Manual For the Preparation of Fruits and Vegetables
The university of trinidad and tobago.Manual For the Preparation
of Fruits and VegetablesFor Use by Namdevco & Other Trinidad
and Tobago based entities.
Asha Melissa Morton 566524/7/2014
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How to Use this Manual
The information contained in this Manual is intended to serve
three purposes: It is a resource for individuals who work with
small scale fruit and vegetable processing entrepreneurs at various
areas in Trinidad to use in order to improve and create end
products that are not only safe for local use but can be exported
to countries that have high standards for fruit and vegetable
products.
It is a reference manual to assist these entrepreneurs to
continue to improve technical aspects of their businesses.
It is a reference manual that outlines practices and procedures
for the production ofsafe, high quality fruit and vegetable-based
processed products and for development of Good Manufacturing
Practices (GMP) programme that will serve as the foundation before
an effective Hazard Analysis and Critical Control Point (HACCP)
system can be implemented.
TABLE OF CONTENTS
How to Use the ManualiIntroduction iiThe Site1The Building2
Physical Layout2 Requirements for Production Sites3 Roofs and
Ceilings4 Walls, Windows and Doors5 Floors5
Summary6Services8Sanitation and.Health10Personnel Health and
Hygiene10Industrial Health Standards12Microbial Hazards12Fruit and
Vegetable Preparation14Record Keeping16Food Safety
Checklist18References31
Introduction
Fruits and vegetables are foods that are required to be fresh
and in pristine conditions whenever placed on sale for consumers.
However when processing for the market it should be taken into
consideration that these items are usually consumed in their raw
state, hence great care must to given so as to inhibit anything
that can cause spoilage and illness to the consumer; as this will
contribute to foodborne illnesses as well as a loss of
business.
It should be borne in mind that this manual was conceived for
the local industry, here in Trinidad and Tobago, which, in seeking
a better future, should decide to take better advantage of the
natural resources that are part of our daily lives, that is, the
resources to which we have access to, and which may be easily
obtained at a reasonable cost.
Being provided with readily available raw materials at a
reasonable cost, will thus be enable many of us to take up the
challenge of undertaking activities in processes not always
familiar, where general management, however, will have to perfect
the obtaining of products that may be safely used by families and
by other members of the community.
Different aspects are presented in relation to the
implementation of projects for the processing of tropical and
subtropical fruits and vegetables, growing in a warm or cold
temperate climate. Post-harvest conservation methods aimed at
maintaining product quality in processing are explored, along with
different facets of the technological processes employed in the
processing and conservation of goods. Finally, several aspects
related to the ultimate destination of the product are analysed,
including self-consumption and marketing.
Special emphasis has been placed on the analysis of the
implementation of the facilities for the development of the
projects, the infrastructure, equipment, processes, the need for
basic services, the quality of the products, and the possibilities
existing in terms of processing techniques.
Morton VIII
The Site Fresh fruits and vegetables are both bulky and spoil
rapidly; therefore it is better to locate a processing unit in the
area where they are grown or in close proximity. This reduces
transport costs and also reduces the amount of handling, which
means that crops are more likely to be in good condition when they
arrive at the processing unit. Once they are in good condition,
they can be stored for a few days before they have to be processed.
Too much handling bruises them and causes them to spoil quickly.
Thereby increasing the cost of production for the processor, as the
spoiled food has already been paid for. Processed fruit and
vegetable products are likely to be sold in different markets and
there is less reason to locate the unit near to customers (in
contrast to bakeries for example). An ideal site is close to a
fruit and vegetable growing area and near to a main road leading to
an urban centre. The location of the processing unit in a rural
area means that there may be problems with: Reliable electricity
Adequate supply of potable water. Contamination of Supplies Access
for workers and staff (public transport, distance down an access
road) Quality of the road (dry season only, potholes that may cause
damage to glass containers) Absence of other facilities (e.g.
schools, medical facilities, shops and entertainment) that make
working there less attractive than an urban location Each of these
should be assessed before choosing a site. In rural locations there
is usually more land available for waste disposal compared to urban
sites, but there may be problems caused by insects and birds or
stray animals getting into the building. It is therefore important
to have a site with cleared and fenced land, preferably having
barrier, which helps to trap airborne dust.
