Report Type (chck approe e) D 0 D b. D · 2019-07-26 · FNANCIAL DISCLOSURE REPORT Page 8of9 . Name of Penon Reporing Lee, Toms Date of Report 05/14/2008 . II. ADDITIONAL INFOMATION

POSITION NAME OF ORGANIZATION/ENTITY

(f) 0

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Report Required by the Ethics AOJO FINANCIAL DISCLOSURE REPORT

in Government Act of 1978Re:v. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Lee, Toms

2. Court or Organization

United States District Court Southern District of MS

3. Date of Report

05/14/2008

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Senior United States District Court Judge

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial 0 Annual D Final

6. Reporting Period

01/01/2007 to

12/31/2007

Sb. D Amended Report

7. Chambers or Office Address

245 East Capitol Street Suite 109 Jackson, MS 39201

8. On the basis of the information contaiued in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with opplicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for eachpart where you have 1W reportable information. Sign on lastpage.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

· l. Board of Trustees Mississippi College

2. General Partner Tom S. Lee Family Limited Partnership

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. U-16 of filing instructions.)

CJ

, ....,, a::;·.;

::0 ;;:: fTl ("")

o::t-.,, ..,., , ., D fT1

,..._, = =

3.: m::x>

rn_J -

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0 0

D NONE (No reportable agreements.)

PARTIES AND TERMS

l. 2007 State Employes Pension Fund; pension upon retirement age 65

2.

3.

SOURCE INCOME

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

2.

4.

I.

2.

3.

4.

5.

Date of Report

05/14/2008

•!'°'-"" __ .... .. ----,.._ .. ....,. --. ,",.._,,...,,. , . ,.""b.,.,, ......... _,.........,. ..

Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page2 of9 Lee, Toms

III. N 0 N-INVESTMENT IN co ME. (Reporting intlivid"'11 and spouse; see pp. 17-24 of fmng Instructions.)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-inveshnent income.)

AND TYPE (yours, not spouse's)

I.

3.

B. Spouse's Non-Investment Income - I/yo" wen ltllUTid dllring ony porlWn of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-inveshnent income.)

SOURCE AND TYPE

I. 2007 Director Community Bancshare of MS, Inc.-

2.

3.

4.

IV. REII\1.BURSEMENTS -transportation, /odging,food, enJertai111nott.

(Includes those to spouse and dependent children; see pp. 25-27 offiling Instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

YALUECODE

...... ,__. ..... _... -=. -.;;... .... -.....- -- '""'""" ... ..... -:.,_,....... __, .......... <:<',..., . ....,..__ __ '

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3 of9 05/14/2008Lee, Toms

V. GIFfS. (Includes those to spouse and ikpelu/ent cAfldren; supp. 28-31 of filing instrtlctions.)

[ZJ NONE (No reportable gifts.)

1.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[ZJ NONE (No reportable liabilities.)

1.

2.

3.

4.

5.

I.

c

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 4 of9 Lee, Tom S 05/14/2008

VII. INVESTMENTS and TRUSTS - income, value, transacfions (Inchuks those ofspouse and dependent children; see PP· 34-60 offding insfrllctions.)

D NONE (No reportable income, assets, or transactions.)

Type(e.g.,

A. Description of Assets

(including trus t assets)

Place "(X)" after each asset exemp t from p rio r disclosure

B. Inco me during

reporting period

c. Gross va lue at end of

reporting period

D. Transactions during reporting period

(I) Amount CodeI

(A-II)

(2) ,

div., rent, or int.)

Type (e(I)

Value Code2 (J-P)

(2) Value

Method Code3

(Q-W)

(I)

buy, sel l, redemption)

(2) Da te

Month-Day

(3) Value Code2

(J-P)

(4) Gain

CodeI (A-II)

(5) Identity of

buyer/seller (ifprivate

. transaction)

.g.

INGNQVAR J T

2. American Skandia NQ VA N T

3. State of MS Bond A Interest Redeemed 8/1 K A

4. Van Kampen Muni Opp (VMO) A Dividend J T

5. MS 0 Coupon Bond M T Bond fluctu

6. Eaton Vance MS Fund B Dividend K T

7. LA PFA REV RDGB Fund B Interest Redeemed 11/15 K A

8. Biloxi School Bond B Interest Redeemed ll/1 K A

9. MS Hospital EQ & FAC Bond A Interest K T

10. Columbus MS Bond B Interest K T

11. Shares New Perspective

12. Shares of Community Bancshares of MS Inc.

E

Dividend

Dividend

N

P l

T

T

13. ING NQ VA hers #.. .33PM J T

14. American Skandia NQ VA hers # .. . 8801 M T

15. His Hartford VA IRA... 6922 N T

16. State of MS GO Bond B Interest Redeemed 8/1 K A

17. Land in Scott Co., MS L w

1. Income Gain Codes: A =$1,000 or less B =$1,001-$2,500 C =$2,50 I-$5 ,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See O:ilumns Bl and D4) F=$50,001 -$100,000 G =Sl00,001 -Sl,000,000 HI =Sl,000,001 - $5,000,000 112 =More than $5,000,000

