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1Natural Fibers, Biopolymers, andBiocomposites: An
Introduction
Amar K. Mohanty, Manjusri Misra, Lawrence T. Drzal, Susan E.
Selke,Bruce R. Harte, and Georg Hinrichsen
CONTENTS1.1 Introduction1.2 Motivation: Biobased Materials vs.
Environmental Impact1.3 What Are Biocomposites?1.4
Natural/Biofibers as Reinforcements in Biocomposites1.5
Biodegradable/Biobased Polymers as Matrices for
Biocomposite Applications1.5.1 Biodegradable Polymers from
Starch and Cellulose1.5.2 Biobased/Biodegradable Plastics from
Soybeans
and Other Plant Resources1.5.3 Biodegradable Polyesters from
Renewable Resources
and Petroleum Resources1.5.4 Biobased Polymeric Materials from
Mixed Resources
(Renewable and Petroleum Resources)1.6 Biocomposites as
Alternatives to Petroleum-Based Composites:
Recent Trends and Opportunities for the Future1.7 Sustainable
Biobased Products: New Materials for a
New Economy1.8 ConclusionsAcknowledgmentsReferences
ABSTRACT Persistence of plastics in the environment, the
shortage oflandfill space, the depletion of petroleum resources,
concerns over emis-sions during incineration, and entrapment by and
ingestion of pack-aging plastics by fish, fowl and animals have
spurred efforts to develop
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biodegradable/biobased plastics. This new generation of biobased
poly-meric products is based on renewable biobased plant and
agricultural stockand form the basis for a portfolio of
sustainable, eco-efficient products thatcan compete in markets
currently dominated by products based on petro-leum feedstock in
applications such as packaging, automotives, buildingproducts,
furniture and consumer goods. It is not necessary to produce
100%biobased materials as substitutes for petroleum-based materials
immedi-ately. A viable solution is to combine petroleum and
bioresources to producea useful product having the requisite
cost-performance properties for real-world applications.
Biopolymers or synthetic polymers reinforced with nat-ural/biofiber
frequently termed 'biocomposites' can be viable alternatives
toglass fiber reinforced composites. The combination of biofibers
like kenaf,industrial hemp, flax, jute, henequen, pineapple leaf
fiber, sisal, wood andvarious grasses with polymer matrices from
both non-renewable (petroleum-based) and renewable resources to
produce composite materials that arecompetitive with synthetic
composites such as glass-polypropylene, glass-epoxies, etc., is
gaining attention over the last decade. This chapter providesa
general overview of biopolymers, natural biofibers, biocomposites
and theresearch and applications of these materials. Biobased
polymers such aspolylactic acid (PLA), polyhydroxybutyrate (PHB),
cellulose esters, soy-based plastic, starch plastic, poly
(trimethylene terephthalate), biobasedresins from functionalized
vegetable oils and biocomposites are also intro-duced in the
chapter along with petroleum derived biodegradable
polymers.Detailed discussions about the chemical nature,
processing, testing andproperties of these polymers, fibers and
composites will be discussed in theremaining chapters of the
book.
1.1 Introduction
As a result of a growing awareness of the interconnectivity of
global envi-ronmental factors, principles of sustainability,
industrial ecology, ecoeffi-ciency, and green chemistry and
engineering are being integrated into thedevelopment of the next
generation of materials, products, and processes.17
The depletion of petroleum resources coupled with increasing
environmen-tal regulations are acting synergistically to provide
the impetus for newmaterials and products that are compatible with
the environment and inde-pendent of fossil fuels. Composite
materials, especially green composites,fit well into this new
paradigm shift. Simply stated, biobased materialsinclude industrial
products for durable goods applications, made fromrenewable
agricultural and forestry feed stocks, including wood,
agricul-tural waste, grasses and natural plant fibers composed of
carbohydratessuch as sugars and starch, lignin and cellulose, as
well as vegetable oils andproteins. Producing chemical products and
new materials from renewable
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resources is not a new idea. Most of the chemical products and
materialscame from renewable resources until the early part of the
20th century.1 Thesuccess and tremendous growth of the
petrochemical industry in the 20thcentury, however, slowed the
growth of biobased products. Environmentalas well as economic
factors are now driving the trend toward greater uti-lization of
biobased polymers and materials.25 The challenge to scientistsand
engineers is to develop the technology needed to make the
biobasedmaterials revolution a reality.
The production of chemicals and materials from biobased
feedstocks1 isexpected to increase from todays 5% level to ~12% in
2010, ~18% in 2020,and ~25% in 2030. Expectations are that
two-thirds of the $1.5 trillion global chemical industry can
eventually be based on renewable resources.The U.S. agricultural,
forestry, life sciences, and chemical communities havedeveloped a
strategic vision6 for using crops, trees, and agricultural
residuesto manufacture industrial products, and have identified
major barriers7 to itsimplementation. The Technology Road Map for
Plant/Crop-basedRenewable Resources 2020, developed by the U.S.
Department ofAgriculture (USDA) and the U.S. Department of Energy
(DOE), has set a tar-get of 10% of basic chemical building blocks
arising from plant-derivedrenewables by 2020, with developed
concepts in place by then to achieve afurther increase to 50% by
2050.
Petroleum transitioned from a single product (kerosene in the
early 1900s)to a multiproduct industry (fuel gas, gasoline, jet
fuel, naphtha, diesel fuel,asphalt, chemicals, etc.) between the
late 19th century and the middle of the20th century. Research
conducted from the 1990s to the present has led tomany new biobased
products.814 Some examples include polylactic acid(PLA) from corn;
polyurethane products from soy oil; soy protein adhesives;solvents
from soy and corn oil; lubricants from vegetable oil; thermoset
andthermoplastic polymers from soy and corn; organic acids from
crop sources;and biocomposites from lignocellulosic fibers combined
with petroleum-based polymers like polypropylene (PP) and
polyethylene (PE), or biopoly-mers like PLA, cellulose esters,
polyhydroxyalkanoates, and vegetableoil-based bioresins. Recent
advances in genetic engineering, natural fiberdevelopment, and
composite science offer significant opportunities for new,improved
materials from renewable resources, which can be biodegradableand
recyclable but also obtained from sustainable sources at the same
time.
The persistence of plastics in the environment, the shortage of
landfillspace, concerns over emissions during incineration, and
entrapment andingestion hazards from these materials have spurred
efforts to developbiodegradable plastics. Several of the worlds
largest chemical companies,including DuPont, Monsanto, Dow, and
Cargill have announced a major shiftin their base science and
technology from traditional petrochemical process-ing to life
sciences.15 DuPont and Monsanto have invested $12.5 billion
toacquire expertise in agricultural biotechnology.16 Biopolymers
are nowstarting to migrate into the mainstream and biobased
polymers may soon becompeting with commodity plastics. The best
examples of biopolymers
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derived from renewable resources are cellulosic plastics like
celluloseacetate, starch plastics like starch esters, and
corn-derived plastics, i.e., PLA(polylactic acid). Sales growth
rates of more than 2030%/yr are expectedalong with improved
economics as production and sales increase. The chal-lenge in
replacing conventional plastics with biodegradable materials is
todesign materials that exhibit structural and functional stability
during stor-age and use, yet are susceptible to microbial and
environmental degradationonly upon disposal and without any
significant environmental impacts.
1.2 Motivation: Biobased Materials vs. Environmental Impact
The successful transition to a biobased economy challenges the
global aca-demia, government, and industry. The world technology
(WTEC) panelreport17 has reviewed the status of environmentally
benign manufacturing(EBM) technologies, applications, and policies
in Europe and Japan in com-parison to those in the United States.
In this report, the main focus was givento polymers, electronics,
transportation applications, and energy-relatedissues as well as
the broader issues of government policies affecting envi-ronmental
issues. The Biomass Research and Development Act of 2000
(U.S.Public Law 106-224), presidential executive orders 13134
(calling for triplingAmericas use of biobased products by 2010) and
13101 (greening the gov-ernment through recycling and waste
prevention), and the Farm Securityand Rural Investment Act of 2002
(Public Law 107-17), also known as the2002 Farm Bill, together are
creating an environment where there is an eco-nomic incentive to
seriously consider biobased alternatives to petroleum-based
materials. Biobased alternatives would play a role in reducing
U.S.dependence on foreign oil. Biobased product development would
have sig-nificant benefits for our citizens and society.
