either through the residual method or the EF method

were given by Su (2002). However, the parameterization schemes of roughness length

of momentum transfer (z0m), zero displacement height (d), fractional coverage (fc),and soil heat flux (G0) were modified for the site used in this study.

The roughness length of momentum transfer and the zero displacement height are

derived from empirical relationships, which are fitted functions to curves given by

Shaw and Pereira (1982) from the second-order closure theory, proposed by

Choudhury and Monteith (1988).

d ¼ 1:1h ln 1þ X 1=4� �

; X ¼ CdðLAIÞ (1)

z0m ¼ z0s þ 0:3hX 1=2; 0 � X � 0:20:3h 1� d=hð Þ; 0:2 < X < 1:5

�;

(2)

where h is the canopy height (m), LAI is the leaf area index, Cd is the drag coefficient

of the foliage elements, generally assumed to be 0.2, and z0s is the substrate roughness

height (m), commonly taken as 0.01 for bare soil (Shuttleworth and Wallace 1985).

The fractional canopy coverage can be calculated by the scaled normalized differ-

ence vegetation index (NDVI) as:

fc ¼ðNDVIÞ � ðNDVIÞmin

ðNDVIÞmax � ðNDVIÞmin

; (3)

where (NDVI)min and (NDVI)max are the NDVI for bare soil (fc ¼ 0) and full

vegetation (fc ¼ 1), respectively.

Net radiation, Rn, is estimated as:

Rn ¼ 1� að ÞRswd þ es eaT4a � T4

s

� �; (4)

where Ta and Ts are the air and land surface temperature (K), respectively, a is the

albedo, Rswd is the downward solar radiation (W m-2), s is the Stefan–Bolzmannconstant (5.67 � 10-8 W m-2 K-4), e is the emissivity of the surface, and ea is the

emissivity of the atmosphere, which could be estimated as follows (Brutsaert 1975):

ea ¼ 1:24 ea=Tað Þ1=7 (5)

where ea is the air vapour pressure. The parameters a, e, and Ts can be derived from

remote sensing data of visible and thermal infrared spectral ranges.Soil heat flux is calculated using the multifactor ratio method by Bastiaanssen

(2000):

G0 ¼ Ts 0:0038þ 0:0074að Þ 1� 0:98 NDVIð Þ4� �

Rn (6)

3. Experimental set-up

3.1 Study area

The Weishan flux site (36� 390 N, 116� 030 E) stands at the centre of the Weishan

Irrigation District (36� 80–37� 10 N and 115� 250–116� 310 E) located along the lower

Satellite-based observations of hydrological processes 3785

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reaches of the Yellow River (see figure 1). It is the fifth largest agricultural district in

China, with a total area of 3400 km2. The region is typically classified as semi-humid,

where the annual pan evaporation (1950 mm measured by 20 cm diameter evapora-

tion pan) significantly exceeds the annual precipitation (532 mm), and the annual

mean air temperature is 13.3�C. The dominant crops are winter wheat and summer

maize planted in rotation, representing the main cropping system in this region. The

growing season for winter wheat runs from early October to the following mid-June,while that for maize is from mid-June to late September. The rainfall is insufficient to

support the winter wheat production, as about two-thirds of the annual rainfall

occurs in summer (July to September). Agricultural production of the wheat-growing

season relies primarily on surface ditch irrigation, with the irrigation water drawn

mainly from the Yellow River.

3.2 Measurements

A 10-metre flux tower was installed for flux and meteorological measurements in

March 2005. Half-hourly fluxes of H and LE were recorded by the EC system at theheight of 3.7 m (CSAT3, Campbell Scientific, Logan, UT, USA; LI7500, LI-COR,

Lincoln, NE, USA). Meteorological data used in this study were recorded at 10-min

intervals, including air temperature and humidity (HMP45C, Vaisala, Helsinki,

Finland), air pressure (CS115, Druck, Houston, TX, USA) at the height of 3.55 and

2.0 m, and downward and upward solar and long-wave radiation (CNR-1, Kipp &

Zonen, Delft, the Netherlands) at 3.47 m. Soil heat fluxes were measured at the depth

of 3 cm (HFP01SC, Hukseflux, the Netherlands) at two sides of the tower. A large

Figure 1. Schematic diagram of the study site.

