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RESERVOIR ANALYSIS USING INTERMEDIATE FREQUENCY EXCITATION a dissertation submitted to the department of petroleum engineering and the committee on graduate studies of stanford university in partial fulfillment of the requirements for the degree of doctor of philosophy By Yan Pan August 1999
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RESERVOIR ANALYSIS USING INTERMEDIATE ...Dr. Khalid Aziz I certify that I have read this thesis and that in my opin-ion it is fully adequate, in scope and in quality, as a dissertation

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  • RESERVOIR ANALYSIS USING INTERMEDIATE

    FREQUENCY EXCITATION

    a dissertation

    submitted to the department of petroleum engineering

    and the committee on graduate studies

    of stanford university

    in partial fulfillment of the requirements

    for the degree of

    doctor of philosophy

    By

    Yan Pan

    August 1999

  • c© Copyright by Yan Pan 1999All Rights Reserved

    ii

  • I certify that I have read this thesis and that in my opin-

    ion it is fully adequate, in scope and in quality, as a

    dissertation for the degree of Doctor of Philosophy.

    Dr. Roland N. Horne(Principal Advisor)

    I certify that I have read this thesis and that in my opin-

    ion it is fully adequate, in scope and in quality, as a

    dissertation for the degree of Doctor of Philosophy.

    Dr. Khalid Aziz

    I certify that I have read this thesis and that in my opin-

    ion it is fully adequate, in scope and in quality, as a

    dissertation for the degree of Doctor of Philosophy.

    Dr. Thomas A. Hewett

    Approved for the University Committee on Graduate

    Studies:

    iii

  • Acknowledgements

    I would like to thank my research advisor Professor Roland N. Horne for his constant

    support, encouragement and guidance during the course of this study. Professor

    Horne is always available to answer my questions, or to help me in finding the right

    path to the answers. When I felt depressed because of some unsuccessful strugglings,

    Professor Horne kept his belief in my ability of solving problems and encouraged me

    to overcome the difficulties eventually. I could not have finished this research project

    without Professor Horne’s guidance and encouragement.

    Sincere thanks are due to my friends, Jing Wan, Suwat Athichanagorn, Erik Skjetne,

    Hongkai Zhao for generously providing valuable ideas and techniques for this research.

    I would like to express my special appreciation to my boyfriend, Jorge Landa, for

    his love, kindness, patience and constant spiritual and academic support. I always

    benefit from his generosity of intelligence and experiences.

    I would like to thank my family for their love and support. I am lucky to be able to

    stay in a warm and comfortable home with my family while I am pursuing the degree

    of PhD. My gratitude is endless to my parents, Zhengpu Pan and Ruyuan Zhang,

    and to my brother Lei Pan.

    Financial support from the members of the SUPRI-D Research Consortium on In-

    novation in Well Testing, the Department of Petroleum Engineering, and Chevron

    Scholarship Program is gratefully acknowledged.

    iv

  • Abstract

    This study investigated mathematical models to describe the motion of fluids in

    porous media, and applied these models to harmonic well testing at intermediate

    frequencies. The purpose was to examine the possibility of obtaining more informa-

    tion about reservoirs than can be usually derived in conventional well testing (low

    frequency excitation) and seismic data processing (high frequency excitation). The

    problem of fluid flow in the pores or small channels of a periodic elastic solid matrix

    was studied at pore scale, and the homogenization technique was applied to predict

    the macroscopic behavior of reservoirs.

    The theoretical analysis and the numerical results show that the responses of a porous

    medium to harmonic perturbations depend on the parameters of the pore structure,

    the properties of fluid and solid and the frequencies of the excitation signals. The

    effective parameters, such as dynamic permeability and porosity, are also functions of

    perturbation frequencies. From the investigation of the coupling effects of fluid and

    solid motions, it seems that the elastic solid vibration has positive impact on fluid

    flow under harmonic perturbations of intermediate frequencies, which may provide a

    potential new technique for stimulation of oil production.

    Based on the homogenization study, five separate characteristic macroscopic model

    were identified according to the relation between a length scale parameter and a prop-

    erty contrast number. These five models can be used to interpret the corresponding

    responses of a reservoir. It is possible to infer the effective parameters of porous

    media, such as porosity and fracture density, by analyzing the diphasic macroscopic

    v

  • response to cyclic excitation at various frequencies.

    vi

  • Contents

    Acknowledgements iv

    Abstract v

    1 Introduction 1

    1.1 Statement of the Problem . . . . . . . . . . . . . . . . . . . . . . . . 1

    1.2 Literature Review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

    1.3 Outline of Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . 11

    2 Homogenization Techniques 16

    2.1 Acoustics of an Empty Porous Medium . . . . . . . . . . . . . . . . . 18

    2.1.1 Local Description . . . . . . . . . . . . . . . . . . . . . . . . . 18

    2.1.2 Macroscopic Description . . . . . . . . . . . . . . . . . . . . . 20

    2.2 A Prior Estimate for Saturated Porous Media . . . . . . . . . . . . . 23

    2.3 Local Description of Saturated Porous Media . . . . . . . . . . . . . . 25

    2.4 Acoustics of a Fluid in a Rigid Porous Medium . . . . . . . . . . . . 27

    2.5 Diphasic Macroscopic Behavior . . . . . . . . . . . . . . . . . . . . . 29

    2.6 Monophasic Elastic Macroscopic Behavior . . . . . . . . . . . . . . . 36

    2.7 Monophasic Viscoelastic Macroscopic Behavior . . . . . . . . . . . . . 37

    3 Mathematical Model 41

    3.1 Pore-Scale Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41

    3.1.1 Motion of Elastic Solid . . . . . . . . . . . . . . . . . . . . . . 43

    3.1.2 Fluid Flow in Elastic Channel . . . . . . . . . . . . . . . . . . 44

    vii

  • 3.2 Macroscopic Behavior . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

    3.2.1 Acoustics of Empty Channels . . . . . . . . . . . . . . . . . . 54

    3.2.2 Acoustics of a Fluid in a Rigid Channel . . . . . . . . . . . . . 59

    3.2.3 Diphasic Macroscopic Behavior . . . . . . . . . . . . . . . . . 63

    3.2.4 Monophasic Elastic Behavior . . . . . . . . . . . . . . . . . . . 70

    3.2.5 Monophasic Viscoelastic Behavior . . . . . . . . . . . . . . . . 75

    3.3 Relation to Existing Theories . . . . . . . . . . . . . . . . . . . . . . 75

    3.3.1 Darcy’s Law . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75

    3.3.2 Telegrapher’s Equation . . . . . . . . . . . . . . . . . . . . . . 76

    3.3.3 Biot’s Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . 78

    4 Numerical Methods 82

    4.1 Program Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82

    4.2 Finite Element Method for Elasticity . . . . . . . . . . . . . . . . . . 82

    4.2.1 Strong Form . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82

    4.2.2 Variational Form . . . . . . . . . . . . . . . . . . . . . . . . . 84

    4.2.3 Galerkin Formulation . . . . . . . . . . . . . . . . . . . . . . . 85

    4.2.4 Matrix Equations . . . . . . . . . . . . . . . . . . . . . . . . . 86

    4.2.5 Bossak’s Algorithm for Structural Dynamics . . . . . . . . . . 88

    4.2.6 Bilinear Quadrilateral Element . . . . . . . . . . . . . . . . . 90

    4.2.7 Element Matrices and Force . . . . . . . . . . . . . . . . . . . 93

    4.2.8 Gaussian Quadrature Numerical Integration . . . . . . . . . . 95

    4.3 Finite Difference Method for Fluid Flow . . . . . . . . . . . . . . . . 97

    4.3.1 Discretized Governing Equations . . . . . . . . . . . . . . . . 97

    4.3.2 Treatment of Velocity-Pressure Linkage . . . . . . . . . . . . . 99

    4.3.3 Procedure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100

    5 Analysis of Results 102

    5.1 Hagen-Poiseuille Flow in Elastic Channels . . . . . . . . . . . . . . . 102

    5.1.1 Effect of Initial Porosity . . . . . . . . . . . . . . . . . . . . . 103

    5.1.2 Effect of Reynolds Number . . . . . . . . . . . . . . . . . . . . 106

    5.1.3 Effect of P-Wave Velocity . . . . . . . . . . . . . . . . . . . . 106

    viii

  • 5.1.4 Effect of Poisson’s Ratio . . . . . . . . . . . . . . . . . . . . . 108

    5.1.5 Effect of Density Ratio . . . . . . . . . . . . . . . . . . . . . . 108

    5.1.6 Effect of Channel Tortuosity . . . . . . . . . . . . . . . . . . . 109

    5.2 Harmonic Motion of Fluid in Rigid Channels . . . . . . . . . . . . . . 112

    5.3 Harmonic Motion of Fluid in Elastic Channels . . . . . . . . . . . . . 115

    5.3.1 Effects of Frequency on Fluid Motion . . . . . . . . . . . . . . 126

    5.3.2 Effect of Initial Porosity on Fluid Motion . . . . . . . . . . . . 126

    5.3.3 Resonant Behavior . . . . . . . . . . . . . . . . . . . . . . . . 127

    6 Applications 132

    6.1 Selection of Macroscopic Models . . . . . . . . . . . . . . . . . . . . . 132

    6.2 Inference of Fracture Density From Pulse Decay Test . . . . . . . . . 134

    6.3 Inference of Porosity From Harmonic Test . . . . . . . . . . . . . . . 135

    6.4 Optimal Frequency Range for Stimulation of Oil Production . . . . . 137

    6.5 Benefit to Environment . . . . . . . . . . . . . . . . . . . . . . . . . . 140

    6.6 Attenuation of Signals . . . . . . . . . . . . . . . . . . . . . . . . . . 140

    7 Conclusions 142

    Nomenclature 144

    References 147

    Appendix 156

    A Computer Programs 157

    A.1 General Instructions . . . . . . . . . . . . . . . . . . . . . . . . . . . 157