1.3 What Are Biocomposites?
Composite materials are attractive because they combine material
propertiesin ways not found in nature. Such materials often result
in lightweight struc-tures having high stiffness and tailored
properties for specific applications,thereby saving weight and
reducing energy needs. Fiber-reinforced plasticcomposites began
with cellulose fiber in phenolics in 1908, later extending tourea
and melamine, and reaching commodity status in the 1940s with
glassfiber in unsaturated polyesters. From guitars, tennis
racquets, and cars tomicrolight aircrafts, electronic components,
and artificial joints, compositesare finding use in diverse fields.
The fiber-reinforced composites market
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(Figure 1.1) is a multibillion-dollar business.18 Glass fiber is
the dominantfiber and is used in 95% of cases to reinforce
thermoplastic and thermosetcomposites. Current research findings
show that in certain composite appli-cations, natural fibers
demonstrate competitive performance to glass fibers.Broadly
defined, biocomposites (Figure 1.2) are composite materials
madefrom natural fiber and petroleum-derived nonbiodegradable
polymers likePP, PE, and epoxies or biopolymers like PLA and PHAs.
Composite materi-als derived from biopolymer and synthetic fibers
such as glass and carbonalso come under biocomposites.
Biocomposites derived from plant-derivedfiber (natural/biofiber)
and crop/bioderived plastic (biopolymer/bioplas-tic) are likely
more ecofriendly, and such biocomposites are sometimestermed green
composites.
31%
26%
12%
10%
8%
8%4%
(1%) Aerospace Miscellaneous
Automotives
Construction
Marine
Electronic components
Appliances
Consumer products
FIGURE 1.1Fiber-reinforced plastic composites used in 2002 2.28
3 109 lb. (Adapted from Plast. News.August 26, 2002.)
Natural/biofiber composites (biocomposites*)
Hybrid biocomposites(fiber blending/matrix blending)
*Composites made from synthetic fiber; likeglass and bioplastic;
like PLA can also come under biocomposite,,
Partly ecofriendly Ecofriendly/green
Biofiber-petroleum-based plastic
(polypropylene/polyester, etc.)
Biofiber-renewableresource-based bioplastic
(soy plastic/cellulosic plastic/PLA, etc.)
FIGURE 1.2Classification of biobased composites.
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After decades of development of high-performance artificial
fibers like car-bon, aramid, and glass, natural fibers have gained
renewed interest, espe-cially as a glass fiber substitute in
automotive industries. Advantages ofnatural fibers over synthetic
or man-made fibers such as glass and carbon areas follows: low
cost, low density, acceptable specific strength properties, easeof
separation, carbon dioxide sequestration, and biodegradability.
Naturalfiber composites are now emerging as a realistic alternative
to wood-filledand glass-reinforced plastics. Ecofriendly
biocomposites have the potential tobe the new material of the 21st
century and be a partial solution to manyglobal environmental
problems.
1.4 Natural/Biofibers as Reinforcements in Biocomposites
The worlds supply of natural resources is decreasing and the
demand forsustainable and renewable raw materials continues to
rise. In 1997, approx-imately 25 million metric tons of man-made
fibers and about 20 million met-ric tons of natural fibers were
produced worldwide.19 Biofiber-reinforcedcomposites represent a
potential nontraditional, value-added source ofincome to the
agricultural community.3 Jute is from India and Bangladesh;coir is
produced in the tropical countries of the world, with India
account-ing for 20% of the total world production; sisal is also
widely grown in trop-ical countries of Africa, the West Indies, and
the Far East, with Tanzania andBrazil being the two main producing
countries; kenaf is grown commer-cially in the United States; flax
is a commodity crop grown in the EuropeanUnion as well as in many
diverse agricultural systems and environmentsthroughout the world,
including Canada, Argentina, India, and Russia. Flaxfiber accounts
for less than 2% of world consumption of apparel and indus-trial
textiles, despite the fact that it has a number of unique and
beneficialproperties. Hemp originated in Central Asia, from which
it spread to China,and is now cultivated in many countries in the
temperate zone. Ramie fibersare the longest and one of the
strongest fine textile fibers and mostly avail-able and used in
China, Japan, and Malaysia. The price for natural fibervaries
depending on the economy of the countries where such fibers
areproduced.
Most plastics by themselves are not suitable for load-bearing
applicationsdue to their lack of sufficient strength, stiffness,
and dimensional stability.However, fibers possess high strength and
stiffness but are difficult to use inload-bearing applications by
themselves because of their fibrous structure.In fiber-reinforced
composites, the fibers serve as reinforcement by givingstrength and
stiffness to the structure while the plastic matrix serves as
theadhesive to hold the fibers in place so that suitable structural
componentscan be made. A broad classification (nonwood and wood
fibers) of naturalfibers is represented schematically in Figure
1.3, whereas Figure 1.4 displaysimages of several natural fibers
with reinforcement potential.
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Currently several nonwood fibers (e.g., hemp, kenaf, flax, and
sisal) arebeing utilized commercially in biocomposites in
combination withpolypropylene for automotive applications. More
details on various plant
Bast Leaf Seed/fruit
Examples:
Reinforcing natural/biofibers
Nonwood natural/biofibers Wood fibers
Strawfibers
Grassfibers
Recycledwood fibers
Examples:Newspaper/magazine
fibers
Examples:Soft and
hard woodsExamples
Cotton, coir
Examples:Kenaf, flax,jute, hemp
Examples:Bamboo fiber, switch
grass, elephant grass Rice/wheat/corn straws
Examples:Henequen, sisal,
pineapple leaf fiber
FIGURE 1.3Schematic representation of reinforcing
natural/biofibers classification.
FIGURE 1.4Digital photographs of some natural fibers and sources
of natural fibers.
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fibers, the processing of bast fiber plants, and retting of
natural fibers can befound in Chapters 24 of this book. Native
grass fibers also are gaining theattention of scientists as
reinforcing fibers for biocomposites applications.20,21
Similarly, recycled wood fibers such as newspaper fibers are
another viablepotential source of fiber reinforcement.22 Straw
fibers from rice, wheat, orcorn are widely available in different
parts of the world and can also be usedas very inexpensive
reinforcements for biocomposites.23 Chapter 14 discussesmore about
straw-based biomass and biocomposites whereas the
alternativelow-cost biomass for the biocomposite industry is
discussed in Chapter 5.
Thermoplastic/wood composites have been known for many years.24
Theproduction of wood-plastic composites has grown fourfold25
between theyears 1997 and 2000. Thermoplastics like polyethylene
(PE), polypropylene(PP), and polyvinyl chloride (PVC) are widely
used in wood-plastic com-posite industries.26 Historically, most of
these used wood flour to producefilled plastics. The wood flour
decreased the cost, but was not usuallyintended to improve the
performance in any substantial way.
All natural fibers, whether wood or nonwood types, are
cellulosic in nature.The major constituents of natural biofibers
are cellulose and lignin. Theamount of cellulose, in
lignocellulosic systems, can vary depending on thespecies and age
of the plant. Cellulose is a hydrophilic glucan polymer con-sisting
of a linear chain of 1,4- anhydroglucose units, which contain
alcoholichydroxyl groups (Figure 1.5). These hydroxyl groups form
intermolecular andintramolecular hydrogen bonds with the
macromolecule itself and also withother cellulose macromolecules or
polar molecules. Therefore, all natural fibersare hydrophilic in
nature. Although the chemical structure of cellulose fromdifferent
natural fibers is the same, the degree of polymerization (DP)
varies.The mechanical properties of a fiber are significantly
dependent on the DP.
During the biological synthesis of plant cell walls,
polysaccharides such ascellulose and hemicellulose are produced,
and simultaneously lignin fills thespaces between the
polysaccharide fibers, cementing them together. Thislignification
process causes a stiffening of cell walls, and the carbohydrate
isprotected from chemical and physical damage. Lignin is a
biochemicalpolymer that functions as a structural support material
in plants. Lignin is ahigh molecular-weight phenolic compound,
generally resistant to microbialdegradation. The exact chemical
nature of lignin still remains obscure.
