Samuel A Alito Financial Disclosure Report for 2010

8/3/2019 Samuel A Alito Financial Disclosure Report for 2010

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A O I ORev. 1/20!1FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act of 1978(5 U.S .C. app . 101-111)

i . Person Reporting (last name, first , middle init ial)Alito , Samuel A.

4. Title (Article III judges indicate active or senior status;mag is t ra te judges ind ica te ful l - o r pa r t - time)

2. Court or OrganizationUn i t e d S t a t e s S up rem e C o ur t

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e

Active

7. Chamb ers or Of f ice AddressUn i t e d S t a t e s S up re m e Co ur t1 Fi rs t St reet , NEWas h i ng t on , DC 205 44

[] Initial [] Annual [] Final] 5 b . [] A m e n d e d R e p o r ti 8. On the basis #f, the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliancewith appl icab le laws and regulat ions ,

Reviewing O ff icer Date

3. Date of Report06/01/2011

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NO NE box for each part where you ha ve no reportable in format ion . Sign on las t page.

I . P O S I T I O N S . (Report ing individual only; see pp. 9-13 of f i l ing instructions.)[] ~o reportableO N E posit ions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . ( R e ~ , o r ti n g i n d i v id u a l o n l y ; s e e p p . 1 4 - 1 6 of filing instructions.)~ (No reportableO N E a g reements . )

D A T E P A R T I ES A N D T ER M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 8

N a m e o f P e r so n R e p o r t in gAiito, Sam uel A.

D a t e o f R e p o r t06/01/2011

I II . N O N - IN V E S T M E N T I N C O M E . (Repor,ing individualandspouse seepp. 17-24 of filing instructions.)A. Filers Non-Investment IncomeD NONE non- inves tment income. )N o reportable

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1.7/21/2010 Pennsylvania Slate Universi ty/Dickinson School of Law - Teaching $15,000.002.9/17/2010 Duke Law School - Teaching $11 ,955 .003.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reportiag year, complete this section.(Dol la r a mount not required except for honora ria . )---] NONE non- inves tment income. )eportable

D A ; F EI . I0 /2/20102.3.4.

S O U R C E A N D T Y P EH el len ic Idea ls Pr ogr am o f the B luegr ass - H onor ar ium f o r speech $2 ,000

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)---] N O N E ( N o reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. Brooklyn Law School April 10, 2010 Ne w Yo r k , Ne w Yo r k M o o t C o u r t T r a n s p o r t a ti o n , m e a l s2. Federal Bar Co uncil May 4-5, 2010 N e w Y or k , N e w Y or k Speaking Engagement T r a n s p o r t a ti o n , m e a l s , l o d g in g3. U n i v e r s i t y o f P e n n s y l v a n i a July 5-21, 2 0 1 0 S t r a s b o u r g , F r a n c e T e a c h i n g T r a n s p o r t a ti o n , m e a l s , l o d g i n g p r o v i d e dDickinson School of L aw from 7/5/2011 to 7/16/20114. Duke Law School September 12-17, Durham, North Carolina T e a c h i n g T r a n s p o r t a ti o n , m e a l s , l o d g in g20105. Drake Universi ty Law School September 29- D e s M o i n e s , I o w a Speaking Engagement T r a n s p o r t a ti o n , m e a l s , l o d g in gOctober 1 ,20106. Notre Dame Law School October 8, 2010 S o u t h B e n d , l n d ia n a Speaking Engagement T r a n s p o r t a ti o n , m e a l s


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I Name of Person ReportingA l i t o , S a m ue l A .

D a t e o f R e p o r t06/01/2011

7. Manh at tan Inst i tute O ct ob er 13 -1 4, 2 01 0 N e w Y o rk , N e w Y o rk S p e a k i n g E n g a g e m e n t Trans por t a t ion , mea l s , l odging8. Catholic Lawyers Associat ion O c to b er 2 5 -2 6 , 2 0 10 G r a nd R ap i ds , M i ch i ga n S p e a k i n g E n g a g e m e n t Trans por t a t ion , mea l s , l odging9. Federa l is t Society December 1 0-1 5 , Paris , France S p e a k i n g E n g a g e m e n t Trans por t a t ion , mea l s , l odging2010


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N a m e o f P e r s on R e p o r t i n gAlito, Sam uel A.

