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DRAFT Revisiting a null hypothesis: exploring the parameters of oligometastasis treatment Jessica A. Scaborough 1,2 , Martin C. Tom 3 , and Jacob G. Scott 1,2,4 1 Translational Hematology and Oncology Research, Cleveland Clinic 2 Systems Biology and Bioinformatics Program, Department of Nutrition, Case Western Reserve School of Medicine 3 Department of Radiation Oncology, Miami Cancer Institute, Baptist Health South Florida, Miami, Florida 4 Radiation Oncology, Cleveland Clinic In the treatment of patients with metastatic cancer, the cur- rent paradigm states that metastasis-directed therapy does not prolong life. This paradigm forms the basis of clinical trial null hypotheses, where trials are built to test the null hypoth- esis: patients garner no overall survival benefit from targeting metastatic lesions. However, with advancing imaging technol- ogy and increasingly precise techniques for targeting lesions, a much larger proportion of metastatic disease can be treated. As a result, the life-extending benefit of targeting metastatic disease is becoming increasingly clear. In this work, we suggest shift- ing this qualitative null hypothesis, and describe a mathemati- cal model which can be used to frame a new, quantitative null. We begin with a very simple formulation of tumor growth, an exponential function, and use it to show that while any amount of cell kill will extend survival, in many cases the extent is so small as to be unnoticeable in a clinical context or out-weighed by factors related to toxicity and treatment time. Recasting the null in these quantitative terms will allow trialists to design tri- als specifically to increase understanding of what circumstances (patient selection, disease burden, tumor growth kinetics) can lead to improved OS when targeting metastatic lesions, rather than whether or not targeting metastases extends survival for patients with (oligo-)metastatic disease. oligometastasis | mathematical oncology | radiation therapy | cancer Correspondence: [email protected] Introduction 1 In the treatment of patients with metastatic cancer, the cur- 2 rent paradigm states that targeted treatment of metastatic le- 3 sions does not prolong life. This paradigm forms the basis 4 of clinical trial null hypotheses, where trials are built to test 5 the null hypothesis: patients garner no overall survival (OS) 6 benefit from targeting metastatic lesions. 7 The development of distant metastases is the forerunner of 8 cancer-related death (13). A Hallmark of Cancer, the dis- 9 semination of cancer cells from their origin to distant sites 10 results from a complex cascade of biological events, which 11 may subsequently allow for even more efficient tumor prop- 12 agation (46). Eradicating the body of as much metastatic 13 disease as feasibly possible to halt said process is a natural 14 inclination. Yet, historically, a guiding principle in treating 15 cancer has been that targeting metastatic lesions leads to poor 16 outcomes, because the treatment is either too late or too mor- 17 bid. However, with advancing imaging technology and in- 18 creasingly precise techniques for targeting lesions, a much 19 larger proportion of metastatic disease can be treated. As a 20 result, the life-extending benefit of targeting metastatic dis- 21 ease is becoming increasingly clear. 22 Metastatic stage is typically described as a binary variable 23 in a clinical setting, either present or not (M0 or M1), al- 24 though certain cancer subtypes (e.g. colon, prostate) now 25 have more gradiation in classifying a patient’s metastatic 26 stage (7). The term “oligometastatic state” was first 27 described in 1995 as an intermediary between localized 28 and widespread metastatic disease where metastasis-directed 29 treatment has the potential to be curative (8). Since then, re- 30 sults from several exploratory studies and randomized con- 31 trolled trials using metastasis-directed therapy in such pa- 32 tients have accumulated to support its existence (9, 10). 33 Consensus definitions have since been proposed to fur- 34 ther refine subgroups of oligometastasis (1113). For ex- 35 ample, the distinction between oligometastatic disease at 36 presentation versus the development of oligometastatic dis- 37 ease following definitive treatment of non-metastatic can- 38 cer have been designated “synchronous oligometastases” and 39 “metachronous oligorecurrence,” respectively. “Oligopro- 40 gression” describes growth of few metastases in the setting 41 of otherwise stable (or responsive) disease whilst undergo- 42 ing systemic therapy, and “oligopersistence” is characterized 43 by having several lesions which have a poorer response to 44 systemic therapy than others. Intra-patient heterogeneity of- 45 ten complicates diagnostics even further, where some lesions 46 respond to therapeutics while others persist. These designa- 47 tions (and many more not listed) underscore the complexity 48 with which researchers and clinicians are coming to under- 49 stand this disease state. 50 In addition to refining the term “oligometastatic,” clin- 51 icians have examined the benefit of treating patients with 52 oligometastases (27, 28). The implicit null hypothesis of 53 these investigations, that targeting metastatic disease does 54 not provide a life-extending benefit, stems from the current 55 paradigm of metastatic cancer treatment. Table 1 summa- 56 rizes the results of some of these recent phase II and III 57 clinical trials, demonstrating that this null hypothesis is fre- 58 quently (but not always) refuted. Even accounting for known 59 positive publication bias (29, 30), there is substantial evi- 60 dence that supports a changing paradigm in the treatment 61 of oligometastatic patients. However, despite many studies 62 showing a significant increase in overall survival (OS) when 63 metastatic lesions are targeted, the null hypothesis in ongoing 64 clinical trial planning has not changed. 65 Scarborough et al. | bioRχiv | August 10, 2020 | 1–9 . CC-BY-NC-ND 4.0 International license It is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review) The copyright holder for this preprint this version posted August 11, 2020. ; https://doi.org/10.1101/2020.08.10.20172098 doi: medRxiv preprint NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.
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Page 1: Revisiting a null hypothesis: exploring the parameters of … · 2020. 8. 10. · DRAFT Revisiting a null hypothesis: exploring the parameters of oligometastasis treatment Jessica

