t lll ixi ROUSIIEjTU Al{D IIIEl'ZÉiCtlE I TIIiI PIITLOÍiOPHIIR AS LEGTSLATOR BY Ia¡ G" Forbes  thesis submitted in fulfil-nent of the ::equirements for the degree of Master of Arts at t,he Universjty of Adelaid.e, South Aust.ral-i a. ,r,ll Ilu¡¡i'çìç't,\,,7-;,-¡, 1 May 1979
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Rousseau and Nietzsche : the philosopher as legislator
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lllixi
ROUSIIEjTU Al{D IIIEl'ZÉiCtlE I TIIiI PIITLOÍiOPHIIR AS LEGTSLATOR
BY
Ia¡ G" Forbes
 thesis submitted in fulfil-nent of the::equirements for the degree of Master ofArts at t,he Universjty of Adelaid.e, South
Aust.ral-i a.
,r,llIlu¡¡i'çìç't,\,,7-;,-¡, 1
May 1979
DûCl¡tÀlr¡tr
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fhlr thcrtr earÈrlnt rþ nrùrrt¡l ttûtloh hl¡ btrnrocrSltod for thr mrrd of rny otåcr drgrcc or tlglm¡[n rny trntvrrelty rñd? to tb¡ ÞæÈ o! ry knovl'rdgr aló
brlhtr æntrfn¡ no urÈrrlal prrvlourty publkhrd orrrltüea by ¡roth¡r ¡nsran, mor¡Ê rh¡a du¡ rllrr¡ncc l¡¡¡ù l¡ tlrr te¡È.
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A]]ST'IìACT OF M A. TÍ{ESIS
ROUSSEAU AND NTETZSCI{H: THn P}IILæOFHER .4,5 LIËISIATOE
This thesis reveals an i.mportant relatiÕnehip between the thought
of Jea:r-Jacgues Rousseau and. Ï?ied.::ich Nietzsche" To achieve this,
Bousseaurs thor:ght is presr:ntecl as a fund.&nentally moral theory, and
Nj.etzschets vork is approached through his criticlue of all moral
phiì.osophy. In this wa.y, it ca.¡r be seen hol¡ Rousseaurs contributiorr
to pol-itical thought w¡rs to influence I'Iietzsche, in the first instance,
and f\rrl,her, how Nietzsche provicìes the ba^sis of a new interpretation
anrl criticis¡n of Rousseaurs theory. Tn the course of a close textual
analysis, the examination of rnorality, society, the state, and the individual
try each thinker in turn wiì-Ì be discussed., and. will be followed. by a¡r
a.ssessment of the ¡ulva.nces made by each thinker"
Chapters ff anil III, then, constitute the first part of the thesis,
where Rousseaurs moral theory is expticated, anil which theory is seen
to und.erpin and. structure his social- and. politieal- conclusions. The
next two chapters take the forrn of an exegesis of Nietzschers critiqrre
of Roussear¡ in particulor a:rd morality in 6eneral, md the marÌner in
which concepts central to political theory refiect and. end.orse that
morality.
Finalþ, ehapters VT and. VII coneentrate upr:n the thec¡ries of
ehange of both Rousseau a¡rd. Nietzsche. This ineh,¡.d^es a¡¡ exmination
of notions of Lrrmarr nature es thq¡ rel-ate to the scope and. posoibílity
of na¡ chan6ing himself and society. AIso, the implications of both
thinkers choosing to a.dopt the role of ¡ùrilosopher as Legislator to
soeiety are d.iscussecl , frqn the point of view of each writerf s vork,
and uith re*pect to political theory. t\rther to bhia, other notable
eonchrsionsi re¿rched. cer¡tre upon the extent of Nietzechers
inrlebted¡ress to & ns¡ whose thought he attacked most vehmently'
end the real theoretica-l advances mede in these two critiques
of contmporaqf society.
a
TABLE OF CONTENTS
Acknowledgements
Ed.itions anrl Abbreviatinns Ltsed
Page
i
ii
r TMTODUCTTON
lï ROIFSEAU: TOI4IARD AN ANTI-RÏLIGIOUS MORALITY
1. Ind.ivid.uals before Religion2" Morality for the Ind.ividual3. Ttre Politics of Morality
1I] ROUSSEAUIS COMMU}Ir'IY FOR TNDIVTDUAT-s 3T
1. Images of Hunen Natureå,¡ Sanua4e natureb o SoeiaI netr¡reco Return to NatureComunity for Individ.uals1.
IV NI¡ITZSCIiE'S CRITTQLIE 0F ROttsSEAU: FBOM MORAL T0 E)ffnA- TZMORAL
'fhe Death of GodRousseau and. the nineteenth centu:¡rNi-etzsehe on the Return to NaturettNornal-tt noralityRessentímentNietzsche on Rousseaurs State
V STATE AND THE GENEAIOGY OF MORAI^S tOl+
2.fitate end SocietyGenealo6r of More"lsBo ChristianitySociety without Religion3
vI THEORIES OÏ' CHANGE: PERFECTIBILITY AND TR.A]{SEICIJËATION 133
Free will- in RousseauWill, to Power in NietzscheConsciousnese and. Fr<¡gressEter:nal RecunenceTransfiguration end Hr¡nan kogress
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5
TABLE OF CONTENTS (contd..)
trTTT THE PHTT,OSOPIIER AS Í,NGISI"ATOR
Rousseeu as LegistatorNietzsche as LegíslatorLegislators and Eclucation - RousseauLegislators and Eilucation - NietzscheThe lndividuaJ- zurd. the Lav
\rl]T CONCLI.tsTON
Se Iectecl Bib J-i ography
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c)
Page
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222
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ACKNCffLEDCNiÍESITS
f gratefuJ-\y acknorrledge the encor.rragmrent ernd assistence of
my supen/isor, PauJ Coreor&n! vhose i.nterest, advice, and, criticisns
with respect to each succeerling d.raf'f and, the enterprise itsel-f
have proved inval"uable. I woultl also like to thank Brian Abbry
for supervising ne in Dr. Corcorå.rrf s absenc'e, a,nd. Professor Grame
Duncan of the University of East Anglia for resding arid criticising
an earl-ier drafù of this thesis. The thesis is ded.icated to
Consta¡,ze I'orbes, vhose support and. eoneern has always been cn¡eial.
o
II
EDITTONS AND ABBRE\IATIONS USED
,
l,lorks by Nietzaehe
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Works
Baníe Wrùtings of Níetaseheo Trans. and Ed", ltalterKaufìnann, Mod"ern Library (New York L966). lfhe folloringabbreviations serve to separate the contente, Ðd inclieatethe time of vrriting" The aþbreviation wiJ-l be uEed. withthe nrmber of the section, in arabic nr¡¡erals, or villrefer to chapter and. section nunbers.
The Biy,th of Tvagedy, L872.
Beyond. GoqJ øú. EuiL, 1886.
On the Ge-nealogy of l.lonaLs, 1887.
Eece tlomo, 1888.
The Gay Scienee, Trans" WaLter Kauflnann, Vintage Booìcso(Nev York IgTb).
The Por.tabLe Níetzsehe, ËeLected. a¡rd Trans., Ifalter Kamfuannnviring Iless (Nev York 1968). This eclition contains ma.rysmaLl fragnents, vhich wilJ- he referred to by page ntmber,in arabic nr¡merels " targer sections r¡i1"l be refemed toby the following abbreviations.
Humøt, ALL-Too-Hwnan, 1BTB.
M[æed opinions øtã Marf,ns, 18?9.
The Da,m, fBBt e¡¿ L887.
Thus Spoke Zatøthustra, 1883-1885.
I\.'tíl.ight of the Id.ols, 1888.
The Antiehnist, 1888.
The ltiLL ta Pouser, Trans. Wa-lter Kaufbann and R. J, Hollingdale,Ed. Ìlalter Kautuann, Vintage Boolcs (New York 1968).
l,,lork-s, tB Vols.n Trans. O. Levy, Allen anô Unwin (tond.onL9A9-27) " ÌIhere speeific works ere referred. too theabbreviations noted above wj-IL be used., folloned by sectionnu¡ber and. ttler4¡tt.
l,loz'ks by Rousseat
Conf. Confeasúorn¡ J. M. Dent end. Sons (Everlmants Library)(London 193f), 2 vols.
anri.
11r
The Confessions of JeørJanques Roueseau., (fro¡ls. Jo M.Cohen), Penguin Books (Ha::nondsr¿orth 1953) .
Al-l citations frcrn the Ðuer¡menrs edibion have the vo}.menunber in upper-ease Rana¡¡ numernls, e.nd. the page nr.mberin arabic nr¡rerals. Citations flcm the Penguin edítionmay be d,istinguished sinee only the page m.mber is cited..
EmtLe, (Trerrs. Barbara Foxley)¡ J. Mn Dent and, Sons(Everlnranrs Librery) (london 1911) ,
The SoeiaL Contract ØLd. ùiseourses, lTrans. G. D. H. Cole),J, M. Dent and. Sons (Ever¡manrs University Librery) ,( London 1973) .
Ttris e¡iition csrtains an import,ant collection of politicalvritings, md the folloning abbreviations serve to seperatethe contents "
A Discouz,se an the IvloraL Effeets of üte Ants md. Seíences.
A ùíssertabíon on the Origín m<l Foundation of tlze Ineqwalityof Mrr*ind.
A Diaeourse an PoLitieaL Eeonøng.
Ihe GeneraL SocùetA of 'bhe Hwnøt Reea.
The Soaial Coruf,ract or tuíneiplee of PoLítieal Ríght,
Citations frcrr the Sosial Contract witl cite the bocilr number,in upper-ease Rcmran numeral-e, followect by the ehapter m¡nberin arabie numerals " Page nunbers vill be cited. in all-other ca^ses, in arabic ntuerals.
Consíderatíon"s on the Gouermment of PoLøtã, ød, on itePnoposed Refonnation, ín Røtsseat t PolitícaL Wz,ì,tingo,(frans. zurc1 Ed.. F?ed.erick Watkins), Ttrcmas Neleon s¡dSons (Nelson Phílosophical Texts)o (London 19?O).
ConstítutíortaL Project fon Coraiea, íbid.
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CHAPTER I /s¿rg ¡
]NTBODUCTION
The rel-ationshi,p between the thought of Jean-Jacques Roussea¡.r and
Friedrich Nietzsche presents sn interesting but problsnatic topic for
diseussion. It is ¡rrcrnisir:g insof&r a,s the life and vork of each
thinker a.re so reguJ,arly linked with the most i.üporta¡t architects of,
ard. contributors to, political phiJ"osophy anrl theory. û.rtstanding
exmples of such men include Socrates, Plato, Machiavelli, Hobbes, Locke,
Kant, Hegel , Man'x, Freuil arul Sertre, amd. one might perhaps expect to fincl
a eonsi<i.er¡rble amorrnt of secondar-y literature on the subject of Rot¡ssea¡¡rs
influence on Nietzsche. This is nob the case, hov¡ever. Apart frcm
passi.rç references to Rousseau in the Nietzsche Literatur-e, there are
only two stud,ies that attsrpt e, systematic analysis of the extent of
the relaticnship betveen the two men. Herbert Krmerrs dissertetion,
Nietzsahe und Roussean, exmines the accuracy of the critiques and.
criticisms of Rousseau that are scatter"ed. throughout Nietzschers works -ftan Lfmost d.isappeari.ng fra€¡nent of critical achierrernentrf , in Kramerrs
vord.s - ns well a-s providir:g a biographical monograph.l More recentlJ,
W, Do Williemst l¡ook, Nietzsehe øuï the fuenelz, has a large section
devoted to Rousseaurs influence on Nietzeche, particular\y in reletion
to the concept of "return to nature""2 Notwithstand-ing their relevence
to our stud.yo such research belongs primarity in the eategory of
ìþ¡,etzsehe-Stuåien, rather than politica-l theory, and. the absence of
f\rrdørentaÌIy political analyses voul-d. seem to indicate that there ere
insufficient ground.s for proposing that Rousseau and Nietzsche were in
L. Herbert Kremer , Nietzsche urd Rouseean, Ti^r¿rLs, I. Kn:nins,R. Noehe (feipzie 1"928).
W. D. Williams, Nietzsehe øå the f'venú, Basil Blackwel'l(ùrfc¡ra 1952) .
,g
a
2.
2
I
substertial- intetl-ectual agreement .
rt is in this sense that our stud,y is probrematic, rt would be
a rel-ativel-y simple matter to establish that Rousseau and. Nietzsche
shered a serect range of concepts , assrm.ptions , beliefs and. errors,
Such a d.iscussion might traverse topics like society, the ind.ivictual,
and' cul-ture - ir¡terestirrg topics in themserves, Ìaeking only the
possibiJ-ìty of achieving anybhing but the most obvious conclusion"
T'ìr.is exercise voul,d. be just ss Nietzsche d.escribes it.
Those vho vish to be med.iators between two resolutethinkers are marked. as med.iocre: they lack eyes to see theunparalleJ-ed; seeiqg thi.ngs .cs similar and rnaking thsr thesame is the m¿¡rk r:f r¡eak eyes. 1
With this in mind, our analysis vi1l concentrate on the simílarities
betveen the thought of Rø,rssequ e¡rd. Nietzsche better t,o eppreciate
their differences. Thus, the discussion rril-r. be doninated. by the
exa¡nination of morarity, society" and the ind.ivid.ual by each thinker.
While rmaining tme to Rc¡usseauts argumentation on these issues, his
id.ees wiff be presented" so Ers to highlight their influence on Nietzsche'!6
thor-ryht in the sueceed.ing century.
Such a presentation vilI be ccrnplemented by the exposition of
Îùietzschers vork, vhich will in turn fom the ba,sis of a critíque
of Rousseaurs propositior¡.s a¡d. concLusions, In this way, we vil_l- be
abl-e to prcn'id.e an eval.r¡ation of Rousseeuf s contribution to politieal
theory at søre veriance vittr t¡re interpretatíons offered. by the
ccsrm,trnitaria¡ a¡d. liberal--democratic trad.itions, a.s well a"s gaining
an insight to a Nietzschean critique of mass soeiety and. its politÍcaI
character" FinaLì-y, the sigrrificance of one fìrrther simiråríty ín
outl-ook between these two great thinkers wilr be discussed." Botlr
emphzu;ise that it is the ta-qk of the philosopher to be Legieretor to
1" G5,228"
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ma¡kind. Both, it vil1. be argued, sre dravn to such a conclusion
by the very nature of their approach to the principal- concerns of
this d.i.ssertation,
Before summarisirrg those approaches, howevero it should. be
interpoì-ated that the lives of Rousseau and Nietzsche wil-l not be
examined. in an¡r systematic a:rd detailett fashion. Excellent biographies
<rf each thinker exist, which sugment Rousseauts Confese¿orß end
In llietzschers opinion, tlie phil.osopher has a duty to be the social
conscience of his time, anal.ysing and. criticising not just the ectivities
of society, but questionirrg the fund.amental rnorel beliefs that und.erpin
and. sustain that social ord,er and its d.efinitions of reality. Moreover,
a-s soon a-s he cliscovers a val"ue that d,egenerates rather than improves
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mankind., the philosopher must assr¡re the rofe of l-egisJ-ator, d'estroy that
value, altcl replace it '.¡ith one that is t'fife-enhancingt'.
.Ihe me¿¿ns for fuffilling that function is to be found in a specific
approach to e<lucati.on, ccmrnon to both Rousseau {rnd' Nietzsche. It is
not the eclucation associated. with consciousness-r'aising or teachin6ç.
Rousseau emphesises the importance of socialiseition, and. the inculcation
of beliefs of central- significance to the po1-iticeut system, suggesting
that the legis]ator must be capable of experiertcing end understancling
the socj-al- nil-ieu of the men he contrives to ctrange. Î\Ether, the
la*-s he constr..rcts nust be e,lucational in that'bhey should' facilitate
the expansion of human facul-ties and encourage virute, ind'iviclually and
socially. Ori the c¡+,,her hand, Nietesche seeks first to ed'ucate the
educators or Legislators themselves ' bec&usie he endOrses Rc'¡usseaurB
viev that the philosopher must be an extraord'inery being, able to feel
a¡¡d knov every possible hrnnan reaction to the cond'itions of life.
Clearþ-, I{ietzsche has & more demandirg coneeption' silìce the Legislator
mu¡t have a finn theoretieal und.erstand'ing of the genealogy of morals t
and be strong enough +'o tra¡tscend. the ]i-uitatiollË of hi$ time, at
l.east to sme extent" Nietzsche is arguing, then, that the soeial
critic, the philosopher a.s Legislator, is the sÍng]e nost importa'rìt member
of society becantse he al-one strives to produce resl a.nd' end'uring
change, in effect, to destroy his cr¡-n society"
The d.j.fferences betveen the tvo conceptions of the Legislator
are confír"med by abrief exsrnination of the ind'ividual an<l' his rela'tion
to the law after the respect j.r¡e legislative oper:ations. funin we find
that Nietzschets thought offers; a¡r insight into the d'eficiencies of
t2
Rousseaurs theory, insofar as the reifieation of the social being
by his Legislator is seen as the ereation of a, new eategory r¡ithin tra-
6itíonal morality. Nietzschers alternative is to bring into being the
sovereign ind.ivitlual. fn so doing, he reveals hie orientation tovrard
a society where crj¡ninality and pr:nishment unclergo a radical revision,
a¡¡d. Ìris vier¡s on these subjects inclicate the extent and. ctirection of
the changes to society he r*ished. to precipitate.
hhatever their visions of the futr:re o the thought of Rousseau
and. Nietzsche d,eserves to be compared, for their philosophies under-
score an importanù probl-em in poì-itical philosophy" Each thinker
attempts to overcqne the tlifficulty of locating the agency of change to
man and society wittrin a^rra,ngements of forces that are either outsicle
ra,nrs control , or must re\r on the exploitation of ma¡rle vee.lrneeses
rather tharr his strengths" And r¡hen S, having criticised, Rousseau
so round.\r, also aclopts the T,egislator as a solution to this problen,
ï.e sre forced to consid.er the efficecy of that solution, or derly that
their funda¡rental problen in fact exists.
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I3Ci.IÂPTBR II
ROUSSEAU: TCWÂRD AN AI.ITI-RELIGTOUS MORA-LTTY
It ll¿ill be my business to make religion attractive; it wj-]lbe ny business to strengthen their faith in tirose doctrines vhicha-r"e rea)-\¡useful-, those which ever:r men rnust bel-ieve; but pleaseGod., f shall never teach them to hate their neighbour, to ssy toether men, You vil-I be damned.; to say, No salvation outsid.e theChurch. l-
Rousseaurs attack on estabfished religion should. not be viewed' in
isolation, e-E a trenchant social- criticism of an institutionalised. fonn
of d.crrinetion an<l ".pt""uiott.2 IIis critique of religion, however
accurate and significa¡rt, is only an arljunet to the cletailed. explication
of bhe moralism that is fund.a¡nental to the vhoLe of his political and.
philosophical vritings. Frcrr the outset, Rousseau emphasised the need'
for each ind.ividual personalþ to achieve v-irtue 8.s a moral being.
Ágai.nst this ideal-, Rousseau was confront,ed. by contempor8.ry religious
pr.actice, whereby a package of beliefs ar¡d. standards of behaviour are
foisted" upon the mess of people, withou! regard. to the possitility of
individua.l rnoral-ity. By inverting this practice, Rousseau concluded.
that consideration of the ind.ividual must heve prececlence over the
requirernents of arry religious institution, vhich ]-ed to the
construction of a morality for the ind.ivid.uaf. In the process' \{e atre
given an insight to the changes that occurred to manrs perception of
self in society, a.s he atteurpts to cì.iscover the tn:e self. Finally,
1. EmiLe, p.273.
Rous;seamrs cl-e¡rrest state¡nent on retigion is Contained. in a
section of EmiLe enfítLed. Profession de foi du uieaire ;qùoAæd'or "Cz,eed. of a SaUoyæri V'[r:cu.n The ideas therein are attributed.to a Cathotic prie"t in the cr:ntext of the conflict betveen hispersonal beliell a¡rd. his Church, based on the teachings of theAbbá M. Gaime, llovever, there is no cloubt that the vicarrssentiments are fuJ.ly enclorsecl by Rousseau, since the lessons ofthe Abbá providecl "& pSerrn of virtue and religion vhich was
rrev er choke<i. . " Conf , I , B(Þ 8I .
)
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Rousseau u¡d.erscores the importance of moral-ity in his theory, and.
reiterates his anLipathy to the Church, l:y examining the political
ra¡nifications of his idea^s.
On the issue of' religion, Rousseaurs philosophical pred.ilections
r¡ere formed., in ccrnmon vith many of his contemporaries in the
eighteenth century, on the basis of the contributions of John Lockerf
Newtonia¡r science, and the anti-religious sentiments of the phiLosophes.
These infl-uences on his thinking vere in contrast to his upbringing
in the atmosphere of the strictly Cal-vinist society of Geneva, with itsemphasis on the Go<i-fearing man as a d,utif\-rl- and virtuous citizen.
Irrhile Rous:;eau continuecL to a¡lmire the pLece of his birth for itspoJ-itical- stnrcture long afte¡ his <leparture ,' n" experieneed. no
strong desire to stay within the confines of Prctestantism, and- was
soon conver-LecL to the cathoÌic faith. rn fact, his conmiünent to
either of tiiese religions vas of a sorb that al-l-or.¡ed hin to switch
allegiance almost capriciousþ, since he was unimpressed with revealed
religions, anci preferred to hofd. spiritual bel-iefs that were of his
own constniction.
Religi"on y'ns BJl integraÌ part of the society in which Rousseau
moved,, and. a-s such, religion in its institutionalised. forrrs cane
under attack as e supporti'¡e efement of unsatisfactory political
systems. The critique was pred.icat,ed on the betief that the
burgeoning moral character of mankind. hed been debílitateil by the
"progresstt of civil-isation, Bn arÉ+xï.ent put forward. in his prize-
l_ John Locke, hùo Treabises of Gouernment, published. 1690.
The strictness, virtue and. d.uty characteristic of Cal-vinistGeneva al-L reappear in tlne Social Cørttr.acú a¡d theConstitutional Project for Corsica., and. Iìousseau admiresSparta al.so for these qualities, q.Ð." AS, p. f0.
2"
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winning essay, the ùiscourse on'bhe Arts attã. Scienee, and. continued.
iir the Discanrse on Inequal¿W. Ilere Rousseau signall-ed, his ccnmitment
to a mix of ideas that vas to forrn the basis of the Ct'eeri of the
Sauogæd. Viecw ín í:rni'|,e, as wefl as estra¡rge him fron his fellc¡¡-
ph'ilosophes and religious authorities a1ike. Contrary to the
progressive philosophical ccrunurrity, Rousseau believecl that ff our
minds have been corrupted in proportíon as the arts antl sciences have
limproved."* Thris amounted to a chaflenge both to the ettenpt by
Enlightenment rationatists to overccme the hol-d. of official religions
on political- society, urd the burgeoning acceptability of materialist
vievs of a better society. ft vas Rousseours contention that the
clevelopment of society, manifested. in moralityo art, knowÌed.ge and.
phitosoFhyr constitr¡ted a progression in the d.ecadence of man rather
than his continued refinement and ennotrling. Rousseaurs antipathy
tcnrard. the effects of these ind,icators of so-called. human progress
can be contrasted. '¿ith the a.drniration that he hel-d. for high cultural
achievement, hovever. What clifferentiated, hirn frcni the rationalists
of his ciay vas his scepticism concerning the pursuit of progress for
its own sake. He dirt not share theirttfaithttthat reason should. be
the soìe architect of a better society and a¡r enhanced. nankind'.
AJ"though it might belong to Socrates and. other minds of thel-ike crafb to acquire virtue by reeson, the human race vould"J-ong have ceased to be, hd its preservation d.epended on\y onthe reasonings of the inclivitl,ual-s conposing it. 2
Rousseaurs real-isation - that metaphysical rationalism Ï¡as
conceptually inarlequate and unabfe to explain even the continuecl
I. AS, p. T.
?. 0I, p. 69. By virtue, Rousseau me&ns a perticular clisplsy ofmoral- goodness. fhere is al-so the implicit a.ssr:¡nption thatsociety will not "naturally" or inevitabþ allow ind.ivid.ual manto be virtuorrs .
L6
existence of species man - l-ed. to a cfose exanination of the
characteristic develo¡ment of man in society. Or-rtl-ini.,g a crud.e base-
superstntcture mod.el of society, Rousseau sought to understand the
means by vhich human institutions prevented. marr frcrn acquiring or
deveJ-oping virtuous behaviour.
all- hr¡man institutions seem at first gla.nce to befound.ed. mere\y on banks of shifting sand.. It is onþ by takinga closer look, and removing the d.ust and. sand. that surrotrnd. theetiifice, that ve perceive the immovabl-e basis on which it israised., a¡d learn to respect its found.ations. Now, withouta serious stu(y of man, his natural- faculties and theirsuccessive d,evelopment, l¡e shaLl never be able to make thesenecessary d.istinctions, or to separate, in the actual- constitutionof things, that vhich is the effect of the d.ivine vilI, frcrn theinnovations attempted by human art. l-
It is important to note that Rousseau does not deny the need. for
and rol,e of sociaL institutions. Rather, they need. to be assessed. '
critically for their impact on therfnatural- facultiest' of nan, vhich
are themselves deterrnined by t'a serious stuðrtr - a rational inquiry.
l{ovrever, Rousseau anticipates the resul-ts of such a stud.y - and makes
explicit the moralism of his philosophy - by equatíng hwnan nature ,
the basis of society, vith "the effecú of the diuine üilL.tl
Ttre glorification of Nature is preval-ent throughout Rousse&urs
works, and- reflects prinraril-y his bel-ief in the importance of God.
artd, a moral ord.er. Second., we are provid.ed. vith continual reminders
that society is an artifice ancl refraction of mants original or natural-
state. To d.emonstrate his point, Rousseau moyed. to the country in
L756, expressing both his disaffection vith the atmosphere of the
salons of Paris ancl the desire to ccrunune more close\r vith nature -
and its author. llhil,e fomulating his more notable political and,
1" Of, p. \2.
a
TT
philosophicaJ- vorks, Rousseau spent much time in solitarX¡ rcverie,
far¡tasising about rel-ations between himself and. two lo.-u..1
T no longer belonged. to myself for a single mcrnent. lrydetiriun never lefb me. After several fYuitless attempts tobariish all these imagina.ry creations fran my mind., f becemeat l-ast ccmplete\r sed.uced. by them, and. aJ-1 qy efforts verethenceforth d-evoted. to reclucing them to scrne sort of ord.erand. coherence, in ord.er to r¿ork them up into a kind. of rcnance. 2
The result vas the rcrnantic novel , La Nouttetl,e n6Loisø, which
brought him further fame with the generaÌ populace, along with
opprobriun frcm the seÌect group of the philosophie ccrnmuníty which
stil-l counted. hin among their numbero Even before its publication in
176I , the novel heral-d.ed a change in the rel-ationship between Rousseau
a¡rd. the intel-l-ectual- clique of Pa¡is, reflecting, accord.ing to Huizinga,
the divergence of opinion on the issue of the self in society.
His naturaJ- habitat was not so much the ivory tower of themind. as the wide open speces of the heart r+here he could. goà La reeherche du moi perdu, the natural"ly good. self, lost amongthe ravages vrought by J-ife in society, corrupted in the senseof having beccrne rOther-d,irected.t instead of f authentier, as thejargon of our d.ay vould. have it . 2
However, Rousseaurs indrrlgence in a fJ-ight of fancy, parb\y as
conpensation for his lack of success vith Madane d.tHoud.etot, was
augmented. by his attempt to enunciate and. reconcile two opposing
d.octrines. At this stage, Rousseau considered, Voltaire as the
und.isputed leader of the phíLasophes (¡otn men ha"d. contributed, to
Did.erott s L-ncgclopîa¿n vhich wa^s una.shanectþ atheist and. d.edicated.
to the advancement of Newtonian science and. rationalist philoso¡:hy).
L. These characters wer:e based on his benefactress, lvtne. dtEpinay,and her friend., Mne. d.tHoudetot.
2. Conf , l-1 , 8l+.
J. H, Fluizinga, The Making of a Scrinú, Hamish Hamilton (Lond.onlg76) , p. I9ll.
-{
a
1B
But as ve heve seen, much of Rorrsseauls thinking was predicated on
f&ith - a belief in divine vill- - an emphasis that Vol-taire a¡rd Did.erot
vere happy to see el-iminated. altogether. The furore that was created.
by the Churchts reaction to the publication of the nncyclopídùe pJ:ace,l
Rousseau in the difficutt position of sympathising with each sid,e at
the same time es he antagonised. the d.iametricalþ opposed. factions.
Accordingly, he used the novel- forrnat to try to d.efuse a vol-atile
situati on.
Besid.es rnoral-ity and conjugaL fidelity, which are radicallyconnectecl vith al-l- social ord.er, I had. another ancl d.eeper objectin view - harmony and public peece, an object greater anil perhapsmore inpÒrtant in itsel-f , and certainÌy so at the mcrnent.... . The tvo parties, let loose against each other with d.esperatefrenzy, T¿rere more Iike mad. r^rofves rea.d¡r to tear each other topieces in their ra¿e, than Christians and phiJ-osophers d.esirousof mutua.l-ly enlightening, convincing, and lead.ing each otherback into the vay of truth ... o f entirely failed to reconcilethe two parties, and- only brought them together again in ord.erto overwhelm me. 1
l{hiÌe La NouueLle UáLois¿ d.icl not succeed in the arnbitious, even
presumptuous, task of bringing the atheists a¡rd the Church "back into
the way of truth rtt it was spectacular\r successful- vith the general
populace, vhich reputedly formed. queues at the bookshops for thirty
minute read.ing ""="ion".2 However, it was not until J762, with the
l-. Conf, IL, B\"
Anna Attridge, "'Itre Reception of La Nout)eLLe náLnsertt Stu.d.ieson VoLtaire øtd the Eíghbeenth Cenhug, Vol. C)OO( (fgf\) , p.22'f ,tlillia¡n Mead afso ind.icates the nature ancì. extent of theinfluence of the novel-. "And. to d.o Rousseau the cred.it hed.eserves, the pubtic, the sud.den\r vast pubJ-ic of young l-ad.ieswith tear-stained. cheeks and fathers of famil-ies past fortybloving their noses into imrnense handkerchiefs arÌd of greatLadies and. of young men vith pale faces and. glittering eyes -the l-acrymose public of t76t wnich seemed., to the incredulousand die-hard rational-ists of the snl ons, to have sprung up outof nowhere, wel-comeð. La NouueLLe HáLots¿ vith an enthusiasmthat had never been seen before, artd. hes not I believe, beengiven to any r¿ork since that time, incl-ud.ing Itly Fain Lad7.t'\{. kd, "Lia NouueLLe HíLoíse end the PubLiõ of J'(6Ir" IakF,vench Sturlies, Vol-. XX[II]. (FeLl-lrinter 196l-62-), p, 18.
Z¡
19
publication of \l¡nile, 1-hat Rousseaurs views on leligion vere taken so
seriously that he vas forced into exile, even though t'the profession of
faith of this same HéIoise is exactly the same a-s that of the Savoyard
v lcar.
l. In<livi.Jual-s before Religions
Housseau rejects categorically the notion that a¡r individ.ual shoulrl
heecl the precepts of revealecl reì-igion prcrnuìgnted by the Church, or
accept the unsanctione<1 "facts" of philosophy and science. Instead,
rnan must regard hitnscLf es the source of truth as veII as its final
arbiter. To support this concept, Rousseau d.ravs on Lockean sensationalism
to establish that the foundation of certainty, all reference to reality,
a
fsa
t.
?"
totally ind.ividual concern.
I exist, and I have senses through vhich I receive impressions.This is the first truth that strikes me and T a¡n forced to acceptit .... Not only do I exist, but other entities exist also, thatis to say, the objects of my sensations; and even if these objectsirre merely icleas, stiÌÌ 'bhese ideas are not me. 2
Rousseau cqnpares the reaction that acccrnpanied. La NouueLLe U|Loisetthe ¿rl-most total l-ack of response to the SocíaL Contnaet, and theoutrageil reactions of Parisia¡r and Geneva¡ authorities, and. conclud-esthat he was the victim of a siniste4 plot. Conf, II, ,7. However,
"The Creed of a Savoyard. Vicart' ;n nwiLe vas onJ.y lightþ camouflagedby J-iterary device, in contrast to his eartier novel , anil mounted.
to a spi.ritecl ind.ictmerrt of the opposing doctrines of the Churchand the philosophes in a very eoncise form. In the process, Rousseauoutl-ined his religious beLief, d.eveloping the thought of PierreIìayle and. John Locke. Of particuJ,ar significance ws,s Baylef sTreatise on |JniuersaL ToLez,at'ton, publishecl in 1686, and. LockersLetten Concerming Toknation, published. three years l-ater' both ofr¿hich argued for reJ-igious tol-eration. Bertrand. d.e Jouvenel, inlris artiãÌe, "Rous"n*,r thu Pessimistic Evolutionist," YALe FrenchSbudies, Voi. XXUrrf (patt-Winter 1961--62), p. Ç\, notes that Bayleand Locke were major infl-uences on Rousseau, and Colm Kiernan, in"The Enlightenment and Science in Eighteenth-Century France rttSturLies on VoLtoire øtd blrc Eighteenlh Centutg, VoI. LIXA (fgl:)
'd.emonstrates the irnportanc" oil3ayle to Rousseau and. tine p/ziLosophesgeneralJ,y. Kiernan shor^rs conclusiveþ that Rousseau was ind'ebted-to Rayle for the use of historical ana1.ysi" (p. 20), adopted. his
"on"uption of evil (p, lOB), ancl that arguments for "a d'eist religion,for a god who created the worl-d , but against Jesus Christ as god.tt
coufd be attributed. d.irecti-y to the impac'b of BayJ-e on seventeentharrd. eighteenth century thought (p. 22). The close relationshipbetween the creeds of Rousseau a¡d Bayle is even more apparent inPreston Kingr s Toleratíon, George AfÌen and unvj.n (Lond.on L976),chapter Il, Part 'f , wliere lloylers thought is presented.. 0f mostinterest here is BayJ-ers use of reason in the quest for sound'
religious bel-ief (p. 9Ì) " and Ìris vier¿ of conscience. "Bayle was
certãin that a mants conscience va,s his c¡wn final court of appeal ,that every man must jud.ge the nature of truth for himself , that one
camnot simply reì-y upon am externally infal-fibl-e authority.r' (p. 9T) .E'mile , p. 2j2.
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20
Íhe application of such a principle enabled Rousseau to reject
material-ist cl-aims that everything in the physical vorfd contained. its
orrn motive force. Also, it perrnitted. hirn to make a significant counter-
cl-aim. If motion was not an inherent property of matter, then aII
motion vas the activity that resuLted. frm specific impulses of uiLL.
The first causes of motion are not to be found. in matter;matter receives and tra¡lsrnits notion, but d.oes not produce it.The more I observe the action and reaction of the forces of natureplaying on one another, the more I see that ve must always goback frcm one effect to a¡rother, tiJ-l we arrive at a first causein scrne wil-l ..,. fn a vorcl , no motion vhich is not caused byanother motion can take pì-ace, except by a spontarteous, voluntaryaction; inanimate bod.ies have no action but motion, and. thereis no action withou! r¿il-l. This is rny first principle. I believe,therefore, that there is a r¿il-l- vhich sets the universe in motionand gives l-ife to nature. This is toy fi.rst d.ogma, or the firstarticle of my creed-. l-
Rousseau extend.s this natura-Iistic principte throughout his discussion
on religion, and it is reiterated in the political vritings in the
anal-ysis of the true nature of ma¡. His f&ith in nature serves to
d.ispJ-ace bhe need. for metaphysicaJ- rationalism, since Rousseaurs
theoJ-ogical- rationalism depicts nature with an order and. consistency
that bespeaks ftrnd.anental truths. TLris attitude d.iffers frcrn the
scientific approach, vhich sought to u¡ders,tand and. define al-l- the
physical- Iavs of the universe, instead. of being impressed soJ-ely by
consciousness of the glorious spectacle itself. Unconcerned. with the
mere details and intricacies of the universe, Rousseau felt moved when
he contemptated the extent and. essence of will required to produce and.
maintain such a system, provid.ing him vith an adequate justification
for belief in a Supreme Being.
ff matter in motion points me to a r.¡il-l , matter in motionaccord.ing to fixed laws points me to an intel-l'igence; that isthe second articl-e of qy creed. To act, to ccrnpare, to choose,are the operations of an active, thinking being; so this beingexists. 2
1. Ernil.e, pp. 235-236.
p. 23?.2. EnriLe ,
22
Rousseau opened the vey for comrnitteil Christians and. moralists to
chal.lenge the authority of the Church from within, since God bece¡re
id.entifieble ancl attractive, anrl salvation seemed aceessible to the
ord.inary person, thus und.errnining the need" for traditional dognra and
ritual. fn the place of institutional artifice, Rousseau proposed, a
sinple and whol-esome faith.
this being who wi-l-l-s a¡ld ca¡r perfor:m his will, this beingactive through his own po\{er, whoever he may be, who moves theuniverse and. ord.ers aLl things, is vhat I call God.. To thisname f add. the ideas of intel-ligence, power, will, which I havebrought together, and. that of kindness vhich is their necessaryconsequence; but for all- these things I know no more of the beingto which f ascribe them. I
If , as has been sr:ggested, Rousseaurs reductionist deism eqrntes
God. and. the tnre nature of man, then a faith in an inteJ-ligent, poverful
Coit that vills wíi.,h kindness constitutes an acceptance of the nature of
the inner being.2 Hoç¡ever, Rousseau points out that he does not, a^nd.
carìnot, know any more of the deta-ils of his God.. It is not sufficient,
therefore, to suggest that man is merely imago d,ei.3 In the quest for
l-. lr*Ln, p. 239,
2o This is borne out by Ronsseauts proposition, in the Diseourse onInequaLiby" 1cinat ma¡r is at base a conpassionate beíng. 0f, pp. hI,66.
? It is here that Rousseau is more a.dvanced. than Kierkegaard., vithregard to the political ranifications of religious individ.ualism.J.E. Snith, in his articJ-e, "Rousse&u, Rcrnanticism and the PhiLosophyof Exis'bencer" IaLe Fnench Stud.ies, Vol-. )flrf (Spring-Su¡uner 1951+) ,p. 5l+, suggests that Rousseau had not yet attaineci. Kierkegaardianexistentia-l-isn d.ue to L preoccupation vith or ttexcl-usive concernvith what is cmnon to the species." To support this view, Smithrefers to the following passa€e frc¡n Kierkegaard. t'For in theanimaf r¿orld rthe ind.iviclua-ì-r iç alvays less imporbant the¡ therace. But it is the pecularity of the ht¡¡ran race that just becausethe ind,ivitlual is created. in the image of God tthe ind,ivid.ualr isabove the race.rt Soren Kierkegaard., The JowmaLs of Sonen Kierkegaand,ed.. A-i-exander Dm, oxford U,P. (London 1938), No. 1050. As has beenshol¿n, however, Rousseau ha.d alrearJy gone beyond. such a d.erivativeconception of man, and wa¡: seeking to d.iscover nerd parameters toctescribe inclivid-ual- man. I(ierkegaardrs signification of Christianityin rel-ation to the development of the world. is atso at va.riarrce withRousseau. ttfhe vhol-e d.evelopment of the vor1d. tend.s to theimportance of the individuaÌ; that, and. nothing eJ-se, is thepri.ncipJ-e of ChristiarÌity." (No. 6lz). It vil-l- be shom thatRousseau d,emonstrated. the untênabil-ity of such a conception, Dideinfra, p. 2L.
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23
self-know]-ed.ge, a benign God is important insofar es it enables man to
examine himseZf further in or<ler to reveal the extent of his inner
faculties arrd" folsr decisions gbout his place in the world.. Ttre third.
principl-e of Rousseaurs reLigion marks this turning point.
The notive force of aLl motion is in the wil-l- of a freecreature; ve c€ìn go no further . .. . Either there is no originaÌinpulse, or evety original impulse has no anteced.ent cause, ar'd.
thãre is no vitl properly so-ca1led. vithout freed.crn. l4an istherefore free to act, a.I.ld as such he is animated. by e¡l
immateriaf substa¡rce; this is the third. article of ny creed-. I
That rnan is free to act establishes a prescriptive principle,
since it inplies that man has a d.uty to himself and the species to
exercise his pcnier - to perceive, comparer rea-son, ancl forrn jud'gments -
a¡rd act accordingly. This tenet of freedcrn and. responsibility of
action is a cruciaf facet of the social a¡d. political works, especially
with regard. to the nature and. importence of authority in society.
True happiness cornes with equality of pover and r^rill . The
on\r man vho gets his orm vay is the one who d.oes not need.
anotherrs help to get it: from vhich it folLows that the supremegood is not authority, but freedcm' 2
Rousseau d.educed that freedon is essenti.af to man through rrthe
perceptions of objects of sense and frcm oe r.IItg irurer consciousat"=srt'3
obtained. by the active agency of the will seeking the place of
individual man in the society of mar:. As Berrnan points out, the idea
that a person shoufd refer to ¡r¡ inner voice for solutions to the
problems of existence vês one quite alien to eighteenth century thought'
1" EmiLe, p. 2\3./
2. Érnrlu, p. 35. It shoulL be noted. that Rousseau is not referringto a moral "supreme good.r" but to a f\rnda¡nental characteristicof existence" Freedon is neither good. nor bail, but there is a
moral jud.gment required. to begin to attain freedqn'
3. EmiLe, p. 2\9.
a
2l+
fhis vas a very d.ifferent rnethod. frcrn the methods used. sosuccessf\¡I1y by physical scientists in exploring the rest ofthe universe. Man d.id. not need. to t'get insidetrthe mul-titude ofphencmena in order to u¡d.ersta¡rd them; vhy then shoul-d. he haveto explore himsel,f frqn within? 1
2. MoreJity for the Ind-ividuaL
Despite his earlier insistence that society was the sou-rce of
falsity a¡rd d,iscord., Rousseau found self-examination necessary to
d.eterrnine those aspects of hrman behaviour that were most affected. by
sociaf existence. Thus the existential nature c¡f his thought highlighted'
both the positive and. negative facufties of i.n'd.iuíduaL man, ancl gave
d.epth to eighteenth century notions of the perfectibility of epecies
m¿ul a-s wel,L as di-rection tovard.s its attairrnent. Ttris belies the
suggestion that Rousseau d.epicted. hr:man nature as essential-ly and.
vholly good.
lfhiLe I med.itated, upon mants nature, f seemed to discovertvo d.istinct principles in it; one of them raised. hirn to thestudy of eternaL truths, to the love of justice, &d of truernorality, to the regions of the world of thought, which thevise d.etight to contemplate; the other ]ed. hin d.ownward.s tohimself, no"du hin the slave of his senses, of the pa.ssionswhich are their instruments, e.nd. thus opposed to everybhin8suggested to him by the forner principle. when I felt nyselfcarried &rl¡ay, distracted by these conflicting motives' I saicL,No, mant is not one e ¡. r 2
t_ Marsha^l-l Berrar¡ , The PoLítics of Authenticity, George Allen and
Unwin (Lond.on 1970) , p. 83. Tkre attempt on the parb of thephiLoeophes to establish a totalþ mechanistic view of the world-ì.t ora.i to "prove" the truth of their atheism includ'ed', accord'ingto Rousseau, the id.ea that instinct wag but "a secret habit ofreflection, acquired. by reflection.fr hmle' p. 2\pn.atmíLe, p. 2\L. There is good. reason to suspect that this ,r'ps.sssge has more autobiographical irport than it does logicalcoherence. Nevertheless, or perheps as a result, the d'istinctionbetveen tvo natures is one that Rousseau develops into animporbant principÌe.
2.
a
2>
Leaving a^side the remarkabl-e dr¡alism of conscienee and. senses'
and. Looking at his first principle, ve see that man is d.isposed. toward.
scrne ty¡le of moral-ity, is a seeker of truth, antcl loves justice for the
happiness it wil,l bring. At first glartce, the source of these
characteristics stems from the replication of God in man. However, it
is Rousseaurs contention that man partakes of divine qualities in a
d.istinctiveJ-y human fashion. His Supreme Being ís ipso facto good and.
just, whereas man is oniry capable of goodness and. justice. This l-eads
to a specific ciefinition of these two terns that epply soJ-eþ to God.
The crnnipotent can on\r will what is good.. Ttrerefore he vhois suprunety goo<ì., because he is supremely powerful' must also besupremeþ just, otherwise he vould contradict himself; for thatl-ove of ord.er vhich creates order we cafl goocì.ness and. that loveof ord.er vhich preserves order ve call justice' I
Unl-ike Rousseaurs God, man l-acks cmnipotent supremacy and
conplete consistency of action, and- cannot be good or just in the
divine sense. Ttre earthly nanifestation of these qualities resid.es in
the norafity of a social- order, and, incorporates the logical opposites
of good.ness and justice: eviL and in.iustice.
O man! seek no further for the author of evil; thou art he.There is no eviL but the evil- you do or the evil you suffer, and.
both ccrne fron yourself. 2
This constitutes a further attack on the Church, und,eraining the
concept of originaJ- sin by a d.enial- that there is either en inherent
or an externaÌ force predisposing man to evif. But even more importartt,
ma¡r beccrnes responsibl-c- for, and. in ftlll conmancl. of, his moral cond'uct"
By implication, the structure r¡f society ís attributable to man also,
an¿ if society is d.ecad.ent and. r.ursatisfactory, then ma.n cannot blame
his misfortune upon s.nJr externality. Nor is it sufficient to emulate
Rousseaurs God. in order to attain a higher morality.
l. Êmile, p. 2\5. I'ire Sovereign State of the sociAL corttract may
usefully be regarded. as analopçous to the just and good Supreme
Being.
Emile, p. 2l+\.2.
26
If rna¡r is at once active amd free, he acts of'his own accord.;what he does free\y is no part of the system narked. out by Providences¡d. it c¿utnot be imputerj. to Provirlence. Providence does not willthe evil that ¡ne¡ d.oes when he misuses the freeclqn given to him;neither does Providence prevent Ìrim frrm cì.oing it, either becausethe wrong clone by so fecble e creature is as nothing in its eyes 'or because it could. not prevent it vithout <Ìoing a greater vronganrl degrarling his nature. f'rovidence hss rnade hin free that hemey choose the good and refuse the evil. l-
Rousseau contends here that his Supreme Being, whiJ-e inrnanent end
cxnpipotent, is uninvolved. with a¡d rest¡'ained frcrn interfer i¡g r,¡ith
the affairs of rnan, Counterposed against the etistence of God. as a
categorical moral- imperative, is the reduction irr lnís infLu.enee over
moral a.ctivity. This errdovs ¡nan vith a certain creativity of morel
thought and action, since there is no longer an eqrration of humen Bnd
d.ivine behaviour.
Ma.n is intell-igent vhen he reasons n but the Supreme Intelliiun""does not need. to reason; there is neither prmrise nor concl-usionfor hiur, there is not even a, proposition .... Martrs power makes
use of means, the d"ivine poTfer is self-active. God can becausehe vil-ls; his r¿¡il'l- is his power. God is good; th:'-s is certain;but man finds his happiness in the welfare of his kind', God-rs
happiness consists in the love of order .... God- is just, ofthis I am sure, it is a consequence of his good'ness; mantsinjustice is not Gotlts work but his own; that mo:ral justice whichseems 'bo the philosophers a presumption against Prov-idence, is tome a. proof of its existence. But marrrs justice consists in givingeach his d.ue; Godrs justice consists in.J"emanding frcrn each ofuE aJr accouut of that which ire has given us. ?-
For Rorrsseau, the chal'&cteristics of ma¡r that clifferentiate hirn
frml hís maker ere those properties that deseribe the moral nature of
ne.n, a::d. del-ineate the path tor¡ard. the atta.inment of authentic
inclividuality, or virtue.
In contrast to bhe Church, vhich offeired religion for its sal-vational-
prcrnise of release fran the rnisery of life, Rousseau proposes a quasi-
Ì lmiLe, pp. zl+g-el+b.aEm)Le, p. 2l+8. It might be observed. here that in the Marxistconception of justice, "manf s justice" and. "God.ts justicerrare conjoined to d.emonstrate vhat man can expect frcm society,and r,¡hat society expects frmr man respective\r.
2
a
2T
Rcma¡rtic search for an inner being as wel-J, as the means for its
real-isation. Ma,n must use his reason to d.iscqver his moral nature'
exercise his power over himself and his environment, &nd. follow his
conscience and. ccrnpassiona,te instinct for justice to prcrnote the
weLfare of mankind.. But, as Kingsley Martin points out, the moral
ind.i-viduaf must struggJ-e against himsetf (and not just the sed.uctive
corruptness of mod.ern society) , since he has the I'natur¡ltt capacity
for both gooò. qrvl evil..
Rousseauts owrì Puritan self-analysis easi\y l-ed. hin to thePauline conclusion that there are in every mart two natures, a
higher ar¡d. a fower, and. that to abase the lower and. surrenderto the higher is to be free.
The Pascalia¡ dual-ity of the rnind and. bod.y - reason versus pa.ssion -
is subjected. to a conpl-ex revision by Rousseau. The bod.y beccrnes
opposed to, not the mind., but what rnight be termed. ma¡rs spirituality
or his sa,rL, The soul of man appears as a loose confed'erative
association of the heart, conscience arrd. morality, ånd. retx¡on. Conscience
is particularl-y important to Rousseau becêuse it is based. uponrran
innate principle of justice and. virtue?f to be found in the hearb of every
man, permitting tþe judgment of the morality of actions.2 Although
conscience is ân aspect of man s.s o religior.r,s being, conscience must be
informed and activated. by the rrtvofoÌd. relation to himself and to his.)
felfow-men.ttJ OnJ-y then ca¡l it preside over the suppression of the
psssions.
f
Conscience is the voice of the soul, the passions are thevoice of the body .... Too often does reason d.eceive us I ve haveon\y too goo<] a right to doubt her; but eonscience never d.eceivesus; she ii tfre true guide of man; it is to the soul what instinctis to the bod,y; he vho obeys his conscience is foll-oving natureand he neerl not fear that he vill- go astray. l+
Kingsley Martin, French LíbeyaL Thoug\ú in the Eighteenth Centurg'Harper and Row (Nev York L962), p. 2O2.
2. Emíl,e, p.argument.
?r3. Dickstein, o¡r. cit., pp. \g-50, hÊ-B a simil-ar
3. EnriLe,
Errrt'Le,
P. 253,
pp. Zl+g-?.>o.){
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28
fhe deval-uation of reason in this passage is not irrationalist, however.
Against the philosophic trad.ition of Enlightenment rational-ity as the
highest good. and. authority, Rousseau believed that reason was B¡trong a
nr¡mber of mental- stnrctures vhich should. be ranked in e hierarchy of
hr:ma¡r faculties to establish a mutual-ity of morality ancl rationality
in the ind.ivid.ual.
Having asserte<l that man is a moral being vho is aware of his
capacity to choose the good. in himsel-f and in society, Rousseau re-
introcluces his first principle - that man viils. The free and' active
being must exercise his wilL in ord,er to overccrne himsel-f and be able
to foll,ow the prrxrptings of his higher neture. This is Rousseau at
his individualistic best, urging man to obey his conscience, his inner
voice, so that he may rise above veaknesses of his personal- ArrJ social
naking. f'l,ius vilL is tire cataþst in the attainment of virtue, vhich,
as Grimsley points out, is the final- stsge in manrs personal d-evelopnent.
Virtue is the greatest proof of our freed.cm a¡d. so of ourability to rise above the dema¡r<ls of rnecessityr by an efforbof wil-l-. Through virt,ue ve &re brought to the true ful-fil¡nentof our d.estin¡' a-s moral and. spiritual beings. I
The Church, on the other hand., ctainett spiritual leadership with
its insistenee that it was the only true way to heaven, md dictated'
institutiona.l means for the a.ssurance of forgiveness both on earbh
and. in a^r1y afterlife. Rousseau countered the threat of dannation by
characterising an unvirtuous life s-s the onl-y Hell man could knovr,
and. suggesting that his just ancl good. god' could not bub forgive the
triviality of earthì-y =in. 2 Likevise he rejected. revelation and' the
d,octrines of resurrection and. original, sin. In their place, Rousseau
proposed a cl-ose rea,rting of the Scriptures, cJ-assifVing as embroidery
1 Ronald" Grimsley, Roussea1 anå. the Relígiotts Quest, Qxfr:rcl u.P.(Lond.on 1968) , p. 6l+.
"What need. to seek a hel| in the future life? It is here in thebreast of the vicked..'r EmiLet p. 2l+7.
2,
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29
of the humøt authors anything that coufd not be exptained sufficiently
in theoLogical- rationalist tenns. Reason, therefore, 1ed. Rousseau to
d.iscount the occurrence of miracles, and. he sav Jesus not as the Son
of God, but as the outstand.ing example of a virbuous men tiving according
to his highest nature. His religion wes a r:niqueþ personal one, with
nobod.y between him and. his God.. Clearlyr sueh an expression of f&ith'
even if articul-ated. by a fictional Vicar, vas d.iametrical\y opposed.
to the interests of the Cburch. It is no surprise then that a warrant
r¡as issued in Paris for Rousseauis arrest, and. t]nat EmiL¿ lrasi publicly
burnt in C,eneva.l Hov¡ever, there is little tloubi that the anti-religious
sentiments of the Savq¡ard. Vicar conveyed vith great suasive force
Rousseaur s intention, for it became social-Iy acceptable once more to
be devoutLy Chrdstiøt" even in the Paris salons.
3. The Pol-itics of MoralitY
Although they are scrnetimes regard.ed. 8,s separate parts of
Rousseaurs thought, the d.erivation of religious beliefs has a significant
parb to play in his politicaÌ theory. I,lhen Roussea.u consiclered. man in
political society, he still- consid.ered. him in the context of a moral
being end.owed. vith the capacity to reason and perfect himself and. his
society. The Savq¡ard Vicar, vhen narvelling at the ord"er and harrnony
of nature, wers pronpted. to viev with d.isnay the confusion and chaos of
the hr¡ma¡r rac€¡ Sinilarly, as GrimsLey points out, it is the search for
the true seJ-f by the inciiviaual that must lead Rousseaur s sincere 8¡ìd-
v-ir-tuous ma¡r into a consideration of the social- a.spect of his existenee,
and. d.efine a¡y concfusions that he may make about it.
l. de Beer, op. eit. p. I18.
30
a
Like Descartes, Rousseau belie'res that the thinker must beprovid.ed. with some primary, intuitive certainty capabLe ofsupporting aIJ- his iubsequent intellectuaa arguments; thiscerlainty cannot be reached. by mere ratiocination, but is givendirect\y to consciousness. At the same time the stress upon
sincerity is intended. as a safeguard. egainst any me::elysubjective bias .. If B.nyone sincerely asks the questiontWhã a¡n I?r, he is asking it not only for himself but for thewhole hutne¡r race. I
Therefore, if man should. sincere\r d.ecid.e to be a virtu<¡us
ind.ivid,uaÌ, such a rLecision should not be negated. in the context of
the larger society. To overeome the d,ifficutty of the self-regarôing
individ.ual- in social- refations vhere the wel'fare of the vhole is
paramount, Rousseau gives a nev and. dynarnic dimension to the notion
of vil-l-. The GeneraJ- WilI becomes the ultimate soeial erpression of
justice and. virtue, vher-e each member of the society nay act in
accorda¡rce vith in¡rate prompti,ngs, be true to himself , and. yet create
the conditions vhereby all men may realise social, as against
individ.ual-, potentialities. fh¡s Rousseaur s trfund'a¡nentaf problemrl
is a moral- one - ind.ivid.rraL freed,om within political assoeiation -
end. he fou¡d its trsolution" in a¡ "act of association which ereates
a. eorps moral et colLecti¡.nz Such a¡ act of a-ssociation d'id. not
d,estroy the bal-ance of pover and vil-I that ccnstituted. the moral freed'crn
of the ind.ividual, since each participant in the corpus of the state
retained, his sovereign right, just as he ha.d. created. that positive
sovereignty by ccmprising himsel-f in the sociaL ccrnpact. The social
being is end.owed. r¿ith the power of the vho1e, vhich is brougþt ebout
by his creative involvement in the General, WitI. Moreoverr maJl as the
creator of ind.ivid.ual- rnoral- conduct realises virtue es a soe¿al
being vhen he became the author of the morality of the State conjointþ
with al-l others.
I. Grimsley , otr). (it., pp. lll+-lr:.
I 62. cafù\tt
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31
Ror¡sseaurs political prescriptions have long been taken as serninal
contributions to the cc¡nmunitaria¡¡ tra.d.ition of thought, but it is of
interest to note that his solutions are ba-sed on spiritual qualities,
rather than material-istic ones. It is not surprising, then, to find
the cool- advocacy of the Soeíal Contnact is scrner¡hat broken by the
chapter on civil religion. Rousseau points out that the mere act of
association did. not of itself d,efine the pro¡ler role for religion in
the just society, although it did secure it as en inrnutable part of
that society. The existential quest for values, and' the move into a
Rousseauian civil sôciety'meant that all action and thought must
have a moral basis and content. Hovever, religion, orga^nised- or other-
wise, is not seen s-s the source or guid.e to political cond.uct r even
though, as Cobban observes, Rousseau appreciated. the importance of such
guid ance.
Hov¡ever abstract or intellectualist his methocl may seem intl¿e COntrat SoeiaL, Rousseau never eegses to be aware of theba.sic necessity for establishing the satisfactory emotionalfound.ations for politieal society. I
Despite his trencha4t criticisms of existing institutions, and of
the Church in particular, Rousseau itid. not propose the inmediate
removal of those structures in his role a.s social engineer. He v'as a'
reforter rather the:r a revolutionary, predicting a century of turmoilr
Alfreä Cobban, Rousseøt ød. the Mú.enn State, âld E¿tition, GeorgeAllen and lJnvin (Lontlon 1961+) , P. 157.