OCH2OH CH2OH
CH2OHCH2OH
H
HO
H HH
OH
OH
HO
H HOH
H
H
OH
HH O
H
H
OH
OH OHH
OHH
O
HO
H O
H O
H
H
OH
n
FIGURE 1.5Cellulose structure.
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The main difficulty in lignin chemistry is that no method has
been estab-lished by which it is possible to isolate the lignin in
its native state from thefiber. The chemical nature of lignin in
lignocellulosic materials has been animportant subject of study. A
probable structure of lignin27 is represented inFigure 1.6.
Although the exact structural formula of lignin has not yet
beenestablished, most of the functional groups and units, which
make up themolecule, have been identified. The high carbon and low
hydrogen contentof lignin suggest that it is highly unsaturated or
aromatic in nature. Lignin ischaracterized by its associated
hydroxyl and methoxy groups. The topologyof lignin from different
sources may be different but it has the same basiccomposition.
Although the exact mode of linkages of lignin with cellulose
inlignocellulosic natural fiber is not well known, lignin is
believed to be linkedwith the carbohydrate moiety through two types
of linkages, one alkali sen-sitive and the other alkali resistant.
The alkali-sensitive linkage forms anester-type combination between
lignin hydroxyls and carboxyls of hemicel-lulose uronic acid. The
ether-type linkage occurs through the lignin hydrox-yls combining
with the hydroxyls of cellulose. The lignin, beingpolyfunctional,
exists in combination with more than one neighboring chainmolecule
of cellulose and/or hemicellulose, making a cross-linked
structure.
The tensile strengths as well as Youngs modulus of natural
fibers likekenaf, hemp, flax, jute, and sisal are lower than that
of E-glass fiber com-monly used in composites. However, the density
of E-glass is high, ~2.5 g/cc,while that of natural fibers is much
lower (~1.4 g/cc). The specific strengthand specific moduli of some
of these natural fibers are quite comparable toglass fibers.3,4
This becomes particularly important where the weight of
thestructure needs to be reduced. The chemical compositions as well
as proper-ties of different natural fibers are discussed in more
detail by Bismarck et al.in Chapter 2. The place of origin and
climatic conditions also affect the physi-comechanical properties
of these natural fibers. To create confidence in the
OHOH
OOCH3
OHOH
O
CH3O
OCH3O
OHOH
HO
HO
HOO
CH3O OCH3O
O
OH
OCH3
OH
OHOH
OCH3
HO
O
OH
OCH3
OCH3O
OH
OHOH
CH3O
OH
OH OH
OH
OOCH3
OH
OHCH3O
OCH3OO
OCH3O
HO
FIGURE 1.6Lignin structure. (Adapted from Rouchi, A.M., Chem.
Eng. News, Nov. 13, 2000, pp. 2932.)
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consistent quality of specific biofibers among the industrial
users is a seriouschallenge to researchers. Genetic manipulation,
which produces fibers withlow lignin content and with consistent
properties is poised to produce a newgeneration of cellulose-rich
biofibers for wide-scale industrial uses.
1.5 Biodegradable/Biobased Polymers as Matrices forBiocomposite
Applications
The classification of biodegradable/biobased polymers is
represented inFigure 1.7. Biobased polymers may or may not be
biodegradable, dependingon their composition and structure as well
as on the environment in whichthey are placed.
Renewable sources of polymeric materials offer an answer to
maintainingthe sustainable development of economically and
ecologically attractivetechnology. The innovations in the
development of materials from biopoly-mers, the preservation of
fossil-based raw materials, complete biologicaldegradability, the
reduction in the volume of waste and compostability,reduction of
atmospheric carbon dioxide released, as well as increased
uti-lization of agricultural resources for the production of new
green materialsare some of the reasons for the increased public
interest. Biodegradable poly-mers have offered scientists a
possible solution to waste disposal problems
Aliphatic polyesters
Aliphatic-aromaticpolyesters
Poly(ester amide)
Poly(alkyenesuccinate)s
Poly(vinyl alcohol)
Polyhydroxy-alkanoates (PHAs)
Polylactides (PLA)
Cellulose esters
Starch plastics
SORONATM (condensation polymer of corn-derived 1,3 propane diol
& petroleum- derived terephthalic acid)Blendings of:
Two/more biodegradable polymers(example: starch plastic +
PLA)
One biodegradable + onefossil fuel-made polymer(example: starch
plastic+ polyethylene)Epoxidized soybean oil +petro-based epoxy
resin
Biodegradable/biobased polymers
Successful blending: newpolymeric materials of desired
properties(such materials may be termedas biobased & may or
may not
be biodegradable)
Renewableresource-based
Petroleum/fossilfuel-based
Mixed resource-based:renewable resources +petroleum
resources
FIGURE 1.7Broad classification of biodegradable
polymers/biobased polymers.
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associated with traditional petroleum-derived plastics. Rising
oil priceshelped to stimulate early interest in biodegradables in
the 1970s, and con-cerns over the dwindling availability of
landfill sites, environmental regula-tions, and increasing oil
prices are reviving interest in biodegradablematerials today.
Biodegradable polymers may be defined3 as those whichundergo
microbially induced chain scission leading to
photodegradation,oxidation, and hydrolysis, which can alter the
polymer during the degrada-tion process. Another definition states
that biodegradable polymers arecapable of undergoing decomposition
primarily through enzymatic action ofmicroorganisms to carbon
dioxide, methane, inorganic compounds, or bio-mass in a specified
period of time. The biopolymers may be obtained fromrenewable
resources and also can be synthesized from
petroleum-basedchemicals. Blending of two or more biopolymers can
produce a new biopoly-mer designed for specific requirements.
Biodegradability is not only a func-tion of origin but also of its
chemical structure and degrading environment.When a biodegradable
material (neat polymer, blended product, or compos-ite) is obtained
completely from renewable resources, it may be termed as agreen
polymeric material. The life cycle of compostable biodegradable
poly-mers is represented schematically in Figure 1.8.
Processing
Sunlight
Innovation:Polymer production
Biodegradation
H2O + CO2
Photosynthesis
Use & discard
Photosynthesis
Natural resources
FIGURE 1.8Life cycle of biodegradable polymers can maintain CO2
balance in the environment.
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Traditional plastics like polypropylene, polyethylene,
polyester, andepoxy have a development history and have attained
adequate status incomposite applications. Several biodegradable
polymers need to be devel-oped so as to make them suitable as
matrix polymers for composite applica-tions. Originally biopolymers
were intended to be used in packaging,farming, and other industries
with minor strength requirements. The per-formance limitations and
high cost of biopolymers are major barriers fortheir widespread
acceptance as substitutes for traditional nonbiodegradablepolymers.
The high cost of some biopolymers as compared to
traditionalplastics is not due to the raw material costs for
biopolymer synthesis butmainly to the low volume of production. New
and emerging applications ofbiopolymers need to be developed for
their high-volume applications. Thechallenge for development of
biodegradable polymers lies in the fact thatthey should be stable
during storage or use and again should degrade onlywhen they are
disposed of after their intended lifetime. Biopolymers rein-forced
with biofibers can produce novel biocomposites to replace and
sub-stitute for glass fiber-reinforced composites in various
applications.
1.5.1 Biodegradable Polymers from Starch and Cellulose
Biopolymers evolved to function as cellular components of the
organisms. Inorder to produce useful plastics from biopolymers,
biopolymers have to bemodified. The best-known renewable resources
capable of makingbiodegradable plastics are starch28,29 and
cellulose.30 More detailed descrip-tions of cellulose ester and
starch plastics can be found in Chapters 19 and20, respectively, of
this book.