D a t e o f R e p o r t06/01/2011

V . G I F T S . a n C t n a e s those to spouse and dependent children; seepp. 28-31 of filing instructions.)

[ NO N E ( N o reportable gifts.)SOURCE DESCRIPTION

1 . Feder a l Bar Counci l Learned Hand Aw ard Meda l l ion2.

3.

4.

5.

V A L U E$2,408.95

V I . L I A B I L I T I E S . a . c l u d e s th o s e o f s p o n s e u n d dependent children; s e e p p . 3 2 - 3 3 of filing instructions.)[ N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION

1 .2.

3.

4.5.

VALUE CODE


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 8 Iame of Person R epor t ing A l i t o , S a m ue l A . D a t e o f R e p o r t06/01/2011V I I . I N V E S T M E N T S a n d T R U S T S - income, value, ira .... i o n s (Includes" those of spouse and dependent chi ldren; s e e p p . 3 4 - 6 0 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

De s cr ipt i on of As s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1 ) (2 )P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g .,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

G ros s va lue a t e ndof r e por t i ng pe r iod(l) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3( Q - W )

(1)T y p e ( e . g . ,b u y , s e l l,r e d e m p t i o n )

T ra ns a c t ions dur ing r e por t i ng pe r iod

(2) (3) (4) (5 )D a t e Value Gain I d e n t i t y o f

mrn/dd/yy Code 2 Code I buy er/seller( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

1 . US Sav ings Bonds Ser ies EE Interest K T2. Vang. Tax Ex . Mny . Mk t . F und A Interes t J T

3. Vang . ln ter .Ter m Tax Ex . Fund A Interest4. Vang . I ns . L . T . T ax E x . Fu nd A Interest

5. Vang. S ta r M ut . F und A Dividend K6. Vang. W el l ington M ut . Fund C Dividend M7. Smi th B amey Money F unds Cas h Por t . A Dividend J8. PNC B ank Account A Interest J T9. Vang . Smal l Cap . S tock Fund B Dividend L

1 0 . Vang. To ta l S tock Mk t . Index F . B Div idend M1 1 . Winds or I I A Dividend K

T

T

T

1 2 . Fidel i ty Eq.-Inc. II Fund A Dividend1 3 . Vang. Tax Ex . Mny Mk t . A Interest1 4 . DIS. Common Stock A Dividend

JTT

Sold 02/09/10

1 5 . Ci t ib ank Depos i t P rogram A Interest1 6 . B M Y C o m m o n S to c k A Dividend1 7 . X O M C o m m o n S to c k B Dividend

JJL

T

T

T

1. Incom e G ain C odes: A = $1,000 or less B =S1,001 - $2,500 C =$2,501 - S5,000 D =$5,001 - SI5,000(See Co lumn s BI an d D4 ) F =$50,001 - $100,000 G =$ 100,001 - $1,000,000 HI =$1,000,00t. $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$ ! 5 ,000 or less K = $15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,001 - $250,000(See Co lumn s CI an d D3 ) N =$250,001 - $500,000 O =$ 500,001 - $1,000,000 PI =$1,000,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000,000 P4 =More than $50,000,0003. V alue Meth od Codes Q =Appraisa l R =Cost (Real Estate Only) S =Assessment T =Cash Marke t(See Co lumn C2 ) U =Bo o k V a lue V = O th er W = E stim ated

E = $ 1 5 ,001 - $5 0 , 0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 6 of 8 Ia m e o f P e r s o n R e p o r t in gAlito, Samu el A. D a t e o f R e p o r t06/01/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i.co.e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

De s cr ipt i on of As s e t s I n c o m e d u r i n g(including trust assets) r e por t i ng pe r iod

(0 (~)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div . , r e nt ,( A - H ) or i nt . )

G ros s va lue a t e ndof r e por t i ng pe r iod

(I) (2)V a l u e V a l u e

C o d e 2 M e th o d( J -P) C o d e 3

(Q-W)

T ra ns a c t ions dur ing r e por t i ng pe r iod

(1 ) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell, mmldd/yy Code 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t et r a n s a c t i o n )