L.
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32
but sadd.ened. by the prosp""t.l Accordingþ, religion in
institutional-ised. form is not proscribed, as night be expected. However,
it is altered radicaJ-J-y.
First he d.ivided religion into tvo cl&sses, that of the man, and.
that of the citizen. The religion of the citizen had. nerit in that it
provid.ed. a positive basis in lav for the d.ivine cult, engend.ering a
love of country and recognition of duty to the state, qualities of
citizenship essential for the political morafity und.erlying the General
1^Iil-1. On the other han<i., the religion of m€rn vas soeíalLy d.estructive
because it relied upon god.s and clogma, and ttd.row-ns the true cult of the
Divinity in empty ceremonial."2 Rousseau incfud.ed Christianity in the
category of reJ-igion of man. But his reJ-igion - personal , and. to him,
perfect - vas a¡r inc1ividual- affair, and. as such not veighed. d.own and
sull-ied by the ceremony that accompanied established religions.
There remains therefore the religion of man or Christianity -not the Christiariity of today, but that of the Gospel, which isentirely d,ifferent. By mearrs of this ho\y, subl-ime, and. realreligion al-l- men, being child.ren of one God., recognise one anotheras brothers, and. the society that unites then is not dissolvedeven at d.eath. 3
1 ttYou reckon on the present ord.er of soeiety, without consid.eringthat this ord.er is itsel-f subject to inscrutable changes, artd.that you ca¡r neither forsee nor provid.e against the revolutionwhich rnay affect your chil-dren .o.. Th€ crisis is approaching,and. we &re on the edge of a revolution.tt In a footnote he ad.d.s,
"rn 14¡ opinion it is impossible that the great kingd.crns of Europeshould last much J-onger." EtntLe, p. IrT. Williaur Hudson,Røtssean øtd. WaatraLism ín Life øtd Thought, T. and. T. Clark(Ed.inburgh 1903) , p. 2l+J, provides a more remarkable version ofthe prophecy. "We are approaehing a crisis and. a eentury ofrevolutions.t' Although Rousseau suggested radical change, hevas always careful- to avoid prcrnoting outright anned insurrection.In the constitutional vorks for Po1and arrd. Corsica, great emphasisis placed on the maintenance of the cul-tural- heritage of theccrnrnu¡ities that resided. in its institutions. trCorrect, ifpossible, the abuses of your constitution; but d"o not d.espise thatconstitution whictr has macle you what you are." PoL, p. 161.
2. - SC, rV, B.
3. rbid,
o
33
Here the distinction must be made betveen the spirituaf and the
more'l natrrres of marr. Rousseaut s Christia¡ity concerns itself only
with the spirituality of the ind.ividual, & connection through nature
with the Supreme Being that preceded. Le contTat soeía.L, and, hence
the emergence of the moral artrl socíal, being. As such, the spiz"ituaL
society of the t'child.ren of one God." has no prescriptive relevance for
civiL society.
We are told that a pecpl-e of true Christians woul-d. fol'L themost perfect society inaginable, I see in this supposition onlyone great diffj-culty: that a society of true Christians wouJ.cl
not be a society of men" I
For ltousseau, inã.iuidual monaLity even of the highest kind. is insufficient
as a criterion for citizenship, sincetttrue Christians are made to be
slaves, md they knov it and. d.o not much mind: this short l-ife counts
too l-ittl-e in thei" "yu=."2 While it may be sufficient for a men, it
is not enough for a citizen to d.o the ninimrun of evil to secure a
position in heaven for the coming Life. Instead. of preparing themselves
for death, Rousseau sought to ùeach men how to Liue' by making the State
the final- arbiter of religion. fn this he followed Hobbes and. rejected.
outright Christian trad.ition and the Church as e separate ímperíun'3
1. Ib¿d" "The Christie¡r religion, Bayle says' which urges us tosuffer insults, to be h¡mb]e, to love our neighbourr seek peaceancl return good. for euil, is quite incapabl-e of prod.ucing good.
sol-d.iers, just as al-l- the principles of the Gospel are illsuited.to governing the public good..tt Lucio Colletti , Fz'om RoLßsea.t tO[enin, Nev LefL Books (London f9'e), p. 175.
Ibid. It is this concept in Rousseauts thought that unclercutsKierkegaarcj.rs hol-istic notion of Christianity, since man existsas a sócial being by virtue of determinate social relations as
well- as expressing his r-rrique self as an individ-ual.
2.
3. SC, rV, 8.
a
3l+
B.nd naintained that reLigion und.erpinned but was strictly l-imited to
ird.iÐiduaZ morality.
'Io reconcil-e the f\r.ndamental- need. for man to be moraf both as an
'inclividual and as a social- being, Rou.sseau proposed. that a civil religion
shoultl exist in all political societies, in order to prepare man for
his accepta¡.ce of moral- d.uties to himself and" his fellow-men.
The right whictr the social compact gives the Sovereign overthe subjects does not, as ve have seen, exceed. the limits ofpubl-ic expediency. The srrbjects then ove the Sovereign anaccount of their opinion as they matter to the community. Nowit natters very much to the community that each citizen shoufd.have a reJ-igion. That r^¡ill- make him love his duty; but thecì.ognras of that religion concern the members only so far as theyhave reference to moral-ity and. to the d.uties which he whoprofesses tllem is bound to d.o to others. l-
Ciyil rcligi.on thus becomes €Lri institution for the maintenaJtce of the
state, a concept which may not be as benign a¡rd. Iinited. as Ror¡sseau
vould. have us bel-ieve. ile, Ìike many after him, d.oes not define those
"limits of prrblic expecliencyr" and it is clear that an tinterestf in
both inclivi.dual moral-ity and expresse<1 social intentions coul-d
conceivably encompass alf but the most innocuous d.etails of huma¡r
)behaviouri But any characterisation of Rousseau as total-itarian
thinker is nitigated. by the nature of the Sovereign itself, which
is not a monarch or a president, but the embod.iment or expression of
the vil-1, of the people as a moraJ- and collective body. Anct to object
1. rbid.
2 White it cannot be said. that Rousseau ever sufficiently resolvedthis problem, i-t can be interpolated. in his defence that Rollsseauf snotion of the citizen is a concept which by d.efinition precludesthe State interferring vith the singJ-e ind.ivid.ual-. It nay besafe 'to a,ssume that Rousseau acLopted a viev similar to that ofBodin - where the law stopped. at the fYont d.oor - since Rousseauwas infLuencecL by hirn in other significant respects. q.ü.t PEtpp. l-l+o, l\l+.
a
3'that such a Sovereign, however constituted, might becøte tlansformed'
and d.espoticaÌly misuse its powers is to miss the vhole point of
Ro¡sseaurs criticisns of contemporarXr society, where the enrphasis on
the need. to overcome injustice, inequality and. d.omination is stressed.
constantly.
A generous evaluation of this civil religion requires an acceptance
on the part of the reed.er of Rousseaurs conception of human natrrre and'
the true self. Frcrn this perspective, civil religion is a l-iberating
and. ¡notivating force that permits individ.ual ma¡r a free association
with -a personal god. that vill resul-t in ar¡ inrer pe&ce and sincere
virtue. At the same time, social- man is given confidence in his sociaJ-
and politicaJ- rel,ations, since his rnoral conduct as a citizen has been
defineated and. secr-rred. by his collective association with other free
meñ. Anci ve are remind,ed. by Osborn that, even when Rousseau is
consid,ering the pragmati.c cond.itions for the successful- organisation of
the state, the spiritual nature of man is never set asid'e.
It was in mants nature, therefore, that the real and. enduringbasis for society and. the state was found. Consequentìy, inRousseaurs politica-l phitosoPhy, the fuLfilment of manrsspiritual nature beca¡ne the supreme end of the state. F\rrther-ro.u, as he recognised in the desires of the intlivid.ual an
inerad.icable inrpulse toward.s the achievement of his orrn good,so also he fou¡rd in the life of society a sinitar impulse toward'sthe good of mankind.. I
Rousseauts society is ar¡ optimistic one, where civir religion
provides the link betveen being - thc itrner <:cn¡;ci-cusness of hrman
nature - ancl. existence - sociat r"elations d.efined by the politieal
society. The indiviclual emerging fron the eighteenth century is the
one which chooses to do the good accorcling to the impulses of his nature
Annie M. Osborn , Rousseca,L øtd Butke, Russell a¡:d' Russell (New York196)+) r pp" 130-131"
1.
36
a¡ld. the d.ictates of his conscienee, and. erplicitly rejects the evil
that nan creates. The spirituat being, in touch with his inner voice'
is endoved" with a, new power over moral conduct of his own making. ltris
power constitutes in his free egency, his capacity to wùLL, by vhich
he can translate bel-ief a¡¡d. understend,ing into virtuous action.
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3T
CHAPTER III
ROUSSEAUIS COMMUNI TY FOR INDIVIDUAI^S
It is the weakness of men that makes thsn social beings.Or-rr ccrnmon sufferings incline our hearts to hrmra¡ity. Everyattachment is a token of insufficiency. If it r,¡ere not thatevery one of us had need of other people, we would- scarce.lythink of essociating vith them. Frcrn our very infirmity comes
our frai-Ì happiness. l-
The moralism of Rousseauts thought, most apparent in the religious
individualism of vritings on the spiritual inner seIf, seems incongnrous
r+hen contra-sted, vith the cool rationaì-ity of his consideration of the
structure of the State in the pragnatic political *o.k='2 At first
glance, we see that Rousseau cleveloped a radical- notion of perfectible
man - a spontaneous participant in a creative association to form a
sovereign State - by emphasising the irnportance of social- justiee,
liberty and equality. On the basis of this interpretation, he has made
substantial contributions to the ccrnmunitarian and. Iiberal-d.emocratic
traditions al-ike, especially vith regard. to their treatments of these
"esscntialþ contested concepts.t'3 ,to*"ar"r, Rousseauf s d'qtand.s for and
d.escription of a new pr:litical ord.er are und.erpirlned end. u.nified. not by
the expJ.anatory strength of those concepts, but by his overid.ing concern
for the happiness an<l moral character of man. Accordingty, his political
conclusions refLect and. augment the nature a¡rd scope of a fundanental\y
moraL philosophy.
L. EmiLe, p. IO2.
Z. These are generalJ-y regard.ed. a-s z A ùtseouvse on PolitícaL Eeononty;The Sosial Contract; Considerations on the Golermment of PoLøã.;Constítutional Pnoibú fon Co?sicø; puttished l-758, LT62, l-TB2,lT 85 respectiveLy.
3" W. B. Gaflie , PhiLosophy øtã. the HistoricaL Unå.erstaruiing' Chattoand Windus (London 196ì+) , p. 157 fl. Ttte I'essential-þ contested"concepts" to which he refers include liberty, equality, justiceand democracy.
38
1. Images of Human Nature
We have seen that, ín Emile' Rousseau argued. that the ind'ivid'ual ,
to be true to hinsel-f , hd to d.eve.Iop and protect his spiritual self
in opposition to an inhospitabl-e society. This reflects Rousseaurs
bel_ief that, given the existing social strrrcture, ar\y hope for
perfected. social relations Lies with the proper ed.ucation of the youngrl
using an individualistic approach that, in the meantime' m8y yet allow
each person to achieve his fuli potential.
To be scrnething, to be himself, and. always at one vith h:lmself,amênmustacteshespeaks'mustknovlvhatcourseheoughttotake, e.nd folÌo!¡ that course with vigour end. persistence. l{hen
f meét this niracl-e it will- be time enough to d'ecid-e whether he
is a man or a citiz-en' or hov he contrives to be both' 2
The d.istinctions that Rousseau d.raws betveen man and citizen and
images of true a¡d fal-se rol-es for the ind,ivid.uaL have as their central
expl_anatory and organising principlethis conception of human nature.
1t is perhaps for this reason Rousseau found' the First Ùiscotn'ee to be
I,,feebly argued., the nr:st deficient in proportion a¡rd hannonyrtt' since
this earfy and polemical critique of soeiety lacked a substantive
articulation of basic P.*oi""" 'h
q.Ð., ROusseauls a.d"viCe to mOtherS. rrTend.er, anxious mother, Iappeal to you. You can remove this young tree frcm the highway
enã shielòit frcm the cn¡shing forcè Of sociat conventions ¡..oWe are borrr weak, we need. strength; helplessr'we need- aid.; foolish'we need- rea.son. ALI that ve lack at birbh, ú1 that ve need' when
ve cc¡ne to meJìrs estate, is the ãift of ed.úcation.t' EmíLe' pp' r-6'At"o,ttlife is the tra.d.e I woutd. teach him. ltlhen he leaves me, Ig"*ri you, he will be neither amagistrate' a soldier' nor airiest-; hé witl be a man .... To 4y nind th.ose of us vho can bestend.ure the good, an¿ evil of ]ife are the best educated;tf EmtLe'
p. 9.
t-a
2. Ewile, p. B.
3. Ccnf" pp. 328-3?9.
\. Nevertheless, the subject matter and the ways that Rousseau chose
to frame his argument d.eserve more attention tha¡r is often awardecl'
tror instance, Cüarles E. Vaughan, in his Introd.uction to thepoLitieaL Wñtings of Jeøt-iá.qrn" Rousseau, (fgf:), Basil BlackweLl(oxford 1962), vär. i, P. B, pays onþ scant attention to the
Fit st ùLscotn'se.
a
39
Ho'u¡ever, Rousseau dicl succeed. in proviùing a piercing attack on
contemporary society, in she.rp contra-distinction to the popular be-lief
that socj.ety represented manrs most spectacufar achievements. Not
surprisingJ-y then, his attack on civil-ised. society is d.irected. at the
pur-veyors of high culture, to the rnost refined errd inteJ-J-igent of the
sal-ons of Paris, who ilictatecl the direction of Enlighterunent thought.f
Rousseau pointecl out the contrad.ictory nature of progress in the arts
and sciences - progress which resuftecL in the corruption of mankind. -
and. singì-ed. out the obscr.¡.re and. I'idlerr literati vho were the d'ay-
Labourers in this exercise.
Id.Ie, do f say? I^loutd. God. they were! Society would' bemore peaceful , an<1 morals l-ess corrupt. Rut these vain and-
f\rtil-e d.ecÌaimers go forth on all sides, anned. with their fatal-parad.oxes, to sap the for-rndations of our faith, md nuttif)rvirtue. TÌtey smile contemptuousì-y at such ol-d na¡res aspatriotism and. rel-igion, anil consecrate 'uheir talents a¡rdphilosophy to the d.estruction and. d.efamation of al-l that men
h c¡Id. s ac red. . 2
I
AJ-though sore commentators attempt to show scrne d.evelopment in
Rousseaurs thought, vith the early vorks archetypalþ individualistic,
and. the later equa*Ll-y seminally ccrnmunitari*r (or worse, totalitariuo) ,3
1. His reward for such trencha¡rt criticisms was to be lionised. by thatclass, vith offers of consici.erabLe materiaJ- provid.ing scrne sub-stantiation of his change of d.ecadence. Rousseau neverthelessaccepted, their patronage and interest for the rest of his life.Hov¡ever, he d,id. ccmplain of it (perhaps too loudJ-y) frcrn tine totine.
2 Æ, pp. J-5-l-:6"
The Saint-Simonia¡rs vere probabþ the first to classif)r Rousseaus.s one of many "d.efend.ers of ind,ividual-ism.tr Quoted frqrt" TheDoctrine of Saint-Sírnon: An Eæposition, First Yeay LBZB-? (L830)
'tr. G. Iggers, (Boston l95B) r pp. 1JB-BO, in Steven Lukef s
Indiuídualisn, Basil Blackwell- (Oxror¿ L973), P. T. ft remains apopuJ-ar misconception partly because Rousseau wrote with a pessionthat engend.ers in the reed.er a very personal al¡lareness of theina.rJ.equacy of existi¡g society, especialty in tlne Discouose onInequaLity. Vaughzur, (LgL;), Vol. I, p.2, states that Rousseau'"far frqn sr-rpporting ind.iviclual-ist theory, is its most powerfulassailant." For his proof , see nbid"r PP. 1\-16. J.L. Talmon,'Ihe ût"igit1s of Tot;aLitæicrn tþmocrdeU, Mercury Books (London 1966) ,pp.7 a¡rd 35, agrees that Rousseau is no indiv-id.ual-ist, classifiestri. "r a total-itarian of the Left, and. says that his notion ofsociety accepts "¿rll l-iberat premises a priot"i. " In the finalanalysis, Rousseau is too tliversely innovative to be irrevocab\yp.laced. in this scl1oo-I or that, especially when the terrns applied'to his thought belong to the nineteenth a¡d twentieth centuries.
3
a
)+o
Rousseau does not vary frcrn his fundamental- preoccupation wittr morality
e-s both personal sa-lvation and social- cement. I^Ihen the Dion Acad.erqy
al¡ardecl the prize to his essay, Rousseau felt confirmed in his moral
righteousness a¡d. outrage against a corrupt society.l In his nexb e¡td
most fanous essay, the Disecnæse on Inequalíty, he restrained his moral
fervour, and. prod.uced. a work that confomed. to the analytic methods of
enquiry of such thinkers as Hobbes a¡d Locke. This remarkable essay
shovs Rousseau to be one of the great contractarians, but also the l-ast.
a. Sanuag¿ Nature
Contract theory examines the objective cond.itions und.er which
primitive existence came to be repLaced. by ord.ered social systems, in
order to provid.e a theoretical J-egitirnation of concepts of obJ-igation
end d.eference to political authority. The principal assumption of this
approach that concerned Rousseau was the conception of Natural- Man, the
man of the state of Nature, as the starting point of all philosophical
enquiry. Signalling the end. of contractarian consid-eration of the
state of nature as a clearly id.entifiable ancl examinable epoch, Rousseau
d.enied, that man coul-d. ever provide conclusive and d.efinitive truths
about a perlod which may never have existed",2 This methodological
difficulty was overcome by Rousseauts insistence that his enquiry was
entireJ.y of a h¡rpothetical nature, thereby ernphasising both the substance
of Ìris thought, rather than its structure, and the criticisns that he
vas to make of the concl-usions of Hobbes and Locke.
I. Conf, p. 332.
2, "For it is by no means a l-ight und.erbaking to d.istinguish properlybetveen vhat is original a¡rd" artificial in the actual nature ofman, or to form a true iclea of a state which no longer exists,perliaps never did exist, and probably never vill exist; and. ofwhich it is, nevertheless, necessary to have true id.eas, in ord"erto forrn a proper jud.gment of our present state.tt Ibid' p. 39.
a
lrf
The philosophers, vho have inquired into the founrlations ofsociety, have all feLt the necessity of going baek to e state ofnature; but not one of them has got there .,.. Everry one of them,in short, constant\y dvelì-ing on wants, avidity, oppression,desires, and. pride, has transferred to the state of nature ideasthat r¡ere acquired in society; so that, in speaking of the savsge,they described the social- man. l-
Neverthel-ess, Rousse&u €.ccepted the ni:ceirsi-ty of providing a¡
edequate account of the state r¡f nature so that importent distinctions
between the original- nature of the sauüoge and. the evolved. nature of
social. man coul-d be ma¡.e. Drar.¡ing upon the increasing amount of
enthropologi-ca1 data that Buffon was making available, and the aeeounts
of travel-l-ers among prirnitive tribes rt Ro.l"**au sought to d.ifferentiate
between "v¿hat is original a¡c. artificial- in the actual nature of ma¡r.'l
By stripping social ma¡ of aIl- the faculties that he can on\r have
acquired. with the onset sr¡d. cleveLopment of society, so Rousseau hoped
to reveaL the sauuagc:.
"... if we consid.er hi¡nn in a vord., just as he must have conef¡'cm the hands of nature, we beholcl in hin an a¡rimal weaker thsnscrne, and. less agite than others; but, taking hirr aL1 round., themost ad.va¡tegeousþ organised. of ar1y. f see him satiefyíng hishunger at the first oak, and. slal'.irrg his ttrirst at the firetbrook; finding his bed at the foot of the tree which afford.ed. hima repast; and, vith that, aJ-l- his wants supplied.. 3
Whatever the merits of Rousseaurs ostensibly scientifie or
anthropological analysis, the influence of ancient Greek philosophy
should not be underestimated. Plato had attended, to this very question
of the state of nature and. the cond.ition of natural ma¡r within it. His
account of naturaf man in the Statesmøt, bears such striking resernblance
to the saÅ)age above that Rousse&uts theoretical approach rnight ind.eed,
fi. Ibid. , p. l+r. ', .
D For the breadth of Rousseauf s stud.ies, see John C. Hall-An Intrduction to his Political PhíLosophy, MacMillanpp.18-19.
Roussea,t:London L9T3),
,(
3. 01, p, \7.
t
l+zIbe no more than a servarrt to his preconceived. notions,
.... there were no forms of governnent or separate possessionof vcrnen and children; for afl men rose again frcm the earth,having no memory of the past. And although they hed nothing ofthis sort, the earth gave them fruits j.n abu¡d.ance, which grewon trees and shrubs unbid.d-en, and. were not planted by the hand. ofman. And. they d.we1t naked, and. mostly in the open air, for thetemperonce of their seasons wa-s nild.; ancl they had no bed.s, butlay on soft couches of gr&ss, which grev plentiflrlly out of theearbh. 2
0f most significance here in these vievs of the state of nature :-s
the absence of any social- relations, pre-empting any assessment of man
on moral grol-d".3 Rousseau, often criticised for iclealising natural
marr, cl-early attributed no properties to his sau'ùage that were important
in socì-ety. Moreover, Rousseanr is not, as Chcrnsky suggests, arrprimitive
t. This, after all, vas the criticism Rousseau had. to make of Hobbesand. Locke specificaì-l-y, and. Natural- Lav theory in general . ttModern
vriters begin by inquiring vhat rul-es it vould be expedient for mento agree on for their ccrÌunon interést, and. then give the name ofnatural lav to a coll-ection of these rules, without any other proofthan the good. that r¿ou.l-d. resuft frcn their being r.rniversallypractised.." OI, p. )+f . It is also of interest to note thatRousseaurs method.olog¡ has been end.orsed. by such thinkers B,s Claud.eLevi-Strauss, q.r.J for example, his 'Iz.iste lYopíques, Union GeneraledtEditions (paris 1955) , p. 353. ".... car le pensée d.e Rousseau,toujours &varce suráson temps, ne d.issocie pas Ia sociologiethéorique d.e -Ltenquête au laboratoire ou srlr a terrain d,ont il acompris l-e besoin. Lrhorune naturel nrest ni ant6rieur, ni extãrieurä ta société ....t' ttMais a modile - crest ]-a solution de Rousseau- est éternal et universal.rt
Pl-ato , Statesmø2, Steph " 2'(2a, ín The DiaLogues of PLøto, FourthEdition, Clarend.on Press (oxford 1953), Vol. IIf. of furtherinterest is Pl-ator s view that there was no evidence of properbyrefations. Roussea.u was to take up this point a¡rd d.evelop it intoa pre-materialist conception of society, with properby as thesoLlrce of social-, poJ-itical- and. econonic inequality in civ'il society.
2). "It appears, at first view, that men in a state of nature, hav-ingno moral. refations or determinate obligations one with another,couLrl not be either good or bad., virtuous or vicious ....tt0I , p. 6l+"
2
ind.ivid.ual-ist ,r' since the saut;age inad long ceased to exist,
l+3
if indeed
it ever did, and vas not intended as an archetype for mod.ern man" Such
a conception of a vafue-anteced,ent naturaf state and. a neutral natural-
man was at odd.s with the theories of Hobbes and, Locke, which set forth
a state of nature in ord.er to jud.ge them accord-ing to the stand,ard.s of
moral-ity and. sociaJ- obligation"
Above all-, let us not concl-ud,e, with Hobtres, that because manhas no id.ea of good.ness, he must be naturally wicked.; that he isvicious because he does not know virtue; that he alvays refuses '
to do his fell-or+-creatures services which he does not think theyhave a right to demand; or that by virtue of the right he just\yclaims to all he need.s, he foolishly inagines hinself the soleproprietor of the whole universe. 2
Hobbest pessimistic viev of human nature as essentia.fly badr pre-
d,isposing man to constant warring, led hinr to suggest that onþ a
government vittr absol-ute power over its constituent members coul-d. force
them to ccrnply to l-avs rnaintaining peace and ord.er. Arguing within
the confines of this rnethodological- ind.ivid.ualism, Rousseau pointed.
out that war itsel-f is a relation betveen men alrea(y in a state of2
society, ' such that Hobbesian marl vas, in fact, "unnatural .tt
... . he ought to have said. that the state of nature, beingthat in which the care of our own preservation is the leastpre jud.icial- to that of others , \"¡a.sr consequently the best calculated.to prcurote peace, and. the most suitable for marÌkind. l+
In Rousseaurs opinion, Hobbes v&s d.escribing a d.epraved. socia-l ma¡t and.
assuming him to tre exhibiting his true huma¡t nature, a nature that
would remain unchanged <lespite the d.evelopment of society. On this basis,
Hobbes saw that l¡ar was the inevitabl-e consequence of conflicting needs
as each r,ialì exercised his right in nature to al-l- things. On the other
I. Noam Chomsky, Í'or Reasons of State, Fontana/Collins (Lond.on I9T3) ,pp. 1BI-f82. Chcrnskyts conclusions appear to be based. almostentirely on the Second. Nscourse, vhich may account for thisparticular view.
I
a
2. OI, p, 65.
3. 01, pp. 87-BB , ar,ð Í)C, I
I+. or, p.6r.
l¡ .
a
\l+
hand, it r¿as frcrn this situation thab man wa^s to gain a knowled.ge and.
appreciation of the l-aws of ne,ture, instructing each man to seek peace
(for sel-fish reasons), and. naintain it by giving up liberty srìd rights,
and in so d.oing oblige themselves and others to obey natural l-**.f The
recipient of the l-iberty and rights of natural rnan vas to be the
Leviathan, dufy empowered. to restrict manrs naturally aggressive impulses
by the formaf exercise of absol-ute authority to uphold. natural lan¡,
Pointing to the ilJ-ogical-ity of man al,ienating natural rights, md
suggesting that Hobbes was depicting ear\y stages of political society
and not the state of nature, Rousseau believed. that the Leviathan could
not cl-airn to rule by the precepts of the laws of nature basecl upon B,
covenant or obligation of trrightstr from warring Hobbesian men.
Like Hobbes, Locke sal¿ the formation of a social- contract ¿rs the
birth of civil- society, creating power over ind.iuid.ual-s that vas to be
vieLdecl by a governmental stmcture. However, Locke insisted. upon the
existenee of a law of nature that prevented. man from hanning artotherr s
life, Ìiberty or estates. This vas the lav concerning p"op.rty,2 Natural
rights, then, derived. frør this Lav of nature, and. whereas Hobbes d.emand-ed.
that man aLienate ccxnpJ-ete\y all- his (quite different) natural rights
in a bind.ing and mutuaL contract, Locke based. civif society on the
consent of the members to a confining of naturaJ- rights in ord.er to
preserve the essential tiberty that obtainecl in the state of nature.3
Once again, Rousseau objected to a theory that purported to d.epict a
state of nature but only succeed.ed. in highlighting certain aspects of
f. Thomas Hobbes, Hobbes Leuiathcrt, (Reprinted, frcrn the ed.ition of16tl) , oxford u.P. (I-ondon r-909), Pt. f , ch. xvrrr.
John Locke, The Second IYeatise of Gouennmento (na. .1.W. Gough) ,Third. Ed.ition, BasiJ, Blackvell- (Oxfor¿ L973), fr. IX, Sn. L23.
2
3. rbid., ch. rX, sn. L29.
a
Ltj
an emerging social ord.er. In Lockers c&se, Rousseau sees the creation
of private property ss one of the principal- and. most important
d.eterminants of civit society, which vas itsel-f the result of nany
other develotrments of social relations beginning vith the fonnationI
of thé fanily.- Lockers civil government, contracted. by ind.ivid.ual-s
vho were so far removed. frsn the state of nature, could. not possibþ
be in accord.a¡ce vith natural l-av.
These criticisns of Hcrbbes and. Locke indicate the vays in vhich
Rousseaurs phiJ-osophy contributed. to an understand.ing of concepts of
scrrrereignty, liberty and equal-ity, as the problems ccmnron to all these
thinkers were ana\rsed.. It shoul-d. be noted., however., that Rousseauf s
objections to both method.ological- anc1, epistenological in<livid.ualism
(of llobbes and. Locke respectiveÌy) as bases for a political theory was
mitigated, by his partiaì- aeceptance of both d.octrines. In Emile,
Rousseau adrnits of the adequacy ancL efficacy of a doctrine that stresses
the importance of explanations of sociaf phencrnena that rrare couchecl
wholty in tenns of facts about individ.ua1s."2
Tt is true that the genius of men in groups or nations is veryd.ifferent frcrn the character of the individ.ual man, and that we
have a very imperfect knovledge of the hr¡na¡r hearb if ve d.o notnlso exanine it in crowd.s; but it is none the less true that tojud.ge of men ve must study the ind.ivid.ual man, and- that he whoha.d. a perfect knowl-ed.ge of the inclinations of each ind.ivid'ualmight foresee al-,1- their ccmbined. effects in the body of thenation. 3
Nevertheless , Rousseau d.oes not embrace method.oJ-ogical inclivitlualism
by satisfling the negativistic d.efinition given by Lukes, and- the
d.istinction d.ravn between men in groups and. individ.ual- man seln'es
simiJ-arl-y to frustrate the cl"assification of Rousse&u asi arl
l.
2
0f , p. '16.
Lukes, op. dt., p. ]lO,
Emil.e , p. 2O2.3
o
I+6
epistemological ind.ividuaList. Even though Rousseau edopted. Lockean
sensational-isn to support the existence of god, the spiritualist and.
sentimentaList aspects of his vritings prevented. total acceptance of
enpiricism. There is no doubt, however, that Rousseau ad.opts a central
feature of epistemological individualism "about the nature of knowled,ge,
which asserts that the source of knor+led.ge lies within the ind.ividual.ttl
But, as Lukes goes on to point out, Descartes held. the same view, end.
it is Chcrrskyts opinion that Rousseau drev much frcrn the Cartesiart
tradition with respect to the role of ideas and. the conception of
human natur".2
The state of neture that Rousseau outlined. in t]ne Ùiseourse on
InequaliLy depicted Le sønage acting according to his ovn nature,
r¡ithout the option to obey or disobey srry lav external to himself, end.
subject solel-y to physical circurnstances. Santsage nature, then, must
have its ovn unique motivation and ord.ering principle.
It is then certain that ccrnpession is a natural feeling,which, by mod.erating the activity of seÌf-love in each individ.ual,contributes to the preservation of the whole speeies. It is thisccrnpa^ssion that hurries us without reflection to the retief ofthose who are in d,istress: it is ttiis vhich in a state of natureeupplies the place of laws, morals, and. virbues, vith the advantagethat none are tempted. to d.isobey its gentle voice 3
But if it is conpassion that preserves the species, then it is othe'r
aspects of sønagc nature that ensure that the species wifl- d.evelop.
Rousseau betieved that the source, but not the form, of society 1ay in
the chan'acteristics of free B€ency and perfectibility that resid.e in
man I s o::iginal nature .
1. Lukes , op. dt., p. 107.
2. Noam Chcrnsky, Ccutesiøt Linguistics, Harper and ncn^' (Nev York 1966),p. P2, note !0.
3. oI, p.68. (ftaticsadded) .
Ò
\tNature lays her ccrnmand on every a¡rimal , arid. the brute obeys
her voice. Man receives the same impulsion, but at the sarne timeknor"¡s himsel-f at l-iberby to acquiesce or resist: and. it isparticularþ in his consciousness of this liberty that thespirituality of his souL is dispÌayed ....Yet, if the d.ifficul-ties attend.ing should. still- l-eave rocrr fordispute about this d.ifference betveen men and. brutes, there isanother very specific quality which distinguishes them, and. whichvifl adrnit of no dispute. This is the faculty of self-improvement,l¡hich, by the help of circumste¡ces, grad.ually d.evelops al-l therest of our faculties, ancL is inherent in the epecies as in theindivid.ual .... 1
'Ihis pre-social being is not the religious ind,ivid.ual to be found.
ín Lln'iL<t, nor is it a ltou¡esiar¡ egoist or a gentl-e Lockean natural- man.
Rousseaurs conceptiori of al original- hr¡nar nature presupposes the
inexorable emergence and continued. existence of a qualitativeJ-y different
soc+aL nature, on vhich a critique of contemporary civilisation cou1d. be
based.. Åt the same time, he is abl-e to maintain, vithout contradiction,
that an examination of sa,Lua.ge nature is essential- to highlight
fundamental, species-specific features of human existence" Hence the
ernphasis on liberty, for exunpJ-e, serves both as a causal factor in mants
develotrment , øtd provid.es a basis for a¡r attack on the legitimacy of
estabLished authority. Ttre distinctþ Cartesia¡r ffavour of this aspect
of Rousseaurs thought is pointed out by Chcrrsky.
It is striking that his argr:nent, up to this point, folJ-owsa familiar Cartesia¡r modeL. Man is uniqueþ beyond. the bor¡nd.s ofphysical explanation; the beast, on the other hand., is merely aningenious machine, ccnunand.ed by natural lav. Manrs freedcrn and.his consciousness of this freed.csr d.istinguish hin fran the beast-machine. TLre principJ-es of mechanical- explanation &re ineapableof accounting for these human properties, though they can accountfor sensation and even the conbination of id.eas, in which regard,tma¡ d.iffers frcrn the beast onJ-y in degree.r 2
The spiritual-ism inherent in Rousseaurs insistence on manrs free
B€ency al-so r..¡nderfies the other basic hr¡ran feature - the faculty of
l-. Ibid, p. 5l+.
2. Chansky, For Reøsons of State, p, 1]3.
a
l+8
self-ùnprovement. This notion incorporates the premise that man not
onþ d.evelops out of and. awey frun the state of Le sØ,Ðage, but that
such development can be an itnprouement. Such a concept ca¡rnot eesity
be dismissed as a med.iocre a¡rd predictable viev held in ecrnmon by most
Enlighterune¡rt thinkers, because Rousseau rejects the popular belief in
reason as the central- feature of hu¡nani'by and the source of aJ-l- progr"n".l
Reftecting a¡r anti- but not ir-rationalist bias, reason is made sub-
ordinete to perfectibil-i.ty in human nature, es Rousseau d.eparts sorne-
vhat frcnn the Cartesian tredition. Chc¡nsky sees this as a development
rather than a refutation.
There is no inconsistency in the notion that the restrictiveattributes of mind. r¡nderLie a historical-J-y evolving htman naturethat d.evelops within the limits that they set; or that theseattribrrtes of mind, provide the possibiJ-ity for self-perfection;or that, by providing the consciousness of freedcm, these essentialattributes of human nature give man the opportunity to createsocial- cond.itions a¡d. sociaJ- forms to mærimize the possibilitiesfor freed.crn, d.i-versity, a¡rd ind.ivid"ual self-reaLization" 2
fnd.eed., the attribution of perfectibility need. hardfy be d.escribed,
as I'restrictive," since it is a concept that is able to d.rar^r into its
a¡nbit a¡rd reconcile the rational and. conpassionate a.spects of eøtuage
nature, And as vith liberty, Rousseam is proviaea wittr a powerful
expÌanatory tool vhen he criticises society. Perfectible man vil-l- develop
und.er the constraints of the envirorunent in which he find.s himself, but
over vhich he general\y has littLe or no control. As the faculties
d.evelop, it is inevitable that imbaJ-ences will arise, errors r+il-L be made,
l. "Although it might beJ-ong to Socrates and. other mind.s of the likecraft to acquire virtue by reason, the hr:man race would. long sincehave ceased to be, had its preservation d.epend.ed on\y on thereasonings of the individ.ual-s ccrnposing it." OI, p. 69. Ttreinplications of this pa,ssage are exsnined in Chapters VT and. \l-II.
2. Chcrnsky, Fon Reaszns of Statc" pp. I7\-r.
a
)+g
and that nan wil-1 accept false premises as he gains sophistication in
reasoning. Perfectibility, then, takes man frcrn his original state
into successively higher stages of cultural- achievement, but is always
attend.ed. by the corruptions bhat continue to acccrnpar¡r unstmctured.
social- progress.
This paradox of progress is no bette:: revealed. than in his critique
of the aggrandisement of artistic a¡rd. scientific endeavor:r, then and. now
regarded. as the height of cuÌtu¡aI el-evation. ns ve have seen, Rousseau
first gained fame vith tlne Fírst Díseouyse precisely because it focussed
upon such a t'bril.lienttr and "darirrg" theme.J Rousseau would have us
believe that he und.ervent a deep mystical experience vhich inspired. him
to adopt this parddoxical. ap¡iroach.2 However, it rnay have been less of
an inspiration arrd. more of'a tj.me\y echo of Platonic thought, given the
simil-arity that l{endel shcn¡s betveen the two thinkersr positions erid.
rhetoric on the subject of the arts a¡ld, sciences.
For it was Pfato vho rouncLly condemned. all the artists and.little-minded rphiJ-osophersf or scientists, as detrimentaL tothe ed.ucation of youth an<i. the reconstitution of society. P1ato,too, had. hsnded. d.or¿n the ra¡rcient trad.ition vhich passed. out ofEgrpt into Greece, that scrne god., l¡ho vas ari enelqy to the reposeof nankincl, vas the inventor of the sciences.t The great masterof Pl,ato ( in his ApoLogy ) fraa eulogised. ignorance as preferableto the conceit of knor.¡l-edge so abound.ing among men of alL cla-ssesin society. 3
Since it has been claimed. that Rousseau won the prize principally&s & resul-t of his approach, it should. be pointed out that he wasnot the only contestant to adopt this perspective. One LordForbes of PitsLigo argued. along the sa¡ne l-ines, mod.estly butcorrectly seeing no chance of virming the prize, partly as aresult of his approach. Moreover, both Rousseau and. Lord. Forbeshad a remarkabl-y similar mov:aListíe orientation tovard. theprqgress of society and its cultural trappings. John Barker,"A Ræa auis in terrts?: Lord Forbes of PitsJ-igo as Entighter¡nentfigrrre ," Stud.ies on VoLtaiv,e ard. the Eigltteenth Centuny, l'loL. CLl(tgl6) , pp. 225-23t+.
2. Cortf , Jf , 3.
Charl-es W. llendel , Jeøt-Jocques Rctusseau ' MoraList, Oxford. U.P.(Oxfor¿ f93l+) , Vol-. I, p. 28.
l_
o
5o
fn contrast vith the conplexity and. falsehood of civilisation,
Rousseaurs state of nature is typified by in¡rocence, simplicity and.
order, and hís sanuage fol-l.ovrs in al-I respects natural l-av, uithout
sJìJr awareness that the l-av even exists. Designed. to filter out all-
vestiges of socialised. behaviour a¡rd. thror¡ into relief the basic and.
unrefined. characteristics of huma¡lity, the conception of a sa,u)age natvre
is a fiction that Rousseau maintains on\r to d.el-ineate more clear\r
the nature of man in society.
b" Social Nature
The natule of the social being that Rousseau d.escribes is of
interest on several level-s here. First, the facul-ties of rnind"
significant for social- man vi1l highl-ight the d.ialectical notion that
the d.egradation of man caused, through the disord.ered. development of
society in fact creates the cond.itions for the movement toward.s a
better society. A second but cLosely associated. point concerns the
el-ucid.ation of concepts of justiee, liberby Bnd equa-Iity as sæi.aL
categories, that gave rise to both a d.ema¡rd. for and a d,escription of
a nel¡ sociaf ord.er. Third, one aspect in parti-cufar of social nature
will be exmined. in scrne detail - the d.evelopment of månts moraL nature.
We have seen that, whiÌe principal\y interested. in the issue of
the origins of inequality, Rousseau provid.ed. insights into the most
flrnd.anental, nature of Lhe prinitive being. The ana\ysis of the move
into civil society provid.es on equally illtuinating d.iscussion of marrrg
ba-sic sosiaL nature, vith the ailded di-mension of his conceptions
concerning the political a¡rd. sociaL - as ageinst natural - environment.
For Rousseau, the emergence of the social being signaLled. the
end. of the state of nature as a human habitat. As Le eønlage csne into
contact with others more a¡d. more, latent hr¡man abilities vere revealed.
and refjned., vhich precipitated f\rrther changes to man a¡d. to nescent
social- relations.
a
5t
As id.eas and feel-ings succeed.ed. one a¡other, and. hea¡t and.head were brought into pley, men continued. to lay asid.e theiroriginal vildness; their private connections became every d.eynore intimate as their Limits extend.ed. I
Innguage and. abstract reasoning, for instance, are l-inked. to the onset
of'social- formations by Rousseau, although he ís equivocal aboutttwhieh
was most necessarXr, previously forrned society for the institution of
J-anguages, or previously inventecl J-angueges for the establishment of
s ociety ?tr-
Rousseau never attempted" to document firlIy the move frcnn the state
of nature'to the state of society in eny strict historicaL or
anthropoJ,ogical sense, but he d.id. indicate that the mor¡ement fron early
to advanced. modes invol-ved. a ccrnpLex inte4llay of forces, resulting
in the creation of the intelligent and. moral- being of societlr as
distinct frcxn the mereþ sentj.ent man of nature.
The savage a¡rd civilised. man differ so much in the bottcnn oftheir hearts a¡d. in their inclinations, that r¡hat constitutes thesupreme happiness of one voufd reduce the other to despaiT ¡...In real-ity, the source of all- these d.ifferences is, that thesavage lives within himself, vhile the social man lives constarrtlyoutsid.e himsel-f, and. only knows how to live on the opinion of'others, so that he seems to receive the consciousness of his ownexistence mereþ fron the jud.gurent of others concerning him. 3
This remarkable psssege estabLishes that Rousseau d.ifferentiated.
very cì-early betveen sØtuage and social- natures, amd. vas able to
articuLate such d.ifference in terus of eonsciousness of being as a
sociaL phencmenon. Social- man, therefore, gained. the faculty to jud.ge
others, forrn moral- opinions, ancl take account of the views prevailing
in the group. In so doing, man began to define his ovn being, but not
1.
D
Of, po
rbid.,
rb¿d..,
Bl-.
p.63.
p. Lol+.?
a
,2
in the rel-igious individ.ualist fashion suggestecl in Erm)La" Instead,
Rousseau indicates that civilised man has learnt that his meaning is
d.erived. from outsid.e himself, and is thus d.epend.ent on his social
refations to provide hirn vith an image of the self n ParedoxicallJ,
then, man, in a¡r examination of the ird'iu'íduaZ sel-f, must confront
and assess the extent of his sociality a¡d. ability to benefit frcm
a collectitse existence.
llad social relations been ba-sed. upon a respectful observance
of justice, morality and. obligation - the social nanifestations of
ms.rrrs irinate ccmpassion and. equality - then mants happiness and
emotional security woul-d. be ensr.:red.. But the fatsity of the r,¡hole
soCial- and, pol-itical- ord.er, as described by Rousse&u, '\.tas vitiating
rather than suppJ-ementirrg and perfecting msr.t?s natural qualities.
.. . . B.Iways asking others r¡hat r¡e are r snd never d-aringto ask or:¡sel-ves, in the mid.st of so nuch philosophy, hunanity,and civil-ization, and. of such sublime codes of morality, we
have nothing to show for oursel-ves but a frivolous and d.eceitf\rlappearance, honour without virtue ' res.son without wisd.om, anclpJ_easr.:.re vithout happiness. It is sufficient that I have provedthat this is not by any means the originaJ- state of meri, butthat it is mereþ the spirit of society, and the inequal-itywhich society produces, that thus tra¡rsform a¡rd. alter al-L ournatural- inclinations. I
By id.entifVing society as the source of personal meaning, Rousseau
makes several critical ad.ve¡rces in politicaJ- theory. He cLelineates the
central- featr:res of a social- nature, Ðd presents mod.ern man a,s a
sociabl-e, intelligent creature vho vi1ls the gootl. On the other hand.'
this is a description of erì inner nature, that will only be evid.enced
in thought and. action r¡¡d.er a supportive sociaf structure. In these
respects, Ro'usseau places hírnself firrnly in the communitarian trad,ition
that vas to becc¡ne so inportant in the next century, by stressing that
fu¡ther hr¡man progress vas only possible if men recogniseô their mutual-
Rousseaufs vision of the good society va^s not onþ positively
d,efined., however. In formulating a critique of contemporary society,
Rousseau was very successful in describing a society in terms of vhat
it does not províde for its citizens. His ana\ysis of social
institutions consistently highlights the systematic injustice,
inequality and im¡noral-ity of establ-ished. authority, even though
Rousseau ccrnprehencied. the inevitability of the continued. existence
of the institutions that he attacked.. tlhile tJne phiLosophes vere
extolling the virtue e¡d refinement of eighteenth century society,
Rousseau pointed out its abject fail-ure to live up to the facade of
achievement through rational-ity. Thus culturaf achievements of littte
worth to the general populace were counterposed. against the sacrifices
ma,n va,s forced to meke by society, that were a denial of both his
original a¡d. social natures.
lrr the Discourse ort fnequaLitU, 7z sa.nsage ha.s ccrnplete liberty,
and. equality prevail-s since incliviclual- clifferences are of no ultimate
significance. With the move into civil- society, morality an¿l property
rights inter,'¡ene and. disrupt the natura-l tend.ency toward.s ha:rtony.
.... al-l- the inequality vhich nov prevails owes its strengthend. growth to the d,evelopment of our facufties a¡d. the advanceof the hu¡ra¡r mind, and. becc¡nes at le.st perrnanent and legitimateby the estabLishment of property a¡rd lavs. Second.ly, it follorvsthat moral inequality, authorized. by positive right alone, clasheswith natural- right, where it is not proportionate to physicalinequaJ-ity .... l
fn society, ordinary man is d.enied. his free B€ency by the institution
of 1av, since positive right has replaced the natural right to red.ress
an injustice, and. thus d.emonstrate equaLity between men. However,
Rousseau had alrea.Sr esserted. that it vqq mants free agency, his
essentia-l l-iberty, that vas instrumental- in tead.ing man out of the
state of natu¡e and. rel-easing and perfecting hr:man potentialities.
I rb¿d.
a
,t+
Therefore, social justice, poJ-itical equality and. Iiberty urust
have been usurped. at scrne stage in favour of a particular cl-ass, vho
then preserved. their priviJ,ege by overt or institutionaliseil forceo
Such vas, or may vel-l- have been, the origin of society andl-av, which bound nev fetters on the poor, artd gave new pc,wersto the rich; which irretrievab\y d.estrqred. natural liberby'eternally fixed. the lav of property and. inequality, eonverted.cl-ever usurpation into unalterable right, anil , for the advantageof a few a¡nbitious individ.uals, subjected. al-I nankind, toperpetual l-abour, s1avery, and. l¡retchealness. 1
This portrayel- of a harsh, trnequal a¡d. iniquitous society that
ensfaves man is perhaps Rousseaurs most politically powerflrl image -
negativeJ.y d.efinecl - of the good society, since he conjoins with this
a passionate demancl for liberation, equality and. justice that pre-
supposes radical alterations to existing social organisatj-on.
once again, communitarianism olles at lea^st much of its
liberationist rhetoric to Rousseauian polemics, while the liberaÌ-
dernocratic tradition leys its ctaim to these concepts a-s the ul-timate
yardsticks against which to measure the merits or otherwise of a
soci al- stnrcture .
Ccmmrnitarien thought concentrates on Rousseaurs scathing attack
on private property Bnd its suspect legitimisation by the authority of
foree a¡rd- lan¡. Tt¡is materialist enphasis hightights the social
categorisation of the fev propertied a¡rtt the nany ctis-enfranchised.,
which categorisation is characterised. by the privilege of the wealthy
being d.epend.ent upon the eontinued, unjust sub jugation and. relative
poverty of the mass of people. fn this case, justice, equaJ-ity and
liberty are ral\ying calls to positive action to red.ress social and
econc¡nic imbalances.
fbíd.. , p. 89. Pages BT-gr inclusive provid.e a eoncise summaryof Hobbes I Leuiathcm.
l_
,
,5
Liberal--democratic thought, however, considers these concepts
in a negative a¡rd. political sense, and. only as they appJ-y to the
abstract individ,uaL. Thus Rousseaurs dema¡rd. for political- equality
is transl-ated. into a legal.istic notion, rÍhere equality (and. justice)
is specificaÌly permi'bted for al-l-, and regerd"ed- as technicalþ possible,
without regard- to its pr:ar:tical probatrility. Freedqn, too, is d.efined
in te¡rns of the individualrs freed.m frcmr IegaI restraint, rather
than the removal of obstacles to facilitate social change. These are
protective and. not creative conceptions of justice, ecluality and-
freed.crn, inctieative of a cautious and. wary attitude to chenge. This
is reflected by the adoption of the concept of the separation of
legisJ-ative ancl executive po\{ersrt on the negative assumption that.
abuse of power is bound. to occur anci. can best be frustrated by
arrarìgemerlts of cou¡tervaiÌing social agencies and forces.
I'b can be cÌaimed that the epigrannatic wríting sty1e, the d.azzl-ing
array of innovative id.eas, equivocations and the occasional outright
contradiction a1l- to be found. in the corpus of Rousseaurs works
contrit,ute to a situation where, iustifiabls, each school may regard
Rousseanr as theír champion (or bebe noín) alone. To scme extent,
contradictory meanings and. val-ues must continue to be escribed. to
parts of Rousseaurs vork. llor+ever, our consid.eratíon of the social
nature of ma¡ may provid.e a jud.gment on the val-id.ity of ccrnmunitaria¡r
end l-iberal-democratic interpretations of the concepts of justice,
litrerty and equality.
As we have seen, Rousseaurs criti,que of society is based. on
those aspects of human social existence that are d.enied. by the
t'cjvil-ised." environment. Mon, unable to liv'e according to intrinsic
from himsel-f and his feLl,ov-man, and- begins to ma¡rifest the
factitious and. hypocritica-i- tend.encies that are reguired. by impoverishecl
social- rol-es. ft is the conception of mants true social nature, then,
that l-eads Rousseau to propose a creative act of association that willgive each man his d.ue, establish equality of a poJ-iticar kind, and. make
manrs acti.ons ^o".1-.1 Lïntir- that time, however, social man cannot
exhibit his true nature, and- it is the consciorrsness of the d.isunity
betveen being and appeara¡rce that pronpts m.Ln to consid.er himself in
opposition to the social nil-ieu that fail-s to satisf! him. Ttris is
the source of Rousseaurs ind,ividua]- man, who can onry ccme into
e'xistence in socieLy, a¡rd. r¡ho is a contextual- classification that
bears special rel-atiori to the kincl of corrupt society that Rousseau
vished to see supersecì.ed. Thus, contrarr¡ to conventional- belief ,
fiousseaurs t'individ.ual-ismtt d.oes not provide the conceptuat franer¡ork
for a¡r eluciclation a¡rd d.efence of inclivid.ual rights in tine Seeond
ùi".or?sn"2 Rather, it is ilre und.erryins and f\rndamental- interest
in a true social nature that Lea.ds Rousseau to cor¡.nterpose ilre
j.ndividual- and social- beings, in er.der to convey the frustrations of
existing soeiety through the ind.ividuaf ts d.iLemna, and. throw right
upon the type of society that could. ful-fil socinl man. In this event,
equarity, justice and Liberty s.re not the aim of social engineering,
but the inevitable outccrne of a r¿e],l--ord.erecL state.
l. sc, r, B.
2. Rousseau denies this vhen <liscussing natural rights, vhich onrysociaL man can ccmprehend.. rf ind.eed sme rights are, natrrrarrthen, ipso facto, they can never be removed or alienated.. llhenRousseau talks of rights, he talks of posi.tive rights, whichmay be just or unjust on sociaL ancj. not in¿ivid.ual grounds.
t
57
Given thj-s interpretation, ccûrmunitaria¡r and. liberaJ--d.emocratic
cl-aims to Rousseauts intellectual- patronage - or¡ refl-ected. gfory -
vil-l rest on the d.ichotor,y of the ind,ivid.ual- and. social being. And.
sirrce we may d.efine one of the central dístinguishing features of
the tvo tra¡litions as the acceptance or not of "the ind.ividuattr as
the basic unit of vhich society is ccrrposed., it is clear that liberal-
d.emocratic thought is at odd.s with Rousseau, who salr not B. Sroup or
nation of individuals, but "the general- society of the human r&""."1
tr'rorn the cormnunitarian perspective¡ Marx rejected the notion of man
as en 'risolated." individ.ual who vafued. society fron without.
lnlan is in the most literal sense of the vord a zoortpoLitikon, not onl-y a sociaf animaJ-, but a¡ animal- vhichcan d.evelop into an individuaÌ only in society. 2
The liberal-d.emocratic school , fu"rthe'r'rnore, d.oes not agree with Rousseau
that the existence of society itself is the chief obstacle to individ.ual-
enjoyment of liberty, equality and. justice. On the contrary, it is
their opinion that these concepts can be appliecl analytically to eny
social system, to d.eterrnine vhether the ind.ivid.ual enjoys the minimum
amount of liberty and so on. Sxarnining a soeiety in this fashion
provides the ba.sis for dema¡rding that ttre La¡s of that society should.
be changed. by those in arrthority. In Rousseaurs political society,
however, a1l lavs are rnade by the sovereign people and can only be
l. t'.... let us think of the hr¡ma¡ r&ce as a corps mor'tL harring,together with a feeling of ccrnmon existence which gives iti-ndivid.uality and- makes it a unity, a universaÌ motive for'cewhich makes each parb act for a general end. relative to thewhol-e. " G;ÍIR, p. 157.
Karl- l4arx , fntroàuctíon to the Critique' of PoLitical Econqrq,ír¡ A Contributiott to the Critique of Polit¿cal Econotty,tr. N. I. Stone (chicago 1913) , p. 266.
2.
e
'Badjudged by them as just and. d.efensibLe. Communitarian thought,
similarþ, does not attempt to detail a legal system in ord.er to
ensure that citizens will- be equal before the l-ar.¡, receive just
treatnent and. retain their J-iberty a-s constructive m€rnbers of society.
Instead, it looks to the basic organisation c¡f society, upon which the
d.etaiÌs of social life are built. ft is in this that Rousseau and
cc¡rmrunitarian thought coincid.es - equality, justice and. liberty are to
be the outccrne of the nev political ord.er.
Notwithstantìing the not inconsid.erabLe Rousseauia¡r influence on
ccrnmunitarian thought, there is one issue of fundamental significance
where there is almost no explicit agreenent - norality. Rousseauts
notion of the man in the state of nature was characterisecL by the pre-
social- nature of sØ,n)age existence. ftre consequent develotrxrent out
of the natural into the social- state resufted. in manrs ennobl-ement as
wel-1 as dictating the structural- l-irnitations to that process of
perfectibility. Whil,e Le søluage vas value-free, or value-anteceilent,
sociaL ma¡l l-earnt to value hj.s thought a¡rd. actions as veII as those
of others. But iù vas not alvays true that man could judge the justice
of a case on material-is+. ground.s aLone. Rousseau introd.uced. his god. to
emerging social man, giving hin morality a¡d. the capacity to jufue
a,ctions as good or eviL. We have examined. this spiritual aspect of
the inner nature of ma¡ in the previous chapter, Ðd will confine our-
selves here to the consid,eration of the social implications r¡f man a.s
a moraL social being"
ll's we have seen, Rous$eau wa-s dissatisfied. with society because it
repÌaced. natural equal-ity and. tiberty rith social or political inequality
a¡rd enslaved. man. Theoretically, the construct of Le satuage giving
way to the sophisticated social- being was capable of establishing a
firm case for a ner.r s<;cial, orrl.er on the grounds of rationality end
equity alone. lìy attlîibrrti,n¿ç morality to man, Rousseau augmented the
scope of tn¡e social nature, such that man could. (antl therefore ehouT'd)
a
59
be virtuous in thought and. action. Associateit with this moral facet
of mants being was the belief that the quality of hr¡nan existence
could be measured in tenns of happiness. As vith other social- faculties,both morality and happiness share society a-s the ccrnmon constitutive
principre, just as it is the contemporary fotrn of society that eLicits
only their negative aspects.
.... the soul- and. passions of men insensibly change theirvery nature; ....our wants ancl pleasures in the end. seek newobjects i &nd .... the originar man having vanished by d.egrees,society offers to us onì-y an assembþ of artificiar men urtdfactitious pe^ssions, which are the vork of a1r these ner¿ rerations,and vithout any real_ foundation in nature. 1
Unl-ike the Lessou of Emile, vhere the tutor exhorts his charge to
resist the degralation of a¡r immoral- society and. attain his virtuethrough cJose ccrnmunion vith god and an awareness of onets responsibility
for personal- mora-l conduct, in the poì-itical- r+orks Rousseau eoncentrates
on morality ancl happiness as sociaJ- categories rather then existentialcrises.
Yet although there is no naturaL an<J. genera,l society flnongmen, arthough they beccrne unhappy and. wicked. in beccming sociable,. ... /êt we shoul-d not think thet there is neither virtue norhappiness for us ar¡d that heaven has abend.oned us vithout reme{rto d.epravity. 2
This divine prcrnise of virtue and. happiness changes the discussion
of mar¡ and. society frcm one of secular rationality to that of a
spiritual-ist revel-ation. 'Ihus it is Rousseaurs fervent d.esire to see
man achieve happiness a¡rd. virtue (¡otn of vhich e]ud.ed. hin) that brings
him to &rgue so stronéSþ for a ne-nr poritical orcler, md n<¡t the patent
utility a¡d worbh of his demand,s for justice, equality and riberby"
l_ 0f , p. l-O\.
