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    RGGI

    A National Model

    for Fighting

    Climate Change

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    MissionEnvironmental Advocates of New Yorks mission

    is to protect our air, land, water, and wildlife and

    the health of all New Yorkers. Based in Albany, we

    monitor state government, evaluate proposed laws,

    and champion policies and practices that will ensurethe responsible stewardship of our shared environ-

    ment. We work to support and strengthen the efforts

    of New Yorks environmental community and to

    make our state a national leader.

    Environmental Advocates of New York

    353 Hamilton Street

    Albany, NY 12210

    Tel 518.462.5526

    Fax 518.427.0381

    www.eany.org

    AuthorConor Bambrick

    EditorsDavid VanLuven

    Katherine Nadeau

    Copyright August 2013

    AcknowledgmentsEnvironmental Advocates thanks The Energy

    Foundation, The Orchard Foundation, The

    Scherman Foundation, The JM Kaplan Fund, The

    Wallbridge Fund, The William C. Bullitt Foun-

    dation, and The Civil Society Institute for their

    generous support of this work.

    Table of Contents

    RGGI: A National Model

    for Fighting Climate Change

    Executive Summary.................................................1

    Reshaping New Yorks Economy.............................2

    Success in Every County .........................................6

    Recommendations & Conclusion...........................11

    Source Documents..................................................13

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    EXECUTIVE SUMMARY:A MODEL FORCLIMATE ACTION

    The Regional Greenhouse Gas Initiative (RGGI)

    is a work-horse, not a show-horse. RGGI is a nine-

    state coalition which has capped carbon pollution for

    energy plants at 165 million tons annually across the

    Northeast while using money raised from the sale of

    carbon pollution credits to reinvest back into energy

    efciency and renewable energy projects.

    In the few years since the programs inception, RGGI

    has become the guiding hand responsible for moving

    thousands of important projects in every region, coun-

    ty and legislative district from concept to completion.

    In fact, when President Obama announced his cli-mate change action plan in June, 2013, he referenced

    12 states which have successfully moved to cut cli-

    mate-altering carbon pollution from energy producers

    nine of which make up the RGGI coalition.

    The Presidents announcement coincides with New

    Yorks own efforts to further strengthen RGGI in the

    wake of the devastation felt by Hurricane Irene, Super-

    storm Sandy and Tropical Storm Lee.

    At the time of this writing, Governor Andrew Cuomo

    has proposed rules that will further lower the amount

    of pollution energy plants may emit, which will further

    ght climate change, and raise new revenue for the

    development of clean, renewable, and homegrown

    power.

    Today, when the Governor speaks about breaking

    down governments silos and opening New York forbusiness, RGGI is a program he can proudly point to

    as the connective tissue furthering his New New York

    agenda, rebuilding our states economy.

    As New York prepares to adopt the rules which will

    guide RGGI during the next several years, it is import-

    ant to look back at some of the key investments and

    community benets delivered from this national model

    for tackling the emissions causing climate change.

    Governor Cuomo has recognized that economic de-

    velopment and environmental protections must work

    hand-in-hand, more so than any of his recent predeces-

    sors.

    The Governor became a national voice on the need to

    ght climate change following Superstorm Sandy. And

    he followed up that rhetoric with proposed rules to

    strengthen RGGI which will:

    Lower New Yorks carbon cap by 45% Increase greenhouse gas pollution premiums Continue the states commitment to cleanenergy and efciency

    Map of member states

    Since inception,

    RGGI has:

    Sparked the development of innovative

    residential building retrot nancing

    mechanisms

    Supported the conversion of large

    residential buildings to more efcient fuels

    Enhanced consumer outreach and

    education models

    Launched green economy workforceprograms

    Fostered ambitious investments in solar

    installation

    1

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    While Environmental Advocates acknowledges signif-

    icant work remains in the ght to protect New Yorkers

    from climate change, strengthening RGGI is a critical

    rst step.

    In almost any project of signicance, several state

    agencies play key roles within the process each

    having control over their workload, often competing

    goals, and varying levels of experience or interest incollaboration. As a result, speed and effectiveness

    are two words not often associated with state govern-

    ment.

    RGGI, however, is changing that dynamic between not

    only the relevant state agencies, but local government,

    community organizations, and business leaders, too.

    Under Governor Cuomos RGGI operating plan, funds

    are being utilized across a robust portfolio of energyefciency, clean power, technology innovation and

    workforce development programs forcing stakeholders

    to identify common goals and collaborate. The results

    of this collaboration include thousands of examples in

    every corner and every county in the state.

    RESHAPINGNEW YORKS ECONOMY

    RGGI, Inc. is a nonprot composed of heads of energy

    and environmental agencies from the nine participat-

    ing states. In November, 2012, RGGI Inc., estimated

    that over its rst three years of operation, energy

    efciency investments funded by the auction of car-

    bon pollution allowances will save homeowners and

    businesses $1.3 billion.