1 8 . PNC Bank Account None

19. Edward Jon es Investm ent (cash account) A I n t e r e s tJJ

TT Ope n 10/08/10 J

I. Income Gain Codes: A =$1,000 or less B =$1,0 0 1 - $ 2 , 5 0 0 C =$2,501 - $ 5 , 0 0 0 D =$5 ,0 0 1 - $ 1 5 , 0 0 0( S ee C olu mns B 1 and D 4) F =$5 0,001 - $I00,000 G =$I 00,001 - $I,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or less K =$15,00 ! - $50,000 L =$5 0,001 - $100,000 M =S 100,001 - $250,000(See Co lumn s CI an d D3 ) N = $25 0,001 - $5 00,000 O = $5 00,001 - $1,000,000 P I = $1,000,001 - $5 ,000,000 P2 =$5,000,001 - $25,000,000

P3 = $25,000,001 - $50,000,000 P4 = M ore than $5 0,000,0003. V alu e Meth od C odes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Marke t(See Co lumn C2 ) U = B ook V alu e V = O t h e r W = E s t imated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8Name of Pe rson Report ingA l i t o , S a m ue l A .

Date of Report06/01/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicatepart of report.)Par t VII;Amend ed b y adding I t em # 19 to s h ow addi t iona l inves tment .


8/24


Name of Pe rson Report ingA l i t o , S a m ue l A .


IX . CERTIFICATION.I c e r t i fy t ha t a l l i n fo rma t ion g iv e n a bov e ( inc lu d ing in fo rma t ion pe r t a in ing to my s pou s e a nd minor o r de pe nde n t c h i ld re n , i f a ny) i sa c c u ra te , t ru e , a nd c om ple te to t he be s t o f my k now le dge a nd b e l i e f , a nd tha t a ny in fo rm a t ion no t re por t e d w a s w i thhe ld be c a u s e i t me t a pp l ic a b le s ta tu to ry

prov i s ions pe rmi t t ing non-d i s c los u re .I fu r the r c e r t i fy t ha t e a rne d inc ome f rom ou t s ide e mployme nt a nd honora r i a a nd the a c c e p ta nc e o f g i f t s w hic h ha v e be e n re por t e d a re inco m p l i a n ce w i t h t he p ro v i s i o n s o f 5 U . S . C . a p p . 50 1 e t . s e q . , 5 U. S . C . 7 3 53 , a n d Jud i c i a l Co n fe re n ce r e g ul a t i o n s .

Signature: S / Sam u e l A . A l i to

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.W a s h i n g to n , D . C . 2 0 5 4 4


9/24

AO 10Rev. 1/2011 I FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0 Report Required by the Ethicsin Governme nt Act of 1978(5 U.S.C. app. I01-111)1. Person Repor t ing ( las t name , f i r s t , middle ini t ia l ) 2. Court o r Organizat ion 3. Date of Repor t

A li to , Sam u e l A . U ni ted S ta te s Su pr em e C ou r t 5/27/201

5a. Repor t Type (check appropr iate type)4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-t ime)

Active

7. Chambers or Off ice AddressUnited S ta tes Supreme C our tt First Street, NEW a sh in g to n, D C 2 0 5 4 4

] Nomination, D a t e[] Initial [] Annual [] Final

6. Repor t ing Per iod01/01/2010

to12/31/2010

5b. [] Amended Report8. On the bas i s of the informat ion contained in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

D a t eReviewing Officer

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,check ing the NONE box for each part w here you have no reportable in formation. S ign on last page .

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)~ (No reportableO N E posi t ions . )

POSITION N AM E O F O R G AN IZAT IO N / EN T IT Y

2.

3.

4.

5.

I I . A G R E E M E N T S . m e p o m n g i n a i v i d .. t o n l y ; see pp. 14-16 of filing instructions.)~] NONE(No reportable agreemen ts . )D A T E P A R T I ES A N D T E R M S


10/24


N a m e o f P e r s o n R e p o r t in gA li to , Sam u e l A .

