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European Journal of International Relations 19(2) 281–304 © The Author(s) 2011 Reprints and permissions: sagepub.co.uk/journalsPermissions.nav DOI: 10.1177/1354066111421037 ejt.sagepub.com E J R I Republican continuities in the Vienna Order and the German Confederation (1815–66) Peter Haldén University of Uppsala, Sweden Abstract This article argues that the German Confederation — deutscher Bund — (1815–66) was a form of rule built on early modern republican political theory. It was a ‘Compound Republic’ form of rule constructed to prevent the emergence of a system of sovereign German states as well as a single sovereign German state. Its purpose was maintaining peace and stability in Europe and safeguarding the autonomy of its member polities. Contemporary statesmen, intellectuals and scholars saw these purposes as complementary. A non-sovereign, polycentric and republican organization of the German lands was regarded as a natural and necessary component in a stable Europe free from war and revolutions. This article analyses the origins, institutions and policies of the German Confederation, with particular regard to how the means of organized violence were organized. It thereby demonstrates the implementation of republican ideas and purposes in the Bund. The article situates the Bund in 19th- century thinking about European stability and sovereignty, further demonstrating the prevalence of republican ideas on international order. Republican political theories and institutions differed sharply from modern theories and models of international relations. Consequently, the history of international politics, the European system of states and state-formation must be re-conceptualized more in line with historical realities. Keywords concert, historical sociology, international history, limited sovereignty, sovereignty, states-system Corresponding author: Peter Haldén, University of Uppsala - Department of Peace and Conflict Research. Gamla Torget 3, 1st floor Box 514, SE 751 20 Uppsala, Sweden. Email: [email protected] 421037EJT XX X 10.1177/1354066111421037Haldén European Journal of International Relations Article
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Republican continuities in the Vienna Order and the German Confederation (1815–66)

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Page 1: Republican continuities in the Vienna Order and the German Confederation (1815–66)

European Journal of International Relations

19(2) 281 –304© The Author(s) 2011

Reprints and permissions: sagepub.co.uk/journalsPermissions.nav

DOI: 10.1177/1354066111421037ejt.sagepub.com

EJ RI

Republican continuities in the Vienna Order and the German Confederation (1815–66)

Peter HaldénUniversity of Uppsala, Sweden

AbstractThis article argues that the German Confederation — deutscher Bund — (1815–66) was a form of rule built on early modern republican political theory. It was a ‘Compound Republic’ form of rule constructed to prevent the emergence of a system of sovereign German states as well as a single sovereign German state. Its purpose was maintaining peace and stability in Europe and safeguarding the autonomy of its member polities. Contemporary statesmen, intellectuals and scholars saw these purposes as complementary. A non-sovereign, polycentric and republican organization of the German lands was regarded as a natural and necessary component in a stable Europe free from war and revolutions. This article analyses the origins, institutions and policies of the German Confederation, with particular regard to how the means of organized violence were organized. It thereby demonstrates the implementation of republican ideas and purposes in the Bund. The article situates the Bund in 19th-century thinking about European stability and sovereignty, further demonstrating the prevalence of republican ideas on international order. Republican political theories and institutions differed sharply from modern theories and models of international relations. Consequently, the history of international politics, the European system of states and state-formation must be re-conceptualized more in line with historical realities.

Keywordsconcert, historical sociology, international history, limited sovereignty, sovereignty, states-system

Corresponding author:Peter Haldén, University of Uppsala - Department of Peace and Conflict Research. Gamla Torget 3, 1st floor Box 514, SE 751 20 Uppsala, Sweden. Email: [email protected]

421037 EJTXXX10.1177/1354066111421037Haldén European Journal of International Relations

Article

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Introduction

This article demonstrates the survival of early modern republican political theory in the German Confederation/deutscher Bund (1815–66), which was a cornerstone of the European order created by the Congress of Vienna in 1815. The article uses the term ‘Compound Republic’ (Haldén, 2011) to describe a form of rule that is neither a state nor a states-system but one that instead actively strives to prevent the development of both forms. In the 19th century the German Confederation was the clearest and most elaborate example of a way of thinking about and organizing international stability that differed substantially from the models of an anarchical international system used in 20th-century International Relations. Consequently, it forces us to rethink both the history of interna-tional thought and the universality of our models.

The Bund’s purpose was to maintain peace and stability in Europe and Germany and safeguard the independence of its member polities. This combination required a form of rule in the German lands that was neither a state nor a states-system. The Bund countered three outcomes that republican theorists regarded as threats to a republic: concentration of authority and power to one centre (‘tyranny’), to a few centres (‘oligarchy’) and dis-solution of the polity (‘anarchy’) (Haldén, 2011: 41–42). This form of rule was the result of visions of stability in Europe and Germany, pragmatic deals between the German rul-ers, and the ideational and institutional republican heritage from the 18th century (Langewiesche, 1999: 215–242). During the 19th century this republican arrangement had to accommodate and modify sovereignty and compete with democracy and national-ism. In this struggle, views of the European order, the territorial organization and the political constitution of the German lands were interdependent. Over time the dominant configuration of this triad changed from a republican to a nationalist-conservative one; ultimately contributing to the creation of a German-Prussian Reich in 1871 and a com-petitive European order.

The existence of the republican form of rule has been demonstrated for other places and epochs (Deudney, 1995; Haldén, 2011). However, the existence of this non-state form of rule in Europe during the 19th century shows that it is a wider phenomenon in time and space. The survival and travails of republicanism during the 19th century cast new light on several issues and debates concerning the history of international politics, IR theory and contemporary security. First, the fact that the Bund was created as a cor-nerstone of what is considered one of the most stable international orders means that the links between the sovereign state and systemic stability have to be questioned. Early 19th-century thinkers regarded a non-sovereign Germany as one of the preconditions of a stable Europe. This combination sits uneasily with theories of the balance of power in modern IR. Since a non-sovereign centre was considered crucial to European stability, we have to systematically recognize and further investigate the role of non-sovereign units and republican arrangements both in balance of power systems in world history and in European balance of power thinking.

As a 19th-century phenomenon the Bund highlights the problems of combining nationalism, democracy and self-determination with systemic conceptions of security in ways that previously studied republican entities do not. Unsettlingly and crucially, it highlights that in certain circumstances there may be tensions and trade-offs rather than synergies between democracy, self-determination and systemic stability. In particular,

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the Bund illustrates the potential tensions between democracy and republican arrange-ments in international politics. In order to be able to promote contemporary synergies between democracy and systemic security, we have to be knowledgeable about past situ-ations that developed in the opposite direction.

Second, the history of the sovereign state and the states-system has to be further refined. Research over recent decades has revised the view that the Peace of Westphalia (1648) provided the foundation of both entities. Current research also demonstrates that a plurality of political forms persisted until 1914 (Donnelly, 2002, 2006). The sovereign state may have been established in Western and Northern Europe in the early modern era, but it was only in the 19th century that it was developed in Central Europe, and then only against considerable resistance. The European cases of non-sovereignty entail that the general synthetic and theoretical statements of the history of state-formation and sys-tems-formation in political science and sociology have to accommodate a greater degree of plurality of political forms over longer periods and in more places.