    In addition to considerable economic benets for con-

    sumers, the program has ensured many environmental

    protections, and curbed more than 12 million tons ofclimate-altering carbon pollution the equivalent of

    taking two million cars off the road for one year.

    Coalition states have also invested $617 million of

    carbon auction proceeds into programs designed to

    reduce climate-altering pollution, increase energy

    efciency and renewable energy generation, lower

    consumer costs, and promote economic development

    in the clean energy sector.

    Igniting Development in62 CountiesAs of March, 2013, New York had auctioned 197.5

    million carbon dioxide allowances, forcing inefcient

    power plants to pay $450 million for climate pollution

    The majority of those funds were directed to climate

    change mitigation and adaptation projects a critical

    effort in the wake of the devastation felt by increasing-ly extreme, erratic and unpredictable weather, includ-

    ing Hurricane Irene, Superstorm Sandy and Tropical

    Storm Lee.

    These RGGI allocations have created jobs and ad-

    vanced clean energy and energy efciency projects

    across New York.

    The program has already supported a signicant

    increase in residential energy efciency projects, the

    installation of more than three megawatts of solarphotovoltaics, clean technology research and market

    development, industrial energy efciency, and climate

    research and analysis.

    A Record of SuccessIn addition to fostering better coordination outside and

    within state government, New York has used RGGI

    to invest much-needed funds into ghting greenhouse

    gas pollution, lowering consumer bills, and producing

    cutting edge research on climate change mitigationand adaptation.

    Over the following sections, we highlight several suc-

    cessful program areas driven by RGGI, including:

    Green Jobs Green NY program Developing the next generation of workers Making large properties more efcient Clean energy, big savings

    Climate change adaptation

    Green Jobs Green New YorkRGGIs most signicant investment is in the area of

    residential efciency services, accounting for more

    than 50% of program spending. It is easy to see why:

    New Yorks housing stock is old and inefcient, with

    85% constructed prior to 1980. Residential structures

    are responsible for 29% of electricity consumption

    statewide. Buildings residential, commercial, and in-

    dustrial are responsible for 39% of the states overall

    2

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    greenhouse gas emissions, second only to the transpor-

    tation sector.

    The Green Jobs program directs RGGI funds to pro-

    vide free home energy audits, offer innovative low-

    cost nancing options for efciency retrots of single

    and multi-family structures, and develop building

    efciency job training programs.

    Bolstered through the Power New York Act of 2011,

    Green Jobs is the only statewide clean energy pro-

    gram with the exibility to promote energy efciency

    and sustainable building measures for homes, small

    businesses, and nonprot organizations. RGGI funds,

    unlike other fuel-specic NYSERDA programs, are

    not constrained by Public Service Commission (PSC)

    rules that limit spending to measures related only to

    electric or natural gas improvements. This allows

    RGGI programs to reach a broader set of customers,such as the more than 30% of New Yorkers who cur-

    rently use oil to heat their homes. Prior to the creation

    of Green Jobs, funding options available to these

    households were very limited.

    Saving New Yorkers MoneyAs of February, 2013, more than 31,000 single-family

    energy audits had been completed through Green Jobs

    Importantly, the completion rate from audit to retrotis 35% a signicant increase over NYSERDAs audit

    program completion rate prior to Green Jobs which

    was a cool 10%.

    Green Jobs offers innovative nancing options to

    customers to retrot their homes. After undergoing a

    free or reduced cost energy audit to identify a menu

    of proven cost savings measures, individuals have the

    option of applying for a direct loan through NYSER-

    DA or entering into an agreement to pay off the loan

    through their utility bills, a practice commonly known

    as on-bill recovery. The scope of projects are based

    3

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    on each households estimated monthly energy sav-

    ings, and repayment plans are designed to then deter-

    mine loan repayment schedules based on savings.

    This approach eliminates a signicant market barrier

    by providing the upfront capital for common sense ef-

    ciency projects without increasing monthly expenses.

    The creative nancing options are clearly attractiveto homeowners. Through the rst part of 2013, NY-

    SERDA closed on 3,099 loans totaling $31,324,984

    for building energy retrots. Overall, when accounting

    for all of NYSERDAs residential efciency offerings,

    Green Jobs energy audits have resulted in the comple-

    tion of more than 11,000 projects.

    A Skilled Workforce for aCutting-Edge EconomyGreen Jobs is also focused on building and main-

    taining the infrastructure necessary to educate, train,

    and prepare New Yorkers for new economy jobs in

    building efciency and renewable energy.

    The program directs NYSERDA to bring

    together all stakeholders and develop a

    robust network of workforce develop-

    ment and community outreach partners to

    promote program participation and help

    individuals, particularly those from tra-

    ditionally economically distressed areas,down the path to a career in the clean energy economy.

