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Robots and Privacy M. Ryan Calo Introduction Robots are commonplace today in factories and on battlefields. The consumer market for robots is rapidly catching up. A worldwide survey of robots by the United Nations in 2006 revealed 3.8 million in operation, 2.9 million of which were for personal or service use. By 2007, there were 4.1 million robots working just in people’s homes [Singer 2009, 7‐8; Sharkey 2008, 3]. Microsoft founder Bill Gates has gone so far as to argue in an opinion piece that we are at the point now with personal robots that we were in the 1970s with personal computers, of which there are now many billions [Gates 2007]. As these sophisticated machines become more prevalent—as robots leave the factory floor and battlefield and enter the public and private sphere in meaningful numbers— society will shift in unanticipated ways. This chapter explores how the mainstreaming of robots might specifically affect privacy. It is not hard to imagine why robots raise privacy concerns. Practically by definition, robots are equipped with the ability to sense, process, and record the world around them [Denning et al. 2008; Singer 2009, 67]. ii Robots can go places humans cannot go, see things humans cannot see. Robots are, first and
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Page 1: Robots and Privacy - Carnegie Mellon School of Computer ...illah/CLASSDOCS/CaloRobotsPrivacy.pdf · foremost, a human instrument. And after industrial manufacturing, the principle

RobotsandPrivacy

M.RyanCalo

Introduction

Robotsarecommonplacetodayinfactoriesandonbattlefields.Theconsumer

marketforrobotsisrapidlycatchingup.Aworldwidesurveyofrobotsbythe

UnitedNationsin2006revealed3.8millioninoperation,2.9millionofwhich

wereforpersonalorserviceuse.By2007,therewere4.1millionrobotsworking

justinpeople’shomes[Singer2009,7‐8;Sharkey2008,3].MicrosoftfounderBill

Gateshasgonesofarastoargueinanopinionpiecethatweareatthepoint

nowwithpersonalrobotsthatwewereinthe1970swithpersonalcomputers,of

whichtherearenowmanybillions[Gates2007].Asthesesophisticated

machinesbecomemoreprevalent—asrobotsleavethefactoryfloorand

battlefieldandenterthepublicandprivatesphereinmeaningfulnumbers—

societywillshiftinunanticipatedways.Thischapterexploreshowthe

mainstreamingofrobotsmightspecificallyaffectprivacy.

Itisnothardtoimaginewhyrobotsraiseprivacyconcerns.Practicallyby

definition,robotsareequippedwiththeabilitytosense,process,andrecordthe

worldaroundthem[Denningetal.2008;Singer2009,67].iiRobotscangoplaces

humanscannotgo,seethingshumanscannotsee.Robotsare,firstand

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foremost,ahumaninstrument.Andafterindustrialmanufacturing,theprinciple

usetowhichwe’veputthatinstrumenthasbeensurveillance.

Yetincreasingthepowertoobserveisjustoneofwaysinwhichrobots

mayimplicateprivacywithinthenextdecade.Thischapterbreakstheeffectsof

robotsonprivacyintothreecategories—directsurveillance,increasedaccess,

andsocialmeaning—withthegoalofintroducingthereadertoawidevarietyof

issues.Wherepossible,thechapterpointstowardwaysinwhichwemight

mitigateorredressthepotentialimpactofrobotsonprivacy,butacknowledges

thatinsomecasesredresswillbedifficultunderthecurrentstateofprivacylaw.

Asstated,theclearestwayinwhichrobotsimplicateprivacyisthatthey

greatlyfacilitatedirectsurveillance.Robotsofallshapesandsizes,equippedwith

anarrayofsophisticatedsensorsandprocessors,greatlymagnifythehuman

capacitytoobserve.Themilitaryandlawenforcementhavealreadybegunto

scaleuprelianceonrobotictechnologytobettermonitorforeignanddomestic

populations.Butrobotsalsopresentcorporationsandindividualswithnewtools

ofobservationinarenasasdiverseassecurity,voyeurism,andmarketing.This

widespreadavailabilityisitselfproblematicinthatitcouldoperatetodampen

constitutionalprivacyguaranteesbyshiftingcitizenexpectations.

Asecondwayinwhichrobotsimplicateprivacyisthattheyintroduce

newpointsofaccesstohistoricallyprotectedspaces.Thehomerobotin

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particularpresentsanovelopportunityforgovernment,privatelitigants,and

hackerstoaccessinformationabouttheinteriorofalivingspace.Robotsonthe

markettodayinteractuncertainlywithfederalelectronicprivacylawsand,asat

leastonerecentstudyhasshown,severalpopularrobotproductsarevulnerable

totechnologicalattacks—allthemoredangerousinthattheygivehackersaccess

toobjectsandroomsinsteadoffoldersandfiles.

Societycanlikelynegotiatetheseinitialeffectsofsurveillanceand

unwantedaccesswithbetterlawsandengineeringpractices.Butthereisathird,

morenuancedcategoryofroboticprivacyharm—onefarlessamenableto

reform.Thisthirdwayrobotsimplicateprivacyflowsfromtheiruniquesocial

meaning.Robotsareincreasinglyhuman‐likeandsociallyinteractiveindesign,

makingthemmoreengagingandsalienttotheirend‐usersandthelarger

community.Manystudiesdemonstratethatpeoplearehardwiredtoreactto

heavilyanthropomorphictechnologiessuchasrobotsasthoughapersonwere

actuallypresent,includingwithrespecttothesensationofbeingobservedand

evaluated.