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aperture scintillometer (LAS) (BLS450, Scintec, Rottenburg, Germany) was set up in

this area in March 2008. The LAS had an aperture size of 0.15 m, and the light source

was a light-emitting diode operating at a peak wavelength of 880 nm. The transmitter

and the receiver were located between two sides of the flux tower at a distance of 878 m

(see figure 1), and erected both with a height of 8.4 m. The optimal transect wasperpendicular to the prevailing wind direction and parallel to the Earth’s surface. The

LAS thus followed a north-east–south-west orientation, as the predominant wind

direction was south by east.

The emitted radiation was scattered by the turbulent medium in the path. The

variance of intensity of received radiation was proportional to the structure parameter

of the refractive index of air, C 2n (Hill 1992), which mainly depended on temperature

fluctuations. The structure parameter of temperature C 2T could be deduced from C 2

n

measurements (Von Randow et al. 2008) as follows:

C2T � C2

n �T2

a

0:78� 10�6P

� �2

1þ 0:03

b

� ��2

; (7)

where P is the air pressure (Pa), and b is the Bowen ratio (H/LE) that provides acorrection for humidity-related scintillations. It is generally believed the factor invol-

ving b can be omitted when it is larger than 0.6 (Chehbouni et al. 1999).

To derive H from C2T, Monin-Obukhov similarity theory relationships are needed

(Von Randow 2008). The similarity relationships used in this study were proposed by

De Bruin et al. (1993). The LAS could only measure C2n, so the estimation of H should

also be aided by air temperature and wind speed obtained from field observations, as

well as the Bowen ratio derived from the EC system.

The canopy height (h) was measured weekly in 2008 at several locations surround-ing the tower. Data were fitted to one curve to represent the typical change of canopy

height during a year. The LAI was determined periodically during wheat- and maize-

growing seasons from 2006 to 2008. Prior to July 2008, the LAI was directly measured

by randomly selecting samples within the cropland. After July 2008, the LAI was

measured by a plant canopy analyser (LAI-2000, LI-COR, Lincoln, NE, USA).

4. Data acquisition and analysis

4.1 Model input

Two datasets were required as inputs to the model. The first dataset consisted of land

surface temperature, albedo, and NDVI, which were derived from either daily or

composite MODIS land products. The second dataset included air temperature andhumidity, atmosphere pressure, wind speed at reference height, and downward solar

radiation, which were automatically measured by instruments at the flux tower.

MODIS data were used in the study because of the relatively high temporal

resolution (daily to 16 days) and acceptable spatial resolution (250 m to 1000 m).

MODIS data used in this study were from 2006 to 2008 and were downloaded from

the NASA Data Center (https://wist.echo.nasa.gov/api/). Broadband surface albedo

was derived from seven shortwave channels using Liang’s (2000) method, and NDVI

was calculated from MODIS 250-m resolution images for the red and near-infraredbands (Huete et al. 2002). Land surface temperature and emissivity were retrieved

from 1-km resolution brightness temperature in MODIS band 31 and 32. Collection 5

data including MOD09GA, MOD11A1, MOD09Q1 onboard the Terra satellite, and

Satellite-based observations of hydrological processes 3787

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corresponding MYD products onboard the Aqua satellite were used in this study (Yi

et al. 2008). Descriptions of these products can be found from the MODIS website

(http://modis-land.gsfc.nasa.gov/). The images were re-projected from the Sinusoidal

(SIN) projection into the Universal Transverse Mercator (UTM) projection and the

resample resolution was 1 km. Images with heavy cloud cover were removed accord-ing to the quality flags in the datasets.