    A.2 Files in makefile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158

    A.3 Data Files . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159

    A.3.1 Input Data File . . . . . . . . . . . . . . . . . . . . . . . . . . 159

    A.3.2 Output Data Files . . . . . . . . . . . . . . . . . . . . . . . . 161

    A.4 .gps Files for Plots . . . . . . . . . . . . . . . . . . . . . . . . . . . . 161

    ix

  • List of Tables

    4.1 Nodal Coordinates in ξ-space . . . . . . . . . . . . . . . . . . . . . . 91

    4.2 Integration Point Indices . . . . . . . . . . . . . . . . . . . . . . . . . 96

    4.3 Variable, Parameter and Source Term . . . . . . . . . . . . . . . . . . 98

    4.4 Source Terms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99

    5.1 Natural Frequencies of Solid Matrix . . . . . . . . . . . . . . . . . . . 129

    6.1 Selection of Macroscopic Models . . . . . . . . . . . . . . . . . . . . . 133

    x

  • List of Figures

    1.1 A Periodic Porous Medium . . . . . . . . . . . . . . . . . . . . . . . . 12

    1.2 Homogenization Procedure . . . . . . . . . . . . . . . . . . . . . . . . 14

    2.1 Periodic Unit Cell of the Porous Media . . . . . . . . . . . . . . . . . 17

    3.1 Pore-Scale Problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42

    3.2 One-Dimensional Model . . . . . . . . . . . . . . . . . . . . . . . . . 45

    3.3 Coordinate System for Macroscopic Behavior Analysis . . . . . . . . . 57

    4.1 Program Structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

    4.2 Solid Problem Domain . . . . . . . . . . . . . . . . . . . . . . . . . . 84

    4.3 Bilinear Quadrilateral Element Domain . . . . . . . . . . . . . . . . . 90

    4.4 Block-Centered Grid . . . . . . . . . . . . . . . . . . . . . . . . . . . 98

    5.1 Hagen-Poiseuille Flow φc = 0.25 - Example 1 . . . . . . . . . . . . . . 104

    5.2 Hagen-Poiseuille Flow φc = 0.60 - Example 2 . . . . . . . . . . . . . . 105

    5.3 Effect of Elasticity at Different Initial Porosity . . . . . . . . . . . . . 106

    5.4 Effect of Reynolds Number . . . . . . . . . . . . . . . . . . . . . . . . 107

    5.5 Effect of P-Wave Velocity of Solid . . . . . . . . . . . . . . . . . . . . 107

    5.6 Effect of Poisson’s Ratio . . . . . . . . . . . . . . . . . . . . . . . . . 108

    5.7 Effect of Density Ratio . . . . . . . . . . . . . . . . . . . . . . . . . . 109

    5.8 Hagen-Poiseuille Flow g(x) = 0.1 sin(2πx/xl) - Example 3 . . . . . . . 110

    5.9 Effect of Channel Tortuosity . . . . . . . . . . . . . . . . . . . . . . . 111

    5.10 Response of a Fluid in a Rigid Channel to Harmonic Perturbation . . 113

    5.11 Phase Map of Fluid Motion in a Rigid Channel . . . . . . . . . . . . 113

    xi

  • 5.12 Effects of Perturbation Signal Frequency - Model II . . . . . . . . . . 114

    5.13 Harmonic Motion of Fluid in Elastic Channels - Example 4 . . . . . . 116

    5.14 Normalized Maps of Solid Displacements - Example 4 . . . . . . . . . 117

    5.15 Harmonic Motion of Fluid in Elastic Channels - Example 5 . . . . . . 118

    5.16 Phase Maps - Example 5 . . . . . . . . . . . . . . . . . . . . . . . . . 120

    5.17 Normalized Maps of Solid Displacements - Example 5 . . . . . . . . . 120

    5.18 Harmonic Motion of Fluid in Elastic Channels - Example 6 . . . . . . 121

    5.19 Phase Maps - Example 6 . . . . . . . . . . . . . . . . . . . . . . . . . 123

    5.20 Normalized Maps of Solid Displacements - Example 6 . . . . . . . . . 123

    5.21 Harmonic Motion of Fluid in Elastic Channels - Example 7 . . . . . . 124

    5.22 Phase Maps - Example 7 . . . . . . . . . . . . . . . . . . . . . . . . . 125

    5.23 Normalized Maps of Solid Displacements - Example 7 . . . . . . . . . 125

    5.24 Effects of Perturbation Frequency on Fluid Motion in Elastic Channels 126

    5.25 Effect of Initial Porosity on Fluid Motion in Elastic Channels . . . . . 127

    5.26 Effects of Perturbation Frequency on Fluid and Solid Motions . . . . 130

    5.27 Effects of Perturbation Frequency on Fluid and Solid Motions . . . . 131

    6.1 Setup of Pulse Decay Test . . . . . . . . . . . . . . . . . . . . . . . . 134

    6.2 Pressure Transient Responses in Pulse Decay Test . . . . . . . . . . . 136

    6.3 Relation Between Vibration Frequency and Fracture Density . . . . . 137

    6.4 Optimal Frequencies for Stimulation . . . . . . . . . . . . . . . . . . 138

    xii

  • Chapter 1

    Introduction

    1.1 Statement of the Problem

    In petroleum engineering and hydrology, well testing is used to investigate the prop-

    erties (permeability, porosity, etc.) of reservoirs. Normally the transient change of

    pressure in the porous medium during conventional well testing is described by the

    diffusion equation. This equation neglects the inertial effects on the fluid flow which

    in some cases are important. On the other hand, seismic data used in geophysics pro-

    vide other types of information about the rocks, such as compression and shear wave

    velocities, reflection and transmission coefficients, dry and saturated elastic moduli,

    etc.. The underlying mechanism is the acoustic propagation of high frequency signals,

    which can be described by the wave equation. In fact, the motion of fluids and solids

    in porous media is a complicated nonlinear process which involves the two-phase cou-

    pling of fluid and solid, which may be approximated as a diffusion process or a wave

    propagation only under certain conditions. If a new test could be designed to measure

    signals propagating at an intermediate frequency higher than the pressure pulse yet

    lower than the high frequency seismic signals, it may be possible to determine addi-

    tional reservoir information beyond that usually derived from well testing or seismic

    data processing.

    The effects of fluid and solid two-phase coupling can be observed in many natural

    1

  • CHAPTER 1. INTRODUCTION 2

    phenomena. One of the early observations of periodic tidal effects on fluid accumula-

    tions in porous strata in the earth can be dated back more than one hundred years.

    This phenomenon is a result of the relative displacement of the particles composing

    a celestial body caused by the gravitational attraction between the sun, moon and

    the earth. In petroleum reservoirs, observations accumulated during the last 40 years

    suggest that seismic waves generated from earthquakes and cultural noise may alter

    water and oil production. It has also been observed in some laboratory measure-

    ments and field applications that imposing harmonic signals into cores or reservoirs

    sometimes may induce higher fluid flow rate. The mechanism of these phenomena is

    still unclear and the observations themselves are not unambiguous. This study will

    investigate this problem and seek a theoretical explanation of such a phenomenon. If

    true, this mechanism may provide a potential new technique for enhanced oil recovery.

    Fluid flow in the reservoir is a two-scale problem. The small scale involves fluid

    flow in the pores and small channels. The larger scale macroscopic behavior of the

    reservoir can be observed in well testing and seismic data processing. The macro-

    scopic response to harmonic signals depends on the pore structure, the fluid and solid

    properties and the signal frequency. It is not appropriate to apply Darcy’s law to

    both scales without first analyzing the individual problem. For each particular case,

    a corresponding macroscopic model has to be chosen to describe the large scale be-

    havior of the reservoir according to the scale of two characteristic parameters: one

    permeability related length-scale ratio and one property contrast number. Special

    attention has to be paid to a finely heterogeneous medium to determine whether an

    equivalent macroscopic description exists. These mathematical treatments not only

    clarify on which assumptions a macroscopic law is based, but also allow development

    of techniques that can be applied to similar and related problems. The homogeniza-

    tion approach provides better understanding of the influence of the structure of the

    porous media and of the concepts of effective permeability and other macroscopic

    properties. Therefore this study uses the homogenization procedure to study the

    two-scale problem and apply the results to reservoir characterization.

  • CHAPTER 1. INTRODUCTION 3

    1.2 Literature Review

    The modification of Darcy’s law to include momentum balance for steady single phase

    flow through porous media has been discussed for many years. There have been sev-

    eral different approaches to derive more accurate equations to describe the motion of

    fluids in porous media. Forchheimer (1901) suggested adding terms of higher order

    in the velocity. Klinkenberg (1941) demonstrated that the permeability coefficient in

    Darcy’s law depends on the absolute pressure or, alternatively, on the density field.

    Oroveanu and Pascal (1959) noted that the time derivative of the momentum density

    must be included in the equations of motion, their differential equation for pressure

    is commonly known as the Telegrapher’s equation. Slattery (1963) presented an ex-

    tension of Darcy’s law to unsteady state flow in anisotropic media. Slattery (1966)

    discussed local volume-averaging of the equations of continuity and of momentum

    balance. Foster, McMillen and Odeh (1967) proposed complete equations of average

    linear momentum balance for a single-phase fluid in an incompressible homogeneous,

    porous medium, and demonstrated that for transient flow of compressible Newto-

    nian fluid, the space-time description of the pressure is determined with the lowest

    approximation by the Telegrapher’s equation. Foster, McMillen and Wallick (1968)

    performed an experimental study with a perfect gas in a porous medium, and derived

    an approximate nonlinear description of the space-time behavior of a small propa-

    gating pressure pulse. Odeh and McMillen (1972) did theoretical research on the

    diffusion equation and performed experimental work on pulse propagation in linear

    cores saturated with air. Due to the technical limitation at that time, these ideas

    were not explored in any detail, and no reservoir testing procedure was proposed.

