Reliance Small Cap Form - No Entry Load

8/8/2019 Reliance Small Cap Form - No Entry Load

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One Indiabulls Centre, Tower 1, 11th & 12th Floor, Jupiter Mill Compound, 841,Senapati Bapat Marg, Elphinstone Road, Mumbai-400 013 APPL N :

Nae Sle / 1s applanEsn Fl N.

Reliance Small Cap Fund(An Open Ended Euity Scheme)

2. ExiStiNg uNit hoLdEr iNFormAtioN For eisting investors please ll in your Folio number, name & proceed to Investment & Payment Details.

Name & Broker Code / ARN Bank Serial No. Registrar Serial No.

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors assessment of various factors including the servicerendered by the distributor.

Unitholding Option - Demat Mode Physical Mode (If demat account details are provided below, units will be alloted by default in electronic mode only)

3. DEMAT ACCOUNT DETAILS - (Please ensure that the sequence o names as mentioned in the application orm matches with that o the account held with anyone o the Depository Participant.) Demat Account details are compulsory i demat mode is opted above. (Reer Instruction No. II 8) (Optional)

NationalSecuritiesDepositoryLimited

Depository participant Name ___________________________________

___________________________________________________________DP ID No.

Beneficiary Account No.

CentralDepositorySecuritiesLimited

Depository participant Name ____________________________________________________________________________

Target ID No.

2nd holder PAN

Name o Second applicant Mr. Ms.

MODE OF HOLDING OCCUPATION STATUS INDIVIDUAL (1st Holder) STATUS NON-INDIVIDUAL

Single Joint (Default)Anyone or Survivor(s)Former or Survivor *

Minor(In case of minor with JointApplicant)

Resident Indian Minor

NRI Repatriable

NRI Non Repatriable2nd Holder RI NRI

3rd Holder RI NRI

Partnership firm FIIsSociety AOP/BOI BanksFIs Trust

Company/Body Corporate HUF

Others ________________

Business Professional Service RetiredStudent Housewife Civil ServantPolitician Forex Dealer Others

Political Party OfficialCurrent/Former MP/MLA/MLC/Head of StateSenior Executive of State owned corporation

I N

Name o First / Sole applicant Mr. Ms. M/s.

1st holder PAN PAN Proo Enclosed

M a n d a t o r y

Date of Birth**

D D M M Y Y Y Y[Are you KYC Compliant Please () Yes or No ]

KYC Mandatory or investment o Rs. 50,000 & above

M a n d a t o r y [Are you KYC Compliant Please () Yes or No ]


Received rom ______________________________________________________________________________

in Reliance Small Cap Fund Cheque / DD No. ____________________ Dated ____________________ Rs. ________________________

drawn on ________________________________________________________________________________ Signature, Date & Stampof receiving office

APPL N.

Growth Option Bonus Option Dividend Payout Option Dividend Reinvestment option

PAN Proo Enclosed

Name o Third applicant Mr. Ms.

3rd holder PAN


KYC Mandatory or investment o Rs. 50,000 & abovePAN Proo Enclosed

Guardians PAN

*Incase of minor as joint applicant

Name o Guardian (In case o Minor-Contact Person/Designation - In case o non-individual Investors) Mr. Ms.



Relation with Minor/Designation

(**Date of birth mandatory if theapplicant is minor)

Sub Broker / Sub Agent Code

5. Mailing Address of Sole / First Applicant (P.O. Box Address may not be sufficient. Please provide your complete Address) (Refer Instruction No. I.3)

City

Add 1

Add 2

Add 3

Country PinState

District

Tel. No. STD Code __________ Office ________________________ Residence _________________________ Mobile No. _______________________________

E-mail ID. _________________________________________________________________

Overseas Address (Mandatory for NRI/FII Applicants) (Please provide your complete Address P.O. BOx address is not sucent)

PinCity Country

1.

4.

RSCP-00000843

RSCP-00000843

ARN - 25682


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I/We would like to invest in Reliance Small Cap Fund subject to terms o the Statement o Additional Inormation (SAI) and Scheme Inormation Document (SID)and subsequent amendments thereto. I/We have read, understood (beore lling application orm) and is/are bound to the details o the SAI and SID includingdetails relating to various services including but not limited to ATM/ Debit Card. I/We have not received nor been induced by any rebate or gits, directly orindirectly, in making this investment. I accept and agree to be bound by the said Terms and Conditions including those excluding/ limiting the Reliance Capital AssetManagements Limited (RCAM) liability. I understand that the RCAM may, at its absolute discretion, discontinue any o the services completely or partially without

any prior notice to me. I agree RCAM can debit rom my olio or the service charges as applicable rom time to time. The ARN holder has disclosed to me/us allthe commissions (in the orm o trail commission or any other mode), payable to him or the dierent competing Schemes o various Mutual Funds rom amongstwhich the Scheme is being recommended to me/us. I hereby declare that the above inormation is given by the undersigned and particulars given by me/us arecorrect and complete. Applicable or NRI Investors: I conrm that I am resident o India. I/We conrm that I am/We are Non-Resident o Indian Nationality/Originand I/We hereby conrm that the unds or subscription have been remitted rom abroad through normal banking channels or rom unds in my/our Non-ResidentExternal / Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this olio will also be rom unds received rom abroadthrough approved banking channels or rom unds in my/ our NRE/FCNR Account.

9. dEcLArAtioN

8. NomiNAtioNI/ We do hereby nominate the person(s) more particularly described hereunder in respect o the Units

12

3

Name of Nominee(s)Date of Birth Name of Guardian Proportion (%) by which the units will be shared

by each Nominee (should aggregate to 100%)(to be furnished in case the Nominee is a minor)

7. investment & payment details (sr ao For rqur for /Oo (Rfr ruo o. iv ) payment by cash is nOt peRmitted.Plan opn gss An dd caes Ne ceqe / dd An rs. ceqe / dd N. & dae Ban / Ban

Growth Plan GrowthBonus Option

Dividend Plan Reinvestment OptionPayout Option

10. SiP Auto dEBit rEgiStrAtioN mANdAtE with hdFc/AxiS BANk oNLy (te 2n SiP nsallen sl n be bee 10 be,2010) (Rfr iruo for sip auo d)

Name of the Scheme : Reliance Small Cap Fund SIP Date 2 10 18 28 (Select any one Date) (Default 10th)Enrolment Period (Regular) From: To:

Enrolment Period (Perpetual) From: To: (Default)

I/We, Mr./Ms./M/s. ____________________________________________________________hereby authorise

debit (as a Standing Instruction) from my/our Account No. _______________________________________________for Rs.(In words)_______________________________________________________________________________ and remit the same on account of RelianceMutual Fund, as per declaration(s) mentioned overleaf.