    It accomplishes this in part by mandating highly suc-

    cessful coordination between the states Department of

    Labor, the Division of Homes & Community Renew-

    al, the Ofce of Temporary & Disability Assistance,

    educational institutions, labor unions, businesses, and

    community-based organizations throughout the state.

    The exibility of RGGI funds allows for a co-min-

    gling with other initiatives supported by NYSERDAs

    Energy Efciency Portfolio Standard, Systems Ben-

    et Charge, and Technology & Market Development

    programs sources which are restricted to research

    and development and projects related to electricity and

    natural gas.

    This exibility also means partners and participantsextend well beyond the usual suspects. RGGI dollars

    have been used to create partnerships with communi-

    ty colleges, universities, local high school vocational

    programs, and businesses statewide, funding curric-

    ulum development, training centers, equipment and

    tools, eld testing labs, certication, and accreditation.

    Notable examples include:

    Syracuse Universitys Southside Innovation Cen-ter; The Hudson Valleys ve college Clean EnergyTechnology Training Consortium (Ulster, DutchessOrange, Rockland, and Sullivan Community Col-leges);

    Commercial energy audit training at theCity University of New York, SUNY StonyBrook, and Monroe County CommunityCollege Local 32BJ Thomas Shortman Training

    Fund for building performance training.

    RGGI job training funds are available to businessesthat have worked with the Department of Labors One-

    Stop Career Centers which match career applicants

    with green job opportunities. For each new hire by

    building performance contractors, NYSERDA covers

    50% of the workers salary during a six-month on-the-

    job training period. Businesses are also eligible for an

    additional $4,000 incentive to cover outside training

    costs. Through early 2013, 35 businesses and more

    than 100 individuals had beneted from this program.

    As part of the Pathways Out of Poverty focus of

    Green Jobs, the program has dedicated resources to

    disadvantaged youth. NYSERDA has worked with

    organizations like YouthBuild, the Urban League of

    Rochester, and the Northeast Parent & Child Society

    to provide job training and General Equivalency Di-

    ploma (G.E.D.) assistance services to at-risk youth.

    NYSERDA invests

    RGGI resources in New York to:

    Spur the clean energy economy

    Reduce greenhouse gas emissions

    Provide consumer, health, and

    environmental benets

    Offset disproportionate impacts on

    environmental justicecommunities

    4

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    Putting the Hudson Valley to Work

    In the Hudson Valley, the SUNY Ulster Clean Energy

    Technology Training Consortium has attracted more

    than 2,500 participants to be trained in renewable

    energy and green technology construction. As a result,

    companies like SolarTech Renewables, Malcarne Con-

    struction, and Hudson Solar have been able to expand

    their businesses by hiring well trained, clean energy

    professionals from the local workforce.

    RGGI funds have played a key role in the Consortium,

    a ve-county partnership between Ulster, Dutchess,

    Orange, Rockland, and Sullivan County community

    colleges.

    In 2013, SUNY Ulster tapped additional RGGI funds

    to partner with a local green building rm and trans-

    form one of the colleges original buildings into a

    state-of-the-art energy efciency science lab. The

    building will serve as a regional training center for

    students pursuing certications in sustainable build-ing practices, providing demonstrations of real world

    challenges that contractors and building-performance

    professionals encounter when conducting energy ef-

    ciency retrots.

    RGGI funds are also being used to build four other

    training facilities across New York, thereby creating a

    skilled workforce for the states 21st century economy.

    Creating Opportunity

    The original Green Jobs legislation directed NYSER-

    DA to develop unique consumer education and work-

    force outreach partnerships with community-based

    organizations throughout the state with an emphasis

    on communities in clean air non-attainment zones

    or where energy costs are high in relation to median

    family income.

    NYSERDA contracts with community-based organiza-

    tions to provide specialized consumer outreach and ed-

    ucation, especially in the area of nancial counseling

    for retrot loans. They also work with local contrac-tors to aggregate energy efciency projects in particu-

    lar neighborhoods in return for upfront commitments

    by the contractors to provide community benets like

    local hiring, prevailing wages, and benets; in turn,

    contractors benet from work in multiple buildings

    within close proximity.

    Community-based organizations play a key role in the

    recruitment and retention of individuals seeking green

    careers, coordinating with One-Stop Career Centers

    and local training programs to match applicants with

    job and educational opportunities. Many of these

    organizations also offer support services like G.E.D.

    programs and assistance accessing other state resourc-

    es available to assist families, low-income individuals,

    and the unemployed.