Third, the considerable continuities of political structures and ideas in German and European history mean that we have to reconsider how conceptual innovations affect historical transformations. Koselleck (1979a) argued that many political concepts were invented and existing ones changed profoundly between 1750 and 1850. The conceptual changes have been studied extensively (e.g. Hont, 1994) but hitherto not alongside inter-national political structures and in connection with the survival of non-sovereign forms of rule in the 19th century. Conceptual innovation matters but the meaning and function of concepts will be determined by pre-existing structures and contexts. Theoretical issues of path-dependence and transformation in history cannot be fully addressed here. Nevertheless, this article demonstrates the importance and resilience of institutional arrangements and ideas that teleological views of modernization have played down. The role played by highly contingent factors such as Prussian military victories (in 1864 and 1866) in bringing down these arrangements only underscores their resilience.

This subject poses conceptual challenges, but also language difficulties: the original name deutscher Bund translates into English as ‘the German Confederation’. A major debate has been whether the Bund was a ‘Staatenbund’ or a ‘Bundesstaat’. The two terms are usually rendered as ‘confederation’ and ‘federation’, but more literal transla-tions would be ‘states-association’ and ‘association-state’. These terms correspond to ‘states-system’ and ‘state’, which are the two poles of modern, sovereignty-based politi-cal thought. However, the terms that are usually used to describe the Bund, Staatenbund/confederation/states-system or Bundesstaat/federation/state, are not simply tools but also analytical problems. Conventional terms obscure the fact that the Bund was not reducible to these concepts and in fact challenges the position of sovereignty as the starting-point for conceptualizing and organizing politics. Hence, discussing the subject matter in terms of confederation–federation would be counterproductive as well as con-fusing. Hence, throughout the article I will refer to the ‘German Confederation’ as the ‘Bund’. This is inconvenient in an English-language text but it helps to tackle the con-ceptual problem.

The argument unfolds according to the following: the second section outlines how IR theory has understood the genesis of the modern state/states-system in the 19th century. The third section discusses the republican heritage in international thought and outlines

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the republican traits of the Holy Roman Empire (HRE), the predecessor of the Bund. The fourth section analyses the Bund as a republican security order between 1803 and 1866. I first discuss how it was established. Then I show how German republican thinkers con-ceived of the European order, the territorial form of the German lands and their political constitution as an integrated system. After that I analyse the institutions of the Bund. Then I analyse its counter-revolutionary security strategy. Finally I discuss the end of the Bund in the 1860s. The fifth section concludes the article and outlines its implications for con-temporary security.

The German Bund as an international problem

The survival of non-sovereign forms of rule

In most social sciences and international law, a state corresponds to Weber’s (1978: 54) definition: ‘a compulsory political organization will be called a “state” insofar as its administrative staff successfully upholds the claim to the monopoly of legitimate use of physical force in the enforcement of its order’. The standard view in political science regards sovereignty as the most important attribute of the state and defines it as indivis-ible authority (Lake, 2009: 24–28, 47–48). Another dominant assumption is that modern world politics consists only of entities that are either sovereign or part of another sover-eign entity. Also, by definition a states-system only consists of sovereign states (Onuf, 1998: 77–78, 123). This view underlies the traditional division between ‘anarchy’/inter-national and ‘hierarchy’/domestic politics (Waltz, 1979: 114–115). However, over recent decades the ‘national–international paradigm’ has been increasingly theorized, ques-tioned and nuanced (Bartelson, 1995; Walker, 1993; Shaw, 2000).

Reassessing the origins and history of the state and the states-system is central to this venture. Newer research on early modern international relations has rejected the idea that the Peace of Westphalia in 1648 created the sovereign state and the modern system of states (Krasner, 1993; Osiander, 2001; Teschke, 2003). There is now a lively discussion on the origins and drivers behind the creation of the state and the system of states. Three key questions in this debate are how long non-sovereign forms of rule persisted, why they did so, and what the consequences of their persistence were for world politics. Recent research has emphasized that a plurality of organizational forms existed de facto as well as de jure throughout the 19th century (Donnelly, 2002: 142). Keene (2002) argues that non-sovereign forms of rule existed primarily outside of Europe. The histori-cal record, however, shows that non-sovereign forms of rule were also common in Europe: for example, the provinces conquered by Russia from Sweden in 1809 became the autonomous Grand Duchy of Finland (Jussila et al., 1999), Switzerland was reconsti-tuted in 1815 as a union of sovereign but constitutionally interlinked and limited cantons1 and large parts of central Europe belonged to the German Bund.

The Vienna Order in International Relations theory

Despite the importance that major IR works ascribe to the Congress of Vienna in 1815 and the fact that contemporaries saw the German Bund as central to the settlement, no

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substantial work — with the exception of Paul W. Schroeder’s The Transformation of International Politics — has so far analysed it. The Congress of Vienna and the Concert of Europe have a general importance to IR because they shaped an unusually peaceful and ordered period in international politics, particularly in contrast to the 18th and 20th centuries (Bobbitt, 2002; Clark, 2005; Holsti, 1991; Kissinger, 2000; Osiander, 1994; Watson, 2009 [1992]). Three factors are usually given as explanations for the stability of the Vienna Order: (1) the Great Powers (Austria, Britain, France, Prussia and Russia) shared an understanding of legitimacy and a communal conception of Europe; (2) France was offered mild terms of peace after the Napoleonic wars and was swiftly reintegrated among the Great Powers; (3) the Great Power settled international issues by deliberating jointly in recurring congresses. However, the German Bund was also a component of this remarkable stability. Another lacuna in the study of the 19th century is the effects of international politics on state-formation. The European peace treaties Augsburg 1555, Westphalia 1648, Utrecht 1713 and Vienna 1815 are often seen as key moments in the evolution of the modern international system. Bobbitt (2002: 215) takes this argument further and argues that each treaty shaped the nature of the state and that the Congress of Vienna ushered in the era of the state-nation. This argument has heuristic value for most European countries, but it does not apply to the German lands, nor does it aid us in under-standing its politics.

Republicanism in International Relations and international history

Compound republics as a distinct form of rule

This article focuses on two aspects of the various republican traditions in political thought: the first is how republicanism conceptualized non-sovereign forms of political organization that were structured on the basis of an understanding of power and authority as divisible. This starting-point enabled configurations where units were interwoven and embedded by sharing some kinds of power while retaining others exclusively. These theoretical constructions and their empirical instances evaded the distinction between ‘state’ and ‘systems of states’ (Haldén, 2011). The second is how republican thinkers developed theories on the viability of republics and how they survived internal and exter-nal threats.

Authority does not have to be final and indivisible like in the modern interpretation of sovereignty (Lake, 2009: 38–40, 48–51). Republican thinkers such as Althusius, Wolff and Leibniz saw authority in a socio-political configuration as distributed and shared among its members, most typically in an ascending order of corporations from house-hold, to city, to province, to realm and ultimately to the republic of mankind (Leibniz, 1988 [1677]; Onuf, 1998: 47–49). The main implication for this article and for IR theory is that ‘units’ or wielders of power could be joined in a single whole without losing their autonomy. In many cases in Europe this autonomy extended to control over the means of organized violence and the authority to use them (Haldén, 2011; Leibniz, 1988 [1677]: 117). A perspective that regards indivisible sovereignty as foundational to politics and the state as defined by the control and legitimate authority over the means of violence

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will see such arrangements as (proto-)systems of states. However, the modern polarity between international and domestic cannot fully capture these arrangements.