Monthly (Default)Quarterly1 2 9 9

HDFC Bank / AXIS Bank to

Bank

PayableLocation

A/. pe SB Current NRO NRE FCNR

BranchCity

PIN

6. BANk AccouNt dEtAiLS (mANdAtory For rEdEmPtioN / dividENd ANd rEFuNd PAyout) (rEFEr iNStructioN No. iii)

9 Digit MICR Code M a n d a t o r y IFSC Code F o r C r e d i t v i a N E F T

Account No. M a n d a t o r y

M a n d a t o r y Branch M a n d a t o r y

M a n d a t o r y M a n d a t o r y

ACKNOWLEDGEMENT SLIP (To be filled in by the Applicant)

Toll Free 1800-300-11111www.reliancemutual.com

Sole / 1st Applicant / Guardian /Authorised Signatory

2nd Applicant / Authorised Signatory

3rd Applicant / Authorised Signatory

M a n d a t o r y

M a n d a t o r y

M a n d a t o r y

[

[

[

dEcLArAtioNThis is to inorm you that I/We have registered with Reliance Mutual Fund through their respective banks or Auto Debit Facility and that my payment towards myinvestment in Reliance Mutual Fund shall be made rom my/our below mentioned bank account with your bank. I/We authorise the representative carrying thisAuto Debit mandate to get it veried & eecute. I/We undertake to keep sucient unds in the unding account on the date o eecution o standing instruction.I hereby declare that the particulars given above are correct and complete. I the transaction is delayed or not eected at all or reasons o incomplete or incorrectinormation, I would not hold the Mutual Fund or the Bank responsible. I the SIP debit date to my/ our account happens to be a non business day as per theMutual Fund or a Bank holiday, eecution o the SIP will happen on the net working day and allotment o units will happen as per the Terms and Conditionslisted in the Scheme Inormation Document/statement o additional inormation o the Mutual Fund. The above mentioned Bank shall not be liable or, nor bein deault by reason o, any ailure or delay in completion o this service, where such ailure or delay is caused, in whole or in part, by any acts o God, civil war,civil commotion, riot, strike, mutiny, revolution, re, food, og, war, lightening, earthquake, change o Government policies, Unavailability o Banks computersystem, orce majeure events, or any other cause o peril which is beyond the above mentioned Banks reasonable control and which has the eect o preventing

the perormance this service by the above mentioned Bank. The ARN holder has disclosed to me/us all the commissions (in the orm o trail commission or anyother mode), payable to him or the dierent competing Schemes o various Mutual Funds rom amongst which the Scheme is being recommended to me/us.

Sole / 1st Applicant / Guardian/Authorised Signatory

2nd Applicant /Authorised Signatory

3rd Applicant /Authorised Signatory

SigNAturE (As n Ban re) pn SiP


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i. gENErAL iNStructioNS For FiLiNg uP thE APPLicAtioN FormS

1. Please read the Key Inormation Memorandum and the Scheme InormationDocument /statement o additional inormation careully beore investing.All applicants are deemed to have read, understood and accepted the termssubject to which this oer is being made and bind themselves to the termsupon signing the Application Form and tendering payment.

2. The application orm must be lled in English in BLOCK letters using Black orDark Blue colored ink. Incomplete applications are liable to be rejected. Pleaseensure that the requisite details and documents have been provided. This willhelp in avoiding processing delays and / or rejection o your Application Form.All subscription application orms should be submitted only at designated

branches o the collecting banks appointed by Reliance Mutual Fund.3. The Applicants name and address must be given in ull (P.O. Bo No. alone

is not sucient). In case o multiple applicants, all communication andpayments towards redemption will be made in the name o / avoring rstapplicant only. I the rst applicant is a minor, the name o the Guardian whowill sign on behal o the minor should be lled in the space provided. Pleasell in your date o birth as this may be required or validating your identityor certain transactions/communication. Also, please provide TelephoneNo./E-mail Id. o the rst applicant, so as to acilitate aster and ecientcommunication.

4. All applicants must sign the orm, (quoting eisting Folio no, i any). Thumbimpressions must be attested by a Judicial Magistrate/Notary Public underhis/her ocial seal. In case o HUF, the Karta should sign on behal o theHUF. Authorised signatories, signing on behal o a Co./Body Corp./Society/

Trust etc should sign under their ocial seal, designation. A list o AuthorisedSignatories with their names & designations duty certied / attested by thebankers should be attached with the application orm.

5. Please note that i no Plan is ticked / indicated in the Application orm, theunits will, by deault, be allotted under the Growth Plan o the Scheme.Similarly, Growth Option o the Growth Plan and Dividend Re-investmentOption o the Dividend Plan shall be the deault sub-options.

6. Incase o Mode o Holding is not mentioned or Joint Holders the deaultmode o holding would be Joint.

7. Joint applicant with a Minor shall be permitted only where the Minor(represented by guardian) is the 1st named applicant / beneciary and onlynatural parents shall be permitted as joint applicants with a minor and theHolding basis shall be Former or survivor only. A Court-appointed Guardianshall not be permitted to apply as a joint applicant.

8. Incase your PAN is KYC compliant. The address you have given in KYC willsupercede the address provided in the orm

9. I the SIP Application is rejected, your main application with initial investmentis subject to rejection i the the minimum amount criteria is not satisied

10. For Direct Investment Please Mention Direct in the Column Name & BrokerCode/ARN

11. NFO Application orms shall be accepted only at the Ais Bank designatedcentres.

ii. APPLicANtS iNFormAtioN

1. In case the application is made under a Power o Attorney (PoA), aduly certied copy thereo, duly notarised should be submitted with theapplication. The POA document should contain the signatures o both theApplicant & the constituted Attorney.

2. Application made by a limited company or by a body corporate or a registeredsociety or a trust, should be accompanied by a copy o the relevant resolutionor authority to make the application, as the case may be, alongwith a certiedcopy o the Memorandum and Articles o Association or Trust Deed / ByeLaws / Partnership Deed, whichever is applicable.

3. In case o non-individual applicants, i.e. HUF / Companies / AOP / BOI /Trusts / Societies / FIIs etc. the name, email-ID and telephone number othe contact person to should be provided.

4. As per SEBI circular number MRD/DoP/Cir- 05/2007 dated April 27, 2007,PAN shall be the sole identication number or all participants transacting inthe securities market, irrespective o the amount o transaction w.e.. July2, 2007.

Accordingly, it is mandatory or investors to provide their PAN alongwith asel attested copy o PAN card.

I the investment is being made on behal o a minor, the PAN o the minoror ather or mother or the guardian, who represents the minor, should beprovided.