    The theory of acoustic propagation in fluid-saturated porous media was developed

    by Biot (1956, 1962). Since then the model has been extended and applied widely in

    geophysics. Bonnet (1987) reviewed some extensions of Biot equations and derived

    the complete basic singular solution in the frequency domain for dynamic poroelastic-

    ity problems in analogy with thermoelasticity. Depollier, Allard and Lauriks (1988)

    compared the equations of continuity of the models traditionally used to predict the

  • CHAPTER 1. INTRODUCTION 4

    acoustical properties of sound-absorbing materials to simplified expressions obtained

    from the Biot model, and pointed out the inconsistencies in traditional models. Nor-

    ris (1992) explored the analogy between the equations of static poroelasticity and

    the equations of thermoelasticity including entropy, and discussed the method of de-

    termining the effective parameters in an inhomogeneous poroelastic medium using

    known results from the literature on the effective thermal expansion coefficient and

    the effective heat capacity of a disordered thermoelastic continuum. Zimmerman and

    Stern (1994) derived the pressure-solid displacement form of the harmonic equations

    of motion for a poroelastic solid from the form of equations originally proposed by

    Biot. The analytical solutions for several basic problems were presented. Dai, Vafidis

    and Kanasewich (1995) considered Biot’s hyperbolic system and developed a particle

    velocity-stress, finite-difference method for the simulation of wave propagation in two-

    dimensional heterogeneous poroelastic media. Abousleiman, Bai and Roegiers (1995)

    studied the effects of fluid flow coupled with displacements in and around pressurized

    tunnels in fractured formations using Biot’s theory. Chen, Harstad and Teufel (1996)

    followed Biot’s theory and extended the conventional fluid-flow dual-porosity for-

    mulations to a coupled fluid-flow-geomechanics model. Interpolation of pore volume

    compressibilities and the associated effective stress laws were identified to be the most

    critical coupling considerations. Abousleiman et al. (1996) addressed the phenomena

    of mechanical creep and deformation in rock formations coupled with the hydraulic

    effects of fluid flow. The theory was based on Biot’s poroelasticity, generalized to

    encompass viscoelastic effects through the correspondence principle. Atkinson and

    Craster (1996) studied a porous elastic material with an isotropic elastic response,

    but highly anisotropic permeability. It was shown that for a crack with impermeable

    faces and oriented to be parallel to the fluid flow direction, the highly anisotropic

    results were good approximations to those found for a material with isotropic per-

    meability. Chen (1996) presented a purely poroelastodynamic Boundary Element

    Method formulation in the Laplace domain, and solved the transient response of a

    long cylindrical cavity in a poroelastic medium under different boundary conditions

    and the transient response of a fluid-saturated porous half-space to a sudden strip

    load on the surface. De Campos and Neto (1996) implemented the direct Boundary

  • CHAPTER 1. INTRODUCTION 5

    Element Method to analyze the poroelastic effects on two linear quasistatic elasticity

    problems, namely the infinite plate with a circular hole and the thick walled cylinder.

    Cui et al (1996) investigated the classical Mandel’s problem, which demonstrated

    the existence of a nonmonotonic pressure response for a saturated porous medium

    subject to constant external loading, with an extension to transversely isotropic case,

    and explored the problem of an inclined borehole using the finite element equations

    for incrementally nonlinear anisotropic poroelasticity. Ochs, Chen and Teufel (1997)

    examined the flow-induced rock-stress responses to the transient fluid-pressure for

    a well with a stationary vertical fracture within the framework of Biot’s theory of

    poroelasticity.

    Investigation of the diffusion model and other related models by using field data and

    experimental measurements is important. Some field testing and laboratory work

    using pulse pressure or harmonic signals have been done to estimate the permeabili-

    ties and other properties of the porous media. It appears that harmonic testing may

    be superior to conventional well testing in some cases. Crosnier, Fras and Jouanna

    (1985) applied harmonic techniques to a physical laboratory model simulating frac-

    tured media, and proposed a mathematical method to determine the parameters, such

    as the number of sets of cracks and the different thickness of each set, from the spec-

    tral signatures. The comparison between theory and laboratory tests showed a good

    fit in the medium range of frequencies. Saeedi and Standen (1987) designed a layer

    pulse test and implemented and analyzed it in a pinnacle reef in Alberta. Charlaix

    et al. (1988a, 1991) did a series of experimental studies on hydrodynamic dispersion

    in networks of capillaries. Charlaix et al. (1988b, 1992) used harmonic techniques in

    experiments to study the dynamics of fluid flow in capillaries. The dynamic perme-

    ability was measured at a frequency range of 0.1 Hz to 1 kHz. Gilicz (1991) applied

    the pulse-decay technique for radial cores. Kamath, Boyer and Nakagawa (1992)

    developed analytical methods and an experimental framework for obtaining and in-

    terpreting the time dependence of pressure response to an initial disturbance, and

    demonstrated that the effective permeability calculated from an interference pressure

    transient test could be a function of the direction of the pressure disturbance, and

  • CHAPTER 1. INTRODUCTION 6

    could differ significantly from the effective steady state value. Rigord, Caristan and

    Hulin (1993) presented an experimental study and a model of the diffusion of sinu-

    soidal pressure waves through porous media, and showed that measurements of the

    hydraulic admittance in the sine wave mode allow us to probe the structure of porous

    samples with an adjustable investigation depth depending on the frequency. Rigord,

    Charlaix and Petit (1996) measured the dynamic viscosity and shear modulus on

    suspension of non-Brownian hard spheres subjected to an oscillating flow in a tube

    at the frequency range of 0.1 Hz to 80 Hz. Rashidi et al. (1996) studied chemical

    flow and transport in an experimental porous medium. The microscopic medium

    geometry, velocity and concentration field, dispersive solute fluxes and reasonable es-

    timates of a representative elementary volume (REV) for the porous medium were

    obtained. Chin and Proett (1997) invented the reservoir description tester (RDT)

    and provided a method to determine geologic formation properties using phase shift

    periodic pressure pulse testing. The spherical transient flow model used to evaluate

    the test results was further discussed by Skinner et al. (1997) and Proett and Chin

    (1998). Most of these laboratory studies were based on traditional theories of fluid

    flow in porous media. Few experiments were performed to investigate approaches

    other than the diffusion process.

    Harmonic techniques have also been used in numerical studies. Ni (1988) analyzed the

    one-dimensional nonlinear oscillations of an ideal gas in a pipe due to a periodically

    varying pressure perturbation. Ganiev, Petrov and Ukrainskii (1990) examined the

    steady-state oscillations of a simple model of a well face region, which is a straight

    circular cylindrical channel filled with fluid. Oscillations were caused by harmonic

    pressure perturbation at the end of the channel connected with the well face. The

    model was based on Biot’s theory. The results showed that the principal resonant

    frequency only depends weakly on parameters of the porous solid and strongly on

    channel length. Rosa and Horne (1991) formulated a mathematical model for the

    pressure behavior due to sinusoidal flow rates in reservoirs with continuously varying

    radial permeability distributions. The solution was obtained by the application of

  • CHAPTER 1. INTRODUCTION 7

    a regular perturbation analysis and a correlation between the radius of cyclic influ-

    ence and the frequency of a sinusoidal flow rate. Only pressure diffusion behavior

    was considered. Siginer and Valenzuela-Rendón (1995) investigated the unsteady

    nonviscometric motion of a memory integral fluid of order three in a rigid, circular,

    straight tube. The parametric studies of the longitudinal oscillatory velocity field

    and the change in mass transport were presented for a range of liquids and driving

    conditions. The results showed that elasticity of the fluid tends to increase the lon-

    gitudinal steady velocity if driven by longitudinal waves, but elasticity of the fluid

    tends to decrease the enhancement in the case of transversal waves. Bernabé (1997)

    calculated the dynamic permeability of heterogeneous networks of cracks, tubes and

    spheres by simulating the harmonic flow of an interstitial fluid for a wide range of

    frequencies. The frequency dependence of the real and imaginary parts of the per-

    meability showed a transition from viscous macroscopic flow at low frequencies to

    inertial flow at high frequencies. Buschmann (1997) developed a two-stage numerical

    method to represent harmonic response functions from creep and stress-relaxation

    tests for linear viscoelastic materials.

    The analysis of reservoir responses to earth tides is one of the early studies of fluid

    and solid two-phase coupling effects on fluid flow in porous media. Arditty and

    Ramey (1978) derived an expression for the pressure induced at the borehole by a

    periodic tidal stress. Hemala and Balnaves (1986) provided an overview of analyt-

    ical interpretation of tidal effects from a petroleum engineering point of view and

    proposed the application of the phase shift of ocean tide effects to estimate reservoir

    heterogeneities. Dean et al. (1991) introduced a method to monitor compaction and

    compressibility changes in offshore chalk reservoirs by measuring formation pressure

    variations caused by the sea tide. Pinilla et al. (1997) presented a model to describe

    the oceanic tidal effects on an infinite reservoir by coupling geomechanic principles

    with fluid flow equations in a deformable porous media. At the microscopic scale or

    pore scale, the two-phase coupling effects are often studied by analyzing the fluid flow

    in deformable tubes or small channels. Padmanabhan and Pedley (1987) analyzed the

  • CHAPTER 1. INTRODUCTION 8

    steady streaming generated in an infinite elliptical tube containing a viscous, incom-

    pressible fluid when the boundary oscillates in such a way that the area and ellipticity

    of the cross-section vary with time but remain independent of the longitudinal coor-

    dinate. Ganiev et al. (1986) analyzed the linear stability of viscous incompressible

    flow in a circular viscoelastic tube and demonstrated that the Poiseuille flow in an

    elastic tube with respect to infinitesimal axisymmetric perturbations can be unstable.

    Ganiev et al. (1988a, 1988b) further considered disturbances with different azimuthal

    wave numbers and small arbitrary three-dimensional perturbations and analyzed the

    flow stability over a broad interval of values of the elasticity parameter. Ganiev et

    al. (1989) studied the wave mechanism of the fluid motion acceleration in capillar-

    ies and porous media and observed that small-scale pulsation of the pressure and

    velocity may lead to the appearance of unidirectional flows with velocities substan-

    tially exceeding the filtration velocities. Ganiev and Ukrainskii (1992) investigated

    the bifurcation problem near the neutral curves constructed for Poiseuille flow in a

    compliant pipe. The bifurcated self-excited oscillation modes were determined, and

    the effects of Reynolds number, the compliance and internal viscosity of the pipe ma-

    terial was analyzed. These studies assumed that the motions of the tube walls follow

    the couple-stress theory of thin shells. In biomechanics, a similar phenomenon has

    been studied by analyzing blood flow in elastic arteries. Hughes and Lubliner (1973)

    developed a theory of one-dimensional flow through distensible tubes with perme-

    able walls. Reuderink et al. (1989) evaluated the accuracy of nonlinear and linear

    one-dimensional models in describing pulse wave propagation in a uniform cylindrical

    viscoelastic tube at 1 Hz. The calculations were compared with experimental results.