Thatrobotshavethissocialdimensiontranslatesintoatleastthree

distinctprivacydangers.First,theintroductionofsocialrobotsintolivingand

otherspaceshistoricallyreservedforsolitudemayreducethedwindling

opportunitiesforinteriorityandself‐reflectionthatprivacyoperatestoprotect

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[Calo2010,842‐49].Second,socialrobotsmaybeinauniquepositiontoextract

informationfrompeople[cf.Kerr2004].Theycanleveragemostofthesame

advantagesofhumans(fear,praise,etc)ininformationgathering.Buttheyalso

haveperfectmemories,aretireless,andcannotbeembarrassed,givingrobots

advantagesoverhumanpersuaders[Fogg2003,213].

Finally,thesocialnatureofrobotsmayleadtonewtypesofhighly

sensitivepersonalinformation—implicatingwhatmightbecalled“setting

privacy.”Itsayslittleaboutanindividualhowoftenherunshisdishwasheror

whetherhesetsittoautodry.iiiItsaysalotabouthimwhat“companionship

program”herunsonhispersonalrobot.Robotsexistsomewhereinthetwilight

betweenpersonandobjectandcanbeexquisitelymanipulatedandtailored.A

descriptionofhowapersonprogramsandinteractswitharobotmightreadlike

asessionwithapsychologist—exceptrecorded,andwithouttheattendant

logisticorlegalprotections.

Thesecategoriesofsurveillance,access,andsocialmeaningdonotstand

apart—theyarecontingentandinterrelated.Forexample:reportshavesurfaced

ofinsurgentshackingintomilitarydronesurveillanceequipmentusing

commonlyavailablesoftware.Onecouldalsoimaginethepurposiveintroduction

bygovernmentofsocialmachinesintoprivatespacesinordertodeter

unwantedbehaviorbycreatingtheimpressionofobservation.Noristhe

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implicationofrobotsforprivacyentirelynegative—vulnerablepopulationssuch

asvictimsofdomesticviolencemayonedayuserobotstopreventaccessto

theirpersonorhomeandpoliceagainstabuse.Robotscouldalsocarryout

sensitivetasksonbehalfofhumansallowingforgreateranonymity.Theseand

othercorrelationsbetweenprivacyandroboticswillnodoubtplayoutindetail

overthenextdecadeandcentury.

RobotsThatSpy

Robotsofallkindsareincreasingthemilitary’salreadyvastcapacityfordirect

surveillance[Singer2009].Enormous,unmanneddronescanstayaloft,

undetected,fordaysandrelaysurfaceactivityacrossabroadterritory.Smaller

dronescansweeplargeareasaswellasstakeoutparticularlocationsby

hoveringnearbyandalertingabaseupondetectingactivity.Backpack‐size

dronespermitsoldierstoseeoverhillsandscoutshortdistances.Themilitaryis

exploringtheuseofevensmallerrobotscapableofflyinguptoahouseand

perchingonawindowsill.

Someoftheconceptsunderdevelopmentarestrangerthanfiction.

Althoughnotdevelopedspecificallyforsurveillance,ShigeoHirose’sNinjaisa

robotthatclimbshigh‐risesusingsuctionpads.Otherrobotscanseparateor

changeshapeinordertoclimbstairsorfitthroughtightspaces.ThePentagonis

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reportedlyexploringhowtomergehardwarewithliveinsectsthatwouldpermit

themtobecontrolledremotelyandrelayaudio[Schachtman2009].

Inadditiontotheabilitytoscalewalls,wrigglethroughpipes,flyupto

windows,crawlunderdoors,hoverfordays,andhideatgreataltitudes,robots

maycomewithprogrammingthatenhancestheircapacityforstealth.

ResearchersatSeoulNationalUniversityinSouthKorea,forinstance,are

developinganalgorithmthatwouldassistarobotinhidingfrom,andsneaking

upupon,apotentialintruder.Wirelessorsatellitenetworkingpermitslarge‐

scalecooperationamongrobots.Sensortechnology,too,isadvancing.Military

robotscanbeequippedwithcameras,laserorsonarrangefinders,magnetic

resonanceimaging(MRI),thermalimaging,GPS,andothertechnologies.

Theuseofroboticsurveillanceisnotlimitedtothemilitary.AsNoel

Sharkeyhasobserved,lawenforcementagenciesinmultiplepartsoftheworld

arealsodeployingmoreandmorerobotstocarryoutsurveillanceandother

tasks[Sharkey2008].Reportshaverecentlysurfacedofunmannedaerial

vehiclesbeingusedforsurveillanceintheUK.Thedronesare“programmedto

takeoffandlandontheirown,stayairborneforupto15hoursandreach

heightsof20,000feet,makingtheminvisiblefromtheground”[Lewis2010].

DronepilotprogramshavebeenreportedinHouston,Texas,andotherborder

regionswithintheUnitedStates.

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Norisroboticsurveillancelimitedtothegovernment.Privateentitiesare

freetoleaseorbuyunmanneddronesorotherrobotictechnologytosurvey

property,securepremises,ormonitoremployees.Reportershavebegunto

speculateaboutthepossibilityofrobotpaparazzi—airorlandrobots“assigned”

tofollowaspecificcelebrity.ArtistKenRenaldobuiltaseriesofsuch“paparazzi

bots”toexplorehuman‐computerinteractioninthecontextofpopculture.