DRAFT

Revisiting a null hypothesis: exploring theparameters of oligometastasis treatment

Jessica A. Scaborough1,2, Martin C. Tom3, and Jacob G. Scott1,2,4�

1Translational Hematology and Oncology Research, Cleveland Clinic2Systems Biology and Bioinformatics Program, Department of Nutrition, Case Western Reserve School of Medicine

3Department of Radiation Oncology, Miami Cancer Institute, Baptist Health South Florida, Miami, Florida4Radiation Oncology, Cleveland Clinic

In the treatment of patients with metastatic cancer, the cur-rent paradigm states that metastasis-directed therapy does notprolong life. This paradigm forms the basis of clinical trialnull hypotheses, where trials are built to test the null hypoth-esis: patients garner no overall survival benefit from targetingmetastatic lesions. However, with advancing imaging technol-ogy and increasingly precise techniques for targeting lesions, amuch larger proportion of metastatic disease can be treated. Asa result, the life-extending benefit of targeting metastatic diseaseis becoming increasingly clear. In this work, we suggest shift-ing this qualitative null hypothesis, and describe a mathemati-cal model which can be used to frame a new, quantitative null.We begin with a very simple formulation of tumor growth, anexponential function, and use it to show that while any amountof cell kill will extend survival, in many cases the extent is sosmall as to be unnoticeable in a clinical context or out-weighedby factors related to toxicity and treatment time. Recasting thenull in these quantitative terms will allow trialists to design tri-als specifically to increase understanding of what circumstances(patient selection, disease burden, tumor growth kinetics) canlead to improved OS when targeting metastatic lesions, ratherthan whether or not targeting metastases extends survival forpatients with (oligo-)metastatic disease.

oligometastasis | mathematical oncology | radiation therapy | cancerCorrespondence: [email protected]