GSHR, p. 16Ì,a-
o
6o
c. Return to Natnre?
Rousseau he^s J-ong been popr,rlarJ-y associateti with the supposed.ly
idylfic primitive existence conjured. by the phrase ttreturn to nature rtt
as if this vere an ad.equate surrnation both of his philosophieal- intenta.lrd practical- sugÉSestions. Tt¡is represents one of the criticisms most
ofterr -Levell-ed, at his politicaì- thought. An examination of thisargument, whiJ-e l-eading to a rejection of this charge against Rousseau,
is und,ertaken principalì-y to ill-uminate the relationship between the
concepts of perfectibiLity, progress, the ind.ivid.ual, and. cornmunity inhis thor-ght"
First, it shouÌd. be observed. that Rousseau anticipated. that he
wcruld be criticised. for suggesting a return to nature, after having
attacked. r+ith great bitterness existing society in t;ne Seeonå. ùùscouyse.
\{hat, then, is to be d.one? lfust societies be total\yabol-ishetL? Irfust mettm and, tuum be anninitated., and. must r¡e returnae&in to the forests and. l-ive anong the bears? This is a d.ed.uctionin the m€Lnner of my adversaries, vhich r l¡oul-d as soon anticipatea-s l-et them have the shame of d.raving. o you, vho have never heard.the voice of heaven .... retire to the wood.s, there to rose thesight ¡:¡rd. rernembrance of the crimes of your contemporaries ..,.As for men l-ike me . ... those, in shorb , vho are persuad.ed. thatthe Dívine Being has cal-l-ecÌ arl nanlcind to be partakers in thehappiness and. perfection of eel-estial intetrigences, dl thesewil-l- encle&vou-r to nerit the etennal prize they are to expect frcrnthe practice of those virtues, which they make themsel-ves forl-cÍrin l-earning to know them. They will respect the sacred bc¡nds oftheir respective ecu¡runiti.es; they rrill rove their ferLow-citizens,ancl serve them vith all their night .... 1
Clearly, Rousseau is defending himself with scme vigour af'ber the
phíLosoplteg' response to his critique of the arts and. sciences in the
Ftt'sb ùí..seou.v,se. Jn so doing, Rousse&u draws together those a.spects of
.L. Of , p. 1.L3.
t
6z
return to nature, such an indiviclual active\r seeks the social- fulfil:nent
of his feflows, and- is villing to obligate himsel-f and serve selflessly.
The concrete exp::ession of this disposition to sociabil-ity anct nee<l for
association is in Le contrqt; sociaL, described. by l,{arx as! a.n ttaesthetic
fi cti on . tt
This may be a¡r apt description, but it is e poör critique, however.
The sor.rrce of Marxts objection is in Book l, Chapter 6, of tlne Soeial
Contract, where Rousseau intimates that ind.ivicluals are constrained. for
reasons of preservation to leave the state of natu.re by forming a social
ccmpact. But this, al.ong vith the opening Iines of Chapter B, is a
clear - but stylistic -compression of the d-etailed. exposition of the
gradual move into socr'-ety provid.ed by the Seccnd ùLscourse" Consecluentþ,
the passages in quest.ion do not warrant the kind. of critical anaþsis
that is infl-icted- upon vhat is no more than an expedient literary
shorthand..
Rousseau uses the id.ea of a social cont::act as a positive move that
may be made by ind.ividua.ls vho are disaffected. by an unsatisfactory social-
ord.er. It is +-he essential-l-y social- neture of the ind"ivid.ual that l-eads
to poJ-itical d.emands for a nev social- structure, and. Rousseau attempts
to define a State that vill not on\r eonforrn to that nature, but miCht
per:n,it the proper expa.rrsion of hrunan faculties.
If possible, we must make up for the.l-ack of ar¡y generalassociation by creating new €ssociations .... Let us shcn¡ . n..that t,he art of living together csrlr as it d.evelops, repair bhe
evil-s , vhich, in its initia-l stages , it caused. to huna¡r nature.... l-
The bold.ness of Rousseau, as nev forms of sociaJ- relations are easily
touted., comes frorn his beLief that ma¡r mW nan have a social nature,
but that sociability is nol, natura'L'Lg endowed,. Since that social
nature arose from the d"isjointed. progress pf civilisation, Rousseau is
L, GSIIR, p. 162.
63
able to cl,ain Lhat aLL sociaì, relati-ons are fal-se, arid- that existing
forrns may be rejectecl vithout end-a4gering marìf s inner nature. Equalþ,
new fonns may be propr:sed, a^ssessed and. changed in accord.snce with'bheir
pcis:i-tive cr negative effect on the material and spiritual weLfare of
the peopì-e.
ft is not nerely thab Rousseau l-ookerL on the possib'il-ities of
future creative acts of assoc:iatj-on with optinús:n that prcnçts a
rejection of'the notion of retum to nature, Ìrowever. One of Rousseaufs
fund.a¡nentel assurnptions about the c¡ualities of man that seperated him
f.rom the anirnafs was hj.s faculty fr:r self-irnprovement, or perfectibility-
If it was the progressive sr:phistication of men through the expa;rsion
of this facuJ-ty that took man out of the state of naùure, then s, move
LJ.backwarcls is the only possibil-iLy d.enied. :nar," Perfectibility means t
tha'b m¿.n is still in the procesrì of d"eveloping subÌíme sociaZ clualities
of reasonn 1an65uage and morality" lulo::eover, it suggests tha'b man wilL
seek knovledge of hinself a¡; wel.l- as the physical- worfd., ancl use that
uncL,,:rstanding tc improve his existence, and thus bring about cheinges
that take him even further -ilr,'¡n the state of nature. Finally,
Iìousseaurs rel-igious interpret,atì.on of hr¡nan history cc¡lmrits him to
the pur:suit of bri.ngi-ng "a11 mankintL to be partaìrers in the happiness
and- perfectian of celesti¡r1 intefl^i.gences.tt
2. Conrnuriity for Individuals
iìousseau describes s.r: j-ndiviclual, uho is'by no mealls a¡r iso.l-ated or
abstract índivj.au*, but who j.nevitatrl-y reactr; to tire unsatisfactory
political- systems that fmstrate co¡rtinual-þ the free expression of
manrs true socia.l- and- moral nature. Tn proposing le contrab socúal as
an ad-vanta{3eous politica-l eËseciationn then, Rousseau is not concerrled
just with "thr: preservation arrd prosperity c¡f its memtrersr"f but must
.rì,so provide a souncl. enotion¿ù founcl¡¡,tion for the repressed individual-s
he seeks to uni.te"
r. sc, rrr, g.
a
6I+
As l¡e have seen, the religious need.s of ind.ivid.ual-s ere to be
catered for by civiÌ reJ-igion, md Rousseau attempts to ensure that
his political prescriptions, rvhile facititating the unfold.ing of true
sosial nature, might sti1J- per:nit each person tottobey himsel-f ¡l-oner
and. renain as free as beforer"-l b,y creating political and- civil right.
I'b is to l-av al-one that men owe justice and liberty" Itis this salutary orgen of the will" of al-t r.rhich establishes, incivil right, the naturaL equal-ity betr¿een men. It is thiscel-estial voice which 'Lictates to each citizen the precepts ofpubJ-ic reo.son, æd teaches hin to act aecor,ling to the rul-es ofhis or¿n judgnent, and not to behave inconsistentJy with hinsel-f . ?
Liberal-clemocratic theory still l-ooks to a quasi-utilitarian soeiety
composed. of individuals pursuirrg personal interest, and. seeks to
preserve this, in principle, hy the institution of politieal rights
by the rul-e of l-av. Rousseau, howerrer, is suggesting that law, made
by the pa::ticiparits in the social compact, need. not resbrict the
interest of the coromunity in the affairs of the ind.ivid.ual-. On the
contrary, each ind.iviclual ís assisted óy the l-aw to act in concert
vith his trrre self, an individual benefit that arises only out oft'the to'bal- alienation of each associate, together uittr all his rights,
to the whol-e "cr*rrrrity."3
Even in the technical- d.escription of the social co:rpact, Rousseau
does not subsume the intlividual in the new social- order. Contrary to
the interpretation of the Roussear-Lian State as totatitaria¡, Bousseau
managed" to strengthen rather than d.ininish his notion of a social nature
necessarily underpiming the ind.iuid.ual.
f. Ib¿d., Ir 6. There remains, of course, the question as to howfree man vas before. The sort of freedcrn Rousseau vould. tike toretairr is the freedcur to be himself - a critic of society, butprotected by that society. fn any event, freed.cm after thecontract is redefined- as "obedi-ence to a law we prescribe ourselves."
2. PÌi, p. 12\.
3. SC" rr 6.
a
6j
¡..o e&ch man, in giving himself to all, gives himself tonobody; and as there is no associate over vhich he d.oes notacqr,r-ire the sa¡ne right as he yieLcls others over himseJ-fo hegains an equivalent for everything he Ioses, and an increaseof force for the preservation of what he has. 1
The paradox of giving to a^11 and to nobody a¡rd. receiving simultaneously
from al-l is peculiarly illuninative of Rousseaurs contribution to
poli.ti cal- philos opl-ry.
first, Rotmseau vievs the social- contract as a creative ect of
association by men n'lrea,ly in society. This was contrar¡r to the
thougþt of Hobbes and. Locke, vho proposed. that the soc:l-al- contract
marked the transition from the state of nature to a civil society vhich
coul-d. only operate successfull,y through either: the strength of a
Leviathanr ori the obJ-igation to a governrnent that ruled accord.ing to
Natural- Iøw. fn both cases, it was assuned that the essence of mar¡f s
nature hacl remained unchanged., arrd, viril-e Hobbes, Locke and Rousseau
were agree<l that in tire state of nature men 'hrere equal , am<3- aware ofD
their libertyr'- it was Rousseau who rejected, the static conception of
hr¡¡nan nat,ure and introduced. the fbrther d.imension of perfectibility to
on men, brought about changes to the bread.th and. d.epth of human faculties,
thus dispensing with the notions that na¡¡ shoul-d. be governed. accorcling
to this or that rendition of Natural Law, or with respect to this or
that set of NaturaÌ Rights.
ft is this clifference betveen Rousseau. and. his preclecessors that
forms the basis of the second. significant issue. The nature of Le êauÐa.ge
having beLn supersed.ed., the resulta¡rt sociaL nature resid.es vithin not
only artificiaÌ but al-so ina,dequate sociaJ- forrns, in Rousseauts opinion.
1. rb¿d.
2. c.f.s0f , p. 39.
c
66
Or¡r visdcrn is slavish prejudice, our customs consist rncontrol-, constraint, ccrnpul-sion. Civilised. man is born a¡rd. d.iesa sl,ave. fhe infar¡t is bound. up in svad.dling cl-othes, the corpseis nail-ed dom in his coffin. Al-l- his life long man is imprisoneclby our institutions. l-
fn consequence, the true soeiaJ- nature of man is alienated., and can
only be manifested in the form of an ind.ivid.ualistie reaction against
the repressive aspects of sociaL existenee. EwiLe, based. on the
assumption of such al,ienation, ís not d.irected toward.s ed-ucating man
to be a citizen, but to be a¡r individual of sufficient strength so a,s
to be able to vj.thstarrd. the moral- d.ebilitation of corrupt French
society. By irnplication, then, Roussear¡-iarr man has a quite complex
nature. As ve have seen, he has d.eveloped a true social- natrrre, but
its al-ienation has given rise to a true indiuicltnZ nature, in turn
al-ienated frcm itself by estrangement frcrn god" Rousseaurs Christianity,
conceived and. presented, vith no other than the private nature of the
reJ.igious individual j"n rnind., couJ-d have littfe relevance to manf s
secul-ar sociality, as the vritings on civil rel-igion anply d.isplay.
Therefore, if man was bo rea-lise his luLL sociaZ potential-, the
existing pattern of institutionalisecL inter-relations required a
d,ramatic tra¡lsforznation that coul-d. only be achieved. by totat invofvement
in the contrat sosiaL.
These tvo points demonstrate that Rousseau succeeded. :'-n provid.ing
concepts, categories and. analyses important to both cor¡rnunitarian a,rrd.
liberaJ--democratic views r:f society. The notion of the ind.ividual -
abstract, free ancl rational - underpins tiberal--d.emocratic thought, even
though Rousseau mokes it cl-ear that such a conception is of limited.
useful¡ress, and shoul-d on\y be used. to emphasise the d.eficiencies of a
given society. That same Rousseauia¡ ind"ivid-ual - frustraterl by society -
l-. tÌnrtLe, p. 10,
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6T
is present in the communitarian approach, usualþ regard,ed. as hostil-e
to the individ.uaf. As we have seen, !!arx sees the Rousseauian inaividualas the prod.uct of historical- forces, as boungeois man, and. is critical-of theories that a^ssume such a¡r existence to be valid.. Conmunitarian
thought is ( in theory at l-east) Ìrostile not to the bourgeois
individuar setf, but to the phirosophica] ttnystificationstt - likeboi:rgeois indivi¿ual-isrn - ancl vj.er,¡s of society that ignore the
objective conditions that underl-ie and give rise to the factitiousexistence that Rousseau d.escribed.. Thus the Rousseauian perspective
is incorporated, even if presented. as original ancl different.
fulother shared but contested co¡rception is the notion of a hrmran
nature that, given the freed.om to express itself, vir] resul-t in a
progressive o¡rcl ful-fil-ling society. rt is here that the threads of
Rousseaurs contributi-ons to the opposing streams begin to separate
themsel-ves, although this is by no mea.ns as cl-eer a"si sorne writers r¿ou,l-d.
have it. When Rousseau cl.emancì.s that al-1 men alienate themselves ancl
their rights in favour of the community, liberaJ--d.emocratic thought
suggests that power viÌl be wiel-d.ed. absolutely by a monolothic state,
that Ìiberty will be denied, and. med,iocrity enforced - all- lead.ing to
the d.isappearance of the creative, self-rel-ia¡rt inttivid"uar.
Conrnu¡litarian thinkers, on the other hand., vho see the ind.iridual only
as a secondary prod.uct of society, regard. eny linitation on the function
and. infl-uence of that socie-t nil-ieu as irrationaJ- and. counterprod.uctive.
As colletti says, referring d.irectry to Rousseaur s eont:rat soc+al,
To create a society is to create û. cclnmon interest, enassociation or real socia"lization of interests. If the ccrunoninterest is restricted. to the agreement of contract by which allagree that each shall- folLow his private interests, society doesnot exist (it is only rformal-r), md the social-tzation of man hasnot taken place: he has remained in the tstate of naturer withthe sol-e acldition of the safeguard. of the State. I
l-. Lucio Co-Lletti, IYom Iloussectu to Lenin, lJew Left Books (Lond.on1972), p. 173.
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Nor does either trad.ition have a monopoly of concern for the freed.om
of mano Fousseau, a¡d the communitarian trad.ition afber him, emplq¡
a conception of freed.om - indeed. an offer of liberty that is also the
rationale for change to society - that hinges upon the famous opening
remark of the SosiaL Contract - t'Man is borrr free, and everywhere he
is in chains.rf Rousseauts notion of the State and the Sovereign, both
created by and in the conmand of the people, promisecl an escape frcrn
oppressive institutions through a positive restructuring of socia.l
rel-ations. Once aga-in d,emonstrating that no retr:.rn to nature is
envisaged, Rousseau erphasises that man must give away a ilnatural-tr
right to l-iberty, in ord-er to gain full- benefit fron the more numerous
ad.vantages of poJ-itical society.
What man -Loses by the social contract is his natural- libertyand an unl-imited right to everything he tries to get and succeedsin getting; vhat he gains is civil l-iberty and. the proprietorshipof all- he possesses . . G.
We nr-ight, over and above al-l this, add, to w'hat man acquiresin the civil state, moral liberty, which alone malces him trulymaster of himself; for the mere impuJse of appetite is slavery,whil-e obedience to a lav r¿hich \{e prescribe to or:rselves isliber-ty. l-
Such clains for civil- liberty and, the proprietorship of alì-
possessions are generalþ associated. with the l-iberal-democratic
trad.ition, and, Rousseaurs accent on moral liberty conflicts with a
materialistic view of society. Neverthel-ess, the strongest of the
anachronistic accusations of incipient totaLitarianisn has been leveIled
against Rousseaurs attenpt to secure li.berty. This charge cannot be
naintained without some misrepresentation of Rousgeaurs thought, however.
Ivhn, as he moves into society, does not have ttan original- natur€ or: .r..
a system of universal forms to be unfold.ed as the artifices of social
organization are done avayr" *" John E. SrLith would have it.2 If this
1.
2.
sc', r , yIrI.
Jolin E. Snith, "Rousseau, Romatrticism and. the Philosophy of Existe.rìcer'IaLc FYench Stuàies., VoI. XTII (Spring*Slrnmer t95\), p. 5T.
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69
vere sor then that government which governed. the least would. certa-inþ
minimise forrnal "artifices an<1 social organizationtt, thereby becoming
the rrbest'r in l-iberal theorl¡ as it d.eveloped from Locke. However,
it is the very artificial-:',ty of society a¡rd. the relative recency of
mants social- nature that prcrnpted. Fousseau to propose tine eontrat
soeiaT. as the most appropriate reaction to these rea-lities. Ttris vas
not merely a reshuffling of social- forces, but involved. every personrs
a€reement and cr:rnpì-iance vithin the total social- context"
fn order that the social cc,rnpact may not be an empty forrnula,it tacitly includes the undertaking, vhl'-ch alone can give forceto the rest, that vhoever refuses to obey the general will shal_lbe cornpell-ed. to d"o so by the vhol-e body. This means nothingl-ess than that he vil-l be forcecl to be free; for this is thecondition which, by giving each citizen to his corrntry, secureshim against al-l- personal d.epend,ence. J-
It is the startling pararlox of freedcrn being ttforced-t'upon man
that attracts much opprobrium, er offence against liberal
sensitivities that is exacerl:ated. by Roussearr t'giringtr citizene to
the State. fn the contert of the stated intention to have man as free
afber the contract as he was in the state of nature, it wouJ-d seem that
Rousseau had either undergone a rad.ical change r-¡f attitud,e on this point,
ol worse, vithin the space of a few pa€es had. contradicted. himself
fund,amentally. Both expla¡ations, by mistaking literary excess for
J-ogical error, rmd.erval-ue the significance of the d.istinction between
fal-se social rol-es and the expression of true social nature. For
Rousseau, man receives his mearring fron, and. needs, others. It is
therefore incumbent on all vould.-be members of a ccr¡munity to reject an
atcrnistic view of the social being, and. to d.evol-ve ind.ivictual rights and.
the control of sociaJ- existence. Al-thoueh it is unl-ikeLy ttrat aLL
ind.ividuals woul-d. actually give up their rights, it is the conrlition
1 sc, r, yrI.
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that Rousseau incl-ud.es, making it theoreticalþ defensible to assert
that no single contractee could suffer a net l-oss of freed.crn, whiJ-e
al-l- benefittecl frcm a¡. increase in societarXr security. As a corollary,
Rousseau is l-eft vith no option but to d,emancl of each cít'izen tlnat
he "no longer regard.s hi¡nself €ts one, but as a part of the whole, and.
is only conscious of the csnmon 1ife.t'I
Hov¡ever, this socialisation of men d.oes not necessarily lead to
the total subsumption of the individ.ual in the social vortex, as
critics of Rousseau woul-d have it. On the other hand., cqmnunitarian
thought considers that his vorks are stiLl tainted by liberal.
ind,ividuali-sm, and. point to the chapter on civil reì-igion a¡rd. the "stiIl
egalitarian) character of the ùiscourse on InequaLityn2 as exampJ,es of
his limitations. O¡l bal-ance, Rousseaurs philosophy is in the rurusual
position of attracting both pra-ise and. defamation fron the two main-
streams of political theory to vhich he contributed. so much. This may
be ex¡llained by the idea that Rousseåu tras attempting to formul-ate a.
d.octrine with a radicaJ-Iy d.ifferent intent to sociaL theorists of the
nineteenth century, and. that the ccunplexity of his intent was not fu1J-y
ccmprehended.
It is inadequate to define this in'bent by recourse to the anaþtic
shorthBrìd of phra^ses such a-q rrreturn to naturert or rrchampioning
ind-ividuaJ- rights," which have on\r a linited. interpretative applieation
at best, nor can it be claimed. that Rousseau only d.esired. a vell-
organised" ecxnmunity vhich moxirnised justice and. equal-ity. Political- theory
was, for Rousseau, a total-Iy monaL issue vhich gained. prcrninence €Le a
l. Enrt'|,e, p. T.
2. Coll-etti , op. cit,, p. 193.
7r
resuft of his rejection of the view that marl ïra-e originalþ and.
natural-\r good. rt vil-t be recall-ed, that tt'e rputraL nattsyal man
deveJ-oped- the capacity to ¡ærceive the distinction between good. and.
evil- with the onset of society, and. tesrnt arso that he had the free
vi11 to choose the good and reject ev-il. Ttre virtuous man in civilsociety, therefore, vas not expressing a ttnaturarrr serf , but was
exercising personal ancl public d.iscipline in ord.er to manifest the most
sublime qual-ities of a true inner being - hr.¡man nature exhibitect by the
individ.ual in the community.
At base, it is this moral element in Rousseaur s thought that has
been least acknowled.ged and. understood by his successors. The most
notabl-e exception, ve would. argue, is Fried.rich Nietzsche, because his
thought offers a comprehensive account of the nanner in r+hich political
thought is structr¡.red, end. shaped by moral belief . Nietzschets critique
of Fousseau, then, offers an interpr.etation ba.sed. upon an exeninetion of
Rousseaurs moral- assunptions. At the same time, it can be observed. that
Nietzsche himself was infl-uenced by Rousseaurs thought.
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T2
CTIAPTER IV
NTETZSCI{EIS CRITIQIJE OF ROI,JSSEAU:
FRO},I MORÂL TO EXTRA-MONAL
God is a gross-fisterÌ ansver, an indelicacy against usthinkers - I
f f , as has been shovnn Rousseaurs political- a¡rd. philosophical
arguments reþ upon the assumption of a Supreme Being, then Nietzschets
pronouncement that "God is deadrr represents a firnd.anental- d.ivergence
between the tvo thinkers. It is by examining this difference, and.
el,aborating Nietzsehef s thought on Christianity, moraiity and society,
that critiques of Roussearrfs philosophical system can be established..
The devel-opnent of these critiquesrwhile informing us of scrne ba.sic
Nietzschea¡r concepts, inclicates that in many respects Rousseau vas
revised. rather than refuted.. Both agree that establ-ished. religion is
a force in ar¡d of society that should be overccrne, arid. both appeaf to
the power of the individual to reject the self-rLegating practice of
total deference to an extra-terrestiaL authority. The significent
difference consists in Rousseaurs continuing attachment to his personal
Christianity, since, for Nietzsche, the ability to create onels own
moral- concluct rests entiy,eZy vithin the ind.ividualrs "will to powerr't
and. he rejects any reasoned I'prooftr of the existence of god.. As a
stylistic convenience, Nietzsche often presents Rousseau in caricatr.rre,
to express general vievs about ma¡r and. societl." 0n the other hand.,
such caricatures bear l-ittle rel-ation to Rousseauts actual position at
times. On one particular issue of central- importance in Rousseaurs
thought - the state of nature a¡d natural man - Nietzsche misunclerstands,
or at l-east equivocates on¡ +,he so-cal-led. Rousseauian ttReturn to Naturer"
only to produce a d.ual,istic conception of man a.s he is and man in society
that ha-s a striking ressnblance to Rousseaurs own notion. And. as a
l-. L'it rI , 1".t
a
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critjc of contenrporarXr society, it is ironic that Níetzsche, re¿çar.c1ec1
as a nineteenth century Rousseau, should castigate him as L|ne ex,eatoy'
of nod-crn *u¡l.f
1. 'Ihe Death of God.
There is rnore tha¡r a passing sinilari.ty betveen Roussesurs
examination of the spirituality of m¿.-n and Nietzschef s d.iseussion on
the same +-opic. As pointed. out in chapter rr, Rousseau set out to
defi"ne those quaì-it ies cf ma"n that d.ifferenti.abed him frc¡r mere animals,
and. ena'bled hin to i.nrpose an ord.er on nature. Nietzsche ad.opts the
sanie plincipal point of cLeparture try the assertion that a sensationalist
approach al-one is capabre of prod.ucing basic t¡uths about the çorld-.
Al-1 creclibility, al--l good, conscience o d_1 evi<lenee of t:rrthccrne onþ frcrn the Eenses. ?-
This l-ed him to the conclusion that only by reference to the individual
courd the universe be explainecì". This is very much in the manner of
Rousseau, but Niet;lsche attributes this rliscoverlr to Kant and
Slchopenhauer, vh.o
1,
.... have authoritatively rejec'bed" sciencefs claim touniversaL vaU-dity and" to the attaínment of universal 6çoa1sand expJ-oded for the first tirne the belief that man may ptumbthe universe by means of the law of ceusqli,oÌ. 3
'Ihe first of the folJ-owing opinions vas vritten s, yea,r beforeNietzschets death in t9@. Ttre second. is circa I9l+I. "WhetherNietzsche is only a meteor, or whether it ib correct to regard.him as the Rousseau of our time, is a question which the f\rturemust sett.l-e"'r E. Ad.ickes, ttGerman Philosophical- Lite::ature duringthe Years 1896-98," T'ke PhiLosophíc¿tL Reuíeu), yol-. VIII, No. 3(l4sJ lB99), p" 2Bl+. "A$ a critic of the existing worlcl, Nietzschewas to the nineteenth century vhat Rousseau harl been to theeighteenth. lle is a Rousseau in reverse: a lìoì.rsseau, because ofhis equally penetrating criticism of European civilization, and. inl:everse, because his r:ritical stand"e¡d.s are the exact opposíte ofRoussearrf s icleal- of man.t' KarJ. L'ór+ith, Fran HegeL to Nt)etzsehe"(Tra¡rs. D. E. Green) Cons-bable (Lond.on l96r), p. 260.
2. BGE' , l-3li.
BT, p. l-LL. "The reverse sicie of Nietzschef s insight into theProþesta¡rtism of Gerrnan philoeophy r*¡a-s his c¿uick eye for thephiÌ.osophical atheism of phiì-osophy, but only half vay, oo thatit rernained. hal-f theotogy and half philosophy." Lö,with, ep. e'ít;.,p' 3Tl.
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llhus the epistemological- individual-ism inherent in the initiaLstress on Loekean sensational-ism is offset by Nietzschetsran¿ before
him Roirsseaur s, rejectio¡r of empiricist scientific claims. Of ec¡rral
methodologicaÌ significance is the irnportence Nietzsche attaches tothe existence ancl, lunctiorr of a human tnilL. Unl,ike Rousseau, however,
Nietzsche does not postulate wil-l- as a separate faculty or an ad.d.itional-
abiJ-ity that stmctures furtherbheoretical- conclusions about the
existence of god. fnstead. of wil-.L a^s a spiritual- capacity of free agency,
Nietzsche tied the concept of wil-l firstly to sensation and. seconrtþ to
thought, ' ,
'rhird, the vill is not onþ a conprex of sensation and. thinking,but above al-t. it is an af fect, and- specifical\y the affect ofcdLnend. That r+hich is terrned- "freed.on of the will-tr is essentiallythe affect of superiority in rel_ation to who must obey: "I a¡nfree, rhet rnust obey" - this consciousness is inherent in everyv¡itt .... A ma¡r vho aiLLa cornmand.s scmething wíttrin himself thatrenders obed.ience, or that he bel-ieves rend.ers obed.ience. l-
Ab thi.s point, Itlietzschers divergence frcrn Rousseau is funclamental .
Roussearr had hel-d that it !¡as mants abil-ity to virr freeJ_y which red
him to the concl-usion that such a sublime facuÌty coul-d. onty exist by
v-irtue of a supreme Being. certainþ, man hacl gone into himself to
d.iscover such a truth, but that truth l-ed. him outsid.e himself once againo
in the belief that his value as e huma¡ was at least ir pa"'b due to a
personal god. But Nietzsche, by insísting that wil-l coulcl onþ be
regarded as the affect of a complex of entirery hu¡ran facufties -sensation in particufar - overuled. the neecL to posturate a god..
1. BGt:, 19. "Nietzsche brames Rousseau for introd.ucing into ourculture a dangerous principJ-e of subjective illogicality r^rhichit coul-d. not bear, for cultivating tsentimentrt r¿hich, thoughitseif healthy, ì-ed to revolution a¡rd. ronanticism. But hisargr,ments a¿çainst Rousseau eppÌy largely to himself too, s,s hehad aJready half-ad¡nitted. For his otrn vier¡ is just as rirrational ,rhis own emphasis on instinct and. will- a¡rd, the u¡knowabJ-e problematicinaiviauaf personality is .just as marked. as Rousseauts, and. his owninsi¡;tence on the human vill- is ecrnparable to Rousseauf s on thrunarrnaturer.rr w. D. Wil-lis¡ns, Nietzsehe øtd the Fyeneå, Basil Blackvelt( oxfor.rl l-grz) , p. J29.
a
T'God. is a conjecture; but f desire that your conjeetures be
Ìiniited. by what is thinkabl-e. Coul-d yau think a god? But thisis r¿hat the will- to truth should. mean to you: that everythingbe changed into what is thinkabl-e for man, visible for malr,feelabJ-e by man. You shoul-d. think through your crern senses totheir consequences. 1
'Ihat Nietzsche re-ord.ered scrne basic Rousseauian propositions has
important implicatì.ons for the u¡d.erstand.ing of the thought of both men.
Rousseau can be regarded as anticipating the d.eath of god. ( in the
conjectural- sense of a gocì) , but at the l-ast instant withclrawing frorn
this realisation. In this case, Rousseau d.eserves some measure of
praise fron Nietzsche for at least containing the lger:n of trutht.
Grad.uaJ,ly it has beccrne cl-ear to me vhat every philosophy sofar has been:.name\r, the personal confession of its author a¡rda kind. of involuntary ancl unconscious memoir; also that themoral- ( or irunoral) intentions in every philosophy constituted. thereel- gèrm of life from which the plant had grcrwn. 2
The rreal germ of tru'bht l-ies in Rousseaurs belief that man d.oes
create much of his moral- conduct, that he al-one is responsibl-e for his
gooct and his evil-, and. that the 'tmoral-itytt governing ì.nter-relationships
in a cormpt society prohibits man frcm attaining his true potential.
For Nietzsche, these insights ar+aken man to his intrinsic ability to
be master of his existence, and. point up the temporary and provisional
nature of any conception of a social- rnoraJ-ity. However, Rousseau
backs away frcrn vhat are, in Nietzschers opinionr logicaÌ extensions of
these notions by postulating a Supreme Being - a¡ admì ssion of r¡eakness
on the part of Rousseau as r+el-l- as an urn¡arranted nystification. Nietzsche
antagonism to mystification shoul-d. not be seen in the conte*t of "rry
d.esire for truth or trust in logic, but in the context of the cultural
significanee that this or that n,ystification may have. Here Nrietzsche
d.ifferentiates betr¡een a myth that is of central significance to a people,
and a nlystification that onJ-y serves to hind.er the d.evelopment of a
society.
1o TSZ, p. l9B.
2. jffi, 6.
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Yet every cul-ture thab has l-ost its nlyth has lost, by thesa¡ae token, its natural, heaÌthy creativity. Onty a horizonringed. about with myths carr unif} a cul-ture. I
Rousseaurs gd d.oes not qualiflr as a r¡yth on the grounds that he
d.id. not propose a god either prinariì-y or solely as a cultural entity,
or a provisional social- bel-ief convenient in a unifying role and.
valuabl-e to both inclivid.ual and society. Rousseaurs firnd.amental belief
is that the ratiocinated, existence of the Supreme Being should. not only
be incorporated. into individ.ual- and. social- behaviour, but shou-l-d, provid.e
the principal- structures of our und.erstanding of the true nature of man.
Nietzsche rejects the notion that man has any responsibility to a god.,
even if that goci were to be the creator of l-ife itself.
There is no being that coul-d. be held. responsible for the factthat anyone exists at al-I , that ar\yone was born in certaincircumstances, in a certain environment. - It is a tremend.ousrestorative that such a being is lacking. 2
This view, whiJ-e it brings into serious c¡uestion Rousseauts religious,
and. therefore poÌiticaL, concfusions, does not conflict with the basic
notion that it is man much more ',han a god who is the subject of
exanination in Rousseaurs thought. On this account, Rousseau has
el-ucid.ated the psychotogical preclispositions of man for ccrrplete self-
mastery, a-nd. decided that there is a gcxl who has made everything possible.
For Nietzsche, this is proof of e¡r internal contradiction, for it is
man who detennines the posers of a supposed.ly mnipotent god, prescritres
his sphere of influence, and. then man hold.s that it is suclt a gotl that
(for Rous;seau) provid,es the basis of meaning.
Man, raised to titanic proportions, conquers his owncivilization and. ccrnpels the god.s to join forees with hin, sinceby his autoncrnous wisd.crn he ccmrnand.s both their existence and. thelimitations of their sway. 3
1. B'I , þ. 136 .
2. htP, T 6r .
3. BT, p. 62.
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t'whither is God" he cried. ttI shall terl you. We hauek¿L'lÊd hím - you and I. Al-l- of us a.re his murd.erers ø...God is clead.. God remains d.ead, Ðd we have kiIIed. hirn.
.... This deed. is still more diste¡rt frcrn then than the mostdistant stars - aruL yet theg haue done it themseLues. 1
It is at this point that Nietzsche dsnonstrates the limitations of
Rousseaurs thought. 0n the one hand. ve have seen hov Rousseau writes
of the individuaÌ as having the alrescme power to create huma¡r morality,
but on the other hand he retreats, not to established. religion, but to
ê persona-ì- Christian bel-ief system. fn this respect, Rousseau is art
example of one rnrho d.oes not realise the implication of his own d.eed -
he is stiLl- too d,istant frcrn it - and, much to Nietzschers d.ismay,
Rousseau d.enies manrs ulique humenness.
Frcrn the start , the Christian fa-ith is a sacrifice: asacrifice of all freed.crn, all pritle, all sel-f-confid.ence ofthe spirit; at the same time, enslavement and. selfztockery,self-rnutilation. 2
As far as Nietzsche is concerned., Rousseau ty¡rifies thinkers that have
rsacrificed.r the most subl-ime features of human existence, and who have
constrr.¡"cted. a State and. society in accordance vith a d.estructive and.
self-negating faith. Rousseau is only the most recent example of a
tend.ency that stretches into antiquity.
And since Pl-ato, all theologians and phiJ-osophers are on thesane track - that is, in moral mat'bers it has so far been in^stinct,or what the Christiar¡s cafltrfaithntt o"ttthe herdrtt u" r put it,that has triumphed. 3
l_. Gg, r2r.
2. BGE , I+6.
3. fbid., ]r92. "Error is spread, unnecessarily when moral d.octrines,vhich are vitiated" by personal bias or a conprcnise with Stateor Church, &re al-l-oved. to becone the ba-sis for netaphysical orepistemological- consid.erations.tt walter KaufÌrann, Nietzsche,3rd. Edition, Princeton U.P. (Princeton 1968), p. 85.
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79
Rousseau, hovever, s€lw his d.octrine as a.n attack on a mora115i
bankrupt society that degrad.ed. manf s true ne,ture. To him, it w€xi ar¡
il-l--conceived. social- stmcture that rna.de evil- (of ria¡lrs creation)
d.crninate human inter-rel-ationships.f Thus vhile he attacked.
contemporery social- mal , he bel-ieved that in a tmly moral social- ord.er,
forrrafised into a poJ-iticaJ- State, man vouLd be as good s,s godts
creativity mad.e possible, and. be simiLarly t'tr-ue to himsel-f ."2 But
for Nietzsche, this was at best a-rl error, amd at vorst a trick.
The d.efense of provid.ence by Roussear-r ...o he needed God.in ord.er to be abl-e to cast a curse upon society a¡rd civil-ization;everything had to be good in itsel-f because God. had created it;only møt has cottupted men. The ttgood. me:r" as the natural manr.ras pure fnntasy; but vittr the dogma of Godrs authorship it seemed.probable and. wel-l--found.ed.. 3
2. Rousseau ancl the Nineteenbh Century
Nietzschers suggestion that Rousseau regard.ed. man as naturalJ.y goocl
r¿ilt be deal-t vith in detail shortly. Of interest here is the "curse"
that Rousseau vas supposed. to have J-aid" upon society - the conception
that it is the social and poì-iticat gnvi.ronment that is the source of
aLl- human oppression, frustration anci injustice. F\¡rther, Nietzsche
impl-ies that Rousseau bequeathed such a notion to political theory,
fn Rousseaurs thought, the roLe of na¡¡kind, is paramount vith equal
corrsistency both in the critiques of society and in the progranmes for
refort. It is me¡rkind that must take responsj-bility for creating evil
institutions, and then must act to correct its own past abuses by
instigating a Republic,ttnot merely an aristocracy or a democracy, but
l-. "Rousseau, in fact, shares an outrage against the moral developrrentsof his d.ay; he understand.s al-so that moraJ-ity is conterm.inous witha ccrnrnunity and, that moral- principLes d.o not transcend. the group.ttTracy B. Strong , Friedrich Níetzsche øtd 'bhe PoLítíee of Tnøts-figuz'atïon, CaLifornia U.P. (Berke\y IgTr) r Ep. 1l-l--II2.
2. Emile, p. 2\7.
3. t/P, foo.
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generally eny government d.irecred. by the general- will-, vhich is the
l-aw."f SimiJ-arJ-y, Rousseauts dernand.s for equality antt Liberty are
made in the context of the jud.gment that on\r man has corrupted. men,
and. its corolIary, that man may be improved by his ow-n efforts. Should.
mankind foLLow the generaL vil-Ì, then the Iar.¡s it makes coufd in no way
d.eny ar¡r single menber his freedcm, nor could it d,ifferentiate between
members unfair\r.
.... lrhen the whole people decrees for the vhole people, itis consid.ering only itself; a.nd if a relation is then fonned., itis between two aspects of the entire object, without there beingany division of the vhole, 2
The populerr sovereigny inherent in this view, enilorsed- equally but
interpreted. d,ifferent\y by liberal--d.emocratic and. ccrnnunitarian thought,
constitutes a persuasive argurnent for at fea.st the reform of any
political society that denies organic involvement in the lav-making
processes. While it is not suggested. that Rousseau precipitated. specific
political- d.emend.s along these fines, his thought clearþ is consistent
vith sc¡ne of the clai¡rs of the French revolutionaries - a point not lost
on Nietzsche.
Iþgte, Rousseau, even in t'he Revohrtion itself : the lattervas the historical expression of the hybrid. of itlealist and.ccmqiLLe. The bloody farce vhich this Revol-ution ultinately becane,its 'rimmoralityr" concerns me but slight\y; vhat I loathe howeveris its Roussean¡esqtue mor.al¿tu - the so-callerl. fttruthsft of theReyolution, by means of vhich it stil-l exercises power and- d'rawsal-l flat e¡rd med-iocre things over to its sid.e. Ttre doctrine ofequalityl .... But there is nomore deadþ poison than this; forit seems to proceed fron the very lips of justice, vherea.s inreality it d.ral¡s the curtain d.owr on al-I justice. 3
Tt¡is is e ccrnpl-ete inversion of the analysis usus-lþ assoeiated.
with Rousseau anil the French Revolution. fnstead of d.efend.ing or attacking
r. sc, rr, 6. '
2. rbid.
3. Tr' l+B (r,evY) .
o
Br
Rousseau on the basis of the extent of his responsibil-ity for thettbfood.y faïcett of the Jacobin Reign of Terror, in place of en assessment
of the reLative irnportance of Marat and. Robespierre quoting the SoeiaL
contraet, or the significarrce of the civit cel-ebration of a supremel
Being r- Nietzsche criticises the still- popularJ-y-hetcl justifications
for such a revol-ution - ì-iberty, equal-ity and. justice. euite against
the assumption that Rousse&u was correct to concern hirnself r¡ith the
a¡nel-ioration of the econcrnic and. political real-ities as they affected
the poor, Nietzsche chal-lenges the uoy,th of the ttRouseeauesque moralityrt'
that liberbyn ,justice and. equaJ-ity vourd naterially or spirituarry
improve either man or society.
Nietzschers questioning of these Rousseauia¡ concepts and.
. assumptions is of fund.a¡nental significance to our understand.ing of the
rel-ationship betveen the two thinkers, and our exanination vill cover
three broad. areas of particular interest - return to nature, norrna,l
norality, and nessentimen'b.
3. Nietzsche on the Return to Nature
Although Rousseau never used. the tera, Nietzsche more than once
attributes to him a d.esire torrreturn to nature.tr Trris is a prime
example of a Nietzschian caricature of Rousseau, representing e clifficult
point about the nature of man that both ptrilosophers wish to put in
essentialJ-y the sa¡ne tenns. In the ùLscourse on fnequality, Rousseau
paints sn idyl-lic but hypotheticaJ- picture of man in the state of
.tatute.2 NaturaL man, in this sense, is the pre-social, pre-moraf men-
1. Sir Gavin de Beer , JeørJacques Rousseau ard. nís Woz.l.d, ThqnasHudson (London LgTz) ¡ pp. I'f, Ì13f1.
Just as Rousseau criticised his pred-ecessors on this point(q,u., p. 33) , so too d.oes Nietzsche. "OriginaL ercor of thephiLosophen. AII phil-osophers share this ccrrmon( error: theyproceed. frcrn contemporary man and think they can reach theirgoal 'bhrough an analysis of bhis man.tt HM, 2.
)
a
8z
animal that has a"s yet und.eveJ-opecì. potentialities for a higher form of
life. Such a natural state of harmony s¡d innocence ceases to exist
with ttre irrcreasing ccmplexity of natural ma¡rrs existence üis-æü1:s
other natural men, at which point social rel-ations begin to form, anil
marr becmes charrged. irrevocably into a moral and. social being,
l,Iith this, Nietzsche has no fund.amental- d,isagreerrent, but d.oes not
acknowl-ed.ge that for Rousseau, too, the original cond.ition of man is
not so benign as might first appear. Rousseau points out the danger and
hard.ships of the state of nature as he sees it rl "ha"r"terising it as
Itharrnoniousttonly to the extent that the natural state persists in
essentially the same forrn over time.2 Of more importarrce is Nietzschers
fulL end.orsement of Rousseauts notion of a pre-moral epoch of ma¡rkind..
During the largest part of hu¡ran history - sæcaIl-ed. pre-historical- ti¡res - the val-ue or d.isvalue of an action wasderived frcrn its consequences. The action itself vas consid.ered.as l-itbl-e as its origin "... Let us call this perid. tTte pr,e-tnoraL perioa of mankind.: the imperative ttknow thyselflt' l'as a-g
yet unknol-n.
In the l-ast ten thousa¡rd, years, however, one ha-s reached.the point vhere it is no longer the conseguences but the originof an action that one al-lovs to d.ecid.e its vaIue. 3
For both Rousseau and" Nietzsche, then, the prehistorical period -
when no valuations or jud.gnents vere made before the consequences of
eny event - is a |tnaturaltr condition that has ceased, to exist. Reflecting
his interest in the d.evelo¡ment of man into the moral ancl social being
to be found. in Rousseaurs works, Nietzsche sees that the evolved. system
of valuation presupposes an active metaphysical content in me¡ that
va^s previously absent - of great significance since trit involves the
1. OI , p. l+8.
2. "The face of nature beccrnes ind.ifferent to him as it grows fa¡niliarto hin. He sees in it aÌways the same orrler, the sane successions:he ha.s not understand.ing enough to r¡onder at the greatest miracles:nor is it in tris mind that we can expect to find ttrat philosophyma¡r need"s, if he is to know how to notice for once what he seesevery d.By.tt Or , p. j6.
3. IIGE , 32.
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83
first atternpt at seLf-knovledge."l fhus Nietzsche traverses the
central issues in Rousseauls thought. As we have seen, Rousseaurs
recognition of man in a. pre-moral- state and. the slow d.evelolment
tor.¡ards a sel-f-regarding being prohibit the imposition of a moraL
i:nperative on man, that man should revert to o, naturaÌ state. HBd.
Rousseau used. the termtrreturn to naturertt it would. have referred.
to the DeJ-phic inscription t'know thyselfr" such that man might live
according to his recently aequired. soeial nature.
The image that Rousseau uses is of the statue of Gl-aucus a€i marrrs
nature. overl-a.id successive\y by the deposits of civitisation, giving
rise to tlie need. to peel away the incnrstations of corrupt society'bo
reveal the true nature of man.2 t¡ietzsche is correct j-n saying that
there can never be a return to nature, in the Rcmantic sense of the r¿ord
nature, but this can be seen as a criticism of Rousseau only if we accept
Nietzschets caricature of him.
i. "Return to naturetr u¡d.erstood more and. more d.ecisively in,theopposite sense of Rousse&uts. Æ'tq fz,on idgL Øtd opena!
2. more and. more decisiveþ anti-iAeaListic, more concrete, morefearl-ess, incì.ustrious, mod.erate, suspicious against sud.denchanges, anti-revolutionary .... 3
The second part of this quotation ind.icates that Nietzsche saw
Rousseau as the d.estroyer of order e¡rd. an incipient revolutiorr"rar.[
Ttris is alrnost certainly an overstatement, given the rel-ative lack of
importance of Rousseau to the French Bevolution, aniL that he becane
increasingly d.isinterested. in the overt poJ.iticat activities of the
phiLosophes. Nevertheless, it is clear that Nietzsche abhorred. any
l. rb¿d.
2. 0f, p. 38.
3. WP,1r7.
r'llietzsche sees Rousseau alvays as the real cause of the Revolution,and this he never forgives. ft is truer to say that Voltaire wasthe cleterminative force in the creation of the revol-utionaryatmosphere than that Rousseau 'nras.tt Willia¡rs, p. 6l+ nJ-.
l+
Bl+
philosophy that implied. a reversion to earl.ier states in the clevelopment
of ma¡r. l,ike Rousseau, he did not befieve that there was anything i-n
the past tlrat can either be rega-ined., or that d.oes not exist vithin man
in the present.
/Vol. rrreturn to naturett - îor therehunanity. The scholasticisn of un- a¡rd.
the ru1e, is the beginning; mân reachesstruggl-e - he never trreturns" - Nature;l-ike nature. I
never ha.s been a naturaløtti-natura1 values isnature only after a l-ongi.e., d.aring to be inrnore-L
a
Nietzschef s use of the worcl t'naturerr in several senses here
juxtaposes a ccrnplex variety of positions. Irirst, he reiterates the
impossibility of returning to t-ine sa.tÐage nature of Rousseaurs d"escription.
implying that such t'natural" "humanity" is a contraÅ.íeti in adjecto. In
this case, "nâ.turettis prehistory. Second, Nietzsche charact,erises the
rise of ancl preoccupation with va.l-ues as both unnaturaf a¡rd a¡rti-natural.
It is unnatural- insofar as mora.l- consid.erations are exclusive of nature,
and. anti-naturaf because, as Fousseau also pointed out, the increasing
influence of noral vafuations eventually d.estroys the naturaf state.
This antagonism, however, is only the beginning of the process by vhich
man "reaches nature,t' in the third. sense. T?ris time, nature is hrunanity,
the developeð. sociq.L nature. The fourth conception is of ttNaturertt the
regulative mecha¡risms overseeing the operation of the material vorltl,
and beyond any moraf assessment. The non-judgmental attitud.e toward
this definition of nature is that which Nietzsche wished. to foster in
mants unci.erstancling of his t'nat:ural-" activity.
Ctearly, this conception of man at a postrnoral stage of develognent
goes
L.
far beyond. Rousseauls thought. Hovever, Rousseau d-oes highJ-ight
W: l_20. ttRousseaurs d.ionysiac return to nature, his moral pathos,and. his aband-orment to the el-emental forces vhich make revolutionsand may ruin states - these vere the traits vhich constituted. thevery dangers of Nietzschers or.¡'¡ temperament a¡d. phitosophy. Hence,he general-ly revitec1 Rousseau." Kauflnann, Op. eit. , p. 1l+2. Tttismay suffice €rs Bn eeplanation of Nietzschers vitification ofRousseau, but it is in terms of Nietzschers philosophy, and.-doesnot relate to Rousseaurs. The above ps.sssge, w¡itten in tBB5, isa good exomple of l,lietzschers own viev¡ that his earlier works mustbe und.erstood. so that meaning can be extracted. frcrn later pieces.It also affects Ìris econcr\y of expression that ha-s close affinitywith ssne of }ìor¡sseauts stunning parad-oxes.
a
B5
an issue that Nietzsche must adcLress also. For Rousseau, there is a
fundamental- d-ichotcrny between man as he nj.ght , ind.eed , oughl; to be, and.
man as he is in a cor¡rrpt soci.ty.f To go into the seff to d.iscover
onels trle nature, therefore, is not a return but a progression toward.
a real-isation ancl knovledge of oners highest capdci'bies, a position that
Nietzsche appears to end.orse.
![hen one speaks of humøtity, the idea is fund.amental thatthis is scmething vhich distinguishes man frcn nature. In reality,hovever, there is no such separation: t'naturaltt clualities and-those caJ-l-ed truþ t'huma.n" are inseparabl-y grown together. Man,in his highest and. noblest capacities, is whol\y nature erìd embod.iesits uncanny d.uaì- character. 2
Tkris coulcl indeed. constitute a defence of Rousseau?s argument concerning
humar nature, since Nietzsche points out that the social nature of man,
his hunanity, owes its el-emental- structure to prehistorical- nature, md
is augmented by the acctruisition of qual-ities that are d.efinitional-þlunnaturalI and ta¡ti-naturafr, but must inevitatrty be pre-selected, by
martrs original clisposition. Thus both Rousseau and. Nietzsche look to
manrs behaviour being brought into conformity with his t'n&tuïs'1 " sel-f ,
without at the same time pr'oposing a retreat frcn mod,ern socialised
existenci: "
Were Nietzsche to foLl"ow Rousseaur s method.ological approach, at
this point, one would expect to finrl a d.iscussion of ma.n as ttwholly
nature rtt followed by prescriptions for society that voul-d be in
accord-ance with the ccurpl"ementarity of hl.man and. natural qualities. This
is not the case, however. ft wilt be recal-l-ed. that Rousseau emphasised.
1. tt.,.. it is certain that man has not ccrne close to that t'naturettof whj-ch Roussea.t speaks but has progressed. another step incivil-ization, whieh Rousseau abhorred.tt W, 120"
Ilomev,ts Contest, p. 32. "Like most opponents of Rousseau in thenineteenth century, Nietzschets thought follows purely Rousseauisticpatterns ; the text starts r"'i bh a contrasting parallel betrnreennature and. cr"rlture that stems directly frorr the Second Díseouu,seon the Origins of fnequaLifu. The restlessness of human society,in contrast to the piacid state of nature, of the animal hercl, isd.iagnosed ¿ì.s marrs inability to forget the past.rt PauJ. de Man,Blindness øt<7 I'nsighL, Oxford. U.P. (New York 1971) , p. th6"
D
a
86
manrs free agency, his norality, ancÌ sense of justice creating a d.emarrd
for a society ensuring liberty and. equal-ity. Nietzsche regard.s these
concepts as rraffectsrr of man in a particu-l-ar society, and not as intrinsic'l
quatities.* fn place of a seriation of human characteristics, Nietzsche
proposes one basic psychotogica-I drive - the will to power.
For example, r.rhereas Rousseau d.escribes self-preservation as one
of t'the first end. most simple operations of the human soul-r"2 and. as
part of human na.ture that is fundamentaJ- a¡rd. uncha.nging, Nietzsche regards
this as mereJ-y a"rr expression of sonething far more basic, that refates
neither to species nor socialisation.
A living thing above al-l- seeks to d.ischarge its strength -l-ife itself is uiLL to paner; seJ-f-preservation is onþ one ofthe indirect ar¡d. most frequent z,esuLts. 3
By red.ucing alJ- affects of huma¡ behaviour to this single d.rive,
Nietzsche rejects especiall-y the phiLosophies of Hobbes a¡¡d. Locke, In
relying on the principle of self-preservation to construct societies,
they, as empiricists should., speak only of vhat man dæs, a¡rd. not what
ma¡r is. The will- to power concept, however, answers the essentialist
question (in terrns of this drive), md is therefore capable of expl-aining
the first - nameþ, resultent actions. ff man is r¡ill to pover, ancl
seeks to discharge his strength, it is impJ-icit that he wil-l not always
neet vith success, md that the resul-ta¡.t human activity wil-l reflect
the inevitabLe frustration a¡d. d.iversion of this basic clrive - in effect,
subl-irnation, as Nietzsche coined. it, vill o""rr".\
l. q.ú., Bæ, 13n.
2. 0f , p. \1. I'he other is ccrrpassion. For Rousseau, both preced.ereason. l'or Nietzsche, these ttoperations" are affectations oraffects d.eveloped. by the man &s he beccrnes socialisetl .
3. BGE , .L3.
\. qffi, tB9.
a
BT
Nietzsche thus conmits himself to a critique of society based. on
a Rousseauesque dichotcur¡r of true and. fal-se ""1-.r.".f simirarly, it is
the constitution of contemporaneous society that must bear the
responsibil-ity for perpetuating this unfortunate dual-ism. lhe aspect
of cul-ture, of civilisation, that is strong enough to perwerb the
individua,l-ts vill to power is the moraJity that is d.cminant at arqy
particul-ar time. Thus Nietzsche speaks of
.... üora.lity ... . the feeting for the whole quintessence ofmores und-er vhich one lives and. has been brought up - brought upnot as an individuaJ- but as a member of the whol_e, as a d.igit ofthe najority. - Thus it happens constantly that a¡r indirrj.d.ual-brings to bear upon himseJ-f, by mearìs of his moral-ity, the tyrannyof the majority. 2
l+. "Nornal" Morality
Such a conception of noral-ity becomes a very po^rerl\rJ- anatytico.l
tool , since it can be extend.ed to encornp&ss an explanati.on for obligation
to a society ancÌ political system, consensus, resistance to change
outside traciitional- for:ns, and. the socialisation of every ind.ividual,
Significantly, Nietzsche refers to the "tyrerrny of the majoritytt without
inp.lying that the individ.ual is helpless against a power vielded. by the
mass of people. 0n the contlary, and in a d.epartr¡re from Rousseaurs vier+
of an overtly repressive society, Nietzsche makes the individual
ul-timately resÞonsibfe for accepting or rejecting the rnorality of the
majority. For Nietzsche, it is not merely the structuraL viol-ence of
society that restricts individual- expression, but the principal- assumptions
underlying the particular moral-ity perpetuating that society,
l-. Kauflnann has pointed. out tl-ra'b such a dichotorny exists. ttThe
dichotomy of the two selveso an enpirical sel-f and a ttrue selfrrreappears in Nietzschels account of nature: nature has a purposebut carries; it out inefficientl-y and requires our aid.. This du¿rlismis mitigated by the conception of cul-ture as a¡other an<i. transfiguredphysis ....,, Kautnann, op. cit., p. l5O. Ilowever, the d.istinctiorrd-rawn betveen nature a¡d man seems to be a fal-se one. It is notan inefficient nature bhat need,s our aid, but inefficient, pliableman that rectruires the cliscipline, the harshness and. ttinrnora.lityilof ldature.
2. MM, Bg.
t
B8
It may be observed. that Nietzschers critique of current morality
for its d.ebilitating effeet on man is rerriniscent of Rousseaurs first
tvo ùiseouraes. Hor¿ever, while Rousseau still- l-ooks to a valid and.
high moral stanclard. in ord.er to prod.uce virtuous behaviour in ind.ivid.ual-
and sociaf man, Nietzsche questions the uorth of ¡norality to society.
In Kathryn Parsonrs opinion, Nietzschers approach to morality here
satisfies the Kuhnian methodological cond.itions of the "no::rna1 sciencert't
paradign.* As Kuhn r^¡as to do with science, Nietzsche does vith morality,
assessing rather than accepting the conventionaL meanings of the supposed.Iy
clear-cut terms, in this case, "mora.ltt and. t'immor&l ,"
Being moral.. or ethical- means obeying ancient established. Iavor custqn . .. . "Good.t' is what one cal-fs those who d.o what ismoral as if they did. it Uy nature, afber long hered.ity - ....
Being evil is "not mora.Ztt (immoral), practising irnmorality,resisting tradition, hovever reasonable or stupia tra¿ition maybe .. .. Now every tradition becqnes ever more venerable the morermote its origins are and, the more they have been forgotten;the veneration shown it is accunulated., generabion upon generation;finally, the tradition beccrnes holy and. inspires reverence .... 2
The wid.esp:lead social acceptance of moraL valuations, then, has
l-ittl-e to do with the explanatory or utilitarian depth of word,s l-ike
good. and- evil (or Ua¿) .3 Thus, the very use of value-l-ad.en worcls entraps
the morafist (Rousseau, for exampJ-e) in the I'nottnaf moratity" paradigm,
r.¡ith ttre resuft ihat aqy social criti-que and. associateilrsolutionr will
be as lirnited. a,s the originat moral-istic premises. In.Nietzschers
opinion, alJ- philosophers, especial-ly Rousseau and Kant after him, had
l-. e.1).¡ Kathryn Pyne Parsons, ttNietzsche and Moral Changertt itNietzsche: A CoLlecti.on of CríticaL Essqs, Robert C. Solonør (n¿.),Anchor Books, Mod.ern Stud.ies in Philosophy (Nev York I9T3) r PPol:69 rr.