Thereplacementofhumanstaffwithrobotsalsopresentsnovel

opportunitiesfordatacollectionbymediatingcommercialtransactions.Consider

robotshoppingassistantsnowinuseinJapan.Thesemachinesidentifyand

approachcustomersandtrytoguidethemtowardaproduct.Unlikeordinary

storeclerks,however,robotsarecapableofrecordingandprocessingevery

aspectofthetransaction.Facerecognitiontechnologypermitseasyre‐

identification.Suchmeticulous,point‐blankcustomerdatacouldbeof

extraordinaryuseinbothlosspreventionandmarketingresearch.iv

Muchhasbeenwrittenaboutthedangersofubiquitoussurveillance.

VisibledronespatrollingacityinvokeGeorgeOrwell’sNinteenEighty‐Four.But

giventhevarietyindesignandcapabilitiesofspyrobotsandothertechnologies,

DanielSolove’svisionmaybeclosertothetruth.SoloverejectstheBig‐Brother

metaphoranddescribeslivinginthemodernworldbyinvokingtheworkofFranz

Kafka,whereanindividualneverquiteknowswhetherinformationisbeing

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gatheredorusedagainsther[Solove2004,36‐41].Theunprecedented

surveillancerobotspermitimplicateeachofthecommonconcernsassociated

withpervasivemonitoring,includingthechillingofspeechandinterferencewith

self‐determination[Schwartz1999].AstheSupremeCourthasnoted,excessive

surveillancemayevenviolatetheFirstAmendment’sprohibitiononthe

interferencewithspeechandassembly[UnitedStatesv.UnitedStatesDistrict

Court;Solove2007].

Thepotentialuseofrobotstovastlyincreaseourcapacityforsurveillance

presentsavarietyofspecificethicalandlegalchallenges.Theethicaldilemmain

manywaysechoesJosephWeizenbaum’sdiscussionofvoicerecognition

technologyinhisseminalcritiqueofartificialintelligence,Computers,Power,

andHumanReason.WeizenbaumwonderedaloudwhytheUSNavywasfunding

nolessthanfourartificialintelligencelabsinthe1970stoworkonvoice

recognitiontechnology.Heasked,onlytobetoldthattheNavywantedtobe

abletodriveshipsbyvoicecommand.Weizenbaumsuspectedthatthe

governmentwouldinsteadusevoicerecognitiontechnologytomakemonitoring

communications“verymucheasierthanitisnow”[Weizenbaum1976,272].

Today,artificialintelligencepermitstheautomatedrecognitionanddatamining

thatunderpinmodernsurveillance.

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Roboticistsmightsimilarlyaskquestionsabouttheusestowhichtheir

technologywillbeput—inparticular,whethertheonlyconceivableuseofthe

robotismassiveorcovertsurveillance.Asisalreadyoccurringinthedigital

space,roboticistsmightsimultaneouslybegintodevelopprivacyenhancing

robotsthatcouldhelpindividualstopreservetheirprivacyintomorrow’s

complexworld.Thesemightincluderobotsthatshieldthehomeorpersonfrom

unwantedattention,roboticsurrogates,orotherinnovationsfornowfoundonly

insciencefiction.

Theuncheckeduseofdronesandotherrobotictechnologycouldalso

operatetodampentheprivacyprotectionsenjoyedbycitizensunderthelaw.

Wellintothe20thcentury,theprotectionoftheFourthAmendmentofthe

Constitutionagainstunreasonablegovernmentintrusionsintoprivatespaces

wastiedtothecommonlawoftrespass.Thus,ifatechniqueofsurveillancedid

notinvolvethephysicalinvasionofproperty,nosearchcouldbesaidtooccur.

TheUSSupremeCourteventually“decoupledviolationofaperson’sFourth

Amendmentrightsfromtrespassviolationsofhisproperty”[Kyllov.United

States].Courtsnowlooktowhetherthegovernmenthadviolatedacitizen’s

expectationofprivacythatsocietywaspreparedtorecognizeasreasonable[Id.].

Whetheragivenexpectationofprivacyisreasonablehascometoturnin

partonwhetherthetechnologyortechniquethegovernmentemployedwas“in

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generalpublicuse”—theideabeingthatifcitizensmightreadilyanticipate

discovery,anyexpectationofprivacywouldbeunreasonable.Thebarfor

“general”and“public”hasprovenlowerthanthesewordsmightsuggeston

theirface.Althoughfewpeoplehaveaccesstoaplaneorhelicopter,theCourt

hasheldtheuseofeithertospotmarijuanagrowingonapropertynotto

constituteasearchundertheFourthAmendment[Californiav.Ciraolo;Floridav.

Riley].Undertheprevailinglogic,itshouldbesufficientthat“anymemberofthe

public”couldlegallyoperateadroneorothersurveillancerobottoobviatethe

needforlawenforcementtosecureawarranttodoso.v

Duetotheirmobility,size,andsheer,inhumanpatience,robotspermita

varietyofotherwiseuntenabletechniques.Dronesmakeitpossibleroutinelyto

circlepropertieslookingforthatmissingrooftileorotheropeningthoughttobe

ofimportanceinRiley.Asmallrobotcouldlingeronthesidewalkacrossfroma

doorwayorgarageandwaituntilitopenedtophotographtheinterior.Adrone

orautomatedvehiclecouldpeerintoeverywindowinaneighborhoodfromsuch

avantagepointthatanordinaryofficeronfootcouldseeintothehousewithout

eventriggeringtheprohibitionon“enhancement”ofsensesprohibitedinpre‐

KyllocasessuchasUnitedStatesv.Taborda,whichinvolvedtheuseofa

telescope.Suchpracticesgreatlydiminishprivacy;ifwecametoanticipate

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them,itisnotobviousunderthecurrentstateofthelawthattheseactivities

wouldviolatetheConstitution.