    Dutta et al. (1992) simulated numerically the oscillatory and pulsatile flows of New-

    tonian fluids in straight elastic tubes, and indicated that the flow field and associated

    wall shear stress are extremely sensitive to the phase angle between oscillatory pres-

    sure and flow waves. Wang and Tarbell (1995) further considered the nonlinear effects

    on the amplitude of the wall shear rate, on the amplitude of the pressure gradient,

    and on the mean velocity profile, and developed a perturbation solution. There are

    also studies on how the flow of body fluid influences the mechanical properties of

    bones. Lim and Hong (1994) obtained a uniaxial poroelastic model to investigate the

  • CHAPTER 1. INTRODUCTION 9

    mechanics of trabecular bone. Pore pressure and total stress in response to the given

    strain input were predicted to vary as a function of intrinsic properties of trabecular

    bone, such as permeability and Skempton’s coefficient. These results suggest that the

    body fluid in the bone may play a significant role in enhancing the the mechanical

    properties of trabecular bone. Mak et al. (1997) developed a finite element model to

    study the contributions from various hierarchical flow channels in bone. Cortical bone

    was modeled as a fully hydrated biphasic poroelastic material with a superposing net-

    work of one-dimensional channels radiating from the Haversian canals. The model

    was subjected to stress fields simulating uniform compression and pure bending. The

    effects of the interfacial permeability and the solid content within the channels on the

    drag forces in the channels were assessed. In solid mechanics, the effects of fluid mo-

    tion to solid structure have been studied by analyzing the vibrations of fluid-saturated

    poroelastic structures. Li et al. (1996, 1997) solved the problems of transverse vibra-

    tions of a poroelastic beam with axial fluid diffusion and of a poroelastic plate with

    fluid diffusion in the in-plane directions based on Biot’s theory and Darcy’s law. The

    results showed that the resonant frequencies of the fluid-saturated structures increase

    as the influence of fluid increases, and the amplitude response is significantly reduced

    as the fluid influence increases. In petroleum engineering, the effect of elastic solid

    motion on the permeability of saturated rock has been confirmed in numerous labo-

    ratory experiments. Many observations in the field also show that seismic waves may

    alter water and oil production. Beresnev (1994) reviewed the methods and results of

    elastic-wave stimulation of oil production. Nycal Royalty Corporation (1997) investi-

    gated the application of intermediate frequency waves for stimulation of immobile oil

    stocks. The mechanism of this phenomenon needs further testing and understanding.

    Homogenization techniques have been applied to acoustic studies concerning poroelas-

    ticity, the mechanics of porous elastic solids with fluid-filled pores. These approaches

    start with the detailed microstructure of the pores, the linearized equations of elastic-

    ity, and the linearized equations of fluid dynamics. Burridge and Keller (1981) derived

    equations which govern the linear macroscopic mechanical behavior of a porous elas-

    tic solid saturated with a compressible viscous fluid. Auriault, Borne and Chambon

  • CHAPTER 1. INTRODUCTION 10

    (1985) obtained a formulation similar to Biot’s results, and presented some proper-

    ties of the generalized Darcy coefficient and an experimental checking. Kazi-Aoual,

    Bonnet and Jouanna (1988) applied homogenization techniques to study Green’s func-

    tions in an infinite, transversely isotropic, saturated, poroelastic medium for harmonic

    displacements. Zobnin, Kudryavtsev and Parton (1988) developed an equation de-

    scribing the motion of a viscous fluid in a rigid porous medium of periodic structure.

    The procedure for averaging linearized hydrodynamic equations with small viscosity

    coefficients was used. Auriault (1991) proved that the homogenization process is the

    appropriate method to determine whether an equivalent macroscopic description ex-

    ists for a finely heterogeneous medium submitted to some excitation. Auriault and

    Boutin (1992, 1993, 1994) investigated the macroscopic quasistatic description of a

    deformable porous medium with a double porosity constituted by pores and fractures.

    It appeared that the macroscopic description is sensitive to the ratios between the

    characteristic lengths of the pores, the fractures and the macroscopic medium. Ra-

    soloarijaona and Auriault (1994) studied the nonlinear seepage of a fluid through a

    porous medium by using the homogenization theory for very small Reynolds numbers

    and performed an experimental and a numerical checking of the results. Norris and

    Grinfeld (1995) derived explicit motion equations for a medium consisting of alter-

    nating solid and fluid layers. The wave solutions were discussed and compared with

    other studies. Auriault and Lewandowska (1996) developed a macroscopic model for

    pollutant transport in a heterogeneous medium, including diffusion, advection and

    adsorption, and discussed the issue of the existence of nonhomogenizable problems.

    Lee et al. (1996) computed numerically the permeability and dispersivities of solute

    and heat for a periodic porous medium with geometry consisting of a cubic array of

    uniform Wigner-Seitz shape grains. Lenoach (1998) studied wave propagation in a

    random poroelastic medium and derived an upscaled one-dimensional representation

    of a reservoir with a heterogeneous fluid distribution consisting of several pore fluids

    with very different constitutive parameters. Some researchers studied in detail the

    microscopic problems for periodic structures. Saeger et al. (1995) solved numerically

    the Stokes equation system and Ohm’s law for fluid in periodic bicontinuous porous

    media of simple cubic, body-centered cubic and face-centered cubic symmetry. The

  • CHAPTER 1. INTRODUCTION 11

    dependence of Darcy permeability and conductivity on porosity was investigated.

    Skjetne (1995) presented analytical and numerical studies on high-velocity flow in

    spatially periodic media. The results showed that the most pronounced inertial ef-

    fect is the formation of narrow straight flow tubes impacting with the pore walls at

    obstructions. Lee and Mei (1997) derived nonlinear effective poroelastic equations

    at the macroscale applying the method of homogenization. The matrix displacement

    corresponding to the global strain was assumed to be comparable to the granular

    size. The constitutive coefficients of the nonlinear terms were analyzed. The result

    suggests that the linear effective equations may be adequate even for practical prob-

    lems involving moderate deformation or loading, as long as the microscale geometry

    is isotropic in the statistical sense.

    The mathematical models introduced previously provide some possible approaches

    to improve the description of fluid flow in porous media. The idea of applying har-

    monic signals in well testing or as a possible new method for enhanced oil recovery

    appears promising, but needs yet to be fully understood and further to be imple-

    mented in reservoir characterization and production control. This study focuses on

    exploring the theoretical models generated from the homogenization process in har-

    monic testing to provide accurate description and characterization of oil, gas and

    groundwater reservoirs.

    1.3 Outline of Approach

    This study applies homogenization techniques to investigate the two-scale problems

    in reservoirs due to harmonic perturbations. The objectives are:

    • To study the sensitivity of pore structure parameters and the properties of fluidand solid to harmonic signal frequencies. This provides a method to choose

    appropriate frequency ranges for diagnosis of different properties.

    • To investigate the mechanism of acceleration of fluid flow due to harmonic per-turbation in pore geometry. If we know the compatible porous media conditions

  • CHAPTER 1. INTRODUCTION 12

    and the effective frequency range, a harmonic stimulation could be performed

    to increase production in reservoirs.

    • To analyze different macroscopic behavior of porous media corresponding tocertain parameter scales. It is important to apply the appropriate macroscopic

    model to interpret the reservoir responses in well testing, seismic data processing

    and other kinds of measurements.

    • To obtain effective macroscopic parameters for the purposes of reservoir charac-terization and large scale simulation, which may lead to the prediction of future

    production.

    A porous medium with periodic pore structure (Figure 1.1) is investigated in this

    study. The ratio of the period to the overall size of the porous medium, denoted by

    �, is the small parameter of asymptotic analysis in the procedure because the pore

    size is usually much smaller than the characteristic length of the reservoir. The wave

    length λ of the excitation signal is associated with the characteristic length L at the

    macroscopic scale.

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    ���������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������������

    λ ~ L

    L

    l

    ~ l / Lε

    P

    S

    Figure 1.1: A Periodic Porous Medium

    This approach follows the procedure of homogenization (Figure 1.2). The input of

    the system includes the unit cell geometry, two length scales, the excitation signal

    frequency, the pressure gradient and the basic properties of the fluid and the solid in

    the microscopic structure. The output will be the macroscopic behavior of the porous

    medium which includes the distributions of solid displacement, fluid relative velocity

  • CHAPTER 1. INTRODUCTION 13

    and pore pressure.

    The principal steps are as follows:

    1. For a given microscopic geometry, solve the periodic unit cell problem under

    harmonic perturbation to obtain the solid displacement field, the fluid velocity

    field and the pressure distribution in the unit cell.

    2. Perform volume averaging in the unit cell to calculate all the effective coefficients

    that may appear in the macroscopic equations.

    3. Study the sensitivity of pore scale parameters and the effective macroscopic

    coefficients to the excitation frequencies.

    4. According to the specific physical problems, evaluate the scale parameter � based

    on the periodic unit cell geometry and the macroscopic scale, and calculate the

    value of the contrast number C = µω/a, where µ is fluid viscosity, ω is signal

    frequency, and a is the scale of pore pressure and solid stress.

    5. By asymptotic analysis, determine whether an equivalent macroscopic descrip-

    tion exists for the relation between � and C evaluated in the previous step. If

    an intrinsic description is not possible, using an average theorem will lead to

    a large-scale description depending directly upon the external boundary condi-

    tions of the medium.

    6. In homogenizable situations, the macroscopic equations independent of external

    boundary conditions can be obtained. There are different macroscopic models

    corresponding to the scale of the contrast number.

    7. Solve the macroscopic equations to describe the large-scale behavior of the

    porous medium.

    The review of literature reveals some important and interesting areas that were poorly

    developed and hence are targets of this study. These areas include:

  • CHAPTER 1. INTRODUCTION 14

    , ,

    K(ω)

    fluid and solid propertiesperturbation: ω

    Evaluation of

    dp,

    l, Lpore geometry,

    Description ofMacroscopic Behavior

    Model II

    StudySensitivity

    ModelMacroscopicSelection of

    YesCoefficients

    EffectiveCalculation of

    Exists ?Model

    MacroscopicIntrinsic

    ProblemMacroscopic

    ParticularSolving

    NoAveragingVolume

    Asymptotic Analysis

    Cell ProblemSolving Unit

    C, εScale Parameters

    Figure 1.2: Homogenization Procedure

  • CHAPTER 1. INTRODUCTION 15

    • At the microscopic scale, the fluid flow in channels of smooth trajectory (notnecessarily straight) and of smooth width variation. The channel walls (the

    solid part) are elastic and are of random thickness.

    • Study of sensitivity of porous medium properties to harmonic signal frequencies.

    • The mechanism of alternation of fluid flow rate due to harmonic perturbation.

    • Diagnosis of effective parameters from the porous medium responses to har-monic excitation.

  • Chapter 2

    Homogenization Techniques

    The homogenization theory was first developed in mathematics to deal with partial

    differential equations with rapidly oscillating coefficients. Many papers have been

    devoted to the derivation of Darcy’s law by homogenization using asymptotic ex-

    pansions (Sanchez-Palencia 1980, Lions 1981). In recent years, because of the rapid

    mathematical development in this area, many basic phenomena are now far better

    understood. Several nonstandard models were developed including Darcy’s law with

    memory and nonlinear Darcy’s law. A survey on the method of homogenization ap-

    plied to problems in porous media was presented in the book edited by Hornung

    (1997). This chapter focuses on the derivation of some linear macroscopic laws for

    poroelastic porous media following the steps contributed by Auriault in Hornung’s

    book, but in much more detail. The mathematical convergence proofs can be found

    in the references, and will not be reproduced here. The purpose of this chapter is to

    introduce the general ideas of homogenization to people not very familiar with the

    techniques. Our nonlinear approach will be discussed in Chapter 3.

