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Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions
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Page 1: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

1/

Residue removal in Cleanroom

Environments

PDA Midwest

Indianapolis

Event

06 Oct 2016

Contamination Control Solutions

Page 2: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

2/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

• STERIS Life Sciences – 4 years

• 24 years experience– R&D: Immunoassay Development &

Monoclonal Antibody development

– Biopharma: Upstream and Downstream

processing, Technical Transfer, Compliance,

Validation

– Solid Dose: Extended release manufacturing

• B.S. in Biochemistry from the University

of Missouri, St. Louis.

BIO – Beth Kroeger

Technical Service Manager

Page 3: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

3/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Overview of Recommended

Practices for Residue Removal in

in the Cleanroom

• Regulatory and GMP expectations

• Residues found in the Cleanroom– Conditions leading to residues

– Typical components of disinfectants & what they

look like in appearance

– Residue types on various substrates

• Residue Removal– Program Recommendations

Page 4: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

4/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Regulatory and GMP

Expectations

• Pharmaceutical Inspection Convention (PIC/S)– Guide to Good Practices for the Preparation of

Medicinal Products in Healthcare Establishments

• Food and Drug Association (FDA ) Guidance

for Industry 2004 – Sterile Drug Products Produced by Aseptic

Processing – current Good Manufacturing Practices)

• USP 38 General Chapter <1072>– Disinfectants and Antiseptics

– Lists contamination of pharma products by

disinfectant

Page 5: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

5/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Regulatory and GMP

Expectations

• Parenteral Drug Association (PDA) – Technical Report 70, Fundamentals of Cleaning

and Disinfection Programs for Aseptic

Manufacturing Facilities • Mentions residue removal as important for inspection

readiness

• Discusses types of cleaning agents

• Defines what is meant by “cleaning” and why necessary

• Describes how to assess frequency

• Section concerning reducing corrosion and deterioration of

surfaces

Page 6: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

6/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Regulatory and GMP

Expectations

• Do I need to rinse?

• 483 observations (2013)– “Your firm does not always keep

laminar flow hoods visually clean of

residue on HEPA filter surfaces and

covering grates……I observed white

and yellow residue on the HEPA

filters…..and in areas up to approx.

eight inches square on the filter…..”

– “I observed white particles on the

floor of the clean room…approximately

two to three millimeters square”

– “I observed splatters of rust and

white colored residue…”

Page 7: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

7/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Why Residues are a

concern

• Efficacy concerns:

– Residues inhibiting Biocides

– Do residues support harbor microbial growth?

– Do residues inhibit preceding actives (rotational

chemistries)?

• Functional Issues:

– Sticky or opaque surfaces due to residues

• Aesthetic Issues:

– Surfaces do not look “clean”

• Safety Issues:

– Transfer (direct and indirect) from surfaces to

manufactured drug products or medical devices

– Personnel safety (slippery, tacky, sticky, etc.)

Page 8: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

8/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Overview of Recommended

Practices for Residue Removal in

in the Cleanroom

• Regulatory and GMP expectations

• Residues found in the Cleanroom– Conditions leading to residues

– Typical components of disinfectants & what they

look like in appearance

– Residue types on various substrates

• Residue Removal– Program Recommendations

Page 9: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

9/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Where does the residue

come from?

• Existing cleanrooms which lack rinsing

program

This is a problem? Why?

We clean the door all the

time…

Page 10: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

10/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Where does the residue

come from?

• Compatibility issues– Different agents in rotation program

– Surface substrates

• Poor cleaning practices

• Drug product/process spills

Page 11: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

11/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Where does the residue

come from?

A 1996 train derailment in Weyauwega spilled 9,000 gallons of sodium hydroxide; the town was evacuated for 17 days.