Applications received without PAN/PAN card copy will be rejected. ReerSAI or more detail

5. Prevention o Money Laundering & Know Your Customer (KYC):

In terms o the Prevention o Money Laundering Act, 2002, the Rulesissued there under and the guidelines issued by SEBI regarding the AntiMoney Laundering (AML), all intermediaries, including Mutual Funds, have toormulate and implement a Client Identication Process, commonly reerredto as Know Your Customer or KYC Process, veriy and maintain the record oidentity and address (es) o investors.

The investors must ensure that the amount invested in the scheme is derived

only through legitimate sources and does not involve and is not designed or the

purpose o any contravention or evasion o the provisions o all the applicable

laws, rules and regulations, directions issued by the appropriate authority (the

applicable laws) in orce rom time to time including the Prevention o Money

Laundering Act, the Income Tax Act, 1961, or the Prevention o Corruption Act,1988, etc.

Pursuant to the above, the AMC may seek inormation or obtain and retaindocumentation used to establish Customers identity. It may re-veriy identityand obtain any missing or additional inormation or this purpose.

Reliance Mutual Fund / Reliance Capital Trustee Co. Limited / Reliance CapitalAsset Management Limited reserve the right to take all steps and actions,including recording investor(s) / unitholder(s) telephonic calls, and / orobtain and retain documentation or establishing the identity o the investor,proo o residence, source o unds etc. in accordance with the applicablelaws, rom the investor(s) / unitholder(s), as may be required, to ensure theappropriate identication / verication / re-verication o the investor(s) /unitholder(s), the source o unds etc. under its KYC Policy.

The AMC, under powers delegated by the Trustee, shall have absolute discretionto reject any application, prevent urther transactions by a Unit Holder, delayprocessing redemption as per applicable laws or regulations i

(i) ater due diligence, the investor / Unit Holder / a person making thepayment on behal o the investor does not ull the requirements o theKnow Your Customer as determined by the AMC or the AMC believesthat the transaction is suspicious in nature as regards money laundering.

(ii) the AMC determines in its sole discretion that the application doesnot or will not comply with any applicable laws or regulations.

In this regard the AMC reserves the right to reject any application and eecta mandatory Redemption o Units. Reer SAI or more details.

I the payment or Purchase o Units are made by a third party (e.g. a powero attorney holder, a nancing agency, a relative, etc.), the investor / applicantmay be required to give such details o such transaction so as to satisy theAMC o the source and / or consideration underlying the transaction.

6. In case o NRI/FII investors the Account Statements / Redemption Cheques/ Other correspondence will be sent to the mailing address mentioned.

7. All applications are accepted subject to detailed scrutiny and verication.Applications which are not complete in all respects are liable or rejection,either at the collection point itsel or subsequently ater detail scrutiny/verication at the back oce o the registrars.

8 I the details mentioned in the application are incomplete/incorrect, notmatched with the depository data, the application shall be treated as invalidand shall be liable to be rejected. In case Unit holders do not provide theirDemat Account details, an Account Statement shall be sent to them. Suchinvestors will not be able to trade on the stock echange till the holdingsare converted in to demat orm.

9. The Unit holders are given an Option to hold the units by way o an AccountStatement or in Dematerialized (Demat) orm. Unit holders opting to hold

the units in demat orm must provide their Demat Account details in thespecied section o the application orm. The Unit holder intending to holdthe units in Demat orm are required to have a beneciary account withthe DP (registered with NSDL / CDSL as may be indicated by the Fundat the time o launch o the Plan) and will be required to indicate in theapplication the DPs name, DP ID Number and the beneciary accountnumber o the applicant with the DP. In case Unit holders do not providetheir Demat Account details, an Account Statement shall be sent to them.The details available with the DP regarding demat account o the investorwill be updated in the olio o the investor.

iii. BANk dEtAiLS

1. As per the SEBI guidelines, it is mandatory or investors to mention theirbank account details in the application orm. In the absence o the bankdetails the application orm will be rejected. Wherever possible / availability

o electronic credit service, RMF will give instruction to the investors bankor direct / electronic credit or dividend / redemption payments and suchinstructions will be adequate discharge o RMF towards the said payment.In case the credit is not aected by the unitholders banker or any reasonRMF reserves the right to make the payment by a cheque / DD, in case it isnot possible to make the payment through electronic credit. I the electroniccredit is delayed or not aected or credited to a wrong account, on account


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5/16

Key Inormation Memorandum cum Application Formrelane Sall cap Fn

(An Open Ended Equity Scheme)

Offr for U of R. 10/- r u for urg n Fu Offr pro nav r uo rog

SPoNSorcpae ofe:relane capal LeH Block, 1st Floor, Dhirubhai Ambani Knowledge City,Koparkhairne, Navi Mumbai - 400 710.Tel : 022 - 30327000, Fa. 022 - 30327202

truStEE

relane capal tsee c. Lecpae ofe:11th foor & 12th foor, One Indiabulls Centre,Tower 1, Jupiter Mills Compound, 841,Senapati Bapat Marg, Elphinstone Road,Mumbai - 400 013.Tel No. - 022-30994600 Fax No. - 022-30994699rEgiStErEd oFFicEReliance Capital Asset Management Limited/Reliance Capital Trustee Co. LimitedReliance House, Nr. Mardia plaza,O. C.G. Road, Ahmedabad 380006

iNvEStmENt mANAgErcpae ofe:relane capal Asse manaeen Le11th foor & 12th foor, One Indiabulls Centre,Tower 1, Jupiter Mills Compound,841, Senapati Bapat Marg, Elphinstone Road,Mumbai - 400 013.

Tel No. - 022-30994600Fa No. - 022-30994699

rEgiStrArka cpesae P. L.Madhura Estate,Municipal No.1-9/13/C,Plot No.13 & 13C,Survey No.74 & 75,Madhapur Village,Serlingampally Mandal& Municipality, R.R.District, Hyderabad - 500 081.Tel: 040-40308000 Fa: 040-23394828

cuStodiAN

dese Ban A.g.Kodak House, 222, Dr. D.N. Road,Mumbai - 400 001

AuditorS to thE SchEmEhaba & c.caee Anans42, Free Press House, Nariman Point,Mumbai - 400 021

E-mail : [email protected] [Customer Helpline] 3030 1111Investors using mobile phones need to preSTD Code o their respective city beore 3030 1111.