Starch and cellulose are not plastics in their native form, but
are convertedinto plastics through various approaches, including
extrusion cooking, func-tionalization, and plasticization. Starch
is one of the least expensivebiodegradable materials available in
the world market today. It is a versatilebiopolymer with immense
potential for use in non-food industries. Starch-based polymers can
be produced from corn, rice, wheat, or potatoes. Starchis produced
in plants and is a mixture of linear amylose
(poly--1,4-D-glu-copyranoside) and branched amylopectin
(poly--1,4-D-glucopyranosideand -1,6-D-glucopyranoside). Starch can
be made thermoplastic throughdestructurization in the presence of
specific amounts of plasticizers (waterand/or polyalcohols) under
specific extrusion conditions. Three phenomena(i.e., fragmentation
of starch granules, hydrogen-bond cleavage betweenstarch molecules
leading to loss of crystallinity, and partial depolymeriza-tion of
the virgin starch polymers) generally occur during conversion
ofstarch to starch plastic under extrusion conditions. Unmodified
thermoplas-tic starch alone can be processed as a traditional
plastic; however, its sensi-tivity to humidity makes it unsuitable
for many applications. Unmodifiedthermoplastic starch is mainly
used in soluble compostable foams, loose-fillmaterials, expanded
trays, shape-molded parts and expanded layers, and as
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a replacement for polystyrene. Poly(-caprolactone), PCL, a
fossil fuel- orpetroleum-derived synthetic biodegradable polymer,
provides water resist-ance to starch-based formulations, making
them attractive for commercialenterprises. The strength and
stiffness of starch plastic is enhanced consid-erably31 as a result
of reinforcement with surface-treated jute fibers, and
bio-composites made with 50 wt% jute improve the tensile strength
of virginstarch plastic by more than 150%.
Cellulose from trees and cotton plants is a substitute for
petroleum feed-stocks to make cellulosic plastics.30 The structures
of cellulose esters includ-ing cellulose acetate (CA), cellulose
acetate propionate (CAP), and celluloseacetate butyrate (CAB) are
represented in Figure 1.9. CAB and CAP are nowused in a variety of
plastic applications. For instance, premium toothbrushhandles are
typically made of CAP, and screwdriver handles are often madefrom
CAB. Recently, cellulosic plastics have gained importance in
biocom-posite formulations.32,33 Chapter 19 discusses biobased
composite materialsfrom cellulose esters and natural fibers.
1.5.2 Biobased/Biodegradable Plastics from Soybeans and Other
PlantResources
In recent years, engineering of bioplastics and biobased
materials fromplant-based proteins and oils has gained global
attention. Considering theimportance of the research and
development in this area as well as the com-mercial value of such
protein and vegetable oil-based biobased materials, theeditors have
included four chapters (Chapters 2225) describing
recentdevelopments. In the United States, soybeans provide over 60%
of the fatsand oils used for food. Research on applications of
soybeans for non-fooduses in plastics and composites is under way
at various U.S. universities.Soybeans typically contain about 20%
oil and 40% protein. Soy protein isavailable in three different
forms as soy flour, soy isolate, and soy concen-trate. Soy protein,
soy meal, and soy oil from soybean can be converted toplastic
resins.
OCH2OR
CH2OR
CH2OR
CH2OR
OOR
OR
OROROH
OO
O
O OHO
OROR
OR
ORn
n = 400750; R = H (cellulose), acetyl (cellulose acetate),
acetyl and propionyl(cellulose acetate propionate), or acetyl and
butyryl (cellulose acetate butyrate)
FIGURE 1.9Structures of cellulose esters.
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Chemically, soy protein is an amino acid polymer or polypeptide
whilesoy oil is a triglyceride. Through extrusion processing and
blending technol-ogy, soy protein polymers are converted into
biodegradable plastics,34
whereas through fuctionalization of soy oil, a matrix resin
suitable for natu-ral fiber composites is also reported.35 Soy
protein-based bioplastics are ther-moplastics and likely to be
biodegradable. Soy oil-based resins are usuallythermosets and
likely to be nonbiodegradable, based on the existing litera-ture.
Green composites from soy protein-based bioplastics and
naturalfibers3638 show potential for rigid packaging and even for
housing andtransportation applications.
1.5.3 Biodegradable Polyesters from Renewable Resources and
PetroleumResources
Biodegradability is not only a function of origin but also of
chemical struc-ture and degrading environment. Sometimes thermoset
bioresins, even ifmade or derived from bioresources, may not be
biodegradable. The chemi-cal structures of some important members
of the polyester class ofbiodegradable polymers are represented in
Figure 1.10. PLA as well as PHAsare renewable resource-based
biopolyesters, in contrast to PCL, PBS andaliphatic-aromatic
polyesters, which are petroleum-based biodegradablepolyesters.
Aliphatic polyesters are readily biodegradable, whereas
aromaticpolyesters like poly(ethylene terephthalate) (PET), are
nonbiodegradable.However, aliphatic-aromatic copolyesters have been
shown to be biodegrad-able, and recently these polyesters have
gained commercial interest, espe-cially for packaging
applications.39 Eastmans Easter Bio and BASFsEcoflex are two
examples of aliphatic-aromatic copolyesters based onbutanediol,
adipic acid, and terephthalic acid. Eastar Bio is highly linear
instructure while Ecoflex has a long-chain branched structure.
As early as 1973, the biodegradability of PCL was
demonstrated.40 It is atough and semirigid material at room
temperature with a modulus betweenlow-density and high-density
polyethylene.3 PCL has a low melting point(~60C), low viscosity,
and can be melt processed easily. It possesses goodwater, oil,
solvent, and chlorine resistance. PCL is widely used as a
blendingpartner with a number of polymers, especially with
hydrophilic starch plas-tic.41,42 Biocomposites from PCL and
natural fibers have been developed.43
The tensile strength and Youngs modulus of PCL improved by 450%
and115%, respectively, after reinforcement with 40 wt% wood flour.
Poly(alky-lene dicarboxylate) biodegradable aliphatic polyesters
have been developedby Showa Highpolymer under the trade name
Bionolle. Different grades ofBionolle include polybutylene
succinate (PBS), poly(butylene succinate-co-butylene adipate)
(PBSA), and poly(ethylene succinate). SK Chemicals alsoproduces
aliphatic PBS polyesters. DuPont`s biodegradable Biomax
copoly-ester resin, a modified form of PET, was launched in 1997.
Its properties,according to DuPont, are diverse and customizable,
but they are generally
Copyright 2005 by Taylor & Francis
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formulated to mimic polyethylene or polypropylene.44 The
biodegradableplastics from polyesters are mostly used in packaging
applications.
PLA, a polymer of the relatively simple lactide molecule, is not
a newpolymer. The manufacture of polyester from lactic acid was
pioneered in1932 by Carothers45 and further developed by DuPont46
and Ethicon. The useof PLA in biomedical applications47 began in
the 1970s. High production
O
CCH
n
(O2 x)
O
x C
O
O CCHn
(O2) yHC( 2)
O (CH2)4O
CC (CH2)4CO
O O CO O
H2C CR
CHn
O
O
CRCH
n
OO R = H, Poly(glycolic acid), PGA
R = CH3, Poly(lactic acid), PLA
R = CH3, Poly(-hydroxybutyrate), PHB R = CH3, C2H5,
Poly(-hydroxybutyrate-co-valerate), PHBV copolymer
Poly(-hydroxyalkanoate)
x = 5, Poly(-caprolactone), PCL
x = 4, y = 2; Poly(butylene succinate), PBSx = 4, y = 2,4,
Poly(butylene succinate-co-butylene adipate), PBSA
Poly(alkylene dicarboxylate)
Aliphatic-aromatic polyester
Aliphatic polyesters
Poly(-hydroxy acid)
Poly(-hydroxy acid)
Chemical Structures Examples
H CCCHn
O
2
CH3O
m
(Hydroxybutyrate, HB) (Hydroxyvalerate, HV)PHBV copolymer
containing HB and HV units
H CCCHO
2 O
C2H5
FIGURE 1.10Structures of some aliphatic and aliphatic-aromatic
polyesters (biodegradable polymers ofcommercial interest).