Republican thinkers argued that a polity can consist of many centres that are governed by different constitutional principles. There were three pure forms of government: mon-archy (rule by one), aristocracy (rule by the many) and democracy (rule by all). Each form had a corrupt counterpart, which were tyranny, oligarchy and anarchy (Aristotle, 1984: 66, 121–146; Cicero, 1998: 20–21, 30–32, 42–48, 71–74; Polybius, 1979: 304–311). Republican thinkers believed that a polity was doomed to follow an inevitable course of decline in which corrupt forms would follow the benign ones. To halt this spiral of decline, the polity had to balance all forms of government. Early modern political and legal theory distinguished between countries that were pure forms of government and countries that combined them; the latter were called mixed states. Republics had institu-tions to balance different forms of government and avert the threats of tyranny, oligarchy and anarchy. If we translate republican thinking about different forms of government into structures, then monarchy, aristocracy and democracy describe the number of centres of power in the polity, one, several or many (Haldén, 2011). Deudney argues that the polar-ity between anarchy (i.e. system of states) and hierarchy (state) is not exhaustive. Republican forms are negarchies, ‘arrangement[s] of institutions necessary to prevent simultaneously the emergence of hierarchy and anarchy’ (Deudney, 1995: 208). His claim that negarchies can coexist with hierarchies and anarchies in a multi-unit system is highly relevant to the study of the 19th century.

Republican thought can be divided into Continental and Atlantic traditions. Thanks to Madison et al. (1987 [1788]) as well as Pocock (1975) and Deudney (2007) the Atlantic tradition is well known. However, the Continental one is less researched. Although interest in republicanism has blossomed in political theory and the history of ideas, few studies have analysed organizational implementations of republican theories in European history from an IR perspective (Haldén, 2011). The most important repub-lican form of rule in early modern Europe was the Holy Roman Empire (HRE), the predecessor of the Bund.

Early modern German republicanism: The Holy Roman Empire

It used to be taken for granted that the Peace of Westphalia in 1648 initiated the sover-eign states system and reduced the Holy Roman Empire to insignificance. However, several works have revised this view (Aretin, 1997; Duchhardt, 1999; Haldén, 2011; Osiander, 2001; Teschke, 2003). The Peace of Westphalia did not grant sovereignty to all European countries or free the imperial princes from the domination of the Emperor. Instead, the Peace renewed the social contract of the Empire. The rights of the princes to make alliances and to wage war were not innovations in 1648 but traditional privileges that the treaty reaffirmed (Buschmann, 1984: 32; Osiander, 2001). These rights did not make the princes completely autonomous because alliances and wars were not allowed to be directed against the Emperor or Empire (Buschmann, 1984: 32). The treaty of Westphalia connected the HRE to European stability; the Empire stabilized the European states-system because it was neither too united to pose a threat nor too divided too spur Great Power rivalries (Watson, 1997; 2009 [1992]: 209–213).

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The HRE was a republican polity. The organization of the princes of the Empire into estates of different rank corresponded to the continental republican vision of society as an ascending order of corporations (Onuf, 1998: 132–133). Unlike in Western Europe, the princes of the empire ruled their territories autonomously and in some cases fielded substantial armies. Even after 1648 no princes had complete authority as they were still bound by the Imperial constitution (Teschke, 2003: 241–242, 244). The authority of the princes was conceptualized as ‘territorial supremacy’ (Landeshoheit) and unlike sovereignty it was not an unconditional right (Osiander, 2001: 272). Here the vertical arrangement of descending corporations created a spatial/territorial configuration of interlocking units.

The HRE was a republican form of rule that served to safeguard the autonomy of the princes and to prevent the three republican threats from materializing: the potential tyrant, the Emperor, was checked by constitutional limits to his power. The potential oligarchs, the Electors, were checked by the constitution and the protection of the small-est estates by the Emperor. The potential anarchy, the dissolution of the HRE into inde-pendent principalities, was checked by the limits to the autonomy of all princes. In sum, the Empire evaded the categorical division between a ‘state’ and a ‘system of states’ (Haldén, 2011; Onuf, 1998: 123). The philosophy that underpinned the HRE lived on into the 19th century and the institutions of the German Bund displayed several republi-can features. However, the Bund faced challenges that few other republican forms of rule did: coexisting with nationalism and strivings for self-determination within a multipolar system and complementing balance of power dynamics.

The German Bund 1815–66

The end of the Empire and the search for a new order

The Napoleonic wars destroyed the Holy Roman Empire. In 1803 Napoleon made Bavaria and Würtemberg sovereign kingdoms and Baden a sovereign Grand Duchy (Aretin, 1997: 524). In 1806 they and several other Western and Southern principalities left the Empire and formed the Confederation of the Rhine under French leadership. In response, Emperor Francis II dissolved the Empire. The events of 1803–15 introduced sovereignty into the German lands. Administrative reforms expanded and strengthened the purview of the state apparatus in many territories (Aretin, 1997: 529). This solidifica-tion of the individual territories made a return to the old Empire impossible.

Once it became clear that a reordering of Germany under the auspices of the Great Powers would happen after the defeat of Napoleon, proposals for the new order began to circulate. The sovereignty of the South German states clashed with post-Napoleonic plans for systemic security. In 1813 Austria guaranteed the sovereignty of Baden, Bavaria, Hesse-Darmstadt and Würtemberg with the crucial provision that it must not interfere with the overall security of Germany (Aretin, 1993: 149, 155). Later, in 1815, the Congress of Vienna and Constitution of the German Bund (the Bundesakte) would reaffirm this guarantee. In October 1814 the ‘German Committee’ was formed to begin formal negotiations. Prussia proposed a German constitution dominated by Austria, Prussia and the other kingdoms (Aretin, 1993: 156, 160). The proposals were defeated by

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the middle German powers and Austria which preferred a looser form of association (Schroeder, 1994: 541–544; Sheehan, 1989: 405). When Austria and the middle powers discussed the future German constitution, they did so in unmistakably republican terms. Spiegel, the Austrian Regierungsrat, dismissed the Prussian proposals as resting on an ‘unbearable oligarchy’2 and argued that a leader of some kind, if not an Emperor, was necessary to prevent oligarchy.3 Spiegel argued to the German Committee that Germany was one community in which many different centres of power were embedded. Indeed, the national unity of Germany was based on having many ruling houses. This combina-tion of unity and multitude prevented oligarchy and pure monarchy.4 These themes in the political debates are recognizable in the political ontologies of Leibniz and Wolff and classical-Polybian themes of mixed government as a way to prevent threats to liberty. The Bavarian King argued that the future German constitution must not become a single monarchy.5 The representative from Hesse and Brunswick, Keller, related a conversation with Metternich where they agreed that Germany must not become an oligarchy — ‘this most despicable form of government’ — since that would lead to ‘separation and divi-sion or complete anarchy’.6

Reconciliation was necessary on the one hand between Austria and Prussia and on the other between them and the princes formerly belonging to the Confederation of the Rhine, and sovereignty was the key to the problem of a joint order. The German Committee noted that sovereignty was associated with despotism and agreed to refrain from using it in their discussions. Instead ‘Regierungsrechte’ — rights of governance — were preferable.7 Because of recent experience with the French republic and Napoleon, the unitary state was equated with the loss of liberty and despotism (Treichel, 2000a: xxx). Instead, solutions hearkening back to the republicanism of the HRE but also taking the newly won sovereignty of the German states into account became attractive.