MTL/BSNL subscribers need todial 022 - 3030 1111.Overseas callers need todial 91 - 22 - 3030 1111.Website: www.reliancemutual.com

New Fund Offer Opens New Fund Offer Closes Scheme re-opens for continuous sale & repurchasenot later than

August 26, 2010 September 09, 2010 September 23, 2010

ts ke inan mean (kim) ses e nan, a pspee nes n bee nesn. F eeals e see/mal Fn, e lene efae b e Amc, ke Pesnnel, ness s & sees, s as, penales &penn lans, assae ansans e. ness sl, bee nesen, ee e See inan den aalable ee s a an e ines See cenes sbs e ebse .elaneal.te See palas ae been pepae n aane Sees an Eane Ba ina (mal Fns) relans 1996, asaene ll ae, an fle Sees an Eane Ba ina (SEBi). te ns ben ee pbl sbspn ae n beenappe sappe b SEBi, n as SEBi efe e aa aeqa s kim. ts kim s ae As 6, 2010.

INVESTMENT OBJECTIVE

The primary investment objective o the scheme is to generate long term capital appreciation by investing predominantly in equity and equity relatedinstruments o small cap companies and the secondary objective is to generate consistent returns by investing in debt and money market securities.

ASSET ALLOCATION PATTERN OF THE SCHEME

Asset Allocation: Under normal circumstances, the proposed asset allocation would be:

Instruments Indicative allocations(% of total assets)

Risk Profile

Minimum Maximum

Equities and equity related securities o small cap companies including derivatives # 65% 100% Medium to High

Equities and equity related securities o any other companies including derivatives # 0% 35% Medium to High

Debt and Money market securities** (including investments in securitised debt) 0% 35% Low to Medium

** including securitised debt upto 30%# The Scheme proposes to invest at least 65% o the corpus in Equity & equity related instruments o small cap companies which may go upto100% o the corpus. The investment in Equity & equity related instruments o any other companies other than small cap companies will be in therange o 0-35% o the corpus.

I the Fund Manager decides to invest in ADRs / GDRs issued by Indian / oreign companies and in oreign Securities in accordance with SEBI Regulationsin the Scheme, it is the intention o the Fund Manager that such investments will not normally eceed 20% o the net assets o the Scheme.

Gross investments in securities under the Scheme which includes equities, equity related instruments/securities, debt securities, money market instrumentsand derivatives will not eceed 100% o the net assets o the Scheme.

The Scheme may take derivatives position based on the opportunities available subject to the guidelines issued by SEBI rom time to time and in linewith the overall investment objective o the Scheme. These may be taken to hedge the portolio, rebalance the same or to undertake any other strategyas permitted under the SEBI Regulations.

The und will also invest in Pre IPO Placement, lock-in non transerable securities and upto 5% or ma permissible limit in Unlisted Securities.

However the aoresaid limits are only indicative. The Fund Manager in his endeavors to protect the interest o the investors and to maimise thereturns, ater taking into consideration the dynamism o the markets and market requirements, may change the above limits, in line with the invest-ment objective, or a short term period (not eceeding 30 days) on deensive considerations.

INVESTMENT STRATEGY

The investment strategy o the Scheme is to build and maintain a diversied portolio o equity stocks that have the potential to appreciate. The aimwill be to build a portolio that adequately refects a cross-section o the growth areas o the economy rom time to time.

The und shall primarily ocus on the small cap stocks. However depending on the views o the und manager and market conditions in the interest o

the investors, the und manager will have the feibility to select stocks which he eels are best suited to achieve the stated objective. The und willhave the feibility to invest predominantly in a range o Small Cap companies/ stocks with an objective to maimize the returns, at the same timetrying to minimize the risk by reasonable diversication.


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HOW THE SCHEME IS DIFFERENT FROM THE EXISTING OPEN ENDED EqUITY SCHEMES OF THE MUTUAL FUND

Reliance Growth FundAsset Allocation Pattern :Equity & Equity Related Instruments - 65% -100%, Debt Instruments & Money Market Instruments - 0% - 35%, Pa inesenPaen : The primary investment objective o the Scheme is to achieve long term growth o capital by investing in equity and equity related securities through aresearch based investment approach., Investment Strategy : The portolio shall be structured so as to keep risk at acceptable levels. This shall be done throughvarious measures including: 1. Broad diversication o portolio2. Ongoing review o relevant market, industry, sector and economic parameters 3. Investing incompanies which have been researched 4. Investments in debentures and bonds (where the tenure eceeds 18 months) will usually be in instruments whichhave been assigned investment grade ratings by any approved rating agency, Differentiation : The core philosophy o the und is to ocus on high quality mid capstocks while having a small eposure to large cap stocks., AUM (Rs. Crore) as on July 31, 2010 : 7758.41, No. of Folios as on July 31, 2010 : 968,597

Reliance Vision Fund

Asset Allocation Pattern : Equity & Equity Related Instruments- 60-100%, Debt Instruments 0-30% & Money Market Instrument 0-10%., Pa inesenPaen : The primary investment objective o the scheme is to achieve long-term growth o capital by investment in equity and equity related securities througha research based investment approach, Investment Strategy: The portolio shall be structured so as to keep risk at acceptable levels. This shall be done throughvarious measures including: 1. Broad diversication o portolio 2. Ongoing review o relevant market, industry, sector and economic parameters 3. Investing incompanies which have been researched 4. Investments in debentures and bonds (where the tenure eceeds 18 months) will usually be in instruments whichhave been assigned investment grade ratings by any approved rating agency, Differentiation : The und aims to achieve long term capital appreciation throughinvestment in high quality large size capitalization stocks with a small eposure in mid size capitalization stocks., AUM (Rs. Crore) as on July 31 : 3653.99,No. of Folios as on July 31, 2010 : 476,209

Reliance Euity Advantage Fund

Asset Allocation Pattern : Equity and equity related instruments 70% -100%, Debt and money market instruments (including investments in securitised debt*)0% -30%.* Including upto 25% o the corpus in securitised debt., Pa inesen Paen: The primary investment objective o the scheme is to seek togenerate capital appreciation and provide long term growth opportunities by investing in a portolio predominanatly o equity and equity related instruments withinvestments generally in S&P CNx Nity stocks and the secondary objective is to generate consistent returns by investing in debt and money market securities.Investment Strategy : The und proposes to invest 100% o the net equity investments in line with the sector ratio o S & P CNx Nity. The und will endeavorto replicate the sector allocation o the S & P CNx Nity on a monthly basis. At least 80% o the equity investments will be in S & P CNx Nity stocks andthe balance eposure in other stocks. This means that investment gamut will mainly be stocks in S & P CNx Nity inde and to a small etent in other stocks

o belonging to any/all sectors, Differentiation : The und has a sector neutral approach & endeavors to give Inde plus returns. Sector weightage o the undwould mirror eactly that o Nity on monthly basis. Minimum 80% o stocks within each sector would be constituents o Nity, though not necessarily withtheir Nity weights.Maimum 20% o stocks could be Non-Nity in each sector to provide the additional alpha possibilities & opportunities., AUM (Rs. Crore)as on July 31 : 1367.60, No. of Folios as on July 31, 2010 : 379,076