Copyright 2005 by Taylor & Francis
-
costs restricted the applicability of these polymers outside the
medical fielduntil the late 1980s. Recent developments in the
economical manufacture ofmonomer of PLA from agricultural products
has placed this material at theforefront of the emerging
biodegradable plastics industries. Polylactide(PLA) is a highly
versatile biopolymer derived from renewable resourceslike corn.48
The use of PLA as a cost-effective alternative to commodity
petro-leum-based plastic will increase the demand for agricultural
products. ACargill-Dow plant in Nebraska is capable of producing
300 million poundsof renewable resource-based PLA per year from
40,000 bushels of corn perday. More details on PLA technology are
in Chapter 16. Cargill-Dow uses asolvent-free process and a novel
distillation process49 in contrast to MitsuiChemicals, which uses a
solvent-based process50 to make high molecular-weight PLA.
Biocomposites from natural fiber and PLA have useful
proper-ties5153 and are discussed more in Chapter 17.
Polyhydroxyalkanoates (PHAs) are biodegradable polyesters, which
areproduced by bacterial fermentation. The first PHA discovered was
polyhy-droxybutyrate (PHB). Figure 1.11 shows a photograph of the
formation of bac-terial polyesters during fermentation by
microorganisms. PHA polymers aresynthesized in the bodies of
bacteria fed with glucose (e.g., from sugarcane)in a fermentation
plant. Over one hundred PHA compositions have beenreported in the
literature. In the late 1980s, ICI Zeneca commercialized
PHAsproduced by microbial fermentation under the trade name Biopol.
PHB andthe copolymer poly(3-hydroxybutyrate-co-3-hydroxyvalerate)
(PHBV) werealso produced by Monsanto and sold under the trade name
Biopol.
White patches in microorganism are PHB
FIGURE 1.11Photograph showing bacterial polyester (PHB)
formation during fermentation by microorganisms. (Courtesy: Biomer,
Germany.)
Copyright 2005 by Taylor & Francis
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These bacterial polyesters were originally intended as
biodegradable substi-tutes for oil-based polyolefins in films,
bottles, and plastic containers.54 Theactual and potential uses of
PHB and PHBV for containers, films, and paper-coating materials
have been reviewed.55 In 1990, the manufacture of blow-molded
bottles using Biopol for packaging shampoo was started in Germanyby
Wella AG, Darmstadt. The range of possible uses of Biopol polymers
hasbeen summarized by Amass et al.56 PHBVs are highly crystalline
polymerswith melting points and glass transition temperatures
similar to polypropy-lene (PP).57 Due to their characteristics of
biodegradability through nontoxicintermediates and easy
processibility, PHBV polymers are being developedand commercialized
as ideal candidates for the substitution of nonbiodegrad-able
polymeric materials in commodity applications.58,59 However, their
highcost, the small difference between their melting and thermal
degradation tem-peratures, and their low-impact resistance at
ambient and subambient tem-peratures prevented their larger
commercial applications. Recentdevelopments in bacterial polyester
technology look promising. Differentcompanies such as Metabolix
(Cambridge, MA), Proctor & Gamble, Biomer inGermany, and PHB
Industrial S. A. in Brazil are pursuing commercializationpathways
to make these bacterial polyesters competitive with
traditionalpolyolefins like polyethylene and polypropylene.
Metabolix recently pro-duced PHBV in a commercial-scale
fermentation plant39 and is pursuing atransgenetic approach to
develop PHAs from switchgrass. Proctor & Gambleis looking to
commercialize their specific branched PHAs (Nodax). The long-chain
branching of such polyesters allows a considerable range for
tailoringthe crystallinity, stiffness, toughness, and melting point
of the Nodax poly-mers. Green composites from PHAs and natural
fibers5961 are gaining impor-tance in recent years. This area is
comprehensively discussed in Chapter 18.
The strength of biodegradable polyester may be increased by
substitutinga fraction of ester links by amide groups. On a call
from the Government ofGermany for research and development on
biodegradable thermoplasticswith good performance and processing
behavior, Bayer, in 1990, presentedtwo grades of polyester
amides,62 namely, BAK 1095 and BAK 2095. BAK1095 is based on
caprolactam (Nylon 6), butanediol, and adipic acid, whereasBAK 2195
is synthesized from adipic acid and hexamethylene diamine(Nylon
6,6) and adipic acid with butanediol and diethylene glycol as
estercomponents. BAK 1095 has mechanical and thermal properties
resemblingthose of polyethylene.63 The resin is also noted for its
high toughness and ten-sile strain at break. It can be processed
into film and also into extruded andblow-molded parts. It is
suitable for thermoforming and can be colored,printed, hot-sealed,
and welded. BAK 2195 resin is an injection-moldinggrade
biodegradable thermoplastic that exhibits greater stiffness. The
prop-erty profile of BAK 2195 can also be extended through the
addition of fillersand reinforcing substances, such as starch,
natural fibers, wood flour, andminerals.64 The combined performance
of both BAK grades and the com-pounds open a wide range of
applications like disposable plant pots, agricul-tural films,
biowaste bags, plant clips, cemetery decorations, and one-way
Copyright 2005 by Taylor & Francis
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TAB
LE 1
.1
Pro
per
ties
of
So
me
Tra
dit
ion
al P
oly
mer
s an
d B
iod
egra
dab
le P
oly
mer
s
PB
S
PL
AP
HB
P
CL
BA
KE
ast
er
(Bio
no
lle 1
001
b)
Pro
pert
y(E
co-P
LA
)(P
226
a)
PH
BV
(To
ne 7
87)
1095
Bio
Eco
flex
Fil
m G
rad
eP
SL
DP
EP
P
Den
sity
(g
/cm
3 )1.
211.
251.
251.
145
1.07
1.22
1.25
1.26
1.04
1.0
90.
920.
90M
elti
ng
po
int
(C
)17
718
016
817
213
560
125
108
110
115
115
12
416
4T
ensi
le s
tres
s at
4524
27
2541
2522
3657
356
48
1034
bre
ak (
MP
a)T
ensi
le m
od
ulu
s28
0017
002
000
1000
386
220
100
80
2800
350
010
020
0
(MP
a)E
lon
gat
ion
36
925
900
400
700
820
700
12.
515
060
012
at b
reak
(%
)
aP
last
iciz
ed P
HB
, S
ourc
e: B
iom
er,
Ger
man
y, h
ttp
://
ww
w.b
iom
er.d
e/b
Fro
m t
ech
nic
al d
ata
shee
t, S
ho
wa
Hig
hp
oly
mer
Co
. L
td.
Copyright
2
005 b
y T
aylo
r &
Fra
ncis
-
dishes. BAK 1095 breaks down into water, carbon dioxide, and
biomassunder aerobic conditions. The degradation rate is comparable
to that of otherorganic materials that are composted.63 Bayer has
recently withdrawn theproduction and sale of their polyester amide
products.65
Table 1.1 represents some comparative properties2,6671 of a few
traditionalpolymers and biodegradable polymers.
Biodegradable polymers will play a prominent role in plastic
packagingapplications. In the United States alone, over 25 million
tons of plastics enteredthe municipal solid waste stream (MSW),
which is over 11% of the total MSWgeneration in the year 2001
(Figure 1.12, after ref. 72). Plastic packaging mate-rials are
everywhere in our daily lives. Around $450 billion worth of
packag-ing materials are used each year across the world. From food
wrappings andcontainers to detergent and soft drink bottles to foam
packaging used in ship-ping delicate goods, many products are
surrounded by or contained in poly-meric materials. Packaging
dominates the plastics use (Figure 1.13, after ref.73). It is
forecasted that in the year 2005 more than $27 billion worth of
plasticwill be used in packaging (Figure 1.14, after ref. 74). At
present most polymericpackaging materials are based on nonrenewable
fossil fuel feedstocks. Mostnotably, polyethylene is currently
produced from ethylene gas, a product ofcracking of ethane, which
comes from nonrenewable petroleum resources.Incineration of these
materials makes a net contribution to atmospheric CO2,and plastics
currently account for in excess of 20% of the nations landfill.
Inaddition, many widely used materials, notably polystyrene and
PVC, aremade from noxious or toxic monomeric components. Packaging
now domi-nates the plastics industries. Out of 71 billion pounds of
plastic use in differ-ent areas like building products, consumer
products, and transportation, themaximum share (27.3%) goes to
packaging. Petroleum-based nonbiodegrad-able plastic bags have
already been restricted in Germany, Ireland, SouthAfrica, and
Taiwan due to concerns about their disposability.