The Building All fruit and vegetable processing businesses
should have a hygienically designed and easily cleaned building to
prevent contamination of products. Buildings in rural areas may
cost more to construct because of higher transport costs for
building materials, but rents in rural areas are usually lower than
urban centres. The investment in construction or the amount of rent
paid should be appropriate to the size and expected profitability
of the business.
When considering the setting up of a fruit and vegetable
processing plant, whether it is a cottage industry or a small
industrial scale system, the focus should be on the infrastructure
required to properly lodge all of the necessary equipment.
Therefore time must thus be devoted so as to coordinate two aspects
that are vital to the development of a project of this nature,
namely costs and the quality of the infrastructure needed to
achieve the established goals.
It must always be borne in mind that since the food to be
processed is intended for human consumption, the infrastructure
must meet several requirements. The basic general aspects of such
requirements will be analysed. The infrastructure comprises
different aspects of a project's implementation. Issues like
physical layout, basic services or installations and equipment must
thus be taken into account.
Physical LayoutThe physical layout of a plan of this nature may
be very simple, as it refers to a basic production system,
involving small volumes and simple products, from a technological
point of view.Nevertheless, in the case of a cottage industry and a
small industrial scale system alike, simplicity must never neglect
the basic principles governing industrial health and hygiene, which
must characterize a food production system.
Requirements for Production SitesWithin the building, food
should move between different stages in a process without paths
crossing. This reduces the risk of contaminating finished products
by incoming, often dirty, crops, as well as reducing the likelihood
of accidents or of operators getting in each others way. There
should be enough space for separate storage of raw materials, away
from ingredients, packaging materials and finished products.
Fig 1.0 Basic Diagram of a Fruit and Vegetable Processing
Area.*
*This Diagram was obtained from the FAO Manual on Fruit and
Vegetable Production. Roofs and Ceilings Overhanging roofs keep a
building cooler, this is especially important when processing
involves heat. Fibre-cement tiles provide greater insulation than
galvanised iron sheets against heat from the sun. Roof vents allow
heat and steam to escape and create a flow of fresh air through the
processing room. The vents must be screened with mesh to keep
insects and birds out of the room. If heat is a serious problem
(e.g. jam boiling), electric fans or extractors can be used if they
are affordable. The roof should be properly sealed with a panelled
ceiling should be fitted in processing and storage rooms, rather
than exposed roof beams, which allow dust to accumulate and fall
off in lumps and contaminate products. Beams are also paths for
rodents and birds, creating contamination risks from hairs,
feathers or excreta. It is important to ensure that there are no
holes in the panelling or in the roof and no gaps where the roof
joins the walls, which would allow birds, rodents and insects to
enter.
Walls, windows and doorsAll internal walls should be plastered
or rendered with concrete. The surface finish should have no cracks
or ledges, which could harbour dirt or insects. The lower parts of
the walls are most likely to get dirty from washing equipment,
product splashing etc. They should either be tiled, or painted with
waterproof white gloss paint to at least one and a half metres
above the floor. Higher parts of walls and the ceiling can be
painted with good quality white emulsion paint.Natural daylight is
preferable to and cheaper than, electric lighting in processing
rooms. The number and size of windows depends on the amount of
money that a processor wishes to invest and the security risk in a
particular area (windows are more expensive than walls, especially
when security bars or grilles are needed). Storerooms do not need
to have windows. Open windows let in fresh air, but this also
provide easy access for flying insects.All windows should therefore
be screened with mosquito mesh. Windowsills should be madeto slope
to prevent dust accumulating and to prevent operators leaving
cleaning cloths or other items lying there, which can attract
insects.Storeroom doors should not have gaps beneath them and
should be kept closed to prevent insects and rodents from getting
in and destroying stocks of product, ingredients or packaging
materials. Processing room doors should be kept closed unless they
are fitted with thin metal chains, or strips of plastic or cloth
hung from door lintels. These keep out insects and birds, but allow
easy access for staff. Alternatively, mesh door screens can be
fitted.