Introduction1

In the treatment of patients with metastatic cancer, the cur-2

rent paradigm states that targeted treatment of metastatic le-3

sions does not prolong life. This paradigm forms the basis4

of clinical trial null hypotheses, where trials are built to test5

the null hypothesis: patients garner no overall survival (OS)6

benefit from targeting metastatic lesions.7

The development of distant metastases is the forerunner of8

cancer-related death (1–3). A Hallmark of Cancer, the dis-9

semination of cancer cells from their origin to distant sites10

results from a complex cascade of biological events, which11

may subsequently allow for even more efficient tumor prop-12

agation (4–6). Eradicating the body of as much metastatic13

disease as feasibly possible to halt said process is a natural14

inclination. Yet, historically, a guiding principle in treating15

cancer has been that targeting metastatic lesions leads to poor16

outcomes, because the treatment is either too late or too mor-17

bid. However, with advancing imaging technology and in-18

creasingly precise techniques for targeting lesions, a much19

larger proportion of metastatic disease can be treated. As a20

result, the life-extending benefit of targeting metastatic dis-21

ease is becoming increasingly clear.22

Metastatic stage is typically described as a binary variable23

in a clinical setting, either present or not (M0 or M1), al-24

though certain cancer subtypes (e.g. colon, prostate) now25

have more gradiation in classifying a patient’s metastatic26

stage (7). The term “oligometastatic state” was first27

described in 1995 as an intermediary between localized28

and widespread metastatic disease where metastasis-directed29

treatment has the potential to be curative (8). Since then, re-30

sults from several exploratory studies and randomized con-31

trolled trials using metastasis-directed therapy in such pa-32

tients have accumulated to support its existence (9, 10).33

Consensus definitions have since been proposed to fur-34

ther refine subgroups of oligometastasis (11–13). For ex-35

ample, the distinction between oligometastatic disease at36

presentation versus the development of oligometastatic dis-37

ease following definitive treatment of non-metastatic can-38

cer have been designated “synchronous oligometastases” and39

“metachronous oligorecurrence,” respectively. “Oligopro-40

gression” describes growth of few metastases in the setting41

of otherwise stable (or responsive) disease whilst undergo-42

ing systemic therapy, and “oligopersistence” is characterized43

by having several lesions which have a poorer response to44

systemic therapy than others. Intra-patient heterogeneity of-45

ten complicates diagnostics even further, where some lesions46

respond to therapeutics while others persist. These designa-47

tions (and many more not listed) underscore the complexity48

with which researchers and clinicians are coming to under-49

stand this disease state.50

In addition to refining the term “oligometastatic,” clin-51

icians have examined the benefit of treating patients with52

oligometastases (27, 28). The implicit null hypothesis of53

these investigations, that targeting metastatic disease does54

not provide a life-extending benefit, stems from the current55

paradigm of metastatic cancer treatment. Table 1 summa-56

rizes the results of some of these recent phase II and III57

clinical trials, demonstrating that this null hypothesis is fre-58

quently (but not always) refuted. Even accounting for known59

positive publication bias (29, 30), there is substantial evi-60

dence that supports a changing paradigm in the treatment61

of oligometastatic patients. However, despite many studies62

showing a significant increase in overall survival (OS) when63

metastatic lesions are targeted, the null hypothesis in ongoing64

clinical trial planning has not changed.65

Scarborough et al. | bioRχiv | August 10, 2020 | 1–9

. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)

The copyright holder for this preprint this version posted August 11, 2020. ; https://doi.org/10.1101/2020.08.10.20172098doi: medRxiv preprint

NOTE: This preprint reports new research that has not been certified by peer review and should not be used to guide clinical practice.

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DRAFT

Citation CT Phase PrimaryLocation

Results Description

(14, 15) II NSCLC Positive for PFS andOS

In the Gomez et al. trial, treating oligometastases (≤ 3non-primary lesions) demonstrated significant improve-ment in PFS and OS compared to maintenance therapyalone.

(16) II NSCLC(EGFR/ALKnegative)

Positive for PFS In the trial by Iyengar et al., targeting the primarywith radiotherapy and oligometastases with SBRT fol-lowed by maintenance chemotherapy provided signifi-cantly improved progression-free survival compared tomaintenance chemotherapy alone.

(17, 18) II Variety Positive for OS In the “SABR-COMET” trial, treating all sites ofoligometastatic cancer with SABR demonstrated sig-nificantly improved OS compared to standard palliativetreatment.

(19) II Prostate(hormonesensitive)

Positive for compositeof progression metrics

In the “ORIOLE” trial, treating all sites of oligometas-tates with SABR led to improved outcomes measured by6-month rate of progression (by PSA, imaging, symp-toms, androgen-deprivation therapy initiation, and sur-vival) when comparing to observation alone.

(20) II Prostate Positive for ADT-freesurvival

In the “STOMP” trial, in patients with metachronousoligometastasis, using metastasis-directed therapy(SBRT or surgery) provided longer ADT-free survivalcompared to surveillance alone.

(21, 22) II CRC Positive for OS In the “EORTC 40004” trial, treating liver metastases(<10, no extrahepatic disease) with RFA, systemic treat-ment, and +/- resection led to long-term OS improve-ment compared to systemic treatment alone.

(23) II ES-SCLC Positive for PFS, neg-ative for OS

In the “RTOG 0937” trial, treating oligometastases withPCI and consolidative radiotherapy to both the chest andmetastases did not improve OS and did delay progres-sion, compared to PCI alone.

(24) III Prostate Positive for PSA pro-gression, negative forOS

In the “HORRAD” trial, in patients with metastases tothe bone (any amount), providing radiotherapy to theprostate along with ADT did not improve OS and didimprove time to PSA progression, compared to ADTalone. Exploratory subgroup analysis suggested patientswith ≤ 4 bone metastases may benefit from prostate ra-diotherapy.