4.2 Uncertainty in flux measurements

The EC system was used to provide surface validation data for evaluating the remote

sensing model (Lei and Yang 2010). Using half-hour data in 2008, the slope between

the available energy flux (Rn – G0) and the sum of H and LE fluxes at the flux tower

site was 0.74, with a determination coefficient (r2) of 0.86 (see figure 2). The slope forthe wheat-growing season (from March to May) was 0.76, slightly higher than that for

the maize-growing season (from July to September), at 0.73. The energy balance

closure indicated that the EC measurements might underestimate H and/or

LE. Similar energy-imbalance issues were also reported using other EC measurements

(Wilson et al. 2002, Li et al. 2005a). Possible causes of observed energy imbalances

include instrumental effects, advection influence, and heterogeneity of the landscape

(Wilson et al. 2002, Li and Yu 2007, Foken 2008). Imbalance may also be partly

attributable to the G0 measurements at this site. The G0 showed a high spatialvariability, with mean values of G0/Rn at 0.07 and 0.16 at the two observation points.

Twine et al. (2000) suggested two methods to enforce energy balance closure. The

first method assumes that measurements of H are reliable. LE is then corrected as a

residual of the energy balance (RE method). Another method assumes that both H

and LE are under-measured, and they are corrected by the measured Rn and Bowen

ratio, which are assumed to be reliable (BR method). Because no consensus has yet

been reached regarding this energy balance closure issue in EC measurements, further

analysis is still needed to reduce the uncertainty in flux measurements.

Figure 2. Linear regression between the available energy flux (Rn – G0) and the sum of sensibleand latent heat (LE þ H).

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5. Results and discussion

5.1 Validation of the model using ground observation data

To evaluate the model without the effect of potential uncertainties from remote

sensing data, intensive ground observational data were used as inputs to validatethe model. Half-hourly ground observations during daytime (from 9 a.m. to 4 p.m.) in

2007, including surface temperature and albedo, were used to drive the model.

Statistical results in the wheat-growing season for half-hour fluxes are listed in

table 1. The estimated Rn showed consistency with the measurement, yielding a bias of

-6 W m-2 and a root mean square error (RMSE) of 37 W m-2. However, there was a

tendency to overestimate at higher ranges and underestimate at lower ranges of Rn

(see figure 3(a)), with a slope and intercept of the linear regression of 1.17 and -71.88

W m-2, respectively. The estimate of G0 showed a relatively good result, for the meanvalue had a low bias of -6 W m-2, and the RMSE was 26 W m-2 (see figure 3(b)). Both

residual and EF methods were used in estimating H and LE. These two methods were

compared by direct observations of the EC to avoid uncertainties by enforcing

closure. The residual method showed a large underestimation of H and an over-

estimation of LE with biases of -28 and 103 W m-2, respectively (see table 1). This

might be caused by extremely wet conditions due to heavy rainfall or irrigation. In this

case, the estimated LE could be larger than that under the wet limit case. The EF

method constrained H and LE in the range set by the limiting cases, so the bias of H

and LE were reduced to -8 and 82 W m-2, respectively.

The EC measurements were performed by direct observation (EC) and by enforcing

closure using the RE and the BR methods. Comparison of estimated H and LE by the

EF method and measurements of EC by direct observation and two enforcing closure

methods are all listed in table 1. Direct observation of EC tended to underestimate

LE. The comparison between estimated LE and (LE)EC showed a bias of 82 W m-2, an

RMSE of 112 W m-2, and an r2 of 0.82. The consistency between estimated LE and

Table 1. Performance of the SEBS model in the wheat-growing season.

Methods Flux Mean (W m-2) Bias (W m-2)RMSE

(W m-2)MAD

(W m-2) r2 ab

(W m-2)

Rn 378 -6 37 28 0.986 1.17 -71.88G0 40 -6 26 20 0.324 0.43 16.54

Residualmethod

HEC 34 -28 41 23 0.614 0.56 -13.26(LE)EC 229 103 136 71 0.754 1.13 74.06

EFmethod

HEC 34 -8 31 23 0.696 1.00 -7.44HBR 60 -33 103 42 0.444 0.30 -9.10(LE)EC 229 82 112 60 0.815 1.13 52.80(LE)RE 303 8 52 42 0.924 1.14 -35.19(LE)BR 277 34 109 50 0.669 0.80 89.63

HEC and HBR are the sensible heat fluxes directly measured by EC and corrected by BR method,respectively. (LE)EC, (LE)BR, and (LE)RE are the latent heat fluxes directly measured by EC,and corrected by BR and RE methods, respectively.Bias is the bias of mean value, RMSE is root mean square error and MAD is mean absolutedifference between estimates and measurements.r2 is determination coefficient.a and b are slope and intercept, respectively, of the linear regression.