2. HM, 96.
Nietzsche uses these tvo sets of terts - good and eviL or good. andbad. - vhen he d.iscusses sl-ave and master morality respectiveþ, inord.er to show, once again, that moral veluations d.o not owe theirmeaning to a transcendent being or to spiritual qualities. Rather,they are tied to the group which d.ravs benefit frcrn such val-uations"
3.
o
Bq
accepted, the precepts of "norrnal" moral-ity, faiJ-ed. to qrrestion their
origins sufficiently, and. tried. to raise rnorality to the level of arr
organising principl-e of society, rather than seeing morality as mere\y
an affect of that society. The moral-ity of the generaL lril-l- in Rousseauf s
State d.id. not refl-ect the actual- nature of man, because he nistook trei.itiorfor tr'.rth, .:-llcl inferred that morality vas to be a kind. of social eement.
Karìb' on the other hand, postulates categorical imperatives on moral
bases that themsel-ves have no substance. In both cases, these phiJ-osophies
rrhich are intend-ed. to enhence a moral vorl-d. ord.er onþ advance the interests
that particul-ar morality serrres.
How the traclition or+ginated is indifferent; in any case itr+as vithout any regarcl for good" a¡d evil or any i¡m.anent categoricalimperative, but sbove al-I in ord,er to preserve a eoïrlrurnity, a people.... l
Therefore, just ".* ttnorrnal sciencetr protects the scientific
establishment frccn ttnon-scientific" criticism, so does t'norrnaltt morality
provicl.e a set of val-uations that cannot function as tools of criticalanalysis upon that moraJ-ity. This concerns Nietzsche because the
ccrnmunity protects itself by imposing its set of ttmoraltt val-uations upon
irdioiduaZs, whose attempts to "d.ischarge their strength" and. realise
their r"¡ill- to pover are frustrated.. But the wil-l to pos¡er, since it is
ft¡nd.anental- and. must continue to operate, respond,s defensively and.
"ggressiveJ-y to the pressures that social- morality is able to exert.
In tenns of the reactions that are typical of inctivid.uals respond.ing
to society, Nietzschets d.escriptions are very simil-ar to Rousseaurs.
corrupt a,nd farse social rerations, for Rousseau, were the result of a
d-eveJ-oped social existence that had gradualþ ceased. to be contiguous
vith rna¡l!s true rnoral nature, vhereas for Nietzsche, it was manrs will
to power attenpting to realise itself uncLer ad.verse conditions that
brought forth unsatisfactory modes of behaviour. Although the two thinkers
1. HAH,96.
a
9O
d.escribe the camsal factors in d.ifferent terrns, they both hightight the
dichotcmy betveen being and. appearance, a-s is ind.icated. by Nietzschers
use of terminol-ogy that is evocative of Rousseauts.
The intel-Lect, as B. meaJls for the preservation of the individual ,unfofds its chief povers in simuJ-ation; . ... fn ma¡r this art ofsimulation reaches its peak: here deception, flattery, þing and.cheating, talking behind. the back, posing, Iiving in borrowed.splend.our, being masked., the d.isguise of convention, acting a ro-ì-ebefore others a¡rd. before oneself - in short, the constent f.l-utteringaround, the single flame of vanity is so much the ruJ-e a¡tL the lavthat almost nothing is more inconprehensible than how a¡r honestand, pure urge for truth coul-d. make its appearance among men. L
A dcrnina¡lt social moraLity, therefore, is not only responsible for
repJ-acing authentic individ.ual- expression r+ith simulation, but also
operates to maintain itself by inhibiting any questioning of both the
role of any mora^Iity, and its authority to va^ìue. Zarathustra exhorts
man to understand. rather than to submit to rnoral valuations.
Verily, I say unto you: good and. evil- that are not transitory,d.o not exist. Driven on by themselves, they must overccrne them-sel,ves again and. again. \^fith your values and. words of good. and.
evil you d.o viol-ence when you value ... . 2
In this caq€ r there are no facts about morality, iust as there are no
scientific facts. I,fan rnust always be prepared. to aecept that to value
(in moral tenns) is damaging to the self and. contributes to the falseness,
to thettnormstt of civilisation. On the other hand., there is a d.ial-ectical-
el-ement to Zarathustrars vord.s. Since ar¡r valuation that is signified.
by notions of good and evil cannot be said to exist absolutely. val-uations
can onJ-y be d.eemed. to exist in a provis:i,onal. a¡rd, transi,ent sense. This
proposition is Brnply supported. by numberless historical examples of
contradictory ttmoraì-'r jud.gments. Therefore, any moral val-uation, once
made, creates the cond.itions for its own negation - or as Nietzsche puts
it, each valuati.on vill inevitatrty be ttoverccnnet' by another, equally
temporary valuation.
l. PN, Þ. l+3. cf., AS, pp. 6, ÌB rrnd O/, pp. 86, 105.
2. TSZ, p. 228.
a
9r_
MoraJity, thenr may be treated on two important 1eve1s. First,Nietzsche d.evel-ops a critique of moraríty per se by d.emonstrating itsgeneric weeknesses. second., he is abl-e to estabtish a typoi-og¡ of
moral-ities in ord.er to make ccrnparati.ve anaþses and. assessments.
Given the sel-f-negating aspects of moral valuations that Nietzsche wishes
to emphasise, it is implicit tha'b one type of morality may be preferred-
to another. Tl¡is l-eads Parsons to a.d.opt the view that, ir tne concept
of t'nornalrt morality has a valid ex¡llanatory function, then
.... if we think in terrns of Nietzschean epistenoJ_ogy, or interms of Kuhnian parad.igms, ve bee that in science and. rnorality,it is a continued. state of revolution that expresses our hr.unarritybest. l-
Hovever, Parsonsr description of Nietzschets epistemorog¡ is only
'partíally accurate. It is true that Nietzsche proposes a rad.ical and.
ongoing critique that justifies to some extent the label- of ar?moral
revolutionarx/'." But Nietzsche is no revorutioncuxr in the sense of
vishing to produce a ttbettertr morality. on the contrary, Nietzsche
seeks the urtimate destruction of al-r morpl varuations, to the point
vhere val-ue.tions a¡re ma.d.e, trct to express ttoul: huma^nity bestrtt but on
the natural-istie principle that the vill- to power should. not be frustrated.
I reduee a principle to a fornula. Every natural_ism inmorality - that i.s, every healthy norality - is dcminated. by a¡instinct of life; scrne ccrnmandment of life is fu1filled. by ad.eterminate canon of trshalttt BJrd. ttshelt not"; scrre inhibition andhosti-le element on the path of life is thus removed.. Anti-naturaLrnoral-ity - +-hat is n aìmost every morality r+hich has so far beentaught, revered., and. preached. - turns, converselg, against t}rreinstincts of life: it is a cond.emnation of these instincts, noirsecret, now outspoken and impud.ent. 2
L Parsons , op. cit., p. J-}2. AJ-so [rP, 101 ,a.s tte. moral fanatic à Ia Rouss€&Lr.rt
for a d.eseription of Kant
2. TI" rtMoratity as Anti-Naturertt l+.
o
92
Whil-e Nietzschers use of the tenn trhealthy moralitytt seems to ind.icate
that a¡r ideal- set of moral stand.ard.s rnight exist, his quest for anti-
supernatu.ral- or anti-spiritual- naturalisms is antagonistic, l-og:ica1ly,
to ØLA moraf cod.e.t O, prime imporbance is the contrast that Nietzsche
vishes to highlight beLween types of moralities, on the ba.sis of their
effect on the instincts of life. Frcm this naturalism, a t¡ryolory of
norality emerges that ca¡r make sense of Nietzschers claim that Rousseau
vas moralJ-y mend.acirr".2
5. Ressentiment
As a critic of both the individual- and. nineteenth century socÍety,
Nietzsche characterises al-l that is und.esira'trle as the legacy of Rousseau.
It is one of Nietzschels most strident t'Nors.t'
lv$ struggle against the eighteenth centr-u-¡r of Rousseau, againsthis t'naturer" his'rgood, manr" his beLief in the dominion of feeling -agailst the softening, veakening, moralization of man: an iileal- bornof ltatred foz, æistoez'al;ie anLture, in praæi, the donination of thefeelings of unbrid.Ieð. ressenl;'iment, clevised as a banner for thestruggle (- tfre morality of guilt feeJ-ings of the Christian, themoraÌity of ressentinent a posture of the mob). 3
AJ-thou¿;h Rousseau was as highly critical of his own society e-s Nietzsche
ever l¡FIì, the forrnerrs phiJ-osophical, conclusions vere based., r:s we have
seen, on the belief in a Supreme Being and the consequentialJ-y moral
nature of man, pred.isposing him to goodness tor¿erd his fell-ows. Rousseau
fel-t this to be the true nature of social man, and he built his theory
of society upon this principle in ord.er to bring justice and. equality
to social- inter-relationships, and. hqpiness to ind.ivid.ual na¡r.I
1. 'tTlte netural, task and. utility of every virtue is systematically husheclup; it is of vnlue only vith reference T,o a diuin¿ ccrnmand., a d,ivinemod.el, onþ vith reference to heaven\y and spiritual good.s."w, 203.
2. HP, 62"
3. þß, l-o2 l.l+. Nietzsche rejects Roussealrf s pr:rsuit of "happinesgtt for maJr. "411
these rnoralities that arld.ress themselves to the in¿iviaual, for thesalie of "happiness r" as one says - vhat are they but counsels forbehaviour in rel-ation to the d.egree of døtgerouaness in which theindividual- fives with hirnself; recipes against his passions, hisgoo<1 and. bad inclinations insofar as they have the vil-I to pcrhrer
and wa¡lL to play the n¡rster ...." BGE, I9B.
o
93
Rousseauts concern for the disad.vantaged. and. the weak is d.emonstrated by
his attempt to ensure that men, t'aJ.though uneclual in strength or intellect
..., beccme equal by convention a¡rd. legal right.ttl But for Nietzsche,
any theory that seeks to LeueL, and brings aLl nen under a single rubric
ofmoral or potitical equality, is a clevaluatíon of the higher and- nobler
aspects of man, which cou1d. only be seriously desired. by those lacking
such nobl-e capacities.
'Ihis is the mea¡ing of I'lietzschets criticism of a Tessentíment
expanded. into a morality. Ressentiment, the reaction against adverse
or d-ifficuft conclitions of l-ife which is acccnpanied by a red.efinition
of those conditions as "evilrrt is a posture ad.opted. by those that cannot
accept that suffering must remain as a part of Life.2 For Nietzsche, the
inat'ility to hand.l-e the harsher real-ities of life means that rrweakness
is being Lj-ed. into scraething meritotiou,s by "men of z,essen'b'ítnent.'t
tWe good. men - üe æe the just'- what they desire they calJ-,not retaliation, but rthe triumph of justice'; what they hate isnot ùheir eneÍ\y, nol they hate t injr:,stice ,
t they hate I god.lessness t ;what they beLieve in and. hope for is not the hope of revenge, theintoxication of sveet revenge "... but the victory of Go<1, of thejust God, over the god.less . .. . 3
Nietzsche goes on to point out that "these weak people ril while they
nJ.ght ùisguise or der¡r it, have the d.esire to be strong. Nietzsche
repeated.Iy hold.s Rousseau responsible for the ma¡rifestation of such a
desire for povrer in the d.oninance oî nessentíment-based. civil statee,
and. notes that mod.ern man is "characterisecL by two apparently opposite
traits: individual-ism and. the demand. for equal rights."b Both of these
are attributabl-e to Rousseau, since his politicaJ- vritings focus on the
l-. sc, r, g.
2. (1.u., (;M, I; J-I, 13, I\i hrP, 16T.
3. GM, r, l-h.
)+. wP, TB3.
a
9l+
d.isencha¡tment of the econcrnically and. politically unenfranchised.
Rousseau is a symptsn of self-contempt and heated vanity -both signs that the dcrnineering will is lacking: he moralizesand., as a man of rancor, seeks the cause of his wretchedness inthe ruling class. I
This creates a d.ichotcrny between the morality of the rufing class -
ma.ster nrorality - and. the mo::afity of ressenl;tment - the slave morality.
In this view, Rousseau is a ped.agogu.e, giving voice a.nd. d.irection to
claims for equality an<i Ìiberty on the basis of religious ind.ivid,ualism.
fhe outccme of the eighteenth century of Rorrsseau, then, is the tend.ency
of mod.ern civil-isation to move toward. meeting the moral outcry of the
non-ruling classes by arìopti.ng the vafue orientations of slave norality.
The slave revol-t in moral.ity begins vhen ressentiment itseLfbeccrnes creative a,ncl gives birtñ to values: the ressent¿ment ofnatures that are <lenied. true reaction, that of deeds, úd ccmpensatethensel-ves with an ima6inerJr revenge. lihile every noble moralitydeveì-ops frcrn a triumphant affirrnation of itself r slave moralityfrcrn the outset says No to vhat is ttoutsider" what is |td-ifferentrt'r¡hat is ttnot itself'r; arrd, this No is the creative d-eed' .... inortler to exist, sJ-ave moral-ity always fj-rst neeals a hosti]e externalworl-d.; it needs, physiologically speaking, external stimuli in orderto act at al,I - its action is fund.a¡nenta1ly reaction. 2
Sfave mora-lity rests on the assumption that there are tvo natures
to be found in mankind., und" indeed in ma¡ individ.ually.3 The slave men
and" the noble man are to be distinguished. fron the empirica-l end true
sel-ves, however. For Ni.etzsche, the slave mar has absorbed. the ind.ivid,ualiE
of Rousseau and. the Ìate eighteenth and early nineteenth centuries, but
has not yet learnt, to be the ind.ivid.ual within him in lnís actions.
IndíuiduaLism ís a mod.est and stilÌ unconscious fozrn of the"vill- to powertr ; here it seems suffi-cient to get free fr<rn an
overÌ.rol¡¡ering dcminati on by society (vhether that of the stabe orthe church). l+
r. hP, gB.
Z. GM, I, 10. I'Nietzsche is interested in investigating hor.r and. why,for exarnple, the bel-ief ir¡ God. shapes the moral, politicat and,
Iogical- life of a cufture. ttslave moralitytr should not.thereforebe consid.ered. as a form of soeiety d.crninated. by ttslaves"; ratherit is a structure that, if accepted, serves as the basis for thecorrespond.ing systems of society a¡ril culture.rr Strong, @. eít.tp. 29.
3. BGE, 260.
l+. I^/P, 78 l+ .
e
9'
Freed.crn is what Rousseau prcrnised by excoriating the repression of
existing state a¡d, church authority, but, as Nietzsche points out, this
is a reaction rather tha¡r a¡r autoncmous action - a plaintive insistence
for sønething a pæticuLæ individ.ual might attain, but that sl-ave ma.n
cannot toke. The d.crninance of a slave rnorality means, then, that society -
the tote.l-ity of social- inter-retationships - rnust be based upon the lcywest
common d.enqninator, so that no one can attain the heights d.enied to scrne
but vouchsafed. to others through the incid.ence of inequal-ity.f As an
example of ressentiment in slave rnorality, inequality is reinterpreteri.
as "eviLntta-s "unjustrttir order to absolve the veakness of slave manrs
reaction to one of the conrlitions of Ìife, which, as Níetzsche sees it,
is itself
.... essenbíaLLy appropriation, injury, ovezpowering of whatis al-ien and. veaker; suppression, hardness, imposition of onetsown forms, incorporation and at l-eest, at its mildest,exploitation .... 2
Slave morality, therefore, is the effective inversion of valuations
that accept hard.ness and. expl-oitation a.s essential to life, and- consequent
upon the activity of the wilJ, bn p*,"r.3 Although tine d.omínürce of
sl-ave morality is ccmparabively recent and. traceabfe to Rousseau through
TSZ, p. 2I2. t'f d.o not vish to be nixed. up and confused. with thesep::eachers of equaÌity. For, to ne justice speaks thus: ttluÍen a.renot equal.tr Nor shall they beccrne equal-l What woul-d. ny love ofthe overma¡l be if I spoke otherwise.r' Ib¿d., p. 213.
2. B@ " ?59.
.) Ibid. Nietzschets emphasis on the dcrnination of weaker forrns hereis reminiscent of the Hobbesia.n ïrar of aII aga-inst all . However,llietzschefs aecount is quite differentiable fror Hobbesr, in thatNietzsche does not seek to empc,wer a Leviathan to suppress thebrutality of existence. On the contrary, Nietzsche wishes thatman be strong enough to accept that life will be a struggle, what-ever the form of society"
1
a
96
Ithe Christian and, socia-list urge, Nietzsche regard.s ancient Jeury as
the source of this type of inversion of val-ues.
It va^s the Jews vho .. .. dared. to invert the aristocraticvaJ-ue-ecluat i on ( g ood=n ob le=p owe rful=b e auty=h appy=be love d. of God )and. to hang on to this inversion vitn t¡reir teeth, the teeth ofthe mc¡st abysmal hatred. (ttre hatred- of impotence), seying "thewretched. aJ-one are the gcocl; the poor, impotentn J-ow\y aloneare the good; the suffering, deprivec! sick, ugly alone are pious,alone are bl-essed. by God, blessed¡ess is for them afonê .. ¡ . 2
It should. be interpol-ated. her:e that l^lal-ter Kaufìnann, ever-watchful
Iest his reader shoul-d, mi-sinterpret Nietzsche, anrl conclud.e that he was,
after all-, an anti-Semitic proto-Nazi, includ.es a footnote d.rawing
attention to other passages in the r¿orks that provid-e scrne balance to
this criticisrn of the Jevs. Also, he refers to Chapter Ten of his
N'tetzsche, vhere he d.iscusses in det¿lil- l{ietzschers image of the Jevs.
Of interest to this anaþsis is that the ttmiraculous feat of an inversion
of values ," ttthe beginning of the sl-ave rebefl-ion in mora-lsil effected- by
the Jews also fonns the basis of Christianity - "the misca.rriage of
Juclaismr" i^ Kaufrna¡rn's vord.s.3 KaulÌrann goes on to defend. Nietzsche by
asserting that ItNietzschets anti-Christia¡rity wa^s not rnotivated, enti-
semitica-lly at bottcnT a¡rd bhat he d.id. not derelop a social interpretationL
of history."*
On the other hand., Conor Cruise OrBrien takes objection to the
excessive sanitizing of Nietzschers vork by the "gentù,e Nietzscheansrtt
and, points out that
l. ".... the socialist, the anarchist - inasmuch as they find' theirexistence scrnething of vhich sflneone must be guiLty, they are still-the closest relations of the Christian, who also believes that hecan better end.ure his sense of sick¡ess and- iIl-eonstituted¡essby find.ing someone r¡han he car nake responsible for it. The instinctof revenge a¡rd ressen'bínent appeats here in both ca.ses Br¡ a meansof end.uring¡ æ the ins'binct of self-preservation: just a.s in thepreference for al-truistic theory and practice.tt WP, 373.
2" Glrl, f , 7.
3. BGE, Ip!, and Kauflnann ¡ cp. c'it. " p. 262.
l+. Kaufrnann s op. eib. , Fp. 263-h.
a
97
... wha,t Nietzsche d.id r¡a-s to encours€e the substitution ofBn Øtt;i-Christíøt anti-ssritism for the old bunbling self-contra.d.ictorlChristian anti-semitism. Nietzschean anti-semitism was an anti-sernitisn without inhj.bitions, more, an anti-senitism in the contextof a cul-t of prid.e, severity, strength, hatred., revenge, antl a cultof the state vhich lets loose these emotions." 1
There are several- obsey.wations to be made on this criticism of both
Nietzsche a¡d. Kauflnann. First, OtBrien d.oes not prove that Nietzsche
had a racial- interpretation of history, vhich supports Kauflnar¡nrs view
by clefault. Second., OrBrien uses Nietzschers worcls - such as pricle,
severity ¿¡nd. hatred - in the context r¡f a cuft, which is a concept and.
a phenonenon that Nietzsche consistent\y rejected.. TLre terrn frcuJ.t of
the statert' too, is an unwenanted juxtaposition of terlrs, given
Nietzschets strong critique of øty state.2 On the other hand., the
emphasi-s on the harshness of I'lietzschets r^¡ord.s and. thoughts effected. by
OrBrien is wel-I placed. in the l-ight of Kauflnan¡rrs interpretation. Nietzschr
certainìy cl.id. vish to transcend. "the inhibitions of the tra.d.itional ethict'3
even if the consequences might seem d.isastrous to Liberal thinkers " Such
consequences , however, carìnot be explained. avay by Kauftnann, ar\lr more
than they can be interpreted as vicious a¡rd fascistic by OfBrien.
Final-ì-y, the d.ifferences in interpretation can be best d.isplayed by
reference to the use made of Nietzschers l-ast letters. At the same time,
it can be shor¿n that the d.iseussion on Nietzschers enti-sernitism reveals
a more fu¡id.a¡nental point about his thought. To Burkhard.t, Nietzsehe
vrote: "wilhel¡r l3ismarck and al-l- anti-Sernites d.one away withl"\ and. to
û¿erbeck; ttf am just having aJ-I anti-Semites shot."5 Kaufharur takes this
1. Conor Cruise OrBrien, The Suspeeting GLøtce, Faber and tr'aber( Lond.on I9T2) , p. 60,
2. q.Ð., Chapter V, I'State and. The Genea.logr of Mora-Is.t'
3. OrBrien , op. c'it., p. 60.
\. F. Nietzsche,;{ Self-Portnøit lYart Hís Letters, Ed. by Peter tr\rssand. llenry Shapiro, I{arvard. lJ.P. (Cerntriage, Mass. 197I) , p. I\\.
5. PIl, p.687.
a
9B
as more proof that what Nietzsche "repucliates more thorough\y than
arrything else is a¡rti-Semitism.t'I For otBrien, however, t'their trump
card. is actua.l\y a central- weskness in their systemrtt since Nietzsche
vants to use anti-Semitis¡r I'as a tooL for arousing anti-Christianity,
and. a^nyone who beccmes a¡rti-Christia¡¡ by his route wil1 aJ-so be a hater
of Jews."2 r\:rther, his real ccmrptaint against the vulgar anti-semites
of his d"ay vas thatrrthey vere not anti-semitic enough; that they d.itt not
rea^l-ize that they were themselves the carriers of that semitic infection,
Christisnity.tt- If OtBrien is correct, then Nietzsche hinself is
an erÌti-Semite (but not, we must presune, so ulworthy as to be shot).
fn our v-iev, Nietzsche was not an anti-Semite (of the lvulgar, infectecl
Christiant variety) , but an anti-Senritist, one conmitted. to the extinction
and. d.estruction, not of Jevish races cnã Chrístian races, but of the
daminøtce of sLøue rnoraLity vitnin groups, races øtd inð.ivid.ual-s that
is rnaintained by religion.
In Nietzschers v-iew, "good" qual-ities are those that maintain the
ccrnpliant subservience of man by assuaging his suffering. Hence ttpity,
the ccrnplaisant and. obligi.ng hand., the warrn treart, patience, industry,
hr.rnilíty, md fliendl-i.ness a.re honoured.."L "Evilr" or the other ha.nd,
is not ôel.ineated, a.s the opposite of these quaU-td-es, but as a f\:¡rction
of ressentíment against ttpower and. d.arrgerousness, a certain terribleness,
subtlety, ancl strength that d.oes not perait contenpt to d.evelo¡1.'t5 ,rr,
thisrreviltt is therrgoodrr of master morality, vhere one counterposes
1. Kauflnann, op. dt., p. 262.
2. orBrien, op. ci'b., pp. 58-59.
3. rbid.
\. Bffir 260.
5. rbid.
a
99
good, anò, bad, not good and. evil.
... the nobÌe ma.rl . o. o conceives the basic concept |tgood.tr inadvarce and. spontaneousþ out of himsel-f and only then creates forhimself the id.ea of rrbad" ! Ttris rrbadrr is of noble origin and thatof t'evilrr out of the cau]-d.ron of unsatisfied. hatred - the forrneran afLer-production, a sid.e issue, a contrasting shad,e, the l_atteron the contrary the original thing, the-begin::ing, the distinctivedeed in the conception of a sl-ave morality- .... But it is not thesarne concept trgood.tr: one shoul-d. ask rather preciseì-y uho íe evíIin the sense of the morality of tessentinent. Ttre answer is, inal-l- strictness, precisely the noble, povrerful man, the ruler, butdyed in another color, interpreted in arrother fashion, seen inarrother vây by the venanous eye of nessentíment. I
In contrast to sLave rnora-tity, ma-ster norality is seen as a life-
affirming and. positive mode of val-uatio.r.2 Nietzsche prowisionarþ
apprct\,res of this a¡is'tocratic aspect of a hr-¡ma¡r nature, and places it
above the cringíng ressentiment of slave moral-ity. But this preference
is not meant to impJ-y that one is absol-ute\y better or vorse than the
other. GeneaL.ogically, they both exist as moral systems, and. it is
cl-ear that Nietzsche believes that a certain kind of ma¡ existecl, prior
to a:ry (slave- or master-) nroral d.escriptions of him as good., evil or
bad. I¡or llietzsche, "it is obvious that moraJ- d.esignations were first
applied to humøt beings and. onÌy later, d.erivatively, to actio.r"."3
Moreover, in modern society master morality anti. sl-ave morality d-o ftoccur
d.irectþ atongside each other - even in the same human being, within aì,
singÌe souL.ît*
Without provid.ing much hard evid,ence, Kauflnann, md Rcyce beforec
himr' assert that Nietzsche clicl not at all endorse ma.ster morality, and
that his continual references to the superiority of ttnoblett or ttma.stert'
rrirtues should. not be seen as a¡ ind.ication of Nietzschers position
f. GM, r, fl.
2. GM, r, fo,
3. BGE, '260.
)r. Ibtd,
Kaufbrann, op.MonthLy , Vol".
ait., p. 260, and Josiah Rq¡ce, ttNietzscherrf AtLø.tieCXIX (Jan - June 1917), pp. 321-31.
5
100
uis-a-uis any concrete social- proposal.s that arise frcrn his thought.
Cer"tainly, Nietzschers critique of the concept of "morality" presupposes
thab master moral-ity must have end-emic shorbcønings. However, there can
be no doubt that Nietzsche is cluite aws.re of the implications of his or.m
crj.ticisrns of moral-itj-es in generaJ, and. that he is equalJ-y €n^rs.re of the
utiLíty of arry mor¡'l valuation.
., , . there ãre altogether no mor.û.'L facts . . . . Mor&lity is merelyan interpretation of certain -ohencmena - more precisely, a mis-interpretation .... Mor¿ìl judgrnents a¡:e tìrerefore never to be tahenliterally: so unclerstoocl , they alvays contain merr: absurdity.Semeiotically, hovever, they remain invaluable: they reveal, atleast for those r+ho kncn¿, .bhe most val-uo.ble reali-bies of culturesand invard-nesses which clid not knov¡ enough to "und,erstand-t'themsel-ves, l'{orality is inere sign lerrgüagÊr nelle s¡rmptomatolog¡
One must assume, then, that Nietzsche was quite deliberate in his praise
of certain aspects of maste:: rnoraì.ity, and thet such preference that he
held. for the rrrnasters" of the worJ-cl is not a subtl-e d"isplay of
equivocation, but is insteacì just as informed and j.nstructive as his
criticism of the sl-ave.2
iqo¿est, inclilstrious, benevolent, temperate: is that hcrr^r youvould have men? god nenT But to me that seems on\y the ideals;l-ave, the sl¿rve of the future. 3
For ì'iietzsche, this rrid.eof. sl-ave" is the res'"rlt of the veakening of
mân aJrd'che frustration of the vilt to pol/er such that man is no longer
"naster" of himseff. it j.s no sur¡qrise to fincl'bhat Nietzsche is highì-y
critic¿¡.1- of zury potit;ical- system that is b¿rsecl on ¿r slave morality borne
ol ressentimcznt, given that "a sovereign <lisposition, great inventiveness,
2. There is perhaps a further rea.son for a lack of arly systematic critique'of naster morality in Ni.etzschets r,¡orks. I{is attack on slave moral-ity.his etteck on Rousseau, was largely in response to the prevalence of,Jucleo-Christian moral valuations with regard to conceptions of thesocia,i bein¿¡, the jnclivicluo-l , and the Stateo 'Iherefore, it isappropria.te tira.t the rìc"rmin¿urt nor:al systen receives most of NietzschetE¿r'u'bention. tiad l,lietzsche envisagecl the re-emergence of mastermoralL'.ty, then it, woulcl be reasrxable to expect an exposition of anyend.eniic sìrortcornings. llut Nietzsche pred.icted. the nihiltistic clestructícof a'[.2 current mor'¿r-Liti.esj, a.s onl-y the first step towards eæt;ra-mora'Lval.uations, thus obviati.ng the need for a frrtl- d.j.scussion on masternorality.
3. trP, 356.
viLl- be countemined by an orgonica,lly conceived state.
6. i\ietzschc on Rousseauls State
Ì0.1
^
One such conception of the s-bate, in Nietzschets opinion, is to be
fourrd in F,ousseanlrs version of Le contrat sociaL. Here al-i individ-uals
are rerlui::ed to give up their socj.al* freecloms in the a:lm and. hope of
creating ir. new ancl total- free<ì.crn endorsed by laws and potitical rights,
with'btre scwereign people the arbiters and. protectors of the new destiny"
Rousseau!s insistence that the sovereignty of each contracting party is
indivjsible anil ina-'l-ienable does represenb a significant aclvance over
the contract theories of ilob'bes a¡rcL Locke. In this respect, Rousseaurs
contribution to mod.ern poJ-itical theory has been ad.optedr'although
differenti.ally interpr:eted, by both the ccrn¡nunitarian a¡d. l-iberal--
d.emocratic traditions. For Rousseau, it is the tlcoypa rnoraL et eoLLeetíft'
conceived as a Sorrereign bocl¡. tha.t reconciles the existence of the ind.ivichl
man and social- m&n: "as a member of the Sovereign he is borrnd to the
individual, and as a member of the State to the Sovereign.t'I However,
it is prec:'-sely this funda¡nental- tenet of Rousseauts political theory
that Nietzsche rejects, on the basis that the State will come to exist
indepencìentì-¡r 6.p¿ at the expense of all individ.uaJ-s.2
1. SC, rr 61 7
D It is trrre that Rousse:au was &vare of the problem of the people losingcontrol of the State, ancl th¿rll; Nietzsche objects to a theoreticalpoint on pragnatic ground.s a,lone" Ror:.sseau d-id. place a practicalliürit anthe absoLute size of any state to all-cn¡ for the fragilityof the Republic so constituted.. Nietzsche seems to endorse Rousseaursv-iew of the Reputrl.ic grad"ually decaying, and. once again, size iserl.l--irnportarit, "A state that cannot attain its ultimate goal usuallyswel-Is to a¡r unnaturalì-y .Iarge size. The worl-d.-wid.e empire of theRomans is nothing suìrlime canpared. to Athens. The strength thatshoul<l go into ùhe f'l-over: here remains in the leaves a¡rd. stern, whichflourish"rr PN, p. 32.
)
102
State is the col-desb of aII cold monsters. Cold.1y it teuslies too; and this Lie crawls or:t of its mouth: "I, the state,am the people.tt ....
"O:: earth ther:e is nothing greater than I: the ordering fingerof God a¡tr It' - thus rosrs the monster . . ..
Ëtate I ce.tl it where aJl- d.rink poison, the good and. the wickecL;
state, where al-L lose themselves, the good- and.^.the wicked; state,r+her:e the slow suicid.e õr att'is cal-leti "life.tt 1
Nietzschets criticism of the state in these terms brings together
the critique of Rousseaurs moraf philosophy arìd belief in the Supreme
Being as contributing to slave morality. Rousseau i's vilified' beeause
he denies the full pla¡" of the índ.ividual-f s wiJ.l to porrer just when it
should b,e affi::ned. nçst strong\y. Having asserted' that ma¡ is the author
of all- eviln Rousseau capitr.rla+-eso an¿ says that me¡r is merely cqable
of good", moral cond.uct, because Cd. ís good" And. having establ-ished. in the
clearest and. most, powerful fashi.on the importance of manrs free
ind-ivid.uality, Rousseau capitulates again, md requires that man give up
all rights over his social existence to ttre curnipresent generaÌ will and.
the State.
Above all , Rousseaufs attempt to set rlowtr a contract, a fornal d-esign
to improve the lot of mal, is proof to Nietzsche of arrlack of integrity"'2
Basie principle: only individ.ual-s feel themselves responsible 'ItuItipticities *.ã irr.rurr-bed, in ord.er to d.o the things for which theind.ivid.ual Ìacks the courage. 3
Thus Rou-çseaurs intention f'or mankind., his vi.sh to make men ttbettert'by
making him conforrn to an increa^sed. an¿areness of his nore.lity, is
contrary to Nietzschets imsge of man.
I. TS'¿, p. 160.
2. 'I',I , r.r 26"
3. þ/P, T16.
<D
c
a
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Not t,o make men ttbetter ," not to preach norality to them inany form, as if I'morality in itself ,tt o. any kinil of id.ea1 rnanvere given; but tro cz'eate conditíons ttrat requ'tre stnonger men v]no
. for their part need., and- víi-I høue, a morality (nore clearly: aphysical*spiritual discipline) that makes them strong! l-
This pa,ssage underscores three essential a^spects of the critique
of Rousseåurs moral.j.snt that.have been brought out in this chapter"
First, Nietzsche rejects m!üro.lity as e supêrordinate id.ea-t against which
man must assess and. align himseLf. Second-, although Nietzsche understands
rnorality to be historicall.y a social phencrnenon in the same manner as
d.icl Rousseau, it is }lietzsche alone vho goes on to ad.opt antrextra-
nor&f" standpoint with respect to the moral content of all social
eriticisn. Finalty, we see that Nietzsche is just as interested as
Rousseau in chenging man fror that which he is into that which he might
be. The principles underlying their d.iffering concepts of charrge vill
be ex¿unined. in Chapter W. I,Ihat next concerns us is Nietzschers attempt
to establish a critique of the natuye and, eristence of to"*lity, with
particular reference to state and. society.
1" wP, gB1.
l-Ol+
Ci{APTËR V
STATE ANÐ T}IE GENEALOGY OF MORAI,S
For ¡:s we are mere\y the resulte-nt of previor,rs generatíons ' lreare al"so the resultant of their errors, passions, a,ncl crimes: itis imposr;ibl-e to shake off this chain. Though we cond.emn theerrors and- thi.nk ve have escaped. tltem, ve cannot escepe that rçe
spring frcm them. At besto it ccr¡les to *, confl-ict between ourirrnate , inherited, nature a¡d ou-r knowled.ge, between a stern r newdiscipline an,L an a¡rcient tra.dition; and we plant & nelr way ofJ-ife, B. new instinct, a seconcl nature, that rrhithers the first.... The consofation is the lcnou¡l-ed-ge that this ttfirst naturettwas once second-, md that.every- ccrnquering "seconrl naturerr beecrnesa first. L
llíetzschets criticlue of Rousseau, established, on the rejection of
moratity &r-Ì arr essentiaJ- fe'ati.rre of man, brings into focus Nietzschers
objections to political, developments in Ïris own d.ay. His attacks on
<j.emccracy and. socialisrn refl.ect the belief that political a¡¡d mass
authority carurot succeed in resolving the confl-ict between the empirica.t
a¡rd true ¡lel-ves that eme::ges in society. On this issue, Rousseanr is
cont::acl:'-cted specifically and fund.amental\y, but there are nevertheless
occasj-ons vhen Nietzsche arlo¡:ts a v-ì"ewpoint that is intended. to refute
Rousseaurs thought, but onl¡' nalages to reiterate it. Of particuJ-ar
interest here is I'lietzschefs analysis crf state anC. society f::on the
perspective of his genealory of' morals, md his attack on estabtished.
religiclns genernJ.ly ancl Christianity specifically. Ttris Lead.s us to a
d.escription of a soeiety both stateless a¡ld withor-rt religious authority.
l" State urcl Society
h?iatcve.r the epistemolog;icaJ- a¡cl metlloclological found-ations of
Rousseauri; political thought, it has long been held that he is the
f owrd.ing father of the modern cÌeuiocratic movement, and" ind.eed. the
precursor of socialism. Atternpts to crea,te mcd,ern poLitical constitutions o
l-. Mcrks, VoI. V, pp. 2l9-3O.
a
105
during the America¡t and- French Revolutions and more recently in srxne
Afri c ¿n st ates, typi cally irrcì-ude es senti al-\y Rous seaui an principles .
F\rnd.amental to all- of these is the twin d.emancl for freedcrn ancl equality,
and the belief that this is to be attained ini+.ial-ly by the creation of
State political authority, overseen by the sovereign p"oplu.l
But for Rousseau, these goal-s, admirable though they were'
constituted on\r the pra.ctical- details of his philosophy. llis prine
concern centred. on the need. to change the moral character of al-I men as
pr.ivate j.nd-ivid.uals rmd citizens of the Etate, in effect'r'to establish
the reign of virtue."2 Justice, equality and, freedon were not secufar
expressions of ma¡!s inner needs in Rousseauts opinion, but were moral
concepts that cLescribed manrs relation to the Suprerne Being. As such,
he searched. for a pol-iticaì system that prørised the most in terrns of
u.Lrtuer'belì.eving that such a state vould. necessariþ d.isplay and. ensure
egalitarian and, l-ibertaria¡ icleals.
Hovever, the ri se of democracy in the nin,eteenth century d.id' not
ad.here to the mo::a.lism mad.e explici.t j.n Rousseaqrs theory. The
libertarian an<l equalitaria¡i aspects of his thought were taken up Bs a
populist cal-l- for political and social reforms13 rabher than a rnove
tolrard. a wholesal,e :,eorgariisation aimed. at enhancing the necessari\r
collect]ve but f\rnclamentally inri.ivj.d.ualistie social mord-ity. Hhile it
is not suggeste¿ that Nietzsch€.r came to the defence of Rousseaurs theory,
it is interestir¡g to rrote that Nietzsche is & severe critic of the
]. sc, rr, 3.
2. PIl, pp. 127-8.
3. Enge-ls testifies to tlre importalce of Rorrsseauts influence to the
"oãi*ti*tist, moùements, as distinct from socialist theory, in theeigh.teenth dn¿ lineteeirth centuries " " . . .. the id'ea of equal-ity.... vhich esperciet¡"ly than-ks to Rousseau playecl a theoretieal , and-
during an¿ since the great r:evol tion a practical political- role,anil t"ven t'x1ay still Praù's an import erft agitationaL role in thesocialist movLment in-every "orrrriry." Fred.erich EngeLs, Antí-lhhr.[.ng" Mac]4il1e.n (London f969) , p. I2)+, Emphasis added."
t-06
cteveloping democratic movement, as Ror-rsseau may have been. Rousseau had
alread.y clismissed. clemocracy as "perfectrttbut fJ,t only for "a people ofI
god.s."- Even thor.lgh Rousseanr did not envisage Btr1y attempt on the part of
perfectiirle man to strive for this type of ccmmunity, his recognition of
the clernocratic i<i.ea-i is ba.s;ecl upon a moral interpretation of the çorfc1 '
Nietzsche, too, assesses democrscy frcxn the perspective of its implicit
mcrra,Iíty,u anrJ is prcnptecl to rejec'b the clemocratic movement for rea,sons
which have particu1.il' Televance to Rousseaurs thought.
MoraLitg in Ew,ope todq ts hend øñmaL moraT:ity - in otherword.s , as we understand. it, nere\y oræ tpe of morality besid.ewhich, before vhich, ancl after l¡hich maqy other types, above all-highey noralities! are, or ought to be, possible. But this moralityresj.st¡; srreh a t'possibilityr" such a¡r trou6;httr with al-l- its power:it sa¡'s stubbornl-y and inexorab\r, "I Bm morality itself , and.
nothing besid.es is morality." Indeed., with the help of a religionwliich incJ-urlerj. and fiatterecl tìre most subl.ime herd-animal d.esires,ve hllve reached the point where we firrd. even in politicai institutionsan ever rnc¡re visible expression of this morality: the democratíeno.¿ement is the heir of the Christia¡ movement. 2
T\,'o points are of principal interest here. The first concerns
Nietzschets rrt'uitirde tovarcl the'mod.e of vaLuatÍon that her believed. to be
clc¡ninar:rt in nineteenbh century lìurope. "Herd'-" or slave-morality i.s
criticised not necessarily for its dcxninarlce, und.esirabfe as Nietzsche
rnight find. that clcflrinance. Of greater significance isthe attack on the
Rorrsseauesque aspects of the morsfity adc,pted. by the herd. Rousseau sav
but one mor.al. system, <ì.r:veloperf over tine but exclusively vatid" through
a valuat.ing frarnework that wa-s to be fou¡d in the col-lectivity, the mass
2of iricìj,vid.uafs.r l{ietzsche negates such a conception of morality by'
l_.
c
2-)¡
sc, -l-rr, L.
R í:h- 1^At)vu t L-vL.
".. " " 'bhere never e;<istí'd a sOciety, hovever corrupt scrne may havebeccme, where no difference v€.s ma.de between the good. and the bad.;
and. r¿iin ¡egard to mora.Ii'i,y, vhere no measures can be prescrilea Uy
.Lav ey,ac'b enough to serve as a rule for a magistrate . .. . the prrblicis the truest jpa¿3e of moral-s and is of such integrity and penetratiorlorr this hea,-l , i¡t*[ *tti,ough it m'y scrnetj-mes be deceived', it cannever be corrupted.." 0I, þ. lOOn. It should. be stressed' that thispasssge preOeLtes the Socí.n,L Contracrú, making it clear that Rousseaui" noî r.f.r,ring to the neç "prrblic personl of the bod.y politicstìlat r¿as to appe ay j.n late¡ works. FLrthermore, the püssage d-emonsbra'¿
Rousseauts Uel-ief tþat l-ar¡s a-lone cemot tiope to be the soÌe gu-ide toman in society, a:rd tliat mor.:al-ity has a specifie role to play'
â
107
denying that only one rnode and- code of valuation exists. AJ-so, Nietzsehe
inverts Rr:usseauf s notion of a people being the arbiter of a mora'l cod-e
by srrggesting that it is the people, the herd., that is iJne recipíent.of
a moralit¡¡ iar its rrtil:'-ty"
The second. and a-ssociated íssue is the relationship that Nietzsche
sees betveen morality a;rrl Cemocracy. It is irnporta¡rt to note that
neither thinker equabes d.emocracy a¡d Chris'"ianity. In his chapter
on civiL religion,l ,oo""*au poin-bed out that a falLibl.e Christian had.
en inappropriate attitude tor^¡ard. social responsibil-ities, and by
implicat:ion also fell far short of being godlike and- capable of creating
and. living in the perfection ol a d,emccracy. Nietzsche d.ispJ-ays similar
the democrati.c mo.¡emerr+-) is the "heir" to Chri.stianity. Instead, he
confines himsel-f to an c'xsnination of broad social mo)ements - formeJJy
Christian but now clenlocratic - irrd-icating the significance of an unrl.er-
pinning ccrmrnon morality, And for Nietzsche, it is that morality he d.eems
responsibLe for the decline in stand.ard.s in both mari Bnd. poliùical society.
We have a clifferent faith; to us the d.emocratic movement isnot on\r a form of the d.ecay of political organization but a formof the deeay, nameÌy the ctiminution, of mari, making him med.iocreand. lovering his val-ue . 2
It is here that Nietzschers criiicism of democracy reflects a
critique c¡f the prínciple of equality and bhe existence of mass society.
In the absence of any chalge in the nature of man such as Rousseaua
described,r'urry eclual-ising of me¡ through a forrnal- State structure is
l_. sc', rv, B.
2" BGE,203,
Thj-s is not to sr-rggest that Nietzsche a6reed. vith the changesRousseau proposecl" Ttre point here, which will ¡e discussed. inChapter IV, is that neither: Rousseau nor Nietzsche saw any valueìn trying to charge politica-l- and. social- or:ganisation r.¡ithout a¡r
s.eccmpÉurying change in nlr-rn.
.?
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108
to Nietzsche a tevelling, a.n averîagirg of men th,at can only reduce higher
t¡4pes of nren to the l-owest common <i.encrninato:r of hr-rmarrity.
'Ihe c,ùt:r*alL degeneratt,on of ntcm dowrr to vhat toclay appearsto the sociafist dol.ts anci. flathea.d.s as theirrrman of the futurer'-ac tireir i.dea,l - this degeneration and. diminution of man into tireperfect herd. animat (or, a^s they say, to the man of thettfree society")this ani¡a-l-ization of m¡ur into the dr¿arf aninnal of equal rights and.cl-aims, is possible, there is no doubt of it. 1.
t{ietzsche dra.vs into question the aim as ruell as the function of
the clenocr&Lj.c state. The stand.ard.s, i.n his opinionr ü'e set in
accoroa,nce with sl-ave-uoral valua.tions of gocxl ald evil. The percepti.ons,
aspirations;, beliefs arid associ¿rted. socio-econcmic cond"itions of most
of the peopie are thr:s rlef:'-ned ir^s "goocl ,rrancl then enforced. upon aLL ofÒ
the people,'- fherrher:d ar-rimaJ." is the name llietzsche gives to the mass
of people who cennot sur:v-ive ',¡ithor-rt she.Ite::ing alnong others who are
si:ni-tarty fearfi-rl- of l-ife itself. When this mass is given poqer via a
d-emocracy, the actual aim of the clemocratic state is reveaJ-ed.: it begins
to red.efine reality in its owl lirnited., self-interested. terms.
IJemocracy represents the d.isbelief in great humari beings and.a-n elite soci.ety: t'Everyone is equal. to everyone else." ttAt
bottcm we &re one ancl aJ-l- se.tf-seeking cattle and. mob.'r 3
But Nietzschers aristocra-bism j,s not aimecl mere\y at preserving the
rights ancl privileges r.¡hich a "highert't¡¡pe c,f ma.n night enjoy for their
naterial- val-ue alone. He d,eems it much more important that any j-nd.ividual
be permit+-ed. to efevate hj-nself above the hr:rcl , without autcriaticaJ-þ
being'lrrancled. as "evil" by the herd he has tr¿rnsce.rd.ed..L l-or Nietzsche,
the clemocratic movement mistake¡rl-y rer{sons frcxn the generaJ- to the
l_. tsffi,2o3,
2. Rousseau also had. a fov c,pinion of majority ruJ-e, as wel] asrlifferenti-ating bet.^reen tlie sum of particul-ar wills and. the General-\,/i:r.r.
3. WP, 752,
h. BGE j zor,
a
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particuJ-ar o md assumes that eacìl individual must erpress his hrmaniby
in ess;enti8-tly the same, species-d.efined. fashion. In short, since aJl
aretrequ.slLy" members of the species, then they nust have equal rights.
On a practical- Iev'el, Nietzsche sees the danger of a ðcminant slave
moral-ity suppressing the unusual a¡rd- remarkabl'e'
Tod-ay ..,. vhsrì only the herd animaf receives and d'ispenses
honors iir llurope, when "Lquality of rights[ could at]- too easilytre changed" intã equality in vioÌating rights - I mearì' j-nto a
cortrnon war on att ttrat i" ""tu, strange, prirtileged., the higherman, the hi8her soul, the hißher d.uty, the higher responsibility,and the abuirda.nce of creatj-ve power amd. ma-sterfufness. I
ft sho,¿LL not be imaginecL, clespite the increasing importance of
vritings on cfass in the nineteeuth century, that Nietzsche was referring
to the vorking class or even the urt¡an proletariat when talking of the
herd. Feflecting an al{areness of the existence and- role of a working
el-ass in capital-ist economy, thit: "impossibfe classrt' the "workers in
factory slaveryt' and. "stc.,pgaps of human inventi-veness" (as he rrariously
<l.escribes them) ,' or. rega::d.ecl by Nietzsche as ttre object of abuse by
capitalism- But this class is a-Iso in d.anger of abuse by the lure of
political rhetoric.
Piiew! 1,o believe that higher pay couki' abolish t}:'e essence
of tTreir mise'y - I mean: their impersonai serfdcrnl Phewl tobe tal"ked. into thinking .b?rat an increuse in this impersonality,vithin the machine-Iikã vorkir'4çs of s. nel¡ society, could.transformthe shame of slavery into a]riitue! Phewl to have a p::ice forwhich one remajns a-person no longer but beccmes a gesr! 3
while Nietzsche acknowleclges the er¡lloitation of the working class,
he sees no solutj-on either in capital-ists pJ-acating this class vith higher
wages, or ïJy sociatists proposing a nev society vi"bh' once again' a
I BÆ, 2f.?.
D, 206.
lbí,C,
a
)Jo
1r_o
continuation of vork as an institution of socôety"f These types of
conservative or rad.icaJ- remecl-ies take his breath al^Iay, it seems. ft is
not surprising, therefore, to find" that Nietzschers interpretation of
ancl prescription for the working cl-ass is fundamentally non-material-istic.
.... the vorkers of littrope should. ci.eclare that henceforthaß a cLo,ss they are a. hunan inpossibility, a¡rd- not on1y, as iscustr:rnary, a harsh and purposeless estab-lishment. They should,intrr:r1uce B.n era of v¿¡^st swarming out frc¡n the European beehive
and v¡ittr this act of ernigration in the grnnd m8nner protesta¡lainst the machine, against capital, and. against the choiee withvhich they are nov thr:eatened,, of becc¡ning of neeess¿ty/ ei.therslaves of the state or slaves of a revolutionary parby. 2
In effect, llietzsche is claiming that the "working cl-assrt is
beyoncl redernption, since it has been n:ined, by a conscioì.t.sness of itsel-f"
Tntenclerj. for slavery but educatecl for mastery, the Europeart r¡rorker represenl
jn Níetzschef s opinion, the L¡wnatt inpc.,ssibiLib'y of reconciling the demand
for his iabour s¡d hj.s urge to clcrninate.
1" llietzschels attiturl.e +,o wolk is of more i-nterest. He sees it as
¿ì cleìsire to keep the Stater stable end. secure, bY inhibiting thed.evelopment of general nnd inj"j-vid.ual- abitities for reason and.
ind.epe¡¿,ence" "For it uses u.p a tremen<lous amorlnt of nervous energl¡a.ncl it takes arlay fïftn ref,l-ection, brood.ing, dreaming, uorry, love,and. hatred.; it alvays sets a smal-I goal before oners eyes andpermits easy an¿ r.egulgr satisfactions." D, 1.73. It is this d'u}Iingeffect on each factory vorke¡ that Nietzsche sees a^s providing a
rreasu.re of secr.rrity in Lhe Stnte, through the inactivity ancl fackof arlventut'ousness j.n its people. l{ietzs(lhe sarcastically notesthe flav inherent in the mechanistic repression of the ind-ividual," " . . n a socie'r,y in which the members continually vork hard lrill- have
more security; ancl security is nov Bdored. as the 6upreme god'dess.And nor¿-horrorsl - it ì-s preciseþ the "worker" who has beccrne
dnnge¡ous. "Dangerousrr indiviaual-s are swarnting alL arorrnd. And
bc¡hind them, the rlnnger of d.rngers: the inrlividual-. ftid.Ibicl. Whether rnigration can seriously be regarclecl as a solutionfor the vorking
"1o^ç" (st that ti-¡ne) is at l-east open to sympatheti'c
consiileralion. .¡\s Nietzsche puts it, the l¡orkers Lrere to reiectthe al.ternatives of Ì¡age-sL¿ive a¡rd. revolutions.ry worker. Conceivably,migr"ation has operat,ed. effectively as 8. safety release for Europeanind.ustriat d.evel-opne¡|; rtcJ-ayi-ng, at best, i.ncreasing pressuTe on
thc vorking class to accept ::J-avery either to a par-ty or the State.
Lt
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111
.,.. the insti¡rct try virbue of ¡^rhich the woi:ker beccrnes possib-Leas a cl-ass, possibl-e in his eil¡n eyes, have been d.estrq¡ed. throughand. thr.ough r+ith the most irrespor:si.bJ-e thoughtlessness. The workerlnras qual-ified. for r,ri-litarlr serrice, grar:ted the right to organize¿ud. to vote: is it any vorrder that the worker tod.ay experiences hisor+n existence a^s clis'bressj-ng - moraì.þ spealing' as an injustice? I
Iìy implication, then, an appropriate theory of society voul<l nr:t provirle
the vorking cla-ss r¡ith a fut¡rre, r:ather|inars designing a fnture for j-t
simply on the basis of its existence. Äl-so, Nietzsche ind.icates that,
shoul-¿l the ]atter course be a.,lopt,r:d, it viü be inspired, by the d.esire
to remove tlie "injusticetr perpetrated. on the vorking class '
Whi.le not end.orsing sr-rch a judginent for its:iroral- contenb, Nietzsche
nevetthel-ess c'tisplays his d.isaffection vith st¿¡.te and. society in their
contempc:raJX¡ Ês vel.l as historical forrns on two levels. First, existing
forrns of state a¡id. society are held. to be responsible for the creation of
the vorking c1.a^ss anrl for its subsequent degeneration into a hu¡nan
responsibili.ty, as ve have seen, thus provicling another facet'bo the
critique that Nietzsche build.s of nineteenth century civilisation. At
a seconC. BJìd more ñrnclanent:rl- Ìevel, however, he mekes a cl-ear d.istinction
betveen state a.¡rd. society. Nietzsche rejects the notion that ¿r reorganisecl
or reconstitutecl state migh'b achieve the aims of, for example, rationality,
hrrnanitaria¡ism, or justice, Quite apart fron the relative merits - more
precise\y, the defects - r:f these valuational principles: alry state must
be conceived" vith scrne explicit ci:: i-mplicit teLcs as a basis, which
Nietzsche takes to be errotteous. Society, oD the other hand., may exhitit
rnore ol^ Ìess justice a¡d rationality, but such occuruences are subject
to neithe.r approbabion nor approbrir,lu since they have teleoì-ogical
ranification" Thus Nietzsche can criticise society without having to point
out the woys it shoulrL be macle, by 'bhe poner of a state, to improve.
I" Tf , "Ílkirmishes ,'r !0.
trz
u
l'his has inportant implications for the ind.ivid.ualrs conception of
Ìris place in the vor-l.d, and-the ind.ivid.ualrs belief, fostered a¡d re-.
inforcecl by rnateria-l-ist sociology, that society and. state in whatever
forrn have valid.ity by virtue of their existence. The in¿ivid.ual is
sed,uced into thinking thab all meo.ning comes frcm society, end. is expressecl
through the manners and. norafs of that society. In Nietzschets cpinion,
this represented. no less than a belief in the insignificance or the
improbability of a powerful and. creative ind.ivid.uality. Eehoing
Rousseaurs sentiments of the first Díeeota,se, Nietzsche held- that such
a belief nust uftimately red.uce the effectiveness of the ind"ivid.ualr s
r¿i l-1.
Today the taste of the tiue and. the virtue of the time ¡,¡eokenand. thin d.own the will; nothing is a.s time\y as ÌÍeakness of thewil-1" rn the philosopherrs icleal, therefore, precise\y strengthof the vil-I, hardness, artcl the capacity for long-range d,ecisionsmust belor€ to the concept of "greatness.tt I
irlietzschets reference here to d.ecisions for the future should. not
be mistaken for a tel-eological anaþsis, hourever. By ernphasising long-
range considerations, Nietzsche concentrates most clearþ on overcming
the d.eep shadow of past morality over the present. Tk¡e "philosopherrs
id.ea1 ,tt it this sense, is the facil-ity of seei.ngttbeyoncltrweakness of
the will- å^s ain irrmutabl-e fact and. thus perrnitting a higher und.erstand-ing
and appreciation of life. To universalise this in the social sphere
requires ind.ivid.uals to be re-acquainted. with the pctt'er and. utility of
their cnr¡r r¿iIIs, a^s well a¡; awakened. to the constrictions they a1lowed.
society to place upon them.
L Bffir 2i2, c.f., AS, pp. L8,22r 25.
f
rr3
It is l,e 8.1one who have ri.evised. cause' sequ'ence, for-each-other,relabivity , constraint , number , Iaw, freedcm, motive ' -
g^rìi[ purpose 'and vhen ve project aná niix this s¡nnbol world into things 8s if itexisted t'in itsetfrr''Ìfe act once more as we have always actecl -,Ulnotàg"eaLLy. Tlre "'¡rfree vill" is mythology; in real- life itil only a matter of s'brong and' ueak' vills ' I
Tn Nietzschels ter:ng, the par:ad.ox is that man has separated himsel-f
f:.cm creative efforts to make the world. intelligible. Having constmctecl
a series of hermeneutical concepts crut of a need for convenient and
manageable explanations of the vorld.r mgrl ceme to regard such concepts
as objectively val-id., e.s d.istinct frcmr their hunan source. By default,
then, ma¡r relinquishecl his control over the entire 1ùrencmenal- world' in
favour of that depository of vaiuations, society'
Such a d.evelotrrnent was far fron benign, hcwever, since soCiety' once
in possession of hunan values and s¡rnbols, used them against ma¡' Rousseani
had ccrne to the same conclusion with respect to morality in particular,
ar¡d he bel-ieved., J-ike Nietzsche, that society had gradual-þ perverted'
uro::ality, rrntil that morali.ty came to donj-nate and subseqtrentþ pervert
its human creators and agents " In response to this, Rousseau wished' to
ehange the moral nature of ms,n and make it coincid'ent with a moraf ity of
the gtate, in the hope that both vould provid.e mutual support. As has
been pointeô out o l{ietzsche s€tw such a course as frarrght wittr d'anger rather
than pronTise, and. rejected. the notion that man shoulil undergo the ehanges
l. BGFI , 2r.
lIl+
t-
a
thab Rousse art mootecL. By contrast, Nietzsche concentrated. upon ùì
attack on, not any particul-ar expression of morality, but on the trfact"
of nora-li*uy itself. I
A ¡noral,ity, a mod.e of living tried. snd. pr'û)ed Uy long experienceand testing, at tength enters consciou-.tness as a lal¡, as døninating -And tlierevith the entire group of relateð values and- states entersinto it: it becomes ve¡ter¿rb-le, unassailable, holy, true; it ispart of its d.er,'elopment that its origin should. be forgotten - thati.s a sign it has beccmne master - 3
The impti.cation of this, as fel,r as Ror¡sseauls vork is concerned', is
that his eGn'bTab socit¿L l{a.s conceived. r^¡ithin the ccnfines of etisting
morality of the State at a*Il." Lf this is true, then, Rousseaurs theory
in effect per¡retuates both the existing valuational moð.e and the und'er*
lyitrg principles that give ri.se to any set of mores.