D a t e o f R e p o r t5/27/2011

I I I . N O N - IN V E S T M E N T I N C O M E . (Reporting individual andspouse; s e e p p . 17-24 of filing instructions.)A. Filers Non-Investment Incom eD NONE non-investment income.)N o reportable

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1 . 7 /2 1 /2 0 1 0 Pennsylvania S ta te Univers i ty /Dickinson School of Law - Teaching $15 ,000 .00

2 .9 / 1 7 / 2 0 1 0 D u k e L a w S c h o o l - T e a c h in g $11,955.003.4.

B . S p o u s e s N o n -I n v e s t m e n t I n c o m e - i f y o u were m arried during any port ion o f the report ing year, com ple te th is sect ion.(Dollar amount not required except for honoraria.)~- ~ (No reportable income.)O N E non-investment

DATE1 .10 /2 /20102.3.

S O U R C E A N D T Y P EHellenic Idea ls Program of the Bluegrass - Hono rar ium for speech $2 ,000

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertain .... t.(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

D (No reportableO N E reimbursements.)LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . B roo k lyn L aw Sch oo l April 10 , 2010 N ew Y o rk , N ew Y o rk Mo o t Co ur t Transportation, meals2. Federa l Bar Counc i l May 4-5, 2010 " N e w Y o r k , N e w Y o r k S p e a k i n g E n g a g e m e n t Transpor ta t ion , mea ls , lodg ing3. U~niversity of Pennsylvania July 5 -21 , 2010 Strasbourg, F rance T e a c h in g Transpor ta t ion , mea ls , lodg ing providedDickinson School of Law f rom 7 /5 /2011 to 7 /16 /20114. D u k e L aw Sc h o ol Sep tem ber 12 -1 7 , D u rh am , N o rth C aro lin a T e a c h in g Transpor ta t ion , mea ls , lodg ing20105. D r a k e Universi ty L a w S c h o o l September 29 - Des Moines , Iowa S p e a k i n g E n g a g e m e n t Transpor ta t ion , mea ls , lodg ingO c to b e r 1 , 2 0 1 06. N o t r e D a m e L a w S c h o o l Octobe r 8 , 2010 South Bend , Ind iana S p e a k i n g E n g a g e m e n t Transportation, meals

SOURCE DATES


11/24


N a m e o f Person ReportingAlito, Samuel A.


7. Manhattan Insti tute Octobe r 13-14, 2010 New, Yo rk , New Yo rk S p e a k i n g E n g a g e m e n t Transpor ta t ion , mea ls , lodg ing8. C a th o li c L aw y er s A ss oc ia ti on O c to be r 2 5 -2 6 , 2 0 10 G ra nd R a pi ds , M i ch ig an S p e a k i n g E n g a g e m e n t Transpor ta t ion , mea ls , lodg ing9. F ed e ra lis t So c ie ty D ecem ber ] 0 -1 5 , P a ris , F ranc e S p e a k i n g E n g a g e m e n t Transpor ta t ion , mea ls , lodg ing2010


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N a m e o f P e r s o n R e p o r t i n gAlito, Samuel A.

D a t e o f R e p o r t5/27/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)[~ N O N E (No rep or table gif ts .)

SOURCE DESCRIPTIONI. Federal Bar Council Learned Hand Award M edallion2.

3.

4.

5.

VALUE$2,408.95

V I . L I A B I L I T I E S . (Includes those of spouse and dependent children; seepp. 32-33 of fillng instructions.)N O N E (No rep or table l iabilit ies . )

CREDITOR DESCRIPTION

1 .2.

3.

4.

5.

VALUE CODE


13/24


Name of Person Repor t ingA l i to , S a m u e l A .

Date o f R e p o r t5/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f i l ing instructions.)N ON E ( N o reportable income, assets, or transactions.)