FloorsFloors in processing rooms and storerooms should be made
of good quality concrete, smooth finished and without holes or
cracks. Over time, spillages of acidic fruit products react with
concrete and erode it. Paints can protect floors, but vinyl-based
floor paints are expensive. Red wax household floor polishes should
not be used because they wear away easily and could contaminate
products or spoil the appearance of packages. The best way to
protect floors is to clean up spillages as soon as they occur and
make sure that the floor is thoroughly washed after each days
production.Dirt can collect in corners where the floor and the
walls join. To prevent this, the floor should be curved up to meet
the wall. The floor should also slope to a drainage channel. Proper
drainage prevents pools of stagnant water forming, which would
allow insects to breed. The drainage channel should be fitted with
metal gratings that are easily removed so that the drain can be
cleaned. Rodents and crawling insects can also get into the
building through the drain and a wire mesh cover should be fitted
over the drain opening. This too should be easily removed for
cleaning. (Maharaj, 2013)
Several different processes take place on the site where the
production activity is performed, from the reception and
conservation of raw materials, to the storage of finished
products.
One aspect that must be borne in mind relates to construction
details, which determine a plant's capacity to meet two objectives:
to adjust to the production of foods and to ensure a sufficiently
long shelf life. However, when considering home or small-scale
industrial processing facilities, the cost of construction is an
important factor which must be taken into account.
The building materials must be as light as possible, easy to
readapt and install, considering that often the system users
develop the plan themselves, by means of self-construction
methods.
The buildings materials must be easy to readapt because these
home-made systems are rather dynamic, that is, they require
frequent changes or must adjust to different processes, so that the
space that they occupy may be exploited all year round. On the
other hand, these systems must be considered "expandable" to
accommodate possible evolutions in time.
In addition to the previously mentioned characteristics, the
materials must be easy to wash and disinfect, especially those in
the clean areas of the processing rooms. Complex type of
construction, resulting in the creation of places that are not
easily accessible for cleaning must be avoided, for they may turn
into bird nests, and contamination foci for rodents, insects, and
of course, micro-organisms. (UNIDO , 2004)
SummaryRequirements pertaining to the materials and construction
characteristics of the sites do not vary greatly for home
processing or small-scale industrial plants. The basic difference
lies in the equipment and the way it is set up in the processing
lines. The home-processing system is temporary and versatile, and
there are no special areas devoted to a single process. In general,
all of the premises serve several purposes, according to the type
of process and raw material being used.
The small-scale industrial system, on the other hand, is more
complex in its organization, and therefore specific activities are
carried out in determined areas. Nevertheless, the general
requirements for both systems are similar, the difference being in
the way such requirements are met.
Some of the aspects that may be considered important in relation
to the architectural and construction elements are listed
below:
1. The ceiling and walls of the processing room must be of
washable and easily dried materials; they must be neither absorbent
nor porous.
2. The lighting should be natural, as far as possible. However,
if artificial lights must be used, they should not hinder
activities in any way. Artificial lighting must be protected, to
prevent fragments of glass from falling into the product as it is
being processed, in case of accidents. Additionally they should not
trap insects.
3. Ideally, the working environment should always be
appropriately ventilated, to facilitate the workers' performance.
Poor ventilation in highly enclosed and densely populated premises
may generate defects. It is also important to provide for the
elimination of heavily contaminating odours, even if they are not
necessarily toxic.
On the other hand, excess ventilation, especially in places
characterized by great aerial contamination external to the
processing site, dust and insects essentially, may prove to be
counterproductive. Appropriate ventilation must therefore be based
on an efficient system controlling the access of foreign material
from the external environment.
1. The floors must be of a solid material, never earth or plant
covering. Like the walls and ceiling of the processing room, the
floor must be washable, to ensure compliance with the premises'
hygienic and health standards. 2. The floor must also be sloped to
allow appropriate drainage, avoiding at all costs the formation of
pools in the processing area. At the same time, care must be taken
to prevent the floor from being slippery.
These are some examples of the features that must characterize a
fruit and vegetable processing site to guarantee a quality product
suitable for human consumption.
ServicesThree basic services are required for the operation of a
processing plant: 1. Electrical power, 2. Potable water supply and
3. The disposal of waste waters. Occasionally, small-scale
industrial plants are equipped with a steam production system,
which however is more seldom found in home-processing plants.
Even when a home-processing plant can operate without electrical
power, it is better for this service to be available, essentially
to facilitate the processes by means of small devices that were
developed and that improve workers' performance, thus guaranteeing
a greater uniformity of products. Electrical power is also
absolutely necessary if one is to rely on an appropriate lighting
system, so that work shifts may be prolonged, especially when there
is a surplus production of raw materials.