The origin of mores may be found. in two thoughts: trsociety isr+or-th more than the inclividuaì.r" and t'enduring ad.vantage is to bepreferreci to ephemera-L a¡lva¡rtage" - frcrn vhich it foll-ows that theãn¿tp:-ing ad.'rra.nì;a.ge of society must be given preced.ence, unconili.tionallyover the aCvarrtage of the ind,ividual , especial\r over his monetarywej-.L-being but also over his end.u::íng adve.ntage and. even hiscontinued existence. l+
These ttr.¡o thoughtst are indeed prersent in Rousseauls insistence that
the sovereign peop-Le subsr¡mes each incì.ividual , e-nd. in the creation ofç
tlre State to establish and rn*intain liberty and. equalít'y,' l'ìee rejection
l_ Tracy Strcng offers this explanation of Nietzschers position. ttFor
him, because trs¡.itional philosophy did more or less accurate\y¿esóriUe peoplers lives, it is to be :'ejected., along with those lives.Hrrnan moral reasoning did speak of huma¡l moral concerns" It is thenoral corrceïns themsel-ves a¡rcl the lives which gave rise to then thatl{ietzsche is conce¡ned to attack.r' Strong, oP- eit., p. 15.
?_
L
2J.
Þloral.ity ie a "facttt in the mythoì.ogical sense, whereby ma¡r createsmoral-ity, then forgets it is his creation.
W,5Il+.
\ffi, 89. Also "a moral system then constitutes for Nietzsche an
organised. abtempt tc legitimíze a pan-ticul-ar strrrc'bure of behaviour'.It is anal-ogous to vhat we mig¡t caLl ideology tulay, a d.efense ofthe ul-timatã vatiaity of a tcrnporary a¡d restricted- system of action'In r¡ncovering a moral system Nietzsche seeks to reveal what preciselyis beirrg ius'bifieri, Strong , oP. ct',t., p. 33.
.'i" sc, r, 6.
a
1..r5
of Rousseaurs attempt to incorporate a new civil norality is augmented
by Nietzschef s betief that rrthe moralist d.isintegrates the moral
instincts, however much he msy suppose himself to be their restorerr" f
and. is of particular relevance to Nietzsche?s viev of state and society,
s¡d. the rel-ationship between the tvo thinkers in the fotlowing respects.
First, despite Ernir equivocation about the worth of ind.ir¡iclual
thought, Nietzsche makes clear his attitud.e to both state and society.
Ttre state, vhether actual or ploposecl, is totalJ-y unaccepteble to Nietzsche
on the ground.s that it cannot fail- to irùibib the development of the
single iird.ividual as vefl- as arrest the p:'ogress of ma¡kind. in general.
Society, on the other hant1, recej-ves pointe<L criticisns on\y in the
Iimitecì con'bext of its fonn at any particular time" Thus Nietzsche is
able to go into scare detail c¡¡er the merits or othervise of civitisation
in his and. the preced.ing tpo centuri"u.2 Aiso, speeific ind.ications of
boLh the futu.re for society ancl the d,irections in which Nietzsche believes
it should. move toward that future are provid.ed..3
As r+ith the state, l{ietzsche expresses his concern in terms of b}re
individuaJ-, sgain invití-ng conperison rvith Rousse&u, and. bringing us to
the seconcl and l-ess obvious issue, even though we are met with- a contrast
rather than a ccmpa:'ison. Rousseau maðr correctly be id.entified. as a
moralistz whose e-in vas to re-estatrlish virtue ín private ancl social life.
For Nietzsche, ìrowever, the pursuit of such an id,eal- is not onþ docrned.
to failure, trut the vork of a moralist wi-I1 in effect exacerbate and.
'rd.isintegrate" whatever moral instincts might be extant. If this is the
case, then Rou*sseau, a-l-beit unintentionally, contributed. to an increasing
l-" WP, l+23.
I^/P, 95 r "1'lle I'lrree Centuries.'r
q.ü., üh, vrl .
2.
3"
t
LI6
clisaffection with noralistic interpreta'bions of the world. hrith this
aspect of lìousseauis effect on ninetr-'enth century society, Nietzsche
sees on\ positive results, ond. in fact more tha¡r endorses ar¡¡ veakening
of the hold- of morality over society.
O rny brotherri, a¡n T cruel? lSut I sey: what is faLl-ingr weshoul-d. still- push" Everything today falls and <lecays: who '^¡ouldcheck it? But I - I even vant to push it. I
2. Geneal-oglf of Morals
Thus Nietzschets questioning of the concepts that underpin Rousseaufs
philosopliy becones changed, in many ""=pu"i", into a concerbed. attempt
to clestroy those concepts outri6ht. To achieve this, Nietzsche tr:rned
to an historical exanination of ma¡r and mo::al-ity - a genealog¡ of morals -
vhich was al-so capable of clemonstrating the valid-ity of his thought as
2a vnoIe.
However, there is much in {ie-,,zschef s ionception of morality as it
r"e-l-ates to mr.rnrs nabure thst is reminiscenb of Rousseau. Even though
Rousse¿ru resorbed^ to a belief in a Supreme Being, he establ-ished. that
nan l¡as the creator of his mor¿r-L cond-uct. I'f,en may not be good. as god.
vas good., but manlÍas ccryoble of good., and. eould. choose to be so.
Sinilarly, ngn was capabte of ancl could choose to create evil. In both
cases, Boussearrt s god was vitliout the ability or responsilifity attached
'b,: such choices, ancl Rousseeturs; incliviclual man r¿as lefb entireþ to his
own devices to decid.e upon the nature of his nors,l behaviour" There is
cfose a,.ffiní.ty between these notions of menr god, and. evi-l. and.
Zarathustral s o
I TSZ, p. 32f.
l{ietzsche wrote a book entitled GeneaLogy of MoraLs, to which we
vil.l::efer, but we éì3"e l.ess co¡rcerned with its genealogical orsocioJ-o¡4ica-L accuracy as ve &re vith the important link it providesin the d.eveJ-opment of poì-i.tical theory fr<xn Rousseaur s time toirlietzsche I s.
2.
t
rl_?
ve:.iì-y, mån gave themsel-ves al-l- their good. Bnd evil. verily,they d.icl not take it, they did not find it, nor did. it cone tothern as a voice frcrn heaven. Only man placed values in things topreserve himself - he al-one created a meanin¡ç for things, a hunart
meaning. 'Iherefore he calls hinself ttm8l.l,t' which means: theesteemer. I
Vlhat d-ifferentiates Nietzsche a,s Zarathustra frcxn Rousseau of the SoaLaL
Conl.nact is bhe clirection of anatytical perspective. Rousseau is concerned
v:'-th an internal process, assuming that each man is in, constant touch
vith a moral- nature, vitling the good. in accordance with that nature ' or
chcosing evil against his natur:e. Nietzsche, on the other hand, refers
to manj EIs a, species in social groups, deciding the value of external
matt,ers in ter:ns of good. anÔ evif, rather tha¡r assessing his personal
behaviour. T1ìe resu-l-t js that Nietzscl:e must deny any belief in a mora^l-
nature.
hne hecønes ntoraL - not bectanse one ís motaL" Submission tomora.ì,i'vy can be slavish or vain or selfish or resigned or obtuseþenthusiastic or thor-rghtless or sn act of clesperation, like thesubmission to a prince: in itsel-f it i-s nothing moral-. 2
Irlietzschers tmclerstand.ing of morafity, hor+ever incipient in
Rousseauts conceptj.on of a self-created. morality, provid.es a powerful
revision of the moralistic viev of hr¡lan nature, and d.iverts attention
from the {p¿ivi¿ua-I to e. wid.espread social- phencrnenon. Since Nietzsche
cer s¿ìy that ttthere aJe no moïal phencnnena at all , but onþ a moral
inteqpretatiorr of phenornenor"3 all phiJ-osophy the,t exanines morality
es an c¡ssential-, spiritual cupacity of man is mistaken. In Ror::sseauts
ca-se, while be <lescribeicl a ma¡lifestation of social moralityr and even
criticised. its contemporary forrn (¿rs Nietzsche vas to d-o), there was no
real appreciation of the causal factors und-er\ying its continuing
1. T57,, p. }Jl.
0,9T.
BGE:, rOB.
2.
1r-B
inf:Iuence.l l,l1etzsche takes up this task in I-BBT, rv-riting on the GeneaLogy
of lfuor7Ls, asking t'unrl.er vhat condj.tions did man d'evise these vaJ-ue
By this str-rd.y, Nietzsche confirms the existence of two major tapo's of
rnorality * slave and. ma^ster norc-Iity - abtaching the first to the behaviour
of ilre hercl , and. master moral.-i.ty'bo what might be clesignated' as the
sristocratic viev of human natur-e. lYacy Strong points out that these
genealogical categorisa;bions shoufcl be regarded. only in their specific
d.es criptive context .
Genealogy is the analysis of that which makes "things'r intofacts for usl- it rrn more pu.'sues the enpirical tha¡ does, forj-nstance, th; elaboratian of the trmod-e of prociucli9n" in ì44'rx orthe ilgenár,aL v¡il_1" in Rousseau. t'Slave moralityr? is for Nietzschenot ¿r description of what "si vestt do, but rather the name of thatmoral- systerr-whose con,sti-r,uting elements color most activities vith,,slave *orJity.tt 'Ihe ttcontextr" so to speak, gives a particularactivity a slavely moraJ- meaning. 3
sl"ave moraì-ity has a speciaJ- sigrrificance in Nie'Èzschets writings,
because lre associ.ates it r.¡ith the rise of democratic movements enrl' the
increasi-ng ri.crninance of the herd.. Rousseau is seen to be in part
responsibl-e for this d-evelopment because he popul'arisecl notions of equality
and. tiberty, givi ng a pol-iticaf voice to the z'essent'Lment of the mob, and-
t I
¿.
Rr¡usseaurs d"esire to procluce a profould. political analysis was based
upon h ations of the government of venice during his time
ai nmb L secreta'y. In the space of fourteen yeers, however,
Rousse s "harl ¡ectne great\y enlarged. by the historical-study ." Cortf, f , 55. ttlre i= án inportnnt d-istinctionto he een a .i.t-,ay of the hie bong of morals and' a"n hístoricalstu(y. only in the former csse can origins and. causal factors be
sought and. anaJyserl" An historical stuay, on the other hand'' rnight
demärstrat* *. irrufutab-Le Link betveen politics and morality,*it¡o.tt provid"ing an adequate expla,nation of hÕr¿ this caate about,or vithout canvaãsing ar4¡ a-Lternatives 'uo such a tirù'
&lo trPreface rtt rr1 '
Íitlong, op. eít." pp. \f-8.)
,
llg
aì-l,owing them to cfa-im uniuersaL value in their crwn existenceo For
Nietzsche, claims based. on tì.enocrabic principles ind'icate the ecceptance
of a mod.ern and. seculeriseå form of ol-d.er moraf systems of thought.
Such a secul-s.risation. then, call be said to be due to the trend ofþr (^,rr!a ) orr - ?,
Rousseaurs tho¡g,ht, and the inftuence he he.d. on the history of political
thouglrt. 11s von Rj.ntctlen sees it, mants u¡rderstand.ing of the world ha8
gone through successive clevelopnental sbages, each more secular than the
l-a*st. lJ'hiÌe he regard.s Rousseau as having d.escribed. the most recent of
those developrnents, it cs.r¡ be seen that Nietzsche, by examining and- rejecti
the cornplete process, actuelly provides the next logical step.
Accord.ing to the old. faith all things depettd.ed on a Being,absol-ntel-y d.ivine yet capable of being apprehend'ect by way of arralog¡,by whom the v6rl-d. ha<1 been created.. This fìrndamental conceptionÌ¡as pïogressive.ì.y el-iminated. by the secularization of the mode::n mind.t,lia¡ irnalineo that he coul-d solve the rid.d.le of the cosmos, firstthrough mathematics e¡rL mechanics ( rationalisn) , then throughsenses and experience ( sensualisrn) , through measuring nature(natqrat-ism) , or: throu6¡h the subjectivity of the irrd-ivid.ual ego(rom¿¡nticism)" I
Like Il.ousseau, Ni.etzsche rejected. the claims of rationalism,
sensualism and empiricist naturalism to prov-id.e the final solution to the
cosmic riad.le, even thor-rgh some el-ements of each of these are to be found'
in bo'bh thinkers' woi'ks.2 fhe säne cennot be said. of rcrnanticism,
hcn¡ever. By assessing public reaction to his La Nouue'Lle HâL'ise, ay
ccrnparing his efforts with those of Richardson (art ttinsipidtt rrxrence
vriter) r' Hour="au ilemonstrated an &wareness of his contribution to a
Iiterary movement subsequentþ' classifiecl. Rcnnanticism' Further, Rousseau
a¿mits that he vas in'ra s'bate of most feverish ecstesyt' a.ndrrinflame<l
t J. von Rintei:et, Begr-ntd Et.istentúaLism' Trans. Hi-Id'a Graef , George
Al-l-en 8r Unwin (Lontlon 196I) , P" 19.
For cxomp-Le n both lìousseau ancl Nietzsche are anti-rationalist, butn<¡t irralionalist, botlt accord sone significa¡rce to the explanatorrystrength of sensua-lisro, {rnd Nietzsche in par-bieu}ar stresses thei.mportance of naturcrLisn in man, WP, 73.
t'il) r 62.
La
2
l20
¡,
imagirtatiotr"I evitlellce of a' d'eliberate intention to
subrnj-t vholehearted.-ly t,o the f sub¡ectirrity of tlre ind-ivid'ual ego'l
Nietzsche cond,enns romzutticism, b'.rt this is offset to scme d'egree by his
recognition of the fur^cla¡nental impo::tance of the inclivid'uel- ego' expressed
jn his terms as the will to pswer. Hovever, Nietzsche cannot a6gee that
subjectivity, a mere facet of the ego, shoulrl be elevated as a principle
in itself'. To Nietzsche, Rousseauts glorification of subjectivity is
both d.estructive of man and proof of the perpetratorrs noralisticD
in greatness); the a surd- vanity of the weak marl; r&lcour of the
mob as jud-8ie ("for ¿¡ hunCred years no\r! a sick me¡r has; been accepted
as a lead-er in Politics") ' l'
Al.bhor,rgh Rc,usseau is once again the object of vilification, Nietzschers
criticism is not so much aimerl at him per 8e, as it is against the uses
that was mo.de of his vork. "What va:; sick in lìousseau v&s a'ùnired' a¡rd'
.i mitated, r[ost."3 For l{ietzsche, Rousseau was claimed' by the herd- as the
chanpion of the common mart, r-esulting in a strengthening of slave mor:afity"
But Rousseau va.s by no mea¡s entirely responsibte for the degradation
clf níneteenth centul:Y mån"
8.o ChristianitY
,llhe d.ilenna. 8.s I'lietzsche saw it is that any morality is preclicated
upon the existence of a gocl frour vhcrn nan receives his understond'ing
of good a¡rd erril. No+.vithstand.ing the irrereasir€ importance of secul-sJ'
vorrd.-vir¡ws since the Fenaisseuìce, christianity continued' to d'crninate
l.
2.
rbid", l-oo, ro2r.
wp,6¿"
rb¿d., t@, 1o2l-.J¡
t
l-2I
manrs bel-ief that moral clesi.gnations r¡ere hand.ed. dovm, artcì. could not
be questioned.. As Robert Sol-omon points out, Nietzsche attacked all-
systems that accept this basic religicrrrs belief "
Nietzsche attacks ìrnder the seme rubric all moralities thathave universal principles, vhich appeal to universnl reason ratherthan ind-ividual- d.esirãs and |tvirtu.€sorf TLre conneet,ion between
christian morality, Platonic metap\ysics, Kant t s practica-l reason,and ttherd. mo::alityti is their mutual- d.ema¡rd. for universal and'
suprapersonal values. L
These obserr¡ations ca.n be rel-ated. to Rousseaurs thought on two l-evels.
First, his pirilosophy of the State and. the concept of the general will
represent a reconciliation of the Pl-atonic conception of m8.n as zoon
poLitikon and. the reJ-igious ind.ivid.ualisn inherent in Rousseaurs personal
forrn of Christianity. Seconcl , Christi*n though he vas, Roussea'u rejecte<ì
the d,octrinal- clains of the major reJ-igions by reference +'o his in<liviclual-
d.esires a¡d- virtues, as str:ecies man. This represents, Nietzschets
criticisn not withstand.ing, an important step away frcm received- moralityt
hancled, d,own frqn a god by a mediating religious in.gtitution' Nietzsche
took this clevelopment to its logical- concLgsion to der¡¡ categoricall-y
that norality we-s anythi.ng but a soeial-,nod.aIity. Ttre greatest obstacle
to be overcüne vas Christianity itself.
I call_ Christia¡rity the one great curse, the one greatinnermost corruption, tire orr" g""ãt instinct of revenge, for which
no means is 1:oilonous, subtu"""nut', smaLL enough - I calL it ttreone iromorta-l bl.emish of mankind. 2
Aì-thougtr we nTight expect Nietzsche to be critical of chrisbianity
on the grounds that it constitutes a folîtral-ised, social morality, an¿l
protects and. extends the influence of that morality, this particular
religion is singled out for speciaJ" attention to end speculation about
prime causes external to the individuaJ-. By provid-ing a genealogical
I. Robeït C. Sofcmron, r'Nietzsche, Ilihilisn, and. Moralityrt' inNietzsche: A CoL-Lection of Critieal Essqs, oP' cit', p' 22O'
2. A, 62.
a
l.22
examination of the Christia¡r church in particul-ar, Nietzsche sets
hfurself the task of reachirig a ìretter understan<ì.ing clf the inner core of
mo^n, the inner: core that Rousseau cfaimed. to have discoverecl in his
politicat vritings ancl, more specifical.ty, in }-ís Confess'iorß. At
t¡e same time, & cl-ose anaþsis of Christianity voul-d reveal its roots
anct the l:eason$ for its clccninant r"cle over the centrrries. Whatever its
inffuence en<l importsnce in the pasb ancì. the present, Nietzschers ultimate
re.,¡el-ation is that the furd.amental presuppositions of the Christian
r:eligion are irre.Ie.¡a¡t to mo<lern society"
cerbainþ the christiarl refigion is an antiç¡uity projected.:'-nto ou,r times frcrn remote prehistory; and. the facb that thecl-ain is be-ì-ieved - wher"ea^s one is otherwi-se so strict inexamining pretensions - is perhaps tire most ancient piece ofthj s heritage. I
Iiere l,fietzsclre is incli.cating that, d.espite aJ-1 previous works on
reJ-igion, ib is he al-one who actually poses ques-bions, not for religion
to zu.¡swer, but al¡out reì-i.gion itself, that cennot be answered- in a
religi.ous fasliion" This appr:oach l.ea.d.s lùietzsche to perce:ive that the
strengtlr of Christia-riity lies in its appeal to i;he üeakness of its
ailherents -ttth¿, drcrss a¡ld. refu:;e el-ements of every kind'tt - a principle
that applies equally to his view of slave mora1,ity.2 Such a religion,
hc¡weverr cBJr only perpetuatelreakness, rather than mitigate o:: remove it.
perhaps nothing in Christianity is as venerabl-e as their art9f t,eaching even the lol¡l-iest h<Yç¡ to pla,ce themselves throughpiety in añ il-Iusory ord.er of things and, thus to naintain theircontentment with the real order, in vhich their life is hard. enough -nnd prc-cisely th-ls h¡arclness is necessary. 3
llietzsche augnents his insights into Christianity with a method'otogica
critique, revealing a vhole series of contrivances - rlonsense vithout
stilts even - that are mai¡rtainecl because there are no means by which
the¡' qen be tested.
l_ n üAll , rl_3 .
?. Rolsseau seems v:i llingl.y to irave converterl hj.s weakness into spirituaìcertitucle. "The best lse I can make of my reason is to resign itbcfore thee; rny rnincl cleiights, r1y veakness rejoices, to feel myselfov'e.n¡he-lmed blf thy greatrìess." EmiLe' p. ?-\9.
3. DGE, l¡-L. C)r, ers Mar,', vou-Ld. iL, Chris'bianity f\rnctions ûfJ 8n
opiai;e,
a
r23
In Chrj-stianity neither rno.r:ality nor reJ-igion has even asingl-e point of contact vith reality. Nothing but imaginarycürt{:i€s (ttGod.rt' ttsou-Lrt' tt"gortt ttspirit rtt ttfYee r¿illtt - for thatmatter, I'unfree vi1l") , not,hing but imaginary effecte (ttsinrttrr reclempti on ,tt tt gr:a,cÉì ,tt ttplmisirment ,tt tt f orgiveness of sinstt ) . I
By distinguishing between retigion on the one hand and. morality on
the ottrer, Nietzsche d.ravs attention 'bo the relationship betveen the
institutional a-spect of Christianity and" its l-ess apparent infl-uence
on mora-l- belief. This characterisation of Christianity as a highty
d.efj¡ritj,on of reality is su'stained by imaginarXr causes anil effects,
brings into question the forrnclatl'-on of tirristian religious worship -
fs;ith.
From the start, the Ctiris'bian faith is a sacrifice¡ as:acrifice of a,L-l freeclcxn, all- pride, all self-confid.ence of thespirit; at the same ti¡ne' enslavernent ancl self-rnockerXr, seJ-.f-mutifatíon. 2
llut this cle::ogetion of fa.ith is not confined" to jud.gmentr¡ concerning
the spiritr-ro.I r¡eakness of the believer a¡rd- the destructive effects of
taittr on ir¡clividual-ity. \Ihite llietzsche sees the ramifications of the
practice of faith, he also challenges the id.ea that faittr in Christ,
as the nost significant exarnple, vilJ- actually prod"uce a Christian.
It is false to ttre point of nonsense to finrl the mark ofthe Christian in e "faithr" for insterìce, in the faith inred-empti"on through Christ: only ühristian pnactice, a life suchas he líued who d.ied on the cross, is Christian. 3
Nietzschers attiturle to the existence of Christ is of interest here,
especia-l-Iy with respect to the vievs that Rousseau heLd" Rousseau
diverged from est¿bl-isherl rloctrine by remaining entirely sceptical as
to vhetirer he shouJ-cl accept scriptual insistence that Christ vas Godrs
son, Ie-b ¡¡Ionethe notion of the resur:rection. Also, he was quite
satisfiecL to bel-ieve that it was Christls dÊti.,Jns that mad.e him Christ-
1ì.keo a¡rd that he r+as bu'b +¿h¡: livi.ng example of Plators imaginary goocl
L. A, ]t.
?-, BCE , \6.
3. A, '39.
]
12ì+
már:, ancl nothing to...l Sirnilarly, Nietzsche points out that a simple
bel.ief in r+hat Christ did, or: w&s srrpposed. to do, couIcl never mske one
a Christian. By implication, then, for both Rousseau and Nietzsche,
faith vas not as inrportant as living accorcling to that irurer nature of
man to wliich both al-lr:d.ed., but vhich neither enunciated ful-ly"
It j-s cl-ear, Ìrowever, tha;b Rousseau and. Nietzsche are suggesting
that each life has a ruriclpeness that preclud.es the ind.irrid.uaL abst,racting,
th::oug,h "f¿,rithrtt Lury intrinsj.c povers of sel-f-expression. fn this
ï€ìspe-ctu Nietzsche echoes lìousseaurs cr:i.tique of established- religion,
since both reject the notion ihat fhristianity, as a cu-ltural heritage
of ,,^iestern civilisation, shorlld be fgrmalised. and. pressed. into the
ser',,'í ce of seJ,f-seek;itrg L-hurch institutions.
It is the srrre sign of the d.eath of a retipçion when its nr,ythicpresìr"pposi.tions beccxue systemabised, under the severe, rational -
eyes of rur orthoctox ilogmati.sm, into a rea.d¡r surn of historiealevents , and vhen peopie begr1n timid.þ defend-ing the veracity ofmyt,h but a.t the sarne time resist its naturaf continuaJrce -wtren +.he feeting for my:th r,¿ithers nnd its place is taken by areligi on cl aiming hist oricaJ.. found-at ions . 2
Rousseauts athorrence of Church tloctrine, however, implies i.rhat marly
r,¡orrld:.egan:d. &s an eclually inclemonstrable faith: the belief that man ca¡r
fincl h:Ls tlre sel-f thror.rgh rxl exzutrination of his place in the world,
natural- and supern¿:,turs.f, sc that he may cone to B¡I understand.ing of
himself and" est..¡b1ish control over his bod.ily passions by the exercise
of his conscience - å, balance of reason and. emotj-on. Christianity, in
tbis event, is in Roussear-r.ts philosophy an affirmation that man is a
mora.L creature, hrhose goodness had beccrne innate trut rema¡Lned, corruptible
in contemporary society, ancl yet corrigilte in a just anci good State.
T¡us a civj-l- religion, proposed by Rousseau as a moral support for the
State, implies that ma¡l is 1,o be clefined. by a ccrnbination of ccnm.unitarian
construct,s governl'.ng nìo^n s,s a social- being and supernaturaf propositions
retati-ng to rnan as a"rl indivi.clual .
To Nietzsehe, this is ¿ur r"rnacceptabfe ro¡anticism, and. he coul-cl see
1. . iln'iLc , 26r, ?,'(r"
2. BT, p. 68.
t
r25
only negative res;ul-ts flowing from Fousseaurs modernisation ar¡d
secu"l-arisation of rt-'Ìigion b;y red.ucing it to the reaLm of the individual.
As far as Nietzsche ves concernerJ., the soci¿rl aspect of religion must be
questioned. and- indeed. d"enied.; maÌ1 no longer need. bel-ieve that any
superordinate bein¡g other than rnan presently exists. Man shoul-d. therefore
be freecl , not only fron religion ¿r.s L repressíve instit;utíon, but also
fron tlre ::epressive force ot '[nr]iuiãuaLly-hdld beliefs that man is not
the sole, motj-vating entity for life, Here Rorrsseau is appropriately
criticisecl trecause he, like Kant, Schopenhauer, Hegel-, and, Kierkegaerd
efter hirn, stiJ-l- insisted on ma^i-ntaining a goC. \^Ihat vas'¿orse i.n
Nietzschets viev vas that lìousseau seemed. to succeecl in his intenrl,ed. aim
of mal<ing religion more attractive by giving a very personal version of
Christianity that i¿on ",,¡icl-e a.ppeal-.t n"u Rousseanl been content to give
onl-y a critique of institutionalised reli.gion, and- not atteinpt to entrench
the basic moraL and, r'el.i6;ious presuppositions of Christianity in a
modern fashion, I'lietzsche may have treen less vitriolic against his
Nietzsche is certain thab the J-ong reign of Christian dominance in the
'vtrestern phrilosophical. tradition is at l-ast cøring to an end..
It seems to me-bhat bhe onþ appro¡rriate response is a carefuf,consid,ered vithdraval-: I hc¡nor religion thereby, though it is ad-ying religion o... Christie¡rity will very shorb\y be ripe for acritical- history, an autopsy. 2
1. ".... it is probable bhat the aspèct of the vorb (EmíLe) wlnídnrna.d.e the most immeri.iate impact on Rousseaurs contemporaries was. " ". the d.iscussion on religion." t'But his influence certainl-yseems to have been for rather than against religion, even theÇhristian reJ-igj-on: aithough refutations continued to couple himvi.'bh the ra.tiona-list opponents of religion, the main appeal oftL: Professíon tle foi vas a spiritual if not religious one,contrasting vitlÌ the increasing popul.arity of materialism, enilit lrr.i-s even been seen as an irnportant preparatory catlse of theCabhclic revival of ',,he c¡rrly nineteenth centurXr"" P.D. Jimack,Intro<l.uction to EmíL.e, I97\, pp. xx, xxiii.
?. Qr"rotetl ín l,övittr, op. *it", p. 370.
].26
3. Society vithout Religion
Although prepared. to Ìionour reli-gion, llietzsche does not mourn its
irurninent d.emise, for re¿lsons which are importa¡t to our anadysis, since
it can be sho¡m hov Rousseauls thor"rght relates to Nietzschers on three
issues, First,llietzsche regarcì.s a¡r historical outfine of retigious
val-uational pred.clninance ín a steedy d.ecl,ine as necessary t'therapytt
for nociern ma.n, as he ccrmes to be reLeased. frør the valuations of
arrtiquity. Secon<1, mÍLrì €rs B-n inctj.vidual is al-so faced, by the d.eath
of god, giving nev mennin6¡ to the supremacy of the self. Finalþ,
Nietzschets d.evel-opnent of these points brings into perspective his
genealo63' of mornl s &s arr element of both a critique of mod.ern society
anc] the vision of future society peculia^r: tc' Nietzsche¡s philoscphy,
".Iith regard. to the waning influence of Christianity, Nietzsche
vas vel,l avsJe that both jnd,ividuals and. society, while cognisant of
the change, vere un.c;ure of vìrat it meant. This brings hin preciseÌy to
the pararlox that faced Rousseau a century earl-ier - society reflects
both the wcrst fears and. the greatest hopes of mankintt.
In surwna: the r¿orfd as it ought to be exists; this r,rorl-d-,in which we l-ive, is a:r error - this r¡orld. of ours ought notto exist. l-
Roussean:, who saw himself as "a skille<1. anal¡¡st of the hrrnan heartrt'
r,¡as forced to the ssme conclusion, no better exemplified. then by his
r¡ithdrar.¡a.t frcrn the Paris safons into sol-itud.e to write tracts cled.icated.
to the betterrnen'b of his beloved. felfow man. Both writers were struck
by the rlj-fficulty of searching for the irner core of marr arrd. concluded.
that, a-Lthough one may 'be said to exis+, , such a tttruet' nature l¡as
continual-Iy frr-r.strateci and distorterl , and- that ma¡ls t'naturetr does not
csne to f::uition ttnatrrrally.t' lhe recognition and. attention that
Rc.¡us;seau and I'lie'tzeche give to this problem distinguishes them frcrr any
claims that they are br-¿t higii priestg of ind"ividualist plrilosophy. Both
,'rP, 585 (n) .
2a
I
ít Cont, p.5O)+, (ilohen 'i;i:anslation) .
+
I2T
sought to explain the "chnjns" that restrict the hr-rman spirit.f
Su¡:plementing his earl-ier indi.vidualistic stance, a.s expressed. in the
second Ùiscottrse, Iìousseau stressed the sociaì- aspects of rnants
existence that seem to him to suggest a ccrnmunitarian solùtion. As
pointed out in ürapter TI1., Rousseau pr:oposecl. a strong, supportive and.
therapeutic ccr¡ununity that wor-rld. protect and nurtu¡e the essential-l-y
weak sociaJ- sentiments in ma¡kincì., thus changing ind.ivicluals into
d"utifl.rl , moral- r:nd just c:'-tizens.
By contrast, Nietzsche abjures such a solution on the grounds,
first, that catering to srrch a lreakness viil only serve to mainta-in
jts; exj-stence, perhaps even to reinforce it. This premise unrlerpins
the conceptir:n of slave and- m¡-Lster rrc,ralities, and. the criticism of
pcpular d.emocratic novements with their ernphasis on equality and-
individ.ual hrunan rights.
The sjngle one, the t'incliviclual ,t' as hitherto understoodby the people ancl the philosophers al-ike, is an error afber aII:he j-s nothing by himself , no a,tor, no "link in the chainr" nothingmerely inherited .fron former times; he is the vlrole single lineof h,¡manity up t,o himsel-f " ?-
Íthis remark¿bLe reclefini'Lion of the individua.l- - the cur:rent expressi.on
of one progressing -ìineege j.nstea¿l of ar autoncrnous entity possessing
certain qualities and rights - allov¡s Nietzsche to dista¡rce hirnself
even rnore frcun other pliiJ-osophies that incorporate a conception of the
individ,ual. lfietzschers understand.ing of the individ-ual cuts across the
conventional- notion of att mankin<1. fitting into the category of ttbeing
an ind.ividuaf'r at sqre time or other, whether that may be through his
sr.¡cia} activity B.s per Mrrr'x, or in the tegatistic sense of liberal-
democratic theory. Iror l{ier¿zsche, it is not so much ttman as arl
individuaJ-r" but inclivid.ual man ¡r,s a thread. cf hurnanity" Âny collection
of inri.ividlrals or "thread.sr', then, will go to make up the ttfabric'r of
I. (i.u", SC, In Ii anrL try'orks, VoI. V, p" 29.
2. I'f " "skirrnishes," 33.
a
L28
society, as it \"rere, and it is as threa¡1s in such a fabric thot Nietzsche
assesscìc the worth of each incliviclual , ffi e representative of either
an ascenrJ-irg (strong) or d-escend.ing (weak) rlevelopment of humanity.
This presentation of the ind"ivid,ual a-c a marrifestation of humanity
rather than as a unique and single life brings us to his second point
r:crrce rnj.n¿1 society" I{ietzsche is unvil-Iing to accept that therapeutic
d.omination anri- d.irection of a wealç social being by a Rousseauía¡t
cornmunity is either possibl.e or d,esiraì:le.
The single human Ì:eing is a piec e of fatton frcrn the front a¡rafrcrn the ïear, one lav more, one necessit¡' ¡¡6tu for al-l that isyet to ccrne and t,r be. To say to hi:n, "Charrge yourselflrt is to<lema¡d. that everythirrg be changeil , even retroactively. l-
In genera,I , the past irnpinges upon the present ¿rnd- upon the creative urge
of ma¡rkin,å to re-forîn continr-rally hj-s social conditions. fn particular,
ind-ividuals experience fl.l-ierlation frcrn themselves as creative agents
beca,use they are .lockecl within the framevork of a mora-l id.eolog¡.
AJ-though llietzscire cloes not d.etail a strict phylogeny of one nature
being overcane by a second- nature, he did believe that there existed a
clr¡se connection betr,reen i.rurate characteristics a¡d the forrnation of
social- systems, jus'b as +uhose innate characteristics were affected. by
the env-ironment j.nto vhich they carne. In this respect, Nietzschers viev
bears renarkable resemblance to the critical portions of Rousseaurs
historico--anthropologicaÌ vj.ew of the development of man from the state
of nature into civi-l slociety, particr.r-larly his íd.eas of the nature of
:na¡ ¿urd. the most funcler¡entai facul-ties cqnmon to all . It va,s Rousseauls
conten+,ion that the original. state of man has been changed and augmented.
by successive sta4çes, chiefly as the resul-t of the capacity for sel-f-
improvement, "inherent j.n the speeies &s in the ind.ivid.ual."2 Ïfhen
1. IT, "l4orality as /ul+.i-N¡rture ," 6,
2* Of , p, 5\. For sr:rne of the significant changes, e.f., Of, Pts. I,'rr, q.t)", especiafly pp. 17, 5, , 6\, 82, 86, and 98-
ú
r29
Rousseau. refers torrhruna¡r n¿¡.trirer" tlten, it shoul-d. be taken into account
that he i-s at times scrutini'sing the rJ'eveloperd' and' refined humanttna'ture"
'bo be found. in conternpoïary ind.ivicluals, whi1.e also wishing at the same
time to point out that, since the greøt changes to hr:man nature have
in,¡ol-vec1 speaies rnenhind., tliere must be certain base eletnents upon which
subsequer¡b <levelopments rest. This base material , P.ousseau suggestst
shoul-d. be ciiscoverecl and assqyerJ. by the moral philoscpher so that future
stages in the grorrbh of the human species will- not be prejudicial to
the'ri'eal- nat;r:rer" the "i.nner coreit of ma¡rrt olra wiJ-I only hasten the
ad.vances of * perfectiì:ie ms^ïrkind..2
Rorrsseaurs concluslon here concerning the futr.rre for ma¡kind'
ilemons'brabes that the argreement between RouESeau B.nd. Nietzsche on this
issue of a d.eveloping human nature, r.rhiJ-e substantial , is by no mee¡s
total. certainþ, both sha,re an important presupposition - that the
"originaÌr' nature of m¿m has beerr rend,ered. unrecognisable by continual
cr-evelopment, but the.t each sta4;e hes been given a focus and. framevork
b_v its predecessor, vìlich j-n turn 't ransmits its source. Hcrwever,
Nietzschers unclerstand.ing of progress is at sone variance with Rousseaurs"
'Ihe notion of each "naturet' being supplantetl and. succeeded. by a tunewtt
crbsol-eteá amounts to a rejecbion of Rousseauts conception of
perfectibility as infinite clevel<rpment,al progress along a lineal?
conti¡uum.J For liietzsche, the transition fron the trad.itional nature
to a nev nat¡r'e is not *ìirst a question for the ind"iviaual, but for the
f . en).5 }lc¡usseauts reference to Gl¿tucus , O.f , Þ. 38.
2 " .:Jbid. ¡ pp. 5l+ , T\ .
-?" Enge.ls eu-logised. Rousseamts critique of contemporarJr society, ar}d-
took it to ue d.iaiecticaf. EngeÌs, oPn cit., po L66. Ttris isan opinion not shru'c:cl. by lrlietzsche.
a
t30
species. In general-, I'lietzsche sees each transition process (or
transva-ì-uation of val-,"res) as an inccnplete one, where the nev natu¡e
is never entirely abl-e to srrpplant the ol-d or tradj-tionally accepted-
nature" This is because âr "stern, ne.n¡ d,iscipliriett is subject to
cluestioning by arlherents and. dissid.ents alike, and. wil-l- be d,iluted, by
followers r¡ho ca¡not l.ive up to the new d.ema¡rcls. By impJ-ication, there
vifl exist, betveen inri,iriduals ancL groups of inclividua-ls conftict that
viII persj.st for some time, as the old. nature is t'withered.'r i.n the
presence of the new. WtLil-e srrch a scenario of hunan d.evelopment is jr-rst
as h¡'pothetical- as Rousseaurs historico-anthropological viev, in
l{ietzschets opiniorr there B.re sorne chan¡çes to manf s conception of himself
which result frsn dranatic adr¡ances in human understand.ing. These
chimges vi 1l- be diffe¡.'entia.ted from rurremarkable, s1ü,r or t'normalt'
progressiorr, because they <lemand. a, revolutionary transformation of
conventiona-1" wi.scLom. Nietzsche san+ hilnsel-f as both the herafd and
participant of one such revcllution, vhen he proclaimed. that God. is
d,ead.
Ive phitosophers ancl "free spiritsil feel oursel-ves to bechone upon by a new davn with the nevs that God is dead.. Ourheart ffows over with thanlilìrl-ness, Bn&zernent, presentiment,erpectatíon. Fina1.l.y! our ships can embatk again, and, gofo::th to every d.eurger. Every hazard. is again permitted. theinquirer, Perhaps there never vas so open s. sea. l-
I'lietzschers ime4ery is a. rrseful key to a better understand.ing of
his philosophical- insight. The d.eath of God. suggests something nev
a¡rd fresh for humanity as ve.l,l- as for philosophers, and. Nietzsche
ant;icipates philosophical voyages to new frontiers of knowl-edgu.2
.l-. GS, 3)+3, frcrn Arthur C. Dauto u Ni,etzsche øs PhiLosopher,Macltlllerr (tJev yorx f96)) , pp, I93-l+. A-Iso, I'Dostoevski vrote,tIf C/od. does not exist, everything i-s permitted.. t Zarathustrasays that God" is cleacl.. And. I'lietzsche wrote, in vhat must sureþbe a paraphrase of the Russian novelist he so ad.mired., rNothingj.s t::ue, ever¡rthing is permitted..ttt Ib¿d.
2" f'or exa;tpJ,eo llì.etzsc.he indicates the pointl-essness of provingtìrab God htts neoe! exisbetl. D, 92, 93.
a
131_
fmplicit -bo this view is the questioning of ultimate truth. If C,od
is d.ead"o then man cannot see himself as a moraL a¿ent in the
Rousseaui€.n senseo ile ca¡not juclge the morality of his actíons in
tenns of lrgood.trancl t'evil.rt'since these terms rely rr¡ron the existence,
orbhe bel-ief in the existence of a Supreme Bei,ng. Nietzsche is proposin¿g
that "truth" as it applies to huma¡r society resides only in the morality
of that society, and- is sanctioned. by the al-most defu¡ct l^Iestern religious
trad"ition of an omnipotent Gocl. The passing awaðr of God., therefore,
has a¡r impact on indiv-id.ual-s and society of profound proportions because
responsibility for the ve1ues that are hefd rests with the people and.
insLit.ru"ior:s that-have been taught and. created- respectiveþ as if those
va-lues were unquestionabLe curcl true.
Far fYom vishing to negate the worth of the past, however, Nietzsche
believed. 'bhat the long trad.ition of rnorel-ity has been the training grormd.
for the noraL incl.ivid.uaJ, giving to mankind. a certain rrniform plateau of
d.evelopment, from vhich man msy progress and beccme rrmore tha¡r norrral'f
a,nd. tru-ìy autoncmous. fhus, Nietzsche l-ooks tol¡ard a higher category
of man, pitted. by Nietzsche against the d.orúriant moral trad.ition that
persisted into the nineteenth century. In effect, he is suggesting that
moratity, even without the sanction of a gd, vill continue to operate
as i-f no el-ternative to a moral r¿or1d. orcler couLd. ever occur.
- We see how mora-Lity ( a) poisons the entire conception ofthe world,, (U) cuts off the road. to knov¡Ied.ge, to science, (c)d-isi.ntegrates and" undermines aIL actual instincts (in that itteaches that their roots are irnmoraf ).
We see at work before us a dread.fu]. tool of d.ecadence thatprops itself up by the tioliest na¡nes and. attitud.es. I
l-. WP, 581t.
132
By pointing out that rnorality was a facad"e that need.ed to be
destroyed., Nietzsche unclermines the fr¡rdamental- theme of Rousseauls
vork. l"loreover, the issue of man himself is brought into question.
Specifical-ly, it can be seen that the ways in which nan mi-ght change
r,ril-t bi¿ rrieved differentia*Lly by Rousseau ancl l{ietzsche, because on\r
Rou.sseau hol-d.s the a*sswrption of a definable morta-Ì nature.
o
J
1.33
CI{APTER \tI
TTIEORIES OF CHANGE:
PERITCI'TBI LrTY AND TRTANS FI C.URATI ON
Gocl makes all things goorl; man med.dles with the¡n and theybecone evil. I
Aga.inst Rousseau - If it is tme that there is scrnethingcontemptible about our civil-isation, ve have tvo al-ternatives:of concl-uding vith Ror¿sseau that, "This despicable civilisationis to bla¡ne for our bacl moralityrtt or to infer, contrary toRcrusseauf s viei,¡, that "Our good. noralíty is to blame for thiscontemptible civilisation "...t' Thus l-et parad,ox be opposeclto pararloxl It is quite inpossi.ble for the trrrth to l-ie withboth side¡i: and ca¡ ïre ssy, indeed,, that it lies with either?Decide for yourseif. 2
Noli,vithsta:rd.ing Nietzsche I s successfut challenge to Rousseaur s
optinristic moral.ism and preference for the classical- form of the stabe,
there remains a princip.le' of fundamental- imporba¡rce to the thought of
both men - the concept r:f change. ,fust as Rousseau and Nietzsche are
the great critj.cs of civiÌis¿rt;.icrr in their respective centuries, so
too are they the visj"onaries, arguing for great changes, to man in
particuler, in succeed-ing centuries. fn so doing, each thinl.-er ccnunits
hi¡rse 1f to emphasi.sing specific aspects of his viev of human nature,
upon which bobh the scope ancl cLetail of change to man must be based.
fn Roussearrs ca^se, free wil.t and. the perfectibitity of ma¡kin'i
are stressed. Nietzsche, on the other Ìrand", presents two similar, but
significantþ d.ifferent aspects of man - will to power and, tra¡¡sfiguration.
Iìousseaurs notion of fr:ee wil-l exple.ins ho¡¿ each person may be
rnotivated. to irnprove individu¿rl- existerrce" luloreover, individ.ual will-
is for lrim the ba-sis of a social witl - the general .,¡itt - which inforrrs
man ¿ìsj a member of sc-rciety of llie manner in vhich that society might be
condrtcted for the benefi.t of afl . Having provided. theoretieaL mea¡s for
l-" [IntiLe, p. 5 .
D, r-63 (I",ny) .L.
131+
divini.ng the practical need.s of social man, Rousseau also invests the
general r^rill vitir an eclucutive function, sr.rch that each citizen continues
to be enlightened. ercl improved by his social activityo In Nietzschef s
thought, Rousseaurs conception of hrmran motivation is revised. by
reference tcl the specífic ancì active quality of the will to posrert
i¡ùrerent in al-l living creatltres. trliJ-Iing, in this sense , is seen on\r
in the context of action ancl reaction in respect of the cond.itions of
life as mûn perceives them. 'Ihe choice for Nietzsche .Iies not betveen
action and inaction or the free and unfree wil1, but between types of
action that any individ.u¿rl. uright choose. The d.istinctive feature of
Nietzschers preci,se d"efinition of human motj-vation as the a,ctivity of
the will'bo pover is not merely the ramificatj-ons for psychologicat
ex.plar:ations of human behaviour, however. Of mcre importance here
are the impJ-ications for tìle notions of consciousness and progress
emerging in nineteenth century thought, ancl on the und.erstand.irrg of
tmth itself. On these issues, Nietzschers thought goes far beyond
the scope of Rousseamrs philosophy, and these clifferences are moàt
apparent vhen Nietzschefs concept of the ete::naÍ recurrence - the id.ea
that everything recurs - is considered..
It is the eternal recurrence as a theory of charrge that finalþ
destroys Rotisseaurs no'bion of perfectibility in favour of Nietzschers
principle of transfiguration, tr'or Roussear:., perfectibl.e men not onþ
sees his ferrlts, but feels a duty to improve hinsetf, society, and'
the 65eneral- welfare cf ma¡L<incl . I{ovever, euch a. man v-ievs the future
strictì-y in terms of his irresent understa¡cì.ing of hi-rnself a¡d the worll.
Niebzsche reveals the c-'onservative nature of this id.eal , atrcl offers
transfj-gu::ation as, a notion of change appì-icable equaJly to man &s arÌ
ind.ividual. rurrl nìan â^s a species. Unr"'illirrg to ccrmit hinself to such
a lj:nited- viev of hr:mur futrrrr: &.ùi suggested by Rousseau, Nietzsche opts
fs¡r tran$fi¿5ur:atiolr of m¡¡¡¡ fronr one l-evel of development to arr entireþ
o
135
nelr and. inconparabJ-e stege. -I-n cì.oing so, Nietzsche is d.enyi.ng the
rol-e of truth and. conscic¡usness in the deveì-opment of man, ald. rejects
any theory that purl:orts to klov the path that liunerr progress wilJ-
take.
f* Free Will- in Rousseau
l']le moral- b*,;is of Rousseauts thought rests, es r,rill be reca1led.,
upon assunptions concerning the relationship between man, nature and.
Gocl bo be found j n the Cv,eed of the SaaoyatC Priest. Central to that
ar6gr-ment for a¡ irratione-1. bel-ierf wes Rousseaurs insistence that onl-y
vil--l eoufd, give rise to notion"l This principle is ainerl specifical-ly
at the atheistj.c scj-ence of the philosophes, but it is more tha¡ a
refutation of the j.d.es that natter exists and acts independerrtly of
exterior and. supernaturaf fo.rces. It is a metaphysical- proposal,
a^sselrbing that God provides the motive force of the universe through
the activity of his vill,' ,n Iìousseaurs opinion, this is a d.ivine
pcr\{er, vhich ma¡l has in ccrnmon vith t}re Supreme Being, but w}rich,
pera,loxicalJ-y, differentiates nan frcrr that Being. The belief that
maJì caJr e,rrercise free vill a,ncl choose the good. is a sentimental and
optimistic image of man in society. In one sense, man as a free agent
has the responsibifity for choosing righteously, for his good- ancl
that of soeiety. On the other hand., Rousseau infers that me¡r may be
rmab]e to aci, freeì-y, and that society is to blame.
In lrlietzschers opinion, this caveej to bhe liberating principle
of no-nrs abiJ-ity to wil-l the good and. improve mankincl actually negates
the acuity of Roussea,u.rs insighl: into ma.n a.s a totally responsible
individua.-l , since free will js s, mere rcrnanticism if one can simultarieously
ËmiLe,
rbid.,
I ^^r ^^/PP. ¿J>-¿Ja "
p. ?-1]:,.t
a
cl-aim that society frustrates its practice.
136
For this reason, Nietzsche
s¿rw that the f.ike\y outccxrr,e va^s that successive societies woul-d. applaud"1]'., \¿: I t,,.1r,r'.1': 1,.' 'i'
in Ror.rssenu only that r+j.th vh:lch it tett rnost ccrnfortable, so creating
the concì.itions for the pred.crninance of a rrweak mar."
l.ì:is kind of rna¡r fi¡rd"s the trelief in a nerrtral , free-choosing'rsubject't necess(il?! frrrn a"n irustinct of self-preservation, of self-a.ssertion, in which every lie is fain to sanctify itself. Thesubject (or, to use popuì-ar lernguage, the soul) has perhaps proved.itself the best d.ogma i¡r the worId. simply because it rend.ered.possible to the horile of mortaJ-, weak, ar:d. oppressed. individ"ualsof every hind, that most slrbl-ime specimen of self-decep'bion, theinterpret,ation of vea^lcness as freeclc¡n, of being this, or beingthr'rt, as ney+t. L
The identification of Rousseaurs "good mantt witfr t¡ietzschers t'weaÌ(
mân" pro./ides the key to r¡¡d.erstanrling the interrel-ated but opposing
criti.ques of society and the state that the tvo thinlcers present,
Rousseau, having asserted" that man h¿¡s the cluaì-ity of free agency,
clevel-ops a theory r:f society'ousecì upon the extension of ttre notion of
inci-¡iau¡¿l- '.¡iIl- into a socie.J-þ-mecliated. anrL ccrnmrrnity wil-I - the
genernl vill" But this general will" is not d.esignecl entirely to supplant
the free will- of t;he inCiviclual-n which must remain a.s att essential part
of humanity, gr.riding the citizen tc¡,¡ard, virtuous behaviour as a social
being.
The¡:e is cnly one man who gets his ovn way - he vho can getit single-hanCecl; therefore freerlcrn, not po$rer, is the greatestgood. Tt¡at man is tru-ly fr:ee who d.esr'-res what he is able toperforni, and. d.oes what he d.esj.res. 2
It is .bhjs prínciple j-n }ìoussearrrs Lheory that mediates and. resol-ves a
to a co.llective power structure, 'r,ltrat Rousseau values here most higþfy
is thetugreatest gocxl," and the achievement of that goal is visualísed.
in ter:rrs of each indiviri"iia-l- effort. Althor-rgh this night wel.l- be regard.ecl
I. Gt'!, I, l-l+. (Le.it¡ .
EmíI.e, p. hB.2.
I3T
B.s a¡other instamce of abstract inclivirLualisrn in Rousseaurs thoughtrf
his empùia^sis on freedon in preference to power should- be seen only in
a sociaL context. Thus, "every ma¡r is virtuous vhen his particrr-lar vitt
is in all. things conformeble to the genera,J, wil.I, a¡<1 ve voluntarily
vil-l what l'-s l¡ill-c-rd by tlrose vhcm ve love""2 'I'hroughout the SoeiaL
Con.tract, for example, Rousseau rnskes quite clear that the frightsf of
freed.cEr and equal.ity just did not exist in eighteenth cen'bury Europe,
¿urd thab only an a-ssociatj.on of men woufd. be able to trarsl-ate such
ideaiist .lesires irito positive ¡rttributes enjoyed. by all ind"ivid.uat
lnembers of a political- socir.:ty. Hence, the constar¡t vill of al-l the
members of the State j.s the gSeneral wilì-; by v-irtue of it they are
citizeni; ancl free.3
Gene::al vilì-, 'bherefore, is a cfassicalþ d.emocratic piece of
socj.al engineerirìg, or, we m:'-ght riay, socia.l ed-ucation. The in¿iviaual-
vil-]- rem¿.rins sovereign in the creation of the general wi1-l , l¡hich in
turn inforrns the individ.ual as to the actions Ìre shoulcl uncLertake as a
citizen" In effect, each incLíviclual- continually instructs hinsel-f in
all things, srxletimes a.s a pr:i.vate person, and sc¡netimes as a part of
.bhe l-arger r:rocia.f grouping - a process of fonnattort, in the edueational-
sense of that term.L O,u general wiII has j-ts vaLue as a. theory becar:se
it establishes a confluence between in<i.ividua.L and. social heings whil-e
¡naintaining both f'acets of hr¡nanity as val-id. j.n their own right.
fhe theoretical attractjveness of the general will resides in the
recognition of both ind.iviciuality and, socjability, conjoining the two
on a logical- anù mutually clepen<ì.ent basis. Liberal--democratic thought
l-. (1".ù. j Steven Lukes , .Tnd'LtsíduaLt'.sm" Basil Bl.ackr¿ell (Oxford 1973) ,p. 75. Lukes avoids a final classification of Rousseau, preferring1,o rrote his contril¡ution to vsrious types of ind;ividualism.
2. PE', þ. 130.
3. SC, rV, 2.
[" FotmcZbiorz is vir'buaJ-ìy a synonym for t'educatiortt' in Frenchn asevincecl , for exrunple, j-t "first fcrmrtt "fi.fbh fomr" etc.
t
13B
has often pressed. the general viIl into service in a more practical form
asttconsensus-L" polities or in attempts at a "social contractr'r proposed.
in the main to pJ.acate countervailing power groups which, due to their
Ii¡rited. a¡rd vul-nerable-' infLuence, Fgree to ccrnprcnise to secure restricte,
benefits. Ifowever', these examples of a plr.rral-istic view of society shoulcl
not be confused with even a dil-ution of Rousseaurs notion of the general
will- (vere that possibte).
For Rousseau, the general wiIl is relevant only in respect of the
coumon intei:est clf the members clf the State, ancl t'cannot pronounce on
a ma.n or s fact.t'l' 'Ihus, ís not Rousseauts intention to prcnrid.e d.etail-ed
raechanisms for conflict resolution or consensÌrs reaching. The d"istinction
betveen particular vills anrl their sum and the ticonstelt, unalterabJ-e,
arrcl- pure" general wirtl fulfill-s the significent function ot permitting
Rousseau theoretically to fonerctaLL the possibíLíty of confliab øtd
conmtpt politicaL pnactice. This cl-aim cen be supported by referring
to the moraf eontent of Fousseauts theory of the State and his belief
in the individ.ual- as a moral- and social being.
First, it must be re-iterated tinat Le cot'Ltrat sociaL creates
le corps moraL et eoLT,ectíf. lt is this sssociative act that gives
rise to a State r "a. mo?sZ person r,rhose l-ife is in the rrnion of its
members r!' a¡rd" which ttmora-l person" possesses the general- wil.l - the
impetus for the acLva¡rcement of the ccrnmon good..3 ,o this point, we
appear to be deaJ-ing soleþ r^¡:ith collectivist ideas, but it is Rousseau
who reintrocluces the ind.ivid.ual-, the single one, into the discussion by
putting forward., aÐparentþ, the notion that the prrrsuit of ind.ivid.ual
self-interest must enhance the general velfare.
f. sc, rr, \.2. rbid", lv, 1.
3" Ibid."r II, 11. (nnpnssis adrled.).
a
139
Ttre r.rnrler-bdrings vhicl-r bind. us to the social bo{r areobligatory onl-y t¡ecause they are mutual-; and their nature issuch th¿rt in fulfilli.ng them we eannot work for others withoutworking for oursel-ves. \,,Iiry is j.t that the general will isa.Lr+ays uprighb, sJrd. that atl continual-ly wiì-J- the happinessof ee.ch one, u.nless it is because there is not a marr who d.oesnot think, of reaclir ns mea.ning him, and. consid.er himself invoting for al-I? Thi-s proves that ec¿uaJ-ity of righbs and theid.ea of jrrstice which such equality creates originate in thepreference each man gives to himself, ancl accorðingly in thevery nature of rn¿r.n. l-
IIor¿er¡er, thi.s is nore than a pre-utilitarie¡r and liberal-democratic
principle, since Ilousseau vas deepþ concerned. with ttre adequacy of
partic:".pat-i.ng j.ncì.ivid.ual-s to 'pass jud-graents on their particular interesbs
Having described" the Stat,e &s & mora.l person, and. the general -^rilf as
pllre ! Rousseau impÌ:'-es that it remains for the incLivid-ual- to i:nprove
himself moralLy in ord.er to establish a confluence betveen his
pa-rbi':ir1ar vilL e"ri<l. the general wilt vith any consistency.
f f you vould. have the general r+ill acccrnplished., bring aI1the partícular vil"l-s into conformity r¡ith it; in other word.s,a,s virtue is nottring more than this conformity of the particularwills vith the general vill, establish tlre r:eign of virtue. 2
Rousseaurs j-mage of a good. society is thus doubly optimistic, since
it envi"sages an icle¿rl-ist and populist political soeiety of manrs
creationo vhich soci.ety is clesigned. to bring about thetrreign of virtue.t'
The attention of such a society wil-f not be clirected. toward. the
successful resolution r-¡r rninimisabic¡n of conflict, but l¡i-tl be aining
to enha¡rce the noral activity of man ¿¡-s ind-iviCual and. citizen.
The individ.uals see the goc.'c1 they re,ject; the putrlic willsthe gocxì it cloes not see. ¡11 stand. equa,Ìty in need- of guidance.Tt¡e forner must be ccrnpell-ecl to 'bring their wills into conformitywitir tneir re&son; the ,i.atter must be taught to knov what itviu-s. 3
].
¿.
rbid.
P./J, pp. l:2T-L28.