Satellite-based observations of hydrological processes 3789

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(LE)RE improved significantly, with a bias of 8 W m-2, RMSE of 52 W m-2, and r2 of

0.92. The BR method could reduce the average bias of LE to some extent, with a bias

of 34 W m-2 and RMSE of 109 W m-2. However, the correlation became worse,

yielding an r2 of 0.669. The errors of H deteriorated using the BR method, not only in

the mean value, but also in the correlation. These results showed that the RE method

could best provide the consistency between estimated and measured fluxes, indicatingthe RE method was the most suitable treatment of EC measurements at this site.

Several studies also showed the same result for using the RE closure technique

(e.g. Li et al., 2005b, Sanchez et al, 2008).

Scatter diagrams of H and LE using the EF method and the RE closure technique

are shown in figures 3(c) and 3(d). The estimated H showed consistency with the

validation data, yielding a bias of -8 W m-2 and an RMSE of 31 W m-2. The slope and

intercept of the linear regression for H were 1.00 and -7.44 W m-2, respectively (see

figure 3(c)). For LE estimates, the results showed consistency, although the linearregression coefficients had a slope of 1.14 and an intercept of -35.19 W m-2 (see

figure 3(d)), indicating that the bias was multiplicative. This tendency was the same as

that for the estimates of Rn.

Figure 3. Linear regressions between the surface energy fluxes estimated by SEBS model usingthe EF method versus EC measurement by the RE method in the wheat-growing season, 2007:(a) net radiation (Rn), (b) soil heat flux (G0), (c) sensible heat flux (H), (d) latent heat flux (LE).

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For the maize-growing season, the statistic results are listed in table 2 with the same

form as that of the wheat-growing season. The estimated Rn showed an underestimation

of 28 W m-2 on average, with an RMSE of 40 W m-2 (see figure 4(a)). G0 results showed agood accuracy, yielding no bias of mean value and an RMSE of 18 W m-2 (see figure 4(b)).

Although the result improved by using the EF method rather than the

residual method, H was still underestimated, with a bias of -32 W m-2 and an

RMSE of 43 W m-2 (see table 2). The probable reason is the applicability of the

single-layer model. During the maize-growing season, the canopy height is 1.5–2.5 m,

while the vegetation coverage is 0.25–0.9, indicating that the surface land is not fully

covered by vegetation. When the single layer model is applied, the mix of high

vegetation and bare soil can lead to large errors in estimating d and z0m. Anotherreason for the underestimation may be partly attributable to the low reference height.

At this site, air temperature is measured at the height of 3.55 m. However, in the

maize-growing season, canopy height can reach up to 2.5 m, which is only about 1 m

lower than the height of air temperature measurements. Consequently, the structure

of the vegetation may greatly influence the friction velocity and d.

As in the wheat-growing season, the RE method showed a great improvement

compared to direct observations. The BR method did not show much improvement

in LE measurement, but the results in H measurements deteriorated. Scatter diagramsof H and LE using the EF method and the RE closure technique are shown in

figures 4(c) and 4(d). An obvious underestimation was shown in H, with slope and

intercept of the linear regression of 0.60 and -4.79 W m-2, respectively. Despite the

error in H, the estimated LE showed consistency with the measurements, yielding a

bias of 4 W m-2 and an RMSE of 47 W m-2 (see table 2). The probable reason is the

underestimation in Rn, which compensates the underestimates of H.