    Courtesy of Barbara Reer

    5

    Legislative Districts Beneftting

    Senate: John Bonacic, David Carlucci, Terry Gipson,Cecelia Tkaczyk, James Seward, Bill Larkin

    Assembly: Didi Barrett, Kevin Cahill, Aileen Gunther,Eileen Jaffey, Kieran Michael Lalor, Annie Rabbitt,

    Frank Skartados, James Skous, Claudia Tenney,Ken Zebrowski

    Legislative Districts Beneftting

    Senate: Mark Grisanti, Timothy Kennedy

    Assembly: Michael Kearns, Crystal Peoples-Stokes,Sean Ryan

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    There are 18 active communi-

    ty-based organizations bringing

    energy efciency services to un-

    derserved communities across New

    York.

    To bring energy efciency oppor-

    tunities to underserved parts of

    Buffalo and surrounding commu-nities, PUSH Green utilized RGGI

    support to launch a program that:

    sends canvassers to knockon doors and explain the costbenets of Green Jobs loans andon-bill nancing; provides nancial advocatesto help homeowners navigatethe complexities of getting free

    energy audits and applying forloans; and works with contractors onfollow-through to make homesmore energy efcient.

    PUSH Green also helped build a

    trained workforce in the area by

    having organizers work directly

    with the state Department of Labor,

    businesses, and the Laborers

    International Union of North Amer-ica to connect individuals interested

    in pursuing a green career pathway

    with training and apprenticeship

    initiatives.

    The result has been new jobs, more

    efcient homes, and lower elec-

    trical bills for many Buffalo-area

    residents living in underserved

    neighborhoods.

    Making LargeProperties MoreEfcientBoth the Multifamily Performance

    Program and Multifamily Carbon

    Emissions Reduction Program

    utilize RGGI and complementary

    NYSERDA clean energy funds toprovide loan support for wholesale

    energy retrots and heating fuel

    conversions at larger residential

    buildings with ve or more units.

    Nearly 60% of the program fund-

    ing has been dedicated to buildings

    serving low-income housing units.

    Like the residential programs for

    smaller homes, all buildings un-

    dergo energy audits to determine

    applicable cost-effective measures

    like converting heating units fromoil to more efcient fuel sources,

    installing more efcient water heat-

    ing systems, improving building

    envelopes, and modernizing HVAC

    systems.

    The Multifamily Carbon Emissions

    Reduction Program provides highly

    sought funding to convert heat-

    ing systems from #6 fuel oil the

    heaviest and most polluting tocleaner fuel alternatives. Within

    three months of its launch in 2011,

    these RGGI dollars were commit-

    ted to 190 projects to benet more

    than 30,000 households.

    SUCCESS INEVERY COUNTYStudents Help CoolGreater BinghamtonAirport

    The Greater Binghamton Airport,

    using awards from RGGIs Re-

    gional Economic Development and

    Greenhouse Gas Reduction Pro-

    gram and the Federal Aviation Ad-

    ministration (FAA), is constructing

    a ground-breaking project that will

    be used to demonstrate the feasibil-

    ity of utilizing geo-thermal technol-

    ogy to manage airport operations,

    maintenance, and safety throughout

    the nation. The initiative was the

    result of a winning proposal sub-

    mitted by Binghamton University

    students to an annual FAA compe-

    tition that challenges participants

    to develop solutions to problems

    that can sometimes disrupt airportoperations.

    The engineering undergrads teamed

    up with Broome County ofcials,

    the Greater Binghamton Airport,

    and the McFarland and Johnson

    engineering rm to come up with

    an innovative system that will use

    geo-radiant heating to prevent snow

    and ice accumulation at the primary

    passenger loading area on the air-

    ports tarmac. The technology will

    also double as the cooling system

    for the main terminal during the

    summer months. It is difcult for

    airports to manage winter precipi-

    tation because traditional methods,

    like salt, have the potential to dam-

    age jet engines.

    Courtesy of PushGreen

    6

    Legislative Districts Beneftting

    Senate: Tom Libous

    Assembly: Donna Lupardo

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    The $1.2 million FAA grant has been dedicated to

    the installation of the geo-thermal heating prototype.

    RGGIs Regional Economic Development and Green-

    house Gas Reduction Program provided

    $350,000 to connect the main terminal to

    the geo-thermal system.

    The project is an excellent example of how

    Governor Cuomos RGGI-funded pro-grams are tapping the innovation of uni-

    versities to resolve the pragmatic challeng-

    es facing businesses and communities.

    Helping H2Pump RecycleHydrogen

    Many industries rely on hydrogen as an integral part

    of their manufacturing processes, but it comes at a

    signicant cost both to the companies and the envi-

    ronment. Manufactures that do not produce hydrogen

    on-site have to procure their gas from outside sup-

    pliers, forcing them to incur production and delivery

    costs. Conventional manufacturing operations use anapplication of hydrogen only once per cycle, releasing

    the rest into the air. These inefcient processes result

    in increased demand for hydrogen production, 95%

    of which is derived from natural gas, driving up air

    emissions linked to the manufacture, transportation,

    and delivery of the gas.