Oneschoolofthought—introducedtocyberlawbyLawrenceLessigand

championedbyRichardPosner,OrinKerr,andotherthoughtsleaders—goesso

farastoholdthatnosearchoccursundertheFourthAmendmentunlessand

untilahumanbeingactuallyaccessestherelevantinformation.Thisviewfinds

supportincaseslikeUnitedStatesv.PlaceandIllinoisv.Caballeswhereno

warrantwasrequiredforadogtosniffabagonthetheorythatthehuman

policeofficerdidnotaccessthecontentofthebagandlearnedonlyaboutthe

presenceorabsenceofcontraband,inwhichthedefendantcouldhaveno

privacyinterest.Onecanatleastimaginearulepermittingrobotstosearchfor

certainillegalactivitiesbyalmostanymeans—forinstance,x‐ray,nightvision,or

thermalimaging—andalertlawenforcementonlyshouldcontrabandbe

detected.Leftunchecked,thesecircumstancescombinetodiminishevenfurther

theprivacyprotectionsrealisticallyavailabletocitizensandconsumers.

Robots:AWindowIntoTheHome

Robotscanbedesignedanddeployedasapowerfulinstrumentofsurveillance.

Equallyproblematic,however,isthedegreetowhicharobotmight

inadvertentlygrantaccesstohistoricallyprivatespacesandactivities.In

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particular,theuseofarobotcapableofconnectingtotheInternetwithinthe

homecreatesthepossibilityforunprecedentedaccesstotheinteriorofthe

housebylawenforcement,civillitigants,andhackers.Asamatterofbothlawof

technology,suchaccesscouldturnouttobesurprisinglyeasy.

Withpricescomingdownandnewplayersenteringtheindustry,the

marketforhomerobots—sometimescalledpersonalorservicerobots—is

rapidlyexpanding.Homerobotscancomeequippedwithanarrayofsensors,

includingpotentiallystandardandinfraredcameras,sonarorlaserrangefinders,

odordetectors,accelerometers,andglobalpositioningsystems(“GPS”).Several

varietiesofhomerobotsconnectwirelesslytocomputersortheInternet,some

torelayimagesandsoundsacrosstheInternetinrealtime,otherstoupdate

programming.ThepopularWowWeeRovio,forinstance,isacommercially

availablerobotusedforsecurityandentertainment.Itcanbecontrolled

remotelyviatheInternetandbroadcastsbothsoundandvideotoawebsite

controlpanel.

Accessbylaw.Whatdoestheintroductionofmobile,networkedsensors

intothehomemeanforcitizenprivacy?Ataminimum,thegovernmentwillbe

abletosecureawarrantforrecordedinformationwithsufficientlegalprocess,

physicallyseizingtherobotorgainingliveaccesstothestreamofsensorydata.

Justaslawenforcementispresentlyabletocompelin‐carnavigationproviders

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toturnonamicrophoneinone’scar[Zittrain2008,110]ortelephonecompanies

tocompromisemobilephones,socouldthegovernmenttapintothedata

streamfromahomerobot—orevenmaneuvertherobottotheroomorobjectit

wishestoobserve.

Themerefactthatamachineismakinganextensive,unguidedrecordof

eventsinthehomerepresentsaprivacyrisk.Still,werewarrantsrequiredto

accessrobotsensorydatainallinstances,robotpurchaserswouldarguably

sufferonlyanincrementallossofprivacy.Policecanalreadyenter,search,and

plantrecordingdevicesinthehomewithsufficientlegalprocess.Dependingon

howcourtscometoapplyelectronicprivacylaws,however,muchdatagathered

byhomerobotscouldbeaccessedbythegovernmentinresponsetoamere

subpoenaorevenvoluntarilyuponrequest.

Commerciallyavailablerobotscanpatrolahouseandrelayimagesand

soundswirelesslytoacomputerandacrosstheInternet.Therobot’sownerneed

onlytraveltoawebsiteandlogintoaccessthefootage.Dependingonthe

configuration,imagesandsoundscouldeasilybecapturedandstoredremotely

forlaterretrievalortoestablisha“buffer”(i.e.,foruninterruptedviewingona

slowInternetconnection).Orconsiderasecondscenario:afamilypurchasesa

homerobotthat,uponintroductiontoanewenvironment,automatically

exploreseveryinchofhousetowhichithasaccess.Lackingtheonboard

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capabilitytoprocessallofthedata,therobotperiodicallyuploadsittothe

manufacturerforanalysisandretrieval.vi

Intheseexistingandplausiblescenarios,thegovernmentisinaposition

toaccessinformationaboutthehomeactivities—historicallysubjecttothe

highestlevelofprotectionagainstintrusionbythegovernment[Silvermanv.

UnitedStates]—withrelativelylittleprocess.Asamatterofconstitutionallaw,

individualsthatvoluntarilycommitinformationtothirdpartieslosesome

measureofprotectionforthatinformation[UnitedStatesv.Miller].Particularly

whereaccessisroutine,suchinformationisnolongerentitledtoFourth

Amendmentprotectionunderwhatisknownasthe“third‐partydoctrine”

[Freiwald2007,37‐49].