Establishing the Bund

The Peace of Paris in 1814 restored France to its pre-revolutionary borders and attempted to undo the changes brought about by Napoleon’s reign. As a part of reordering Europe along historical lines, the peace established that the ‘states of Germany shall be independ-ent and united by a federative bond’.8 The definitive reordering of Europe, the Final Act of the Congress of Vienna 1815, established the German Bund and outlined its central ele-ments, its political purpose and the distribution of voting rights in the Congress.9 During the Congress the first constitution of the Bund (deutsche Bundesakte) was signed and it incorporated the articles of the Final Act. Thereby the German constitution became part of the ius publicum europeum — the public international law of Europe (Doering-Manteuffel, 2001: 7). The Great Powers left the details to the German actors but they pressed for a solu-tion that was compatible with their security interests (Schroeder, 1994: 548).

Official documents and contemporaries distinguished the members of the Bund according to rank, for example, kingdoms, grand duchies or duchies. Heeren (1821: 439) praised this multitude of forms and claimed that it was beneficial to stability and served to resist despotism in the German system. Some members had possessions that were not included in the Bund. The Prussian provinces of East and West Prussia10 and the Hungarian and Italian possessions of the Habsburgs were left outside of the Bund and the

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common framework and defence system.11 However, three monarchs whose main terri-tories were outside the Bund were also members: the King of Denmark as Duke of Holstein, the King of the Netherlands as Grand Duke of Luxemburg and the King of Great Britain as elector of Hannover.12

The Final Act at Vienna (Wiener Schlussakt) signed in 1820 completed the constitu-tion of the Bund. There were several changes between 1815 and 1820: constitutional arrangements were more developed and internal security became more pronounced. Some aspects, mostly pertaining to internal affairs, were changed — these are dealt with below. The primary purpose was still the same as in 1814, maintaining the ‘security and independence of Germany and the tranquillity and balance of Europe’.13 According to the Final Act, the Bund was an ‘international (Völkerrechtlicher) association of the sov-ereign German princes and Free Cities’ whose purpose was to keep ‘the independence and invulnerability of the associated states and to maintain the internal and external security of Germany’.14 All members of the Bund promised to protect the whole of Germany and each member against attacks and guaranteed the integrity of all posses-sions that were included in the Bund.15 To this end, the Bund as a whole had the authority to make war, and conclude peace treaties and other alliances.16

Because the members of the Bund retained the means of violence, they also posed potential threats to each other. They pledged not to make war on any member under any pretext whatsoever but to subject conflicts to the Confederate Assembly (Bundesversammlung). A committee would try to solve conflicts through mediation. If mediation failed, then both parties were obliged to submit to the courts.17 To maintain the security of all states from each other the Bund was obliged to consult and to take countermeasures to any threats or disturbances to unity and peace between its members.18 If armed clashes took place or even if a serious threat arose, then the Bund had to take actions to prevent states taking matters into their own hands and to maintain the con-stitutional order (Besitzstand).19 An anti-self-help system between nominally sover-eign states to protect the stability and balance of Europe is antithetical to the distinction between anarchy and hierarchy that is foundational to much of IR theory. It might be tempting to draw parallels with different kinds of federal system but they would be inaccurate. The explicit constitutional statement that there might be a risk of armed clashes between its members and the constitutional provisions not only to prevent, but also to stop, them belie such comparisons. These provisions suggest an understanding of Germany as a single as well as a composite entity. We have seen the republican roots of this arrangement and will now investigate 19th-century thinking about the Bund.

German republicanism: The stability of Europe and shape of Germany

The German Bund and the political philosophy that supported it may appear as anoma-lies to posterity but they were logical outgrowths of early 19th-century political thinking in Europe and in the German lands. The ideational context of the Bund was a triad of three interconnected elements: European stability, the territorial shape and the political constitution of the German lands. The three elements intertwined and transcended the domestic and international political spheres and they combined constitutional and secu-rity politics.

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Leading German thinkers regarded a polycentric organization of the German lands as historically and politically natural. They recognized that, unlike in France, there had never been a single united German state and argued that such a form was contrary to Germany’s nature as a nation of culture, not of the state (Meinecke, 1918 [1907]: 190). Variations of this theme recur in the writings of Fichte, Gentz, Heeren, Metternich, de Staël (1871 [1815]: 20) and von Ranke as well as in newspapers and popular novels of the early 19th century (Meinecke, 1918 [1908]: 142; Srbik, 1925: 405–507). As late as 1856 the jurist Lorenz von Stein argued that Germany had never been a ‘political unit [Einheit] in the sense of an independent political organism’ and would never be so (Srbik, 1925: 409). Interestingly, the unitary state was seen as a French innovation that would obliterate the plurality and multitude of traditions that were trademarks of German politi-cal life. It was also seen as intimately connected to the revolution (Srbik, 1925: 412). Hence the process of forming a unitary state resembled the republican threat of ‘anarchy’ and the final result resembled ‘tyranny’ that would extinguish liberty.

Seeing a united Germany as unnatural and as an undesirable consequence of foreign ideas was at this time not contrary to German patriotism, but an expression of it. The combination of patriotism and resistance to the state is particularly evident even in the influential writings of Fichte. Since the late 19th century Fichte has been seen as one of the founding fathers of essentialist nationalism. He was, however, an opponent of sover-eign unity. He argued that a single state unifying the German nation would have been a great misfortune that every noble would have had to oppose since it would have destroyed the ‘republican constitution’ — that is, the polycentric form — of Germany. To Fichte, the republican form was the very source of German culture and the foremost safeguard of its originality (Meinecke, 1918 [1908]: 140–141).

Early 19th-century intellectuals saw a republican (in the sense of polycentric) form of the German lands as natural and as the way to protect them culturally, politically and mili-tarily. Patriotism intermingled with a cosmopolitan vision of the German vocation. Schiller, Novalis, Fichte, Humboldt and Friedrich Schlegel as well as Metternich regarded Germany as having a unique position in relation to and as part of world culture (Meinecke, 1918 [1908]: 406; 1918 [1907]: 190; Srbik, 1925: 405). Similarly, Metternich saw the German Bund as playing a unique role as part and safeguard of a stable, secure and cos-mopolitan Europe (Srbik, 1925: 407, 410). Consequently, the republican/polycentric form was a precondition of Germany’s contribution to world culture and to European stability.

A republican Germany was mirrored by an idea of a republican Europe. Some of the architects of the Concert of Europe viewed the natural state of Europe in communitarian terms, as a society in which separate kingdoms existed, a sort of republic of Europe (Gulick, 1955: 11). Metternich’s adviser von Genz, who was influenced by Polybius (Srbik, 1925: 356), described Europe in terms of a ‘Système federative, constitution fed-erative, système politique de l’Europe’ (Gentz, 1802: 5, 6; 1814: 9). It was common to talk of Europe as a republic (Onuf, 1998) but the fact that Gentz considered the terms as synonymous suggests a conception of Europe different from what Shaw (2000) calls the national–international nexus.