(25) III Prostate Negative for OS incomplete group, posi-tive for OS in patientswith lower metastaticburden

In Arm H of the “STAMPEDE” trial, radiotherapy tothe prostate did not improve OS in unfiltered cohort ofpatients, compared to lifelong ADT. However, in a pre-specified subgroup analysis, significant OS improve-ment was observed among those with lower metastaticburden.

(26) III Nasopharynx Positive for PFS andOS

In a trial by You et al., the addition of locoregional radio-therapy to the primary improved OS and PFS comparedto chemotherapy alone in patients with (oligo- and poly-) metastatic nasopharyngeal carcinoma.

Table 1. A summary of clinical trials that examine the benefit of providing local treatment to patients with oligometastases.

In this work, we suggest shifting this qualitative null hy-66

pothesis, and describe a mathematical model which can be67

used to frame a new, quantitative null. We begin with a very68

simple formulation of tumor growth, an exponential func-69

tion, and use it to show that while any amount of cell kill70

will extend survival, in many cases the extent is so small as71

to be unnoticeable in a clinical context or out-weighed by72

factors related to toxicity and treatment time. Recasting the73

null in these quantitative terms will allow trialists to design74

trials specifically to increase understanding of what circum-75

stances (patient selection, disease burden, tumor growth ki-76

netics) can lead to improved OS when targeting metastatic77

2 | bioRχiv Scarborough et al. | Revisiting the null

. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)

The copyright holder for this preprint this version posted August 11, 2020. ; https://doi.org/10.1101/2020.08.10.20172098doi: medRxiv preprint

Page 3: Revisiting a null hypothesis: exploring the parameters of … · 2020. 8. 10. · DRAFT Revisiting a null hypothesis: exploring the parameters of oligometastasis treatment Jessica

DRAFT

lesions, rather than determining whether targeting metastases78

can extend survival for patients with (oligo-)metastatic dis-79

ease. We purposely begin with the most simplistic possible80

mathematical model, considering only total disease burden81

and doubling time. We do not consider complexities such as82

space, metastatic locations/connectedness (31), immune in-83

teractions or any heterogeneities – all things which could be84

considered in future iterations, but which make the model less85

generalizable.86

Due to its breadth, the current qualitative null hypothesis87

may be incorrectly accepted or rejected without a quantita-88

tive model to help design optimal patient and treatment pa-89

rameters. Numerous qualitative and quantitative prognostic90

factors exist to help identify patients with metastatic disease91

which is likely to follow a relatively indolent course. For92

example, with slower disease progression, patients are more93

likely to derive greater benefit from aggressively targeting94

their metastases. Other characteristics include the number95

of lesions and organs involved, the time course of presen-96

tation and progression, tumor histology, patient innate and97

adaptive immunity, and various biological features (32). It98

is crucial that we parse through which of these patient char-99

acteristics can meaningfully affect treatment outcomes in the100

setting of oligometastasis. By rethinking the null hypothe-101

sis of metastatic cancer treatment, research efforts can better102

serve our patients by bringing a deeper understanding of how103

well treatment works, who it works best for, and when it is104

most efficacious, rather than continually testing the implicit105

null hypothesis.106

Model107

Beginning with a very simple model of tumor growth, an108

exponential function, we will explore the effect of treatment109

in scenarios with different growth rates, treatment effective-110

ness, and timing of the intervention. While this overlooks111

many of the realities of real human cancers, such as spa-112

tial, intra- and inter-tumoral (33–35) heterogeneity, it cap-113

tures many of the essential aspects of growth (36). Further-114

more, in the absence of other specific knowledge, general115

arguments can be expounded upon, but additional undeter-116

mined complexities can severely limit generalizability. Let117

us then model a tumor of size (cell number), N , beginning118

with a single cell, and a growth rate, r, as follows:119

N(t) = ert. (1)