2. Value Codes J =S!5,000 or less K=$15,001 • $50,000 L =$50,001• $100,000 M=Sl00,001-S250,000

(See O:ilumns Cl and D3) N =$250,00l '$500,000 0=$500,001-Sl,OOO,OOO Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 • SS0,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =O:ist (Real Estate Only) S =Assessment T =Cash Market

(See O:ilumn C2) U=Book Value V=Other W =Estimated

Date of Report Name of Pe rson Reporting FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -income. Wlbu, transactions (Includes those of spouse and i1epou1en1 children; see PP· Juo offding mstnu:tions.J D NONE (No reportable income, assets, or transactions.)


(including trust assets)

B. Income during

reporting period

c. Gross value at end of

repor ting period

D. Transactions dwing reporting period

Place '(X)" after each asset

exemp t fro m p rio r disclosure

(1) Amount Code 1

(A-H)

(2) Type(e.g.,

div., rent,

o r iot)

(1) Value

Code2

(J-P)

(2) Value

Method

Code3

(Q-W)

(1) Type(e.g., buy, sel

redemption)

(2) Date

Month-

Day

(3) Value

Code2

(J-P)

(4) Gain

Code I

(A-H)

(5) Identity of

bnyer/seller

(if private

transaction)

18. U.S. Ser. E. Bonds L T Bonds increa

19. Phoenix Life M T Life Ins.

20. Community Bancshares of MS c Interest M T

21. His ING VA IRA.•.89A V N T Account Flue

22. Davis New York Venture A Dividend J T

23. Growth Fund of America A Dividend J T

24. New Perspective A Dividend J T <::__--------·--·------ -

25. UBS Tactical Allocation Sell 3/29 J A

26. Lord Abbert Aff. A Dividend J T

27. Alliance MF L T Account Flue

28. Hartford VA NQ (with JS) N T Account Flue

29. Salomon Brothers A Dividend J T

30. Her ING VA IRA... 29AV K T Account Flue

31. FT Dow Dividend A Dividend L T

32. FT Dow Dividend A Dividend K T

33. FT Target VIP

34. Franklin HY Tax Free

A

c

Dividend

Dividend

K T

Sell 12128 L B

1. Income Gain Codes:

(Sec Columns BI and D4)

A =$1,000 or less

F =$50,001 -$100,000

B =Sl,001 • $2,500

G =$100,001 -Sl,000,000

c =$2,501 -$5,000

HI =Sl,000,001-$5,000,000

D =$5,001 - $15,000

H2 =More than $5,000,000

E =$15,001 -$50,000

2. Value Codes

(Sec Colwnns Cl and D3)

J =$15,000 or less N =$250,001 -$500,000

K =$15,001 -$50,000

0 =$500,001 -SI ,000,000

L =$50,001 - SI00,000

Pl =$1,000,001-$5,000,000

M =$100,001 - $250,000

P2 =$5,000,001-$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes

(See Colwnn C2) Q=Appraisal

U =Book Value

R =Cost (Real Estate Only)

V =Other

S =Assessment

W =Estimated

T =Cash Market



VII. INVESTMENTS and TRUSTS - income. Wlbu, transactions (IncJIU!es those of spollSe ""'t1epnu1enJ children; :Ill PP· 1uo of filing instructions.)


A . Description of Assets (inc luding trust assets)

Pla ce "(X)" after each asset exempt from p rior dis closure

B. c. D. Income during Gross value at end of Transactions during reporting period

reporting period rep orting period

(I) (2) {I) (2) (I) (2) (3) (4) (5) A mount Type{e.g., Value Value Type(e.g., Date Value Gain Identity of Code! div., rent, Code2 Method buy, sell, Month- Code2 Code I buyer/seller (A-H) orint) {J-P) Code3 redemption) Day {J-P) {A-H) (if private

{Q-W) tran saction)

35. Franklin Income A Dividend J T

36. ABB Limited K T

37. First Horizon Sell 3/29 K A

38. Silver Standard K T

39. Claymore 00 CND Energy c Dividend K T Buy 3129 K

40. Claymore Zacks A Dividend K T Buy 12128 K

41. VKC&S Muni D Dividend M T Buy 12128 M

42. VK Financial Inst B Dividend L T Buy 11119 L

43. VKEAFE B Dividend K T Buy 3/29 K

44. VanKampen Muni Adv. A Dividend Sell 12128 K A

45. Claymore 00 CND Energy c Dividend K T Buy 3/29 K


47. FTMuni A Dividend J T Buy 12131 J

48. VKC&SMumi c Dividend L T Buy 12128 L

49. VKEAFE B Dividend K T Buy 3/29 K

50.

