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Science Mapping and Research Positioning Nees Jan van Eck Centre for Science and Technology Studies (CWTS), Leiden University 2017 BenchTech Seminar Technical University Munich, Munich, Germany, June 28, 2017
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Science Mapping and Research Positioning

Jan 28, 2018

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Page 1: Science Mapping and Research Positioning

Science Mapping and Research

Positioning

Nees Jan van Eck

Centre for Science and Technology Studies (CWTS), Leiden University

2017 BenchTech Seminar

Technical University Munich, Munich, Germany, June 28, 2017

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Centre for Science and Technology

Studies (CWTS)

• Research center at Leiden University

focusing on science and technology

studies

• Strong emphasis on bibliometric

and scientometric research

• Provider of commercial

scientometric services

• History of more than 25 years

• Currently about 30 staff members

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Centre for Science and Technology

Studies (CWTS)

• Basic research:

– Quantitative science studies

– Science and evaluation studies

– Science, technology and innovation studies

• Contract research:

– Bibliometric studies for universities, funding organizations,

governments, scientific publishers, etc.

– Mostly done using the in-house Web of Science database of CWTS

2

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CWTS Leiden Ranking

3

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Scientometric databases at CWTS

• Web of Science

• Scopus

• PubMed

• PATSTAT

• CrossRef

• ORCID

• Mendeley

• Altmetric.com

• DataCite

• OpenAIRE

• DOAJ

• ROAD

• oaDOI

• Orbis

• Full-text databases

(Elsevier, PubMed

Central, Springer, Wiley)

• …

4

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Bibliometric databases: ‘Big data’

5

Web of Science Scopus

Journals 12,000 20,000

Publications 47 million 42 million

Citations 1 billion 1.1 billion

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Bibliometric networks

6

Web of

Science

Scopus

PubMed

Citation network

of pubs / authors / journals

Co-authorship network

of authors / organizations

Co-citation network

of pubs / authors / journals

Co-occurrence network

of keywords / terms

Bibliographic coupling network

of pubs / authors / journals

Bibliographic

database

Page 8: Science Mapping and Research Positioning

Outline

• Software tools

– VOSviewer

– CitNetExplorer

• Network analysis techniques

• Large-scale analysis of science

• BenchTech analysis

7

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Software tools

for bibliometric

network

analysis

8

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Overview of software tools

• General network analysis tools:

– Gephi (http://gephi.org)

– Pajek (http://pajek.imfm.si)

• Bibliometric network analysis tools:

– BibExcel (http://www8.umu.se/inforsk/Bibexcel/)

– CiteSpace (http://cluster.cis.drexel.edu/~cchen/citespace/)

– Science of Science (Sci2) Tool (https://sci2.cns.iu.edu)

– VOSviewer (www.vosviewer.com)

• Tools for exploring citation networks:

– HistCite (www.histcite.com)

– CitNetExplorer (www.citnetexplorer.nl)

9

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Limitations

• Tools have been developed mainly by the scientific

community, not by commercial software companies

• Often targeted primarily at other researchers

• Usually freely available, at least for certain

purposes

• Sometimes difficult to use; not very user friendly

10

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Software tools developed at CWTS

• VOSviewer (www.vosviewer.com)

– Tool for constructing and visualizing bibliometric networks

• CitNetExplorer (www.citnetexplorer.nl)

– Tool for visualizing and analyzing citation networks of

publications

• Both tools have been developed together

with my colleague Ludo Waltman 11

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• Any type of (bibliometric)

network

• Time dimension is ignored

• Restricted to small and

medium-sized networks

• Only citation networks of

publications

• Time dimension is explicitly

considered

• Support for large networks

12

VOSviewer CitNetExplorer

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VOSviewer

13

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Bibliometric networks in VOSviewer

14

Web of

Science

Scopus

PubMed

Citation network

of pubs / authors / journals

Co-authorship network

of authors / organizations

Co-citation network

of pubs / authors / journals

Co-occurrence network

of keywords / terms

Bibliographic coupling network

of pubs / authors / journals

Bibliographic

database

Page 16: Science Mapping and Research Positioning

VOSviewer

15

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VOSviewer

• Software tool for visualizing (bibliometric) networks

• Built-in support for popular bibliographic databases

• Text mining functionality

• Layout and clustering techniques

• Advanced visualization features:

– Smart labeling algorithm

– Overlay visualizations

– Density visualizations (‘heat map’)

16

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VOSviewer users

• Researchers

• Professional users (e.g., universities, libraries,

funders, publishers)

