Sebi

BY: MOHIT LOONKAR GMCS

Hkkjrh; izfrHkwfr vkSj fofue; cksMZSecurities and Exchange Board of India

OUTLINEHistory

Objectives of SEBI

Functions of SEBI

SEBI Management Board Members

Various Departments under SEBI

HISTORYSet up on April 12,1988 as a non statutory body.

Is an Apex body to develop and regulate the stock market in India

In 1992 – through SEBI Act –powers to control capital markets were conferred

To protect the interest of the investors in securities

To promote the development of securities market

To regulate the securities market

OBJECTIVES

Section 11 of the SEBI Act, 1992 classifies the functions of SEBI under 2 heads:-

Regulatory Functions

Development Functions

FUNCTIONS OF SEBI

Regulatory Functions

1. Regulation of stock exchange & other organisations2. Registration & regulation of stock brokers, sub

brokers, merchant bankers, underwriters and other intermediaries

3. Registration & regulation of working of collective investment schemes like mutual funds

4. Prohibition of unfair trade practices, insider trading, substantial acquisition of shares by companies

Development Functions1.Promote investors education

2.Training of intermediaries

3.Conduct research & provide information to market participants

4.Promoting self regulatory organisations

SEBI Management Board Members The board consists of : A Chairman

Two members from amongst the officials of the ministry of central government dealing with finance and administration of the Companies Act,2013

One member amongst the officials of the Reserve Bank of India

Five other members, of whom at least three to be the whole time members, appointed by the central government

VARIOUS DEPARTMENT UNDERSEBI

The Primary marketThe Issue management and intermediaries departmentThe Secondary MarketInstitutional investment (MF and FII), mergers and acquisitionLegal department looks after all legal matters Investigation department carries out inspection and investigation

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