In small-scale industrial production systems, electrical energy
is indispensable, due to the greater degree of mechanization of the
processes involved. All lights must be installed on the ceiling at
a safe distance to prevent them from getting wet and getting in the
way of workers in the processing room.
As to water supply, the problem is slightly more critical.
Sufficient drinking water must be available to ensure the
development of a hygienic process, managed by clean people and with
appropriately disinfected equipment. Also, many processes require
water, as a result of which water of an appropriate quality must be
available.
Since water does not come in abundant quantities, its use must
therefore be regulated by strict savings principles, especially in
small or home-processing installations that normally are not
equipped with sophisticated water harnessing devices. Water must be
protected from possible sources of contamination and must be
supplied on a continuous basis at all times. The consumption of
water will depend upon the process in question and the design of
the production systems.
The supply of water must be ensured on a permanent basis, as a
result of which the plant will need to be equipped with an elevated
storage tank to avoid being dependent on the supply of electricity.
A reserve must be created, so that water is available even when
there is no electrical power. Tank storage will also allow for
treatment through the addition of disinfectants.
In general, it is advised that chlorine be added to the water
supplying the entire plant, so as to provide for permanent
disinfection. To this end, a dose of 2 ppm of residual free
chlorine is suggested. It should also be borne in mind that the
tank must be covered and not exposed to sunlight, to prevent the
chlorine from decomposing. As a term of reference, 100 ml of a
sodium hypochlorite solution for every 2000 litres of water may be
used, assuming that the hypochlorite solution contains about 50
mgr. of active chlorine per litre of solution. This will prevent
the water from having any chlorine-like taste.
Large volumes of liquid wastes are created in fruit and
vegetable processing and these should be carefully disposed of to
prevent local pollution of streams or lakes. If main drainage is
not available, a septic tank should be constructed in a place that
cannot contaminate drinking water supplies. Water should not be
allowed to simply soak into the ground, because this will create
swampy conditions, which attract insects that contaminate products,
as well as introducing a health hazard. Toilets should be separated
from the processing area by two doors or be located in a separate
building. Workers should have hand-washing facilities that are as
hygienic as possible with soap and clean towels being provided.
Sanitation and HealthQuality and health standards and
regulations must be strictly applied, or the product will be
exposed to contamination by bacteria, mould and yeasts, thus
jeopardizing the expected development of an agro-industrial
enterprise. The importance of food workers understanding and
practicing proper hygiene cannot be overemphasized. Workers can
unintentionally contaminate fresh produce, water supplies, and
other workers, and transmit foodborne illness if they do not
understand and follow basic hygienic principles. (Codex
Alimentarius, 1998)Therefore measures must be adopted as early as
in the production phase, and must continue in the post-harvest,
transportation, storage, preparation and processing phases. (UNIDO
, 2004)In line with these principles, the following sanitary
standards must be fulfilled and applied by workers on the
production premises:Personnel Health and HygieneIt is important to
ensure that all personnel, including those indirectly involved in
fresh produce operations, such as equipment operators, potential
buyers and pest control operators, comply with established hygienic
practices. Operators should consider the following
practices.Establish a training program: All employees, including
supervisors, full time, part time and seasonal personnel, should
have a good working knowledge of basic sanitation and hygiene
principles. The level of understanding needed will vary as
determined by the type of operation, the task, and the assigned
responsibilities.Each producer should develop a sanitation training
program for their employees. Depending on the situation, formal
presentations, one-on-one instruction, or demonstrations (example,
hand-washing) may be appropriate. Depending on the workers' job
requirements, periodic refresher or follow-up training sessions may
be needed. If a formalized training program is not practical, such
as for part time and seasonal field personnel, the operator or the
supervisor should verbally instruct and demonstrate to newly hired
workers proper health and hygiene practices, such as proper
hand-washing techniques1. Workers must wash their hands and clean
their nails carefully before engaging in any process. They must
keep their nails short, and if possible, use rubber/food grade
latex or plastic gloves.2. Adequate means of hygienically washing
and drying hands, including wash basins and a supply of hot and
cold (or suitably temperature controlled) water. Hand wash stations
should be foot or knee operated.3. Toilets and Showers areas of
appropriate hygienic design should be implemented.4. Adequate
changing facilities for personnel.5. To enter the working area,
workers must wear a clean smock, a hair and beard net to protect
the food from possible contamination by hair, and a mask to avoid
microbial contamination.6. The working utensils and equipment must
be cleaned appropriately to remove any waste or residual organic
material.7. The containers (glass jars and bottles) must be washed
with hot water before being filled with food.8. The waste generated
by the production process must be removed from the production area
on a daily basis.9. Clean and dry the outside of the containers
with the product before labelling and storing.10. The storage site
of the finished product must be clean and free from all possible
contamination (it must have been previously fumigated). It must
also be cool and dry.11. Once the working cycle has been completed,
the production area must be left perfectly clean. It will therefore
have to be pre-rinsed with water at a temperature of 40C (to remove
about 90% of the dirt), washed with detergent e.g. Numero Uno or
other food grade detergents, and finally rinsed with water at a
temperature of 38-46C.12. Both the premises and the equipment will
have to be disinfected on a weekly basis. Caustic soda will be
applied first (2%), and then nitric acid (1.5%) at a temperature of
75C after which they will be rinsed with water.