    H2Pump LLC, a company based in Latham, NY, took

    a look at how hydrogen was being utilized and saw a

    huge cost saving opportunity. Taking advantage of the

    RGGI Industrial Process Improvement Program, thecompany developed a hydrogen-recycling technolo-

    gy that allows manufactures with hydrogen-intense

    processes, like those involved in steel and semicon-

    ductor production, to reuse as much as 90% of the gas

    avoiding the need to refuel with each application.

    The innovative device helps to cut back on hydrogen

    use, storage, and transportation costs. The company

    estimates that the average net savings per hydrogen-re-

    cycling machine installed is $55,000 per year.

    RGGI has provided $1.8 million in funding to help

    H2Pump bridge the gap between innovation and com-

    mercialization by demonstrating the effectiveness of

    its technology at industrial facilities across

    the state. By documenting and certify-

    ing the cost savings and environmental

    benets gained with through a hydrogen

    recycling retrot, H2Pump will be well

    positioned to mass market their technol-ogy. The devices are to be utilized at six

    locations, including:

    Rome Strip Steel in Rome Pall Corporations site in Cortland The College of Nanoscale Science and Engineer-ing in Albany

    The Zeller Corporation, based in the City of Rochester

    is handling the manufacturing of the hydrogen recy-

    cling products, providing an additional boost to NewYorks economy.

    Modernizing Large Buildings

    The Carnegie House is a 317 unit co-op located inthe heart of Manhattan. Built in the early 1960s, the

    building was bleeding energy and running on outdated

    systems that were approaching the end of their lifecy-

    cles.

    In New York City, where electricity costs are consis-

    tently among the most expensive in the nation, need-

    lessly wasting energy is no laughing matter.

    Luckily, the buildings board worked with NYSER-

    DA to tap into RGGI and other clean energy funds to

    develop the Multifamily Performance Program, an

    energy efciency building retrot initiative geared to-

    ward residential buildings with ve or more units. The

    program provides applicants with grants and low-in-

    terest loans for projects that will reduce oil, natural gas

    and steam energy use, improve the performance water

    heating systems, ventilation and building envelopes to

    cut energy use and costs.

    7

    Legislative Districts Beneftting

    Senate: Brad Hoylman

    Assembly: Richard Gottfried

    Legislative Districts Beneftting

    Senate: Neil Breslin, Joseph Griffo, Joe Robach,

    James Seward

    Assembly:Anthony Brindisi, Harry Bronson,Patricia Fahy, Barbara Lifton, Phil Steck

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    Working with NYSERDA, the Carnegie House board

    and their building manager secured nearly $200,000

    worth of incentives and a $500,000 low interest loan

    through the Green Jobs Green New York program to

    overhaul the buildings energy systems. The project

    involved upgrading the ventilation system, insulating

    the steam line, and installing energy efcient lighting

    xtures.

    The Carnegie House now uses 15% less energy and its

    residents save $250-$475 per year on their utility bills.

    In all, the project savings are expected to exceed $1.2

    million over the life of the measures, paying for itself

    in just under six years.

    Clean Energy, Big SavingsThe RGGI-funded Statewide Photovoltaic Program

    provides incentives for residential, commercial, and

    industrial solar installations with an emphasis on stra-

    tegically located projects that reduce peak loads and

    other stresses on the electric grid. The program has

    provided funding for 367 solar photovoltaic systems

    adding up to nearly 3.5 MW of generating capacity

    enough to power approximately 550 homes.

    RGGI funds have also stabilized Long Islands suc-

    cessful but under-resourced Solar Pioneer Rebate

    program with $11 million to help the program meet in-

    creasing demand for solar power on Long Island. As a

    result, the Long Island Power Authority has been able

    to proceed with a utility-scale solar project to generate50 MW of new energy capacity enough to power

    7,750 homes with solar.

    350 Solar Projects

    RGGI funds have supported solar installations at

    homes, government buildings, and businesses across

    the state creating jobs, reducing greenhouse gas

    emissions, and helping New York transition to clean,

    21st century energy sources.

    The more than 350 solar projects supported by RGGI

    Statewide Photovoltaic Program include:

    Cayuga Community College, where a126-panel a

    ray will provide taxpayers with energy cost savingsfor the next 25 years. St. Luke Apartments in Oswego, a101-unit affordable housing project for seniors, low-income resi-dents, and people living with disabilities. The systewill reduce the buildings energy costs by nearly$40,000 annually. Geneva Community Center where a 117-panel aray is projected to save the center nearly $150,000in utility costs over 25 years.

    Manlius Pebble Hill School in DeWitt, whose

    117-panel array will save the school $6,000 to

    $9,000 each year in utility costs.