17

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Increasing use of VOSviewer in

scientific publications

18

0

20

40

60

80

100

120

2010 2011 2012 2013 2014 2015 2016 2017

NumberofVOSviewerpublicationsperyear

Page 20: Science Mapping and Research Positioning

Bibliometric maps in VOSviewer

• Co-authorship maps of

– authors / organizations / countries

• Citation maps of

– publications / journals / organizations / countries

• Co-citation maps of

– publications / journals / authors (first author only)

• Bibliographic coupling maps

– publications / journals / authors / organizations / countries

• Co-occurrence maps of

– keywords / terms extracted from titles and abstracts of articles

19

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Map of university co-authorship

network

20

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Map of journal citation network

21

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• 2,667 publications in 3 journals (time period 2009–

2013):

– Journal of Informetrics

– Journal of the Association for Information Science and

Technology

– Scientometrics

• Data downloaded from the online version of Web of

Science

Demo: Creating different bibliometric

maps using VOSviewer

22

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Term map

23

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Interpretation of a term map

• Size:

– The larger a term, the higher the frequency of occurrence of the

term

• Distance:

– In general, the smaller the distance between two terms, the

higher the relatedness of the terms, as measured by co-

occurrences

– The horizontal and vertical axes have no special meaning; maps

can be freely rotated and flipped

• Colors:

– Colors indicate clusters of closely related terms

24

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Co-citation map of journals

25

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Co-authorship map of authors

26

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CitNetExplorer

27

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Bibliometric networks in CitNetExplorer

28

Web of

Science

Scopus

PubMed

Citation network

of pubs / authors / journals

Co-authorship network

of authors / organizations

Co-citation network

of pubs / authors / journals

Co-occurrence network

of keywords / terms

Bibliographic coupling network

of pubs / authors / journals

Bibliographic

database

Page 30: Science Mapping and Research Positioning

CitNetExplorer

29

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Standing on the shoulders of giants...

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Why use CitNetExplorer?

• To analyze the structure and development of a

research field

– Example: Identifying the main topics in the field of

scientometrics and tracing the developments within each topic

• To delineate a research area

– Example: Delineating the literature on science mapping

• To study publication oeuvres

– Example: Identifying the publications of a researcher and

analyzing the influence of cited and citing publications

• To support literature reviewing

– Example: Reviewing the literature on the h-index

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Literature reviewing using

CitNetExplorer

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Network

analysis

techniques

33

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Network analysis techniques

34

Layout:

• Assigning the nodes in a network to

locations in a (usually 2d) space

(a.k.a. mapping)

• Visualization of similarities (VOS)

Clustering:

• Partitioning the nodes in a network

into a number of groups (a.k.a.

community detection)

• Weighted modularity

• Smart local moving algorithm

Page 36: Science Mapping and Research Positioning

3535

Clustering can be seen as mapping

in a restricted space

Page 37: Science Mapping and Research Positioning

3636

Clustering can be seen as mapping

in a restricted space

Page 38: Science Mapping and Research Positioning

Unified approach to mapping and

clustering

Minimize

where

n: number of nodes in the network

m: total weight of all edges in the network

Aij: weight of edge between nodes i and j

ki: total weight of all edges of node i

37

ji

ij

ji

ijij

ji

nddA

kk

mxxQ

2

1

2),,(

Mapping

xi: vector denoting the location

of node i in a p-dimensional

space

p

k

jkikjiijxxxxd

1

2

)(

Clustering

xi: integer denoting the

community to which node i

belongs

: resolution parameter

ji

ji

ij

xx

xx

d

if 1

if 0

Page 39: Science Mapping and Research Positioning

Large-scale

analysis of the

structure of

science

38

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Classification systems

• Journal-level classification systems:

– Web of Science

– Scopus

– ...

• Publication-level classification systems:

– Disciplinary classification systems: MeSH, PACS, CA, JEL, ...

– Algorithmically constructed classification systems

39

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Algorithmically constructed

classification system of science

• Publications (not journals) are clustered into

research areas based on citation relations

• Research areas are defined at different levels of

granularity and are organized hierarchically

• Clustering is performed using the smart local

moving algorithm (improved Louvain algorithm;

Waltman & Van Eck, 2013)

40

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Algorithmically constructed

classification system of science

• 19.4 million publications from the period 2000–

2016 indexed in Web of Science

• 282.4 million citation relations

• Classification system of 3 hierarchical levels:

– 25 broad disciplines

– 805 fields

– 4,003 subfields

• Computational performance: less than 2 hours

41

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Breakdown of scientific literature into

25 broad disciplines

42

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

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43

Breakdown of scientific literature into

805 fields

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

Page 45: Science Mapping and Research Positioning

Breakdown of scientific literature into

4,003 subfields

44

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

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Breakdown of scientific literature into