5.2 Applicability analysis of the model using remote sensing data

The source area of the EC technique is relatively small, which will mismatch with the

size of the remote sensing images. LAS has an edge over the EC system on source area,

and some studies have shown that LAS measurements can provide a reliable measure-

ment of H (McAneney et al. 1995, Hoedjes et al. 2006). However, the only available

LAS data from this site were from 2008. Therefore, this study used synchronized data

Table 2. Performance of the SEBS model in the maize-growing season.

Methods Flux Mean (W m-2) Bias (W m-2)RMSE

(W m-2)MAD

(W m-2) r2 ab

(W m-2)

Rn 347 -28 40 23 0.987 1.13 -71.83G0 33 0 18 15 0.500 0.61 13.00

Residualmethod

HEC 69 -43 54 26 0.720 0.57 -13.09(LE)EC 155 104 142 73 0.610 1.24 67.32

EFmethod

HEC 69 -32 43 23 0.774 0.60 -4.79HBR 121 -84 116 62 0.544 0.28 3.04(LE)EC 155 93 130 68 0.614 1.17 66.09(LE)RE 244 4 47 37 0.906 1.15 -33.17(LE)BR 191 57 102 66 0.651 0.97 63.36

See table 1 for column definitions.

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from EC instead of LAS to validate the model. At first, the capability of EC data for

validating the remote sensing-based model was examined by comparing the H

observed from LAS and EC. Growing seasons for winter wheat and summer maize

in 2008 were selected as typical periods (see table 3). The dataset collected during rainy

periods was excluded, and only data in unstable conditions (9 a.m. to 4 p.m.) were

chosen. A comparison of both periods showed that the H measured by LAS and EC

was consistent, but the measurements by LAS were slightly higher than that by EC,

with a slope of 0.91 and 0.97, respectively (see figure 5). A possible reason may be thatthe source area of LAS includes part of villages and roads, which have larger H than

that of the cropland. This result suggested high reliability and accuracy of EC as a

substitute for LAS in H measurement, and supported the priority of RE method at

this site.

Figure 4. Linear regressions between the surface energy fluxes estimated by SEBS model usingthe EF method versus EC measurement by the RE method in the maize-growing season, 2007:(a) net radiation (Rn), (b) soil heat flux (G0), (c) sensible heat flux (H), (d) latent heat flux (LE).

Table 3. Characteristics of two typical periods in year 2008.

Period Bowen ratio Prevailing wind direction Crop Closure of EC

March–May 0.3 South/South by East Wheat 0.71July–September 0.35 South/South by East Maize 0.79

3792 D. Yang et al.

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In this section, remote sensing derived inputs including surface temperature,albedo, emissivity and NDVI, from either daily or composite MODIS land products,

were used for driving the model using the EF method. The half-hourly flux observa-

tions around the over-passing time of Terra at 10:30 a.m. and Aqua at 1:30 p.m. from

2006 to 2008 were used for validation. For EC observations, the corrected fluxes by

RE method were used.

Figure 6 shows the results using Terra and Aqua MODIS data in the wheat-

growing seasons from 2006 to 2008. The estimated Rn fitted well with the measure-

ments, yielding an RSME of 28 W m-2 for Terra and 45 W m-2 for Aqua (see table 4).Both Terra and Aqua results overestimated the Rn, but for Aqua, the difference was

larger, with a bias of 29 W m-2. The mean value of G0 was overestimated by 12 W m-2

for Terra, while that for Aqua was underestimated by 16 W m-2. For turbulent heat

fluxes, the RMSE of the estimated H were 47 W m-2 and 42 W m-2 for Terra and

Aqua, respectively. The RMSE values of the estimated LE were 51 W m-2 and 75 W

m-2 for Terra and Aqua, respectively (see table 4). The correlations between the

estimates and the measurements in the turbulent fluxes were reasonable. For LE,

the r2 was 0.80 and 0.66 for Terra and Aqua, respectively.Figure 7 shows the results using Terra and Aqua MODIS data in the maize-growing

seasons from 2006 to 2008. Fewer data were available due to cloud contamination in

the rainy seasons. The estimated Rn was consistent with the measurements, with an