A. B. C. D.Description of Assets Income dur ing Gross value at end Transactions during reporting period(including trust assets) reporting period of reporting period

(l) (2) ( 1 ) ( 2 ) (1 ) (2) (3)Place "(X)" after each asset A m o u n t T y p e ( e . g . , Value Va lueexempt from prior disclosure C o d e 1 d i v . , r e n t , C o d e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

1 . U S S a v in g s B o n d s S e r i e s E E Interest K T2. V a n g . T a x E x . M n y . M k t . F u n d A Interest J T

3. V a n g . ln t e r .T e r m T a x E x . F u n d A Interest J T4. V a n g . I n s . L . T . T a x E x . F u n d A Interest J T5. Vang . S ta r Mut . Fund A Div idend K T6. V a n g . W e l li n g to n M u t . F u n d C Div idend M T7. Smith Ba rney Money Funds Cash Por t . A Div idend J T8. P N C B a n k A c c o u n t A Interest J T

9. V a n g . S m a l l C a p . S to c k F u n d B Div idend L T1 0 . Vang . Tota l Stock Mkt . Index F . B Div idend M T1 1 . Windsor I I A Dividend K T

1 2 . Fidelity Eq.-Inc. II Fund A Div idend J T1 3 . V a n g . T a x E x . M n y M k t . A Interest J T

1 4 . D I S C o m m o n S to ck A Dividend1 5 . Cit ibank Deposi t P rogram A Interest J T

1 6 . B M Y C o m m o n S to c k A D iv id en d J T1 7 . X O M C o m m o n S t oc k B Div idend L T

Type (e.g., D a t e V al u ebuy, sel l , m m /d d/y y C od e 2

redemption) ( J - P )

Sold 02/09/10 J A

(4 ) (5 )Gain Identi ty of

Code 1 buyer/se l ler .(A-H) (if private

t r a n s a c t i o n )

I. Incom e G ain C odes : A = $1 ,000 or less B = $I,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5,001 - $15,000( See Col umns BI and D4) F =$50,1)01 - $100,000 G =$100,00t - $1,000,000 HI = $ l ,000 ,001 - $ 5 ,000 ,000 H2 =More than $5,000,000

2. V alue Codes J = $15 ,000 or le ss K =$] 5,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000( Se e C ol um ns C 1 an d D 3) N =$2 50 ,0 01 - $5 00 ,0 00 O =$500,001 - $1,000,000 P I =$1,000,001 - $5 ,000,000 P2 =$5,000,001 - $2 5,000,000

P3 =$2 5,000,001 - $50,000,000 P4 =More than $50,000,0003. Va lue Meth od Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Mar ket( See Col mr m C2) U = Book Va lue V = O t h e r W = Est ima ted

E = $ 1 5 , 0 0 1 - $ 5 0 ,0 0 0


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N a m e o f P e r s o n R e p o r t in gAlito, Samu el A.

D a t e o f R e p o r t5/27/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, t ransact ions (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing inst ruct ions.)NONE ( No reportable income, assets, or transactions,)

Desc r ip t ion o f Asse t s I n c o m e d u r i n g( inc lud ing t rus t a s se t s ) r epo r t ing pe r iod

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code ! div. , ren t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

V a lu e V a lu eC o d e 2 M eth od

( J - P ) C o d e 3( Q - W )

Type (e.g.,buy, s e l l ,

r e d e m p t i o n )

Transac t ions dur ing r epo r t ing pe r iod

(2) (3) (4)D a t e V a l ue Gain

m m /dd /yy C od e 2 C o d e 1( J - P ) (A-H)

(5 )I d e n t i t y o fbuyer / se l l e r(ifprivate

t r ansac t ion )

1 8 . PNC Bank Account None J T1 9 . E d w a r d J o n e s I n v e s t m e n t A Interes t T

I. Income Oain Codes:( See Col umns BI and D4)

2.Value Codes( See Col unms Ct and D3 )

3. Value Meth od Codes(See Co lumn C2)

A =$I,000 or lessF =$50,001 - $100,000J =$15,000 or lessN=$250,001 - $500,000P3 = $2 5,000,001 - $50,000,000Q = Appra isa lU = Book Va lue

B =$1,001- $2,500G =$100,001- $1,000,000K =$15,001- $50,000O = $ 500 ,001 - $ 1 ,000 ,000R =Cost (Real Estate Only)V = O t h e r

C =$2 ,501 - $5 ,000HI =$1,000,001 - $5,000,000L =$50,001 - $100,000P 1 =$ 1,000,001 - $5,000,000P4 =More tha n $50,000,000S =AssessmentW =Estimated

D =$5,001- $15,000H2 =More than $5,000,000M=$100,001 - $2 50,000P2 = $5,000,001- $2 5,000,000T = Cash Mark e t

E =$15,001- $50,000


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N a m e o f P e r s o n R e p o r t i n gAlito , Samuel A.