4,003 subfields

45

Scientometrics

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

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Publications in scientometrics

subfield

46

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47

Term map of scientometrics subfield

Peer review,

OA, careers,

and gender

CollaborationScientometric

indicators

and networks

Medical research

Country-level

analyses

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Time-line map of highly cited

scientometrics publications

48

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BenchTech

49

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BenchTech group analysis

• University profile maps

• Collaboration maps

• Bibliometric indicators:

– Publication output

– Citation impact

– Open access

50

Page 52: Science Mapping and Research Positioning

Breakdown of scientific literature into

4,003 subfields

51

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

Page 53: Science Mapping and Research Positioning

CWTS Leiden Ranking

52

Field-normalized

indicators based on

4000 micro-level fields

Page 54: Science Mapping and Research Positioning

Cold vs. hot topics

53

Climate change

Obesity

Complex networks

Microgrid

MicroRNA

Nano

Graphene

Autism

Bioenergy

Page 55: Science Mapping and Research Positioning

Activity of ETHZ

54

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

Page 56: Science Mapping and Research Positioning

Relative strengths of ETHZ

55

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

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Relative strengths of TUD

56

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

Page 58: Science Mapping and Research Positioning

Free to read publications of KTH

57

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

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Gold OA publications of KTH

58

Social sciences

and humanities

Biomedical and

health sciences

Life and earth

sciences

Mathematics and

computer science

Physical

sciences and

engineering

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Collaboration BenchTech universities

59

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Free to read publications

60

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Gold open access publications

61

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Free to read publications

62

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More

information

63

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Do it yourself!

64

www.vosviewer.com www.citnetexplorer.nl

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Publications on VOSviewer

• Van Eck, N.J., & Waltman, L. (2014). Visualizing bibliometric networks. In Y.

Ding, R. Rousseau, & D. Wolfram (Eds.), Measuring scholarly impact: Methods

and practice (pp. 285-320). Springer. 10.1007/978-3-319-10377-8_13

• Van Eck, N.J., & Waltman, L. (2010). Software survey: VOSviewer, a computer

program for bibliometric mapping. Scientometrics, 84(2), 523-538.

10.1007/s11192-009-0146-3

• Waltman, L., Van Eck, N.J., & Noyons, E.C.M. (2010). A unified approach to

mapping and clustering of bibliometric networks. Journal of Informetrics,

4(4), 629-635. 10.1016/j.joi.2010.07.002

• Van Eck, N.J., Waltman, L., Dekker, R., & Van den Berg, J. (2010). A

comparison of two techniques for bibliometric mapping: Multidimensional

scaling and VOS. JASIST, 61(12), 2405-2416. 10.1002/asi.21421

• Waltman, L., & Van Eck, N.J. (2013). A smart local moving algorithm for large-

scale modularity-based community detection. European Physical Journal B,

86(11), 471. 10.1140/epjb/e2013-40829-0

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Publications on CitNetExplorer

• Van Eck, N.J., & Waltman, L. (2017). Citation-based clustering of publications

using CitNetExplorer and VOSviewer. Scientometrics, 111(2), 1053-1070.

10.1007/s11192-017-2300-7

• Van Eck, N.J., & Waltman, L. (2014). CitNetExplorer: A new software tool for

analyzing and visualizing citation networks. Journal of Informetrics, 8(4),

802-823. 10.1016/j.joi.2014.07.006

• Van Eck, N.J., & Waltman, L. (2014). Systematic retrieval of scientific literature

based on citation relations: Introducing the CitNetExplorer tool. In

Proceedings of the First Workshop on Bibliometric-enhanced Information

Retrieval (BIR 2014), pages 13-20. ceur-ws.org/Vol-1143/paper2.pdf

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AIDA project (1)

• An initiative of TU Delft scientific staff in

cooperation with TU Delft Library and CWTS

• Aims at providing easy-to-use tools for visualization

and analysis of research areas and research trends

to the individual researchers and to the faculties of

TU Delft

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AIDA project (2)

• Booklet: Introduces 20 case studies on

research positioning and trend identification

relevant for PhD candidates, researchers,

group leaders, and policy makers

• Workshops: Introducing researchers into

research analysis tools that enable them to

– explore large bodies of literature

– get an overview of the research landscape

in their domain of interest

– position individuals or research groups

within a larger community

• http://aida.tudelft.nl

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Course: Bibliometric Network Analysis

and Science Mapping Using VOSviewer

• April 12-13, 2018

• Leiden University, The Netherlands

• Participants are introduced into the main

techniques for bibliometric network analysis and

science mapping

• Special attention is paid to applications in a

research evaluation and science policy context

• www.cwts.nl

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Further reading

70

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Thank you for your attention!

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Challenges for scientometric

visualization

• How to take advantage of new scientometric data

sources?

• How to better link interactive visualizations to the

underlying scientometric data?

• How to better handle large scientometric data sets?

• How to improve visualization literacy in

scientometrics?