    Assumptions

    To derive the macroscopic quasistatic behavior, classically, the inertial terms are

    neglected. The material of the porous matrix is assumed elastic and the saturating

    fluid is assumed viscous, Newtonian and incompressible. The local pore structure

    16

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 17

    is assumed periodic with a period Y of characteristic length l (Figure 1.1). The

    characteristic length L at the macroscopic scale is assumed to be associated with the

    excitation wave length λ: L = λ/2π. The two characteristic lengths introduce two

    dimensionless space variables:

    y =X

    l

    x =X

    L

    X is the physical space variable. We denote the solid part of the period S, the pores

    P , and the interface Γ (Figure 2.1). An important small parameter of scale separation

    is defined as:

    � =l

    L� 1

    and

    x = �y

    Different types of macroscopic behavior of the saturated porous medium are studied

    in relation to the value of a dimensionless number as a function of the small parameter

    � in the following sections.

    ΓS

    P

    Figure 2.1: Periodic Unit Cell of the Porous Media

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 18

    2.1 Acoustics of an Empty Porous Medium

    For a porous medium filled with a very compressible and low viscosity fluid, the fluid

    can be ignored. This represents the most basic problem to be used in all the following

    investigations.

    2.1.1 Local Description

    The medium satisfies the Navier equation in the solid part.

    ∑j

    ∂σsij∂Xj

    = ρs∂2usi∂t2

    in S (2.1)

    and the stress-strain relation is:

    σsij = aijklekl(us) in S (2.2)

    On the solid surface Γ, the normal stress is zero due to the pore emptiness.

    σsijνj = 0 on Γ (2.3)

    νj is the unit normal vector of the surface pointing outside of the solid.

    The stress tensor can be resolved into normal components σii and shear components

    σij . For shear components, the first suffix denotes the direction of the stress, and the

    second suffix denotes the normal to the plane on which the component is acting. For

    normal stresses, only one suffix is needed since the direction of component is the same

    as that of the normal to the surface. The elastic tensor a represents the stiffness of

    the material. It is a periodic function of y, which satisfies:

    aijkl = ajikl = aijlk = aklij (2.4)

    and the ellipticity condition:

    aijkleijekl ≥ γeijeij , γ > 0. (2.5)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 19

    The strain tensor is related to the solid displacement by:

    eij(u) =1

    2(∂ui∂Xj

    +∂uj∂Xi

    ) (2.6)

    Equation 2.1 introduces a dimensionless number P :

    P =|ρs ∂2usi∂t2 ||∂σsij∂Xj

    | (2.7)

    We consider a wave of pulsation ω with a wave length at the order of the macroscopic

    scale L, and we use the pore scale l as the characteristic length to make the equations

    dimensionless. We assume that all the components of elastic tensor a are of the same

    order of magnitude a, and the strain tensor e is small as the order of O(l/l) = O(1),

    then,

    |∂σsij∂Xj

    | ∼ al

    (2.8)

    |ρs∂2usi∂t2

    | ∼ ρω2l (2.9)

    We notice that the propagation velocity of a compression wave (P-wave) can be

    written as:

    vp =

    √a

    ρ∼ ωL = ω λ

    2π(2.10)

    then,

    Pl = O(ρω2l2

    a) = O(

    l2

    L2) = O(�2) (2.11)

    We define the dimensionless variables as:

    yj =Xjl, u∗si =

    usil, σ∗sij =

    σsija, ω∗ =

    ωL√a/ρ

    , ρ∗s =ρsρ

    (2.12)

    then,

    ∂σsij∂Xj

    =∂σ∗sij∂yj

    (a

    l)

    ρs∂2usi∂t2

    = −ω2ρsusi = −ω∗2ρ∗su∗si(al

    L2)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 20

    Finally, the dimensionless form of the local description is derived. The superscript *

    is omitted without confusion. The subscript y shows operators with respect to the

    space variable y.

    ∑j

    ∂σsij∂yj

    = −�2ω2ρsusi in S (2.13)

    σsij = aijkleykl(us) in S (2.14)

    σsijνj = 0 on Γ (2.15)

    2.1.2 Macroscopic Description

    We consider two-scale problems and we write the unknown us in the form:

    usi(x, y) = u(0)i (x, y) + �u

    (1)i + �

    2u(2)i (x, y) + · · · (2.16)

    with x = �y. We substitute this expansion into Equations 2.13 - 2.15, and use the

    following differentiation rule:

    d

    dy=

    ∂y+ �

    ∂x(2.17)

    We look at the left hand side and the right hand side of Equation 2.13 respectively.

    d

    dyj(∂uk∂yl

    ) = (∂

    ∂yj+ �

    ∂xj)[∂u

    (0)k

    ∂yl+ �(

    ∂u(1)k

    ∂yl+∂u

    (0)k

    ∂xl) + �2(

    ∂u(2)k

    ∂yl+∂u

    (1)k

    ∂xl) + · · ·]

    =∂2u

    (0)k

    ∂yj∂yl+ �[

    ∂yj(∂u

    (1)k

    ∂yl+∂u

    (0)k

    ∂xl) +

    ∂2u(0)k

    ∂xj∂yl]

    + �2[∂

    ∂yj(∂u

    (2)k

    ∂yl+∂u

    (1)k

    ∂xl) +

    ∂xj(∂u

    (1)k

    ∂yl+∂u

    (0)k

    ∂xl)] +O(�3)

    dekldyj

    =∂e

    (0)ykl

    ∂yj+ �[

    ∂yj(e

    (1)ykl + e

    (0)xkl) +

    ∂e(0)ykl

    ∂xj]

    + �2[∂

    ∂yj(e

    (2)ykl + e

    (1)xkl) +

    ∂xj(e

    (1)ykl + e

    (0)xkl)] +O(�

    3)

    then,

    L.H.S. =∂

    ∂yj(aijkle

    (0)ykl) + �{

    ∂yj[aijkl(e

    (1)ykl + e

    (0)xkl)] +

    ∂xj(aijkle

    (0)ykl)}

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 21

    + �2{ ∂∂yj

    [aijkl(e(2)ykl + e

    (1)xkl)] +

    ∂xj[aijkl(e

    (1)ykl + e

    (0)xkl)]}+O(�3) (2.18)

    R.H.S. = −�2ρsω2∞∑n=0

    (�nu(n)i ) = −ρsω2

    ∞∑n=0

    (�n+2u(n)i ) (2.19)

    The boundary-value problem for the solid displacement at the order of �0 becomes:

    ∑j

    ∂yj[aijkleykl(u

    (0))] = 0 in S (2.20)

    aijkleykl(u(0))νj = 0 on Γ (2.21)

    Because a and u(0) are Y periodic in y, the solution is an arbitrary function of x,

    independent of y.

    u(0) = u(0)(x) (2.22)

    The boundary-value problem for the solid displacement at the order of �1 becomes:

    ∑j

    ∂yj[aijkl(eykl(u

    (1)) + exkl(u(0))] = 0 in S (2.23)

    aijkl[eykl(u(1)) + exkl(u

    (0))]νj = 0 on Γ (2.24)

    Since u(1) is Y periodic in y, it can be expressed as a linear vectorial function of

    exkl(u(0)) to an arbitrary vector ū

    (1)i (x) independent of y.

    u(1)i = ξ

    khi (y)exkh(u

    (0)) + ū(1)i (x) (2.25)

    where the third order tensor ξlmi (y) is taken of zero average to insure the uniqueness.∫S

    ξ dY = 0 (2.26)

    Finally, the boundary-value problems for u(2) is obtained from the order of �2.

    ∑j

    (∂σ

    (1)sij

    ∂yj+∂σ

    (0)sij

    ∂xj) = −ρsω2u(0)i in S (2.27)

    σ(1)sijνj = 0 on Γ (2.28)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 22

    where σ(0)s and σ(1)s are the zero- and first-order terms respectively in the asymptotic

    expansion of σs.

    σ(0)sij = aijkh(eykh(u

    (1)) + exkh(u(0))) (2.29)

    σ(1)sij = aijkh(eykh(u

    (2)) + exkh(u(1))) (2.30)

    Equation 2.27 is a balance equation for the periodic quantity σ(1)s with the source

    terms −∂σsij/∂xj and −ρsω2u(0)i . The compatibility condition for the existence ofu(2) can be obtained by integrating Equation 2.27 in S and using the boundary

    condition 2.28 and the periodicity of σ(1).

    ∑j

    ∂〈σ(0)sij 〉s∂xj

    = −ρeffs ω2u(0)i (2.31)

    and ρeffs = 〈ρs〉s

    The volume average is defined by:

    〈•〉s = |Y |−1∫S• dY (2.32)

    From Equation 2.25, we can get:

    eylm(u(1)) = eylm(ξ

    kh)exkh(u(0))

    σ(0)sij = aijkhexkh(u

    (0)) + aijlmeylm(ξkh)exkh(u

    (0)) (2.33)

    To obtain the macroscopic description, define the total stress by:

    σT =

    σs in S0 in P (2.34)

    and 〈σTij〉s = 〈σ(0)ij 〉s = aeffijkhexkh(u(0)) (2.35)with aeffijkh = 〈aijkh + aijlmeylm(ξkh)〉s (2.36)

    then,

    ∑j

    ∂〈σTij〉s∂xj

    = −ρeffs ω2usi (2.37)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 23

    where usi = u(0)si .

    Finally, by returning Equation 2.37 to dimensional quantities, the macroscopic de-

    scription (xj = Xj/L, u ∼ L) at the first order of approximation is obtained. Wewill refer to this as Model I.

    ∑j

    ∂〈σTij〉s∂Xj

    = ρeffs∂2usi∂t2

    +Or(�) (2.38)

    and 〈σTij〉s = aeffijkhekh(us) +Or(�) (2.39)It can be shown that aeff is an elastic tensor. Therefore, the set of Equations 2.38

    and 2.39 is a classical Navier description. The symbolOr(�) shows that the description

    is an approximation at the relative order �.

    2.2 A Prior Estimate for Saturated Porous Media

    To anticipate the different macroscopic description of the acoustics of saturated porous

    media, consider the volume balance of such media at the macroscopic scale assuming

    that the material constituting the porous matrix is incompressible. Then,

    ∂θ

    ∂t= −∂vri

    ∂Xi(2.40)

    where vr is the fluid velocity relative to the matrix and θ is the volume change

    percentage of the matrix. This introduces the Strouhal number:

    Sh =|∂θ∂t|

    |∂vri∂Xi

    | (2.41)

    Obviously Sh = O(1) corresponds to diphasic behavior with distinguishable macro-

    scopic displacements of the matrix and the fluid. For Sh ≤ O(�) the matrix dis-placement is negligible compared to the fluid displacement. When Sh ≥ O(�−1) thefluid has a relative small velocity compared to the matrix velocity. The macroscopic

    behavior is monophasic.