1.5.4 Biobased Polymeric Materials from Mixed Resources
(Renewableand Petroleum Resources)
In day-to-day life most people are interested in using green
materials but donot want to spend more money or use materials
having inferior performancethan the existing dominant fossil
fuel-based polymers and materials.Currently it is difficult to
replace petroleum-based materials, from a cost andperformance
perspective. It is not necessary to make a 100% substitution
forpetroleum-based materials immediately. A viable solution is to
combine thedifferent features and benefits of both petroleum and
bioresources to pro-duce a useful product having the requisite
cost-performance properties forreal-world applications. Biobased
products may be categorized as follows:
(a) Low biobased content product (20% or less biobased
content)(b) Medium biobased content product (2150% biobased
content)(c) High biobased content product (5190% biobased
content)
Copyright 2005 by Taylor & Francis
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Some examples of biobased polymeric materials are the
following:Biobased Sorona: DuPont Sorona polymer e.g.,
poly(trimethylene
terephthalate), PTT, a 3-carbon glycol terephthalate (3GT), is
an example ofa condensation polymer that can be made from
1,3-propanediol (derivedfrom renewable corn sugar) and
petroleum-derived terephthalic acid (TPA).DuPont received the 2003
Presidential Green Chemistry Award for the suc-cessful development
of 1,3-propanediol (PDO) by a biological process. Moredetails on
Sorona polymer can be found in Chapter 15.
Biobased thermoset resins: Petroleum-derived epoxy resins can
beblended with epoxidized vegetable oil in the presence of suitable
curingagents to make biobased epoxies.75,76 Petroleum-based epoxy
resins areknown for their superior tensile strength, high
stiffness, and exceptional
Wood 5.7%
Rubber,leather &textiles
7.1%
Metal 7.9%
Paper35.7%
Other 3.4%
Food scrapsYard trimmings
Plastics11.1%
Glass 5.5%
12.2% 11.4%
FIGURE 1.122001 total municipal solid waste (MSW) generation,
229 million tons (before recycling). (Adaptedfrom Municipal Solid
Waste in the United States: 2001, U.S. Environmental Protection
Agency.)
Transportation5%
Consumer &institutional
14%
Electrical3%
Building &construction
17%Furniture4%
All other14%
Industrial/machinery
1%
Exports12%
Adhesives/coatings2%
Packaging28%
FIGURE 1.13Packaging dominates plastic use: 2002 U.S. plastic
use areas. Total 86.7 billion lb. (Adapted from American Plastic
Council 2002.)
Copyright 2005 by Taylor & Francis
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solvent resistance. One of the chief drawbacks of such epoxies
is their brit-tleness or very low impact strength. However, the
petroleum-based epoxiescan show improvement of impact strength when
blended with epoxidizedvegetable oil, with a reduction in
stiffness.76 A balance of stiffness and tough-ness can be obtained
by adjusting the amount of epoxidized vegetable oiland
petroleum-based epoxy in the resulting biobased epoxy. The
biobasedresins are formed by blending ortho unsaturated polyester
resins with func-tionalized vegetable oils; such bioresins on
reinforcement with natural fibersmake a biobased composite
material.14 Using bioresins as polymer matricescan improve the
impact strength of the resulting biobased resin and can pro-duce a
material with higher biobased content.
1.6 Biocomposites as Alternatives to Petroleum-BasedComposites:
Recent Trends and Opportunities for the Future
Fiber-reinforced plastic composites began with cellulose
fiber-reinforcedphenolics in 1908, later extending to urea and
melamine, and reaching com-modity status in the 1940s with glass
fiber-reinforced unsaturated poly-esters. The manufacture, use, and
removal of traditional compositestructures, usually made of glass,
carbon, or aramid fibers reinforced withepoxy, unsaturated
polyester resins, polyurethanes, or phenolics, is beingscrutinized
from an environmental and legislative perspective.3 The disposalof
composites after their intended life span is becoming critical and
expen-sive. The recycling as well as reuse of composite materials
is not easy sincethey are made from two dissimilar materials;
however, we find continuedefforts of such practice. Two disposal
alternatives are land filling and
Metal: 16%
Paper: 10%
Plastics: 26%
Paperboard/molded pulp: 39%Metal: 16%
Paper: 10%
Glass: 4%
Wood: 4%
Textile: 1%
FIGURE 1.14U.S. packaging materials consumption, forecast (year
2005), excluding fast-food packaging,plastic food and garbage bags,
tubes and cores, reconditioned barrels and drums, gas cylinders,and
bulk containers. (Adapted from Plast. News, Sept. 9, 2002.)
Copyright 2005 by Taylor & Francis
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incineration. Landfill space is decreasing due to heavy ongoing
waste dis-posal. In the United States, the number of landfills
dropped from 8000 to2314 between 1988 and 1998.77 Reports suggest
that five states have less than5 years of landfill capacity; close
behind are 14 more states with 5 to 10 yearsof landfill
capacity.78
Biocomposites consist of reinforcing biofibers and matrix
polymer sys-tems. Since the biofiber is biodegradable and
traditional thermoplastics (likepolypropylene) and thermosets (like
unsaturated polyester) are non-biodegradable, biocomposites from
such fiber-reinforced polymers are clas-sified as the partially
biodegradable type. If the matrix resin/polymer isbiodegradable,
the biofiber-reinforced biopolymer composites would comeunder the
completely biodegradable category, as represented in Figure 1.2.Two
or more biofibers in combination with a polymer matrix result
inhybrid biocomposites. The purpose of hybrid composites is the
manipula-tion of properties of the resulting biocomposites.
The interrelationship between the development and applications
of bio-composite materials is schematically represented in Figure
1.15. Some of thegrowing areas of applications for
green/biocomposite materials are inautomotive parts, housing
products, and packaging. The challenge in replac-ing conventional
glass-reinforced plastics with biocomposites is to design
Expanding bio-compositematerials
complexity
Performance
Interface chemistry
Processingsynthesis
Energy/environment
Civilinfrastructure
(green housing)
Information/communication
PackagingValue-addedagriculturalproducts
Substitute ofpetroleum-
based materials
Transportation(auto parts)
Structurecomposition Value-added
forestproducts
FIGURE 1.15Biocomposite materials limits/complexity, interface
chemistry, processing, structure/composition, and performance are
to be governed to exploit their uses via value-added forest and
agricultural products for various applications in transportation,
packaging, green housing panels, etc., from energy/environmentally
beneficial perspectives throughuniversity-industrial interactions,
thus creating effective communication that would enablereal-world
use of biocomposite materials.
Copyright 2005 by Taylor & Francis
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materials that exhibit structural and functional stability
during storage anduse, yet are susceptible to microbial and
environmental degradation upondisposal without any adverse
environmental impact.
Automakers will see potential in biocomposites7983 if these
materials candeliver the same performance as conventional
composites with lowerweight. Moreover, they exhibit nonbrittle
fracture on impact, which isanother important requirement. In the
United States, 10 million to 11 millionvehicles reach the end of
their useful lives annually. A network of salvageand shredder
facilities processes about 96% of these old cars. About 25 wt%of
these vehicles, including plastics, fibers, foams, glass, and
rubber, remainas waste. The car parts made from green composites
would simply be buriedafter their lifetime and would in time be
consumed naturally by bacteria.
The use of biocomposites in making interior automotive parts
with natu-ral fiberpolypropylene and exterior parts from natural
fiber polyester resin-based composites has been reported.80 Johnson
Controls has startedproduction81 of door-trim panels from natural
fiber and polypropylene. It isestimated that ~75% of a vehicles
energy consumption is directly related tofactors associated with
the vehicles weight, resulting in a critical need toproduce safe
and cost-effective lightweight vehicles. Auto companies areseeking
materials with sound abatement capability as well as reducedweight
for fuel efficiency. Natural fibers possess excellent
sound-absorbingefficiency and have excellent energy management
characteristics. In auto-motive parts, compared to glass
composites, the composites made from nat-ural fibers reduce the
mass of the component and lower the energy neededfor production82
by 80%. Table 1.2 (after ref. 84) demonstrates how theweight of
materials can be lowered by going from steel to glass
fiber-reinforcedplastic (GFRP). Natural fiber composites can reduce
the mass in a properlydesigned component. Chapter 7 provides a more
detailed description of cur-rent trends of natural fiber composites
in automotive applications.