51.

1. Income Gain Codes: A =$ 1,000 or less B =Sl,001 -$2,500 C=S2,501-S5,000 D=$5,001 • $15,000 E=$15,001-$50,000

(See Columns Bl and D4) F=$50,001 -$ 100,000 G =$100,001 -$1,000,000 Hl =Sl,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes J =S 15,000 orless K=$15,001 -$50,000 L =$50,001 - $100,000 M =SI00,001 -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 O=$500,001 -Sl,000,000 Pl =$1,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S=Assessment T =Cash Market

(See Column C2) U =Book Value V=Other W =Estimated

FINANCIAL DISCLOSURE REPORT

Page 8of9

Name of Penon Reporting

Lee, Toms

Date of Report

05/14/2008

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicateparto/Rqort.)

Practically all of my annuities, mutual fund accounts, stocks and bonds ,are held in my LPL Financial Account

The proceeds of all sales and redemptions shown in this Report were received in that account and all funds for purchases were disbursed from that account



IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAil.S TO FILE 1IDS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

C) r., ;, .. J2_ .

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UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF MISSISSIPPI

245 EAST CAPITOL. SUITE 110

JACKSON. MISSISSIPPI 39201

August 26, 2008 TOM S. LEE

JUDGE

0 (/) (""") , ..,..,0-072 .-J:>Honorable Ortrie D. Smith :;;].:d!

Chair ,·q o:z> ..-Committee on Financial Disclosure ' "' "1One Columbus Circle, N.E.

Washington, D.C. 20544

Re: Calendar Year 2007 Filing

Dear Judge Smith:

In response to your letter of July 22, I am enclosing an amended report which

reflects that there was no income with regard to all of the assets referenced on the various lines. will note that your letter references line 3 on page 4 and that the omission was actually on line 5.

I apologize for these negligent omissions after my reports in previous years had been correctly

filed and I knew better.

With regard to the entry on page 6, line 44, I owned that account previously and I have added this explanation: Inadvertently omitted in previous report.

My amended report is enclosed in triplicate.

-·1 TSL:jpw

I

Enclosure r·

I r-0 ... - J.> ("'·-.0.·1.. l ... ---..C)

ilj ....D

I

[ZJ

rosmoN NAME

( .. )

cJ>

'1

3.

2.

AMENDED Report Required &y the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act o/1978Rev. 112008 FOR CALENDAR YEAR 2007 (5 us.c. app. §§ 101-111)

L Person Reporting (last name, fim, middle initial) 3. D>te of Report 2. Court or Organintion

Lee, Tom S United States District Court Southern District of MS 8/26/08

4, TI tie (Article.Ill judges. indicate active or senior status; 511. Rep<>rtTypc (check: appropriate type) 6. Reporting Period magistrate judges indicat<: full- or part-time)

Ol/Olfl007D Nomination, Dal<:

Senior United States District Court Judge toInitial Annual FuclD D 1213112007 5b. D Amended Report

7. Chambcn or Office Address &. 011 the b1Sis of the information conbined in this Rep<>rt and any modifications pcrbining thereto, it is, ln my opinion, in compli>ncc

245 East Capitol Street with •ppli<llblc Lam and regulations.

Suite 109 Jackson, MS 39201

Reviewing Officer D>tc

IMPORT ANT N 0 TES: nu instructions aecampanying this form 1tt1lSI be followed. Cump!ete all parts, checking the NONE box for eachpart whae yo11 have no reportable information. Sign on fastpage.

I. POSIT! 0 NS. (Reporting individual only;= pp. 9-13 offding instrucJioru-)

0 NONE (No reportable positions.)

OF ORGANIZA TIONIENTITY

· 1. · Board of Trustees :Mississippi College

2. General Partner Tom S. Lee ..Limited Partnership

a 4.

5.

::o.:Z fll ol> ... .,,

II. A GREE.l\1ENTS. (Reporfinc individual only; ue pp. U-10 of }ding instr11ctums.)

D NONE (No reportable agreements.)