German republican thinking on European and German stability in the early 19th cen-tury resembles a counter-tradition to conventional theories of balance of power. While balance of power theories presuppose a system where all units are fully independent

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states (Bull, 2002: 35; Donnelly, 2006: 154; Gulick, 1955: 5, 20ff., 128), German repub-licanism argued that a non-sovereign ‘Germany’ and Great Power interventions in differ-ent parts of Europe were cornerstones of European stability (Schroeder, 2004: 229). For example, Heeren had regarded the HRE as a stabilizing factor in the European states-system (Watson, 1997: 23) and he greeted the Bund enthusiastically because he saw it as fulfilling similar functions (Heeren, 1821: 439–441).

German republicanism of the early 19th century was fundamentally different from its ideational rivals. Although not a major force until the 1830s, liberal-nationalism was the primary rival of the republican position until 1848. Thereafter a conservative nationalism emerged as a strong force and the dialectic between the two nationalisms marginalized the republican position (Clark, 2006: 436–509). All three positions were different con-figurations of the three interlocked elements: European stability, the territorial shape and the political constitution of the German lands.

Constitutional restraints on external relations and organized violence prevented republican threats

Legal means usually restrain the military capabilities of Compound Republics (Haldén, 2011) and this was the case in the German Bund. To stabilize the German lands and Europe it was crucial to restrain the offensive power of the Bund and its members by constitutional and institutional means. The means of organized coercion and the author-ity to use them are generally regarded as the bedrock of statehood (Giddens, 1985: 20; Mann, 1993: 37). Their organization clarifies how the Bund differed from a state as well as from a states-system and the role sovereignty played in its configuration of institutions and political purposes. As in the HRE, the regulation of the foreign relations of the mem-bers displayed a tension between allowing their autonomy and preventing their freedom of action (Haldén, 2011). This created a balance between the different centres of power in the polity, an ideal recognizable from republican theory. Unlike the individual states of the United States of America, members of the Bund retained the right to alliances of every kind but pledged not to enter into any ties directed against the security of the Bund or of individual members.20 This provision was a modernization of the right of the estates of the HRE to make alliances, ‘foreign and domestic’, and to wage war for their own preservation and security on the condition that they were not directed at the Emperor, Empire or its peace (Buschmann, 1984: 32).

The Final Act of Vienna strengthened the defensive character of the Bund and further limited its offensive capabilities. The members promised not to attack any foreign power or to provoke foreign powers to attack.21 These capacities for external action are meek and unimpressive by the standards of a sovereign state, but they were fully consistent with the republican aim of curtailing centralizing powers and with the idea of limiting offensive military power in the European system. The provisions of neutrality in case of a conflict between foreign powers reflected the stabilizing functions of the Bund for the European states-system.22 If one or several members perceived an external military threat the Bund would investigate whether it was realistic and vote on whether to take defensive measures.23 If the two-thirds majority necessary for a declaration of war was not reached, then the members that felt threatened were free to take any appropriate defensive measures.24

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However, if a member with possessions outside the Bund (e.g. Austria, Britain, Denmark, the Netherlands and Prussia) started a foreign war unrelated to the Bund, the other mem-bers were not obliged to participate.25 The Bund would respond to threats of attacks to such external lands only if the danger concerned its territory.26

In order to play its part in preserving European stability, the Bund had to have credible military capacities. It had the right to declare war, conclude peace and enter into alliances and other treaties but only in self-defence, to maintain the independence and security of Germany and the independence of the member states.27 An attack on one member would be considered an attack on all.28 Once war was declared, no member was allowed to enter into separate negotiations or to conclude an armistice or peace with the enemy.29 However, a laborious process of declaring war and mobilizing for it was intended to prevent offensive wars (Schroeder, 1994: 604).

In 1821 the Congress unanimously adopted a War Constitution (Bundeskriegsverfasung) that reflected the idea that security was not just about defensive military capabilities but also required a balance among the German states and providing safeguards for their autonomy.30 We can see tensions between allowing the states to maintain military capa-bilities, curtailing the right to use them and shaping procedures for joint action. The army of the Bund consisted of four corps, one Austrian, one Bavarian, one Prussian and one assembled proportionately from all other member states.31 To ensure that the contribu-tions of the larger members would not absorb those of the smaller members, the members that fielded entire army corps were not allowed to integrate contingents from other mem-ber polities.32 In order to avoid centralization, the army of the Bund was not a standing one. Instead it was assembled in times of crisis. It was prepared in peacetime and each member pledged to keep its contingent in a condition that would allow swift mobiliza-tion.33 Because of the differences in capabilities between large and small members, the constitution stated that the interests of the individual states should be taken into consid-eration to the extent that the common venture allowed it.34 Equality among the members, the republican opposite of tyranny and oligarchy, was to be ensured by avoiding the appearance of supremacy and by distributing eventual losses equally.35 The organization of command and control reflected the need to avoid ‘tyranny’ in the shape of a centralized organization. The supreme commander of the army was elected by the Bund each time the army was assembled and his position expired when the army was disbanded.36 He was to treat all parts of the combined army equally. The states retained the authority to appoint Unit Commanders and to decide what degree of authority to delegate to their commanders.37

Continuities in the balance between hierarchical and egalitarian elements

Limiting the offensive power of the members of the Bund but strengthening the defen-sive one was insufficient to institutionalize a republican stability. The relations of the members had to be regulated in such a way that their autonomy was retained, the large powers did not dominate the smaller ones and the option of unification was ruled out. These measures were necessary in order to satisfy European security concerns and as safeguards in order to bring all member states on board. The Bund combined

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an egalitarian order based on sovereignty and a hierarchical one where each level held distinct rights and privileges. The inequality of membership in the two chambers of the congress, the Inner Council and the Plenum, reflects this duality. The Bund was formally a community of independent and autonomous members with equal rights and duties.38 Every member had the same constitutional rights and pledged in equal measure to hold the constitution as inviolate39 and in the Plenum of the Congress all members had one vote each.40 Egalitarianism was counterbalanced by a hierarchical stratification that resembled the old Empire.

The German lands no longer had an Emperor but they still had an overlord since Austria was the permanent chairman of the Congress.41 The Council of Electors had disappeared along with the Empire but Austria and Prussia formed a separate tier together with Hesse, Saxony, Bavaria, Hannover, Würtemberg, Baden, Hesse-Kassel, Hesse-Darmstadt, the Duchies Oldenburg and Lauenburg, and the Grand Duchy of Luxemburg. They were the only members with a vote in the Inner Council of the Congress. Whenever the Bund voted on constitutional changes the Congress reorganized itself so that the number of votes differed according to the size of the members.42 The smaller members, the rulers of which were not crowned heads, formed a second tier with collective voting rights in the Inner Council. In the HRE the rights and privileges of lower orders had been constitutionally protected and this practice was also found in the Bund. It was manifested in the safeguard that the larger states could not overrule the smaller ones in the Congress.