    Next Wave of Solar Development

    Utilizing $5 million in RGGI funds in conjunction

    with additional state and private commitments, the

    Governor leveraged the hugely successful SUNYAlbany College of Nanoscale Science and Technolog

    partnership with semiconductor pioneer SEMATECH

    to win $62.5 million from the U.S. Department of En

    ergy. The partnership will bring down the cost of sola

    manufacturing by 75% over the next decade.

    Building off the renowned SEMATECH semiconduc

    tor model of the 1980s the impetus of the computer

    age as we know it the public-private partnership

    8

    Legislative Districts Beneftting

    Senate: John DeFrancisco, Michael Nozzolio,Patricia Ritchie

    Assembly: William Barclay, Gary Finch, Brian Kolb,Samuel Roberts

    Legislative Districts Beneftting

    Senate: Neil Breslin, Kathy Marchione

    Assembly: Pat Fahy, Jim Tedisco

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    formed the U.S. Photovoltaic Manufacturing Consor-

    tium (PVMC). Headquartered at the Albany Nanotech

    facility, PVMC has brought together over 40 leading

    solar industry members and partners to develop the

    next generation of solar photovoltaic technology.

    The PVMC members are pooling their resources to

    take advantage of SUNY Albanys nano-

    technology expertise and state-of-the-artfacilities which include the Solar Energy

    Development Center in Halfmoon, NY.

    The collaborative effort, which will be

    overseen by SUNY Albany and SEMAT-

    ECH and implemented by members of the

    consortium, is focused on advancing thin lm solar

    photovoltaic cells by improving performance and re-

    liability while lowering costs at each stage of produc-

    tion from development to deployment. The initiative

    has the potential to establish New York and the U.S. asthe global leader in next generation solar manufactur-

    ing.

    A Future Powered by Biofuel

    For over 25 years, the SUNY College of Environ-

    mental Science and Forestry (ESF) has been leading

    research on producing willow shrubs for use as a

    carbon-neutral renewable biofuel. Now, backed by a

    $397,000 RGGI grant, ESF is ready to enact a training

    program to scale up willow crop production to com-

    mercial scale.

    The program will offer ESFs expertise and technicalknowledge to landowners, farmers, and other bioen-

    ergy stakeholders to help guide best-practices in the

    areas of willow production, management, harvest, and

    distribution. The program will benet the economies

    of nine upstate counties: Clinton, Essex, Franklin,

    Herkimer, Jefferson, Lewis, Oneida, Oswego, and St.

    Lawrence.

    Using willow shrubs as a bioenergy source offers great

    agricultural potential. These fast growing shrubs can

    be harvested up to seven times over 20 years from just

    one planting. They require minimal maintenance and

    can thrive on land that would otherwise be ill-suited

    for other crops, providing farmers with new economic

    opportunities. The product can be used to generate

    heat and electricity or as a biofuel to meet transporta-

    tion needs.

    The ESF Willow Biomass Training Pro-gram will work with stakeholders through-

    out the nine-county region to support the

    environmentally sound development of a

    commercial willow shrub supply chain.

    The program will provide farmers and

    landowners with guidance on how to maximize willow

    production on marginal tracts of farmland, as well as

    on transportation and energy production.

    The program coincides with a $1.2 million award fromthe USDA to spur the development of 1,200 acres

    of new willow shrub crops in New York. ReEnergy

    Holdings, a bioenergy company based in Latham, NY

    and a partner in the project, has committed to purchase

    willow produced under the program for use at two

    of its existing biomass facilities: Black River in Fort

    Drum, NY (which converted from coal to biomass in

    2013) and Lyonsdale in Lyons Falls, NY.

    Although the willow is burned as a fuel source, studies

    have shown that the carbon dioxide absorbed by thegrowing plants balances that which is emitted through

    combustion. However, the methods used to grow and

    transport the plants (particularly fertilizers which emit

    nitrous oxide) can shift the process to be a net absorber

    or emitter of greenhouse gases, which is why the train-

    ing provided by this project is so important.

    $10 Billion Reasons for Adaptation

    New Yorks entire infrastructure is outdated. Follow-

    ing Superstorm Sandy, infrastructure in many parts of

    New York City, Long Island the lower Hudson Valley

    was swamped just when residents were most in need.

    And infrastructure is only some of the ways climate

    change is impacting our way of life: entire commu-

    9

    Legislative Districts Beneftting

    Senate: Neil Breslin, Hugh Farley, Joseph Griffo,Betty Little, Patricia Ritchie, James Seward, DavidValesky

    Assembly: Ken Blankenbush, Anthony Brindisi,Janet Duprey, Patricia Fahy, Bill Magee, WilliamMagnarelli, Addie Russell, Dan Stec, Phil Steck

    Legislative Districts Beneftting

    Senate:Adriano Espaillat, Tom OMara, Bill Perkins

    Assembly: Barbara Lifton, Daniel ODonnell, KeithWright

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    nities were built in known ood plains, and a loss of

    natural barriers like wetlands leaves New Yorkers in

    danger.