VIII . ADD ITIONAL INFORM ATION OR EX PLANATIONS. (Indicate part of report.)Par t VI I ;Amend ed by add ing I tem #19 to show addi t iona l inves tment .


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~ame of Person Repor t ingA li to , Sam u e l A .

Date of Report5/27/201 l

IX. CERTIFICATION.

1 c e r t i f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i saccurate , t rue , and complete to the bes t o f my knowledge and bel i ef , and that any in format ion no t repor ted was wi thheld because i t met app l i cab le s t a tu to ryprovi s ions permi t t ing non-d i sc losure .

1 f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s io n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Samuel A. Alito

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C om m i t t ee on F inanc ia l D i sc losu reAdm inis t ra t ive Off ice of the Uni ted Sta tes Cour tsSui te 2-301O n e C o l umb us C i r c l e , N . E .Wash ing ton , D . C . 2 054 4


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AO 10 [Rev. 1/2011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Governmen t Ac t o f 1978(5 U.S.C. app. 101-111)

I. Person Reporting (last name, first , middle init ial) 2 . Cour t or Organiza t ion 3. Date of ReportA l i t o , S a m u e l A . U n i t e d S t a te s S u p re m e C o u r t 5/12/2010

4. Title (Article III judges indicate active o r senior status;magistrate judges indicate full- or part-time) 5a . Report Type (check appropriate type )] Nomination, D a t e

Act ive

7. Chamb ers or Off i ce AddressUni ted Sta tes Supr eme C our t1 Firs t Street , NEWashing ton , DC 2054 4

[] Ini t ial [] Annual [] Fi na l

6. Reporting Period01/01/2010

to12/31/2010

5b. [] Amended Report8. On the bas i s of the informat ion conta ined in thi s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in com pliancewith appl icab le laws and regulat ions .

D a t eReviewing Officer

I M P O R T A N T N O T E S : The instructions accompanying this fortn must be followed. Complete all parts,check ing the NONE box for each par t where you ha ve no repor table informat ion. S ign on las t page.

I . P O S I T I O N S . ( Re por t ing ind iv idua lon ly ; s e e pp . 9 - 13 o f f i li ng i n s t r uc t ions . )~] N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

2.

3.

4.5.

I I . A G R E E M E N T S . < R e ~ , o r t in g i n a i v i d , u t o n ly ; s e e p p . I 4 - 1 6 o filling instructions.)~] NONE (N o repor tab le agreements . )D A T E P A R T IE S A N D T E R M S


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FINANCIAL DISCLOSURE REPOR TPage 2 of 8

N a m e o f P e r s o n R e p o r t in gAlito, Samuel A.

D a t e o f R e p o r t5/12/2010

I II . N O N -I N V E S T M E N T I N C O M E . :Repo.ing individualandspouse; seepp. 17-24 off!ling instructions.)A. Fliers Non-Investment Incom eD NONE non-investment income.)~o reportable

D A T E S O U R C E A N D T Y P E I N C O M E( y o u r s , n o t s p o u s e s )1.7/21/2010 Pennsy lv an ia Sta te Univ er si ty /Dick inson Schoo l o f Law - Teach ing $15,000.00

2.9 /17/2010 D u k e L a w S c h o o l - T e a c h in g $11,955.00

3.4.

B . S p o u s e s N o n = I n v e s t m e n t I n c o m e = If you were married during anyportion of the reporting year, complete this section.(Dol lar amoun t no t requ ired excep t f or honorar i~O

~] NONE non-investment income.)eportableDATE

1.10/2 /20102.3.4.