0 rTJ

PARTIES AND TERMS


3.

INCOME

SOURCE LOCATION PURPOSE ITEMS PAID


Page2 of9

Name of Person Reporting

Lee, Tom S

ID. N 0 N-INVESTMENT IN CO ME. (Rq>orting individual iuu1 spollSc; m: PP· 11-u •f filing instrrtctums.J


[Z] NONE (No reportable non-investment income.)

SOURCE AND TYPE

Date of Report

8/26/08

'

(yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - I/yq" wae "'4lTieJ hring111ty rMIC o/tlu: rUttg year, ro"'l'kll this uction.

(Dollar amount not required acepl for honcrario.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

1.2007 Director - Community Bancshare of MS, Inc.

2.

3.

4.

IV. REIMBURSEMENTS -transporlalum, lodging,fooJ, enJatalnmart.

(lncfuda those ID spouse anddependent chi/Jren; sa: pp. 15-17 of filing Instructions.)

.12.J NONE (No reportable reimbursements.)

OR PROVIDED

I.

2.

3.

4.

5.

SOURCE DESCR1PTION

CREDITOR DESCRJPTION VALUE

D•tc of Repw1Name of Person Reporting FINANCIAL DISCLOSURE REPORT /

8/26/08Lee, Toms Page 3 of9

NONE (No reportable gifts.) [2]

VALUE

L

2.

3.

4.

5.

Vl. LIABILITIES. (IndNdcs diose Dfspouu-1 �mtdWdrm; su.pp. 32-JJ Dfji!ing /nstntctjqtrS.)

[ZJ NONE (No reportable liabilities.)

L

CODE

2.

3

4.

5.

A_ ;

5.

6.

9.

- · -


Page 4 of9


Lee, Toms

Date of Report

8/26/08

VII. INVESTMENTS and TRUSTS - inco1n4 value, transactions (Indwla il«m ofs-pcrm and Jepaukrrt children; SU pp. JUO off ding instrlldWns.)

0 NONE (No reportable income, assets, or transactions.)

B. c. Description of Assets Income during Gross value at end of (including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) Place "(X)' after each asset Amount Type (e.g., Value Value Type (e.g_,

exempt from prior disclosure Code I div =!, Codc2 Method buy, sel (A-H) or int) (J-P) CodcJ re<lemption)

(Q-W)

1. INGNQVAR J T

None·


None

3. State of MS Bond A Interest Re<leemed

4. Van Kampen Muni Opp (VMO) A Dividend J T

MS 0 Coupon Bond M T Bond f!uctu None

Eaton Vance MS Fund B Dividend K T

7. LA PFA REV RDGB Fund B Interest -

Redeemed

8. Biloxi School Bond B Interest Redeemed

MS Hospital EQ & F AC Bond A Interest K T


11. Shares New Perspective c Dividend N T

12- Shares of Community Bancshares of MS E Dividend Pl T Inc.

13. ING NQ VA hers # .. .33PM J T

None

14. American Skandia NQ VA hers # ... 8801 M T

None

15. His Hartford VA IRA...6922 N T

None

16. State of MS GO Bond B Interest Redeemed

17. Land in Se-0tt Co., MS L w None

I. Income Gain Codes: A=Sl,000 or less B =SI ,ooI - P,500 C=P,501- S5,000

(S«' Columns Bl and 04) F=S50,00I -SI00,000 G =SI00,001 - Sl,000,000 H1 =Sl,000,001 • S5,000,000

2. Value Codes J =$15,000 or I= K =Sl5,00l -S50,000 L=$50,00' • SI00,000

D. Transactions during reporting period

(2) (3) (4) Date Value Gain

Month- Code2 Codcl Day (J-P) (A-H)

8/1 K A

11/15 K A

11/l K A

8/1 K A

D=S5,00I -Sl5,000

H2=More than S5,000,000

M =SI00,001 -lliO,ooo

(5) Identity of buyct/seOcr (if private

trn=ction)

E=$15,001- $50,000

(Se<0 Columns CJ and DJ) N =S250,001 -$500,000 0 =S500,001 -Sl,000,000 ti=Sl,000,001 • Sl,000,000 Pl =S5,000,00I -P5,000,000

PJ =S25,000,001 - Sl0,000,000 P4 =More than Sl0,000,000

J. Value Method Codes Q =Appraisal R =Cost (Real Esta!< Only) S=Ass=mait T hMarket

(S«' Column C:Z) U =Book Valuo V=Otha W =Estimated

A.