Page 12: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

12/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Overview of Recommended

Practices for Residue Removal in

in the Cleanroom

• Regulatory and GMP expectations

• Residues found in the Cleanroom– Conditions leading to residues

– Typical components of disinfectants & what they

look like in appearance

– Residue types on various substrates

• Residue Removal– Program Recommendations

Page 13: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

13/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Disinfectant Components

Component Residue Appearance

Water Water spots

SurfactantVery faint yellow to clear, gelatinous and sticky

White solid beads.

Chelants White or pinkish grey solid

Solvent No residue visible

Bases White to tan crystals

Acids Clear glaze with points of precipitates

Builders White powder

AntimicrobialsWhite to yellow

Brown, pinkish tanClear, gelatinous, sticky glaze

OxidantWater spots

No residue visible to white to tan powder or crystals from additives

Dyes Red, yellow, blue, color residues

Page 14: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

14/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Overview of Recommended

Practices for Residue Removal in

in the Cleanroom

• Regulatory and GMP expectations

• Residues found in the Cleanroom– Conditions leading to residues

– Typical components of disinfectants & what they

look like in appearance

– Residue types on various substrates

• Residue Removal– Program Recommendations

Page 15: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

15/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Surface Type and Condition

• Visually smooth

surfaces can be

irregular

• Glass and stainless

steel typically the

least challenging

• Older or damaged

surfaces can be

more challenging

Page 16: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

16/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Residues on Substrates:

Page 17: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

17/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Residues on Substrates:

Desco Quartz Epoxy flooring system, 1.5 years, floors daily with phenolicsand 1/month application of sporicidal agent

Page 18: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

18/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Residues on Substrates:

Low pH phenolic disinfectant at use dilution

High pH phenolic disinfectant at use dilution

Sporicidal agent at use dilution

Page 19: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

19/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Residues on Substrates:

Page 20: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

20/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Residues on Substrates:

Lab testing

• Objective: – Test 4 flooring samples to determine what

conditions prevent staining • Disinfectants/drug product were applied to each of the floor

systems

1 2 3 4

1 – Drug product air dried followed by phenolic disinfectant at use-dilution, air dried

2 – Drug product mixed with phenolic disinfectant at use-dilution then air dried

3 – Drug product mixed with phenolic concentrate, then air dried

4 – Drug product only, air dried

Page 21: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

21/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Residues on Substrates:

Lab testing

• Results:– Oxidative detergent required to clean the surface

• 1-3%, ambient, 1 minute scrub, rinse

– Cleaning agents left surface tacky

– After cycles of 3 applications of residues/cleaning, 2

of the 4 floor samples showed yellow stains

– Drug product mixed with concentrated cleaner was

more difficult to remove

• Take home: – Evaluate residue interaction with disinfectant

– Careful use of concentrated disinfectants

– Evaluate “cleaning” capability of rinse agent chosen

Page 22: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

22/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Overview of Recommended

Practices for Residue Removal in

in the Cleanroom

• Regulatory and GMP expectations

• Residues found in the Cleanroom– Conditions leading to residues

– Typical components of disinfectants & what they

look like in appearance

– Residue types on various substrates

• Residue Removal– Program Recommendations

Page 23: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

23/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Program Recommendations

• Incorporate rinse/cleaning into cleaning and

disinfection program– Nondestructive mechanical action to remove

contqaminants and residue

– In addition to sanitizers, disinfectants or sporicides

Page 24: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

24/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Program

Recommendations

• How often to clean??? – Environmental cleaning frequency determined by:

• ISO Classification of area

• Activity level in area or use

• Environmental monitoring feedback

• Type of process being performed & equipment used

• Substrates

• Visual observation

Page 25: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

25/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Program Recommendations:

Rinsing Options

• Guidance USP 38 <1072>– 70% IPA or Water for Injection

– Cleaners (Acidic, Neutral, Basic)

• . PDA tech report 70– Water, organic solvent, commodity chemical

diluted in water and formulated detergent diluted in

water.

– Ideal cleaning agent formulated with surfactant

system to release particles, residues and other

foreign materials.