Federallawimposesaccesslimitationsoncertainformsofelectronic

information.TheElectronicCommunicationsPrivacyActlaysoutthe

circumstancesunderwhichentitiescandisclose“electroniccommunications”to

whichtheyhaveaccessbyvirtueofprovidingaservice[18USC§2510].Howthis

statutemightapplytoarobotprovider,manufacturer,website,orotherservice,

however,isunclear.Dependingonhowacourtcharacterizestheentitystoring

ortransmittingthedata—forinstance,asa“remotecomputingservice”—law

enforcementcouldgainaccesstosomerobotsensorydatawithoutrecoursetoa

judge.

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Indeed,acourtcouldconceivablycharacterizetherelevantentityas

fallingoutofthestatute’sprotectionaltogether,inwhichcasetheservice

providerwouldbefreetoturnoverdetailsofcustomers’homesvoluntarilyupon

request.Privatelitigantscouldalsotheoreticallysecureacourtorderforrobot

sensorydatastoredremotelytoshow,forinstance,thataspousehadbeen

unfaithful.Again,duetothejealousywithwhichconstitutional,federal,and

stateprivacylawhashistoricallyguardedthehome,thislevelofaccesstothe

innerworkingsofahouseholdwithsolittleprocesswouldrepresentaserious

departure.

Accessbyvulnerability.Governmentandprivatepartiesmightaccess

robotdatatransmittedacrosstheInternetorstoredremotelythroughrelatively

lightlegalprocess.Butthestateofcurrenttechnologyalsoofferspractical

meansforindividualstogainaccessto,evencontrolof,robotsinthehome.If,as

BillGatespredicts,robotssoonreachtheprevalenceandutilitythatpersonal

computerspossesstoday,lessthansolidsecuritycouldhaveprofound

implicationsforhouseholdprivacy.

RecentworkbyTamaraDenning,TadayoshiKohno,andcolleaguesat

UniversityofWashingtonhasshownthatcommerciallyavailablehomerobots

areinsecureandcouldbehijackedbyhackers.TheUniversityofWashington

teamresearcherslookedatthreerobots—theWowWeeRovio,theErector

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Spykee,andtheWowWeeRobotSapienV2—eachequippedwithcamerasand

capableofwirelessnetworking.Theteamuncoverednumerousvulnerabilities.

AttackerscouldidentifyRovioorSpykeedatastreamsbytheiruniquesignatures,

forinstance,andeavesdroponnearbyconversationorevenoperatetherobot.vii

Attackscouldbelaunchedwithinwirelessrange(e.g.,rightoutsidethehome)or

bysniffingpacketsofinformationtravelingbyInternetprotocol.Asophisticated

hackermightevenbeabletolocatehomerobotfeedsontheInternetusinga

searchengine[Denningetal.2009].viii

Thepotentialtocompromisedevicesinthehomeisinasenseanold

problem;theinsecurityofwebcamshaslongbeenanissueofconcern.The

differencewithhomerobotsisthattheycanmoveandmanipulate,inaddition

torecordandrelay.Acompromisedrobotcould,astheUniversityof

Washingtonteampointsout,pickupsparekeysandplacetheminapositionto

bephotographedforlaterduplication.(Oritcouldsimplydropthemoutsidethe

doorthroughamailslot.)Arobothackedbyneighborhoodkidscouldvandalizea

homeorfrightenachildorelderlyperson.Thesesortsofphysicalintrusionsinto

thehomecompromisesecurityandexacerbatethefeelingofvulnerabilitytoa

greaterdegreethanwaspreviouslyfeasible.

RobotsAsSocialActors

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Theprecedingsectionsidentifiedtwokeywaysinwhichrobotsimplicate

privacy.First,theyaugmentthesurveillancecapacityofthegovernmentor

privateactors.Second,theycreateopportunitiesforlegalandtechnicalaccessto

historicallyprivatespacesandinformation.Respondingtothesechallengeswill

bedifficult,butthepathisrelativelyclearfromtheperspectiveoflawandpolicy.

Asalegalmatter,forinstance,theSupremeCourtcoulduncoupleFourth

Amendmentprotectionsfromtheavailabilityoftechnology,holdthat

indiscriminateroboticpatrolsareunreasonable,orotherwiseaccountfornew

formsofroboticsurveillance.

TheFederalTradeCommission,theprimaryfederalagencyresponsible

forconsumerprotection,couldstepintoregulatewhatinformationarobotic

shoppingassistantcouldcollectaboutconsumers.TheCommissioncouldalso

bringanenforcementproceedingagainstarobotcompanyforinadequate

securityunderSection5oftheFederalTradeCommissionAct(asithasfor

websitesandothercompanies).CongresscouldamendtheElectronic

CommunicationsPrivacyActtorequireawarrantforvideooraudiofootage

relayedfromtheinteriorofahome.Asofthiswriting,coalitionsofnon‐profits

andcompanieshavepetitionedthegovernmenttoreformthisActalonga

numberofrelevantlines.

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Beyondtheseregulatorymeasures,roboticistscouldfollowtheleadof

Weizenbaumandothersandaskquestionsabouttheethicalramificationsof

buildingmachinescapableofubiquitoussurveillance.Roboethicistsurgeformal

adoptionbyroboticistsoftheethicalcodeknownasPAPA(privacy,accuracy,

intellectualproperty,andaccess)developedforcomputers[Veruggioand

Operto2008,1510‐11].Variousstateandfederallawenforcementagencies

couldestablishvoluntaryguidelinesandlimitsontheuseofpolicerobots.And

roboticscompaniescouldlearnfromDenningandhercolleaguesandbuildin

betterprotectionsforhomerobotssuchthattheycouldnotbeaseasily

compromisedbyhackers.