    NYSERDAs Climate Research and Analysis Program

    supports extensive scientic research on the observed

    and potential future impacts of climate change in New

    York, and then utilizes data to develop mitigation and

    adaptation measures to better prepare for future cli-mate challenges.

    In 2011, climate scientists at Columbia University, the

    City University of New York, and Cornell University,

    commissioned by NYSERDA, released what many

    consider a denitive study on climate change adaption,

    entitled, Responding to Climate Change in New York

    State. The exhaustive 600-page report (referred to

    as ClimAID) is the most detailed examination of the

    impacts the warming climate is having on the state todate.

    Published as New Yorkers were still recovering from

    the devastation caused by Hurricane Irene and Tropi-

    cal Storm Lee, ClimAID projected that, in the absence

    of signicant actions to reverse the warming trend,

    the frequency and severity of extreme weather would

    worsen. According to the study, heat waves and heavy

    storms are expected to become more prolonged and

    intense, exacerbating the threat of ooding, and econ-

    omists predict climate impacts could cost as much as

    $10 billion a year in New York State by 2050. Less

    than a year after the report was released, Superstorm

    Sandy struck, killing dozens, causing tens of billions

    of dollars in damages, and displacing more than

    10,000 New York households.

    The ClimAID report included a series of climate

    change assessments across eight distinct sectors: water

    resources, coastal zones, ecosystems, agriculture,

    energy, transportation, telecommunications, and public

    health. Each section included specic recommenda-

    tions on critical areas requiring more in depth analysisNew York State is using these recommendations to

    commission a suite of projects on climate issues.

    All of these projects were in the early stages at the

    time of this report, but the following examples pro-

    vide a closer look at three projects addressing natural

    resource mapping, transportation infrastructure, and

    dairy industry cooling techniques.

    Landscape and WildlifeAdaptation

    Superstorm Sandy was a violent reminder that we need

    to adapt our communities and infrastructure to handle

    climate change and ensure that New Yorks naturalsystems whether barrier beaches and coastal wet-

    lands on Long Island, forests and alpine systems in the

    Catskills and Adirondacks, or streams and wetlands in

    our neighborhoods can adapt as well.

    With more than 7.5 million acres of conservation lands

    across the state plus all the natural lands in private

    ownership New Yorks natural resource managers

    have a lot of work to do. The challenge, however, is

    determining what should be done and where.

    Through funding from RGGI, the Nature Conservancy

    SUNY-ESF, and state Department of Environmen-

    tal Conservation are developing a decision support

    toolkit for natural resource managers. The map-based

    digital tool will walk them through land management

    questions to help them decide where to pursue differ-

    ent adaptation strategies, such as protecting wildlife

    migration corridors and restoring oodplains.

    A North Country road is washed out following Trop-ical Storm Irene. Courtesy of Martha Allen / Adiron-dack Daily Enterprise.

    10

    Legislative Districts Beneftting

    Senate: Neil Breslin, David Valesky

    Assembly: Patricia Fahy, William Magnarelli

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    Keeping Roads SafeSubways and tunnels arent the only transportation

    infrastructure in New York vulnerable to ooding.

    Roads statewide often follow ood-prone valleys and

    cross streams and rivers that rise dramatically during

    extreme downpours. Although climate change is pro-

    jected to bring extreme downpours more frequently

    to New York, and in the process deliver more severe

    oods, the state design standards for our roadways are

    still based on weather patterns from the 1960s.

    With RGGI funding, Cornell University

    climatologists and the state Department of

    Transportation are using sophisticated computer

    models to project the future extreme downpours that

    our roads, and our communities, will likely be facing.

    These models will be a sound basis for establishing

    updated design standards that will help ensure road-

    ways can withstand future oods.

    Keeping Dairy Cows Cool

    Dairy cows dont like heat, which means milk pro-

    duction will drop due to heat stress as climate change

    makes New Yorks summers hotter. To offset this

    problem, researchers are exploring a variety of cooling

    techniques, such as improved ventilation in barns and

    sprinklers, to keep the milk owing.

    With funding from RGGI, Dr. Lars Angenent at Cor-

    nell University is exploring a novel cooling system to

    use cow manure for the generation of ammable bio-

    gas which can be burned to generate electricity. This

    process reduces greenhouse gas emissions and allows

    farmers to generate their own electricity on site.

    Unfortunately, the process isnt perfectly efcient and

    generates waste heat. And this is where Dr. Angenents

    novel cooling system comes in. Rather than simply

    letting the waste heat dissipate into the air, he is testing

    a system that would capture that heat and use it to gen-

    erate a stream of chilled uid. That uid can be routed

    below cow resting areas to alleviate heat stress and, in

    turn, boost milk production.