Reliance Euity Opportunities Fund

Asset Allocation Pattern : Equity & Equity Related Instruments-75-100%, Debt Instruments & Money Market Securities (including investments in SecuritisedDebt) 0- 25%. (25% o the Corpus in Securitised Debt), Pa inesen Paen : The primary investment objective o the scheme is to seek to generatecapital appreciation & provide long-term growth opportunities by investing in a portolio constituted o equity securities & equity related securities and thesecondary objective is to generate consistent returns by investing in debt and money market securities., Investment Strategy : The Fund will endeavor tocontinuously analyze the perormance o economy and industry, which would be refected in the investment pattern o the und. The Fund would seek bothvalue & growth, which are likely to commence rom the ongoing structural changes in the government policies, inrastructure spending and continuous globaleconomic reorms which tries to integrate dierent economies across the globe. The primary approach to stock selection will be through the Top down approachi.e Sector -- Industry-- Company., Differentiation : The und has the mandate to invest across companies(belonging to dierent sectors) with dierent marketcaps; be it large, mid or small.The und manager would have the feibility to be overweight in a particular sector or market caps depending on the potential &opportunities as they arise. The investment horizon o the und is minimum 2 yrs., AUM (Rs. Crore) as on July 31 : 2319.97, No. of Folios as on July 31,2010 : 320,381

Reliance quant Plus Fund

Asset Allocation Pattern : Equity & Equity Related Instruments-90%-100% & Debt & Money Market Instruments - 0%-10%, Pa inesen Paen :The investment objective o the scheme is to generate capital appreciation through investment in equity and equity related instruments. The scheme will seek togenerate capital appreciation by investing in an active portolio o stocks selected rom S&P CNx Nity on the basis o a mathematical model. Investment Strategy: The Fund will ocus on large cap/liquid stocks and use stocks designated by NSE as members o Nity Inde. The und will have a signicant concentration ostocks in the portolio while making active selective decision in stocks/sectors o S&P CNx Nity. Quantitative methods will be used or (i) screening mechanismto choose best picks and make the stock selection universe smaller, (ii) Deciding on the portolio weightage or better return as the investment will ocus oncompanys size and liquidity., The quantitative model which will be used or stock selection will be based on two broad parameters viz., Stock Price movement &Financial/ valuation aspects. The model will shortlist between 15-20 stocks (out o the resulting list) and the investments will be made in them on weightagesdened by the und manager., Differentiation : An investment und which ocuses on stocks rom constituents o S&P CNx Nity. The stock selection processis based on quantitaive analysis, and the proprietary system-based model will shortlist between 15-20 stocks rom screening mechanism at pre-determinedintervals i.e. on weekly basis based on quantitative techniques., AUM (Rs. Crore) as on July 31 : 59.24, No. of Folios as on July 31, 2010 : 7,340

Reliance Euity Fund

Asset Allocation Pattern : Equity and Equity related Instruments 75-100% and Debt Instruments and Money Market Instruments (including investments in

Securitised debt) 0% - 25%, Pa inesen Paen : The primary investment objective o the scheme is to seek to generate capital appreciation & providelong-term growth opportunities by investing in a portolio constituted o equity & equity related securities o top 100 companies by market capitalization & ocompanies which are available in the derivatives segment rom time to time and the secondary objective is to generate consistent returns by investing in debtand money market securities., Investment Strategy, The Broad Investment strategy o the und will be to invest in equity & equity related securities o the Top100 companies by market cap & also in companies in the derivatives segment. The und will also use the derivatives route to hedge the equity portolio & theetent to which the portolio will be hedged will be linked tothe P/E o the Inde. as mentioned in the Scheme Inormation Document.The etent o hedgingo the portolio is determined based on the month-end weighted average PE ratio o the Inde, which in this case will be the S&P CNx Nity., Differentiation: The und ocuses on large cap stocks (belonging to top 100 companies by m-cap) and which are present in F&O segment with a hedging/shorting eature.,AUM (Rs. Crore) as on July 31 : 1901.21, No. of Folios as on July 31, 2010 : 489,461

Reliance Tax Saver (ELSS) Fund

Asset Allocation Pattern : Equity and Equity related securities 80%-100% and Debt and Money Market Instrument 0% - 20%, Pa inesen Paen: The primary objective o the scheme is to generate long-term capital appreciation rom a portolio that is invested predominantly in equity and equity relatedinstruments, Investment Strategy : The investments in the Scheme shall be in accordance with SEBI (Mutual Funds) Regulations, 1996 and Equity LinkedSaving Scheme, 2005 notied by Ministry o Finance (Department o Economic Aairs) vide Notications dated November 3, 2005 and December 13, 2005.The und managers will ollow an active investment strategy taking deensive / aggressive postures depending on opportunities available at various points otime., Differentiation : The und is an open ended equity linked savings scheme which gives dual advantage o ta savings & growth potential. It is a large cap

orientation und which aim to have minimum 50% eposure to top 100 companies by market capitalization., AUM (Rs. Crore) as on July 31 : 2276.12, No.of Folios as on July 31, 2010 : 690,535


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Reliance Infrastructure Fund

Asset Allocation Pattern : Equities and equity related securities including derivatives engaged in inrastructure sectors and inrastructure related sectors : 65%-100%Debt and Money market securities: 0% - 35% (including securitised debt upto 30% o the corpus in securitised debt), Pa inesen Paen : Theprimary investment objective o the scheme is to generate long term capital appreciation by investing predominantly in equity and equity related instrumentso companies engaged in inrastructure and inrastructure related sectors and which are incorporated or have their area o primary activity, in India and thesecondary objective is to generate consistent returns by investing in debt & money market securities., inesen Sae : The investment ocus wouldbe guided by the growth potential and other economic actors o the country. The Fund aims to maximize long-term total return by investing in equity andequity-related securities which have their area o primary activity in India .The Fund intends to invest in - (i) Companies in sectors related to inrastructure;(ii) Companies operating and listed in India engaged in Inrastructure Sector and (iii) In diversied companies, where a major portion o their revenues (primaryactivity) is derived rom the inrastructure related activities., Differentiation : The und aims to invest in companies operating and listed in India related toinrastructure sector and inrastructure related activities., AUM (Rs. Crore) as on July 31 : 1857.99, No. of Folios as on July 31, 2010 : 393,073