RMSE of 23 W m-2 for Terra and 26 W m-2 for Aqua (see table 4). The systematic

error was also small in the maize-growing season, with a mean value bias of -8 and

7 W m-2 for Terra and Aqua, respectively. The Rn from Aqua was generally larger

than that from Terra, because of the time difference when the two sensors passed over

the site. Due to the higher accuracy in the estimates of Rn, the estimates of G0 showedan improvement over those during the wheat-growing season, yielding an RMSE of

21 W m-2 for Terra and 22 W m-2 for Aqua. For H, the results showed large under-

estimation for both Terra and Aqua, but more obviously for Aqua (see table 4).

Consequently, the estimated LE had lower accuracy than that in the wheat-growing

season, with a bias of 52 W m-2 for Aqua.

Figure 5. Comparison of the sensible heat fluxes (H) measured by LAS and EC (directobservation): (a) wheat-growing season (8 March to 31 May), (b) maize-growing season(1 July to 30 September).

Satellite-based observations of hydrological processes 3793

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Figure 6. Linear regressions between the surface energy fluxes estimated by the SEBS modelwith the EF method using remote sensing derived inputs versus EC measurements of the REmethod in the wheat-growing season from 2006 to 2008: (a) Rn, (b) G0, (c) H, (d) LE.

Table 4. Statistical analysis of estimation values versus observation values using remote sensingderived inputs.

Flux Mean (W m-2) Bias (W m-2) RMSE (W m-2) MAD (W m-2) r2

Wheatseason

Terra Rn 509 8 28 21 0.87G0 40 12 28 21 0.01HEC 83 25 47 31 0.43(LE)RE 387 -29 51 34 0.80

Aqua Rn 592 29 45 28 0.75G0 53 -16 37 27 0.01HEC 57 13 42 30 0.63(LE)RE 481 33 75 57 0.66

Maizeseason

Terra Rn 457 -8 23 16 0.95G0 41 16 21 9 0.33HEC 63 -30 52 32 0.16(LE)RE 353 7 53 41 0.71

Aqua Rn 562 7 26 21 0.83G0 56 10 22 14 0.01HEC 28 -56 72 35 0.40(LE)RE 478 52 80 46 0.34

See table 1 for column definitions.

3794 D. Yang et al.

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6. Conclusion

In this paper the SEBS model was tested for estimating surface energy fluxes from anirrigated cropland in the North China Plain. The quality of the measurements in the

Weishan flux site enabled a detailed comparison between in situ measurements and

the SEBS estimated surface energy fluxes.

The RE closure technique of EC measurements proved to be the best treatment of

EC measurement in this site, indicating the high accuracy of H measurement by

EC. The comparison between H measurement by EC and LAS ensured the reliability

of EC measurement as the validation data.

The residual and EF methods in the SEBS model were used to estimate H andLE. Comparison results showed that the EF method was more appropriate than the

residual method because the former constrained the actual ET in the range between

the wet limit and the dry limit.

The validation of the EF approach, using in situ measurements of daytime as input

parameters, showed consistency with the measurements. However, the estimate of H

during the maize-growing season had a large negative bias because the single-layer

model cannot differentiate between the soil and vegetation composite temperature.

Figure 7. Linear regressions between the surface energy fluxes estimated by the SEBS modelwith the EF method using remote sensing derived inputs versus EC measurements of the REmethod in the maize-growing season from 2006 to 2008: (a) Rn, (b) G0, (c) H, (d) LE.

Satellite-based observations of hydrological processes 3795

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The applicability of the model was explored by means of a comparison between the

measurement of EC and the model estimate driven by MODIS land surface products.

The model performed much better during the wheat-growing season than during the

maize-growing season. As a result, relative error in the estimate of LE was within 20%,

either in the wheat-growing season or in the maize-growing season, indicating that theapplicability of the model using remote sensing data in the estimation of ET is acceptable.

Acknowledgements

This research was supported by the National 973 Project of China (2006CB403405)

and the National Natural Science Founding Projects of China (50939004).

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