    Xj ∼ L, u ∼ L, ∂u∂t

    ∼ ωL (2.42)

    |∂θ∂t| ∼ 1

    L3∂u3

    ∂t∼ uω

    L, |∂vri

    ∂Xi| ∼ vr

    L(2.43)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 24

    then,

    Sh = O(uω

    vr) (2.44)

    This expression of the Strouhal number can be generalized as follows. The displace-

    ment in the solid is related to the solid stress by:

    u = O(σL

    a) (2.45)

    The relative fluid velocity is governed by a Darcy-like relation,

    vri = −kij ∂p∂Xj

    (2.46)

    The filtration tensor is of the order:

    k = O(l2

    µ) (2.47)

    and µ is the fluid viscosity. From relations 2.46 and 2.47,

    vr = O(l2p

    µL) (2.48)

    Then the Strouhal number becomes:

    Sh = O(L2

    l2σ

    p

    µω

    a) (2.49)

    Assuming that the stress in the matrix is at the same order as the fluid pressure at

    the macroscopic scale, the Strouhal number is simplified to:

    Sh = O(�−2C), where C =µω

    a. (2.50)

    C is the property contrast number. Actually it is the ratio of the characteristic

    diffusion velocity in the fluid and the wave propagation velocity in the solid.

    C =µω

    a=

    (µ/ρω)ω2

    a/ρ=

    (δω)2

    v2p=v2Dv2p

    (2.51)

    where δ =√

    µρω

    is the viscous skin length. This characteristic length represents the

    diffusion of the wave imposed on the fluid by an oscillating impermeable boundary

    wall.

    From the physical definition of the Strouhal number, the following cases will be in-

    vestigated.

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 25

    • Model II, C = O(�3): acoustics of a fluid in a rigid porous matrix

    • Model III, C = O(�2): diphasic macroscopic behavior

    • Model IV, C = O(�): monophasic elastic macroscopic behavior

    • Model V, C = O(1): monophasic viscoelastic macroscopic behavior

    As the fluid viscosity or the perturbation frequency increases, the scale of C increases,

    and the macroscopic behavior of a saturated porous medium changes from fluid mo-

    tion dominated to elastic solid motion dominated.

    2.3 Local Description of Saturated Porous Media

    When the matrix is not rigid (Models III, IV and V), the solid part satisfies the Navier

    equation and the the fluid part satisfies the Navier-Stokes equation. The interface

    between the fluid and solid satisfies the continuity equations of the normal stress and

    the displacement.

    ∑j

    ∂σsij∂Xj

    = ρs∂2usi∂t2

    in S (2.52)

    σsij = aijklekl(us) in S (2.53)∑j

    ∂σpij∂Xj

    = ρp(∂vi∂t

    +∑j

    (vj∂

    ∂Xj)vi) in P (2.54)

    σpij = 2µDij − pIij in P (2.55)∑i

    ∂vi∂Xi

    = 0 in P (2.56)

    usi = upi on Γ (2.57)

    σsijνj = σpijνj on Γ (2.58)

    For compressible Newtonian fluid, the tensor Dij is defined as:

    2µD = µ(∇v + (∇v)T ) + η(∇ · v)I (2.59)∇ · (2µD) = µ∇2v + (η + µ)∇(∇ · v) (2.60)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 26

    where µ is the fluid shear viscosity coefficient and η is the fluid bulk viscosity coeffi-

    cient. For incompressible fluid (∇ · v = 0), the tensor becomes:

    Dij =1

    2(∂vi∂Xj

    +∂vj∂Xi

    ) (2.61)

    Here we consider the fluid and solid movements at constant pulsation. To neglect

    the nonlinear terms in Equation 2.54, we assume that the amplitude of the pertur-

    bation is sufficiently small. For simplicity, we restrict the problems to the following

    assumptions:

    • The displacements and densities are of the same order of magnitude in the solidand the fluid parts respectively.

    |us| ∼ |up|, ρs ∼ ρp (2.62)

    • At the macroscopic scale (estimated with the characteristic length L), The pres-sure in the fluid and the stress in the solid are of the same order of magnitude.

    Σ = |σsp|, ΣL = au

    pL= O(1), and Σl =

    au

    pl= O(�−1) (2.63)

    As shown in Section 2.1.1, the acoustic behavior of the matrix at the pore scale

    (X ∼ l) is governed by the ratio:

    Pl =|ρsω2usi||∂σsij∂Xj

    | = O(ρω2l2

    a) = O(�2) (2.64)

    Therefore, for the fluid at the pore scale,

    Tl =|ρp ∂vi∂t || ∂p∂Xi| = O(

    ρω2u

    p/l) = O(

    ρω2ul

    au/L) = O(�) (2.65)

    From the above estimates, there is only one free dimensionless number that concerns

    the acoustic behavior of the fluid.

    Ql =|µ ∂2vi

    ∂Xj∂Xj|

    | ∂p∂Xi| = O(

    µωu

    pl) = O(�−1

    µω

    a) (2.66)

    The value of Ql is directly related to the property contrast number C = µω/a. Let

    Ql = O(�−r), then following the discussion in Section 2.2 leads to the evaluation of

    Ql for macroscopic Models III, IV and V.

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 27

    • Model III, r = −1: diphasic macroscopic behavior

    • Model IV, r = 0: monophasic macroscopic elastic behavior

    • Model V, r = 1: monophasic macroscopic viscoelastic behaviorDefine the following dimensionless variables:

    yj =Xjl, ω∗ = ωL√

    a/ρ, (2.67)

    ρ∗s =ρsρ, u∗si =

    usil, σ∗sij =

    σsija

    ρ∗p =ρpρ, v∗i =

    vi

    �√a/ρ, σ∗pij =

    σpija�

    p∗ =p

    a�, µ∗ = µ

    �−rl√aρ , k∗ =

    k

    µ

    �−r√aρ

    l

    Finally, the dimensionless equations for pore scale local description of a saturated

    porous medium are obtained (* is omitted).

    ∑j

    ∂σsij∂yj

    = −�2ρsω2usi in S (2.68)

    σsij = aijkleykl(us) in S (2.69)∑j

    ∂σpij∂yj

    = �ρpiωvi in P (2.70)

    σpij = 2µ�−rDyij(v)− pIij in P (2.71)∑

    i

    ∂vi∂yi

    = 0 in P (2.72)

    usi = upi on Γ (2.73)

    (σsij − �σpij)νj = 0 on Γ (2.74)

    2.4 Acoustics of a Fluid in a Rigid Porous Medium

    When the matrix can be considered rigid (Model II, r = −1), the fluid is in motionrelative to the matrix. The dimensionless equations of fluid motion are those of Model

    III, with the interface continuity condition 2.73 reduced to the adherence condition.

    ∑j

    ∂σpij∂yj

    = �ρpiωvi in P (2.75)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 28

    σpij = 2µ�Dyij(v)− pIij in P (2.76)∑i

    ∂vi∂yi

    = 0 in P (2.77)

    vi = 0 on Γ (2.78)

    Introduce the asymptotic expansions for p and v in the form:

    p(x, y) = p(0)(x, y) + �p(1)(x, y) + �2p(2)(x, y) + · · · (2.79)vi(x, y) = v

    (0)i (x, y) + �v

    (1)i (x, y) + �

    2v(2)i (x, y) + · · · (2.80)

    with x = �y. The p(i)’s and the v(i)’s are Y -periodic in y. From Equations 2.75

    and 2.76, we obtain:

    ∑j

    {µ�[ ∂∂yj

    (∂vi∂yj

    +∂vj∂yi

    )]} − ∂p∂yi

    = �ρpiωvi (2.81)

    Noticing that d/dy = ∂/∂y + �∂/∂x, Equation 2.81 becomes:

    ∑j

    { µ�[ ∂∂yj

    (∂v

    (0)i

    ∂yj+∂v

    (0)j

    ∂yi) + · · ·]} − [∂p

    (0)

    ∂yi+ �(

    ∂p(1)

    ∂yi+∂p(0)

    ∂xi) + · · ·]

    = ρpiω�(v(0)i + �v

    (1)i + · · ·) (2.82)

    From Equation 2.82 at the order of �0, we obtain:

    ∂p(0)

    ∂yi= 0 (2.83)

    then p(0) = p(0)(x) (2.84)

    Equation 2.82 at the order of �1 and Equations 2.77 - 2.78 at the order of �0 are:

    ∑j

    µ∂2v

    (0)i

    ∂y2j− ∂p

    (0)

    ∂xi− ∂p

    (1)

    ∂yi= ρpiωv

    (0)i in P (2.85)

    ∑i

    ∂v(0)i

    ∂yi= 0 in P (2.86)

    v(0)i = 0 on Γ (2.87)

    Because of the linearity of Equations 2.85 - 2.87, v(0) can be written in the form:

    v(0)i = −kij

    ∂p(0)

    ∂xj(2.88)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 29

    where the tensor kij(x, y, ω) depends on ω and is complex-valued. Finally from Equa-

    tions 2.77 and 2.78 at the order of �1, we obtain:

    ∑i

    (∂v

    (1)i

    ∂yi+∂v

    (0)i

    ∂xi) = 0 in P (2.89)

    v(1)i = 0 on Γ (2.90)

    Performing a volume average on P with respect to the variable y on Equation 2.89

    and applying the divergence theorem and the boundary condition 2.90, we can obtain

    the compatibility condition.

    ∑i

    ∂〈v(0)i 〉p∂xi

    = 0 (2.91)

    〈v(0)i 〉p = −keffij∂p(0)

    ∂xj(2.92)

    and keffij = 〈kij〉p (2.93)

    where 〈•〉p is the volume average on P .