Reliance Natural Resources Fund

Asset Allocation Pattern : Equity and Equity related Securities o companies principally engaged in the discovery, development, production or distribution onatural resources in: 65%-100% ( Domestic Companies 65% -100 %, Foreign Companies as permitted by SEBI/RBI rom time to time 0 %-35 %); Debtand Money market securities :- 0%-35% (including securitised debt upto 35%), Pa inesen Paen : The primary investment objective o thescheme is to seek to generate capital appreciation and provide long term growth opportunities by investing in companies principally engaged in the discovery,development, production or distribution o natural resources and the secondary objective is to generate consistent returns by investing in debt and money marketsecurities., Investment Strategy : The Fund invests principally in equity securities o issuers in natural resources industries. The Fund may invest in securities oissuers located anywhere in the world and normally will invest in securities o companies listed on The Bombay stock Echange Limited (BSE), London stockEchange Limited (LSE), New York Stock Echange (NYSE), Toronto Stock Echange (TSE) and Australian Stock Echange (ASx).Companies in natural resourcesindustries include companies that RCAM considers to be principally engaged in the discovery, development, production, or distribution o natural resources orare service providers to the Natural Resources Industry; the development o technologies or the production or ecient use o natural resources in addition alsournishing o related supplies or services., Differentiation : A thematic und which invests in Indian & Global companies related to natural resources and not innatural resources themselves., AUM (Rs. Crore) as on July 31 : 3296.88, No. of Folios as on July 31, 2010 : 1,196,807

Reliance Banking Fund

Asset Allocation Pattern : Equity & Equity Related Instruments-0-100% & Debt Instruments & Money Market Instruments 0-100% (including upto 50% othe corpus in securitised Debt), Pa inesen Paen, The primary investment objective o the scheme is to seek to generate continuous returns by activelyinvesting in equity and equity related or ed income securities o companies in banking sector. Investment Strategy : The proportion o investment betweenequity and debt will be decided based on the view o the und manager on anticipated movement in both debt as well as equity markets. The Fund managercan also take aggressive calls on the market by going upto 100% in equity or 100% in debt at any point o time or any other appropriate ratio depending uponhis view. The allocation between debt and equity will be decided based upon the prevailing market conditions, macroeconomic environment, the perormanceo the corporate sector, the equity market and other considerations. To achieve the primary objective, the und could invest in either debt or equity securitieso companies in banking sector, Differentiation : The und aims to generate consistent returns by investing in equity / equity related or ed income securitieso Banking and other associated companies.The und ollows an active strategy o management with endeavor to generate alpha and outperorm the BankingInde., AUM (Rs. Crore) as on July 31 : 1232.40, No. of Folios as on July 31, 2010 : 102,951,

Reliance Pharma Fund

Asset Allocation Pattern : Equity & Equity Related Instruments-0-100% & Debt Instruments & Money Market Instruments with Average Maturity o 5-10years-0-100% (including upto 100% o the corpus in securitised Debt), Pa inesen Paen : The primary investment objective o the scheme is toseek to generate consistent returns by investing in equity and equity related or ed income securities o Pharma and other associated companies., InvestmentStrategy : The und under normal circumstances shall invest at least 65% o the value o its total net assets either debt or equity securities in the PharmaSector and associated companies o said sector. The proportion o investment between equity and debt will be decided based on the view o the und manager

on anticipated movement in both debt as well as equity markets. The Fund manager can also take aggressive calls on the market by going upto 100% in equityor 100% in debt at any point o time or any other appropriate ratio depending upon his view. The allocation between debt and equity will be decided basedupon the prevailing market conditions, macroeconomic environment, the perormance o the corporate sector, the equity market and other considerations.,Differentiation : A dynamic asset allocation sector und which aims to generate consistent returns by investing in large and mid cap companies spread acrossall important segments o the pharmaceutical industry., AUM (Rs. Crore) as on July 31 : 503.59, No. of Folios as on July 31, 2010 : 52,323

Reliance Diversified Power Sector Fund

Asset Allocation Pattern : Equity & Equity Related Instruments-0 100% & Debt & Money Mkt Instruments with Average Maturity o 5-10 years - 0 - 100%(including upto 100% o the corpus in securitised Debt), Pa inesen Paen : The primary investment objective o the scheme is to seek to generatecontinuous returns by actively investing in equity and equity related or ed income securities o Power and other associated companies., Investment Strategy,The Fund Manger will have discretion to completely or partially invest in any o the type o securities stated in the Scheme Inormation Document with a viewto maimize the returns or on deensive considerations. The debt part o the portolio will not necessarily be invested in the power sector, it would includeother debt and money market instruments., The proportion o investment between equity and debt will be decided based on the view o the und manager onanticipated movement in both debt as well as equity markets. The Fund manager can also take aggressive calls on the market by going upto 100% in equityor 100% in debt at any point o time or any other appropriate ratio depending upon his view. The allocation between debt and equity will be decided basedupon the prevailing market conditions, macroeconomic environment, and the perormance o the corporate sector, the equity market and other considerations.,

Differentiation : The und ocuses on companies related to power sector. It provides opportunity to diversiy within the sector, with ocused approach andfeibility to invest in power distribution, transmission and generation related companies., AUM (Rs. Crore) as on July 31 : 5234.91, No. of Folios as on July31, 2010 : 832,511

Reliance Media & Entertainment Fund

Asset Allocation Pattern : Equity & Equity Related Instruments-0-100% & Debt & Money Market Instruments with Average Maturity o 5-10 years-0-100%(including upto 100% o the corpus in securitised Debt), Pa inesen Paen :The primary investment objective o the scheme is to generate continuousreturns by investing in equity and equity related or ed income securities o Media & Entertainment and other associated companies., Investment Strategy:The Fund will invest in equity securities whenever the equity market and shares rom the media sector are epected to do well. However, whenever the equitymarket is not epected to do well, the Fund will shit its ocus in debt, which in etreme cases o bearish equity market can go upto 100%., The proportion oinvestment between equity and debt will be decided based on the view o the und manager on anticipated movement in both debt as well as equity markets.The allocation between debt and equity will be decided based upon the prevailing market conditions, macroeconomic environment, the perormance o thecorporate sector, the equity market and other considerations., Differentiation : A sector specic und which ocuses on investing in companies related to media& entertainment sector., AUM (Rs. Crore) as on July 31 : 119.23, No. of Folios as on July 31, 2010 : 24,351

Reliance Regular Savings Fund - Euity Option

Asset Allocation Pattern : Equity and Equity related securities 80%-100% and Debt and Money Market Instruments with an average maturity o 5-10 years

-0%-20%, Pa inesen Paen : The primary investment objective o this option is to seek capital appreciation and/or to generate consistent returnsby actively investing in Equity & Equity-related Securities. Investment Strategy : Investment may be made in listed or unlisted securities. Listed securitiesreer to securities listed on any o the recognized Stock Echanges. Investments may be made as secondary market purchases, initial public oer, rights oersprivate placement etc. The Fund would identiy companies or investment, based on the ollowing criteria amongst others: 1. Sound Management 2. Goodtrack record o the company 3. Potential or uture growth 4. Industry economic scenario, Differentiation : Reliance Regular Savings Fund has been launchedas an asset-allocator und which gives investor an option to invest either in equity,debt or both. RRSF-Equity option is a growth oriented aggressive equity undwhich adopts a multi cap strategy to capitalize on market trends especially in volatile markets., AUM (Rs. Crore) as on July 31 : 2983.07, No. of Folios ason July 31, 2010 : 591,217