Industrial health standardsWhereas hygiene is a principle that
applies to people, industrial health applies to the equipment,
facilities and premises utilized in the production process. It is
extremely important to adopt measures to ensure that the facilities
meet the industrial health standards which guarantee an efficient
implementation of the process.1. The buildings must be adjusted so
that they can be easily cleaned. There should be no blind spaces
inaccessible to the cleaning and disinfection system.2. The
equipment must be designed in such a way that no empty spaces are
left to facilitate the accumulation of material that may decompose
and cause severe contamination problems.3. All surfaces exposed to
food must be properly cleaned and sterilised, with a frequency that
will depend upon the type of raw material and process being used.
Fruit and vegetable residues are generally easy to clean.4. A
disinfection process can never be performed on a dirty surface. In
order for the disinfection process to be successful, the surface
must have been cleaned beforehand.5. The products used both in the
cleaning and disinfection processes must be included in the list of
products authorized by local health authorities. Special care must
be taken to avoid polluting the environment by using products with
an uncertain degradability.6. No disinfection process by itself
will ever be able to replace the need for daily compliance with
general sanitary requirements. 7. Counter and Table tops should be
made of smooth, continuous, impervious material e.g. Stainless
steel.Microbial HazardsOutbreaks of foodborne illnesses associated
with fresh and minimally processed produce have occurred as a
result of produce becoming contaminated with faecal material.
Therefore, operators should place a high priority on ensuring the
use of agricultural and management practices that minimize the
potential for direct or indirect contact between faecal material
and fresh fruits and vegetables. In addition, infectious diseases,
accompanied by diarrhoea or open lesions, that include boils,
sores, or infected wounds, are a source of disease-causing
microorganisms.*Inadequate food temperature control is another one
of the most common causes of foodborne illness or food spoilage.
Such controls include time and temperature of processing and
storage. Systems should be in place to ensure that temperature is
controlled effectively where it is critical to the safety and
suitability of food. (Codex Alimentarius, 1998) The shelf life,
water activity, levels of microbiological activity the methods of
packaging and processing and the intent of use should be taken into
consideration.It is recommended that regular testing should be
done, at regular intervals, and recorded for accuracy. Additionally
properly calibrated test instruments, and microbiologically testing
equipment and record keeping policies are required to ensure that
accuracy and accountability are achieved.
*See Table 2 in the appendix.
Fruit and Vegetable PreparationReception1. Wheel bath should be
provided on entrance to compound2. Reception area should be free
from sunlight but have adequate lighting 3. Unencumbered by debris
and packing materials.4. Fruits and vegetables must be weighed and
counted by calibrated machinery or the accountability provided if
done manually.5. A visual check must be done to evaluate the
quality of the produce before sending produce to the packinghouse
feeder lines.6. Cleaning is done to remove physical debris from
produce. It is suggested by the FAO to use 50-200 ppm of active
chlorine per gallon of water used. The use of chlorine etc. is to
reduce and remove fungi and other microbes that can cause
spoilage.* See Appendix Table 1 and Picture 1.0
Sorting1. Remove products that do not conform to quality
standards eg early signs of spoilage, wrinkled appearance, and
discolouration, size too small or too big, deformities, bruises.2.
The cleaning procedure continues.Sizing1. Should be carried out
before grading. This is because it is easier to identify units with
defects on a uniform product, either in terms of size or
colour.