Thissectionraisesanotherdimensionofrobots’potentialimpacton

privacy,onethatisnotaseasytoremedyasalegalortechnicalmatter.It

exploreshowourreactionstorobotsassocialtechnologiesimplicateprivacyin

novelways.Thetendencytoanthropomorphizerobotsiscommon,evenwhere

therobothardlyresemblesalivingbeing.TechnologyforecasterPaulSaffo

observesmanypeoplenametheirroboticvacuumcleanersandtakethemon

vacation.Reportshaveemergedofsoldierstreatingbomb‐diffusingdroneslike

comradesandevenriskingtheirlivestorescuea“wounded”robot.

Meanwhile,robotsareincreasinglydesignedtointeractmoresocially.

Resemblancetoapersonmakesrobotsmoreengagingandincreasesacceptance

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andcooperation.Thisturnsouttobeimportantinmanyearlyrobot

applications.Socialrobotswillbedeployedtocarefortheelderlyanddisabled,

forexample,andtodiagnosisautismandotherissuesinchildren.Theyneedto

beacceptedbypeopleinordertodoso.Atthedarkerendofthespectrum,

someroboticistsarebuildingrobotswithaneyetowardsexualgratification;

otherspredictthat“loveandsexwithrobots”isjustaroundthecorner[Levy

2007].Robots’socialmeaningcouldhaveaprofoundeffectonprivacyandthe

valuesitprotects,onethatismorecomplexandhardertoresolvethananything

mentionedthusfarinthischapter.

Robotsandsolitude.Anextensiveliteratureincommunicationsand

psychologydemonstratesthathumansarehardwiredtoreacttosocialmachines

asthoughapersonwerereallypresent.ixGenerallyspeaking,themorehuman‐

likethetechnology,thegreaterthereactionwillbe.Peoplecooperatewith

sufficientlyhuman‐likemachines,arepolitetothem,declinetosustaineye‐

contact,declinetomistreatorroughhousewiththem,andrespondpositivelyto

theirflattery[ReevesandNass1996].Thereisevenaneurologicalcorrelationto

thereaction;thesame“mirror”neuronsfireinthepresenceofrealandvirtual

socialagents.

Importantly,thebrain’shardwiredpropensitytotreatsocialmachinesas

humanextendstothesensationofbeingobservedandevaluated.Introducinga

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simulatedperson(orsimplyaface,voice,oreyes)intoanenvironmentleadsto

variouschangesinbehavior.Theserangefromgivingmoreinacharitygameto

payingforcoffeemoreoftenonthehonorsystemtomakingmoreerrorswhen

completingdifficulttasks.Peoplediscloselessandself‐promotemoretoa

computerinterfacethatappearshuman.Indeed,thefalsesuggestionofperson’s

presencecausesmeasurablephysiologicalchanges,namely,astateof

“psychologicalarousal”thatdoesnotoccurwhenoneisalone[Calo2010,835‐

42].

Thepropensitytoreacttorobotsandothersocialtechnologyasthough

theywereactuallyhumanhasrepercussionsforprivacyandthevaluesit

protects[Id.,842‐49].Oneofprivacy’scentralrolesinsocietyistohelpcreate

andsafeguardmomentswhenpeoplecanbealone.AsAlanWestinfamously

wroteinhis1970treatiseonprivacy,peoplerequire“moments‘offstage’when

theindividualcanbehimself.”Privacyprovides“arespitefromtheemotional

stimulationofdailylife”thatthepresenceofothersinevitablyengenders

[Westin1967,35].Theabsenceofopportunitiesforsolitudewould,many

believe,causenotonlydiscomfortandconformity,butalsooutright

psychologicalharm.

Socialtechnology,meanwhile,isbeginningtoappearinmore—andmore

private—places.ResearchersatbothMITandStanfordUniversityareworkingon

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roboticcompanionsinvehicles,whereAmericansspendasignificantamountof

theirtime.Robotswanderhospitalsandoffices.Theyare,asdescribed,showing

upinthehomewithincreasingfrequency.ThegovernmentofSouthKoreahas

anofficialgoalofonerobotperhouseholdby2015.(ThetitleofBillGates’sop

edreferencedattheoutsetofthischapter?“ARobotInEveryHome.”)The

introductionofmachinesthatourbrainsunderstandaspeopleintohistorically

privatespacesmayreducealreadydwindlingopportunitiesforsolitude.Wemay

withdrawfromtheactualwhirlwindofdailylifeonlytoreenteritsfunctional

equivalentinthecar,office,orhome.x

Robotinterrogators.Forreasonsalreadylisted,robotscouldbeas

effectiveashumansinelicitingconfidencesorinformation.xiDuetoour

propensitytoreceivethemaspeople,socialrobots—or,moreaccurately,their

designersandoperators—canemployflattery,shame,fear,orothertechniques

commonlyusedinpersuasion[Fogg2003].Butunlikehumans,robotsarenot

themselvessusceptibletothesetechniques.Moreover,robotshavecertainbuilt‐

inadvantagesoverhumanpersuaders.Theycanexhibitperfectrecall,for

instance,and,assuminganongoingenergysource,havenoneedfor

interruptionsorbreaks.Peopletendtoplacegreatertrustincomputers,atleast,

assourcesofinformation[Fogg2003,213].Androboticexpressioncanbe

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perfectlyfine‐tunedtoconveyaparticularsentimentataparticulartime,which

iswhytheyareusefulintreatingcertainpopulationssuchasautisticchildren.