A growth curve built using Equation 1 is displayed in Fig-120

ure 1 as the black line, denoted “Untreated.” The threshold121

tumor burden (an arbitrary number of N = 100 for illustrative122

purposes) which leads to patient death, NT , is represented by123

the horizontal black dashed line in Figure 1. Next, we will124

assume that a given intervention (e.g. stereotactic body radi-125

ation therapy (SBRT), or metastasectomy) is given at some126

time (e.g. upon detection of a metastasis). The total tumor127

burden at the time of this treatment is denoted as Nd and the128

number of cells killed is denoted as Nc cells; note, this re-129

quires 0≤Nc ≤Nd.130

To illustrate how the same intervention (removing Nc cells131

from the tumor) at different times effects our measure of sur-132

vival, we plot several growth curves together in Figure 1. The133

time when each of these curves reaches NT is the time of134

death (td,x). The difference (∆t) between the unperturbed135

time of death (td,1) and each subsequent example interven-136

tion (e.g. ∆t = td,2− td,1) is the increase in survival. We137

note that the earlier the intervention occurs (smaller Nd), the138

greater the ∆t and, therefore, increase in survival. This is139

also true if we kill more cells (i.e. Nc increases).140

While Figure 1 considers how a single intervention will141

effect the “same” tumor, Supplementary Figure 1 explores142

the effect of altering tumor growth rate, r, on ∆t after the143

same intervention. This figure adds a faster tumor growth144

curve, in addition to the curve seen in Figure 1. The same145

intervention (removal of Nc cells) occurs at the same time146

points as the slower curve, yet the faster growing tumor has147

a smaller resulting changes in survival time (∆tf ) compared148

to the slower growing tumor (∆ts).149

Next, we will examine the analytical relationship between150

the change in survival (∆t) to the other parameters (r, Nc,151

Nd). This requires examining two tumor growth curves, one152

with unperturbed growth starting at Nd and the other with153

perturbed growth beginning at (Nd−Nc). In other words,154

the perturbed curve will have the same growth characteristics155

as the unperturbed curve, but it will have Nc cells removed156

as “treatment.” Then, we will calculate the offset of time157

between the two curves when they reach NT , i.e. ∆t.158

Graphically, we are asking how large the difference on the159

time axis is between where the treated and untreated curves160

intersect with NT (the black dashed line), denoted by colored161

circles in Figure 1 and Supplementary Figure 1. Mathe-162

matically, we find the difference between td,1 and td,2: i.e.163

∆t when (Nd)ert1 = (Nd−Nc)ert2 = NT . This relation is:164

∆t = 1r

[ln Nd

(Nd−Nc)

]. (2)

The observations from before are maintained: slower grow-165

ing tumors (smaller r), more effective interventions (increas-166

ing Nc), and lower burden at time of treatment (lower Nd)167

make for a larger survival benefit, as we have intuited.168

Given the intuitive nature of these results, one may ques-169

tion what the value of such a model is. First, this model al-170

lows for the quantitative exploration of what was previously171

an exclusively qualitatively described phenomenon. This al-172

lows for formal interrogation of the individual values of each173

parameter, a crucial step in quantitative reasoning during174

clinical trial design. In doing so, a framework for parame-175

ter estimation can help trialists perform sensible power cal-176

culations. This would require measuring distributions of each177

of these parameters as it is clear that heterogeneity (and un-178

certainty) exists in each. Further, this would allow for error179

propagation in addition to power calculations. With recent180

work trying to incorporate toxicity into survival analyses in181

radiation oncology (37), we have the opportunity to formally182

probe the balance between benefit and harm in this setting.183

Most importantly however, it will remove the confusion cre-184

Scarborough et al. | Revisiting the null bioRχiv | 3

. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)

The copyright holder for this preprint this version posted August 11, 2020. ; https://doi.org/10.1101/2020.08.10.20172098doi: medRxiv preprint

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DRAFTFig. 1. Change in OS is modulated by when an oligometastasis-directed intervention occurs and the effectiveness of the intervention. We plot an illustrativeexponential growth curve from equation 1 in black. At three different times, we subtract Nc cells from the curve to simulate an oligometastasis-directed intervention (orangemarkers), and the tumor continues to grow at the original rate from the new size. These subsequent tumors then grow and eventually intersect an arbitrary threshold cell (asurrogate for maximum tolerated disease burden) number (NT - dashed horizontal line), there we can then determine the change in survival (vertical black lines, inset). Thechange in this time represents the ∆t for each intervention. n.b. These are not realistic parameters, but instead serve to illustrate the (qualitatively conserved) phenomenon.