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Reliance Regular Savings Fund - Balanced Option

Asset Allocation Pattern : Equity and Equity Related securities-50%-75%,Debt & Money Market instruments-25%-50%, Pa inesen Paen : Theprimary investment objective o this option is to generate consistent return and appreciation o capital by invseting in a mi o securities comprising o equity,equity related instruments and ed income instruments., Investment Strategy : The Scheme will, under normal market conditions, invest its net assets primarilyin Equity and equity related instruments and balance in edincome securities, money market instruments and cash equivalents.For investments in equity andequity related securities, the Fund would identiy companies or investment, based on the ollowing criteria amongst others: a. Sound Management b. Goodtrack record o the company c. Potential or uture growth. Industry economic scenario, Differentiation : The und ocuses on reducing volatility o returns byincreasing / decreasing equity eposure based on the market outlook and using a core debt portolio to do the rebalancing The und can invest 50%-75% oits corpus in equity & 25%-50% in debt related instruments., AUM (Rs. Crore) as on July 31 : 593.71, No. of Folios as on July 31, 2010 : 40,404

Reliance Long Term Euity Fund

Asset Allocation Pattern : Equity and equity related securities 70% -100%, Debt instruments and money market instruments (including investments in securitiseddebt) 0%-30%., Pa inesen Paen : The primary investment objective o the scheme is to seek to generate long term capital appreciation & providelong-term growth opportunities by investing in a portolio constituted o equity & equity related securities and Derivatives and the secondary objective is togenerate consistent returns by investing in debt and money market securities., Investment Strategy : The investment strategy o the Scheme is to build andmaintain a diversi ed portolio o equity stocks that have the potential to appreciate.The aim will be to build a por tolio that adequately ref ects a cross-sectiono the growth areas o the economy rom time to time. While the portolio ocuses primarily on a buy and hold strategy at most times, it will balance the samewith a rational approach to selling when the valuations become too demanding even in the ace o reasonable growth prospects in the long run. Differentiation: The und is an open ended diversied equity scheme which ocuses on small & mid cap stocks with long term investment horizon., AUM (Rs. Crore) as onJuly 31 : 1738.33, No. of Folios as on July 31, 2010 : 355,860

Reliance NRI Euity Fund

Asset Allocation Pattern : Equity & Equity Related Instruments# -65-100% & Debt Instruments & Money Market Instruments * 0-35% (*including upto 35%o the corpus in securitised Debt # primarily drawn rom the BSE 200 Inde), Pa inesen Paen : The primary investment objective o the schemeis to generate optimal returns by investing in equity and equity related instruments primarily drawn rom the Companies in the BSE 200 Inde., InvestmentStrategy : The und will, in general invest a signicant part o its corpus in equities however pending investments in equities, the surplus amount o the undshould be invested in debt and money market instruments. Also whenever good investment opportunity are not available, or the equity market is not likely to

perorm in the view o the Fund manager the Fund will reduce its eposure to equity and during that period the surplus asset o the Fund shall be invested indebt and money market instruments. The und will in general ollow a strategy o higher portolio reshufing with a view to capture the short term movementsin the markets as well as to encash the opportunity arising due to various events., Differentiation : The und is an ideal & eclusive oering or NRI investorswho are seeking eposure to equity to participate in the India story & the Indian markets in the diversied equity space.The und primarily aims to invest in top200 companies by market capitalization., AUM (Rs. Crore) as on July 31 : 136.35, No. of Folios as on July 31, 2010 : 4,355

Reliance Small Cap Fund

Asset Allocation Pattern : Equity & Equity Related Securites o small cap companies including derivatives - 65% - 100%, Equity & Equity Related Securites o anyother companies including derivatives - 0% - 35%, debt & money market securities (including investments in securitized debt upto 30%) - 0% - 35%,Painesen Paen : The primary investment objective o the scheme is to generate long term capital appreciation by investing predominantly in equity and equityrelated instruments o small cap companies and the secondary objective is to generate consistent returns by investing in debt and money marketsecurities., Differentiation : The und shall predominantly invest in small cap companies/stocks with an objective to maimize the returns and at the same timetrying to minimize the risk by reasonable diversication. Small Cap stocks or the purpose o the Fund, are stocks whose market capitalization is in betweenthe highest and lowest market capitalization o companies on BSE Small Cap Inde at the time o investment., AUM (Rs. Crore) as on July 31 : N.A., No. ofFolios as on July 31, 2010 : N.A.

rs man Fas - Applable all e abe enne Sees

Robust measures implemented to mitigate Risk include, adoption o internal policies on investments and valuations, rigorous procedures or monitoring investmentrestrictions and eective implementation o various norms prescribed by SEBI rom time to time.

RISK PROFILE OF THE SCHEME

Mutual Fund Units involve investment risks including the possible loss o principal.Please read the SID careully or details on risk actors beore investment. Schemespecic Risk Factors are summarized below:

Scheme specific Risk : The scheme carries risk associated with investing in equities,bonds, oreign securities, derivatives, securitized debt, short selling and securitieslending.Trading volumes and settlement periods may restrict liquidity in equity anddebt investments. Investment in Debt is subject to price, credit, and interest raterisk. The NAV o the Scheme may be aected, inter alia, by changes in the marketconditions, interest rates, trading volumes, settlement periods and transer procedures.The NAV may also be subjected to risk associated with investment in derivatives,oreign securities or script lending as may be permissible by the Scheme InormationDocument. Please reer Scheme Inormation Document or details.

PLANS & oPtioNSThe Scheme oers 2 plans: Growth Plan & Dividend Plan. Each plan has ollowingoptions:

Growth Plan: Growth Option & Bonus Option

Dividend Plan: Dividend Payout Option & Dividend Reinvestment Option

APPLicABLE NEt ASSEt vALuE (AFtEr SchEmE oPENS For rEPurchASE &SALE)

) Sbspns/Pases nln s - ns

In respect o valid applications received upto 3 p.m. by the Mutual Fund along witha local cheque or a demand drat payable at par at the place where the applicationis received, the closing NAV o the day on which application is received shall beapplicable.

In respect o valid applications received ater 3 p.m. by the Mutual Fund along witha local cheque or a demand drat payable at par at the place where the application is

received, the closing NAV o the net business day shall be applicable.) reepns nln s - s

In respect o valid applications received upto 3 p.m. by the Mutual Fund, closing NAVo the day o receipt o application, shall be applicable.