Ford has a long history of R&D on new materials.83 Henry
Ford beganexperimenting with composites around 1941, initially
using compressed
TABLE 1.2
Weight Savings of Materials
Lightweight Material Percent Reduction Relative Cost
Material Replaced of Mass per Part*
High-strength steel Mild steel 10 1Aluminum Steel, cast iron
4060 1.32Magnesium Steel or cast iron 6075 1.52.5Magnesium Aluminum
2535 11.5Glass fiber- Steel 2535 11.5
reinforcedcomposites
* Cost includes both materials and manufacturing.
Source: Adapted from Powers, W.F., Adv. Mater. Process, 3841,
2000.
Copyright 2005 by Taylor & Francis
-
soybeans to produce composite plastic-like components. During
that periodpetroleum-based chemicals were very inexpensive, so
soy-based plastic didnot grow in importance. New environmental
regulations and depletion ofand uncertainty about petroleum
resources have revived interest in com-posite materials from
soybean-based plastics and natural fibers. NorthAmerican market
studies identify the potential impact and opportunities fornatural
fiber composites.85 In the year 2000, the North American market
fornatural fiber composites exceeded $150 million, By 2005, this
market isexpected to reach nearly $1.4 billion in sales. The future
of biobased com-posite materials for building product applications
is bright (Table 1.3, afterref. 86), and several new natural
fiber-based building materials are alreadymaking their way into the
building industry. The majority of resins used inthe composite
industry are thermosets.87 About 65% of all composites pro-duced
currently for various applications use glass fiber and polyester
orvinyl ester resins. Unsaturated polyester (USP) resins are widely
used,thanks to a relatively low price, ease of handling, and a good
balance ofmechanical, electrical, and chemical properties. Natural
fiber-thermoset-based biocomposites are discussed extensively in
Chapters 8 and 9.
Although natural fiber-reinforced nonbiodegradable
polymer-basedcomposites are gaining interest, the challenge is to
replace conventional glass-reinforced plastics with biocomposites
that exhibit structural and functionalstability during storage and
use, yet are susceptible to microbial and envi-ronmental
degradation upon disposal without any adverse environmentalimpact.
A three-cornered approach in designing biocomposites of superiorand
desired properties include efficient but low-cost natural and
biofibertreatment, matrix modification through functionalization
and blending, andselection of appropriate and efficient processing
techniques (Figure 1.16).
Since the significant attraction of natural fibers is their low
cost, inexpen-sive yet effective surface treatments that avoid
organic solvents are logicalways of making a reactive natural fiber
surface.4,88 Aqueous silane solutionand a water emulsion of
maleated polypropylene can be mixed together toproduce a novel
sizing for natural fibers and thus make
polypropylene-basedbiocomposites of superior mechanical
properties.89 Through utilization of an
TABLE 1.3
North American Market Forecast for NWFCs
Market Year 2002 Year 2005 Year 2010
Building products 1062 2324 3375Infrastructure 126 163
185Transportation 63 78 88Consumer 32 56 89Industrial 28 45 61Total
1311 2667 3799
Source: Adapted from Principia Partners, Exton,
Pennsylvania,
USA. With permission.
Copyright 2005 by Taylor & Francis
-
engineered natural fibers concept (Figure 1.17), superior
strength biocom-posites can be obtained.90 This concept is defined
as a suitable blend of sur-face-treated bast fibers (e.g., kenaf
and hemp) and leaf fibers (e.g., henequen,sisal, and pineapple leaf
fiber). Selection of blends of biofibers is also basedon the fact
that the correct blend achieves an optimum balance in mechani-cal
properties. The kenaf- or hemp/flax-based composites exhibit
excellenttensile and flexural properties, while leaf fiber-based
composites give better
Extrusion
CompressionMolding
InjectionMolding
Polymer matrixmodification
Reactiveblending
Maleatedmatrix as:
compatibilizer
efficient surfacetreatments ofnatural fibers
Water emulsion-based (silane+
maleated couplingagent) sizing
Silanetreatment
Alkalitreatment
SYNERGISM
Efficientbiocompositeprocessing
Extrusion
Compressionmolding
Injectionmolding
Biocompositestampable
sheet process
Polymer matrixmodification
Reactiveblending
Maleatedmatrix as
compatibilizer
efficient surfacetreatments ofnatural fibers
Water emulsion-based (silane+
maleated couplingagent) sizing
Silanetreatment
Alkalitreatment
Low-cost butefficient surface
treatments ofnatural fibers
Water emulsion-based (silane +
maleated couplingagent) sizing
Silanetreatment
Alkalitreatment
SYNERGISM
High-performancebiocompositeformulation
FIGURE 1.16Tricorner coordinate approach in designing and
engineering of high-performance biocomposites.
Bast
f iber
s Kenaf
Sisal
Lea
f fib
ers
Flax
Henequen
Low
-cos
t but
effi
cient
sur
face
trea
tmen
t
Nat
ural
/bio
fiber
s
Bast
f iber
s Kenaf
Sisal
Lea
f fib
ers
Flax
Henequen
Different ratiosblends of desired bast
and leaf fibers aremixed, in a specificcase, 1:1 blend of
chopped kenaf andhenequen fiber may
be chosen.
"Engineerednatural/biofibers"
ready forbiocompositefabrications
FIGURE 1.17Concept on design of engineered natural fiber for
biocomposite formulations.
Copyright 2005 by Taylor & Francis
-
impact properties to the composites. The combination of bast and
leaf fiberis expected to provide a stiffness-toughness balance in
the resulting bio-composites.
A strong fiber-matrix interface bond is critical for high
mechanical prop-erties of the composites. In polymer matrix
composites, there appears to bean optimum level of fiber-matrix
adhesion, which can provide the best com-posite properties. Chapter
6 highlights this important aspect. Since naturalfibers are
inexpensive, one should approach making a reactive surface
ofnatural fibers through a low-cost but effective surface treatment
and/or byusing a compatibilizer during biocomposite fabrication.91
Alkali treatment isan effective method to improve fiber-matrix
adhesion in natural fiber com-posites.60,9294 It is believed that
alkali treatment leads to fiber fibrillation, i.e.,the breaking
down of fibers into smaller thin fibrils, thereby increasing
theeffective surface area for contact with the matrix resin.
Maleated polypropy-lene (MAPP) has received widespread application
as a coupling agent or acompatibilizer in natural fiber-reinforced
polypropylene composites.9598
Maleated polyethylene (MAPE) is used as a compatibilizer for
natural fiber-polyethylene composites. The molecular weight and
acid number of suchmaleated coupling agents affect the
compatibilization chemistry. Maleatedpolyolefins of varying
molecular weights and acid numbers are now com-mercially
available.
There are two ways by which the maleic anhydride
compabilizationchemistry can be implemented during biocomposite
fabrication: First, natu-ral fibers are pretreated with maleated
polymer and the treated fibers arethen dispersed into the desired
polymer matrix during melt processing toobtain the biocomposites.
The maleated coupling agent needs to be dis-solved in an
appropriate concentration of specific organic solvents for
fibertreatment. Such processes are not economical and also add
volatile organiccompounds (VOCs) to the atmosphere. Second, in a
reactive extrusionprocess one can add chopped biofiber, polymer
matrix, and maleated cou-pling agent in one step, processing them
into compatibilized biocompositepellets for further
compression/injection molding. Such processing tech-niques are of
commercial importance. In making compatibilized green com-posites
from natural fibers and biopolymers like PLA and PHB,
maleatedcompatibilizers (with appropriate molecular weight and acid
number) arebeing developed at the laboratory scale but are not yet
commercialized. Intime, with the widespread use of green
composites, it is expected that com-mercial maleated biopolymers
will be available.