;

;

22.

c.___

'

r'

c

D•te of Report Name of Person Rep-0rting FINANCIAL DISCLOSURE REPORT

Page 5 of9 Lee, Tom S 8/ 26/08

VII. INVESTMENTS and TRUSTS - ir= 'fa[JJ4 transactions (Ind"4a tlto:u of spoo= uul kpatdent diildrat; Sll PP· 34-611 of filing instnlctiotu.)


Description of Assets [mcluding trust assets)

Place '(X)' after each asset

exempt from prior disclosure

B. c. D.

lnrome during

reporting period Gross value at end of

reporting period Transactions during reporting period

(I) (2) (!) (2) (!) (2) (3) (4) . (5) Amount TYPC (e.g., Value V3!uc Type (e.g., Date Value Gain Identity of Code I div rent, Codc2 Method buy, sell Month- Code2 Code I buycdsd.la-(A-H) or int) (J-P) Code3 red<mption) Day (J-P) (A-H) (if private

(Q-W) transaction)

18. U.S. Scr. R Bonds L T Bonds increa

None


None

20. Community Bancshares ofMS c Interest M T

21. His ING VA IRA._89A V N T Account Flue None

Davis New York Venture A Dividend J T

23. Growth.Fund of America A Dividend J T

24. New Perspective A Dividend J T

25: UBS Tactical Allocation Sell 3/29 J A None

26. L-Ord Abbert A.ff A Dividend J T

27. Alliance MF L T Acrount Flue None

28. Hartford VA NQ (with JS) N T Account Flue None


30. Hcr ING VA IRA..29A V K T Account Flue None

31. Ff Dow Dividend A Dividend L T

32. Ff Dow Dividend A Dividend K T

33. Ff Target VIP A Dividend K T

34. Franklin HY Tax Free Dividend Sell 12128 L B

I. Income Gain Codes: A"'$1,000orkss B "'11,001 -S2,500 C'"fl,5-01 -$5,000 D "'15,001. $15,000 E "'$15,001 -S50,000

(Soc Columns BI and D4) F sso,001 -SI00,000 G•SI00,001-Sl,000,000 HI "'$1,000,001-S5,000,000 H2 Mor< than S5,000,000

2. Value Codd I 15,000°'1ess K "'$15,001 -S50,000 L "'$50,001 -SJ00,000 M "'1100,001 -$250,000

{See Columru Cl md D3) N ><$250,00 I -$500,000 0 "'$500,00 I • $1,000,000 Pl Sl,000,001- $5,000,000 n s5,ooo,001 - s25,ooo,ooo

Pl s25,000,00I - $50,000,000 P4 M= lhan $50,000,000

3. Value Method C-Odc:s Q Apprusal R =Cost (R.ea1 Estato Only) S=A=ssmcnt T =Cash Market

{See Columa C2) U Book Value V a w Estirn>le<I

A.

VKEAFE

(Q-W)

Gain

tr:msactioo)

lnauvertent-bmitted

1-4 _5 ___ CI_a

ym-ore-- DG-CND--Energy-------l--C--l---Di-.YI-.-

den-

d-+--

K- --

T--l---

B-

uy---1--- 3-12

_9_

..__K-+- 1-b-r_e_y_i011 ' re p4,r

_in

. . ... - ··. ' ·---·<'-<r:::""- ...... ·.Tf';,..�';::: :�·-,:":-' :"':·�....,: ·.-.. "'-""":->'" .-..:.. -

FINANCIAL DISCLOSURE REPORT Page 6of9 _


Lee, Toms

D•te of Rtport

8/26/08

VII. INVESTMENTS and TRUSTS - i=o1114 l'<lhl4 tr1mSadions (Induaa dwse •IspoltSe and ikJJmdaU clUldrai; =PP- 1.ua •I filing instrudiorrs.J

D NONE (No reportahle income, assets, or transactions)

Description of Assets (including trust assets)

PL= "{X)" after each asset exempt from prior disclosure

35. Franklin Income

36. ABBLimited

37. First Horizon

38. Silver Standar d

39. Claymore DG CND Energy

40. Claymore Zacks

41. VKC&S Muni

42. VK Financial Insl

43.

44. VanKampen MllDi Adv.

B.

Income during reporting paiod

(1) (2)Amount Type (e.g.,Code! div =t. {A-II) or int)

A Dividend

None

None ' c Dividend

A Dividend

D Dividend

B Dividend

B Dividend

A Dividend

c.

Gross value al end of reporting paiod(1) (2)

Value Value Code2 Method

(J-P) Code3

T

K T

K T

K T

K T

M T

L T

K T

D.