ated when we test a qualitative null that is likely neither able185

to be rejected or upheld given the sensitivity to the noise in-186

herent in clinical data.187

Figure 2 demonstrates a benefit of using a quantitative188

model with a sensitivity analysis to help us better understand189

the areas of the (very simplified) parameter space, a range190

of possible parameter values, where the greatest opportuni-191

ties lie. Given that this is a simple exponential relation, the192

change in survival is monotone (always up or down) in each193

parameter. However, as the tumor growth curves are non-194

linear, we chose to plot the sensitivity analysis on a log-log195

plane to improve the visualization of changes in parameter196

values.197

As we do not currently have known values for these pa-198

rameters, exploring a large sweep of values can be instruc-199

tive. We consider a continuous range for Nc in [0,Nd],200

where Nc = 0 represents no intervention and Nc = Nd repre-201

sents a cure. In these cases, ∆t = 0 and ∆t =∞, respec-202

tively. In Figure 2, we will consider four discrete exam-203

ples of values for r, as this parameter’s effect is monotone204

(where a case with lower r always derives more benefit from205

oligometastasis-directed therapy than a case with higher r).206

It is also important to note that this parameter is likely modi-207

fiable with chemo- or targeted-therapy: something we do not208

consider here, but would be a straightforward extension. This209

example will consider growth rates which correspond to tu-210

mor doubling times of 100, 200, 300 and 400 days. These211

could represent tumors such as small cell lung cancer in the212

fast extreme or prostate cancer in the slow extreme. Figure 2213

shows this analysis, with isoclines shown in black to denote214

lines of equal effect. These curves demonstrate that any in-215

crease in Nc (more cell kill per intervention, “up” on the y-216

axis) and/or decrease in Nd (earlier intervention, “down” on217

the x-axis) increases the OS benefit. It is interesting to note218

that the movements (i.e. Nc up and Nd down) mirror the his-219

torical trend: improvements in detection of oligometastasis220

via anatomic or functional imaging have slowly pushed Nd221

lower over the years and the ability to safely (using SBRT222

4 | bioRχiv Scarborough et al. | Revisiting the null

. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)

The copyright holder for this preprint this version posted August 11, 2020. ; https://doi.org/10.1101/2020.08.10.20172098doi: medRxiv preprint

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Fig. 2. The benefit of oligometastasis-directed therapy depends monotonically on the amount of cells killed, the tumor burden, and tumor doubling time. We plotfour orders of magnitude of both Nc and Nd on a log scale. The color represents the predicted number of days of OS benefit for each combination of Nc and Nd. Each ofthe four subplots represents a different “intrinsic” biology, modeled by different tumor doubling times. A td of 100, 200, 300, and 400 days corresponds to a growth rate, r, of0.0069, 0.0035, 0.0023, and 0.0017, respectively. Contour lines are shown for ease of comparison. A selection of trials from Table 1 are represented by red circles based onestimations of Nd, Nc, r, and td for each trial.

or minimally invasive surgery with continually lowering tox-223

icity) target larger and larger lesions (increasing Nc) has in-224

creased. This “creep” of these values is one reason why the225

need for a recasting of the null hypothesis is becoming clear,226

and why the null was historically of greater clinical utility.227

Clinical correlation228

In order to demonstrate how clinical trial design can explore229

the parameter space of this tumor growth model, we will re-230

view some recent clinical trials, which are also listed in Ta-231

ble 1. This discussion reviews illustrative examples, and is232

not an exhaustive list of all clinical trials which test the ben-233

efit of targeting oligometastases. For many trials, we will es-234

timate where design falls in the parameter space of Figure 2,235

and discuss how trial design can test the effects of altering236

one or more parameters (i.e. Nd Nc, or r).237

In a phase II trial by Gomez et al., 49 patients with238

oligometastatic (≤ 3 metastases) non-small cell lung cancer239

(NSCLC) without progression after first-line systemic ther-240

apy were randomized to either maintenance systemic ther-241

apy/surveillance or local consolidative therapy (LCT) to all242

sites of residual disease via surgery or radiotherapy. After243

interim analysis demonstrated a substantial PFS benefit with244

LCT, the trial was closed early and allowed for crossover to245

the LCT arm (14). With additional follow up, and despite246

crossover, LCT was associated with improved OS of 41.2247

months vs 17.0 months (15). We placed this trial in the top248

right subplot of Figure 2, due to the relatively fast growth249

rate of NSCLC, minimal tumor burden (≤ 3 metastases), and250

large Nc using radiotherapy or surgery.251

Scarborough et al. | Revisiting the null bioRχiv | 5

. CC-BY-NC-ND 4.0 International licenseIt is made available under a is the author/funder, who has granted medRxiv a license to display the preprint in perpetuity. (which was not certified by peer review)

The copyright holder for this preprint this version posted August 11, 2020. ; https://doi.org/10.1101/2020.08.10.20172098doi: medRxiv preprint