Page 26: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

26/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Use of water (WFI)

• Advantages– Safest to use

– Leaves no additional residues

• Disadvantages– May be less effective in removing residues

– Leaves surface wet with (perhaps) no antimicrobial

residues to inhibit growth while wet

Page 27: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

27/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Use of 70% IPA

• Advantages:– May be more effective is dissolving residues

– Leaves no additional residue

– Provides antimicrobial activity

– Leaves surface dry

• Disadvantages– Flammability

– Personnel exposure (i.e. Short Term Exposure

Limits – STEL)

– Not desirable in areas in which TOC or particulate

monitoring is being conducted

Page 28: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

28/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Use of a Formulated

Cleaner

• Advantages– May be more effective in dissolving or emulsifying

residues

– Relatively safe

• Disadvantages– Will leave a residue itself

– Issues with proper dilution

Page 29: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

29/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Program Recommendations:

Rinsing Options

• Heavy Residue Removal

– May require laboratory evaluation

– Details of contamination program and current

rinsing program required & critical

– Formulated detergent or another detergent may be

required

– Once cleanroom surface has been returned to a

“clean state”, implement the routine rinsing

procedure as maintenance

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Program Recommendations:

Rinsing Options

Cleaning AgentPercent Residue Remaining on Stainless Steel Coupon

After Removal Techniques of:

Immersion: Wiping: Spraying: Flooding: Average

Acidic Cleaner 12.3 4.6 34.3 2.1 13.3

Alkaline Cleaner 3.8 9.6 8.3 2.7 6.1

Neutral Cleaner 1.7 8.6 11.1 3.9 6.3

IPA, 70% 10.2 12.0 27.7 4.6 13.6

Direct Q Water 7.8 11.1 31.5 4.4 13.7

Average % 7.2 9.2 22.6 3.5 n/a

Note: Process cleaners will leave a residue and may need to be rinsed after use

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31/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Contamination Control

Program Recommendation

• Build up on Vinyl, Epoxy or Terrazzo Floors– WFI

– Acidic, Basic, or Neutral Cleaners

• Build up on Stainless Steel & Equipment– 70% IPA

– WFI

• Build up of phenolics on Lexan or Vinyl

Curtains– 70% IPA

– Acidic Cleaners

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32/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Contamination Control

Program Recommendation

•For clean rooms we still recommend– Disinfectant Rotation

• Phenols or Quats on monthly basis (never a phenol and a

quat)

– Sterilant use routinely based on environmental

data

– Rinsing on a routine basis• Not necessarily daily, but SOPs should include

weekly/monthly rinsing with IPA or water

– Evaluate cleanability of heavy residues

Page 33: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

36/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

• USP 38 <1072> Disinfectants and Antiseptics

• Annex 1 (2008) and MHRA Orange Guide (2014)

• FDA Aseptic Processing Guide (2004)

• FDA, MHRA, HPRA, CFDA, French and Japanese, & EMA

Expectations

• Industry Articles (Ex. Scott Sutton, Jose Martinez, Richard

Prince, Rebecca Smith)

• PDA Cleaning and Disinfection TR70 (2015)

• The CDC Handbook - A Guide to Cleaning & Disinfecting

Cleanrooms (Tim Sandle 2012)

• A Guide to Disinfectants and their use in the Pharmaceutical

Industry (Pharmig 2006)

• USP 38 <1116> Microbiological Control and Monitoring of

Aseptic Processing Environments

References

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Thank you for your attention!

Page 35: Residue removal in Cleanroom Environments - PDA …€¦ · Residue removal in Cleanroom Environments PDA Midwest Indianapolis Event 06 Oct 2016 Contamination Control Solutions. ...

38/Copyright © 2014 STERIS Corporations. All Rights Reserved. CONFIDENTIAL and PROPRIETARY to STERIS Corporation

Contact Information

Beth Kroeger

• Technical Service Manager

• STERIS Corporation | Life Sciences

• Mobile: 314.568.7774

• E-Mail: [email protected]

• Web: www.sterislifesciences.com