Fighting fire with fire: Sovereignty as a tool

The purpose and the structures of the Bund displayed strong affinities with older repub-lican forms of rule. However, the revolutionary and Napoleonic period introduced new political concepts and practices, among which sovereignty was the most important. To understand its role we need to examine the combination of sovereign and non-sovereign units in the early 19th-century European system as well as the prevailing understanding of sovereignty. Not only did contemporary thinkers distinguish between sovereign and non-sovereign units but the view of sovereignty in the early 19th century differed sub-stantially from that of the 20th century. It was ‘natural to experience that sovereigns [were] always already enmeshed in a system of rules’ (Kennedy, 1996: 401, see also 395). In fact, ‘sovereign’ as a noun was more common than ‘sovereignty’ as an abstract category. Different kinds of sovereigns had distinct powers and rights (Donnelly, 2006). International law did not restrain all sovereigns but it did provide the possibility to sub-stantially restrain some of them. In principle, but not always in practice, sovereignty was divisible. It was only towards the very end of the century that sovereignty was under-stood as an attribute that was identical in all cases (Kennedy, 1996: 407ff.; Schultze, 2004: 225). Although sovereignty in the 19th century was not the indivisible sovereignty of the 20th century, it still played an important political role.

Sovereignty in the 19th century was made more ambiguous by domestic struggles over whether it should be defined as the property of the ruler and his house or as vested in the people. The Bund emphasized the ‘monarchical principle’ (Müller, 2006: 9–10, 20).43 The Final Act of Vienna established that all members of the Bund (with the excep-tion of the Free Cities) were monarchies, stating that ‘the sum of state powers is collected

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in the Princes that are signatories to the treaty’ (Koselleck, 1979b: 659).44 As we saw above, the treaty was framed in terms of sovereignty-rights (Souveränitäts-Rechte) or governing-rights (Regierungs-Rechte).45 This was a set of rights rather than a singular phenomenon with different aspects as in modern sovereignty. If the starting-point is that sovereignty is a bundle of rights then this bundle can be configured in various ways. Historically, carrier and the carried were interdependent. Monarchical sovereignty did not mean absolute sovereignty but in fact entailed a more composite and variable con-figuration of rights and duties. Thus maintaining the ‘monarchical principle’ as a corner-stone of the Bund facilitated a system resting on variable sovereignty. In turn, variably configured sovereignty-rights, which we somewhat anachronistically call ‘divisible sov-ereignty’, enabled a system whose units were interlocking and mutually binding. Consequently, in order to understand the international consequences of different under-standings of sovereignty we must understand the nuances of their domestic aspects.

Decision-makers could draw upon the republican heritage from the HRE in order to create a solution to the problems of stability in Europe and political order in the German lands. In the HRE, principalities had not been fully autonomous and, as we saw, Landeshoheit was not an unconditional right or an indivisible package like sovereignty. The major difference for, say, a Bavarian ruler after 1815 was that his subjects were now subject only to him and not, as in the HRE, integrated into a wider legal system to which the ruler was also subjected (Haldén, 2011: 60–61). The heritage from the HRE was discernible in the creativity that lay behind the solution to a European problem that prima facie would strike most modern observers as paradoxical, improbable and possibly hypo-critical (Krasner, 1999). We must, however, be wary of anachronisms and not see the Bund as a case of organized hypocrisy. It was a system of rights and duties in its own right, unfamiliar to us but phrased in a deceptively familiar language.

Counter-revolutionary security: Meeting the liberal threat to European stability

Despite the fact that many political concepts were new, the Bund reproduced old struc-tures. This shows that concepts do not create political structures directly. However, the combination of old structures and new concepts created a tension in the political system of the German Bund. The struggle against revolutionary liberalism and nationalism illus-trates not only the political purpose of the Bund and its strategy of using sovereignty to meet this end but also the risks that this strategy produced. Sovereignty reinforced inter-nal control within the individual territories but sovereignty could also be curbed to pre-serve the republican structure of the Bund. Maintenance of the triad of European stability, territorial form and constitutional order in Germany required vigilance against internal threats from liberals and nationalists. Preventing revolutions was a core security concern of the Vienna system, and dynastic rule drew its legitimacy from the successful mainte-nance of peace (Sellin, 1996: 355). Thwarting revolution was also one of the Bund’s purposes and liberal nationalists were considered revolutionary elements.

Nationalists and liberals interpreted the launch of the German Bund in 1815 as a first step towards a unified state with representative institutions. Their revolutionary rhetoric, nationalism and anti-Semitism alarmed the statesmen of the Bund, especially Metternich

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(Schroeder, 1994: 601). The so-called ‘Karlsbad decrees’ limited the freedom of the press, the freedom of the universities and enabled the authorities to investigate and pursue ‘rebel-lious movements’ (Müller, 2006: 8–9). Most historians interpret the conflict between liber-als/nationalists and conservatives/reactionaries in a domestic and normative framework. While important, this interpretation does not allow us to understand the motives of its authors and it overlooks the fact that the ideological divide was also about international security (Schroeder, 1994: 593ff.). Through the decrees and the Final Act of Vienna in 1820, the Bund had acquired a new security function: preventing any changes to the inter-nal status quo within the member states (cf. Schroeder, 1994: 604). The Karlsbad decrees were justified through the containment of ‘unrest’ in order to protect the peace currently enjoyed by Germany.46 The opposition was attacked for wanting to wreck the only tie that bound German states to each other and to the European states-system.47 The measures against the press, the universities and the setting up of an investigative bureau were intended to fulfil article II of the constitution (Bundesakte),48 ‘[to] uphold the external and internal security of Germany and the independence and inviolability of the individual states’.49

Democratizing the individual German countries and creating a single political entity would have dismantled the Vienna settlement and its organization of European stability. Thereby, the shape of Germany was not just a case of progression versus reaction in domestic terms. It was a question of systemic security. The Bund was a part of the European order and, conversely, peace and stability in Europe was one of its chief raisons d’être. We can note a contrast between republican orders in this respect. In the US, popular sentiment was endowed with a republican creed. Consequently it was one of the means with which centralization was countered (Deudney, 1995: 197–200). In the Bund, demands for popular sovereignty entailed pressing for centralization and conse-quently they were curtailed by its members.

Each member was responsible for maintaining inner peace and order. However, the Bund could intervene in a territory to maintain or restore order if subjects resisted the government, if an open rebellion took place or if ‘dangerous movements’ were afoot.50 Any government that was unable to handle such threats could appeal to the Bund for help, which was obliged to give counsel or even intervene to ‘restore order and security’ if a government was incapacitated by revolutionary threats. In such a case the Bund would retain control of the territory until the rightful government was restored.51 The Final Act stipulated that free speech and the free press must not be used in state parlia-ments in any way that could endanger the ‘repose’ of the individual member state or of Germany as a whole.52

The triad of European order, territorial organization and political constitution of the German lands came under fire in the revolutionary year of 1830. In turn, the renewed nationalist activity generated fresh countermeasures from the Bund. The ‘six articles’ from 28 June 1832 strengthened the monarchical principle and undercut the role of par-liaments in the member territories (Müller, 2006: 17).53 Certainly the articles were intended to keep reigning elites in power, but also to preserve the Vienna Order by main-taining its German building block. The six articles obliged the members to suppress any movements aiming at greater integration and/or a unified German state. If any state were unable or unwilling to do so, the Bund might intervene. In 1834 the Bund declared that any movement striving towards representative institutions that entailed a division of the

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executive powers of the state (Staatsgewalt) was in violation of the purposes of the German Bund (Müller, 2006: 20). These measures reveal an interesting tension between means and ends. The measures taken between 1820 and 1830 restrained the sovereignty of the member states to decide their own affairs in order to maintain their autonomy. Hence the German Bund was a union against unity.