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The SABR-COMET study was a screening phase II trial252

which randomized 99 patients with oligometastatic disease253

(≤ 5 metastases) of various histologies with a controlled254

primary site to standard palliative therapy with or without255

stereotactic ablative radiotherapy (SABR) to all metastatic256

lesions. The primary endpoint was OS, which was initially257

improved with the addition of SABR from 28 months to 48258

months (18). With additional follow up, results were even259

more substantial with a median OS of 50 months using SABR260

versus 28 months in the control arm (38). As this trial in-261

cludes tumors of many histologies, we cannot place the posi-262

tive results in a single subplot of Figure 2, but doing so post-263

hoc patient by patient would be illustrative.264

In the phase II EORTC 40004 trial, 119 patients with fewer265

than 10 unresectable colorectal liver metastases and no extra-266

hepatic disease were randomized to systemic therapy with or267

without local therapy using RFA (with or without resection).268

Although the primary endpoint of 30 month OS was not met,269

longer follow up led to improved OS with RFA from 40.5270

months to 45.6 months (22). With a relatively slow growing271

tumor sub-type, a large Nd, and a moderate OS benefit, we272

estimated this clinical trial to fall in the bottom left subplot273

of the model’s parameter space found in Figure 2.274

The largest study was Arm H of the STAMPEDE trial,275

which was a phase III trial of 2061 patients with metastatic276

prostate cancer randomized to androgen deprivation therapy277

with or without definitive radiotherapy to the prostate. Pre-278

specified subgroup analysis demonstrated no benefit to the279

addition of prostate radiotherapy among those with a high280

metastatic burden, defined as either visceral metastases or281

≥ 4 bone metastases with ≥ 1 outside of the vertebral bod-282

ies or pelvis. However, in the group of 819 patients with a283

low metastatic burden, radiotherapy to the prostate improved284

three-year OS from 73 percent to 81 %. (25) In relation to285

our model, this is equivalent to assuming that the two groups286

(high and low metastatic burden) have different Nd at the287

time of treatment, but experience the same Nc. It should be288

noted that unlike other trials discussed, local therapy was de-289

livered only to the primary site, but not the metastatic sites,290

suggesting a benefit to cytoreduction. The estimated param-291

eter space position of these two subgroups (high metastatic292

burden and low metastatic burden) is found in the bottom293

right subplot of Figure 2.294

In the ORIOLE trial, patients with metachronous295

oligometastatic prostate cancer with ≤ 3 sites as detected296

by conventional imaging were randomized to surveillance or297

SABR to all sites (19). The primary endpoint was a compos-298

ite of disease progression metrics at 6 months, which was im-299

proved with SABR at 19% versus 61% in the control arm. In-300

terestingly, a subgroup of patients underwent advanced imag-301

ing with PSMA PET, which has demonstrated greater sensi-302

tivity in detecting prostate cancer metastases (putatively low-303

ering Nd) (39). Among those patients where all PSMA PET304

avid sites were treated, the 6 month progression rate was just305

5% compared to 38% in those with untreated sites. This sub-306

group analysis further supports that advanced imaging can307

better identify metastases and treating all sites improves out-308

comes. By utilizing a more sensitive technology in detecting309

(and therefore targeting) metastases, we see that a greater Nc310

increases OS, even if Nd remains the same. We estimate the311

parameter space for this subgroup analysis in the bottom right312

subplot of Figure 2.313

Not all trials have demonstrated benefit to the addition of314

metastasis-directed therapy. For example, RTOG 0937 was a315

phase II study of 86 patients with extensive stage small cell316

lung cancer with at least a partial response to chemotherapy317

and 1-4 extracranial metastases who were randomized to pro-318

phylactic cranial irradiation with or without consolidative ra-319

diotherapy to the chest and all metastatic sites. The primary320

endpoint of one-year OS was not significantly different; 60%321

in the control arm and 51% in the consolidative radiotherapy322

arm (23). This negative result is estimated to be in the top left323

subplot of Figure 2, due to the rapid growth of SCLC. Here,324

this model would have still been useful in predicting the out-325

come of this trial, as a power calculation could demonstrate326

that the noise in the data and small predicted effect size would327

require a much greater sample size to demonstrate a signifi-328

cant change in OS.329

Conclusions330

In this work, we have used a simple exponential model331

of tumor growth to demonstrate why recent improvements in332

metastasis detection and treatment may allow us to reconsider333

the null hypothesis when treating patients with oligometas-334

tases. Specifically, more sensitive techniques to localize335

metastases, as seen with PSMA imaging, allow clinicians to336

increase how many tumor cells are removed, Nc, when con-337

sidering patients at similar stages. When used for surveil-338

lance, these imaging techniques can decrease the size of the339