5C, rr, 6.?
o
ll+o
Hovever much both liberal-democratic end cc¡.rununitarian thought
ha^s neglectecl , chosen to ignore, or d-owngrad"ect the moral-ism of Rousseauts
thought in favour of its rationaL.ity, the salne cannot be saj-d of Nietzsche
In his opinion, Rousseam r+e-s most successful at the level, by d-int of
his irnmense popularity in eighteenth century Europe, of giving to
nineteenth centrrry lìuropeans a moralistic self-image in which they self-
righteousj-y rejoicerl and. u¡-ron vhich they basecl political- claims.
'IJher"e is no d.enying that frcrn the end of the eighteenth centurya current of moral- ar,raker:,ing flowed, through Europe. Then onlyVirtue found again the power of speech. She learnt to d.iscoverthe unrestrained. gestr-rres; of exaltation and- emotic¡n, she T/a"s no1-r:nger ashmnecl of hersel-f , anC she created. philosophies and. poemsfor her crwn gì.orification" If we lock at ttre sources of thiscurrent, \,¡e c$ne upon Rousseanr, bub the mythical Rousseau, thepl.rontcxn formed" frcrn the impression lefb by his vritings (one mi.ghtsay his nlythica-tìy interpreied r'rriting") and. by the indicationsthat he provid.ed himseLf . He and his prrblic consta¡tly vorked.¡rt thr: fashi,rning of this iclea.l- figure. l-
Nietzschers objection to Roussearr is most strid.ent vhen nineteenth
century civilisation is consiclered, vieved iri the context of therrhord.e
of morta-I , veak, amd cppressed individue*l-s of every kindt' ad-opting
subfime Rousseauian tenets, errd. perverbing them in the process of
agitating for a non-mcral-Iy based, sociaJ- structure that Rousseau r.¡oul-cl
have escÌtewecl". ¡ls vith Roussesu, Nietzsche could. not have known to
what extent hín writings vould. be misused by succeed.ing generations,
anri" in particular, Gerrnan National Sociatisrn. As far as Nietzsche was
concerned, herd. man began to d.eina¡d. equal-ity as a right that shoLrld be
bestowed. upon alJ- men in society, on the basis of Rousseaurs moral
phiJ-osophy. l.n this marrner, the valuations of Christianity vere
trc¡rsl.ated into pol.itical demaricLs "
IIAII , 216. The poems to rrhich Nietzsche refers are those ofT. S. lJliot, a great arimirer of'Rousseau. llietzschef s passageherr: provides a clear ind.i cation of his avsreness bhat his anti-Rousseauian sta¡lce was sGnetimes rhetorical a¡d. scrnetimessubsta¡ltive. A,s u'e have seen, there are many instances vhereI{ietzsche revises rat}ier: thzur refutes Rousse¿¿uian concepts, and-
indeed he pqys tribute to Le c:iL;o1¡ett de Geneue as one of theeigirt thinkcrs urost iinpt:r'tant to ttre rleve-Lopment of his thoughLand. argurnents. e.i).5 lM" )+CB.
l_.
o
1)+1
Ì,trietzsche outl-ines the transition of the Christian concept (ttrat
Rousseau espouses) ínto what he takes to be the conventionaf wisclcrn of
contemporary society,
Another Christiait concept, no Less ctãz:Y, has passed evenmore deeply into the tissu.e of moclernity: the concept of the"equality of soul-s befr:re God.r' fhís concept frrrnishes theprototype of a1l- theories of equal rights: mankind was firsttaugh+' to sta¡rner the proposition of eqrrality in a religiouscontext, and- onþ J-aLer was it nade into morality: no wond'erthat nerì end.ecl by takin¿¡ it seriously, taking it practically!- that is to soy, politicalþ, democratì.catþ, socialistically,in the spirit of the pessimism of indignation. I
The consistetrt attacks tha,t, Nietzsche makes upon the herd., the liord-e
or the mo'b is clifferentiatecl fL:crn his attaclç on Rousseauts thcrught
in o¡re importar.t wey. When'bhe rnob c::ies out for freedcrn and equality,
it does so without any ontoJ-ogical found.ation to such d.octrines, and
reacts 'uo its conditions by acroptì.ng poJ-itical principl-es on 0, basis
of expecliencyo This is not necesseril-y a criticism of the princíples
thert are a.d,opted. iìather, i{ietzsche is saying that mere d-issatisfaction
vith oners conclitions wil-l not of itsel-f lead. to 8n avareness of
effective proposal-s to overccrne those cond.itions. Itre slogans of the
mob, therefole, onJ-y reflect the psychological state of that group ancl
the particular value*orient¿ttions it has accepterl. ft gives the
political phiiosopher no reason for attachi.ng ontologicaJ- inportence to
their clairns. Níetzsche d'oes not, ho.rever, imply that the philosopher
should take no account of manifestatir:ns of discontent. Instead, he
chooses to regarcl them as plrencrlnena th¿r.t shoutd. be subjected to a subtl-e
diagnosis of the types of rnor¿rlity that are given voice in these social
rnovercents. Thi.s "genealogy of mora-lstt that must be u¡d.ertaken in the
examination of (poputar) poliLicrl--L and moral cfai:ns leads Nietzsche to
thinkers such a^s Rousseauo for it is in such moraf theories, scrnetimes
poprrlarised. beyr:nd. recognition, that a-ssumptions about the nature of
moJr aïe set forth, simplifiecl , ¿rnrL renrlerecl avail.able for p;eneral
articul-ation.
t. w" ''(65.
t
l.I+?
The nssrmpti-on about human nature that interests us here is
Roussean-tts bel-ief in fi:ee vil.I. Its importsnce ùo Rousseauf s overall-
philosophicaL strategy is that the viIL fu1fills the ro-le of fostering
irope - hr:pe that the unpleasantness of life may be overcone by
concerl;ed ind.ividual and. social- action. possessing free vill , ít is
theorebica.l\y possi.trl-e, no matter how practically inprobable, to achieve
oners a:nbitions. such a beÌief may sustain sction l-ong after its
rabional"e has c1-i.sap¡rc"arecl , and. the blaue for any failures may easily be
externalised. and. imputed i;o the social ancl pol-itical- environment. It
is not surprising, then, that lrlietzsche seeks'bo und,ermine the notion
of free wj-Ll- as Rousse¿¡u pr:esented. it.
2. Will to Po.¿er in Nietzsche
T'he first articl-e of Ror-rssea.trrs iì.ogma - that motion is always
preced.ecl by scrne witl-f - is rejected by Nietzsche-
I'hrz beLì.ef ín utiLLing. To posit a belief as the camse of amechanistic rnotio¡t is to believe in miracl-es. The consist,ency ofsci.ence d.emamds bhat, oiìce ve have marl"e the vorl-d. thinkable bymçe¡s of ÌittJ-e imnges, ve shoul-d. nake the affects, d.esires,wiìl, etc., thinkabl-e, i.u,, d,err,y them a¡rd. treat them as errorsof the intel-lec b " 2
f'his conri'bj.tu+'es a particrularly sharp critieisûl of Rousseou, who cn the
one hand, r¿oul-d" not accept the ar¡thenticity of the bibtieal- mirecLes,
but gli.bly pa.ssed. off a beLí.ef in uil-l preced.ing motion as a scientific
h¡ryothesis. Nietzsche i¡iverts the Rousseauiarl concept of the activity
of natter by postul"ating that action is not a creation of the wiII, but
that arry motj.on or *ctjon must be possible befone it is d.esired..
AII- actions must firs'b be mad.e possibJ-e mecha¡ícal1y beforethel' ¿r" vil-ted. Or: the "purposeil wuaLT,y comes into the mind.onìy after everything has been preparecl for its execution. Theenci is an ttinnertr trstimul-ustt - rlo more. 3
Certainly, Nietzschers anaþsis, eualified and abstruse as it is,
fails to satisf$ our idea of a scienti.fic approach, but he d.c¡es maks
one important point vith süne success. llhen tleal-ing wittr human ttwill-rtt
Nietzsche d.emonstrabes th¿rt this is a quarity that man, historically,
ca-11.s "a,f'fects.t'I Hou¡ever, with the burgeoning acceptance of psychoì-ogica
explanations of hu¡nan behaviour, Ni.etzsche cal-Is into question any
methodol.ogical- approach trat cloes not treab çilt a¡d, affeets as phencrnena
to be exan-ined. in d.etail. InsteaC of providing a scientific theory thab
the viIl exists, as d.oes lìousseau, Nietzsche calls for scientific encluiry
into the ma¡rifestations of hr¡nan behaviour that we eaLL víl-l-. Thus
Nietzsche re;jects Rousseal, 1s belief in free sgency aa an abstract ancl
creative force, revealing i-t as only a clumsy generalisation about huna¡t
nature. l{ietzschefs emphasis, therefore, is not on will as a human
quality, but on r¿ill ES an activ-ity.
lr{y pr:oposition is: that the vill of psycholory hitherto is anunjustified. genera.l-iaation, that tlris wi.lL does no'b etis'b of aLL,tìrat instead of grasping r¿he id,ea of the deveì-cpment of oneclefj.nite r¡il-I into març. forrns, one has el-iminated ttre character ofthe viÌI by subtractin¿¡ frcrn it its content, its trwhl'-ther?t' I
This sr-rggests that instead c'f seeking to esteblish a wil] as a first
cause as lìousse¿iu ciid, at'benticxr sliould. be focused upon tine ae'bion ol
willing itse-lf . Wil-l as the abstract motive force to bring about an
id.ea,l- or d.esirecl state no longer being the quesiion, Nietzsche concentrate
upon wiÌI in the context of the fo:rns of action that it might take, as
rr\^¡íl.I to, rr
ttwil-Iing" is not "desiringrtr striving, d.ernand-ing: it isd,isting,uishecì frcrn these by the affect of command-ing.
'Ihere is no suc[ ^lhing as t'villing ril but on\y a wiilingsome'!;hír47: one mrrst ¡S'eübr,'e the ain frcm the total- condition -as epistemologists do. "Willingtt as they und.erstand. it is as
li.ttle a reaì-ity as "thinking": it j-s a pure fiction.
It is part of wil.l-ing that scxnethi-ng is ccrnmand.ed (- r¿hichnaturally does not mear: that the will is |teffected'tr) . 2
l-. Ibt.d,,,
Ibicl. "
692.
668.t)
â
th6
beliefs, generatJ.y of a spirituaf natureo
'lliIling seems to me to be above e.lf somethíng eonqLieabed,sonething that is a unit only as a voril - and. it is precisely inthis one vord. that the popul.ar prejud.ice l-urks, which has defeated-the a-lways inadequate caution of philosophers" So let us for oncebe more cautious , Iet us be ttunphi-losophicalrt; let us say that inall- Hil-ling there is, fir:st, a plurality of sensations, name\r,the sensation t'a'tay fncm uhíclzrtt tlne sensation of the stobe¡¡tancwds uhich"tt the sensations of this "frr^" anð, ttta¡rnds'lthemselveg o ¡.. I
Directì"y associated. with these sensations is the function of action, of
doing, vithout vhich there is no villing scurething. In Nietzschers
opinicrn, Rous$eauts thought seeks to ereate a false d.ichotcnny between
vilting end doing, md it; j.s tiris d.ichotorny that ha¡ passed into popular
bel-ief of the self as a¡ authentic bei.ng that i.s scrnehow frustrated" and.
pre'rrentecl f::c,r,r acting âu'uhentical-ly, anC that such a self nust will- itsel-f
into being &nd d"oin6"
ooe . popu.lar morality .oo" sepÐ.1îates strength frøn e:cp:lessronsof str"engbh, as if there ï'ere a substratr¡n behincl the strong man'nirich wa:: fnee to exp::ess str"ength or not to do so" But there isno such substratum; 'bhere is lro "being" behj.nd. d.oing, affecting,beccrning; t'the doertt is mereJ¡r a fiction aclded' to the deed - thed"eecl is everything, ?.
fnstead. of l-ookinË for a being behintl a¡ action, I{ietzsche sees action
a"s a manifestation of vill bo power in that action. Thu,s there is no self-
consciou.s srrbject expressing an inner self by a d.eÌiberate choice of
aetions. Rather, it is the surn of actions that constitutes being, revealing
the orientation of the irme:: sel-f 'boward. life. A variation of this
principle appties to ¿lroups as vel-l as single inriividuaJ"s. Nietzsche
rlifferentiates betveen the strong sr'ìd the weak on the basis of the abil-j.ty
to re¡rlise the vitl to porrer ttrrough either incliviaual or social action"
l_, BGþl, 1,9.
Gl,al, I, ll"/)
1\7
Ior one should not overl-ook this fact: the strong a.re asnaturalJ-y inclined" to sepctnate as the week are to eongregate;it ttre fonner rurite together, it is only with the aim of enaggressive col-lective action ancl col-lective satisfaction of theirvil-l- to pover, ald- with much resistance frøn the individualconscience; the l-atter, on the contrary, enjØ precisel_y thiscaning together . " .. I
The contrast with Rousseaurs reasons for suggesting coll-ective meaJls
to col,l-ective end,s re.¡olves around. his assumptic¡n that men shou7d. cørle
together, for thc.ir or.m improvement. Rousseau escher.¡s specifical\y
the notion that separateness is a d.esirable cond.ition for ^^nrz a¡d. in
so d.oing places a l-init to the power of eterg ind.ividual as well as
over-enphasising the threat of contemporan¡ society to manrs existence.
J. suppose men to have reached the point at which the obstacl-esin the way of their preservation in the state of natu.re show theirpover of resistance to be greater than the resources of eachindivi¿ua-L for his maintenance in that stab€ . ¡ ".
But, as mendirect existingthemselves tliangreat enough tobring into playact in concert.
cemnot engender new forces, but only unite and.ones, they have no other means of preserrringthe forrnation, by aggregation, of a sr.mr of forcesoverccÌne the resista¡rce. These they have toby means of a single motive power, md cause to
3
t
This aspect of Rousseau! s political- thought comes und,er strong
chaì-lenge here, since, having suggested. that man shouLd associate (for
moral- benefit), ho goes on to assert that they rntst aggregate - the
onþ opticln being the power of colLective action uncler the guid.ance of
the general- r,rill. Nietzsche, on the other hand., exarlines congregation
as a cornmon social phencrnenon, not as an id,ealist political- act, and. makes
1. l-bLd,, III , lB .
r) l,ie nright object here, a"s cl.icl Dider.ot (q,u." Conf, II, 103), thatRousseaurs retirement to the peace and. solitud"e of the countryrepresertts at Jea-st a prc-veu.ication on the need for an entirel"ysocial existence. However, Rousseau felt justifiea in what wasa syrnbol-ica-l rejection of the society of vhich he was so critical.l\rbher, the Confessions establ-ish that Rousseau harl quite a fuIlsocial calend.ar, where he was either visiting or being visited,(q.ü., Conf, If, pp. I\8ff.). Tn support of Rousseauts beliefin the innate sociability of man, it is significant that Rousseaupreferrecl and even extoll_eil the simple virtues and. unaffected.atti.budes of the country peasants. (q.u., ErniLe, Bk. I).
r 63. SCr
Ò
1l+B
tvo critical observations that bear d.irect\y on Rousseaurs notion of
as s oci at i on.
First, Nietzsche agrees r¡ith Rousseau that scrue sggregation of forces
may be an acceptabfe and. practicable response to a given situation. Tllus
!/e see Rousseauian terrninoì-og¡ - 'f collective action for collective
satisfactiontt - used. in what appears to be a sense ccrnnon to both
only for "tlie stronp¡r" who, by d.efinition, vill resist relinquishing
their au-bonany, arrd. who see col-l-ective action strictly as a. meens to
satísfy the vill to power, and- not as an erpr.essíon of their r¡ill to power.
Ttiis brings us to Nietzschets second. observation of congregration -
congregation of itthe weak."
Nietzschers endorsement of provisionaL and. li:nited. unity among
strong rnerr reveal-s tlie basis of his critique of Rousseauts notion of
association of aLL men. In Nietzschets opinion, the weak ind,ivid.ual-
d.oes not seek the solution to a particular problem by congregating, as
d.oes the strong man. Rather, the weak man rrniversalises the function of
congregatíc>n, enioying it as an end. in itself, and. therefore attempts
to maintain the group, the herd, at all times. In so d.oing, the herd
may use its collective poì.¡er to ínfluence and even d.øinate society and.
its val-r"res.
Thus in the history of norality a wil-I to power find-s expression,through vhich nor,¡ the sLaves and. oppressed., now the ill-constituted.and those who suffer fron themselves, now the necliocre attempt tomake those value-jud.gments preva^il- that are favorable t'o them. I
llc¡¡ever, i*u is not Nietzschers intention to arrogate the right of the
veak to a^ssociate for their mutuaL protection and. enjqrment. His criticism
concerns that grouprs tenctency to sct as íf onLy the weak exist or are
important. It is this fal-se assunption, for Nietzsche, that had been
1. {'/P, l+oo "
e
rl+9
experrrded into a theory of political society by Rousseaut s contrat sociaL,
r^rhich required. "the total- alienat,ion of each associate, together with
his rights, to the whole couunlnity"l. ond to a "singl-e motive powerrt'
the general will-.
In 'berms of Nietzschers geneaJ-ogical- schema, such a conception of
association ensures the expression of the witl to po\{er of the hend, but
militates egainst the satisfaction of the índiuiduaZts l¡ilI to power -
a proposition that has ssne affinity r"rith the charger put forr+ard. by scrne
wr.iters, that Rolrsseau is a total-itarian thinker.2 While we reject such
an interpretation, it should. not obscure Rousseaurs role in provid.i-ng,
l-. sc, r, 6.
?_. Rousseau has been labefl-ed. a total-itarian, in one forrn or another,by: J. L. Tal-mon, The )rigins of Totalitæiøt Demoez'acy, MercurXrBooks (Lond.on 1966); Bnd Jud.ith Shklar , Men ttd Cítizena - A Studyof Rousseatts SocíaL Theory, Cambriclge tJ.P. (Csmtridee 1969). Itis not our intention to ( a) provid.e any endorsement of theirinteqpretation of Rousseau, but, (¡) to highlight an importantaspect of Nietzschers thought. Dealine with (a) first, Rousseaudistinguishes betr,¡een the ind.ivid.ual- and. public d.omains, and. pointsout that neither need, or: shouLd encroach upon the other (q.D., SC,IV, B), liowever, whiJ-e it may be said that such a d.istinction existsin Rousseaurs thought, it is importzurt to note that Rousseau doesnot give it the s;arne formàl- status of other concepts which execentral- to his theory of the State. In an historical context, thisis harcÌì-y surprising since Rousseau was not attempting to answertv¡entieth eenturXr critics of totaJ-itarianism. Rather, he waspresenting those aspects of his political philosophy most faithfulto a pragmatic, if optinistic vision of the good. society. As such,Rousseauts insistence on the absolute, continuing, and" inalienablesovereignty of each party to Le contra.t sosial must have been, tohis mind, an enormous aducttee ín terms of ind.ivid.ual rights and.
freeclc¡ors ?i¿thin the stqte, and not just a principle of assocíation.Moreover, Rousseau makes clear i-n both the Confess¿orls ancl thepolitical r¿orks his attitud.e toward. his in¿ividual sel-f in - Ìre ca.nassume - ØtA political system. He regarded. himself as a Yery specialkind of ind"ivicluaÌ, but one r¿ho had a strong desire to be a parbof a functioning republ-ic . q.D., AS, Preface, p. 2; 0I, Ded.icationto the Republic of Geneva, €sF. pp. 28-29; and Cmf, I, 1.(t) t*'. are suggesting that Nietzschets interpretation of Rousseauianthought is more accurate and useful than that of the opponents oftotal-itarianism. Nietzsche perceives the d.anger of the Stater butnot in the conventiona-l-, ì-iberal-enpiricist sense of the State as anuncontrol.l-ab1e force over intlividuals in society. For Nietzsche,it is preciseì-y those ind.ivid.uats a¡ti-totalitarians wish to protectthat I'fietzsche attacks for their sl-ave morality sn¿l consequent in-cornpetr:nce to assume conrna¡d of politicaJ- society. Here , Nietzsche t s
genr:ra1 point is that giving pover to a weak and. powerless moss ofindivid.ua-Ìs cannot, of itself , ensure that the actions and. thoughtsof tlrese individuals vill autcrnaticaì-þ cone to be based upon andcharacteri.secl by strength and povrer.
t
150
theoretically at least, the means by vhich the trpeoplerr or (for Nietzsche)
the rrherd.r', couId. estabfish pol-itical- tegitimacy snd impose their
eolfective vill upon society. The general- wil-I, infallibl-e a¡rd.
ind.e'strrrctible, constitutes the justification for Rousseauf s id.eatist
ccrnmunitarie¡isn and ful-fil-ls the practical function of transnitting the
goals that man ar¡d society should. pursue toward. a better futureo In
response, Nietzsche equates the notion of a genera-I wil-I vith a
justification for a type of herd mentality that strives to legitinise
the exj.stence of a mess of weak ind.ivid.uals, who attempt to project their
ideals onto the structure and, fr¡nctioning of the entire social ord.er.
At everry point, then, Rousseaurs presentation of ttwilltt in both its
inclir¡idual- and. social contexts is d-rar.rn into serious question by Nietzsche,
who rejects first Rousseaurs religious ind,ivid.ualist assrmrptions anil
second his r¡oralistic and. quasi-rationalist conclusions about society.
On the other harrd., Rousseaurs emphasis on will" as a facilitating and.
motivating force of hurnan nature is endorsed- fu-lly by Nietzschers re-
interpretation of vil-1 as r"¡ill- to pa)er. This shared. first principle,
hc¡v¡ever', serves onty to accentuate the clifference between the two thinkers
on issues such a*s consciousness and. progress.
3. Consciousness and. Progress
In Rousseauls opinion, ttas long El.si severel men in assemb\y regard
themsel-ves as & single bo(y, they have onþ a single will which is
concerneil vith their coinmon preservation a¡rd. general welÌ-being.ttl The
general vill, then, can be said. to exist ind.epend.ently of ar¡y citizenfs
€wareness of it, making it possible for Rousseau to adva¡ce, or even inpose,
his theory of the State as "good" and|trighttr for mankind, arrd. as the
correct path along which society should. progress. However, this use of
the pgenera-l- i¿i1I as a clevice to solve the problem of progress in his
poJ-itical thought creat,es anather, more d.ifficult problern. Rousseau ís
l-. sc, rv , l_.
a
151
ccmpell-ed. to provid.e an ad.equate explanation of the means through which
manfs perception and consciousness of the general vill are effected..
Rousseauf s technique, at this point, involves scrne circul-a¡ity of
Iogic, a:; he reiterates or altud.es to the basic qualities of manr s
nature as they are evineect in the religious ind.ivi¿ual of the Creed of
the Sauoyæd Príesl;. This a.l-lor¡s Rousseau to suggest that ma¡r must
strive to be virtuous not only to be true to himself, but to be an upright
citizen "
Ttre first ar¡d most important rule of legitimate or potrlulargovernment, that is to say, of government vhose object is thegood, of the people, is, therefore, as f have observed., to followin everything the general wiu. But to follow this r^¡ilI it isnecessaïy to know it, and. above all to distinguish it from thepart,icuJ-ar vill, beginning with onets self : this d.istinction isalvays very d.ifficult to make, ertd. only the most sublime virtuecan afford, sufficient ilh¡rnination for it. I
the cListinction mad.e here between the ind.ivirtual and. social- aspects of
vilÌing highlights the roLe that reason nust play if virtue is to be a
pre-requisite for conforrnity vith the general- vill, which ísr "ín each
irdiuiduaL, a pL$'e act of the undevrctøtã.ing uhieh vedßons, uhen the
passions æe síLent, about uhat a malt cØt øsk of his feLLa'ts øtd" uhat
his leLLa¿s haoe'the night t;o ask of him."2 Rousseau is suggesting, then,
that ma¡r can and should, be enlightened- by participation in potitical
essociation. As a corolLa^r1¡, the raising of consciousness of each member
of the eorT)s møyaL et coLLectíf constitutes a virtuous activity, since it
viIJ- supposedly lead. to the wid.esprearl acceptance of the neeil for action
along a partieular and prescribed. path. For these reasons, Rousseau
bel-ieved. that it va.s necessary to creete a poì-iticalIy society filled.
and sustained. by social- beings d,minated by a consciousness of themsefves
as a part of the collectivity.
1. PE, 123"
?, GSHR, p. 160.
,
r52
Nietzsche, however, denies that society can ever progress and improve
itseLf under the impetus of socially-conscious political activity. For
him, such a reification of the social being places a l-imitation on a
fulfy hrunan existence.
ff ve wished to postulate a goal ad.equate to 1ife, it cou1d. notcoincide with any category of conscious Ìife; it would rather haveto explain all of them as & mearls to itsetf - 1
This does not imp\y a circular or merely nentalistic consciousness of
consciousness. The r¡ill tcr power operates to bring a person into a
position of power oÐer scmething, in the proeess of vhich that person
charrges. But one d.oes not exercise viIl to power vith strict teleological
intent, in Nietzschers view, as if the rritl were a guiaing consciousness
rrbehind.t' action.
The funda¡nental nistake is simply that, instead of und.erstandingconsciousness as a tool and particular aspect of the total life, veposit ít as the sta¡dard. and. the condition of Life that is of=rrpr*" value: it is the erroneous perspective of a parte ad. totwn -which is why all philosophies are instinctively tryine to imaginea total consciousness, & consciousness involvetl in al-1 l-ife and.
vill , irr al-l- that occurs, a ttspiritrtt ttGod..tt 2
Whereas Rousseau used. the free will of ma¡r to provid.e the means by
which the informed. ind.ividual could achieve his private and. civit virtue,
Nietzsche offers a bleakly eloquent vision of the non-teleological wiII
to power to emphasise that it is irnpossible to say *hat man should. d.o
and- beccrne. The chasm betveen the tvo thinkers could not be vicler.
To beccrne r¡hat one is, one must not have the faintest notionof vhat one ig ....
The whole surface of consciousness - consciousness is a surface -rnust be kept clear of all great imperatives. 3
L. wP, 7OT.
1D'1-.4.
EH, tt\'lthy I am so clever ,t' 9.
2
3
0
r53
This is a di.rect refutation of the oldest a¡rd stiÌ1" most popular imperative
of the Delphic oracle - ttknovr thyselftt - and its mod.ern d,erivative - ttbe
tllyself.t' Such imperatives require consciousness and extol it e^g the
onþ means to bring about ind.ivid.ual human a¡r<1 social virtues, but it is
Nietzschers'yier¡ that the attempt to know thysetf only through the
affective surface of consciousness will inhibit the role of consciousness
as pæt of a ralge of hr¡ma^n quaì-ities.
In rel-ation to the vastness and. multipl-icity of collaborationand mutual opposition encounterecl in the life of every organism,tlrc eonseious vorld of feelings, intentions, and. vafuations is a
smaÌf section. we have no right whatever to posit this piece ofconsciousness €LS the aim and vherefore of this total phenorenonof l_ife: l¡eccrning conscious is obviously on\r one more meang
toward the unfolcì.ing and extension of the pov¡er of life. I
Consciousness is thus relegated. fran a position of power over
in¿ivid.ual and coll-ective action and progress to a second.ary utíLity of
the prj.mary force of viLl- to power. On another level, Nietzsche goes
so far as to suggest that consciousness, even in its utilitarian a.spect,
may not be equated. necessarify witfr a¡l accr:rate appreciation of
reality.ttgonsciousnesstr - to what extent the itlea of a¡r id,ea, the
id.ea of will, the id.ea of a feelirg (knol¡n to ourselves alone)are totall-y superficiaf ! O¿r inner worl-d, too, ttappearancettt 2
If thj-s is the case, then Nietzsche by implication rejected. the possibifity
of one of the cen'braJ- aims of poLitical theory, nme\r, its capacity to
raise consciousness in order to structure and. direct political action.
Against this rationalism, Nietzsche proposes that conseiousnees provid'es
only a non-prescriptive, if perceptibte, pæt of the range of huma¡t
.3exper]-ence.
Ì vP, 7O7.
2. WP , '476.
"..." thert noú tincrease in consciousnessl is the ai¡r, butell¡aneement of pceler - e¡d in thís er¡hancement the utility ofconsciousness is includ.ed ...." þ8, Trl .
?
a
151+
fn sunvna: everybhing of which ve beccrne conscious is a terrninalphencrnenon, Brì end - and. causes nothing; every successive phenonenonin consciousness is ccnpletely atonistic - And. we have sought tound.erstand the vortd. through the reverse conception - as if nothingwere real and, effective but thinki-ng, feeling, willing! - 1
The d,eval-uation of consciousness as a precursor to positive action
highlights the subjective, value-l-aden cloud.iness of rational thought
processes es they strive for metaphysical ccrnprehension of telos anð.
essences. Actions that sre based. on reflection afone cannot fail to be
marred. by the subjectivi.ty that rational- thought is presurned to overccme.
However, it is not Nietzschers intention to prcnote thet blincl rcrrerÌticism
of the eighteenth century, and- perrnit aIl- actions to be the result of
trfeelingil and. the chaotic prcrnptings of the subconscious. For him, the
act of beccrning conscious is but a midpoint in the process of action
being perfected., anil beccrning autcrnatic, "it such a way that we are
conscious of a condition onþ vhen the supposed causal- chain associated
wittr it has entered. consciousness."2 Consciousness-related. action,
therefore, vill- be contrived and imperfect in the sense that such ,action
is not autonc¡rous and. independ.ent frcm value-orientations eurrentþ held.
at t"he conscious Level. It is onty when consciousness reced.es a¡rd action
'becqnes unconseiotrs, that one achieves "a perfect autcmatism.tt3
All perfect acts are unconscious and. no longer subject to will;consciousness is the expression of an jrnperfeet and often morbid.state in a person" Personal refl-ection as conditioned' by witl,as consciousness, as reasoning with ctialecticsr'is a caricature,a kind. of sel-f-contradiction - A degree of eonsciousness makesperfection impossible - Foln of play-aeting. l+
Nietzschets d.eprecation of the introspective and self-aware ind.ivid.ual
ilLustra.tes how ra¡licaI a departure is his explanation of conscÍousness
l-.
2.
3
r^rP, Llg.
w, \lg "
WP, 523. trA matter tbat beccmes clear to us ceases to concern us.- what vas on the mj.nd. of that god. who counselled.: f knor,¡ thyself ! t
Did" he mearr: tCease to concern yourselfl Becone objective!t - And.
Socrates! - ¡n¿ rscientific ment? - BGE, BO.
h. [iP, zB9 .
o
þ5\{hen ccmpared. to the image ancl function of consciousness implicit in
Rousseaurs thought. ft is l¡orth noting, however, that Rousseau and. Nietzsch
have in ccrnmon a concern for uirtu¿ that underpins this d.iscussion of
cr:nsciousness, In Rousseaurs case, vi.rtue presents itsel-f several\r as
a pre-condition for socisl progress, a necessity for individ.ual- happiness,
and a fulfiLl¡nent of manrs moral- nature, as tre have seen. To attain virtueon each of these l-evel-s, Rousseau l-ooked. in the first instance to create
the rnaterial. conditions, in the form of an organic ccrnmrxrity, by which
socia-l maÌl vould beccrne virtuous. Second, Rousseau attempted. to ed.ucate
ind.i'¡id.ual man for virtue, d.espite the hostile social environment d.escribed
ín Emile and. the Second. Discottz,se., I u.rd. thirct, he sought to convert man
to his personaì. Christian bel-ief and" accmpanying virtuous life. Each
of these categories of virtue require an enhanced. consciousness of man,
his sociar worId, and. his go<1 , in Rousseaurs system, which presupposes
that man could" and. should. be tre¡rsformed. within these pararneters.
Nietzsche, too, ha-s a positive conception of virtue, but it is quite
d'ifferent to Rousseaurs. As we vouLd. expect, Nietzsche d.oes not equate
virtue with the t'goodt'of sl-ave-moraL valuation, nor d.oes he tlefine
virtue as those qualities that any people or moral system elassifies
e.s superior or desirabl-e.2 rn terns of conscio\rsness, Nietzschers
in'berpretation of virtue amou¡ts to a rejection of Rousseaurs
und'erstanding of tine roLe of virtue, since vhat Rousseau might have wished
t,o term I'enhancedtt consciousness J-ead.ing to virtuous behaviour is
better d.escribed in Nietzschean thought as aLtered consciousness. The
sema¡rtic distinction between enhancement and al-terationo and. Nietzschers
overalL ùisaffection with moral- phiÌosophy, rea.d.s him to make a general
poini that might be applied. with more than a little aceuïêcy to Rousseau.
I "Life is the trade r would teach him, llhen he reaves me, r grantyou, he vilI be neither a magistrate, a sol_d.ier, nor a priest; hewil.f be a man.t' Emile, p. 9.I'The virtues of the ccrnmon man rnight perhaps signify vices and.r¿eaknesses in a phiLosopher." BGE, 30.
2.
a
f)o
AncL ind.eed. there have been consietent moralists who vanted.man to be different, that is, virtuous - they vanted. him remadein their own image, as a prig: to that end., they negated, tlneworld! No smal-l- madness! Wo mod.est kind of irn'nodestyl 1
Rather than attempting, immod.est\r, to ttraisett consciousness in ord.er to
eLicit hís delínition of virtuous behaviour, Nietzsche suggests that a
causal re.'L.ationship also exists between unconsciousness (i.e. un-affected,
behaviou::) and. virtues of , for instance, tliligence, ambition and
acuteness,
IJnconseious u¿ntues - Alt qualities in a ma¡r of r¿hich he isconscious - and. especially vhen he presumes that they are visibleand. evid.ent to his environment also - are subject to quite otherl-avs of d.evelopment than those qualities r¿hich are unknown tohim, or imperfectly knor.r-n, by vhich their subtlety ce¡r alsoconceal- themselves frcm the subtlest observer, and. hicle as itr¿ere behind. nothing .. . . 2
Thus the unconscious, alrea.d¡r styled. as the executive force behind.
aLl I'perfecttt acts, beccrnes as r,¡ell- the separate and. ccrnparativeJ-y
inaccessibl,e d.oraín for certain types of virtues. These facets of virtue
inclicate the ccmplexity of Nietzschers anal-ysis of virtue in shar-p
contrast to the simplistic understand.ing offered. by Rousseau.
ilowever, it shoul-tl not be assumeil that Nietzsche downgradecl the
imporbarrce that Rousseau attached. to the eristence of virtue. fn fact,
Nietzsche enclor:ses, in his ovn tenns, the vafue of the card.inal virtues.3
The good fottz,. Ilonest with ourselves a¡rd. with whatever isfriend to us ; eotß'a,geous t,ol¡ard. the eneqy', gene"ous toward. thevarrquished.; polite - always: that is hov the for:r card.inalvi¡tues wa¡lt us. ll
This recognition that virtues exist, on the eonscio-rs level, is most
reminiscent of Rousseaufs position, but Nietzsche attaches a different
signification to such a thought. Whereas Rousseau referred. to the need.
for both publ-ic and. private virtue, and. for social systems arrd individ.ual
1" TI , "Moral-ity as Anti-Naturertt 6.
2. GS, I, B. (tcvy¡ .
')Jo the four cardinal virtues are general\y regard.ed to be; justice,prudenee, temperance, and fortitude. In Nietzschels arrangement,honesty rnight well be equivalent to Polemarchus I d.efinition ofjustice. q.u., Plato, 'Ihe RepubLie of Plato, (Trans. AL1an BJ-ocrn) ,Basic Books (New York 1968), Book I, Stph. 332a.
Dct'tn, 516" Whil-e Nietzsche ¡nainte,ins, probab\r for literarJr reasons,the notion of four virtues, he d.oes not alvays refer to the sanefour. For insta¡rce, he arso rists them as "courage, insight, s¡rmpathy,and. sol,itLr<ie.rr BGI'..., pBlr _
h
o
15T
beÌief-structures to bring about virtue, Nietzsche emphasises that the
kind, of virtue which he recognises is rel-evant solel-y to the individ.ual.
A virbue must be our oum invention, o1,¿! most necessal¡¡ setf-expression and self-d-efence: any other kind of virtue is mereþ adanger. Whatever is not a cond,ition of or:r life hæms ít: avirtue that is prcmpted. soteJ-y by e feel-ing for the concept oft'virtuertt * Kant fand. Rousseau] woultl have it, is hazrnful. I
The hierarchy of sub-conscious, conscious, and. autornatic sbates
that Nietzsche develops is cl-osel-y related. to his concern for the self in
society, and. suggests that there must be a red.efinition of the ontological
d.evelopment of ma¡r. It is frankl-y a move away frcrn the conception of the
individual- as a unified. subject progressing toward. perfectibility as
Rousseau r¿oul-d have it. Having stressed the importance of virtue for
the indivi¿ual-, Nietzsche underscores his point'by includ.ing as a virtue
the d.esire to cl-eanse oneself of social inter-relationships'
For solitude is a virtue for us, a.s a sublime bent and urge forcleanliness which guesses hc¡r^¡ all contact betveen man and. man -t'in societytt - involves inevita¡le rrncLeanliness. All ccrnmunitiesmskes men - scnrehow, scmewhere, scnetime ttccxnmon.tt 2
fhis attack upon the popular Rousseauia¡ viev, that man con only advance
through society, and. vil"I continualJ-y impro¡re &s & result of meaningful
socia-l- relations, is based. on Nietzschets disagreement with the d.etails
of Rousseaurs ma¡r (exercising free vi1l and. ord.ering his passion and- reason)
and, the rejeetion of the notion that these concepts d.esqribe the vorkings
of a sirrgle subject.
'I'he assumption of one single subject is perhaps unnecessa^ry;perhaps it is just es permissible to s.ssume a nrultiplicity ofsubjects whose interaction and struggle is the basis of orr thoughta¡rd. our consciousness in general-? A kind. of aristocracy in t'cellsttin which dcrrain resides? To be sure, an aristocracy of equaJ-s,used. to mting jointþ and. und.erstand.ing how to cc¡mrand.?
l.
Mp¡ hypothesis: the subject as nultipl-icity. '3
A, l-l-, Although a¡ldressir)g on\y Kant in the text, Nietzsche isreferring to him a^s a moralist. This, and. the d.ebt that Kant cn^red. toRousseaurs thoug,Ìrt, ful-Iy justifies the conclusion that Nietzscherscriticism applies equally to Rousseau.
¿ BGI:',, 2Bl+.
w), \ç0"3
a
158
This hypothesis u¡<i.ermines, again, the trfaithrr that Rousseau seems
to pJ-ace in the realm of conscious rea.soning, a¡d. by implication, truth
itsel-f. If the subject is a mul-tiplicity that defines our consciousness 'and. not vice-versa, then the d.emand. of the hitherto rrationalr mind. for
certainty is frustrated., or, more accurate\r, d.iagnosed as a chirnera,
a fa-r:tasy. In Nietzsclrets opinion.' this problen has been avoid.ed. in
several- våys, notably in the belief in either a trsaving gracetr of
inrnorba-Lity after death, vorld. historical- processes, or the perfectibility
of mankirlrl .
"Nothing has any meaningtt - this melancho\y sentence neans"Au. meaning lies in intention, and if intention is altogetherJ-acking, then meaning is altogether lacking, too.tt In accord.ancewitn tfiis valuation, one was constrained to transfer the valueof l-ife to a t'l-ife alter d.eathrtr or to the progressive developmentof id.eas or of nankind. or of the people or beyonct ma¡¡kind.; butl¡ith that rnan h€d arrivecl at a progressus in ùnfiníh'un ofpuïposes: one was at last constrained. to make a pla.ce for oneselfin the "vor.l-d processt' .r.. L
l+. Eternal Recurrence
Having recognised, and. rejected., attenpts to inject rneaning into
existence, Nietzsche d.oes not refrain frcrn proposing a¡ al-ternative
explenation - the theory of eternal- recurrence. This is, on his orn
a.dmissionn a restatement of the l{eraclitean concept that the wbole world.
is invol-ved. in constant change, and. that charrge alone is changeLe"=.2
For Níetzsche, the concept as he statee it d.emand.s of man that he learn
not onty to accept things as they are, but to be able to cope with a
futr:re'bhat l¡il.l- consist of things occurring øs they haÐe. Thus man must
know that he is never an end. tovard which he must strive. Rather, he
mus'b continue to strrrggle toward each nev beconing. Struggl-e, therefore,
features as aJr und.eri.ying principle both in Nietzschers presentatic,n of
I w,666.
"Tne d.octrine of reternal recurrencerr that is, of the uncond'itionale¡d. infiniteJy repeated circul-ar ceurse of a1l- things - this d'octrineof Zarathrrstr¿r, might in the end. have been taught already byHeraclitus." EH, ttBirth of Trage{r r" 3.
2.
a
l-59
vill to power and. in his theory of eternal recürr€ncê¡ Tkre vi1l to povrer,
as we have seen, is art affect of becøing, imposing trautcrnatismtf on
being. This beccrning is not then an end., but a neϡ begiruring and. a nev
beccming of recurring will to power. Above aII, Nietzsche bel-ieves
that eternal recurrence a¡d. beccrning underscores the ephemerism of all
valuations, ancl the perniciousness of moraL valuations in particular.
'Ihe pred.omi.nance of moral valuations in the I^lestern philosophical
tradition is consistentþ e,ttacked by Nietzsche. He saw his philosophical
objections echoed. by nihilism, which he regsrd-ed. as a social phencrnenon
rather than a consistent or coherent social theory.
Extreme positions are not succeed.ed. by moderate ones but byextreme positions of the opposite kind.. Thus the belief in theabsol-ute in'nnoralíty of nature, in ain - and. meaninglessness, isthe psychologicalþ necessar1r affect once the bel-ief in God. and.
an essentially moral or<i.er beccmes untenable. Nihilism appearsat that point, not that the d,ispleasure at existence has beccrnegreater than before but because one has ccrne to mistrust arry
"meaningtt in suffering, ind.eed in existenee.
Let us think this thought in its most terribl-e form: existenceas it is, without meaning or aimr ¡ret recurring inevítabþ withouta.ny finale of nothingness z "the etermal v'eeLLTTenee.tt 1
inevitably of suffering, of rrhardnessrtt is jr:xbaposea wittr this clearly
cptimistj-c rejection of exis'bence a.s necessari\y aimless and, meaningless.
Rebelling a¿lainst the stud.ied negativism of nihij.isn, Nietzsche attempts
to incorporate, theoreticaJ-ly and practical\y, the positive aspects of
nitril-ism into his revital-ising celebration of existence itself. In this
way, Nietzsche vas careful- to d.ifferentiate hinself frcrn nihilism, and
al-l popular social and. philosophical movements, vhite stilL being able
to valitlabe scme basic nihil-istic propositions. For example, the
negativism of nihilism rvas at Ieast functionally progressive since it
learl to the d.estruction of current moralities, a process Nietzsche regard.ed
l- W, ,5.
a
r6o
as a necessary cleansing therapy for man. On the other hartd., nj-tril-isrn
'l¡€r.si a t'No-saying'r not onty to the conditions of l-ife, but to life itself .
Ttre nihilist, who a-ssunes that life is. neaningless, establishes power
over his existence onþ at the point of carrying out "i"|ne deed of nihiLism
which is suicid,e -."1 Nietzsche appreciates the resolute beauty of such
an act, vhen it is counterpoised. against alternatives of ttthe id.ea of the
irunortal private person: likewise through the hope of resr:rrectionrt offered'
by Christianity, vhich trsubstituted. slov¡ suicide: gradually a petty'
poor, but durable life¡ gradualJ-y a quite orclinary, bourgeois, mecliocre
?Iife" etc."" For his part, Nietzsche was a. practising nihilist insofsr
as he too vished to exorcise Christia¡r norality, with the thought of
suicid.e as a sustaining reminder of his power over a genuinely rlifficult
exist.nce.3 But Nietzsche d.id. not succumb to the appeal of the ul-timate
existential act, preferring to bel-ieve that nihil-ism was not an end' point
or a mere d.isintegration of existing things, but a prepera.tion for the
future.
I pereeived that the state of clisintegration, in whichind.ivi,lual natures con perfect themselves es never before -is an image and isolated exanrple of'existence in. general. To
the paraþsing sense of generat clisintegration and incornpletenessI opposed. tine etewtaL reetpnence. \
fn effect, Nietzsche shows the nihilistic critique of Christia¡r
norality to be & necessarlr, but not eufficient, cond.ition for the
understanding and. aceeptance of hr¡man existence. Sti1l on this
method.ofogieal pJ-ane, Nietzsche can then introd.uce the theory of
eternal Iecllrrence as yet a fr¡rther, neceSS€LlX¡, therapeutic process,
'*hich must remain - in the J-ong tern - equally insufficient for the
r. wP, ?\7 .
Z" fb¿d.. c.f. Rousseauf s conception of the Christian as d-istinct frcrn,and. sone ways inferior to, tñe virbuous citizen. SC' fV, I'
3, r'T'¡e thought of suicicl.e is a powerf\r1 cørfort: it helps one throughmany a, d"read.ful ni,6ht"" BGE' ]-57,
\. l"[P, htT .
a
161
tLeveJ-opment of the sovereign ind,ivid.ual. Such a paradoxicaf ccrnbination
of nihifism and. the celebration of the apparent meaninglessness of
existence is a position ad.opted on the personal leveL as well as in his
vritings, attested to by what must be a:r autobiographical influenee in
his d.escription of Zarathustra ín Ecce HØno.
The psychological problem in the type of Zarathustra. is hol¡lre that says No and. does No to an unheard.-of d.egree ' to everythingto vhich one has so far said. Yes, c€rl nevertheless be the oppositeof a llo-saying spirit; how the spirit vho bears the heaviest fate,a f atal-ity of a task, can neverthel-ess be the lightest a¡rd- mosttranscendent - l-
The a¡chetypaÌ Zarathustra, Nietzsche rejoices in the task he set himself
of d.estroying the holcl of noral-ity over ms.rr, end. in thisr'\,¡e csrlnot help
but to be reminded. that this is very much rn¡hat Rousseau llas saying and.
d.oing in the Confessiorts" Unl"ike Rousseau, however, Nietz,sche d,itl not
wish to supplant contemporary valuations vith conmunitarian id.eals basecl
upon reJ-igious inrlividue-lism anr1 the possibil-ity of a just ancl well-
ord,ered Sovereign State. Although Nietzsche gives søre ind.ications that
his ideas have specific ramifications for the future structure of soeiety,
out attention is focused. repeated.\y on the inclivid,ual a-s one important
first principle. He shares this concern, at l-east, with Rousseau, who
d.enonstrated his progression frcrn Platonic thor-rght by stressing the
significance of the ind.ividual- a.s d.istinguished. frcm the elemental zoon
poLiti,kon of the poLís.2 Tni" is more than a method.ological proposition.
Ib is an iltr:stration of Rousseaurs appreciation of the individ.ual a,s,
in e¡ irnportant sense, a whoIe, as symbolised. in Plator s reciprocal
metaphor that the poLis j.s (ind.iviaual) ttman writ lerge.'r Ind.eed.,
EII , Thus Spoke Zarathr.¡stra, 6. Tt¡is passage, and the referenee toJ-ightness and. transcend.ence, should be taken into account whenconsidering the sub-titl-e of one of Nietzschers last books,T'tiLight of the IdoLs, or" Íla,t One PhíLosophizes úí,th d. Hamnet. The
"hammer" is not a tooL of destruction a¡ld. brute force, but a tuningfork, capable of testing, not smashing, hitherto unchallenged. orunchallenge able value-orient ati ons .
I
2. Enn Lrz, p. 202 .
a
l.62
Rousseaurs conception of hr¡narr nature is a statement of the potential -
civic, rnoral , and aesthetic - of man in ccnrnunity. Against this is the
Nietzschearr critiqur: of ail views of hr¡man natr¡re offering specific and.
vell-defined" sets of characteristics that, alfowed. their free play'
vou.ld. constitute pretend.ecl descriptions of hr¡nan beings.f Nietzschers
concept of continual- becc¡ning insists upon the impossibility of aqy
original notion of what man vill , much less shc'uld, eventual\y be.
The study of ind.ividual man, the cønperative\r new phencrnenon of
Western civitisation, is constructive, in Nietzschers opinion, insofar
as l¡ cLel-imits our knowl-ed"ge of what man is a¡rd d.oes, virtually forcing
us to avoid. systematic manifestos for the future of ma¡kind,.
This world: a monster of enerry, without beginning and, withoutencl; a firrn, iron megnitude of force that does not expend. itselfbut only transforrns itself; .... & s8& of forces flowing and-
rushing together, eternal-J-y changing, eternalJy flooding back, withtremend-or¡s years of recurrence, with a¡r ebb and. flow of its forms;. ,. . stil-I affirrning itself in this r:niformity of its courses andits years, blessing itself e.s that which must return eterna-1ly'as a beccr¡ing tha'b knovs no satietV¡ no itisgustr no weariness:this my Dionysiot vorld. of the eternalþ self-creating, the eternallyseLf-d.estroyiug, this mystery vorld. of the twofold. voluptuousdelight, my "beyond good. a¡d. evilrtrwithout god, unless the jqrof the circle is itself a goal; vithout a will-, unless the ringfeefs good vitl tovards itself - do you want a nøne for this world-?Thi,s uorI.d is 'bhe uíLL to paier - ØLd nothing besídes! And youyourselves are al-so this t¡i[ to polrer, md nothing besid-es! 2
5. Transfiguration and Hrman Progress
Nietzschers characterisation of man as vill- to power in aworld. of
energf i-n continuaf ffi:x creates a denanding and. unccrnprcmising position
frcm which to view human d.evêlopment. Basical-þ, he is suspicious of
any attempt to structure hr¡nan progress through rationalistic or
moral-istic prescriptive theories, ancl regards the need. to belong vithin
or create an orclered system as a moral (or phil-osophical) capitulation
ancl a cornplete l-ack of integrity. f n this context, the emerging nihil-ism
1. For F.ousseau, these specific characteristics are; ccmpassion' reason,perfectibility and. free agency.
2. líP, to67 .
a
),63
of the nineteenth centur¡r, with its suggestion that there exists a
certainty that all is uncerta-in a¡rd. false ¡ may have been treated.
cheritably by Nietzsche as a¡ und.erstand-ably pessimistic reaction to
Enlightenrnent attitudes tor.¡ard. existence" On the other hantì,, Nietzsche
rejeets the pessj-nistic reaction irr principle, on the grounds thatItmodern pessimism is ¿rl expression of the modern world. - not of the
vor1d, of ex:ìster,"u."f Nietzschets partial acceptance of nihilism is
thus largeþ on the basis that it can bring about the necessu.rlr
d.estruction of the val-uations of the modern world., end. the cleansing
of mod.ernity of the faLse and facil-e prescriptions of Christíaníty øtd.
contemporary sociaJ- theory - both d.emocratic and. sociafistic.2 Nietzsche
ca¡ corrd,one nihilismrs cathartic negativism, therefore, in ord.er to
d.emonstrate more cJ-early a contrarXr and. more sophisticated. r¡nd.erstanding
of mari. It is Zarathustra vho inforzns us of a vital- and, positive a-spect
inherent in overccrning the modern vorld.
A¡d l-ife confided. this secret to me: ttBehol-d.r" it said., ttI am
that uhich nust aTs,tays oùercdne itseLf. Ind.eed.r you catl it a will-to procreate or a drive to a¡ end,, to scrnething higher, farther,more manifold; 't¡ut aÌI this is one, and. one secïet.rt 3
Thus Nietzsche conjoins vill to poerer and. the eterrral recurrence,
by ernphasising that man is life, implying that ma¡ is in a continual
struggJ-e egainst life and therefore hínseLf. Of even greater signifieance,
however, is Nietzschefs perception that in such a struggle a¿ainst these
inseparables of Life a¡rd, self man wilt be transfigurect by the process
of constant\r overconing at l-east sme of the cond.itions of self and.
Iif'e confronted. at each mcrnent. ttWhat is g::eat in marì is that he is a
L þlP,3\. For Nietzsche, the nihilist is a special t¡4pe of pessimist."A nihil-ist is & ma.n who jud.ges of the vorld. as it is that it oughtnot to be, and. of the vorld. as it ought to be that it d.oes not exist.t'[^rP, 585 (A)"
tt.... inpnari one retains the falsificetion of history in favor ofthe rgood- mant (as if he afone constitutecl the progress of man) andthe socia-l-ist icleal- (i."., the residue of Christianity and. ofFousseau in the cle-Christiar¡ized vorld")." WP, IOI-7.
3. TSZ, p. ?27.
a
161+
bridge and not an end: vhat can be l"oved in ma¡t is that he is a¡r
otsertatre and. a gcrLng urder."I By expanding the notion of or¡erccming to
incorporate the deueLopment of man, rather than seeing it simply as an
aspect of behaviour, Nietzsche conceptual-ises ttmant' not merely as species-
man, but ma¡ within a cul-tural-biological ty¡rol-og¡ of civilisation. ft
is Nietzschers suggestion, therefore, that man as he knows himself wiII
d.isappear at each overconj.ng, to be repJ-aced. by a. new being. The act
of overcoming uill, continue, since it is fund.a¡nentaJ- that each new being
vill- strive to overcome itself, even though it can have no conscious
or unconscious perception of a firture state.
Put briefJ-y: perhaps the entire evolution of the spirit is aquestion of the body; it is the history of the d.evelopment of ahigher bod.y that emerges into our higher sensibiì-ity. The organicis rising to yet higher Level-s. Ou.r lust for knowl-ed.ge of natureis a means' through which the body desires to perfect itself ... "In the J-ong run, it is not a question of manbat all-: he is to beovercome. 2
Whife l{ietzschers articulation of this ttnev ma.nrr' EJrd. the vocabuì-ary
he uses to evoke the process of transforrration are obscure and firnd.amental-ly
cLifferent fron the idicnns of EnJ-ighter¡ment perfectibilitaria¡ism or lt4arxist
material-ism, it is worth noting that Nietzsche is engaging in quite ttre
sa¡oe theoretical- optimism, namely, that ¡na¡r in history shall- presid.e over
his om re-creation. The transformation in Rousseaurs sovereign State
presupposes, for example, a singJ-e process of improvement frcrn the false
man of an inhunane society toward. t'authentictt man of civic virtue. But
for Nietzsche, this is a seriously J-irnited.'riew. It assrmes the existence
of a true human rrnaturetrthat, aÌthough nor"¡ repressed by social strictures
and. structures r ma,y be liberated. and. pernitteA its fuLL d.isplay vhen these
repressions are eliminated.. Nietzsche concrlrs with Rousseau that the false
ma¡r of contemporary society must be tra¡scend.ed., but Nietzsche stresses
the tra¡rscencl.ence, the beconring, rather tha¡ the new or emergíng form of
being"
l-. Ib¿d., D, LZT.
2. ["/P, 676 .
a
,ú5
..,. vhatever exists, having scnehor cone into being, is againan<1 again reinterpreted. to nev end.s, taken over, transforrned.t and.
red.irected by scrne power superior to it; all er¡ents in the organicvorfd are & subd.uing, a becorning ma'sten" and. all subd.uing and.
becoming master involves a fresh interpretation, an adaption throughvhj.ch any previous ttmea¡ingtr and ttpulposett e^re necesserily obscured.or obliterated.. t
The emphasis on becøning selves, then, Bs a criticism of Rousseau
or srry theorist l¡ho uses *ã "r*t""is of a particular society to fornulate
prescriptions for & new society and. to project the behaviour and. beliefs
of its constituents. Rousseaurs rrgood ma.nrr a¡d. I{a.rxts itvhole matrrrr eJ-ike
are presumptions about man and. the state after rad,icaJ- changes to society
have taken place. Nietzsche denies that there ca¡ be such knowled-ge
beyond. any one tra¡sforrnation of mart, because each change d.emancls an
entirely fresh e'¡aluation of vhat ma¡r is - in effect' e new ttgenealo4¡
^of morals.tt'- Such an evaluation, sinee it is in the context of 8. new
being, is unrelated. to arqr prior set of valuations that went to form the
basis of the initial social eriticism, and. the val-uations that go to make
up a social criticism have no autonatic relation to future states of man.
Rather, aI1 valuations concern man as he is beccming a nev being, applying
to the transfig¿rative process as it unfold.s, md not to the nev being
when it occurs.
l. Beconing d.oes not ain at a finaL st6te, does nob flow: into ttbeing.tl
2, Becoming is not a mereþ qpæent s'bate; perhaps thewhole vorld. of beings is mere appeararìce.
Beconing is of equivalent value every mcrnent; the sum
of its values always remains the same; in other vord'E¡'it has no value at a1I, for anybhing a€ainst vhich tomeasrl.re it, and. in rel-ation to which the vord ttvaluett
woul-d. have meaning, is lacking. the totaL uaLue ofthe uorld calLrtot be etaLunted; consequently philosophicalpessimism belongs anong cøicaf things. 3
?
l-. GM, IT, l,2.
I'his constitutes the new tasks and rrnev horizonst' for philosophers.
w,708.
¿_
3.
o
166
Ttrus Nietzsche rejects al-l- id.eality and. tel-eolog¡. In d.oing so,
he appears to be offering, vith no apolory to those interested. in
certitude or scientific method., a vision of recurring d.ifferences of
beconing, and. so red.efining our worl-d. a.s attfabfe and approximation on
the basis of a meager sum of observations."f Ttle false vorl-d, that is,
the one seen and. lived in, is the one to which manrs will- to power is
opposed., anil seeks to overcome. Failing to oppose this r¡orId., and.
every definition it offers of itsel-f, is to col-l-aborate r¡ith that fab1e"
As a social crític anrt philosopher, what Nietzsche sought to achieve r^ras
a, red.efinition of on¡ 'ractua.lrr worl-d..
To impose upon becoming the world. of being - that is the supremevill to po\rer.
TVofotd fal-sification, on the part of the senses and. of thespirit, to preserve a vorld- of that which is, which abides, whichis equivalent, etc.