This arrangement becomes understandable if we consider the purposes of the Bund: stability in Europe and the security and independence of the German states. Wilhelm von Humbolt (1816: 658) did not see the concepts Staatenbund (states-union) and Bundesstaat (union-state) as formal and mutually exclusive categories. The Bund was a union of states but in order to fulfil its purposes of maintaining peace, security and stability in Europe and in Germany it had the nature of a federation. Hence, union-state and states-union were related to each other as means and end. Union-state structures were necessary to the extent that they served the European purpose of the Bund. Humbolt was a repre-sentative of the city of Frankfurt and may have had political interests in defining the Bund in this way. Nevertheless, the fact that he understood the purpose of the Bund as defined by its international dimensions and negatively in the sense of repulsing threats to peace, security and balance suggests a republican conception of political order.

Humbolt noted a synergy between elements that later scholars would regard as contra-dictory: the union-state (Bundesstaatlich) traits served the states-union (Staatenbündliche) purpose. His analysis was partially correct. Joint and positive capabilities served the politi-cal purpose of the Bund but so did also the restraining interventions in the sovereignty and positive freedom of the member states. The repressive political measures of the Bund rein-forced sovereignty and violated it at the same time. Using sovereignty to fight tendencies towards the development of a state as well as of a system of states was a precarious strategy since it meant using an institution that could threaten the Bund. This function of sover-eignty highlights the compound republic-traits of the Bund. In modern international thought sovereignty underpins both the states-system and the states, whereas in the Bund it was used to counter both.

The end of the Bund

Prussia dissolved the German Bund after its victory over Austria, Baden, Bavaria, Hannover (now severed from Britain), Hesse and Saxony in the war of 1866. The war, the formal dissolution of the Bund and Prussia’s annexation of Schleswig and Holstein, Hannover, Frankfurt and Hesse-Kassel resemble the republican threats of anarchy and tyranny come true. This came to pass through a reconfiguration of the very factors that had sustained the Bund: (i) the attitudes of the Great Powers towards Europe and Germany’s place in the European order changed around 1860; (ii) the nationalist-liberal project grew in strength only to be outflanked after 1848 by the nationalist-conservative reinterpretation of the European system, the territorial shape and the political organiza-tion of the German lands; and (iii) the republican project’s difficulties in reinventing itself and its raison d’être. These three factors created a ‘perfect storm’ in which the astute Bismarck could operate. A comprehensive account of the final years of a polycen-tric Germany is not necessary for this article. However, certain episodes in these years illuminate the argument and therefore merit expatiation.

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In 1815 the Great Powers regarded a form of the German lands that was neither a state nor a states-system as central to European stability. This attitude persisted well into the 1850s, a fact demonstrated by the support of the Great Powers for the resurrection of the Bund in 1851 after its brief suspension in the wake of the revolution of 1848 (Doering-Manteuffel, 2001: 29–30, 32). Prussian attempts in 1848/9 to form a closer union approx-imating unification were curtailed by Austria with Russian support (Clark CM, 2006: 496–497). Bavaria also resisted, arguing in 1850 that a unitary structure threatened the security politics and culture of Germany (Gruner, 2003: 26). The tumultuous 1850s and 1860s saw the Crimean War break up the Concert of Europe as well as the rise of Napoleon III, Cavour and Bismarck who were ambitious men seeking to revise the set-tlement of 1815. To this end they changed the style of European politics from an ‘asso-ciational’ to an ‘adversarial’ one (Little, 1989). However, from the 1860s onwards the Great Powers did not react to the renewed Prussian moves to unite Germany under its hegemonic leadership (Schroeder, 1990). The consequences of German unification were interpreted as a shift in the balance between autonomous sovereign states, not as a dis-ruption of a common European equilibrium (Doering-Manteuffel, 2001: 100–101). When the rest of Europe ceased to see the Bund as central to peace, one of its raisons d’être and supporting pillars collapsed. Expressed differently, when Europe no longer saw itself as a grand republic governed by the monarchs of its respective parts, the repub-lican organization of its German centre fell apart (Schroeder, 1994: 525–538).

In the 1860s, German and particularly Prussian thinking about German and European security and the natural shape of Germany changed to almost the polar opposite of the republicanism that formed the fundament of the Bund. The actions and writings of Bismarck and Moltke and later of Treitschke and von Sybel demonstrate an atomistic conception of Europe and a zero-sum conception of state interests (Kratochwil, 1982: 21–24). A polycen-tric or republican shape of Germany was no longer natural but aberrant. The fact that it had been seen as the natural norm for centuries was forgotten and suppressed.

In order to survive, every order needs a legitimating framework that explains and justifies its institutional framework and political purpose. The advocates and statesmen of the Bund had difficulties in rejuvenating its raison d’être in the last two decades of its existence. The very fact that the adherents of the republican form saw it as a natural state of affairs may have contributed to their difficulties in broadening support for its purpose. In retrospect the republican purposes of the Bund were too focused on negative and pre-ventive purposes and unable to compete with or co-opt its ideational rivals. However, to understand the demise of the Bund one must avoid projecting the triumph of the national-ist position and opinion too far back into history. The role played by contingencies, many of them military, caution against teleological interpretations.

Conclusions

Many of the ideational and institutional traits of the German Bund (1815–66) qualify it as a republican form of rule. Still, it lacked the legitimizing and normative institutions and discourses of more developed republican forms. The Bund was designed to counter-act the formation of a single state covering all of the German lands as well as the devel-opment of a system of fully autonomous states. Its purpose was to preserve peace and

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stability in Europe as well as the security of Germany by safeguarding the survival and autonomy of its component members. The constitution, institutions and policies of the Bund were designed to counteract the threats of ‘tyranny’, ‘oligarchy’ and ‘anarchy’. This article has demonstrated that there were more cases of republican institutions in world history than previous research has demonstrated, and that they were more long-lived than previously assumed. This finding suggests that research on republican forms of rule in IR and historical sociology ought to be significantly expanded. Furthermore, the findings of this article have several implications for future research and theory.

First, continuities in German history suggest a greater role of structures and path-dependency than of ideational factors. The history of the Bund problematizes the relation between structural continuity and conceptual change in international relations. The persis-tence of a polycentric form of rule in Germany suggests that longue durée continuities of regional political structures can survive conceptual changes. However, in the long run conceptual changes do affect political organization. Abolishing ancien régime concepts of legitimacy and political discourse closed the door on a range of practices, concepts and institutions. Although the Bund was terminated on the battlefield, the paucity of norma-tive concepts and institutions to legitimize its republican order probably weakened it.