Tiansactions during reporting paiod

{I) (2) (3) (4) (5)Type (e.g., Date Value Identity of buy, sd Month- Codd Code 1 buyer/seller

ItXiemption) Day {J-P) {A-II) {if priV>te

Sell 3(29 K A

Buy 3(29 K

Buy 12128 K

Buy 12128 M

Buy 11/19 L

Buy 3129 K

Sell 12128 K A y

s t


47. FfMuni A Dividend J T Buy 12131 J

48. VK C&S Mumi c Dividend L T Buy 12128 L

49. VKEAFE B Dividend K T Buy 3129 K

50.

51.

!. Inoome Gain Codes: A =1 J ,000 or Jess B =$1,001 -$2,500 c-n,so1-$5,ooo D-S5,00l -$15,000 E =$15,001 • $5-0,000 (Su Columns Bl and D4) F =$5-0,001 - SI00,000 G =SI00,001-$1,000,000 HJ -sJ,000,001-$5,000,000 H2 -More than $5,000,000

2 Y>lueCodd J=$15,000 or I= K=$15,001 -$5-0,000 L=$50,00l -$100,000 M=SIOO,OOl -$250,000 (Su Columns Cl and 03) N=$250,001 - $500,000 O-SS00,001 • Sl,000,000 Pl -$1,000,00l -S5,000,000 P2 -$5,000,001 - $25,000,000

PJ =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3. Value Method CodcS Q=AppraisaJ R =Cost (Real Estate Only) S =Assessment T=Cash Market

(Sc< Column Cl) U =Book V.Juc V-Otber W=Estimatc<I

Date of Report Name orPcrwn Reporting FINANCIAL DISCLOSURE REPORT

Lee, Tom S 8/26/08Page 8 of9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Imlicakpartof&port.J

Practically all of my annuities, mutual fimd accounts, stocks and bonds ;rre held in my LPL Financial Accounl


.

;.;. µ;:;

I I


Page 9 of9

IX. CERTIFICATION.

N•mc of Person Reporting

Lee, Toms

I certify that. all information given above (wcluding information pertaining to my sp-0ase 2.lld minor or dependent children, if any) is

Date of Rcpo

8/26/0B

atcilrate, true, and complete to the best of my knowledge and belief, and that any Information not rep<>rted was withheld bix:aase it met applicable sUtutory provisions permitting non-ilisclosnre.

I farther certify that t<trned income from outside employment and honoraria and the accepunce of gifts which have been rep<>rted are in compliance with the provisions of 5 U.S.C. app. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO F1LE TIIIS REPORT MAY BE SUBJECT TO CIVIL -AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Signature

"J • .

we' ,•

. t ..

FILING INSTRUCTIONS


Committee 011 Financial Disclosure Administrative Office of the Ucited States Courts Suite 2-301 011e Columbus Circle, N.E. Washington, D.C. 20544

PO SITION NAMEOFORGANIZATIONffiNTITY

0

en_.._ c·P,

...,.,

a

- ..... , ... .. ---.... ---- ,, , .......... ,. .. . .... ...... _ ... · .. ..-_--,... _:;... ... ... - - ............... ..... __ .;;:!._.,.._ •• ,

_...._,,_ .... '""''--'"' .._,. ..... ... - ........_'. .. · ·'•'"""" .... ....-.;;-...-.; ....... ...._.._,,. '

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. 112008 FOR CALENDAR YEAR 2007 (5 U.S.C. app. §§ 101-111)

1. Person Reporting Oast name, first, middle initial)

Lee, Toms

2. Court or Organization

United States District Court Southern District of MS

3. Date of Report

05/14/2008

4. Title (Article ill judges indicate active or senior status;magistrate judges indicate full- or part-time)

Senior United States District Court Judge

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [l) Annual D Final

6. Reporting Period

01/01/2007 to

12/31/2007 Sb. D Amended Report

7. Chambers or Office Address

245 East Capitol Street Suite 109 Jackson, MS 39201

8- On the basis of the information contained in this Report and any modifications pertaining thereto, it is, In my opinion, In compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions llCcompanying this fonn must be followed. Complete all parts, checking the NONE box for eachpartwhere you have no reportable information. Sign on lastpage.

J. POSJTJ ONS. (Reporting individual only; see pp. 9-13 ofjiJing instructWns.)

D NONE(No reportable positions.)

· l. Board of Trustees Mississippi College

2. General Partner Tom S. Lee Family Limited Partnership

3.

4.

5.

0 (/)

1'1 a:::.:;

__

:::0 ::;'..'.'.: ,,-,o Q)::."> ...,.,,

()

N ...J

)>

m

rn

< rn CJ

II. AGREEMENTS. (Reporting individual only; see pp. U-16 offtling instructWns.) rri a a

D NONE(No reportable agreements.)