In an industrial process, reducing the number of processing
steps reducesthe overall cost of the product. Biopolymers like PHAs
and PLA are plasti-cized with citrate or a combination of citrate
and functionalized vegetableoil. The commercial polyhydroxybutyrate
(PHB) from Biomer is plasticizedwith a proprietary citrate
plasticizer system. On the industrial scale one cantarget doing the
plasticization of the biopolymer along with natural
fiberreinforcement in the presence of a compatibilizer in a
one-step process(Figure 1.18) to make it more commercially
attractive.
Copyright 2005 by Taylor & Francis
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1.7 Sustainable Biobased Products: New Materials for a
NewEconomy
The most common definition of sustainable is the following:
sustainabledevelopment meets the needs of the present without
compromising theneeds of future generations. The sustainability
issues of bioplastics, e.g.,polylactic acid (PLA),
polyhydroxyalkanoate (bacterial polyesters), and cel-lulosic
plastics (cellulose esters), are the subject of scientific and
engineeringstudies and divergent views.99105 The evaluation of a
bioplastic or biocom-posite products sustainability is a complex
problem. Life cycle assessment(LCA) analysis is a framework being
developed that incorporates severalparameters to be considered,
including the raw materials from which thebioplastic is generated,
the energy consumed during bioplastic conversion,and its ultimate
disposal or recycle. While comparing the sustainability of anewly
emerging bioplastic with a petroleum-based plastic,
considerationshould also be given to the technology development
time gap betweenpetrochemicals (~100 years old) and developing
bioplastics (~5 to 10 yearsold). Detailed descriptions of each of
these factors are beyond the scope of
PHA/PLA + maleatedcompatibilizer
Addition of choppedengineered biofiber
K-Tron T-20feeder
Liquid plasticizer
Green composite pelletsfor further processing
Twin screw extruder
Pelletizer
Peristaltic pump
FIGURE 1.18Schematic representation in fabricating bio/green
composite pellets through reactive extrusionprocessing.
Copyright 2005 by Taylor & Francis
-
this chapter, but the interested reader can find contemporary
references onthe subject.
It is encouraging to derive cost-effective biobased products or
biocompos-ites from inexpensive bioplastics through inexpensive
natural and biofiberreinforcements. Although most bioplastics
cannot compete economically intheir present state with
petroleum-based plastic, cost-effective biocompositeformulations
and designs with natural fiber reinforcements can compete at
theeconomic level. The emergence of new applications of
biocomposites will spurlarge-scale demand for bioplastics, which
would help the long-range attain-ment of sustainability. A detailed
understanding of natural and biofibers, bio-plastics, and their
biocomposite formulations will be the foundation fordeveloping new
and emerging biobased composite materials. Sustainabilityissues of
biopolymers and biobased products are discussed in Chapter 27.
Since natural fibers are inexpensive reinforcements for use with
biopoly-mers, their use would be to provide new biobased and green
materials thatcan attain sustainability. Green composite
formulations incorporating5060% inexpensive natural fiber are
expected to be cost-effective, withadditional environmental
benefits. A biobased product derived from renew-able resources that
can have the attractive attributes of recyclability, trig-gered
biodegradability (i.e., stable in use but biodegradable after
disposal),along with commercial viability and environmental
acceptability is a sus-tainable biobased product (schematic
representation is given in Figure 1.19).An additional benefit is
that eventual decomposition of the biocompositedoes not add any new
net CO2 to the global environment, since the compo-nents came from
plant material (overall balance; see Figure 1.8).
Product realization of green/biobased/natural fiber composite
materialsrequires a complete LCA. The glass fiber-reinforced
plastics (GFRP) are thepredominant composites in our industries
today. The natural fiber compositeshave the potential to replace
GFRP in many applications. A simplified LCAstudy approach of green
composites vs. traditional glass fiber composites isshown
schematically in Figure 1.20. LCA studies comparing natural
fibercomposites and glass fiber composites have recently been
reviewed.102 The
Renewable/biobased
Recyclable/natural
recycling
Sustainable
Triggeredbiodegradable
Commercial viability&
environmental acceptibility
FIGURE 1.19One concept of sustainable biobased product that can
fit well to green composites.
Copyright 2005 by Taylor & Francis
-
discussion of this review centers mostly on composites from
glass and naturalfibers using traditional plastics like
polypropylene and ethylene propylenediene (EPDM), especially for
automotive applications. Natural fiber compos-ites are likely to be
environmentally superior to GFRP. Some of the importantreasons are
the following. (1) the production of natural fiber poses lower
envi-ronmental impact compared to glass fiber production; (2)
natural fiber-tradi-tional plastic composites can have higher
biofiber content for equivalentperformance of a GFRP, thus reducing
more polluting base polymer content,and (3) natural fiber
composites can provide lighter weight as compared toGFRP, which,
for automotive parts use, can improve fuel efficiency.
1.8 Conclusions
New environmental regulations and societal concerns have
triggered thesearch for new materials, products, and processes that
are compatible with
bioplasticglass fiber &
traditional plastic
Cropproduction
Compositepart use
composite partmanufacture
Bioplasticmanufacture
Fiberextraction
End of lifemanagement
(recycling, disposal)
Petroleumextraction
Compositepart use
Glass fiberplasticcomposite part
manufacture
Plasticmanufacture
Refining
End of life management
(recycling, disposal)
Glassfiber
manufacture
natural fiber &
Green
Conventionalcomposites from
Greencomposites from
FIGURE 1.20Simplified LCA study approach for green composites
vs. glass fiber-reinforced composites.
Copyright 2005 by Taylor & Francis
-
the environment. The incorporation of bioresources into the
materials, prod-ucts, and processes of today can satisfy these
concerns and reduce furtherdependency on petroleum reserves.
Biocomposites can supplement andeventually replace petroleum-based
composite materials in several applica-tions, thus offering new
agricultural, environmental, manufacturing, andconsumer benefits.
Several critical issues related to biofiber surface treat-ment to
make it more reactive, bioplastic modification to make it a
suitablematrix for composite application, and processing techniques
depending onthe type of fiber form (chopped, nonwoven/woven
fabrics, yarn, sliver, etc.),need to be solved to design
biocomposites of commercial interest. Recentadvances in genetic
engineering, natural fiber development, and compositescience offer
significant opportunities for improved value-added materialsfrom
renewable resources with enhanced support for global
sustainability.Thus, the main motivation for developing
biocomposites has been and stillis to create a new generation of
fiber-reinforced plastics competitive withglass fiber-reinforced
composites but which are environmentally compatiblein terms of
production, use, and removal. Natural fibers are biodegradableand
renewable resource-based bioplastics can be designed to be
eitherbiodegradable or not, according to the specific demands of a
given applica-tion. Bioplastics and biocomposites based on
renewable agricultural and bio-mass feedstocks can form the basis
for a portfolio for sustainable andecoefficient biobased products
that can compete and capture markets cur-rently dominated by
products based exclusively on petroleum feedstocks.There is an
immense opportunity in developing new biobased products, butthe
real challenge is to design sustainable biobased products through
inno-vative ideas. Green materials are the wave of the future.
Acknowledgments
We acknowledge NSF/EPA (Award #DMI-0124789) under the
2001Technology for a Sustainable Environment (TSE) Program,
EPASTARaward #RD-83090401 under the 2002 Environmental Futures
Research inNanoscale Science Engineering and Technology, and NSF
2002 Award#DMR-021686, NSF- PREMISE (Product Realization and
EnvironmentalManufacturing Innovative System) 2002 Award #0225925,
, NSF-NER 2002Award #BES- 0210681 under the Nanoscale Science and
Engineering (NSE);Nanoscale Exploratory Research (NER) Program,
NSF-Partnership forAdvancing Technology in Housing (PATH) 2001
Award #0122108, NSF 2002Award #DMR-0216865, under the
Instrumentation for Materials Research(IMR) Program, USDA-NRI
(Grant No. 2001-35504-10734) and GREEEN(Generating Research and
Extension to meet Economic and EnvironmentalNeeds) (Grant Nos.
GR01-037 and GR02-066), USDA-MBI Award No. 2002-34189-12748-S4057
for the project Bioprocessing for Utilization of
Copyright 2005 by Taylor & Francis
-
Agricultural Resources and Michigan State Universitys start-up
fundingto A.K. Mohanty.
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