    〈•〉p = |Y |−1∫P• dY (2.94)

    Equation 2.92 represents a monochromatic seepage law with a complex-valued and

    ω-dependent filtration tensor keff . Returning to physical quantities, Model II is

    expressed by:

    ∑i

    ∂〈vi〉p∂xi

    = Or(�) (2.95)

    〈vi〉p = −keffij∂p

    ∂xj+Or(�) (2.96)

    and keffij = 〈kij〉p (2.97)

    2.5 Diphasic Macroscopic Behavior

    The diphasic macroscopic behavior is described by Equations 2.68 - 2.74 with r = −1.We search for the solutions of the unknowns us, v and p in the asymtotic expansion

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 30

    form:

    usi(x, y) = u(0)i (x, y) + �u

    (1)i (x, y) + �

    2u(2)i (x, y) + · · · (2.98)

    vi(x, y) = v(0)i (x, y) + �v

    (1)i (x, y) + �

    2v(2)i (x, y) + · · · (2.99)

    p(x, y) = p(0)(x, y) + �p(1)(x, y) + �2p(2)(x, y) + · · · (2.100)with x = �y. u(i),v(i) and p(i) are Y -periodic in y. Introducing expansions 2.98 - 2.100

    into Equations 2.68 - 2.74, and applying the relation d/dy = ∂/∂y+�∂/∂x, we obtain:

    ∑j

    { ∂∂yj

    (aijkle(0)ykl) + �[

    ∂yj(aijkl(e

    (1)ykl + e

    (0)xkl)) +

    ∂xj(aijkle

    (0)ykl)]

    + �2[∂

    ∂yj(aijkl(e

    (2)ykl + e

    (1)xkl)) +

    ∂xj(aijkl(e

    (1)ykl + e

    (0)xkl))] + · · ·}

    = −ρsω2�2(u(0)i + �u(1)i + · · ·) in S (2.101)∑j

    { µ�−r[ ∂∂yj

    (∂v

    (0)i

    ∂yj+∂v

    (0)j

    ∂yi)

    + �(∂

    ∂yj((∂v

    (1)i

    ∂yj+∂v

    (1)j

    ∂yi) + (

    ∂v(0)i

    ∂xj+∂v

    (0)j

    ∂xi)) +

    ∂xj(∂v

    (0)i

    ∂yj+∂v

    (0)j

    ∂yi))

    + �2(∂

    ∂yj((∂v

    (2)i

    ∂yj+∂v

    (2)j

    ∂yi) + (

    ∂v(1)i

    ∂xj+∂v

    (1)j

    ∂xi))

    +∂

    ∂xj((∂v

    (1)i

    ∂yj+∂v

    (1)j

    ∂yi) + (

    ∂v(0)i

    ∂xj+∂v

    (0)j

    ∂xi))) + · · ·] }

    − [∂p(0)

    ∂yi+ �(

    ∂p(1)

    ∂yi+∂p(0)

    ∂xi) + · · ·]

    = ρpiω�(v(0)i + �v

    (1)i + · · ·) in P (2.102)∑

    i

    [∂v

    (0)i

    ∂yi+ �(

    ∂v(1)i

    ∂yi+∂v

    (0)i

    ∂xi) + · · ·] = 0 in P (2.103)

    iω ( u(0)si + �u

    (1)si + · · ·) = v(0)i + �v(1)i + · · · on Γ (2.104)

    {aijkle(0)ykl + �[aijkl(e(1)ykl + e(0)xkl)] + �2[aijkl(e(2)ykl + e(1)xkl)] + · · ·}νj

    = {µ�1−r[(∂v(0)i

    ∂yj+∂v

    (0)j

    ∂yi) + �((

    ∂v(1)i

    ∂yj+∂v

    (1)j

    ∂yi) + (

    ∂v(0)i

    ∂xj+∂v

    (0)j

    ∂xi))

    + �2((∂v

    (2)i

    ∂yj+∂v

    (2)j

    ∂yi) + (

    ∂v(1)i

    ∂xj+∂v

    (1)j

    ∂xi)) + · · ·]

    − �(p(0) + �p(1) + · · ·)}νi on Γ (2.105)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 31

    Equations 2.101 - 2.105 are used to solve the boundary-value problems for Models

    III, IV and V with different values of r. Here we consider the case when r = −1corresponding to the diphasic behavior of the matrix and the fluid.

    From the equations at the order of �0, we can obtain u(0) and p(0) similarly to those

    in Sections 2.1 and 2.4 respectively.

    u(0) = u(0)(x) (2.106)

    p(0) = p(0)(x) (2.107)

    From Equations 2.101 and 2.105 at the order of �1, the boundary-value problem for

    u(1) is obtained.

    ∑j

    ∂∂yj

    [aijkh(eykh(u(1)) + exkh(u

    (0)))] = 0 in S (2.108)

    aijkh(eykh(u(1)) + exkh(u

    (0)))νj = −p(0)νi on Γ (2.109)where u(1) is Y periodic in y. When p(0) = 0, this set of equations is identical to

    Equations 2.23 - 2.24 for empty pores. Because of the linearity, u(1) can be expressed

    in the form:

    u(1)i = ξ

    lmi exlm(u

    (0))− ηip(0) + ū(1)i (x) (2.110)where ξ(y) is a third order tensor introduced in Section 2.1 and η(y) is a vector. Both

    are zero averaged. ∫S

    ξ dY = 0,∫S

    η dY = 0 (2.111)

    From Equation 2.110 we can derive that:

    eylm(u(1)) = eylm(ξ

    kh)exkh(u(0))− eylm(η)p(0)

    σ(1)sij = aijkh(eykh(u

    (1)) + exkh(u(0))) (2.112)

    = (aijkh + aijlmeylm(ξkh))exkh(u

    (0))− aijkheykh(η)p(0)

    The problem for p(1) and v(0) can be obtained from Equation 2.102 at the order of �1

    and Equations 2.103 and 2.104 at the order of �0.

    ∑j

    µ∂2v

    (0)i

    ∂y2j− ∂p

    (0)

    ∂xi− ∂p

    (1)

    ∂yi= ρpiωv

    (0)i in P (2.113)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 32

    ∑i

    ∂v(0)i

    ∂yi= 0 in P (2.114)

    v(0)i = iωu

    (0)i on Γ (2.115)

    v(0)i and p

    (1) are Y -periodic with respect to y. To solve this problem, set wi =

    v(0)i − u̇(0)i , then,

    ∑j

    µ∂2wi∂y2j

    − ∂p(0)

    ∂xi− ∂p

    (1)

    ∂yi= ρpiωwi − ρpω2u(0)i in P (2.116)

    ∑i

    ∂wi∂yi

    = 0 in P (2.117)

    wi = 0 on Γ (2.118)

    wi and p(1) are Y -periodic in y. This is the linear boundary-value problem in Sec-

    tion 2.4 with ∂p(0)

    ∂xireplaced by ∂p

    (0)

    ∂xi− ρpω2u(0)i . Therefore wi can be expressed as:

    wi = v(0)i − iωu(0)i = −kij(

    ∂p(0)

    ∂xj− ρpω2u(0)i ) (2.119)

    where k is defined in Section 2.4 as the complex-valued permeability tensor. Inte-

    grating Equation 2.119 over P , we obtain:

    ∫Pv

    (0)i dY − iωu(0)i |YP | = −

    ∫PkijdY · (∂p

    (0)

    ∂xj− ρpω2u(0)i ) (2.120)

    Further averaging Equation 2.120 in the whole domain (|Y | = |YP |+ |YS|), we obtain:

    〈v(0)i 〉p − φiωu(0)i = −keffij (∂p(0)

    ∂xj− ρpω2u(0)i ) (2.121)

    where 〈v(0)i 〉p = |Y |−1∫Pv

    (0)i dY (2.122)

    keffij = 〈kij〉p = |Y |−1∫PkijdY (2.123)

    and φ = |Yp|/|Y | is the porosity.

    Two compatibility conditions are required for the existence of solutions of this prob-

    lem. One compatibility condition is obtained from Equations 2.101, 2.105 at the order

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 33

    of �2 and Equation 2.102 at the order of �1.

    ∑j

    (∂σ

    (2)sij

    ∂yj+∂σ

    (1)sij

    ∂xj) = −ρsω2u(0)i in S (2.124)

    ∑j

    ∂σ(1)pij

    ∂yj− ∂p

    (0)

    ∂xi= ρpiωv

    (0)i in P (2.125)

    σ(2)sijνj = σ

    (1)pijνj on Γ (2.126)

    where

    σ(2)sij = aijkh(eykh(u

    (2)) + exkh(u(1))) (2.127)

    σ(1)sij = aijkh(eykh(u

    (1)) + exkh(u(0))) (2.128)

    σ(1)pij = µ(

    ∂v(0)i

    ∂yj+∂v

    (0)j

    ∂yi)− p(1)Iij (2.129)

    The total stress can be defined in the whole domain as:

    σT =

    σs in Sσp in P (2.130)

    Integrating Equation 2.124 over S, Equation 2.125 over P , and applying the diver-

    gence theorem together with the periodicity condition, we obtain:∮Γsσ(2)s · dΓ +∇x · (

    ∫Sσ(1)s dY ) = −ω2u(0)

    ∫SρsdY (2.131)∮

    Γpσ(1)p · dΓ−∇xp(0)|YP | = iωρp

    ∫P

    v(0)dY (2.132)

    Noticing that dΓs = −dΓp and applying the interface boundary condition 2.126, weobtain:

    ∇x · (∫Sσ(1)s dY )−∇xp(0)|YP | = −ω2u(0)

    ∫SρsdY + iωρp

    ∫P

    v(0)dY (2.133)

    Define the volume average in the whole domain as:

    〈•〉s = |Y |−1∫S•dY and 〈•〉p = |Y |−1

    ∫P•dY (2.134)

    Then we derive:

    ∇x · 〈σ(1)s 〉s − φ∇xp(0) = −〈ρs〉sω2u(0) + iωρp〈v(0)〉p (2.135)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 34

    where φ = |Yp|/|Y | is the porosity. Taking into account the solid stress-strain rela-tion 2.112, Equation 2.135 can be rewritten as:

    ∑j

    ∂〈σT (0)ij 〉∂xj

    = −ρeffs ω2u(0)i + ρpiω〈v(0)i 〉p (2.136)

    〈σT (0)ij 〉 = aeffijkhexkh(u(0))− αeffij p(0) (2.137)

    where the effective coefficients are defined by:

    ρeffs = 〈ρs〉s (2.138)aeffijkh = 〈aijkh + aijlmeylm(ξkh)〉s (2.139)αeffij = φIij + 〈aijkheykh(η)〉s = αeffji (2.140)

    When the medium is isotropic, it can be verified that the value of the effective tensor

    αij has the following relation.

    φ < α < 1. (2.141)

    The second compatibility condition can be obtained from the incompressibility, Equa-

    tion 2.103 at the order of �1.