tumor at treatment, Nd, potentially leading to drastically im-340

proved OS. Next, advancements in the ability to adminis-341

ter local therapy to all sites of disease with surgical resec-342

tion, radiotherapy, and/or ablative procedures such as ra-343

diofrequency ablation (RFA) has allowed for more effective,344

precise eradication of metastatic lesions with less associ-345

ated morbidity. Furthermore, novel immuno- and targeted-346

therapies can likely decrease the growth rate, r, of tumors.347

Finally, it is important to note that the model demonstrated in348

this work is not a perfect representation of tumor growth and349

treatment, as it fails to consider intratumoral heterogeneity,350

metastasis location, and the inherent risks of treatment. How-351

ever, because of its simplicity, this model provides a founda-352

tion exploring the current parameter space, while allowing353

researchers to add complexity as they see fit.354

A mathematical model provides the distinct advantage of355

testing quantitative hypotheses to optimize the treatment of356

patients with oligometastases. Parameter selection regarding357

number of oligometastases, measurements of tumor burden,358

and efficacy of treatment options can be examined with ro-359

bust hypotheses born from simulated results. Additionally,360

with increased translation between the bench and bedside,361

some of model parameters (e.g. r, tumor growth rate) may362

be inferred using serial tumor biopsies, invitro, or insilico363

modeling. Furthermore, Bayesian adaptive clinical trials can364

6 | bioRχiv Scarborough et al. | Revisiting the null

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DRAFT

utilize these results during interim analyses to update the365

prior probability, predicted probability of success, and power366

calculations (40, 41).367

Imaging and therapeutic advancements have provided us368

with the opportunity to revisit the implicit null hypothesis369

when treating patients with oligometastases. This null hy-370

pothesis states that targeting oligometastases does not pro-371

vide life-extending benefit. There are minimal published372

clinical trial results that demonstrate this null hypothesis not373

being rejected; however, this is likely due to publication bias374

where positive results are more likely to be published, not375

simply because this null hypothesis has always been rejected376

(29, 30).377

The clinical trials we discuss have necessarily sought to378

examine the fundamental idea that oligometastatic lesions379

should only be targeted for palliative care. Refuting this null380

hypothesis was crucial, as the earlier state of cancer imaging381

and treatment established that targeting oligometastases ei-382

ther occurred too late or caused too much harm. Yet, as quan-383

titative models of tumor growth and the knowledge of how384

metastatic detection and treatment have evolved, we believe385

that clinical trials can now provide an even greater benefit by386

adjusting the implicit null hypothesis. Instead of demonstrat-387

ing that targeting oligometastases provides benefit compared388

to surveillance or systemic therapy alone, rigorous hypothesis389

can be tested surrounding targeted treatment options, treat-390

ment timing, the sensitivity of imaging detection, and overall391

tumor burden.392

Code Availability393

All code used to create mathematical models and figures in394

this manuscript may be found on GitHub at395

https://github.com/jessicascarborough/oligo-null.396

ACKNOWLEDGEMENTS397

JGS thanks his patients for providing him with motivation to push the boundaries of398

what we know. He would also like to thank the NIH for their support through NIH399

R37CA244613 and their generous Loan Repayment Program and the American400

Cancer Society for the Research Scholar Grant (Award number: 132691-RSG-20-401

096-01-CSM). JAS was supported in part by NIH grant T32 GM007250.402

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Supplementary Information552

Supplementary Fig 1. Change in OS is modulated by tumor growth rate, intervention timing, and intervention efficacy. Top:We plot two illustrative exponential growth curves from equation 1 in black, using a faster (dotted line) and slower (solid line) growthrate, r. The slower growth rate is the same curves shown in Figure 1. At three different time points, we subtract Nc cells from thetwo curves to simulate an oligometastasis-directed intervention, and the tumor continues to grow at the original rate from the new size.These subsequent tumors then grow and eventually intersect an arbitrary threshold cell (a surrogate for maximum tolerated diseaseburden) number (NT - dashed horizontal line). Bottom: We plot two expanded windows of the above plot, showing greater detail ofthe faster (left, dotted) and slower (right, solid) growth curves as they reach Nt. In these plots, we can then determine the change insurvival (vertical black lines). The change in this time represents the ∆tf and ∆ts for each intervention in the fast and slow curves,respectively. Notably, the x-axis for the faster (left, dotted) growth curves accounts for fewer days, despite having the same relativelength as the x-axis for the slower (right, solid) growth curves. This was necessary in order to annotate the smaller ∆tf for the fastergrowth curves.

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