PARTIES AND TERM S


2.

3.

SOURCE

SO!JRCE

INCOME

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

.--.. ...... ,,.· -�'--;:.,. ... ---. ,... _,, ........ ... --;o... ,.. .. .............. - ""-''"'" ... ... """' ..... ,... <; ......,_.,..._..., __ •-.

- , ... -,,.· . . "'.....,.,..,......_,.��· ·


Page2of9 05/14/2008Lee, Tom S

III. NON-INVESTMENT INCOME. (Reportingitu/Mdlllllandspouse;seepp.17-240/jilinginstrucfions.)


[{] NONE (No reportable non-investment income.)

AND TYPE (yours, not spouse's)

1.

2.

3.

4.

B. Spouse's Non-Investment Income - I/you llUUried tbuing """portion of the reporting year, complete this secfion.

(Dollar amount Mt required except for hoMraria.)

D NONE (No reportable non-investment income.)

AND TYPE

1. 2007 Director Community Bancshare of MS, Inc. -

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,fo<HI, otJertainnmrt.

(Includes those t-0 SpmlSe and dependent children; see pp. 25-27 of filing lnstructkms.)

[{] NONE (No reportable reimbursements.)

1.

2.

3.

4.

5.

SQURCE DESCRIPTION

CREDITOR

YALUE

YALUECODE

---- - - -·- - - ----�· _ _ _ '

4.

05/14/2008

............ ..... '""',.,""'"" .... ' ,..-!:'- .,.... .. .


Page 3of9 Lee, Toms

V. GIFTS. (Includes those ta spollSe mu/ dependent children; ue pp. 28-31 of filing instntctions.)

[Z] NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (lnduda those of spouse and dependent children; see pp. 31-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

I.

2.

3.

DESCRIPTION

5.


Page 4 of9 Lee, Tom S 05/14/2008

VII. INVESTMENTS and TRUSTS - income. vaUu. transacti<Jns (Includes those of spouse ant1 depuu1ent children; see pp. 14-00 offiling instructions.)



(including trust assets)

B. Income during

reporting period

c. Gross valueat end of

reporting pe riod

D . Transactions during reporting period

Place "QC)" after each asset exemp t from prior disclosure

(!) (2) Amount Type (e.g., Code I div., rent, (A-11) or int)

(I) (2) Value Value Code2 Method

(J-P) Code3

(Q-W)

(I) Type(e.g., buy, sel

redemption)

(2) Da te

Month-Day

(3) Value Code2

(J-P)

(4) Gain

Code I

(A-11) .

(5) Identity of

buyer/seller

(if p rivate transaction)

1. INGNQVAR J T


3. State of MS Bond A Interest Redeemed 8/1 K A

4. Van Kampen Mlllli Opp (VMO) A Dividend J T

5. MS 0 Coupon Bond M T Bond fluctu

6. Eaton Vance MS Fund B Dividend K T

7. LA PFA REV RDGB Fund B Interest Redeemed 11/15 K A

8. Biloxi School Bond B Interest Redeemed 11/1 K A

9. MS Hospital EQ & F AC Bond A Interest K T


11. Shares New Perspective c Dividend N T

12. Shares ofCommllllity Bancshares of MS E Dividend P l T Inc.

13. ING NQ VA hers #.. .33PM J T

14. American Skandia NQ VA hers #...8801 M T

15. His Hartford VA IRA... 6922 N T

16. State of MS GO Bond B Interest Redeemed 8/1 K A

17. Land in Scott Co., MS L w

I. Income Gain Codes: A =$1,000 or less B =Sl,001 -$2,500 c =$2,501 -$5,000 D =$5,001 -$15,000 E =$15,001 - $50,000

(See Cohnnns Bl and 04) F=$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 112 =More than $5,000,000

2. Value Codes J =S! 5,000 or less K =$15,001 -$50,000 L =$50,001-$100,000 M =$100,001 -$250,000

(See Columns Cl and 03) N =$250,00\ '$500,000 0=$500,001-$1,000,000 Pl =Sl,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated


Page 5of9 Lee, Toms 05/14/2008

VII. INVESTMENTS and TRUSTS -income. wWu, 1ransadions (lnc1w1es those ofspouse and depent1en1 children; see PP· Juo offr1inc instnldions.J


A.