2. There are two systems - according to weight or dimensions
(diameter, length or both). Spherical or almost spherical products
like grapefruits, oranges, onions, and others, are probably the
easiest to sort by size. Several mechanisms are available from mesh
screens to diverging belts Sizing can also be performed manually
using rings of known diameter. Sorting by weight is carried out in
many crops with weight sensitive trays. These automatically move
fruit onto another belt aggregating all units of the same mass.
(FAO, 2004)
Grading1. Consists of sorting product in grades or categories of
quality. Two main systems exist: static and dynamic. Static systems
are common in tender and/or high value crops. The product is placed
on an inspection table where sorters remove units which do not meet
the requirements for the grade or quality category. The dynamic
system is probably much more common. The product moves along a belt
in front of the sorters who remove units with defects. Main flow is
the highest quality grade. Often second and third grade quality
units are removed and placed onto other belts. It is much more
efficient in terms of volume sorted per unit of time. However,
personnel should be well trained. This is because every unit
remains only a few seconds in the worker's area of vision. There
are two types of common mistakes: removing good quality units from
the main flow and more frequently, not removing produce of doubtful
quality. (FAO, 2004)
2. Rejects mainly on aesthetic grounds provide a second or even
third quality grade. These can be marketed in less demanding
outlets or used as raw material for processing. (FAO, 2004)
ProcessingChemical Treatments 1. Packers should only use
chemicals for post-harvest treatments (e.g. waxes, fungicides) in
accordance with the General Standard on Food Additives or with the
Codex Pesticide Guidelines. These treatments should be carried out
in accordance with the manufacturers instructions for the intended
purpose. 2. Sprayers for post-harvest treatments should be
calibrated regularly to control the accuracy of the rate of
application. They should be thoroughly washed in safe areas when
used with different chemicals and on different fruits or vegetables
to avoid contaminating the produce. (Codex Alimentarius,
2007)Cooling of fresh fruits and vegetables 1. Condensate and
defrost water from evaporator type cooling systems (e.g. vacuum
cooling, cold rooms) should not drip onto fresh fruits and
vegetables. The inside of the cooling systems should be maintained
clean. 2. Potable water should be used in cooling systems where
water or ice is in direct contact with fresh fruits and vegetables
(e.g. hydro cooling, ice cooling). The water quality in these
systems should be controlled and maintained. 3. Forced-air cooling
is the use of rapid movement of refrigerated air over fresh fruits
and vegetables in cold rooms. Air cooling systems should be
appropriately designed and maintained to avoid contaminating fresh
produce. Cold storage 1. When appropriate, fresh fruits and
vegetables should be maintained at low temperatures after cooling
to minimize microbial growth. The temperature of the cold storage
should be controlled and monitored. 2. Condensate and defrost water
from the cooling system in cold storage areas should not drip on to
fresh fruits and vegetables. The inside of the cooling systems
should be maintained in a clean and sanitary.3. Tropical fruits and
vegetables should not be placed in temperatures below 5 C as most
products are susceptible to chilling injury.
Record KeepingThe records generated by the GMP system should
include all activities and documentation required by the plan,
including: monitoring records for all critical control points,
deviation and corrective action records, and
verification/validation records. Routine critical control point
monitoring records should include the following information: 1.
Form title 2. Firm name and location 3. Time and date 4. Product
identification (including product type, package size, processing
line and product code, where applicable) 5. Actual observation or
measurement 6. Critical limits 7. Corrective action taken, where
applicable 8. Operators signature or initials 9. Reviewers
signature or initials 10. Date of review
Deviation and corrective action records should include:
identification of the deviant lot/product, amount of affected
product in the deviant lot, nature of the deviation, information on
the disposition of the lot, and description of the corrective
action. Examples of verification and validation records include:
in-house on-site inspection, equipment testing and evaluation,
accuracy and calibration of monitoring equipment, and Results of
verification activities, including methods, date, individuals
and/or organizations responsible, results or findings and action
taken.
The following is an example of blank standard critical control
points check list summary tables. The purpose of the summary table
is to aggregate all of the key information regarding implementation
of the plan in a single document. The completed summary table
should be supported by a variety of other records, including
records of the hazard analysis, determination of control points,
maintenance of prerequisite programs, methods and procedures, daily
operational records, corrective action records, verification and
validation records and other supporting documentation.