Second, sovereignty does not support systemic stability. A chief component of the stability of the Vienna Order was that strategic parts of Europe did not consist of autono-mous and fully sovereign states. The role of non-sovereign states in what is often consid-ered one of the most stable centuries in world history means that we have to reconsider the idea of a positive connection between sovereign states and international stability. Instead, alternatives to the sovereign state can be highly relevant to systemic stability.

Third, historical models and theories of balance of power have depended on non-sovereign units. It is often taken for granted that historical systems and theories of bal-ance of power have sovereign states as means as well as ends. This study shows a different and neglected side of the European system of states in the 19th-century interna-tional thinking of German scholars, statesmen and intellectuals: the facilitating role played by actors with other rights and duties than those of the Great Powers.

Fourth, a realistic understanding of European history that includes the persistence of non-state entities helps us to conceptualize security challenges in today’s world. Equating European modernity with the sovereign state and thereby missing the survival of ele-ments often dubbed ‘pre-modern’ has serious consequences. We risk constructing an unrealistic image of state-formation in our own history, which is then applied in contem-porary projects of state-building, for example in Afghanistan, Liberia and Sierra Leone. Hence, a realistic understanding of European history matters for contemporary politics. An understanding of European history that does not see the sovereign state as old, natural and clear-cut but as younger, more accidental, more varied in form, messier in its genesis and less intimately linked to successful international stability makes us more sensitive to variation and more creative in conceptualizing and organizing contemporary social and political order.

Fifth, the new history of the state and the states-system might provide legal sources for arguments in favour of variable sovereignty. In several contemporary cases a greater degree of autonomy for some political entities would be beneficial but full sovereignty is politically inappropriate or legally problematic. State practice and custom are important sources of

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international law. This article and others like it demonstrate that state practice in the 19th century with regard to variable sovereignty differed substantially from the image of state practice constructed in conventional international law. The reconstructed state practices of the past vis-a-vis completely sovereign entities might provide legal sources for arrange-ments with variable sovereignty — not the single sovereignty of the 20th century (Kennedy, 1996: 405, 407). Testing this suggestion will have to be a task for future research.

Acknowledgements

The research for this article was funded by the Swedish Research Council grant number 435-2008-613. I also want to thank the members of the EINO seminar at the University of Helsinki for their comments and in particular to Henrik Stenius for suggestions and encouragement.

Notes

I am very grateful to the two anonymous reviewers for their careful reading, insightful comments and helpful suggestions. As always, any errors and mistakes are the author’s own.

1. Acte du Congrès du Vienne Art LXXIV–LXXXIV; Bundesvertrag zwischen den XXII Cantonen der Schweiz vom 7. August 1815. http://www.verfassungen.de/ch/verf15.htm

2. Speigel über Humboldts Entwurf einer deutschen Bundesverfassung mit einer Einteilung Deutschlands in Kreise Wien 27 Februar 1815 Dok 190 pp. 1137–1145, 1138, 1139, 1143–44 in Treichel (2000b).

3. Spiegel ‘Punktuation zur Beratung der deutschen Reichsbundesverfassung’ Wien 6 März 1815 pp. 1150–1157 (Dok 193 EDB).

4. Spiegel über Deutschlands Vergangenheit und Zukunft Wien 20 März 1815 Dok.199 pp. 1199–1206, 1205 (EDB).

5. Instruktion König Maximilian I. Joseph von Bayern für Wrede Wien 24 September 1814 Dok 68 pp. 442–458, 457 (EDB).

6. Keller über Unterredung mit Metternich Dok 110 pp. 708–712, 711 ‘Trennung und Theilung oder völligen Anarchie’ (EDB).

7. Protokoll der vierte Sitzung der deutschen Kommittee Dok. 73 pp. 486–492, 491 (EDB). 8. Der Erste Pariser Friede 1814 p. 242. 9. Acte du Congrès de Vienne 1815 Art LVI–LVIII.10. Königlich Preussische Erklärung §.105 ip.63.11. Kaiserliche Oesterreichische Erklärung p. 64. DBA I §1 p. 3, Congressakte Art III.12. DBA preamble and I:1 in Meyer, 1978: 1–2 and 3.13. Die Deutsche Bundes-Akte (DBA) präambel p.1 ‘die Sicherheit und Unabhängigkeit

Deutschlands, und die Ruhe und das Gleichgewicht Europa’s’; DBA I:1; Acte du Congrès de Vienne du 9. Juin 1815 Art LIV in Meyer, 1978: 266.

14. Schluss-Akte Art I p. 104.15. DBA I §11 p. 5.16. Schluss-Akte Art XXXC p. 107.17. Acte du Congrès du Vienne 1815 Art LXIII p. 267; DBA I:XI p. 5; Austrägal-Ordnung 1817

47–49.18. Schluss-Akte Art XVIII p. 105; see also Schluss-Akte p.101.19. Schluss-Akte Art XIX–XXI pp. 105–106.20. United States of America 1787, p.371, DBA I:XI p. 5; see also United States Constitution

1783 Article I.

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21. Schluss-Akte Art XXXVI p. 107.22. Schluss-Akte Art XLV p. 108.23. Schluss-Akte Art XXXVIII p. 108.24. Schluss-Akte Art XLII p. 108.25. Schluss-Akte Art XLVII p. 108.26. Schluss-Akte Art XLVIII p. 108.27. Schluss-Akte Art XXXV p. 107.28. Schluss-Akte Art XXXVI p. 107, XLI p. 108 and XXXIX p. 108.29. DBA I:XI p. 5; Schluss-Akte Art XLVIII p.108.30. Kriegsverfassung IV §28–34 p. 139.31. Kriegsverfassung Art IV and 2 § 1 p. 136.32. Kriegsverfassung Art V.33. Grundzüge der Kriegsverfassung p. 134 Art IX.34. Kriegsverfassung Art VII p. 136.35. Kriegsverfassung Art VIII and XXIIII; 2 § 5 p. 136 and p. 135.36. Kriegsverfassung VI §45 p. 140 Art XIII.37. Kriegsverfassung X §87–88 p. 145; XVI, XVII.38. Schluss-Akte Art II p. 104.39. DBA I:III; Acte du Congrès du Vienne 1815 Art LV p. 266.40. DBA I:IV.41. DBA I:V p. 4.42. DBA I:VI p. IV.43. See for example WSA Art LVII–LVIII.44. Schluss-Akte Art 57.45. WSA Art VI Souveränitäts-Rechte, WSA. Präambel (and Art I), Souverainen Fürsten und

freien Städte Deutschlands’.46. Ausbildung und Befestigung … pp. 89, 90.47. Ausbildung und Befestigung … p. 90.48. Provisorische Executions-Ordnung pp. 95–96.49. DBA Art II p. 3.50. Schluss-Akte Art XXV p. 106.51. Schluss-Akte Art XXVIII and Art XXVI p. 106.52. Schluss-Akte Art LIX p. 110.53. Maβregeln zur Aufrechthaltung pp. 240–249.

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Author biography

Peter Haldén is a researcher at the Department of Peace and Conflict Research at Uppsala University, Sweden. In 2006 he received his PhD from the European University Institute in Florence. His previous publications include Stability without Statehood (Palgrave, 2011) and an edited translation of the Peace of Westphalia into Swedish (Nordic Academic Press, 2009). His research interests are state-formation/state-building, European and German history, Central Asian societies and international security.