Description of Assets

(inc luding trust assets)

Place "(X)" after each asset

exempt from prior disclosure

18. U.S. Ser. E. Bonds

B. c. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type(e.g., Value Va lue Type(e.g., Date Value Gain Identity of Code I div., n:nt, Code2 Method buy, sel l, Month- Code2 Code 1 buyer/sel ler (A-H) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

L T Bonds increa


20. Community Bancshares of MS c Interest M T

21. His ING VA IRA... 89A V N T Account Flue

22. Davis New York Venture A Dividend J T

23. Growth Fund of America A Dividend J T

24. New Perspective A Dividend J T <:.:....-·---··----· ·--·---------

25. UBS Tactical Allocation Sell 3/29 J A

26. Lord Abbert Aff. A Dividend J T

27. Alliance MF L T Account Flue

28. Hartford VA NQ (with JS) N T Account Flue


30. Her ING VA IRA... 29A V K T Account Flue

31. Ff Dow Dividend A Dividend L T

32. Ff Dow Dividend A Dividend K T

33. Ff Target VIP A Dividend K T

34. Franklin HY Tax Free c Dividend Sell 12/28 L B

1. Income Gain Codes: A =$1,000 or less B =Sl,001 - $2,500 c=$2,501 - $5,000 !) =$5,001 - $15,000 E =$15,001 -$50,000

(See Columns BI and D4) F=S50,00l -$100,000 G =$100,001 -$1,000,000 Hi =$1,000,001 - $5,000,000 H2=More than $5,000,000

2. Value Codes 1 =S 15,000 or less K=$15,001 -$50,000 L=$50,001 -$100,000 M =S 100,001 -$250,000

(See Columns Cl and D3) N=$250,001 -$500,000 0=$500,00I - S 1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U=BookValue V=Other W =Estimated

A.


Page 6 of9 Lee, Toms 05/14/2008

VII. INVESTMENTS and TRUSTS -income. va1ue, transactions (Includes those 11f spo11Se w 11epnu1en1 children; :ru PP· 1-uo offtlittg instructions.)


Transactions during reporti

Type(e.g.,

buy, sell, buyer/seller

Description of Assets (includi ng trust assets)

Place "(X)" after each asset

discl osure

B. Income during

reporting period

c. Gross value at end of

reporting period

D.

ng period

(!) Amount Code!

(A-H) exempt from p rio

(2) Type(e.g.,

div., rent,

or int)

(!) Value

Code2

(J-P)

(2) Value

Method

Code3

(Q-W)

(I)

redemption)

r

(2) Date

Month-

Day

(3) Value

Code2

(J-P)

(4) Gain

Code!

(A-H)

(5) ldeotityof

(if p rivate transaction)

35. Franklin Income A Dividend J T

36. ABB Limited K T

37. First Horizon Sell 3fl9 K A

38. Silver Standard K T

39. Claymore DG CND Energy c Dividend K T Buy 3/29 K


41. VKC&S Muni D Dividend M T Buy 12128 M

42. VK Financial Insl B Dividend L T Buy 11/19 L

43. VK EAFE B Dividend K T Buy 3/29 K

44. VanKampen Muni Adv. A Dividend Sell 12128 K A

45. Claymore DG CND Energy c Dividend K T Buy 3/29 K


47. FT Muni A Dividend J T Buy 12/31 J

48. VKC&SMumi c Dividend L T Buy 12128 L

49. VK EAFE B Dividend K T Buy 3/29 K

50.

51.

I. Income Gain Codes: A=$1,000 or less B =$1,001 -$2,500 C=S2,50! -$5,000 D=$5,001 - $15,000 E =$15,001 • $50,000

(See Columns Bl and 04) F =$50,00 l -$100,000 G =$100,001 - $1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000

2. Value ('-Odes J=$15,000 or less K=$15,001 - $50,000 L=$50,001-$100,000 M =Sl00,001 -$250,000

(See Colwnns Cl and 03) N =$250,001 - $500,000 O=S500,00 l - S 1,000,000 Pl =Sl,000,001 -$5,000,000 P2=$5,000 ,001 -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S=Assessment T =Dish Market

(See Colwnn C2) U=Book Value V=Otber W =Estimated


Page 8 of9

Date of Report Name of Person Reporting

05/14/2008Lee, Toms

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicaleparto[Report.)

Practically all of my annuities, mutual fund accounts, stocks and bonds _are held in my LPL Financial Account


Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 9 of9 Lee, Toms

Date of Report

05/14/2008

IX. CERTIFICATION.

I certify that all information given above (mcluding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FARS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS


Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Report Type (chck approe e) D 0 D b. D · 2019-07-26 · FNANCIAL DISCLOSURE REPORT Page 8of9 . Name of Penon Reporing Lee, Toms Date of Report 05/14/2008 . II. ADDITIONAL INFOMATION

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