FOOD SAFETY
CHECKLISTDate_______________________________________Observed
by_____________________________________________Reviewed
byDirections: Use this checklist daily. Determine areas in
operations requiring corrective action. Record corrective action
taken and keep completed records on file for future reference.
Personal HygieneYes / NoCorrective Action
Employees wear clean and proper uniform including shoes.
Effective hair restraints are properly worn.
Fingernails are short, unpolished, and clean (no artificial
nails).
No jewelry such as wedding band and a watch and no
bracelets.
Hands are washed properly, frequently, and at appropriate
times.
Burns, wounds, sores or scabs, or splints and water-proof
bandages on hands are bandaged and completely covered with a
foodservice glove while handling food.
Eating, drinking, chewing gum, smoking, or using tobacco are
allowed only in designated areas away from preparation, service,
storage, and ware washing areas.
Employees use disposable tissues when coughing or sneezing and
then immediately wash hands.
Employees appear in good health.
Hand sinks are unobstructed, operational, and clean.
Hand sinks are stocked with soap, disposable towels, and warm
water.
A hand washing reminder sign is posted.
Employee restrooms are operational and clean.
FOOD PREPARATION Yes / NoCorrective Action
All food stored or prepared in facility is from approved
sources.
Food equipment, utensils and food contact surfaces are properly
washed, rinsed, and sanitized before every use.
Frozen food is thawed under refrigeration, cooked to proper
temperature from frozen state, or in cold running water.
Thawed food is not refrozen.
Preparation is planned so ingredients are kept out of the
temperature danger zone to the extent possible.
Food is tasted using the proper procedure.
Procedures are in place to prevent cross-contamination.
Food is handled with suitable utensils, such as single use
gloves or tongs.
Food is prepared in batches to limit the time it is in the
temperature danger zone.
Clean reusable towels are used only for sanitizing equipment and
surfaces and not for drying hands, utensils, or floor.
Food is cooked to the required safe internal temperature for the
appropriate time. The temperature is tested with a calibrated food
thermometer.
The internal temperature of food being cooked is monitored and
documented.
COLD HOLDING Yes / NoCorrective Action
Refrigerators are kept clean and organized.
Temperature of cold food being held is at or below 41 F.
Food is protected from contamination.
REFRIGERATOR, FREEZER, AND CHILLERYes / NoCorrective Action
Thermometers are available and accurate.
Thermometers are available and accurate.
Food is stored 6 inches off floor or in walk-in cooling
equipment.
Refrigerator and freezer units are clean and neat.
Proper chilling procedures are used.
All food is properly wrapped, labeled, and dated.
The FIFO (First In, First Out) method of inventory management is
used.
Ambient air temperature of all refrigerators and freezers is
monitored and documented at the beginning and end of each
shift.
FOOD STORAGE AND DRY STORAGE Yes / NoCorrective Action
Temperatures of dry storage area is between 50 F and 70 F or
State public health department requirement
All food and paper supplies are stored 6 to 8 inches off the
floor.
All food is labeled with name and received date.
Open bags of food are stored in containers with tight fitting
lids and labeled with common name.
The FIFO (First In, First Out) method of inventory management is
used.
Food is protected from contamination.
All food surfaces are clean.
Chemicals are clearly labeled and stored away from food and
food-related supplies.
There is a regular cleaning schedule for all food surfaces.
Food is stored in original container or a food grade
container.
CLEANING AND SANITIZINGYes / NoCorrective Action
Temperatures of dry storage area is between 50 F and 70 F or
State public health department requirement
Water is clean and free of grease and food particles.
Water temperatures are correct for wash and rinse.
If heat sanitizing, the utensils are allowed to remain immersed
in 171 F water for 30 seconds.
If using a chemical sanitizer, it is mixed correctly and a
sanitizer strip is used to test chemical concentration.
Wiping cloths are stored in sanitizing solution while in
use.
LARGE EQUIPMENT Yes / NoCorrective Action
Food slicer is clean.
Food slicer is broken down, cleaned, and sanitized before and
after every use.
Boxes, containers, and recyclables are removed from site.
Loading dock and area around dumpsters are clean and
odor-free.
Exhaust hood, extractor fans and filters are clean.