S O U R C E A N D T Y P EH el len ic I dea l s Pr ogr am o f the Bluegr ass - H onor ar ium f o r speech $2 ,000

IV . R E I M B U R S E M E N T S - transportation, lodging, food, enterta inment .(Inc ludes those to spouse and dependen t ch i ldren; see pp . 25-27 o f f ! l ing ins t ruc t ions . )

N O N E (No reportable reimbursements.)S O U R C E D A T E S L O C A T I O N P UR P O SE IT E M S P AID O R P R O V ID E D

l. B rook ly n L aw Sch oo l April 10 , 2010 N e w Y o r k , N e w Y o r k Moot Court Transportat ion, meals

2. Feder a l Bar Counc i l May 4-5 , 20 1 0 N e w Y o r k , N e w Y o r k S p e a k in g E n g a g e m e n t Transpor tation, meals, lodging3. Univers i ty of Penn s y lvania July 5-21,2010 Str asbour g , F r ance T e a c h i n g Transpor tation, meals, lodging providedDick inson Schoo! o f Law f rom 7 /5 /20 1 1 to 7 /1 6 /20 1 14. D u k e L a w S c h o o l Septemb er 1 2-1 7 , Dur ham , Nor th Car o l ina T e a c h i n g Transpor tation, meals, lodging20 1 05. D r a k e Un iv e rs it y L aw S c h oo l S e pt em b e r 29 - Des M oines , Iow a S p e a k in g E n g a g e m e n t Transpor tation, meals, lodgingOctobe r 1 ,20106. N o t r e D a m e L a w S c h o o l Octob er 8 , 20 1 0 South Bend , I nd iana S p e a k in g E n g a g e m e n t Transportat ion, meals


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N a m e o f P e r s o n R e p o r t in gA li to , Sa mue l A .

D a t e o f R e p o r t5/12/2010

7. Manh at tan Inst i tute O cto be r 1 3- 14 , 2 01 0 N e w Yo rk , N e w Yo rk S p e a k in g E n g a g e m e n t Transpor tation, meals, lodging8. C a th o li c La w ye rs A ss oc ia tio n O c to be r 2 5- 2 6, 2 01 0 G r an d R ap id s, M i ch ig a n S p e a k in g E n g a g e m e n t Transpor tation, meals, lodging9. Federalist Society D e c e m b e r 1 0 - 1 5 , Paris , France S p e a k in g E n g a g e m e n t Transpor tation, meals, lodging20 1 0


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FINANCIAL DISCLOSURE REPORTP a g e 4 o f 8Name of Person Repor t ing

A l i t o , S a m u e l A .D a t e o f R e p o r t

5/12/2010

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 8 - 3 1 of fillng instructions.)[~ N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 . F ed era l B ar C ou nc il L e a rn e d H a n d A wa rd M e d a l l i o n

2.3.4.5.

VALUE$2,408.95

V I . L I A B I L I T I E S . a n c t . d e s those of spouse and dependent children; see pp. 32-33 of filing instructions.)~] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUE CODE


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N a m e o f P e r s o n R e p o r t i n gAlito, Samu el A.

D a t e o f R e p o r t5/12/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i ~ c o , , , w t u e . t r , n s ~ t i o n ~ a n c l u d e , t h o s e of spouse and dependent children; see pp . 34-60 of filing instructions.)N O N E ( N o reportable income, assets, or transactions.)

De s cr ipt i on of As s e t s I n c o m e during( inc lud ing t rus t a s se t s ) r e por t i ng pe r iod

(l) (2)P l a c e " ( X ) " a f ~ c r e a c h a s s e t A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e 1 div . , r e nt ,( A - H ) or i nt . )

1. US Savings B onds Series EE I n t e r e s t2. Vang. Tax Ex. Mn y. M kt . Fund A I n t e r e s t

3. Vang.Inter.Term Tax Ex. Fund A I n t e r e s t4. Vang. Ins. L. T. Tax Ex. Fund A I n t e r e s t

5. Vang. Star Mut. Fund A Dividend

6. Vang. W ellington Mut . Fund C Dividend

7. Smith B arney Money Funds Cash Port. A Dividend

8. PNC Bank Account A I n t e r e s t

9. Vang. Small Cap, Stock Fund B Dividend

1 0 . Vang. Total Stock M kt. Index F. B Dividend

1 1 . W indsor II A Dividend

t2 . Fidelity Eq.-Inc. II Fund A Dividend1 3 . Vang. Tax Ex. Mny M kt. A I n t e r e s t1 4 . DIS Comm on Stock A Dividend1 5 . Citibank Deposi t Program A I n t e r e s t