Tttat eue'ryt/ting recLLl,s is the closest approrímation of a L)orAof becorrnng to ct uorLd of being: high point of the med-itation. 2
Nietzschef s antipathy to the trfabl-efr of the mod-ern rnrorfd here prov-ides
e¡l il-l-uminating juxtaposition of core id.eas in his thought. As we have
seen above, the concept of transfiguration is based upon both the notion
of man es wil-l to power, md the id.ea of eternal- recr¡rrence. At this
point, however, Nietzsche extends his ana\ysis by irnplyi.ng, in the use
of the vord. Itapprocimationrtt that there exists a practical and theoretical
equivalenee betveen eternal. recurrence a¡rd. the as yet distinct worlds
of beccrning and being. First, it d,emonstrates that eternsl recurrence
was indeed. intend,ed. by Nietzsche to be only a theory, to assist man to
trecome himself at every rncment. The second., and- more important point,
consists in the logical conjunction of the activity of ¡.¡il-L to power in
its supreme fo¡rn a¡cl the irnposition of ord.er end. meaning upon the ephemeral
world. of continuat change vhich Nietzsche describes. Conecrnitantl-y, the
+. t,/P,616.
2. tP, 617.
a
L6T
eternal recurrence is a theoreticaJ-,proposition d.esigned. specifical-þ
to assist man to achieve supreme will- to poÌ{er. TLrerefore, Nietzsche
unifies the apparently disparate categories of rril-I to power, the rn¡orl-cl
of becoming, the world of being, and transfiguration, by his use of
tine theoz,y of eterna-i recurrence - thisttapproximation to the truth and
reatity of exister,.c.."I For his Ftrtr Nietzsche by no means und.er-
estimates, on both theoretical- and. practical Ievels, this subterflrge,
e¡d its necessíty for life. Not onì-y does Nietzsche d.eny that there is
absolute tn:.th, but he positiveþ values the existence of untruth for
l1 Ie.
'Ihe fal-seness of a judgment is for us not necessari\y anobjection to a jud.gment: in this respect ollr new language maysound strangest. lhe question is to what erbent it is life-promotin6, species-preserving, perhaps even species-cuJ"tivating. o. r To recognise untruth as a cond-ition of tife - that certainlyme&ns resisting accustcrned val-ue-feelings in a dangerous vay; and.a philosophy that risks this woul-tt by'that token alone pJ.aceitsel-f beyond. good and. evil. 2
5. Individ.ual-ism
Such a use of the theory of eternal recrrrrence d.oes not seem to fit
the image of Nietzsche as the high priest of nineteenth century
individualism, hcnrever, especial-ly when viewed. in the light of Rousseauts
much vaunted. cont::ibution to ind.ivid.ualistic theory.3 ta is elear that
Nietzschers analysis of the ind.ividual rests upon basic assumptions c¡uite
different frcrn the religious individ-ualism of Rousseau. Rousseau outlined.
the characteristics of attbetterttperson, æd then sought to create a
political society th¿t vou-l-d prod.uce the good. man. As a perceptive socia-l
critic, he gave a crxnprehensive picture of the morally degraded man of
contemporary civilisation, and. as a philosopher, he contrasted, this with
1" It shoul.d. be noted. that the General !¡ill ful-fills a sirnitartyunif)ring fturction in Rousseaurs political- thought.
2. 9ffi, )r.
Reference to Rousseaur s ind,ivid.ual-ism is usualþ based" on the hiBhlyind.ividual-istic tenor of' the Second ùtseourse. As we have seen inChapters fI ancl fIf , however, a thorough examination of the impì-ication:of Rousseaurs thought prohitrits so easy & classification of him assimpty em ind,ividue-list - orr for that matter, a totaliterian.
?J.
C
168
an hypothetical- image of the natural- man" From this, Rousseau conclud.ed
that there existed. an objective set of criteria by vhich to judge all
hr¡nan action arrd. thought. As we have seen, however, Rousseaurs criteria
are far frorn objective.
It is c.Iear that Nietzsche werrt beyond. the reJ-igious individuatism
of Rousseau, but Lukes goes so far as to suggest that Nietzsche ad.opted.
the logicaL progression from lìousseauian individ.ualism - nameþ, ethicàI
indivirlualism - by putting forward. "a new and, higher forrn of morality,
the morality ernbedd.ed in trre tlbertnenseh.tìI Ihis interpretation d.oes
víol-ence to both the concept of norality ond. tlne valuation of values,
since it ccrnpresses each into a d.efinition of the other. For Nietzsche,
morali.ty ís orte system of ve-lues that eane to be imposed. lrpon a people
or a cfass of peopì-e, whereas the revaluation of vafues encapsul-ated
a critique of moral-ity, once it ha.d. becone arfsystemtt of values, rather
than an expression of development of human existence.
Quite unl-ike Rousseau, then, Nietzsche views man in the context of
his orientation, not to nature (norality), ¡ut t,o eristence lthe affect
of will to power) . fhis goes beyond. valuations of manr s behaviour a.s
real or u¡reaJ-, natr.ral or unnatural , socieJ or unsoeial , moral or
irnmroraJ. Hhereas Rousseau regard.s al-I men equatly, that is, as a
single category of i.nd.ividuals for whom his id-eas may be applied, universally
Nietzsche differentiates betveen types of man as wel-l a.s ty¡les within a
singl-e inci.ivid.ual. Just as he noted. that slave and master moral value-
orientations viLl, exist sid.e by sicle within the one psyche, he makes his
appeal- to higher men a^s a category, and. the higher man within the ind.ivid.uaf
to overcome false interpretations of himself e.nd the modern vorld-. Thus
Nietzsche avoid.s the need. for a c1a^ss ana\ysis. If various representations
of humarrity are present wi-ttrin a single ind.ivi¿ual-, then that in<livictual
is responsible for his existence, and. it is not just the social milieu
which d.ictates his -l-eveJ. of humality. Moreover, Nietzschets thougþt at
this point constitutes ¿ur attack on the objectification of ind.ividuals
l- . Lukes ¡ op, cit. , p. l-03.
lt69
ancl socie^I forces, as if they can be separated a¡rd. then arralysed.
That things possess a constitution in themselves quite apartfrcnn interlpretation and. subjectivity, is a quite iate hypothesis:i'b presupposes that interpretation and subjectivity are notessential, that a thing freed. frcrn all rel-ationships would. stillbe a thing. I
'Ihe irnportance of interpretation coupted. with subjectivity unclerscores
Nietzsche?s d,issatisfaction vith the view that consciousness represents/l c
ma.nrs reason coming to terms with ttobjective realityrr of the r¡or1tl,
For Nietzsche, arcfose exa¡nination of human reasoning ca¡tnot fail to
reveal- that there al'e potent but, non-ratíorlaL influences which structure
our ostensitly trobjectivett concÌusions. His rejection of the notion of
a "thinyin-itselftt cari be applied l¡ith sclne success to those aspects
of Rouss.ea,uts thought vhich intimate the existence of an abstract
ind.iviAuaJ-, and. Nietzschets criticism is ind.eed highþ reminiscent of
Mancts critique on this i"".l".2 Nietzsche irnplicitly, ancl Marx explicitly,
perceive the ictea of the inriivid.ual- abstracted. frcm the social environment
to be a f\ndamental impossibility. Any agreement is short-l-ived., however,
since Nietzsche al-so rejects the "objectivityrr inherent in Marxrs
materiatistie a^ssr-¡mptions concerning the d.evelopment of ind.iviclual ma¡r.
Conversely, the apparent obiectíue character of things: could.i.t not be nnere\y a d.ifference of degree within the subjective? -that perhaps that vhich chonges slowly presents itself to us as
"objectivelyrr end,uring, being, ttin-itselfr' - that the objectiveis only a false concept of a genus a¡d. an antittresís uithin tlnesubjective? 3
From this angl-e, Nietzsche succeed.s in ccrrplete\r repud.iating
Rousseaurs notion of hwnan nature, where each inctividual is assrmed. to
possess characteri"stics of ccrnpassion, reason and sensibifity, vhich,
l-. t^tP,560,
e,1).5 Lukes, op. ait., pp. 75-TT.
WP, 56O"
2.
t
?
a
170
coupled vith his innate perfectibifity, vouJ-d. enable hirn to achieve moral
errd. social- goodness in a just society. If ma¡r changes slowly, through
transfigrrration of the self, then that which Rousseau saw a-srrobjective\r"
irurate an<L irnnutabl-e, becorned for Nietzsche the provisional constructs
of the subjective. On the other hand., Nietzschers methodolog¡, such as
it can be saicl to exist, clearly stresses, for example, basical-ly
are rnost popul-ar1y associated. rrith the phi.losophy of Spinoza"I It is
Nietzsche vho informs us of the great significanee of Spinoza to his
own work.
I lrave a preeursor,, ancl what a precrrrsor! f hardly knevSpinoza: that I shoul-d tu.rn to hin just ncu, rías inspirect by"instinct"'t Not only is his overall tend.ency tike mine -maJring knovrJ-ed.ge l-lne ¡nost pa'tenfuL affect - but in five mainpoints of hi.s doctrine f recognise rryself; this most unusual and.l.onel"iest thinker is closest to me preciseþ in these matters:he d.enies the freed,cnn of the wi1t, teleolog¡, the moral worldord.er, the r"uiegoistic, the evil-. 2
Nor is Nj.etzschers ca-ll to higher men to be confused. with Rousseaurs
appeal to the natural gooclness of man (were it to exist, even subjectivefy),
since higþer men aim not at the notion of improving themsel-ves, but at
overcoming thenselves, at tine Uhermensch ab1e to withstand. the terrible-
ness of life proriised. by the eternal recurence.
Meams of enduz,irry it: the revaluation of a-11 values. No longerjcy in certa.inty but in uncertainty; no longer ttcause end. effectfrbut the continual-Iy creative; no longer will to preservation butto pover; no ionger the hr¡nble expression, tteverXrbhing is ïereLAsubjeetivert' but "it is ai-so our vorkl, - Let us t¡e proud. of itlrr 3
Only at this stage in the development of man is it possible to
&ssess the t¡rpes of changes tha,'u Nietzsche regard.s as condueive to progress
for mankincL. As the wil.I to power creates the d.isposition of man to conquer
l-. Lukes , op. ait", p. 5I+.
2. Postcarti. to Overbecko JuJ*y 30, Ì8Bl-, PIU, E). 92.
3. I^/P, 1,059.
a
171
the cond.itions of life, arrd the theory of eternal reeurrence gives him
a consciousness of his strength so that he may use it more and. more
effectively, so the ol-d. valuations of morelity, and. essociated. acactemic
orientations, must be d.isplaced..
Fund.ønentaL innottatiorts.. In place ofrtmoral valuesrt, purelynaturaJ-istic val-ues. Naturalization of morality.
In place of "soci,ofogrrrt a theory of the forrns of d.cminabion.- fn place of "societyrrr the culture complex, as r\y chief, interest (as a vhole or in its parts).
Tn place ofrrepistemolog¡r" a perspective theory of affeets( to which bel-ongs a hierarchy of thã afiects; the affectstra¡sfigured.; their superior ord.er, their "spiritualityr') .
In place of trmetaphysicstt and. religion, the theory ofeternal recurrence (tnis as a means of breed-ing and sel-ection) . 1
Initia-Ìly, the terrns trbreeding a¡rd. sel-ectiontr are offensive, because
they conjure up visions of eugenics , a Nazi-sty1e master race, or at l-east
e perversion of Dan¡inism.2 On Nietzschers or^rn tenrs, this reaction can
be avoicLeil on the groun<ì.s that he placed. eternal recurrence in the context
of end opposed. to metaphysics and. religion. rn so d.oing, Nietzsche is
pre-enpt,ing the tend.ency to founder in tbe void. of existenti.al nausea
that is evid.ent in his suceessors, by transfor:ning the need for meta-
p\ysical explanations throughout history into a positive, ttcoura.geous
becon-ing-conseious and affirmation of what has been achievecl - a liberation
fron the slovenly routine of ol-d. vaJ-uatiørs that dishonor us in the best
a¡d. strongest things we have achieved..tt3
Notwithstancling the vibrant oracularism of his presentation of new
and. challenging id.ess, Nietzschers concern remains fir"mly within the
d.crnain of the problem of change in society. Essentia-lJ-y, Nietzschets
I. l,/P, l+62.
o4a fn fect Nietzsche provid.es his or¿n &nswer to these elaims, referringto those who suspected. him of Da.r-r+inism as I'scholar\r oxetì." EH,"Why T r¿rite such good. books rtt I.
3 w, 1007.
t
r72
d.esire to reinterpret the modern conception of history and its usefuL¡ess
to existence in general and. the future in particul-ar is no d.ifferent to
the d.ir"ection of Rousseaurs thought, apparent in his early and. rad.ieal
proposal that |tour mind.s have been corrupted in proportion es the arts
an¿ sciences have been improved.t'1 Both thinkers, witalþ interested'
in ond. convinced of their posthumous importance to society, attenpted'
to present ma¡ r¡ith an inage either of himself (in Rousseauts case),
or of life (for Nietzsche), in order to precipitate necessary and-
progressive change in the rn¡orld'"
Rousseauls contribution marks in an irnportant sense the zenith of
contract theory, within the context of a notion of a perfectible humen
nature. Without human perfectibility, Rousseaurs th,rught vould be devoid
of its id.ealist yet prescriptive articu-Iation of ma¡ in society. For
Rousseau, marr rmrst always be abLet b'¿1; in a highly specific fa'shion, to
improve himsel-f and. his society. Nietzsche, on the other hand-, rejects
the certaj.nty about the nature of man that fund.arnentally und'erpins
Rousseaurs theory. Instea¡1 , Nietzsche preaches a d,ifferent aJ]d. d-elimiting
viev of the hr¡nan cond.ition notable for its absence of an essentially
static d.escription of mafi. [4an is, as with Rousseau, still abLe to improve
hi¡nsel,f , but Ni.etzsche refrains frcm confining that developrnent to a
tineal an<1 naffow notion of perfectibility. For Nietzsche, ma.n is by
d.efinition eonstantly r.md.ergoing change' and an accurate descriptic'n of
ma¡r should reflect such a process. Transfiguration, therefore, is the
concept that best conveys the sense of ma¡ continually becoming something
which he is not afreaEy - a process that rnust remain non-teleological,
infinite , anil even d.angerous "
l-. AS, F.7.
rT3
Whatever the d.ifferences of substance and interpretatior¡t it is
the existence of a theory of cha^nge in the thought of both rriters
that is significant. Rousseau was quite specifie ae to the kipct of
eocia.l being he wished. to see emerge in the good. society, just as Níetzsehe
is ad.anant that the principal concern is the marn'er in which ¡¡an
changes" Neither, however, considers that a theoretical outline of
eha.nge to na¡r a¡d. society is sufficient to prod.uce that chamge. As
we sha-lL see, ßotrsseaut s solution to thie problem is ,a-lso ado¡ltect by
Nietzsehe, proritting once egain insights into the rel-ationship between
their political thorrght.
t
a
ul+
CHAPTER \TIT
THE PH]LGSOPHER AS LEGTSLATOR
The Legisl-ator is in all respects an extraord"inarf,¡ manin bhe State. If he ought to be so by his genius, he is not lessso by his office. It is not magistracy nor sovereignty. Thisoffice, which constitutes the republic, does not enter into itsconstitution; it is a special ancl superior office, having nothingin cornmon with human governnent " 1
Fund,amental thought: the ner¿ values must first be created -we shall- not be spared this task! For us the philosopher mustbe a legisl-ator" 2
By incorporating a strong cond.ennation of contemporary men and his
society irito their philosophies, Rousseau and Nietzsche provid.e either
expJ-icit or implicit guiaetines for the ind.ivid.ual a¡d. social enhancement
of ma¡¡kind" Their critiques ar:e not, however, based. on the assumption
that there exists a necessary and. sufficient impetus, vithin ma¡ or in
the structure of society, making progressive changes and. ultimate
improvement inevitable. Instead, Rousseau artd Nietzsche forrn a
bridge betr¡een critique and. prescription and. impose coherence on their
thor-rght by the role ancl function of L,egisLatov's to the hurnert rECê ¡
Ì¡or them, bhe Legislator is the most powerful a¡¡d transcend.ent force
in society, by virtue of a¡ extraord.inary, even superhuma¡, ccnprehension
of the intricacies of human existence" Such insight, hol"rever, carries
wittr it the cluty to und.ertake the singular task of re-ed.ucating hunanity
toward, its as yet unperceived. but l-atent futures, vithout recourse to
the rnanipulative ancL coercive strength of the authority and. power
structures cenmon to political- society. fn Rousseaurs thought, the
Legislator is presented in a relativeJ-y straightforward marìnero He
has a specifical-ty d.efined funetion to frme lan¿s for the institution
of k contrat soc'[aL, It i.s only impLicit t¡at Rousseau has acceptecl
that it is hís task to thus enlighten men. By contrast, Nietzsche cloes
1 sco u-
2 - ÞIP, 979 .
7
Ç
r7,
not discuss a third person - a Legisl-ator, as Êuch - in order to convey
his intent, becan:se he accepLs explicitly the principle that a philosopher
can only properly be d.efined, by the act¿D'¿tV of the legislative a¡d.
educative function for" society.
Houever, this makes our cornparison more interesting and useful,
in tirat the obscure and cønplex prescriptions that a.::e to be found. in
Nietzschets vorks cån be examined and. assessed in light of the precise
arrd. overtly politicaì- aims of Rc¡usseaurs ptrilosophy"
l-. Rousseau as Legislator
If Rousseau is assessed onJ-y upon the basis of his most famous
vork, t}re SoeiaL Cont:ract, one should. concfud.e that his nost significant
contribr-:.ti.on to political theory rests in the area of soeial architecture.
As ve have seen, Rousseau is concerned. with moral stature of the
inclivi¿ua1 in cqnrnu.nity, and., given that contemporåqr society was d.ebili-
tating to man, nev social- forms required a strong innovatory element
capable of transforming ma¡r from a repressed. inclividuaL to a confid.ent,
self-regarding, but whole pet:son, awa,re of his d.uties to all fellov citizens
and" not just himseJ.f . But, as Nietzsche repeated.ly claimed., the morality
that und.erpi.rc Rousseaurs thought is uncritical- and one-sid.ed., because
he assumes moral-ity to be a part of'the inner natr¡re of man" Granting
that a pet:sonts mornl behaviou¡ is subject to the influences of the social"
oriler at the time, Rousseau does not eæønine morality" Instead he
foL\oos its history in orcler to anticipate the next stage. For this
reason, Rousseanl creates a concept of a cømunity that is aimed
specificaJ.ly at ehanging the mora^l atti-tude of each participant, within'
however, the conte.xt of enduring moral precepts"
Such changes that Rousseau did. t'¡ish to bring about nevertheless
a
LT6
necessitated. widespread redefi.nj.tions of traditional notions of the
reL.ationship between sel-f and. society. Central to this task was the
need. to embellish befiefs about the moral natr.¡re of man by iincorporating
ttre language of civic virtue and. d.uty reminiscent of e¡rcient Greece"
ttre importa¡rce of this principle is attested to by the first rule for
popuJ-ar governnent by Rousseau in tìne DiscauÍ'so oll PoLitíeaL Economy.
Make men, therefore, if you would cømarìd men: if youvould have them obed.ient to the J-aws, make them love the laws, and.then they wiLl need. onþ to know vhat is their d.uty to d.o it"This vas the gleat art of ancient goverrnnents, in those distanttimes when phil.osophers gave laws to men, and. made use of theirauthority only to rend.er thern wise and" happy. Thence a.rosenumerous surnptuary lavs, the many regulations of morals, and. allthe public nrles of cond.uct which vere admitted. or rejected. uiththe greatest cere, 1.
In this pa.ssa€e, vritten as earþ ss LT55, Rousseau gives a clea¡
indication of hj.s u¡id.erstsnding of the paradox of the notion of popuì-ar
soverei-gntyr æ vel-l- as intimating the for¡n of his sol-ution. First,
Rousseau recognises the d.ifficulty of obed.ience to the l.aw, even if tnat
lav is of the sovereign peopì-ers orrn naking. Seconcl, he admits that
men must be ccrnnanded'bo obey lavs, as the onJ.y means to true free<lqn
a^s social- beings. The ideat os lìousse&u sees it is to posit man a.É¡
true to himself only when he accepts the lavs as parb of hinsetf a¡rd
therefore val-id.. Und.er bhese cond.itions, consciousness r Ae vre might
expect, must pIBy Brr important role" But Rousseau, unlike Marx, d.id.
not coricentrate his efforts on establishing or raising consciousness
for its ovn ed.ucative or revolutionary sake. Instead, Rousseau sought
not to change menrs mind.s or the material cond.itions of their existences,
but to change men - "to make them what there is need that they should be".2
f. PE, I2'r .
rbid.2.
6
T7T
It is not until 1762, with the publication of the Socíal Corttraet,
that Rousseau provides an expì-icit and. systematic solution to the id.eas
foreshad.oved in the earlier works. Having outlined' the form of a
republican constitution based on the inalienable sovereignty of the
people, Rousse&u restores 'the Greek Lawgiverl to proninence in the
institution of the nev State. The appearence of the Legislator
highlights an importanb aspect of Rousseaurs thought, first developed
in the Secctnd. Iliseourse. I{ere , in his challenge to the contraetarians
Hobbes and Locke, Rousseau argued that the once natural ma¡r, Le SAnÐage,
ceased. to exist with the onset of civil society. fn consequencg the
fonl of sOci-ety consisted of a si¡m and mix of social conventions t some
longsta-nding, scrne cluite recent in the history of man, but al-l- of which
could. be juclgerl according to their benefit or detriment to the
more.l- nature r¡f man. The s¡rtificiality of society, then, and its effects
upon the ind.ividuaf a¡rd. social- being, augments Rousseaurs conviction
that any social structure could. and. shoul-d l-ead mankind toward moral
perfectabifity. Far frcrn a rreturn to naturer, Rousseau scknovtled'gecl
that his vision was designed. to enha¡¡ce an und.erstand.ing of the
unnatura-l¡ess c¡f man in society, and focus creative attention on the
mea¡1s through vhich mankind. coulcl. becc¡ne sublime, rather than alienatecl ,
in his artificiality. And- it is the Legisl-ator that is given the role
of rguidingr the single indi.¡id.ual a¡¡d the public as a whole into
enlightennent ancl conforuj-ty vith the general will" 2
L.
¿
The Legi.sfator therefore should not go by vhat he sees, butby what he foresees; he should stop noL so much at the statein vhich he actuaLly finds the population, as at that r¿hichit ought natr.rratJ.y to attain. 3"
Arj-stotl-e , PoLitics, Traris, Ernest Berker (Ortor¿, 19bB) ' Bk. 1Ir Ch.l't'Individuals see the good which they reject; the public d'esires thegood. whict¡ it cloes nc¡L sec " A-l-1 alike have need of guid'es " The
former must be conpelled to confo:m their vil1s to their reason;the people must be taught to knov what they,require " l{ence
arise.s the neecl of a Lãgislatoro" SCt 1l-, 6.
sc, l_l , 10.).-)¡
t
178
Ttre Legislator, therefore, is not introd.uced. by Rousseau simply
to d.esign rules and laws of society and. its institutions that vil-1 be
suitabLe to contemporary mBn, but to take account of the advancements
of species man, that, fffi exarnpler were being revealed cons'barrtly by
Enlightcnment scientists and philosophers. Fu-Ïther, the Legislator
vhile made in the ima4ge of rnagnifícent examples frqn a¡rcient civi-Lisations,
is inforrned. by the effo::ts of more recent philosophers of statescrafb -
particularly Machiavel-li, Hobbeso Locke and- Monte=q,ri",r."l The
Legistator is by nature a¡rtl function a hybrid. of noble ancestral
endeavollrs and a radical- proponent of en optimistic view of future
societies" Ctearly, Rousseau has in mind. an unique persons€e"
In ord.er to,liscover the rul-es of association that are mostsuitable to nations, a superior intelligence would be necessarywho coul-d see al-l- the passions of men without experiencing a:ry ofthern; vho vould. have no affinity with or¡r nature end' yet know
it thoroughly; whose happiness woul-d. not d.epend on us and who
rvou-Lrl nevertnåtess be quite vill-ing to interest himself in ours;and, lastIy, one who, stori.rg,.p for hinself çith the progress oftime a clistent gl-ory, eould, Iabour in one age ancl enjoy in another.
Thus the Legisla,tor is aifferentiated. frm the legistative function
of bhe Sovereign people within Lhe State apparatus " Given the primary
and. most important role in the institution of the nev society, the
LegisJ-ator is shown by Rousseau to be transcendent only by virtue of
a vitaf interest in the welfare of the people.
Recognising that arry attempt sirnply to use rational argrmrent to
enÌighten the people and. Ì¡ave them forn the laws of a new social- ord'er
is doaned to failure, Rousseau emphasised the need' to instil- in ttthe
people", a supra-rational ccrnprehension, expressed. by the general r^'il1 .
T,Ìre incorporeâI nature of the general witl, coupled r'¡ittr its significance
1" sc, ll. , T.
Lb'L{l "t)
a
L79
in maintaining a just and' good' state, pronpts Rousseau to impose
great restric.bion on the Legisl-ator" He cannot, without invalid'ating
his frrnction, use ally institutionaf or coercive mea¡ts to establish
the reign of virtue and. the prmtinence of the general witL. 0n the
other hand., Rolrsseau also restricts the people frqn any active involve-
ment witlr the creation of fundamental socia-t laws, lest they infect those
tavs vith the petty demand-s of their prioate wiLls '
I{e vho frmes lavs, then, has or ought to have' no
Ìegislative right, mð trre peoite cannot, even it ttrey wished'
d.ivest themsefves of this i^ncotununicable right, bg"&use'. according
to the r,rtã*u.rtal- pact, it is only the general will ttrat binds
inclivid.uals, an<1 ve c8n never be st¡re that a particular vill isconformab]-etothegeneratvil].untilithasbeensubmittedtothefree votes of the PeoPleo I'
The clemocratic i¿ea1, inherent in the notion of the rfree votes
of the peoplet, remains therefore in tension with what Rousseau sees
as the practical- d'ifficulties of constituting the republic' And'
it shoul¿ be noted., Rousseau d-oes not vish to conprcrnise arÌy of his
ideal-s" Trhe inalienabirity of sovereignty, posed. both es a critique
of Hobbes ancl Locke a¡ld a fund,amental politicaJ- belief, the d'ernand
for the ind.ivid.ual and' social freed'cms, and' the confid'ence in the
perfectability of man, aII ccrnbine to exclude solutions of Leviatha¡r-
l_ike absofute a'thority or elite dcrnination of society. rt is this
that forces Rousseau to ad.opt the Legislator as the on\r available
technique l-eft to him. And havirg clone so, openry admits that the
refusal_ to ccmprcrnise, even in parb, sJly of his id'eals, transforrns
the Legisl¿rtor into an impossible notion - another tdeaL"
Thus ve find. simultaneously in the work of legislationtvo .bhings that seem inccrnpati¡ré: B¡ enterprise surpassing
hunan pol¡ers, and to execute it, an authority ttrat is a mere
nothing o 2"
l. rb¿d.
J D,I.CI.¿-
t
180
As we sha1l see later, however, Rousseau when 6iven the
opportr:.nity to be such a Legisì-ator to Corsica and PoLand' attempteri"
to ful-fiI the. ideal-.
2. Nietzsche as Legislator
The cøpLexity of the Legislator and. ¡is importance to Rsusseaurs
theory are ind.ications that he saw himself as a philosopher with
knowlerJ.ge, vision a¡rd a sense of d.uty, declicating hiurself to the
improvement of mankind.. It is perhaps even more obvious that the
aims and the sa¡ne philosophical elements can be observed in Nietzschers
work, in his attempt to ttransfigurer man. As we have cqne to expectt
however, Nietzsche ad.d,resses the central concern in both thinkersr
Nietzschers d.issatisfaction vith contemporary moral valuations l-eads
him to disegree fund.øtentalty vith Rousseau,rs attempt to make man
morally virtuous, and. he concentrates instead. upon the task of guidin8
man toward eætv'æmoral defínitions of self and society.
In so d.oing, Nietzsche provicles a critique of philosophy in
general and. Rousseau in particuJ-ar by pointing out that the quest for
truth is not a¡r admirably objective philosophical ideal, but itself
a motal assr-mption. Having esteblished. through genealogicel analysis
the unsatisfactory nature of the ttmor&l interpretationtr, Nietzsche
brings into question the philosophers I motives.
3" Morality' no\^r vithout arçr sanction, no longerknor¡s hør to maintain itself " Eventualþ one dtops tlnemoral- interpretation (echoes of the Christian value juclgenentsstitl fill ¡rents feelings) "
LBI
\. But it vas upon moraf judgements that üalue was
baserl so far; above aJ-J-, the vclue of philosophy ("of thewi]l- to truth" ) . I
Philosophers val-ue their vork, therefore, on the basis that
truth exists and must need.s to be found. For Nietzsche, thio is an
exercise for and vithin the existing moral framework of society,
end he attacks the notion that philosophers ' frcm Socrates and' Pl-ato
onwarcls, have ever actually attained or produced a xeLeoøtt
unrlersta¡d.ing of man ancl society.2 By constructing an ttimaginBrytt
vorJd. of present realities, philoso¡rhers in Nietzschets opinion,
cormrit themselves to the straitjacket of methodolory, the will to
a system, as if so man¡¡ prerequisite elements for a better future
are knovno and. need. to be ordered"
W.t 6pn, Section three of this passage is quite a mod.est admissionby l,lietzsche that his thought is not so much creetive of thecln.bral issues in human society as it is reflective of 'bhem.
Nietzsche is driven to eJl extra-moral standpoint by socialIeality, amd. not by d,esign" He believes that the d"crnination ofthe t^teáiern pol-itit*f t"ÁAition by the Judeo-Christia¡ ethiehas persisteã for so long tha',, the nyths of religion have ceaseilto 'be coruected. to the concLitions that gave rise to them" Intlre absence of those conditions, and a recognition of the roleof myths themseLves, norality becmes graclualþ d-iminished' inimportanee and. effeótive strength" It is also interesting tonote that, even though moral interpretations are supersede¿l'Nietzsche recognises that feeL'inge remain the last refuge formorality" Suðn a persistênt anâ objectivety unfound.ed infLuencemust have hel¡nd, convince Nietzsche of the need. to push lrhatvas already falÌing.
êo If one is a philosopher as'-men have always been philosophers r one
c¡¡nnot see vhat has been and becøes, one seee on\r r'¡hat one
is. But since nothing is, all that r¡as left to the philosopheras his ttworLri.rt
'aas irnagina-ry. hlPt 57O.
I
Ò
,
182
Tkie bel-ief that the wor1d. as it ought to be is, realÌyexists, is a belief of the unproductive who ð.o not desine to æeatea uorLd as it ought to be. They posit it as a-lrea{y available,they seek vays and- means of reaching it" ttwill to truthft -as the írnpotence of the uiLL to ereqte. l-" .''
At base, then, philosophers of al-l kind.s are interpretecl within
the context of a psychoLogìcaL perspective. For Nietzsche, philosophy
is a profound and.tttyranniceJ-rt ùrive, the ttmogt spiritual witl to power,
to the f creation of the v¡or1d.t, to the eø,tsa príma."z As such, the
refusal- or inabiLity to actual-ise this drive reven'ls the itimpotencerr
or ind.icates suhLxmatíon" of the philosopherls spiritual creativity'
Accord.irrgly, Nietzsche must reject any d.efinition of the philosopher
as the lover of r+isd.crn, one who researehes, analyses, synthesises, and.
perhaps ccmprehends. These queJ-ities nay well be usefu-l in thenselves,
but for Nietzsche philoso¡rhy must be an activity, a struggle, not
e¿ainst ignora.nce but against vhat is discovered. His studies
produeed an awareness of the facede of norality that helps to create
and naintain the d.ivision between the true and empirical selves. fn
Nietzschets opinion, it then beeame his åtty as a philoso¡rher to
create new values for man to replace the traditionaL and unsatisfactory
val,uations ond. indeed to LegisLate such a change.
It is this further, clrematic challenge to man a.s philosopher that
is in ironic contrast to his criticisn of Socrates anal Plato. Nietzsche
cl-aims that Socrates ushered in a per:iod of philosophical decaden""r3
a¡rd. that Plato brought about "the d.enatr¡ralisation of moral',r*l-.le"."L
htP, 585 "
BGE, 9 "
,IP, \Z'r .
w, l+28.
1.
2.
JT
lr.
a
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But, as Danto points out, Nietzsche, &s s. philosopher-legisJ-ator,
reiterates one of the central- themes of Platonic philosophy"
. o . whereas the chief single inffuence upon niêtzsche wasthat of the pre-Socratics, there are a nr¡nber of points which, asve have seen, he is more nearly related. to Socrates and Plato:although Ìre is a fervent critic of their work e¡rd. its effects,yet his bel-iefs concerning the role of phiJ-osopher in civilization,ancl his arnbitions to fiLl that role, a.re such as one would. onlyexpect to finil in their pupil. fn
Given the importance of the Legislator in Rousseaur s thought, it
may vel-l be more accurate to d.escribe Nietzsche, not as a stud.ent of
Plato, but as continuing a'bradition of fundamental significance in
Rousseauian philosophy. Just as Rousseau pointed. out the unique
chalacteristics that a lavgiver shoul-d ex¡iUit, Nietzsche d.etails
what he sees as necessarJr requirements, so specific and. d.ema¡d.ing as
to be al-most impossibJ-e to real-ise"
Why the phiJ-osopher rarely turns out well-. His requirementsinefude qualities that usuaLty d.estroy a man:
l-" a tremend.ous mu-l-tipJ-icity of qualities; he must be a briefabstlact of man, of all ma.nrs higher and lorrer d.esires:danger frcrn ertitheses, also d,isgust at himself;
2" he must be inquisitive in the most various d.ireetions:danger of going to pieces;
3. he must be jr:st r¡¡rd. fair in the highest sense, but profounatin fcrve, hate (end injustice), too;
l+" he must be not only a spectator, but also a legislator: jud.gea¡<l be jud,ged. ( to tne extent that he is a brief abstract ofthe world); D
5. extremeLy nul-tifarious, yet fir"m and hard.. Supp1e.'
As I{ousseau d.id. before him Nietzsche is d,escribing himself when
he refers to the lawgiver, and it is the irrood.esty of both men that
in this case is the vehicle for e.¡r und.erstand.ing of their thought"
O¡r several- points, it can be seen that Nietzsche arnplifies in a
particuÌar lray aspects of Rou,sseaurs thoughts. There is total
t I)anto, OP, ûi'b, IB3"
wP, 9T6 "2.
a
18l+
sgreement tha't the lawgiver is rare, with the strong suggestion
that he must be superhrmrart. Present, too, in both conceptions is the
notion that man hes a higher and l-ower nature, and the id.ea of justice
is atso prcrninent" But Nj.etz,sche, in line with his acceptance of the
inevitabil-ity and desirability of both good øtd, evlr, d.oes not
preclude the innportance of base nature or injustice, whieh Rousseau
found so abhor:rent. Being rra brief abstract of mantt, the Lar,rgiver
carr only by 'tthe instinct of societyttl if he encompasses and. represents
alf that is¡ hu¡ran' as a col-l-ection of d.ifferent but not antitheticaLcimpulses"- the Lavgiver is therefore extremeþ perceptive, but not,
as with Rotisseau, u)t)se, because such wisd.crn is a moraJ-Iy contamineted.
notion" ft is these d.ifferences in enphasis that most clearl-y d.istinguishe
the tvo conceptions of the Legislator" Rousseaurs Legislator, separated.
frc¡n the sovereign peopte by his roLe and. intent, is above juclgement.
His ef'fec-biveness is only as*sessed. insofar as he is able to constructtgoodt 1avs. For Nietzsche, hcnrever, the Legislator must jufue and.
be judged, because he is at once the manifestation of merr in his
present fomt qnd the d.evel-opment ned.itu for manrs aspirations and.
possiuitities. This is a much more dynamic and. involved. eonception
of the philosopher as legislator, who must remain intimately eonnected.
vit¡r the process of life for species ma¡r, md at the same time be
avare that the legis]-ative activity is a sinilarly specific and.
trans figurati.ve proces s ó
1" r"/P, 889 .
"c.hte¡ uiøapoínt.' estabrish rì.ifferences, but create no antithesesoDissolve t'he {ntemediate forms and. red.uce their influence: chiefmeans of' preserving d.istances " W, B9l_.
2
o
185
AIl great things bring about their own d.estruction throughan act of self-overconing: thus the law of life will have it,the Lar,¡ of necessity of ffsel-f-overconingtt in the nature of life -the lawgiver himself eventualJ-y receives the call: rpatere legem,quam ipse tul.istir. l-"
0n the other hand,, the lar¿s that Nietzsche preseribes lack the
overt political content of Rousseauts SoeiaL Contraet, and. it nay
be argr.red that the two thinkers are uJ-timately distinguishabl-e in tenns
of intent and. method on this ground.. It will be remembered., hovrever,
that vha'uever Ror-¡.sseauf s desire for a republ-ican form of goverrunent,
he bel-ieved. above alL in the importance of the ind.ivictualts will being
conjoined. with others to create the general- will. This was the real
task of the Legislator, vhose suceess was imperative if any new political
structures lrere to emerge and. prevail"
Nietzschers Lawgiver is pred.icated on the same kinds of assrmptions
ancl is concerned. to achieve very similar types of changes, even if on
a much more sophisticated. Ievel. With respect to wilI, Nietzsche
insists that free r¿i 11 d.oes not exist but that the ind,ivid.ual has a
will úo sunething. As a resu-l-t, manrs will to be or d.o must be released.
and. d-irected. towa¡d. the d.estruction of values that restrict man as r,¡ef1
as tov¡arcl the ereation of new firtures for man" Certainly, Nietzsche
d"oes not bel-ieve that those fut\:res will- appear as democratic movements,
and. he also d.iscounts most of the political movements of his d.ay, but
that dces not mean he had. no concept of a f\rture. In contrast to Rousseau,
then, Nietzsche d.oes not assert that the Lavgiver shoul-d. seek to precipitate
a neû constitutional social order, because that is too narrow in its
outlook.
GM" 27 " "Subnit to the law you yourself proposed.tt c;f"Rousseouf s bel-i.ef that trobed.ience to a faw which ve prescribeto oursclveç: is Ìiberty" " SC, I, B.
1..
a
r_86
llhere, then, must úe reach r,¡ith our hopes?T'ov¡ard. neu philosophies; there is no choice; toward
âpirits strong and. original enough to provid.e the stimuli for oppositevãluations and to revalue and. inverttteternal vaLuesfr; toward'forelunners, tova^rd men of, the futr.rre who in the present tiethe knot and. constrairt thá, forces the r¿ilt of millenia uponneü tracks " 1..
Thus the phiì-osophel: must create and. change the value-orientations
for individ.ual-s a¡d. society, to eonform with the belief that species
mqn is chars.cterised. by a vill- and. d.rive to overccnne itself , and that
such a.',ril.t is accr¡nulated. in the history of the species. This should'
no! be confused vith a vorld-Ìristorical process, however, for Nietzsche
d.id. not admit to the mechanistic inevitability of specified improvement.
An¿ in his theory of change, the Lawgiverrs paramor:nt importance is only
equalled by the difficulty of the task.
More and" more it seems to me that the philosopher, beingof necessity a man of tomorrow a¡rd" the d,ay afber tomorrov,has alvays found. himseLf, and" had to find. himself, in contrad-ictionto his today: his eneqy vas ever the id.eal of tod.ay. so fara1l these extraordinary fu¡therers of man l¡hcm one calls philosopherso . . hr¡ve found. their task, their hard., ur¡wanted., inescapable
task, but eventually the greatness of their task, in being thebad conscience of their time. 2.
3. Legislators and Education - Rousseau
Ttre d-iste¡ce that Ror:sseau and. Nietzsche wish to preserve betr¿een
the activity of the philosopher as Legislator and. the ad.ministration
of poJ-itics in the state pJ-aces great restriction on the nature and-
scope of the legislatorrs function. Having mad.e the philosopherrs
task a superhyman one, it is clear that whatever means chosen to
i-rnplement new laws, that means itself must be endowecl with extraordinarlr
qualities and effectiveness " At thì-s point, both thinkers remain
t_. BGT:,
BGE "
203.
2r2.2.
a
187
within the cLassical tractition of Platonic and Aristotel-ian thought,
and. select educatíon es the only viable tooJ- avail-able to the lawgiver.
Education, in their view, must be ained. at the ul-tirnate ailvancement of
mankind' through a change in the valuational bel-iefs concerning selfa"nd society" But where Rousseau augments the principtes of a sound.
social organisation with the overarching role of the Legisrator,
Nietzsche rejects the notion that a specific political structure can
be d.elineated for man, and. praces prinary errphasis on the necessity
for the phiJ-osopher, &s Legislator, to reconstruct the moral and.
political image of man"
Deniecl most of the practical means of persuasion by which peo¡rte
may be ttforced. to be free'r,t *o*""auts Legisr-ator remains wholly
responsible for bringing about the most profound. changes to man,
such that he may love and accept his moral- d.uty to himserf and
his social- d.uty to his fellow man. clear about the end.s proffered
by Le eontv'at soc:iaL, Rousseaurs problem was satisfactorily to ccmplete
mants d.evelopment avay fYom the state of nature, to remove the
remnants of satnsag¿ nature that were contrad.ictory to mod.ern social
existence o
He who und.ertakes to give institutions to a people ought tofeeÌ himself capable, as it vere, of changing hr_man nature; oftra¡sforrning eaeh ind.ividual, who in himser-f is a ccmprete and.independent who1e, into part of a greater r¡hole, frcm which hereceives in scrne mar.ner his tife a¡d. his being; of altering mantsconstitution in order to strengthen it; of substituting a pa^rtial.and. moral existence for the ind.epend.ent and. physiceJ- existence whichwe have al-l received. frcrn nature. Z.
t ùL¡ Tr,2n SC, rr, 7"
t
189
since ceased- to exist. The enti.re aim of Rousseaurs phiì-osophy is to
teach ancì facil"itate, to assist man towar<l a wholly wtnattu,aL goodness
in his ind"ivid.ual and social, deatings.
Second, Rousseaur s belief in the perfectibJ-ity of man through the
ad.vancements offered by society 1ead,s him to secr.rre the realisation of
manfs potential- in the l-iberating sphere of a cornnunitarian soeial- ord-er,
in bhe hope that further progress, of a positive kind, wjLl br: ensured."
It is this aspect of his thought that is d.evel-oped in the Utopian and.
I'larxist thoup¡ht of 'l,he succeed.ing r:entury" rn parbicuJ-ar, Rousseauf s
suggestion that semi-søutrage mar. should. finally integrate his experience
of shared. scrial existence into a nev perception of sel-f in society
merely points out, in crude form, vhat r¡a*s to becqne a f\r1þ
nrticul-ated a"nd. und.erlying featr.rre of Marxrs critique of political
society.
Tlird, l-iberal-d,enocratic theory is much influenced. by the
attention that Rousseau focusses upon the tension between the ind.ivid.ual
end, unsatisfactory social systems. Prior to, and. even concurrent with,
the presentabion of the principì-es of the good. ccmmunity that would
subsune much that lras previoì.ìrìl.y cc¡nsid.ered. to be ind.ivid"uality, Rousseau
forrnul-ated. social- criticisms by an eraboration of the individ.ualrs
suppression a¡rd. estrangement frcrn sel-f and others. But the
ind-iviaualistic tenor of those criticisms does not, by his om
aùnission, anount to a compJ-ete and satisfactory methodological
found.ation for the anaþ'sis of that sociuty.l In effect, Rousseau
is sqying that such a technique may be necessary bo provide an eppreciation
anil awareness of the ill-effects of scciety, so that the eonsequentiaL
1. Ibi¿[. zo?
190
,
need fc'r en ad.equate examination of the true found'ations of po3-itical
society mught be highl-ighted. As Ewile d.emonstrates, ind.iviclual d-is-
affection vith society arnounts to a corrpletely justified' condemnation
of that society only when the ind.iviaual is ful-fy ê ltrarl. Far frcm pro-
moting ind.ividualisn, then, Rousseaur s e.nalytical perspective
presupposes a notion of species-ma.nr not a col-lection of sel-f-interested
individ.ual-s. Once again, Rousseau is d.isposed. toward. the communitarian
rather than the liberat-d.emocratic trad'ition. Neverbheless, it is
cl-ear that a selective synthesis of first, the powerf\r1l-y argued.
ancl obstensi.b\y ind-ivid.¡alistic sections on the artificiality of society,
a¡d seconcl, the virtues of a democratic republic and' po¡rular sovereign
authority, has done much to inform and strengthen libero] -d.emocratic
theorisi ng.
UJ-timately, it is the use made of the concept of the Legislator
that distinguishes Rousseau frcrn these three trad-itions of whieh he is
so rnuch a part. What was necessal?., in Rousseauts opinion, was a
ccurplete change in manrs perceptions of self snd, society, md the creation
of a nev being through the efforts of the Legislator. "He must, in
a vord., take away fron ma¡r his olrn resources and' give hin instead' new
ones alien to hirn, and incapable of being mad-e use of without the help
of Other ^en."I Those nev resollrces llere tO be engend'ered' via the
nedium of a parbicu-l-ar kind. of nationalism, and the legistative tactic
capable of achieving this coul-d. only be ed"ucation. Ttris was to becsne
one of the strongest themes in the constitutional t¡ork' The Gotezryrnent
of PoLøtd"
1 sc, rÍ, 7"
û
lgr
This is the inportant question. ft is ed'ucation thatnust give sou-Is a national fortation, and. clirect their opinionsand. tástes in such a vay that they vil-I be patriot by inelination,by passion, by necessitYo I.
2Using as his examples the legislators of antiquity, as weII ag
suggesting that Ptato and" Machiavelli alike produced' work that vas
fundamentally ed.ucationaLr3 *or-,"""au urged his Polish audience to create
a d.istinct:'-ve and, d.istinguishing national cui-ture and character.
The ed.ucational- effects of games, ceremonies and. spectacles, for example t
vould., in Rousseaurs opinion, bring about a twofold. change in alt incliviaua.
and. so prod.uce B" peopLe. First, each perscrl woulcl ccrne to regerd. himself
not as a private ind.ivid.ual, but es 8. eib¿zen - a privileged. member of
the canmunity antt a participant in the wisclm of the general r'¡i11.
vould form a¡ inerad.icable barrier against successf\rl external
dcmination.
Of even more significance is the harshness of Lycurg¿sr rule
that had such e profoun,d effect on m8,n" He|timposed' upon them an ironL
yoke, the lilte of vhich no other people ever borett , ' but macle them see
it as alr essentiaL cond.ition of existence in their society. It is
this, for Rousseau, "vhich turned. them into beings above the level ofq
htnnanity,"2 Ttris is in contrast to the viev, shared by Nietzsche,
that Rousseau sought on\y to free man, and' all.ov¡ hirn simply to be"
fn fact, Rousseaur s arg¡nent is l-ess idealist than it first appears,
for he is sug¿çesting that a peo¡rle rnust be dcrninated and d.riven' even
I GP, 176.
Moses , Lycurgus , e¡d Nr.una, GP, f63-f66.
Enile, B, SC, rrr, 6.
GP, ]6\. .LþLd.
2
a3
l+
5
a
l-92
if'that aubhor:ity and impetus has its source in the people themselveso
His rationale, of cotrse, Ìras the total social-isation gi each member
of societ¡¡r so that civic d^uty ancl virtue could. be instilled and.
maintaj-necL, and the wel-fare of the whole conmunity enhaneed..
This thene is apparent even ín Enn,Le, vhere it may be ima,gined
that Rousseau was concerned onJ-y to pronote and. permit the fulI
development of inã.iuíduaZ maÌr, against t'the crushing force of social
eonventions".I In fact, Rousseau set out vrtat eøt be acccrnpl-ished.
at the l-evel- of ind.ivid.ual (personaJ-) experience, for good or ill,
ratlrer th¡rn what ought to be attempted, by society as a whole,
Bub that is not to sqy that j.ndividual man wouÌd" be pitted. against
society pera eeÞ The authentic in<lividual- taught to listen vith his
hea¡"t to tlie prcmptings of justice an<I virtue, and. thus act in
accord.ance vith his true self, wgs not the equivalent of a self-
regarding aJì.d autoncrnolLs being" Authentication, for Rousseau, consists
of ma¡ d.iscovering within hjrnself his essential hr.uanity" Thus the
education of ûnile as an individ.ua-l focusses upon the need. to transcend
fafse social roles in unsatisfactory political and. cul-tural ord.ers"
0n the other hand., the ed.ucation of Enile as representative of
mankind. emphasises man I s fun<i.amental sociality.
The natural man lives on}y'for, himself ; he is the rurit,the whole d.ependent onJ.y on hinself a¡d. on his like. The citizenis but a numerator of the faction, whose value depencls on itsd.enr:ninator'. his value d.epend.s on the vho1e, that is, the con'munity"Goorl social- institutions are those best fitted" to make man unnatural,to exehange his ind.er:end.ence for d.epend.ence, to merge the unit inthe group, so that he no J-onge:. regard.s himself as one, but as apart of the vhol-e, ancl is only conscious of the conmon life" 2o
1. EmiLe" J--2"
rbid. T,2,
193
Wratever Rousseaurs intent, his programe - part reforrn, pad
revol-ution - must incorporate effective means for its real-isation"
To ed.ucate ma"rr, on either the abstract personal or concrete political
Ievel, requires a Legislator vhose infl-uence is d.isproportionately greater
than his actual. power. Rousseaurs solution to this problem is a
direct acknowl-edgement of Machiavell-its contribution to politis¿f i;theola¡.
f'he great educator, they argue, must employ a subterfuge, akin to the
Platonic Inobfe Lier "
Because the Iægislator cannot employ either force orreasoning, he mrrst have recourse to on authority of a differentorder, vhich can ccmpel without vio-l-ence anil persuad.e withoutconvincing.. o
The Legislator puts into the mouths of the inmrortalsthat slrbLime reason vhich so&rs beyond the reach of common men,in ord.er that he nay vin over by d.ivine authority those whomhuman prudence could. not move. But it does not beLong to everyrTlan to make the god.s his oracles, nor to be believed. when heproclaims himself their interpreter. T.tre great souJ. of theLegislator is the real- miracle r,¡hich must give proof of hismission. I.
Tt is at this point that the superstructural aspects of Ror:sseauts
political thought are most evicì"ent. His principal assr.mption, that
ma¡ is a moral and social lieing, is embellished by the notion that the
structure of society must bear the responsibifity for hr.una¡r shortconings.
This leads to his argrrnent that there exists a particuJ-Br end. id.eal fonn
of social orgernisation, vhich, for the ennoblement of mankind, must be
instituted. Coupled. with this is the view that ma^n, long subjected.
to repressive societies, has not developed. the capacity sud.denly to beccrne
the beirrg that Rousseau supposes him to be. Accord.ingþ, man must be
Lf. SC" II, 7, Rousseau adds in a footnotetttft is truer, saysMrachiavelli , I that there rìevel: was in a nation any prcnnulgatorof extraordinary lavs vho had not recourse to God., becauseotherwise they coutd not have been accepted.; for these aremany ad.vartages recogni.sed by a vise man which are not sosel-f-evident th¿¡.t they ceri convince others.t (Discourses onTitus Livius, Bh. I, Ch. I.l)."
a
19\
ed.ucated. tov¡ard. fu-lJ- expressions of hr-manity wittrin a new sociaÌ ord.er
that has been created. by the Legislator. For a.It his insistence on
the true moral and social nature of ma¡r, holrever, Rouseeau Lra.s not
abLe to provid.e an adequate accowrt of its real-isation, even though he
believed that man progressed. as a d.irect result of hr¡nari perfectibility.
ft is for this rea-son that Rousseau is forced. at last to capitulate,
and. exploit a belief in Gocl, rather than pose such a belief as a
logical presupposition. We see the Legislator, therefore, putting vord.s -
Rousseatts word.s -rtinto the mouths of the imrnortalstr, not only to
sr¡bstantiate his claims, but also to impress theln upon the peo¡1Ie.
At the same time, Rousseau vishes to l-init the use of this Machiavellian
subterfuge by utilising a,n even more suspect notion, that ttprooftt of
the Legislatorrs legitinate capability resides in his (and. therefore
Rousseauls) rrgreat soul-fr.
fn practicaJ- d.etail , however, the Legislator has a, more narroÍr scope
than the theoretical proposa-ls imply" fn lnís Considerations on tlø
Goueynment of Poløtd and the ConstitutionaL Proiect for Coraíca, written
in t765 and. l-TT2 respeetive\r, but published posthurously, Rousseau is
hi:nsetf cest in the role of Legislator. Here the ùifficulties of
changing man and. society are set forth and. tackled., and Rousseau appears
to be und.er no illwions a,s to the extent of his possible influence.
fn the SoeiaL Contnaet, Rousseau had. already pointed out that any
vould-be Legislator must have not just a knowledge of the human heart,
but must intiraately be acquainted. with the material cond.itions of the
society in question, a.s well as a fìrIl appreciation of the prevailing
cul-tura1 forces. In realist vein, then, Rousseau ecknowled.ged. the
t
l-95
the futility of frarning a ne̡ constitution basecl on & conplete but entirell
r¡¡rfemiliar set of moral val-ues.
o . . ilre wise tegisl-ator d,oes not begin by d.rawing up lawsvhich are good in themselves, but first investigates whether thepeo¡r1e for vhom they are intended are capable of bearing them" 1"
AIso, Rousseau lras by no means prepared to aecept that arry nation
or peo¡rle is able to create for itsel-f the freedcm and justice of a
new social order. Some countries, in his opinion, having Lost their
freedcg, could never regain it, since the pe.ople have been so corrtrpted"
that they \,¡ere no longer abl.e to forswear the inauthenticity of a
refined but shal-l-ow existence in favour of the re-establishnent of
moral rectitud.e .2
In fact, Rousseau suspected. that Poland. vas in such a situation.
In a significa¡rt departure from his respect for ancl admiration of the
co¡nmon people, Roussean: ca¡rre to the stern but perceptive conclusion
that the Poles were inured. in their serfd.crn, and. vere therefore
incapable of suddenly transcending servite attitud.es a.nd' habits.
ft was in the context of this nsbion that Ror:.çseau geve his actvice
to the Polish noblemen tl¡ho approached. hin for a ccnrstitution.
I sense the ctiffieulty of freeing your ccrnnon people.I em afraitl not merely of the bailLy understooti self-intereÉt,the self-eonceit, md the prejud.ices of the mastersi if thesevere surmounted, I should also fear the vices and cor¡ard-iceof the serfs. Liberty is a food' easy to eat, but hard tod.igest; it takes very strong stonachs to stand it. 3'
I
2
3
sc, rr, B.
rh¿d., rr, l.o.
æ, \86.
a
196
'Ihis qualifieation demonstrates, at the least, Roussea,¡rs cønprehension
of the gap between his idealism, on the one hand, eoncerning the nature
of man, anci the al-most intractable social real-ities that militate againsb
chalge on the other. He does not, hovrever, give his reservations the
status of a theme or principre, as did Nietzsche, e^nd. characterise
serf-l-ike orientations as an entreneineð. hunan, rather than social,phencrnenon" rn effect, Rousseau attached. a great dear of weight tothe pre'va.iling curtr-rre of poland and not just the existing power
structure, important though it may have been in creating the serfs
vho were both spiritual-þ and physical-ry unfree. Accord.ingly, he
refrainecl fron suggesting that the entire social- edifice be d.iscard.ed,
and preferrerl. instead a gradual transition frcrn f.'eurial society to a
federalist r:epublic, in association vitli the cultural en¡ichment
of the populace. rn political terrns, then, Rousseauf s proposal-s
vere in essence very conservative.
, Never shake tl¡e rnachine too brusqueJ-y. r have no d.oubtthat a good. plan, once adopted, wirr change the spirit even ofthose who played a part in govern:nent und.er another system.since new citizens c&nnot be created alr at once, you mustbegin by making use of those vho exist, and to offer a nerrroad for their snbition is the vay to make them r¡ant to fo11oq¡it. f.