    ∑i

    (∂v

    (1)i

    ∂yi+∂v

    (0)i

    ∂xi) = 0 (2.142)

    Integrating Equation 2.142 over P and applying the divergence theorem with the

    periodicity and the interface continuity condition 2.104, we obtain:

    ∇x ·∫P

    v(0)dY = −∮Γp

    v(1) · dΓ = iω∮Γs

    u(1) · dΓ = iω∫S∇y · u(1)dY (2.143)

    Performing a volume averaging on Equation 2.143 in the whole domain Y , we have,

    ∇x · 〈v(0)〉p = iω〈∇y · u(1)〉s (2.144)

    From Equation 2.110 we know that

    ∇y · u(1) = (∇y · ξ) · ex(u(0))− (∇y · η)p(0) (2.145)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 35

    Then Equation 2.144 becomes:

    ∇x · 〈v(0)〉p = iω〈∇y · ξ〉s · ex(u(0))− iω〈∇y · η〉sp(0) (2.146)

    Adding the term (−φiω∇x · u(0)) at both sides of Equation 2.146 and noticing that

    ∇x · u = I · (∇xu + (∇xu)T )/2 = I · ex(u) (2.147)

    We derive the second compatibility equation.

    ∑l

    ∂xl(〈v(0)l 〉p − φiωu(0)l ) = −γeffij iωexij(u(0))− βeff iωp(0) (2.148)

    where γeff is a effective tensor and βeff is a positive scalar effective coefficient.

    γeffij = φIij − 〈∑l

    ∂ξijl∂yl

    〉s (2.149)

    βeff = 〈∑l

    ∂ηl∂yl

    〉s (2.150)

    The compatibility relations 2.136 and 2.148 represent the macroscopic behavior of the

    acoustics of a saturated porous medium at the first order approximation. Returning

    to physical quantities, the macroscopic Model III is expressed as:

    ∑j

    ∂〈σTij〉∂Xj

    = ρeffs∂2usi∂t2

    + ρp∂〈vi〉p∂t

    +Or(�) (2.151)

    〈σTij〉 = aeffijkheXkh(us)− αeffij p+Or(�) (2.152)∑l

    ∂Xl(〈vl〉p − φ∂usl

    ∂t) = −γeffij

    ∂eXij(us)

    ∂t− βeff ∂p

    ∂t+Or(�) (2.153)

    〈vi〉p − φ∂usi∂t

    = −keffij (∂p

    ∂Xj+ ρp

    ∂2usi∂t2

    ) +Or(�) (2.154)

    where aeff ,αeff ,γeff and βeff are elastic effective coefficients. The permeability

    keff is complex-valued and ω-dependent. The model introduces two macroscopic

    displacement fields. It can be shown that this model has a structure similar to Biot’s

    theory.

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 36

    2.6 Monophasic Elastic Macroscopic Behavior

    When the fluid viscosity is bigger or the perturbation frequency is higher, and the

    contrast number C = µω/a is of order � (r = 0), the porous medium is dominated by

    monophasic behavior. The fluid stress tensor becomes:

    σpij = 2µDyij(v)− pIij (2.155)

    From Equation 2.101 and the interface condition 2.105 at the order of �0, we can still

    obtain that

    u(0) = u(0)(x) (2.156)

    The fluid boundary-value problem for v(0) is obtained from Equations 2.102, 2.103

    and 2.104 at the order of �0.

    ∑j

    µ∂2v

    (0)i

    ∂y2j− ∂p

    (0)

    ∂yi= 0 in P (2.157)

    ∑i

    ∂v(0)i

    ∂yi= 0 in P (2.158)

    v(0)i − iωu(0)i = 0 on Γ (2.159)

    Obviously, the solution is:

    v(0)i = iωu

    (0)i (x) (2.160)

    p(0) = p(0)(x) (2.161)

    Similar to Section 2.5, u(1)i is obtained from Equation 2.101 and the interface condi-

    tion 2.105 at the order of �1.

    u(1)i = ξ

    lmi exlm(u

    (0))− ηip(0) + ū(1)i (x) (2.162)

    The compatibility relation for the total momentum balance is also unchanged.

    ∑j

    ∂〈σT (0)ij 〉∂xj

    = −ρeffs ω2u(0)i + ρpiω〈v(0)i 〉p (2.163)

    = −ρeffs ω2u(0)i − φρpω2u(0)i〈σT (0)ij 〉 = aeffijkhexkh(u(0))− αeffij p(0) (2.164)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 37

    Using v(0)i = iωu

    (0)i and integrating the compressibility equation 2.103 at the order of

    �1 over P , the second compatibility relation can be obtained.

    φ∇x · v(0) = φiω∇x · u(0) = iω〈∇y · u(1)〉s (2.165)φI · ex(u(0)) = 〈∇y · ξ〉s · ex(u(0))− 〈∇y · η〉sp(0) (2.166)

    Then,

    γeffij exij(u(0)) + βeffp(0) = 0 (2.167)

    where the effective coefficients γeff and βeff are the same as defined in Equa-

    tions 2.149 and 2.150. Eliminating p(0) between Equations 2.164 and 2.167 leads

    to the first order macroscopic description.

    ∑j

    ∂〈σT (0)ij 〉∂xj

    = −(ρeffs + φρp)ω2u(0)i (2.168)

    〈σT (0)ij 〉 = a∗effijkh exkh(u(0)) (2.169)

    where a∗eff is an elastic tensor defined by:

    a∗effijkh = aeffijkh + α

    effij γ

    effkh (β

    eff)−1 (2.170)

    Returning to the physical quantities, the macroscopic Model IV can be expressed as:

    ∑j

    ∂〈σTij〉∂Xj

    = (ρeffs + φρp)∂2usi∂t2

    +Or(�) (2.171)

    〈σTij〉 = a∗effijkh eXkh(us) +Or(�) (2.172)

    At the macroscopic scale, the porous medium behaves like a monophasic elastic

    medium with the elastic tensor a∗eff and the density (ρeffs + φρp).

    2.7 Monophasic Viscoelastic Macroscopic Behav-

    ior

    For certain high viscosity fluid, the contrast number C = µω/a = O(1) with r = 1,

    there is no contrast between the mechanical properties of the constituents in the pore

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 38

    system. The fluid stress tensor then can be written as:

    σpij = 2µ�−1Dyij(v)− pIij (2.173)

    In this case, it is convenient to define the total displacement in the porous medium

    by:

    u =

    us in Sup in P (2.174)

    The first boundary-value problem for u(0) is obtained from Equation 2.102 at the

    order of �−1 and Equations 2.101, 2.103, 2.104 and 2.105 at the order of �0.∑j

    ∂yj(aijkleykl(u

    (0))) = 0 in S (2.175)

    ∑j

    µiω∂2u

    (0)i

    ∂y2j= 0 in P (2.176)

    ∑i

    ∂u(0)i

    ∂yi= 0 in P (2.177)

    u(0)si = u

    (0)pi on Γ (2.178)

    aijkleykl(u(0)))νj − 2µiωeyij(u(0))νj = 0 on Γ (2.179)

    where u(0) is Y -periodic with respect to y. The solution can be expressed as:

    u(0) = u(0)(x) (2.180)

    The boundary-value problem for u(1) and p(0) is obtained from Equation 2.102 at the

    order of �0 and Equations 2.101, 2.103, 2.104 and 2.105 at the order of �1.∑j

    ∂yj[aijkl(eykl(u

    (1)) + exkl(u(0)))] = 0 in S (2.181)

    ∑j

    µiω∂2u

    (1)i

    ∂y2j− ∂p

    (0)

    ∂yi= 0 in P (2.182)

    ∑i

    (∂u

    (1)i

    ∂yi+∂u

    (0)i

    ∂xi) = 0 in P (2.183)

    u(1)si = u

    (1)pi on Γ (2.184)

    aijkl[eykl(u(1)) + exkl(u

    (0))]νj

    = [2µiω(eyij(u(1)) + exij(u

    (0)))− p(0)Iij]νj on Γ (2.185)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 39

    From the linearity of the equations, the solutions are derived in the following form.

    u(1)i = χ

    lmi exlm(u

    (0)) + ū(1)i (x) (2.186)

    p(0) = ζlmexlm(u(0)) (2.187)

    Here ū(1)i (x) is an arbitrary vector independent of y. The tensors χ(y, ω) and ζ(y, ω)

    are complex-valued and depend on y and ω. Due to the stress continuity on Γ at the

    order of �0, there is no additive constant in the expression of p(0).

    The only compatibility relation is obtained from Equation 2.102 at the order of �1

    and Equations 2.101 and 2.105 at the order of �2.

    ∑j

    (∂σ

    (2)sij

    ∂yj+∂σ

    (1)sij

    ∂xj) = −ρsω2u(0)i in S (2.188)

    ∑j

    (∂σ

    (1)pij

    ∂yj+∂σ

    (0)pij

    ∂xj) = −ρpω2u(0)i in P (2.189)

    σ(2)sijνj = σ

    (1)pijνj on Γ (2.190)

    where the solid stress tensors are the same as defined in Equations 2.127 and 2.128,

    and the zero and first order terms in the asymptotic expansion of the fluid stress

    tensors are:

    σ(1)pij = 2µiω[eyij(u

    (2)) + exij(u(1))]− p(1)Iij (2.191)

    σ(0)pij = 2µiω[eyij(u

    (1)) + exij(u(0))]− p(0)Iij (2.192)

    By integrating Equation 2.188 over S and Equation 2.189 P respectively, and applying

    the divergence theorem with the stress continuity condition 2.190 at the interface, we

    obtain:

    ∇x · 〈σ(1)s 〉s +∇x · 〈σ(0)p 〉p = −〈ρs〉sω2u(0) − φρpω2u(0) (2.193)Substituting the solutions of u

    (1)i and p

    (0) into stress-strain relations 2.128 and 2.192,

    and then into Equation 2.193, the compatibility relation can be obtained as:

    ∑j

    ∂〈σT (0)ij 〉∂xj

    = −(ρeffs + φρp)ω2u(0)i (2.194)

    〈σT (0)ij 〉 = a∗∗effijkh exkh(u(0)) (2.195)

  • CHAPTER 2. HOMOGENIZATION TECHNIQUES 40

    where the effective coefficient is given by:

    a∗∗effijkh = 〈aijkh + aijlmeylm(χkh)〉s + 〈2µiω(eyij(χkh) + IijIkh)− ζijIkh〉p (2.196)

    Returning to physical quantities, the monochromatic macroscopic model is expressed

    in the form:

    ∑j

    ∂〈σTij〉∂Xj

    = −(ρeffs + φρp)ω2ui +Or(�) (2.197)

    〈σTij〉 = a∗∗effijkh eXkh(u) +Or(�) (2.198)

    The fourth-order tensor a∗∗eff is complex-valued and depends on ω. The Model V

    describes a monophasic viscoelastic medium at constant pulsation.