Thegovernmentandindustrycouldaccordinglyusesocialrobotsto

extractinformationwithgreatefficiency.SettingasidethespecterofroboticCIA

interrogators,imaginethepossibilitiesofsocialrobotsforconsumermarketing.

IanKerrhasexploredtheuseofonline“bots”orlow‐levelartificialintelligence

programstogatherinformationaboutconsumersontheInternet[Kerr2004].As

oneexample,Kerrpointstothetext‐basedvirtualrepresentativeELLEgirlBuddy,

developedbyActiveBuddy,Inc.topromoteElleGirlmagazineanditsadvertisers.

Thissoftwareinteractedwiththousandsofteensviainstantmessengerbeforeit

waseventuallyretired.ELLEgirlBuddymimickedteenlingoandsoughttofostera

relationshipwithitsinterlocutors,allthewhilecollectinginformationfor

marketinguse(Id.).Socialrobots—deployedinstores,offices,andelsewhere—

couldbeusedashighlyefficientgatherersofconsumerinformationand,

eventually,tunedtodelivertheperfectmarketingpitch.

Settingprivacy.Manycontemporaryprivacyadvocatesworrythata

“smart”energygridconnectedtohouseholddevices,thoughprobablybetterfor

theenvironment,willpermitguessesabouttheinteriorlifeofahousehold.

Indeed,onedaysoonitmaybepossibletodetermineanarrayofhabits—when

apersongetshome,whetherandhowlongtheyplayvideogames,whetherthey

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havecompany—merelybylookingatanenergymeter.Thisimportant,looming

problemechoestheissuesdiscussedaboveinreferencetoaccesstothe

historicallyprivatehome.

Theprivacyissuesofsmartgridsareinawaycabined,however,bythe

sheerbanalityofourinteractionwithmosthouseholddevices.Notwithstanding

SupremeCourtJusticeAntonScalia’sreferencetohowathermalimagining

devicemightrevealthe“ladyinhersauna”[Kyllov.UnitedStates],the

temperaturetowhichwesetthethermostatorhowlongweareintheshower

doesnotsayallthatmuchaboutus.Eventhebooksweborrowfromthelibrary

orthevideoswerent(eachprotected,incidentally,underprivacylaw)permitat

mostinferencesaboutourpersonalityandmentalstate.

Ourinteractionswithsocialrobotscouldbealtogetherdifferent.

Consumerswillultimatelybeabletoprogramrobotsnotonlytooperateata

particulartimeoraccomplishspecifictask,buttoadoptoractoutanearly

infinitevarietyofpersonalitiesandscenarioswithindependentsocialmeaningto

theownerandthecommunity.Ifthehistoryofothertechnologiesisanyguide,

manyoftheseapplicationswillbecontroversial.Alreadypeopleappeartorely

onrobotswithprogrammablepersonalitiesforcompanionshipandgratification.

Additionaluseswillsimplybeidiosyncratic,odd,orotherwiseprivate.

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Ininteractingwithprogrammablesocialrobots,westandtosurfaceour

mostintimatepsychologicalattributes.AsDavidLevypredicts,“robotswill

transformhumannotionsofloveandsexuality,”inpartbypermittinghumans

bettertoexplorethemselves[Levy2007,22].Andevenaswemanifestthese

interiorreflectionsofoursubconscious,atechnologywillberecordingthem.

Whetherthroughrobotsensoryequipment,orembeddedasanexpressionof

code,thewayweusehuman‐likerobotswillbefixedinafile.Suddenlyour

appliancesettingswillnotonlymatter,theywillrevealinformationaboutusthat

apsychotherapistmightenvy.Thisarguablynovelcategoryofhighlypersonal

informationcould,asanyotherinformation,bestolen,sold,orsubpoenaed.xii

Thechallengeofsocialmeaning.Again,wecanimaginewaystomitigate

theseharms.Butthelawisinabasicsenseill‐equippedtodealwiththerobots’

socialdimension.Thisissobecausenoticeandconsenttendtodefeatprivacy

claimsandbecauseharmisdifficulttomeasureinprivacycases.Considerthe

exampleofarobotinthehomethatinterruptssolitude.Theharmis

subconscious,variable,anddifficulttomeasure,whichislikelytogiveanycourt

orregulatorpauseinpermittingrecovery.Insofarasconsentdefeatsmany

privacyclaims,therobot’spresenceinthehomeislikelytobeinvited,even

purchased.Similarly,itisdifficultenoughtomeasurewhatcommercialactivities

risetothelevelofdeceptionorunfairness,withouthavingtoparsehuman

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reactionstocomputersalespeople.Ratherthanrelyingonlegalortechnological

fixes,theprivacychallengesofsocialrobotswillrequireandindepth

examinationofhuman‐robotinteractionwithinmultipledisciplinesovermany

years.