Thus Rousseau maintained. his faith in the idea that society
is responsible for the quarity of hr.unan existence, but d.id not have
too high an expectation of a nev regime being irnrned,iately
efficacious and- successful-. Moreover, Rousseau as Legislator
valuecl. and vas informecl by his principles of l-iberty, equality, and.
justice, but appriecl them rather than imposing them upon the people"
rri this vey, he hoped that a gener.al u¡derstanding a¡d respect for
I. Il,tt,d J p. 275.
a
T9T
such principles could be engend.ered. - ftto make the serfs who are
to be freed worthy of liberty and capable of end.uring it."I
As far as the people of Corsic& were concerneil, however,
Rousseau had a radically d.ifferent opinion. Here he saw trone
country capable of being given rav'srt, because they remained free,
arid. dwett uneasily und.er foreign administration,t ,or this reason,
Roussea¡r eontended. that a cønplete restructr¡-ring of the politieal,
eeonqnic and. social- oriler couLd, be achieved.. The detail of this
constitutional project is remarkable in the history of political
thought, because Rousseeu provid.ed a cr-ear insight of his vision
of an egrarian society based. on equarity, whene property r+as almost
totally socialised., and. the people shared. in the material goods of society
€Ls much as they participated. in its organisation a¡d a.dministration.3
rt anticipated., in both practicar and. icleologicaJ- terms, much of the
anarchist and. socialist writings of the succeeding century, while
rmaining vithin the liberal--d.emocratic trad.ition, by virtue of
Rousseaurs strong emphasis on the highry d.enocratist notion of the
need for a fed.eralist system of goverrment that could ensure maximr¡n
political rights. Ihis constitutional project remained. unccmplete¿,
however, and the Oorsica.ns vere unable even to attempt to put these
id.ea.s into praetice vhen trþanee assuned cnrnership of the isra¡d. in
t76B anrl put clorn the rebeltion.[
L. Ibíd, 186.
2. SC, rI, 10.
3. Con, 308, 317"
\. F. Tüatkins, Introd.uction to Roussecnt:Nelson (London lg53), xxxvii,
Political Writings,
a
1gB
The practical. nerits and. deficiencies of Rousseaurs poì-itical-
prograrrunes f'or: reforrn most interestingly revol-ve around his insústence
upon a simpJ-e agrarian society. By relying on an agricultural nodel
of a subsistence econcrl$r, Rousseau shovs himsel-f to be un&ware of the
econcrnic and poì-itical ra¡nif ications of a d.evetoping capital-ist mod.e
of procluction. He assr¡¡recl. that al-l- r,realth, aIJ- val-ue, hd its source
in t,he land, and he algued. that it was sufficient to restrict cmmerce
as much as possible, rather than change the und-erlying mechanisms of
expl-oitation. T'hus, in the Ùlarxian frane of reference, Rousseau faile¿
to ccrnprehend that the l-iberty anct self-d.etennination so i-nportant to
his theory could not be ensured. whitst particuJ-ar, capitalist, relations
of production were perriittecl to exist" His ernphasis on agrarianism,
the¡efore, amounts to an eve.sion of the need. to provide a ccmplete account
of the econcrnic base of society.
rn his d.efence on this point, hcnrever, one need. d.o not more than
rebatril,i.tate Rousseau to his historical- context, He did, after aIr,
reject tlie concept of a money econcrny. fn ctoing so, he chalrenged.
clirectþ bhe econcrnic gurus of his d.ay, the Physiocrats, '!,¡ho suggested
that every increase in the wealth of the nation, measured by the amount
and, velocity of money in circirl-atic,n, necessarily resulted in an increase
in the velfare of atl- members of that soc:'-ety.t o.r the other hand.,
Roussesurs d.ivergence on a point of econonic theory is not based
on a¡y empirica.l fal-sj fication of the Physiocratic proposition,
Rather, Ìre believed, the.t wearth brought i"rith it altL fostered. the
undesirabre sociaL effects cs.nva^ssed, in tlhe Discourse on the k'i;s *tdSc'i-ences, ¡.¡hich, for him, va^s reason enough t,o vìlify wealth accumulation,
j ncliviciuai-ly or socia1ly.
1, Lrr.cio coll-etti, F?øn Roussean to Lenín, New Left Books (LondonrgT2), 165.
a
l-99
Rousseaurs policy of coll-ectivisation and the creation of smal-L
rural ccrnrnunities is, however' more than an econcrnic structure that was
capable of catering for the material needs of the populace while main-
taining fibert-y and- equality. It is his contention that a cl-ose
and prod.uctive a.ssociation with the l-a¡rd., an âssociation that i-s not
profit-oriented., is instnunental in attaining the virtue of the inaivid'ual
and the strength of the co¡ntry as a wþo1e. His adviee to the
Corsica¡rs is directed. tovard politicising all rnembers of the State'
and proviriing d.efences a¿;airwt the dcrnination of bpreaucracy and' the
concentration of politics"l power "
You vill 8.sk ne ir it is by till-ing a field. that one acqulrestire tafents needed. for governing. I ansver yes , in a goverrmentas simple and. upright as ours . " mahe the people fove thec(f,ilnouves.l-th, seek virtue, anrl <1o not concern yourself wibh greattalents; they voulcl do nore harm than good.. The best motiveforce for a government is a love of country, Ðd this love j.scultivaterl together with the lend.. I
It is by no mes.ns ambitious to suggest that Maoist China pr:rsued just
such a policy or political- stratagem for the very s€une reasons that
prcrnpted. Rousseau to propose it' And' the Gang of Four, it seems,
vere at least as Ì¡ary as Rousseau of the itecarLence that accornpanied' Life
ín the cities, an<l sought tÔ d.eflect refinement in the established'
arts by reptacing them vith a revolutiolany - orr in Rousseaurs tenls'
educationaf - culture.
underlying 8fl- of Rousseauts notions of the good. society, however,
ve still- find. that it is ttre Legislator who must provide both the impetus
for charrge as rrefL as its successl1¡f reaLisation" Not onþ does the
Legisl-ator have to forrn the Ìavs as a guide to political action, he must
also engenci.er in the people the vil-i to adopt such measlrreso
I. Con, J29
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200
To stimulate the activity of a nation, ther.efore, you mustoffer it great hopes, great desires, great motives for positiveact i on. l_ .
I'l'hatever the apptications of Rousseaurs legislative thoughts an¿
gestures , his theory of the Legislator ha.s inherent, limitations, whích
rest on tr¿o associated. beÌiefs. First, Rousseau is of the opinion that
the phil-osopher as Legislator must be, by definition, a truly remarkable
individual , a t'miraclet' among men, to be abre to perform the raw-giving
task" Second., he stressed. that a specific historical cond.ition must
be met - that men ancL country shoul-d. be prepared and. able to a.d.opt the
a¡lvj"ce of such a Legislator. He d"oes not provid,e sufficient guidance
on hov that state rnight ever be aehieved..
cJ-ear1y, the cletail- of Rousseaurs ser-f-conscious critique of
eighteenth century civiLisation demonstrates the unlikelihood of either
of these condibions occì.rrring, much r-ess coinciding. society, forRousseau, actively nil-itated age-inst the potential of each inttivid.ual,
and. convt:ntiona.l philosophícal pursuits only eonfinned. clecadent tendencies
in mod.ern thought and. action. By implication, no Legislator couId,
elnerge frcrn a nilieu vhich operated. to maintain and. extend. the dcmninant
ideologies. The sel-f-edueatecl Rousseau, of course, counted himsel-f
as the notabl-e exceptiorr, and. d.emonstrated. this belief by cleliberately
removing hinself frcrn the intel-lectual environs of his day, both
physical-ly and. in the progression of his id.eas. rf the structure of
society coul-d, therefore, render the emergence of a lægisl-ator almost
i-urpossibte, then his anaþsis provid.es ample evid.ence for the view that
rbíd-, 32r. Again, the Peoplers RepubJ-ic of china put such anidea into the daily practice, \,fitness sr.rch pro8r&runes and" theiraccqnp8r\)ring slogans such a^s "The Great Leap For-r.rardrr and" theCul-tural Revolution.
1.
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201
the people e.s & vhole vil1 ¡e even less like\y to be prepared. for
the types of substantial- changes that Rousseau held to be essential.
Even vithout the ari.d.ed. canrplication of the d.enand.s for popular anil
inal-ienable sovereignty, ancl the creation of the general wi11,
Rousseaufs d.eseription of factitious men of base anbition filring
fal-se social rol-es constitutes the strongest argument against the notion
that the members of such a society could. ever acccrnmod.ate to a regime
with Rousseau as Legislator.
It shoul.d be observed., however, that Rousseau goes some vay to
resorving such a difficurty. By equating moral and civic d.uty with
patriotism, Rousseeu \,¡a.s abl-e to circumvent theoretical a¡rd. practical
obstacÌes. Patriotism in the first cese beec¡nes e talgible and. und.er-
stand.abLe expression of the much-vaunted social morarity. second.,
patriotism provid.es the ba-sis for a ccnmon appeaJ- to the people, uniting
othenrise d.isparate elements into a rationalistic whole. Conceptually,
such a grouping may constitute a people ready and. viuing to aece¡rb a
Rousseeuian LegisJ-ator" Thus, a patriotric movenent may make certain
dema¡rd.s on or against a¡¡ existing politicaì- system, hoÌd. cer-bain ideals,
and agitate for s. ner¡ society on the basis of those icleals. But, as
Rousseau himself pointed out, it is the ability of such a peopÌe or
patriotic movement to malage fYeed.qn that is of equal importance.
Rousseauts theory does not contain the d.etails for naking such assessments,
hovever, iust a,s he fail-s to prod.uce an ad.equate accor.l.nt of why patriotisrn
can be equated. r.¡ith social norality" rt is not suggested., on the other
hand, either here or by Rousseeu, that the grievances of eny oppressed
group are rnade any less valid by this viev, or that those in a position
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202
of threatened. privilege can d.efend. themselves by reference to the itl-
prepared.ness of the unfr.ee.l Thus, Rousseaurs views on a peoplels
capacity for freed.<xn is but e¡ intimation of a central feature of
Nietzschers doctrine of slave morality.
A-s Rousseau presents it, then, the concept of the philosopher 8^s
LegisJ-ator seems seriously deficient, and. it woul-cl appear that
Rousseaurs mistmst of uninforrned revolution a¡d refor-m led. hin to adopt
a method. of imptementing real- change r¡hich is not onJ.y i:nprobabl-e, but
impossib1-e. It can be shown, however, that the notion of the philosopher
fulfilling the most important and decisive role in the d.evelopment of
society retains its usefulness, by reference to Nietzschets presentation
of this doctrine.
\. Legisl-ators and" Education - Nietzsche
Just as Rousseau regarcled, education as the necessary conccrnmitant
to the legislative flurction, so Nietzsche recognised that ed.ucation must
be the tool of the genuine philosopher. As r.¡e shal1 see, however,
Nietzsche di¿ not accept the Rousseauia¡l viev that the true Legislator
woul¿ necessarify be an unique ancl rare occurrence. fnstead, he invests
in the role of philosopher the pover, the privil-ege, even t]ne duty,
to fu1fil the most important function in society - that of d.irecting
ma¡ùin¿rs futr:re. Such a conception is much broader in scope than the
Rousseauian notion of merely setting out the Lavs for & new political
system. In essence, the difference in emphasis betr¡een the two
thinkers is novhere more f\¡nd.a¡nental. Rousseau sought to improve social
l- For a detail-ed analysis of the argument concerning freed.ø thatRoussean.r anticipates, see Erich Fronm , The F'eæ of Fneedorn,
Routledge ancl Kegan PauI, (Lon<lon f-960) .
203
a
rel-ations by prescribing a particular poLitieaL arrangement that would.
perrnit only a certain kincl of interaction betveen men whose sociaLíty
vas assru"ned.. Nietzsche makes no such assumption, a¡d. rejects, LE¡ B¡t
wrsatisf,actory technique, the principle that huna¡r existence sharld. be
blucJ.geoned into a specific shape through the imposition of a political
structure that can onJ-y clumsily reflect the moral prejudices of the
thinker in question.
tr\rnd.amental instinctive principle of all philosophers a¡rd.
histc,rians a¡rd. psychologists: everything of value in man, arthistory, science, rel-igion, technolog¡¡ must be proved to be ofrrtovaL üaLue, moraLly cond.itioned., in aim, means and. outccrne.Every thing understood in the light of the supreme value:e.g. , Rousseaut s question concerning civilisation: t'Does manbeccme better through it?t' - an anusing question, since the reverseis obvious ancl is precisely that r¡hich speaks ín faoon otc ivil-is at ion. 1,
l'leis quite stunning inversion highl-ights tvo interesting things.
First, it clemonstrates that in Rousseaurs thought, social man and.
inAiviaual man lrerìe lìever given independ.ent status, notwithstand.ing
his or.v-n arnbiguity on this point. Rather, Rousseau applied. to ma¡r and
his socj.al mil-ieu alike the externat star¡d.s,rd. of a certain norality.
Seeond., Nietzsche cl-earþ rejects this approach, and. in d,oing so, signals
his ccrnmitment to the viev that man alone is responsible for civilisation.
By implication, civilisation is only secondarily affected. by material
forces, ild the primary and most significa¡¡t impetus must always be man
himself. To jud.ge of eivitisation, then, is not to perceive the meuìner
in which me¡ is restrained. vithin the confines of that civilisation, but
to cì.iscover the extent of manrs principal shortcmings" Thug Rousseau
snd Nietzsche are critics o:f society in their respective centr:ries, but
Nietzsche cLifferentiates himsel-f from Rousseau by not believing that
civilisation stan<Ìs in the woy of man, but that civilisation is
of deriving the maximum possibte benefit frorn individual existenee'
Confronted'withtheworld.ofl'moclernideas'',whichvoulclbanish everybo(y into a corner å¡d 8. "specialitytt, a philosopher -if there "oïrãi. any phiÌosophers today - would. be forced. tod.efine the greatness of tt", ih" "oo""pt
of trgreat"?=:tlt.i"
termspreciselyofman|"".,np'"hensivenes:"''dmultiplicíty'in his vholeness in manifol-d.-ness: he woufd even d'eter:nine vorth
and ra¡lk according to hov much a¡d' how many things a person
couLd ¡"* urtã-iJ" "po" hin,self , how far a person could octend
his responsitititY. I.
Rather than a¡r inage of marr needing the support and security of
id.eal-ist political structures, Nietzsche represents humanity as truly
capabìe of extreme cr:rnpl-exities such as worfd' override the practical
d.etails of a given social existence' It is for this reason that
Nietzsche refrains frcrn articufating t specific conception of hr'man
nature. If man is whol-e only when he is at his most manifold, then
to search for a pætianLot set of cha¡acteristics and' label it as manrs
fundamental nature is both misguided a.nd' unproductive' For Nietzsche'
then, there is no,,role" for any one hr.man being fulfil-ling his nature'
just as there is no id.eaJ. to vhich the individ.ual nay a-spire a¡rd
expect of any indiviclual or any grolrp' even though it may be a
benefi.ciary of inclivi<1ual and' group action'
1. BGE , 2l'2.
a
205
To appraise the vafue of man according to how useful he isto men, or hov much he costs, or what ha¡:m he d.oes to thaa - thatis as much - or as littl-e - a-s to appraise a work of art accord,ingto the effects it produces. But in this way, the value of aman in canparison vith other men is not even touched. upon . Ð .
Moral valu¿rtion has resulted. in the greatest obtuseness ofjudgement: the val-ue of a man in himself is und.errated., alrnostoverl-ooked., al-most d.enied" Remnant of naLve teleolory: the valueof marl only in rel-ation to men. 1.
On the other hancì., Nietzsche clearly believed. that manrs efforts
cou.ld be veighed and jufued in the light of the efforts of others. It
is frcrn the twin premises of ma¡rrs will to power and. manrs ability to
take on responsibitity that Nietzsche developed the notion that the
worth of inÅ.iuiduaLs coufd, be assessed., and. then ranked., broadly, as
belonging to the ascend.ing or descend.ing line of hr:manity" ïlithin
these cate6¡ories, too, Nietzsche thought that ind.ivid,uals could be
ranked. according to their vorth, Iea.ding him to sone of his more
outrageous suggestions concerning the means of ensuring the future
improvement of the hr-man ra,ce.' nu d.id., aflber all , value hrmanity
very hr'-ghIy, and vished. to minj:nise the predcminant influenee of
the herd elements of man and. reptace it vith a social arena that
pemitted the existence of tire higher marr, who would inevitably advance
the species.
t-. r^/P, BrB.
2. For a documentation of Nietzschels worst excessesr see Keufìnann,op.cit., ch. lO. Kauflnann argues that Nietzsche Ìras no progenitorof Fascism and. its associated. genocid.eso In this respect, KaufYtannrsinterpretation ca¡rnot substantially be fauLted. However, he goesfurther, and. attempts to placate l-iberal- sensitivities by anpha.sisingthe spiritua.l-istic intentions in Nietzschets harsh vord.s. This,ve argue, is mistaken, Liberalism, in theory and practice, isthe archetypaÌ mora-l vindnill- at vhich Nietzsche consistently tilts,and he couf<1 not have wished to present att his ideas in a fonnacceptable or even uncLerstanclable to such an auclience.
t
206
To achieve this, Nietzsche eschews the notion that the herd-t
d,emocraticalìy conceived. or otherv¡ise, shoul-d. be in cøunand. For
hirn, that must be the task of genuine philosophers. As with Rousseau'
Nietzsche sees himsel-f as the onì-y living example of the true philosopher-
Legislator, but j-s not content vith such a conclusion. Instead' of mere\y
vaiting or hoping that a Legislator might emerge r¿ho eould ed-ucate the
people tovard. a neï¡ existence, llietzsche seeks active\y to prod'uce the
men, the l.ea.ders, of the vorld., at the same ti.ne having no illusions
about the enormity of such a¡ undertaking.
To ed.ucate ecl.ucatorsl But the first ones must ed'ucate
themselvesl And for these I write" 1o
.Ihe imptication here is that there is a d.istinction to be made between
t1ryes of phi.losophers as vell as types of philosophies. Nietzsche does
not believe that philosophy per 8e is the means to his end., even though
it na.y well- be regarded. as the enbodiment of manf s rationaL endeavour
tovard. a pæticy.'l,ar enð,. To ill-ustrate his point, Nietzsche pays
tribute to the quality of the enterprise Ka¡rt and. Hegel and' a.cknowJ-ed-ges
thej.r contributi-on both to philosophy and. to his own thought, at the
same time suggesting that they failett to transcend. their role as
tttrùrilosopliical laborerstr .
Those philosophical laborers after the noble mod.el ofKaJlt 8nd Heg,el have to d.eterrnine and. press into fonnul-as, vhetherin the r".l- o1 Logíc $ poL¿tieaL (mora]-) thowht or Øt' some
great d.ata of vatuãtions - tir*t is, former posdt¿ngs of -values,
creations of values vhich have beccrne d.orninant e¡td are for a timecall-ed. "truthsr', ft is for these investigators to make everythingthat has happened. and been esteemecl so far easy to look overr easy
to think o.rä", intetligible an¿ manageable, to abbreviate everybhinglong, even t'timett, and to overccme the entife past . . o . 2.
1" PN, 50.
BGE, zLl-.ée
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207
The importance of such vork in Nietzschers schema is revealed. by
the inclrrsion of several- of the themes d.iscussed- in earlier chapters.
Here r¡e h¡rve reiterateri. the proposition that political thought is
chan:acterised. by a certa&t kiná. of moraL thought, which d.ominates and.
structu.res poJ.itical- thought. AJ-so, that moral thought consists, in
Nietzschers opinion, of no more than a particular set of posítíngs
of value vhich, through time and. exped"iency, are given the status of
trutir" ifhird, ltrietzsche deems it essential- to oÐereane those
valuations - the heritage of the past which d.oninates both present
ancl future - by an objective anaþsis of the val-uational genealogy of
hunan existence. If these are the principal facets of Nietzschers
thought", then, the phiì-nsopher as legislator mrrst adc,pt this
orientation tovard. knovledge, arrd. then be educated.
It nay be necessa.q¡ for the ed.ucation of a genuine phitosopherthat Ìre himsel-f has also once stootl on all these steps on vhichhis servants, the scientific laborers of philosopþr, remain standing -haoe to remain stand.ing. Perhaps he himself must have been criticancl skeptic and. d.ogmatist and. historian and. also poet and collectorand. traveller a¡rd. solver of rid^d.l-es and moraList a¡d seer and"free spirittt and almost everything etse in ord.er to pass throughthe vhole range of hunan values and. value feelings antl to beable to see with many d.ifferent eyes and, consciences . . o o Butal-l these are precontlitions of his task: this ta.sk itself d.emand.s
sunething different - it d.enands that be cneatps úaLuet. 1.
Although Ni,etzschefs conception of the Legislator is much more
severe and demanding than Rousseaur s, in one respect there is an
identical belief - that the Legislator rmtst be capable of kncrr^ring and.
experiencing all varieties fo hrma:r valuations and. feelings. Such a
principle is interpretecl clifferentialty, however. In Rousseauts case,
as ve have seen, the Legislator concentretes on the possible, and. attempts
1. Ib'Ld.
a
208
to draw out a¡rd empha^sise the as yet incorplete socialisation of ma.n,
and. make him into a totally social- being, who is also able to f\rlfil
private individ.uality vhere it d.oes not conflict with the d.uties pertaining
to the Sovereign State" In practice, Rousseau d.oes no more than to
suggest that his moral view shoutd. be impressecl upon men vith the
authority of , once a.gain, a clernocratical\r conceived. but moral social
structure, thereby confirming Rouriseaurs image of mants future mod.e
of existence.
lVietzsche, on the other hand., white certainly looking to the
futu¡e, d.oes not vish to confirm ertd. extend. the ofd. moraf valuations.
l{hen he looks at nan as he is, it is on the basis that man as he is csrì
only be the syrnptun of a d.ecl-ining morality. Consequently, Nietzsche
consj-clers not men in society, but hurnanity in l;oto, vhen he d.eterrnines
the future for man. It is for this re€Lsion that Nietzsche does not
require a strict account of human nature" lfere he to have one, as
Rousseau does, Nietzsche wou}1. attempt to nanipulate specific changes
vithin men, so that their behaviour would conform to a prescribed set
of characteristics, ínstead of the transfiguration of møn. Since
Nietzsche attaches the highest value to hr¡ranity, arrd. not simpþ a notion
of hurnari nature, it is his opinion that the Legislator has the duty to
deciã.e vhat the future is for man.
Genuine phiLosophers , ffi€ eonnØI¿ers úLd. LnWuLators:they say , thus íL sha.LL be!t' They first d.etennine the Whither and.
For What of rnan, and- in so d.oing have at their disposal the preliminaryfabor of all, philosopilical laborers, all vho have overcome the past.With e creative hand. they reach for the future, arrd. all that isand. has been becqnes B. meens for them, an instnment, a hamer,Tneir "hncrwing" ís areating, theír creating is a legislation, theírvil-1. to -r,ruth is - uiLL to paser. l-.
r." rbid"
a
209
By relating the activity of the philosopher a.s Legislator to the
personal exercise of the r+ill to povrero Nietzsche achieves what Rousseau
fail-ed, to - erì explanation of why any person, regardless of capability,
r¡ould. uøtL to seeure a future for hr:nanity. It is the J-ogical extension
of any j-n<1ivid.ua1 vishing to íncrease his influence over the conditions
of his existence, and. over other indivicluals. At the trighest leveI,
that of the true phil-osopher, the witl to pcrlrer operates as the basis
for one ind.ivid.ual acting in the interests of the species, given that
Nietzsche ha.d. assrnned that the phil-osopher woulcl have the trenenclous
range of intellect, knovled.ge, and Ebility to experience and, understand
Itthe vhole rar¡ge of human values and. val-ue feelingst'. fhe Legislator,
then, is onì-y the highest representatj.on of prevailing forrns of hr-rmanity,
ancl not, a,s vith Rousse¿lu, an al-nost supernatural being vho can have
no Lastinpg relationship r¿ith the society of his own construction. By
rejecting the Rousseauian interpretation, Nietzsche pJ-aces the
phil-osophel a.s legislator firmly within the context of human society
once more. ft is, for him, the single most important sociaL, role' 8,
rol-e that he hinself r¡ished. to fulfil, ancl perhaps tlid.. fn Nietzschers
opinion, the position of the Legislator is fex above conventional\y
definecl spheres of political polrer, which themselves are manipulated
by the philosopher as legislator.
fhe higltest men tíve beyoncl the rulers, freed fron allbonds; and in the rulers they have their instrwents" 1.
If his genealogical exeminations Ied. hin to the d.etail of a
critique of contemporary society, against vhich he counterposed. the concept
of the vill to pcrwer, the need to clestrcy JudeæChristia¡r moratity, the
id.ea of transfiguration of seÌfo and the theory of eternal recurrence,
l_ [^/P, gg8 "
o
210
then his study also l.ed. to an und.erstand.ing of a more fundamental aspect
of human society. There may be arguments about the reductionist nature
of his psychological insights and his troublescrne views on breeding and.
sel,ectiono but overricling these issues is Nietzschers interpretation
of the problem of a developing human society, regard.less of its valuational-
code. Nietzsche discerrrs a nev truth, one which even he might regard.
as unconcÌitional - that society, r.rhile it inevitably creates the conditions
that reqtrire change, operates simultaneously to deny change, and that
íl nwst d-o so, for the survival and. spiritual vell--being of its membersn
Tn effect, Nietzsche is suggesting that contemporary society must
always be a "medi ocre" form of the genus lh¡man soeietyr . That a
given society should be described as mediocre, hovever, has less of a
perjorative eLement than is at first apparent. Med,iocrity is not seen
as a fundanental fail-ure of arry society (although it is a most important
r¡eakness), Uut is seen &s & conconmita¡t of existence. In Nietzschels
schema, then, med.iocrity is a terrn which endorses his particular evolutional
viev, and presupposes bril-l-iance and. excelfence in hunan society-the
aim, or the standard of, the Legislator.
Hatred for med.iocrity is ur¡wortt¡y of a philosopher: it isa1most a cluestion mark against lnís "riçJhú to philosophy". Preciselybecau.se he j-s an exception he has to take the rule under hisprotection, Ìie has to keep the med'iocre in good' treartn lo
Nietzsche, then, cloes not want to clisturb the hierarchy he perceives,
vhj.ch places the phiJ-osopher above and. beyond. the great mass of hr.nnanity,
and. ind.eed. gives the Legislator his greatness through his rarity. On
the other hand, that very med.iocrity is al-so the source of the Legislatorts
moso, impo::tant chalJ-enges. This is in accordance with the philosopher
fulfi:l-ting a specific ancl special social role" He must function within
l1
:
1. lE" Bq¡.
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211
society to enable it continue.Ily to overccrne itsetf, which it cannot
do a1one. We nay infer frcm Nietzschers thought that, without the philo-
changes , but that the und"erlying valuational base r¡oulcl remain intact,
and. no real progress, no transfigrrationr l¡oufd take place. fhe
med"iocre vould. always attempt to d.efine the wor1d,, en¿l to create ideals,
as if ttrey alone (or their collective d.ecision-malcing capecities)
vere the highest expression of humanity. In this respect, the
philosopher must, and. vilf continue to be, opposed to the hercl"
More a¡d. more it seems to me that the philosopher, beingof neeessìty a man of tcrnorrov¡ a¡rd. the d"qy af'ter, has alwaysfound. himself , anil had to find. himself , in contratliction tohis today. So far atl these furtherers of man whø one callsphi.losophers . . . have found their task, their hard, unwa.nted,i.nescapable task, but eventuat\y the greatness of their task,in being the bad conscience of their timeo I.
Nietzsche I s statement here raises several points that are
interrefated. in an interestin¿; fashion. ftre philosopher is placed.
in the context of the present by virtu.e of his opposition to the
realities ri.efined by that pres"rrt.2 TLris concept is very much in
accorclance with Nietzschets viev of the provisional, transitory nature
I Ùffi,2L2"
"Advantage of detachrnent frcru one t s a{3e. - In a state of detachmentfrcm both movements o in<ì,ivid,ualistic a¡d collectivistic norelity -for even the forrner does not recqgnise order of rank and. wogld.grant one the sane freed'cat as aIL. tt{t icteas do not revolve around'the <legree of freedcrn that is grantect to the one or to the otherat all, but around. the d.egree of patlelr that the one or the othershould exercise over others oT over ell, and to what extent a
sacrifice of freed.on, even enslavelnento provid-es the basis for theemergence of a hígher t'yrpe.t'
?.
a
2r2
of truth, because it is implied. that the phil-osopherfs reactions are
only as relevant as the conclitions that give rise to then" At the
sarne time, it ís suggested that phitoscpher has a particular vision or
grasp of tire future - mey be |j¡e future - and as such has a duty to
improve mankind.. Nietzsche seems to accept, too, that there have been
such t'f¡rtherers of ma¡ltt in the pæt, whose existences lrere similarly
und.erpinped. by the ccrnmitment to cluestion the least questionnecl tenets
of the present.
Historical- precedent for the philosopher as Legislator, and the
inability of the herd. to be their own "ba.d. consciencett, to thirìk
critical-l-y about their most previous id.eals ' aïe important factors in
I,lietzschets definition of the function of the Legisfator. He end.orses
Rousseattrs viev that the Legislator must be an unique educator in
the P-l.atonic inage, becamse Nietzsche d.eems it essential to utilise the
herdts i.ncapacity to ccrnprehencl the l-imitatious of their valuational
cod.e.
Assr.ming th¿it one thinks of a'philoscpher as a great ed.ueator'powerful- enoupEh to drar¡ up to his height a long chain of generations,th"n o.r" must grant hin the unca¡rqr privileges of the great ed'ucator"An educator never says vhat he hi¡nself thinks, but always only whathe thinks of a thing in relation to the requirements of those he
ed.ucateso He must not be d.etecteil in this d'issimulation; it ispart of his mastery that one believes in his honesty. He mustbe capable of emplqfing every me€rns of d'iscipline . ; ' o Such an
e¿.ucalor is beyona good. an¿ evil , but no one must know it. f.
Nietzsche does not uish to justif! sueh a juxtaposition of d.issimulation
end honesty. f nd.eedo in his opinion, no defence is necessafX¡ or possible
vithin the existing valuational system which contrasts truth and untruth.
Once a,gain, Niet,zsche at+.acks as irrelevant to nanking the med'iocre concepti
of honesty"
1. W, gBO.
213
Our ed.ucated. people of tod.ay, our "good. peo¡llett, d.o
not tell- lies - that is true; but that ís not to their creclitlA real J-ie, a genuine, resolute, tthonesttt lie (on whose vafue oneshould consul-t Ptabo) l¡ou1d be scmething far too severe and. potentfor them: it voul-cl demand of them what one may nol d.emand. ofthem, that they should open their eyes to themselves, thab theyshou-ì-cl. knorr how to distinguish |ttruerr and. "falsett Ltithinthemselves. 1.
l{ietzschets t'honest" Iie, it seems, \rB-B the theory of eternal-
tîecnrrenceo This r^'as to be liis contribution, as B, Legislator, to the
futule of mankinrl," EternaJ- recurrence, then, is a notion imposecl upon
indir-i.duals in the present that vorrld have the effect of bringing about
changes wittrin ma¡ as & p¡erequisite for change to hunan society, just
as nihrilism was regarded. by Nietzsche as essential to change soeiety
in order to facil-itate man che.nging himself. It is these orientations
vittrin I'lietzschef s thor-rght that give rise to his ultimate and most
d.ifficult problem.
Inexorably, hesitantly, terrible as fate, the greattask and, question is approaching: hov shall the earth as avliole be governed.? And. to r¡hat end shaIl ttmantt as a whole -and no longer as a peopJ-e, a race -, be raised. a¡rd. trai¡ed.?
It is this passa4e which maJces clear that Nietzeche was not simply
concerned. with the creation of a politicaL society vhich confoi::led. to
any particular betief about the natr:re of man as a social animal.
lüietzsche did not believe that the philosopherrs taks was to emphasise
and d.evelop one aspect of man, and. in this case, he rejects explicitly
the notion that the future for man c&n be d.efined. prod.uctively by
concentration upon one insufficiently d,eveloped. characteristic.
Nietzsche goes on immed.iately to apply his knowled-ge of moral-ity and.
its importance to rnankinil.
l-. Gtl, III, L9,
2" t'/P, g5-( .
2
,
J
21tt
Lav-giving rnoralities are the principal neans of fashioningmarr aecording to the pleasure of a creative and. profound. wiJ-J-,provid.ed. that such an artist t s witl- of the first rank has thepoll'er in its hands and. can maÌ.e its creative will prevail througnl-ong period.s of time, in the f'om of laws, religions a¡rd. custons.Such men of great creativity, the real\y great men accorcLing tomy understanding, will be sought in vain tod,ay and. probably fora iong time to ccrne . . 1.
Despite l{ietzscher s wel-l--d,ocunented- d.issatisfaction with the pre-
vailing Jud.eo-Christian morality in its various for:ns, he cmes, afber
aIL, full circl-e to the point vhere he confirms that moraÌity and. its
associatecl, mecha¡risms constitute the proper and onJ.y concern of the
philosopirer as Legislator. .¿\t, the same tine, he implies that such a
far-rear:hing task is beyor:d. even him, and it may r*elL be that the ful-l-
realisation of this admission hastened the onset of his eventual
breakd.ovn. The essential and. most imporbant difference to Rousseau'r s
schema remains " however. ft is the great pov¡er of rnorality to shape
and, d.irect mankind which convinces Nietzsehe that the true philosopher
cannot assume that man eonsists of e special set of cha.racteristics and.
so create n society to suit then" What is tenued. hrman natr:¡e, then,
is only a clescription of i-lne effect a particular set of moral val-uations
has on man, in the most general way, and. that such a d"escription can
never be given prescriptive status.
5. fne Individ.ual- and the Law
The l,elgisl-ator, in Rousseauts thought, has the clearly d.efined.
task of producing the basic tega,l framer¡ork for a political camunity,
fully to socialise every j.ndividual by instilting moral and. cirric
rectitude, Non-ccxnpliance with the requirements of the Law, then,
Ibicl. Nietzsche remeined. avare of the dangers of such a proposition,hovever, especiaJ-þ vith regard. to the tend.ency of an authoritystructure to be defl-ected. frcrn its original course. ttOnLy where thegreatest d.r-¡ration is secureþ established. and guaranteed. is continualcLevelopment ancl ennobling innocul-ation at all possible. Of cor:rse,authority, the cl''gerous ccrnpanion of all dr:ration, wil1 usually try t,oresíst this process . " IIÂll , 221+.
I
a
2L5
constituted. a breach of contract for Rousseau, and. coufd. be net with
ba¡rishment or death.l fn Nietzschers thought, however, crimes against
society ancl the law and pubistunent in particular are concepts which are
treated. quite differentfy, as we shall see. The d.ifferentiating factor
is the fu-nctj-on of Nj.etzschets Legislator, vho is regarded- as working
tov¡ard. a specific result vith respect to ma¡kincl. The Legisl-ator
attenpts to free man from the repression and. subl-imation substituted.
for the unencumbered. functioning of his will- to power. The
reinstatement of the psychoÌogical "i-nstincttt as the basic ordering
principle for ind.ividuaL life is j-n Nietzschef s terrns superioi: to a sociall.
d.etermined existence ancl is in fact the realttreturn to na'burert - a
naturafism that is potent ancl mea¡ringf\J- because it al-one is capable
of proclu.cing progress for mankind".
The unfinished. problems T pose anew: the problem ofcivil,ization, the fittre betveen Rousseau and Voltaire arounill-760" l,{an trecomes more profound, mistrwtful , ttiûmoraltt,
stronger, more confident of himsel-f - and. to this extentt'more natural-tr: this is "pr:ogresstt. 2.
Nietzschets nat¡ralism is a harsþ and. demand.ing one, and. is in
sharp contrast to Rousseaurs notion of provid.ing a potitical society
in and through which perfectibl-e man might truly attain moral and social-
selfhoocl" By preferring Voltairefs to Rousseaurs image of m&n' Nietzsche
sets Ìrirnself against the entire ccnnmunitar:ia¡t trad.ition, vhich, it is
l. "There is therefore a purely civil- profession of faith of whichthe Sovereign shou-Id. fix the ayticles, not exactþ as religious<Ìognas, but as soci¿rl sentiments without vhich a msn cann<¡t bea goorl citizen or a faithfuJ- subject . . If anyone, afberpubJ-icì-y recognizing these d.ognras, beiraves as if he d.oes notbelieve them, l-et him be pubished. by death: he has ccrnmitted. thevorst of all- crimes, l-ying before the lan¡"" SC, IV, B.
2. lD, 123,
o
2l:6
implied, received a major impetus vie, Rousseaurs influence on theeighteenth and- nineteenth centr.¡-ries. Antagonism for Rousseaurs thorrghtis based' on Nietzschers argunent that the strong a¡ld. rvidely-herct beliefin the social nature of man ís a. mo*a/ va]ue that is damaging tohumanity. on the other hun<], the reification of the eocial beì-ng inpolitical philosophy represents, dialectically, u stage in the progress
of nankind, which tras val-idity irrsofar &s it m'st be overcome" It isat l'ast possible, Nietzsche argues, to see that the id.ea of the socialman has served. its suecific purpose for nature and. for ma¡r.
To breed en animar- uíth the r"íght to make pz,orníses ísnot this the paradoxica-l task that nät.."u has set herself in thecase of ma¡r? rs it not trre ree.l probr-em concerning man? r_.
The importance Nietzsche places upon the possititity of the rrright
to maþ'e prcnises" is particul-arJ-y representative of his contributionto en und'erstanciing of the r¡orr-cr. A-r-though Ìre craims to have
confronted the ultirnate probl-en of existence, his analysis can produce
no certainty, no ord.er upon vhich to base sociar existence. 0n thecontrary, Nietzschers viev i.s restrícted to a d.emand.ing reappraisar ofthe prerequisites for rear- arrd. encluring chan¿çe in the vorld., rrithsinguì-ar refere¡rce to the ind.ividual. This approach, however, sho'ld.not be confused r¡ith individ.ualism, because Nietzsehe is referring tothe ind'ivicluat as a represeutative of mank-ì.nd., and not a col-lection ofabstract entities. For this reason, individual-ity cannot be a.ssessed.
in tems of autonou¡y and. freed.om vith respect to the requirements'bhat society im¡roses" rnstee.do individual.ity is a¡ achievement ofthe species ma¡.
l. GM, rT, l-
t
2r7
. man must first have learned to distinguishnecessary events fron chance ones, to think eausally, to see and.anticipate distant eventual-ities as it tney belonged. to thepresent, to decid.e ri+,h certainty what is the goal and. what themeans to it, and. in general be abl-e to caLculate and- conpute.Man must first of atl- beccrne caLct¿Lable, neguLat, neeessdW"even in his olm image of himseLfn if he is to be abl-e to stenalseeurity lor h'is oun f\,tkne, which is what one who pronisesd.oes ! 1.
The individual, theno is not given autonorgr and. freedon vithin a
sociaf structu::e, but clevelops the capacity for aetiort that is
arrtonomous a¡rd, ind.ependent fYqn vhat are seen as physical a¡rd social
real-ities. Nietzsche rs ideas on this issue, ild his presentation
of those id.eas, €Lre difficult to interpret and paralùrra.se in the terns
of the ontological- u¡eLtøtschø.,tung he strove to overcc¡ne. Most
difficul-t of all is the notion that man can, in an age of pragmatic
social- theorising, knout his goal-, prcrnise to achieve it, and be atrratre
that atl- succeed.ing events masú produce that goaf. Nietzsche does not
succinctl.y justif)r this proposition, or attempt to allay criticisn by
invoking faittr or bel-ief in f'ate - he insists that the ind.iviaual is
the sourcs and provider of absol-ute cerbainty regard.ing himsel-f end his
actions. The right to make pronises is no more than the logical
concl-usion to his entire phiJ-osophic labour on man, morals and. society.
It leads him to argue that the s,:rvereign individ.ual has been made
possibl-e by the very social artd moral- proeesses catalogued. ancl
cond.enned throughout the major vorks.
. the Jabour performed by man upon himself d.uring the greatepart of bhe existence of the hr¡nan race, his entire pre-híetov'iel-abor, fincls in this its meaning, its great justification, notwith-standing the severity, tyranny, stupid.ity, and. idiocy invol-ved. init: vith the aid of the noral-ity ofmores and the social straitjacketmarr Ìras actually rnade cuLculabl-e.
1. Ib1¿,
a
âIB
If ve place ourselves at the end. of this tremend.ous process,vhere the tree at last brings forth fruit, vhere society and.custcrn at last reveal what they have si-np1y been the means to;then we <l.iscover that the ripest fruit is the souere¿gn indðVíduaL,IÍke onþ to himself, liberated. agêin frm morality of custør,anrtoncrnous a¡rd. suprsmor€.l (for |tautononougtr a¡rd. ttmoralll aremutuaì-ly exclusive), in short, the man who has his own ind.epen¿lent,protracted vill and. the rtght to make pz,øníses . . . . 1.
The sovereign individ.ual, then, represents the resul-tent achievement
of the overccming of the neeessary foundations of social morality.
Such a.n inrlivid.ual beccrres strong in accorrd.a¡rce with his d.egree of
independ.ence frcrn external- sociat and. moral constraints, ancl it is at
this point in hi.s thought that Nietzsche reintrod.uees the concept of
r¿ilI ( anrl. not vill- to pover) . It is the will of the sovereign
indiviclual vhich enables Ìrim to master the cond.itions of his existence.
fnsteaci. of nerely possess¿rlg free will , however, he ccnrma¡ds the
vill, and. makes it a servant to the totally huma¡r activity of valuing
and. creating values.
The ftfreett man, this possessor of a protracted. and. unbreakablewiU-, also possesses lnis measure of uaLue.' looking out upon othersfran hjmself , he honors or d.espises c . . , The proud awarenessof the extraord.inary pr:ivilege of tespons¿b¿LitA " the eonsciousnessof this rare freed.crmo this pover over eneself and. fate, has in hisca,s¡e penetrated. to the profoundest d.epths a¡rd. beccme instinct,the ctørinating instinct. 2.
l_. ffi, IT, 2,
2. Ibid. In the context of the sovereign individual, the ¡.ritt ismost importa¡¡t. 1o nake a pronise, to wiÌ1 soßething reguires"8" reFl manorv of the udLL: so that between the originÊl rf wiIlr,f f shal-I d-o thisr and. the actual- discharge of the wiÌl-, íl,s act,a vorld of strange new things, cirer:msta¡rces , even acts of willuray be interposed vithout breaking this long chain of will"rfGÌul, If ,1.
â
2r9
rn this respect, the vil-I cannot be fyee, because the wi]r cannot be
separated. frcur its resolution, nor ca¡r it ce&se to function until the
witted action has been effected,. Para.d.oxicaJ-1y, the unfreed.crn of the
wifl gives rise to the freed.cm of the sovereign ind.ivid.ual, who knor¡s
that he can ma.ke and fuLfil prcmises concerning his existence. I^Iith
that freed.crn, moreover, cûres responsibility as a privilege and not
just a d.uty. Nietzsche l-c¡oks forvard., as the philosopher-LegisJ-ator,
to a future characterised, by great men of power, vilL and. responsibility.
Despite his criticisms of contemporery society and the state, itshoul-d not be inagined that his thoughts on the future of man preclude
the necessity for the shered. existence of the eonnunity with lavs,
custqns and values.
One lives in a cormunity, one enjoys the adva¡tages ofB. ccmmunality (oh r¡hat adva¡tages ! we scmetimes und.erratethem today) , one dwel,ls prøtected,, cared. for, in peace and.trustful¡ress, without fear of eertain injuries ar¡d hostiteacts to vhich the man outsíde, the |tma¡ vithout peacett, isexposed . since one Ìras bound. and pled.ged. oneself to theeørmunity preciseJ-y with a view to injuries a¡rd. hostiLe acts. 1.
The Hobbesiari fl-avour of this passage nust be viewed. in the context of
a ccrmnunity of sovereign ind.ividual-s. Nietzsche is not euggesting
that those inciivicluars are motivated. a¡rd. d.irected, by fear to join a
ccnmunity" on the contrarxr, the sovereign inaivid.ual is in a special
rel-ationship with the 1ar.¡, a relationship not proposed. by any of the
contract theorists.
Ni.etzsche insists that the sovereign individ.ual rnight eventually
attain the status of Legislator, even where cri:ne and pr:aishment is
concerned.. rn ctoing sr:, Nietzsche examines the psychological and
GM, If, 9. Nietzsche is not endorsing the eontraet theory ofcivil society. "T think that senti¡rentalisn which wourd have itbegin vith a reontractr has been disposed of." GM, ff, 1?.rn fact, Nietznche fol-rows Rousseouts interpretation scmewhat,by arguing that the mass vere forced. by those more poverful tha¡r'bhey to form a state.
1.
220
teleological content of the various conceptions of punisltnent, and
d.ismisses them a.s ineffective or unjustifiabl-e on their own grounds.l
The reasons for. an ind.i.vid-uerl breakine a lawo or stepping outsid.e
the ccnrmunal- l-imits, clo not concern Nietzsche, since the most
signiti.cant event must be that a sovereign ind.ividual- has broken a prcrnise
he hed. mude to himself. If Nietzsche placed so much emphasis on the
importance of the itri6;ht to make prmises", then the social reoctions
to criminality must, for him, be of a quite ne$ di-mension.
A possible future. - Ts it impossible for us to imagine asocial state in ',¡hich the cri¡inaI vi]-l publicly d.enounce himselfand clictate his om punish¡nent, in the prclud. feeling that he isthus honor:ing the lav vhich he himself has mü.¿le ' that he isexercising his power, the poi.fer of a la¡vmeJrer, in thus punishinghimself? He rnqy of'fend for once, but by his vo}:ntary punishmenthe raises himself abcve his offence, ancl not onÌy expiates it tyhis frankness, greatness n a^ttd. calmness, but ad.d's to it a publicbenefit. - Such wou-lcl be a crininaL of e possible future, acriminal vho voul-<i., it is true, presuppose a f\rture Ìegislationbased. upon this fu¡rd.urnental idea: "I yieId, in great thingsas vel-l- as in sne.l-L on\r t;o the ]a,l¡ which I myself have nsdeott 2n
Tt is this truLy radical proposal which goes far beyond' the
Rousseaui.an notion that the great ma.ri, the Legislator, must never
be subject tcl the lav he cjutl-ines for: the Sovereign State. The
sc,vereign ind.ividua]-, in eviclence before the legislative acto does
not traltsfer his pover in the act of lawmaking to the overreaching
authority of the State, nor d.æs he aceept that his laws scmehow
(through ¿r. contract, for instance) beccrne the property of the coll-ectivity
Thus lÍietzschef s formul,ation of the theory of the legislator has more
strength because the sovereign ind.ivid.ual, the architect of the law,
enacts that law, and neecl. never be subject to, in Rousseauls terms,
the rna.joriby view of tlte general. v¡il-l- of his c<Nrmunity.
l- QD, G1,1, l:T, f3.
D, rB7.Ò
a
22r
The theory of the philosopher a^s Legislator, then, is a.d.vanced.
significantly by Nietzschers thought" He fi:rthers Rousseaurs
ergi:nent - that the legislative task for hr:manity must be separated
frcrn institutional authority structr¡res - by suggesting that the
Legislator shoul-d eoncern himseLf with the behcuiour of the participants
of eny society, and. not the constitutional forn a¡rd. J-egal practice ofthat society. Thus the Legisrator remains for both thinkers the
nost subl-ime critic of conternporary society, as well a.s fulfil-Ìing the
most important a¡d. far-reaching soeiaL role - that of a.dvancing
humanity. What d.ifferentiates Rousseau and Nietzsche metho<lologieally
is the distinction betveen manipulating society for the improvenent of
manking, or manipurating manlçind with the knowled.ge thet this wirrproduce a ttbettertt society. The first proposition permeates Rousseauts
system of thought, an<1 as such as rejected, by Nietzsehe. rn so d.oing,
he attempts a conplete red,efinition of the aims a¡¡d practice of politicalphilosophy, and wishes to eclucate men beyond. current philosophical
end.eavor¡r. While Nietzsche accepts that a particuLar society may have
positive or negative effects on contenporary man, effects which he d.id
much to reveal, he d,oes not concrude that the philosopher-regislator
rnust therefore ccrmrit hinsel-f to the era.ctication of the r¡orst appects
of society as dcztt'ttn, and. of littl-e practical consequence for the trulygreat ta-sìts a¡d futr:¡es for hrmality. The Legislator, therefore, can
on\r concentrate upon the fundamental and encluring aspects of hr.man
existence - the striving for power and the need. to establish and hol-d.
moral bel-iefs - it ne is to be abl-e to create the possibility for mankind.
to expand. and. extend. itself" society, for Nietzsche, is only ever
underpinned and shaped by tlre nature of hr:man existence, an¿ eannot be
regard.ed aç the instigator of tife-prcmoting values and, processes.
t
222
CO}ICLUSION
Counprring arlC contrasting the thoright of Ror¿sseau and. Nietzsche
reveal-s contributions to poJ-itical theory that are as cliverse and.
enigratic as tlre thinkers the¡rselves. On several l-evel-s, however, we
have beeri able to d.emonstrate that a special relationship exists between
the two men, on specific points a,s vell s.s are&s of generat significertfce.
The ccrnmon concerns are religion, bhe ind.ividual , societY, md the state.
Although theee are the topics broached., d.issected. a¡d. anaþ'sed by nany
poJ-itical. theorists , this stu{y has establ-ished- that the content and.
form of Nietzschers work eonfoms, in scope a¡ul. considerable iletail,
to tÌre rnethod.ologicaL orientation implicit in Rousseaure thought.
That orientation is evid.ent frcrn the outset, where the und.erlying
conrl-itions of a¡rd assurnptions about ma¡ in soeiety are d.iscussed., just
as confh¿ences can be obser,¡ed throughout rrhat are quite clivergerrt
interpretations. lieverbheless, an account of every d.etail nf agleement
betveen Roussean¡ and. t{ietzsehe has not been attanpted,, since a contra-
puntal- presentation of their id.eas proves more interesting and.
informative, ancl is capable of givirrg rise to broader points with respect
to contemporary social and poli-tica-I theory. Moreover, it is the ultimate
forrn of their conclusíons about man and. society r^'hích confirrns the notion
that their philosophies are of a ty¡re, ertd. con.sequentþ share generic
strengths and. veaknesses.
Moral-ity rqrains a centrs1 feature and organising principle of
their thought. For Rousse¡.r.r, moraì.ity is a basic (but social.) huma¡r
characteristic, which can and shoull be d.efined and d.escribed in sqne
d.etail. Aclopting such Ðn epproech, an important theme is thue introd.r:.ced
a
?23
d.eveloped. ar¡d reiterated - that human activity consists in the search
for the inner beir¡g a-s the true source of happiness, spiritual well-being
and. right action. Such a view necessarily involves a bel-ief in a
unique se't of moral- values unclt--rþing existence and. meaning, just as
it implies that the self in society energes through increasing intlivid,ual
awareness of moral- related.ness to the vorl-d.. As an importeurt social
and. political corollary, it j.s the attainment of virtue - to beccme
noral-ly good - that must be the ai:n of ma¡r a¡rd. his society. It is in
the context of, first, estabJ-ishing the moral foundation of human existence..
and" second", bringing pragmatic pcJ,itical practice i.nto conformity with
his noraLity, that Rousseau?u thought is most successf\llly and. prod.uctively
nqsessed,.
In the earÌy part oll our zuralysis, the most, significant aspect of
Nietzschers treatment of the issue of noraJ-ity concerns the self in
society. T'he clevelopment of the concept of self , to which Rousseau
contributed so much, is given further impetus by Nietzschefs more
edvaitced arrd. critical- perspective on mora-l-ity. ltrietzsche accepts as
given that r¿hich Rousseau l-al¡ourecL to achieve, narne\y, a cqnnunity that
is conceiveri., st,r-rctured., arid. rnaintained by moral betief and. action.
De¡ronstrating that po)-itical philosophy had progressed. far beyond. the
contractarian notion that eivil societies are created. relativr:þ
sviffly, in historica] terrns, I,lietzsche sees much ccnplexity in the int,er-
tvining of morality and- society that origins, even if tney be d.iscerned.,
voufd. be i.rrelevant. And. in <lirect opposition to Rou.sseau, Nietzsche
argues that attnevtt society, in conforrnity with "moralitytr, cannOt be
logicatly conceived. or created. because existing societies iteuitabLy
refl-ect and. en<1orse that rnorality. Moreovel:, the self in society,
t
2214
in Nietzschers opinion, suffers precisely because the Judeo-Christia¡t
mor.ali*,y perrneates and. clc¡¡inates afl spheres of political. aJld- social
life. Where Ro¿sseau criticised. the explicit hol-d of the Church over
man, then, Nietzsche revea.ls the ¿eeply entrenched. bUt ínpl.icLt
colitinuation of re!-gious infl.uence within the ind-iviaual and soc-lety.
It is fron this posì-ticn that Nietzschers challenge to modern
politi.cal rnovements is mountecl" ì{e is able to d.oronstrate, with convictior
an¿ force, that the phil-osophical ju.stifications for these movstents
disguise the source and content of their moral und,erpinnings by proclaiming
rational-it,y in the cause of justi.ce, equality and. liberty. Ttrese
concepts , however, a^Te socis-l- equivalents of individ.ually-hetd. moral values
vhich values must alvays be a^ssessed not on util.itarian grouncls of pleaslre
rnaxi¡risation, but whether they eonstitute a necessity for a cond'ition
of life i+-self" Ttris form of argunent is ccxnpletely at od.d's vith
Ror.rsseau, his conteurporaries, artd. mod.ern poÌitical thought, 'because
Nietzsche brings into question the notion of rnan a.s a soeial being.
Specifically, he suggests that the proposition that man is essentialþ
a social beíng is but anrother bel-ief within the Jud.eo-Christia¡r moral
trartítion" What i.s uost significant about this statem.ent is that
Nietzsche ¿ismisses the princi.pal idea ccrnmon to aLl forrns of commnitarian
thought, md cuts avay the teleological intenb of reformers and revoluti.on-
aries afike" It shoul-cl be noted, however, that the reification of the
social being in contenpora,ry social theory has not been d'iminished. by
Nietzschers argument.
The r:amificntions of his contribr,rtion to a critique of political
theory are best d"isplayed. in the <Liscussion ccmparing the two theories
2
225
of change to men in society. Here the Enlightenment view of perfectibte
man is eounterposed. against an image of hr,:¡nar nature that does not allow
for the tineal progress of mankind. by means of historical forces or ideal
impul-se aJ-ike. At first glance, Nietzsche appears to adopt a pessimisti
stard.point by rejeebing the cerbainty of the good. society and the good.
meLn through ti¡e sgency of concerted. political action. llowever, he
remalns qrrite optimistie wi.th respect to at leest ttre chøtce for the
improvement of mankinql.. Dispensing with Rousseaui.an - and. therefore
simplistic - sol-rrtions to the problem of existence for the in<i.ivid.ual
and. socie'by, llietzsche pr:efers to argue for the d.evelopnent of the
species by sriccessive transfigurations and. the concommitant d"estruction
of prevailing moral val-uati.ons. At this point, Nietzschef s thought
beccrnes most cornpl-ex and. d.istinctive. Even though his syerall analysis
continues to be basicaÌIy firm an<l critical-, his attempt to bring
togethe:: bhe thanes of his vaniors works fe.l-ters at times, and. he
lapses into an oracular style that cloes nob succeed. in replacing the
neecl for a closeJ.y argued account. Notwithstand.irrg this lack of a¡r
entire\r adequ.ate theory of chalge, Nietzsche <loes, however, establish
that the n"otion of the perfectibility of man can be d.iscarded., and. his
eonclusion on this issue should. not be minimised..
Fi.na1ly, the rel-ationship between the thought of Rousseau a¡rd.
Nietzsche is demonstrated. at the very sts€e l¡here their theories
appeau most d.istant. Rousseau, the social architeet, strives to create
e political society of distinctly cunnunitariar¡ proportions, rrrhere
irrdividuat and. socieil virtr.¡e is of pararnount importance. Nietzsche,
the impLacabl"e critic of the State and. all- politì.cal organisations
that are mass-based, seeks the nihilistic cleistmction of contemporary
Ð
226
forrns .of society a-s a necessa.ry precondition for the ennoblemertt of
ma¡. Tll}rat brings the tvo thinkers together is the concept of the
phil-osopher &s Legislator" Ilaving articutated mankindrs path for progress
both men are forced. to provid"e a nerìns for moving towa.rd the future t
because, in the final- enalysis, neither theory incorporates any firm
propositions or evidence to justify their optimism. TLre Legislator,
then, must t¡e regerried. as a phiÌosophical d.evr'-ce vhich both men are forced"
to use since their vork is of the same basic fo¡m.
That Roussearr a¡rd. Nietzsctre were ettracted to the no'bion of personal
educating hr:rnanity and creati.ng new lalrs for ind.ivid.ual and. social life
is an ind.icabion that the Legislator is nore than a iheoretical convenience
however" Quite apart frcrn its significanee on the leveL of the history
of ideas, we gain an ínsight to these thinkers themselves, an<l. the rol-e
of the truty outstancLing social critic of any age. In sinilar fashion,
Rousseau and Nietzsche remove themselves frcn their respective societies,
and. eschew direct political activity and" involvement T.rith the d.ecad.ence
of society and. the problems for nran that they describe so well . Rventual-f:
hovever, they ettempt to re-enter the social ar.ena at a very specifie
and. u¡:pemost Jeve:l-. 'ihey ecnne to regnrfl thenselves a,s men of the
future, &s men who nust fLllfil- a role that is far abcrue conventi.onal
positions of power" They r^rish not on\y to be the eonscience of their
time, brrt the notive and. directive force behind. the present eonstruction
of the future "
A.s his constitutional works attest, Rousseauts willingness to
be a Legj.sletor cannot be c¡uestione<1 ( although his suitability can) .
On the c¡ther hand., his opinion that the Legisl-ator mrst remain outsid.e
the polit,j,ca.l. ccrnrnunity he ci:eates diminishes the force of hj.s clain
t
227
to be legislativeþ effective, because it irnplies, contra.d.ictory to the
tenor of this thought, that society cs.n never provid.e a stable and. morally
sound. existence for alr manner of men. rr1 contrast, Nietzsche, who
is much more eriticar of society at every stage of his analysia than
Rousseau, d.emancls that the true ¡frilosopher rmtet be Legíslator to his
strciety, in ord.er t,o monitor charrge ar¡d. eonsistently to influence social
a¡rd inti.ividuaL develolrnent. ftrrther, his r¡ge of the tool of edueation
is directed. not only tovard. changing rna¡r (as with Rousseau), but is
designerl to create more Legislators, so that even Nie'bzscheen conceptions
of the world. and. of man crilr be criticised. an¿l tra¡:scend.ed_.
The irony of the concept of the Legislator is its most patent
weakness. f f the true phil.osopher ie required, to ccraprehentt the faults
a¡rd, neetls of ma¡ and. society, then it is ilifficuLt to envisage the
fornal institution of the Legislator into a necessarily unernpowerecl
position of pri.me importance in politieat society, which eannot be
saia to be noted" for or characterised. by a ilisposition towerd. a rule
by abstract imperative ar¡d. non-teleological ection" The very force
of their critiques, then, prohibit the inclusion of the philosopher
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