1 6 . B M C o m m o n Stock A Dividend1 7 . X O M Co mmo n Stock B Dividend

G r o s s v a l u e a t endo f r e p o r t i n g p e r i o d

(1) (2)V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

K T

J TJ T

J TK T

M T

J T

J TL T

M T

K T

J TJ T

J T

J T

L T

(l )T y p e ( e . g . ,buy, se l l ,

r e d e m p t i o n )

Sold 02/09/10 J A

Tra ns a ct ions dur ing r e por t i ng pe r iod(2) (3) (4) (5 )

D a t e V a l u e Gai n Iden t i ty o fm m / d d / y y C o d e 2 C o d e 1 buye r / s e l l e r

( J -P) ( A - H ) ( i f pr i va t et ransac t i on)

I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000(See Columns B 1 a n d D 4 ) F =$50~001 - $100,000 G =$100,001 - $1,000,000 H I =$1,000,001 - $5,000,000

2 . V alue C odes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000(See Co lu mn s CI an d D3) N =$250,001 - $500,000 O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P 1 = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00

P3 =$25,000,001 - $50,000,000 P4 =More than S50,000,0003 . V alue Meth od C odes Q =Appraisal R =Cost (Real Estate Only) S =Assessment(See Co lu mn C2 ) U =B ook V alue V =O th er W =Estimated

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cash Marke t

E =S15,001 - $50,000


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FINANCIAL DISCLOSURE REPO RTPage 6 of 8

N a m e o f P e r so n R e p o r t i n gAlito, Samuel A.

D a t e o f R e p o r t5/12/2010

V II. INVESTM ENTS and TRUSTS - inc ...... lue, tra ....tions (Includes those of sp .... and dependent children; seepp. 34-60 of f!lit~g instructions.)NO NE ( No reportable income, assets, or transactions.)

De s cr ipt i on of As s e t s I n c o m e d u r i n g( i nc l ud i ng t rus t asse t s ) r e por t i ng pe r iod

(0 (2)Place "(X)" after each asset A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r i o r d i s c l o su r e C o d e 1 div . , r e nt ,( A - H ) or i n t . )

G r o s s v a l u e a t e n dof r e por t i ng pe r iod0) (2)

V a l u e V a l u eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

Tra ns a ct ions dur ing r e por t i ng pe r iod

(1 ) (2) (3) (4) (5 )T y p e ( e . g . , D a t e V a l u e Gai n Ide nt i t y of

buy , s e l l , m r r g d d / y y C o d e 2 C o d e 1 buye r / s e l l e rr e d e m p t i o n ) ( J - P ) (A -H ) (if p riv a te

t ransac t i on)

1 8 . P N C B a n k A c c o u n t

I. Income Gain Codes:( S ee C olumns 13 t and D4)

2.Value Codes(See Co lu mn s CI an d D3)

3.V alue Meth od C odes( S ee C olumn C 2)

A =$1,000 or lessF =$50,001 - $100,000J =$15,000 or l es sN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =AppraisalLI =Book Value

=$1,001 - $2,500=$100,001 - $1,000,000= $ 1 5 , 0 0 1 $ 5 0 , 0 0 0=$500,001 - $1 ,000,000=Cost (Real Estate Only)=Other

C =$2,501 - $5,000H I =$ 1,000,001 - $5,000,000L =$50,001 - $100,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =AssessmentW =E s t imated

D =$5,001 - $15,000H2 =Mere than $5,000,000M =$ 100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cash Marke t

E = $15 , 001 - $50 , 000


23/24

FINANCIAL DISCLOSURE REPORTP a g e 7 o f 8Name of P e rson Report ing

A li to , Sa mue l A .Date of Report

5/12/2010

V I II . A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepartofreporO


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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 8Name of P e rson Report ing

A l i t o , S a m u e l A .Date of Report

5/12/2010

IX. CE RTIFICATION.I c e r t if y t h a t a l l i n f o rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i ef , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e.I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i ncom pl iance wi th the prov is ions of 5 U .S .C . app . 501 e t . seq ., 5 U .S .C . 7353 , and Judic ia l Co nfe rence r egula t ions .

Signatur e: S[ Samu el A. Alito

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S ta t e s C o u r t sSuite 2-301One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4

Samuel A Alito Financial Disclosure Report for 2010

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