Conclusion

AccordingtoapopularquotebysciencefictionwriterWilliamGibson,“The

futureisalreadyhere.Itjusthasn’tbeenevenlydistributedyet.”Gibson’sinsight

certainlyappearstodescriberobotics.Onedaysoonrobotswillbeapartofthe

mainstream,profoundlyaffectingoursociety.Theprecedingchapterhas

attemptedtointroduceavarietyofwaysinwhichrobotsmayimplicatetheset

ofsocietalvalueslooselygroupedunderthetermprivacy.Thefirsttwo

categoriesofimpact—surveillanceandaccess—admitofrelativelywell‐

understoodethical,technological,andlegalresponses.Thethirdcategory,

however,tiedtosocialmeaning,presentsanextremelydifficultsetof

challenges.Theharmsatissuearehardtoidentify,measure,andresist.Theyare

inmanyinstancesinvited.Andneitherlawnortechnologyhasobvioustoolsto

combatthem.Ourbasicrecourseascreatorsandconsumersofsocialrobotsis

toproceedverycarefully.

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Endnotes

iiForthepurposesofthischapter,arobotisastand‐alonemachinewiththeabilitytosense,process,andinteractphysicallywiththeworld.Thetermhomeorpersonalrobotisusedtodistinguishmachinesconsumersmightbuyandfrommilitary,lawenforcement,orassemblyrobots.Thisleavesoutasmalluniverseofrobotictechnologies—“smart”homes,embeddedmedicaldevices,prosthetics—thatalsohaveprivacyimplicationsnotfullydevelopedhere.Artificialintelligenceinparticular,whetherornotitis“embodied”inarobot,hasdeeprepercussionsforprivacy,forinstance,inthatitunderpinsdatamining. iiiThisisnottominimizetheprivacyrisksassociatedwithsmartenergygridsorthe“Internetofthings,”i.e.,embeddedcomputingtechnologyintoeverydayspacesandproducts.Informationstemmingfromsuchtechnologycanbeleveraged,particularlyintheaggregate,inwaysthatnegativelyimpactprivacy. ivOneofthechiefbenefitsofInternetcommerceistheabilitytotargetmessagesandperformdetailedanalyticsonadvertisingandwebsiteuse.Asseveralrecentreportshavecatalogued,outdooradvertisersarefindingwaystotrackcustomersinrealspace.Billboardsrecordimagesofpasserby,forinstance,andchangeonthebasisoftheradiostationstowhichpassingcarsaretuned.Roboticswillonlyacceleratethistrendbyfurthermediatingconsumertransactionsoffline. vSurveillancemaynotautomaticallybelawfulmerelybecausethetoolswereusedareavailabletothepublic.InUnitedStatesv.Taborda,forinstance,theSecondCircuitsuppressedevidencesecuredonthebasisofusingatelescopetopeerintoahomeonthetheorythat“theinferenceofintendedprivacyathomeis[not]rebuttedbyafailuretoobstructtelescopicviewingbyclosingthecurtains.”ButfollowingtheSupremeCourtopinioninKyllo,generalavailabilityappearstocreateapresumptionthatthetoolcanbeusedwithoutawarrant. viThisishowatleasttworobots—SRIInternational’sCentibotsandIntel’sHomeExploringRoboticButler—alreadyfunction. viiAnearlierstudyfoundsimilarvulnerabilitiesinoneversionofiRobot’spopularRoomba,whichmovesslowly,cannotgraspobjects,andisnotequippedwithacamera. viiiAsdiscussedabove,terroristinsurgentshavealsohackedintomilitarydrones.

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ixThestandardexplanationisthatweevolvedatatimewhencooperationwithotherhumansconferredevolutionaryadvantagesand,becauseoftheabsenceofmedia,whatappearedtobehumanactuallywas.Therearereasonstobeskepticalofexplanationsstemmingfromevolutionarypsychology—namely,itcanbeusedtoprove,multipleconflictingphenomenon.Whatevertheexplanation,however,theevidencethatwedoreactinthiswayisquiteextensive. xCommunicationsscholarSamLehman‐Wilzigcriticizesthisideaonthebasisthat,ifwetreatrobotslikeotherpeople,wecansimplyshutthedooronthemaswedowithoneanotherinordertogainsolitude.Peoplemaynotconsciouslyrealizethatrobotshavethesameimpactonasanotherperson,however,androbotsandothersocialmachinesandinterfacescananddogomanyplaces—cars,computers,etc.—thathumanscannot.

Itcouldalsobearguedthatwewillgetusedtorobotsinourmidst,therebydefeatingthemechanismthatinterruptssolitude.Whatevidencethereisonthematterpointsintheotherdirection.Forinstance,astudyoftheeffectofeyesonpayingforgoodsonthehonorsystemsawnodiminishmentinbehaviorovermanyweeks.Norisitclearthatpeoplewillcometotrustrobotsinthesamewaytheymightintimates,relatives,orservants—assumingweevenalreadydo. xiOfcourse,artificialintelligenceisnotatthepointwhereamachinecanroutinelytrickapersonintobelieveitishuman—theso‐calledTuringTest.Themerebeliefthattherobotishumanisnotnecessaryinordertoleveragethepsychologicalprinciplesofinterrogationandotherformsofpersuasion. xiiThisissomewhattruealreadywithrespecttovirtualworldsandopen‐endedgames.Human‐robotinteractionsstandtoamplifythedangerinseveralways.Thereislikelytobeagreaterinvestmentandstigmaattachedtophysicalthanvirtualbehavior,forinstance(orsoonehopes,giventhecontentofmanyvideogames).Ultimatelyouruseofrobotsmayrevealinformationwedonotevenwanttoknowaboutourselves,muchlessriskothersdiscovering.