UTENSILS AND EQUIPMENT Yes / NoCorrective Action
All small equipment and utensils, including cutting boards and
knives, are cleaned and sanitized between uses.
Small equipment and utensils are washed, sanitized, and
air-dried.
Boxes, containers, and recyclables are removed from site. Work
surfaces and utensils are clean.
Work surfaces are cleaned and sanitized between uses.
Thermometers are cleaned and sanitized after each use.
Thermometers are calibrated on a routine basis.
Can opener is clean.
Drawers and racks are clean.
Clean utensils are handled in a manner to prevent contamination
of areas that will be in direct contact with food or a persons
mouth.
GARBAGE STORAGE AND DISPOSAL Yes / NoCorrective Action
Kitchen garbage cans are clean and kept covered.
Boxes and containers are removed from site.
Loading dock and area around dumpster are clean.
Dumpsters are clean.
PEST CONTROL Yes / NoCorrective Action
Outside doors have screens, are well-sealed, and are equipped
with a self-closing device.
No evidence of pests is present.
There is a regular schedule of pest control by a licensed pest
control operator.
(National Food Service Management Institute, 2009)
ReferencesCodex Alimentarius. (1998, October 26). Guidance for
Industry: Guide to Minimize Microbial Food Safety Hazards for Fresh
Fruits and Vegetables. Retrieved from U.S Food and Drug
Administration:
http://www.fda.gov/Food/GuidanceRegulation/GuidanceDocumentsRegulatoryInformation/ProducePlantProducts/ucm064574.htm#ivCodex
Alimentarius. (2007). FAO Corprate Document Repository(Codex
Alimentarius) First Edition. Retrieved from Fresh Fruits and
Vegetables: http://www.fao.org/docrep/010/a1389e/a1389e00.htmFAO.
(2004, March 20). Manual For the Preparation and Sale of Fruits and
Vegetables. Retrieved from FAO Corprate Document Repository:
http://www.fao.org/docrep/008/y4893e/y4893e00.htmMaharaj, R. (2013,
October). Lecture Notes On Quality Assurance and Current Good
Manufacturing Practices. Centeno, Trinidad and Tobago.National Food
Service Management Institute. (2009). HACCP BASED SOPS. Retrieved
from National Food Service Management Institute:
http://www.nfsmi.org/documentlibraryfiles/PDF/20130730104656.pdfSingh-Ackbarali,
D. (2013). Bacteria that are Food Bourne. Centeno:
UTT.Singh-Ackbarali, D. (2013, October). Lecture Notes Food
Microbiology. p. 1.UNIDO . (2004). UNIDO Technology Manual:
Small-scale Fruit and Vegetable- Production Methods, Equipment and
Quality Assurance Practices. Vienna: United Nations Industrial
Development Organizaton.
AppendicesTable 1. Common spoilage defects of fruits and
vegetables and the Causative AgentsDefect Casual organism
Bacterial soft rot Erwinia carotovora
Gray mold rot Botrytis cinerea
Rhizopus soft rot Rhizopus nigricans
Blue mold rot Penicillium spp
Alternaria rot Alternaria spp
Pink mold rot Trichothecium roseum
Green mold rots Cladosporium, Trichoderma
Watery soft rot, Brown rot Sclerotinia sclerotiorum
Downy mildew Phytophthora, Bremia
Sliminess or souring Saprophytic bacteria
Black rot/ smut/ Black mold Alternaria / Aspergillus niger
Anthracnose Coletotrichum lindemuthianum
(Singh-Ackbarali, Lecture Notes Food Microbiology, 2013)
Table 2: Bacteria responsible for food borne illnessType of
disease Causative bacteria Kind and nature of the bacteria Major
symptom(s) type
Intoxication Staph poisoning (improper handling by infected
persons)
Botulism (incorrectly or minimally processed food)Staphylococcus
aureus strains
Clostridium botulinumstrains Gram-positive cocci, present in
pairs, short chains or bunched grape like clusters, facultative
anaerobes, but grow rapidly under aerobic conditions, mesophiles
with a growth temperature range of 7 to 480C and have the ability
to grow at low aW (0.86), low pH (4.8), and high salt and sugar
concentrations of 15% and in the presence of NO2 (naturally present
in the nose, throat, skin, and hair of healthy humans, animals and
birds.)
Anaerobic, Gram-positive spore forming rod, sensitive to low pH
(