    Dairy is a major industry at risk. Keeping cows cool

    will be an increasingly serious challenge as summersgrow progressively hotter, but creative approaches can

    both address the local challenge of producing milk

    while contributing to the broader challenges of reduc-

    ing greenhouse gas emissions and promoting renew-

    able energy.

    RECOMMENDATIONS &CONCLUSION

    New York State has launched its required regulatory

    review process in order to lower the carbon cap and

    adopt additional recommended amendments to the

    RGGI program. The process is being led by the state

    Department of Environmental Conservation, NYSER-

    DA, and the Public Service Commission, and will

    conclude in late 2013.

    Environmental Advocates of New York supports

    Governor Cuomos broad proposals to expand and

    strengthen RGGI, a plan which will:

    1: Ensure that New York adopts, by January 1,2014, a carbon pollution cap that reduces emis-sions to current levels on par with its share ofthe 91 million tons agreed to by the broader RGGIstate coalition and places the state on track tofurther reduce emissions by 20% by 2020.

    2: Utilize the states authority to retire and/orpermanently withhold unsold and undistributed

    allowances from prior auctions prevent dirty powerplants from circumventing critical reforms.

    11

    Legislative Districts Beneftting

    Senate: Tom OMara

    Assembly: Barbara Lifton

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    Environmental Advocates is also urging:

    A rational emissions leakage policy that accountsfor the carbon emissions associated with all theelectricity consumed within the RGGI region,including power imported from states not currentlyparticipating in the program. Expanding the program to cover emissions

    associated with other economic sectors includingindustrial stationary sources, energy infrastructurelike pipelines and well pads, buildings, and trans-portation. Including known greenhouse gas pollutants suchas methane, nitrous oxide, hydrouorocarbons,peruorocarbons, and sulfur hexauoride. Continuing the states commitment to investRGGI proceeds in ways that help spur the cleanenergy economy; reduce greenhouse gas emis-sions; provide consumer, health, and environmen-tal benets; and offset disproportionate impacts on

    underserved communities by dedicating increasedrevenues to NYSERDAs portfolio of energy ef-ciency, clean power, and technology programs.

    ConclusionRGGI was billed as a critical tool in New Yorks

    ght to address the impacts of climate pollution. The

    success of the program is proof positive that policies

    aimed at supporting environmental stewardship and

    economic growth can be one and the same.

    New York has an opportunity to build on the successes

    of RGGI through the adoption of a strict cap that will

    cut carbon emissions by another 45%. The state should

    utilize the regulatory process to push the envelope

    by exploring ways to expand the reach of the pro-

    gram to cover other economic sectors, cap additional

    greenhouse gases, and nally take on the challenge

    of pollution generated through electricity imports. A

    lower, more aggressive cap can strengthen and expand

    RGGIs successful programs, thereby boosting New

    Yorks clean energy economy and better protecting

    New Yorks communities and treasured landscapesfrom the most severe consequences of climate change.

    12

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    2011-2012 Annual Report NYSERDA

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    able/nyserda?eld_cfa_agency_value=All&eld_ny_region_value=Southern+Tier&eld_round_key_val -

    ue=2-3&=Apply

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    FSA/newsReleases?area=newsroom&subject=landing&topic=pfs&newstype=prfactsheet&type=de-

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    Power Point NYSERDA, May 2, 2013

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    25, 2013 Draft)

    New Yorks RGGI-Funded Programs Status Report: Quarter Ending December 31, 2012 NYSERDA

    New Yorks RGGI-Funded Programs Status Report: Quarter Ending June 30, 2012 NYSERDA

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    NYSERDA Awards $1.8 Million to H2Pump of Latham To Help Demonstrate Energy-Saving Hydrogen

    Technology, January 29, 2013: http://www.h2pumpllc.com/news/

    Operating Plan for Investments in New York Under the CO2 Budget Trading Program and the CO2 Allow-

    ance Auction Program NYSERDA, November 15, 2012

    Operations and Accomplishments Annual Report: Fiscal Year Ended March 31, 2012 NYSERDA

    President Obama Speaks on Climate Change, June 25, 2013: http://www.whitehouse.gov/photos-and-video/

    video/2013/06/25/president-obama-speaks-climate-change

    Process Evaluation and Market Characterization and Assessment Green Jobs-Green New York Residential

    Program NMR Group, September 2012

    Regional Investment of RGGI CO2 Allowance Proceeds, 2011 RGGI, Inc., November 2012

    RGGI Auction Results: http://www.rggi.org/market

    Toward a Clean Energy Future: A Three-Year Strategic Outlook 2012-2015 NYSERDA, July 2012

    Toward a Clean Energy Future: A Three-Year Strategic Outlook 2013-2016 NYSERDA, July 2013

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    13

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