In respect o valid applications received ater 3 p.m. by the Mutual Fund, the closingNAV o the net business day shall be applicable.

MINIMUM APPLICATION AMOUNT/ NUMBER OF UNITS

Fs Pase An:

Rs. 5,000 and in multiples o Re. 1 thereater

Anal Pase An:

Rs 1000 (plus in the multiple o Re.1)

REPURCHASE (Redemption)

Redemptions can be for any amount or any number of units. However, in order tokeep the account in operation, minimum balance equal to the minimum subscriptionamount under each of the plans, is required to be maintained in the account.

RCAM reserves the right to close an investors account if the value of the unit bal-ance in the account falls below the minimum subscription amount under each of theplans. In such an event, RCAM reserves the right to compulsorily redeem the balanceunits in the account completely at the applicable redemption price.

DESPATCH OF REPURCHASE (REDEMPTION) REqUESTWithin 10 working days of the receipt of the redemption request at the authorizedcentre of Reliance Mutual Fund.

BENCHMARK INDEX: BSE Small Cap Index

DIVIDEND POLICY: Dividend will be distributed from the available distributablesurplus after the deduction of the dividend distribution tax and the applicablesurcharge, if any. Dividend will be dist ributed from the available distributable surplusafter the deduction of the dividend distribution tax and the applicable surcharge,if any. Dividend declaration / distribution shall be made in accordance with SEBIcircular no. SEBI/IMD/CIR No.1/64057/06 dated April 4, 2006 or any amendmentthereto from time to time. Please referto the SID.

NAME OF THE FUND MANAGER: Mr Sunil Singhania

NAME OF THE TRUSTEE COMPANY: Reliance Capital Trustee Co. Limited

PERFORMANCE OF THE SCHEME: This scheme being a new offering does not haveany performance track record.

EXPENSES OF THE SCHEME

Load Structure : The following Load Structure is applicable during the new fund offerand continuous offer including SIP installments in the scheme till further notice.

Entry Load- Nil

Exit Load-

2%- If redeemed or switched out on or before completion of 12 months from the


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10/16

Tobesubm

ittedatR

CAMD

ISCs

One Indiabulls Centre, Tower 1, 11th & 12th Floor, Jupiter Mill Compound, 841,Senapati Bapat Marg, Elphinstone Road, Mumbai-400 013

APPL N :

Nae Sle / 1s applanEsn Fl N.

Reliance Liuid Fund - Treasury Plan to Reliance Small Cap Fund : Auto Switch Form

2. ExiStiNg uNit hoLdEr iNFormAtioN For eisting investors please ll in your Folio number, name & proceed to Investment & Payment Details.

Unitholding Option - Demat Mode Physical Mode (If demat account details are provided below, units will be alloted by default in electronic mode only)

3. DEMAT ACCOUNT DETAILS - (Please ensure that the sequence o names as mentioned in the application orm matches with that o the account held with anyone o the Depository Participant.) Demat Account details are compulsory i demat mode is opted above. (Reer Instruction No. II 8) (Optional)

NationalSecuritiesDepositoryLimited

Depository participant Name ___________________________________

___________________________________________________________DP ID No.

Beneficiary Account No.

CentralDepositorySecuritiesLimited

Depository participant Name ____________________________________________________________________________

Target ID No.I N

Received rom ______________________________________________________________________________

in Reliance Liquid Fund Treasury Plan Cheque / DD No. ____________________ Dated ____________________ Rs. ________________________drawn on ________________________________________________________________________________

Signature, Date & Stampof receiving office

APPL N.

Growth Option Bonus Option Dividend Payout Option Dividend Reinvestment option

2nd holder PAN

Name o Second applicant Mr. Ms.

Name o First / Sole applicant Mr. Ms. M/s.

1st holder PAN PAN Proo Enclosed

M a n d a t o r y

Date of Birth**

D D M M Y Y Y Y[Are you KYC Compliant Please () Yes or No ]




Name o Third applicant Mr. Ms.

3rd holder PAN



Guardians PAN

*Incase of minor as joint applicant

Name o Guardian (In case o Minor-Contact Person/Designation - In case o non-individual Investors) Mr. Ms.

M a n d a t o r y[Are you KYC Compliant Please () Yes or No ]


Relation with Minor/Designation

(**Date of birth mandatory if theapplicant is minor)

5. Mailing Address of Sole / First Applicant (P.O. Box Address may not be sufficient. Please provide your complete Address) (Refer Instruction No. I.3)

City

Add 1

Add 2

Add 3

Country PinState

District

Tel. No. STD Code __________ Office ________________________ Residence _________________________ Mobile No. _______________________________

E-mail ID. _________________________________________________________________

Overseas Address (Mandatory for NRI/FII Applicants) (Please provide your complete Address P.O. BOx address is not sucent)

PinCity Country

Name & Broker Code / ARN Bank Serial No. Registrar Serial No.

Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors assessment of various factors including the servicerendered by the distributor.

Sub Broker / Sub Agent Code1.

MODE OF HOLDING OCCUPATION STATUS INDIVIDUAL (1st Holder) STATUS NON-INDIVIDUAL

Single Joint (Default)Anyone or Survivor(s)Former or Survivor *

Minor(In case of minor with JointApplicant)

Resident Indian Minor

NRI Repatriable

NRI Non Repatriable

2nd Holder RI NRI

3rd Holder RI NRI

Partnership firm FIIsSociety AOP/BOI BanksFIs Trust

Company/Body Corporate HUF

Others ________________

Business Professional Service RetiredStudent Housewife Civil ServantPolitician Forex Dealer OthersPolitical Party OfficialCurrent/Former MP/MLA/MLC/Head of StateSenior Executive of State owned corporation

4.

A S n Sepebe 09, 2010

i / we l le A S rs._____________________ or _______________uns

e abe enne See / Plan___________ opn _________ relane Sall cap Fn g Plan den Plan

All uns

RSCP-00000843

RSCP-00000843

ARN - 25682


11/16

I/We would like to invest in Reliance Small Cap Fund subject to terms o the Statement o Additional Inormation (SAI) and Scheme Inormation Document (SID)and subsequent amendments thereto. I/We have read, understood (beore lling application orm) and is/are bound to the details o the SAI and SID includingdetails relating to various services including but not limited to ATM/ Debit Card. I/We have not received nor been induced by any rebate or gits, directly orindirectly, in making this investment. I accept and agree to be bound by the said Terms and Conditions including those excluding/ limiting the Reliance Capital AssetManagements Limited (RCAM) liability. I understand that the RCAM may, at its absolute discretion, discontinue any o the services completely or partially withoutany prior notice to me. I agree RCAM can debit rom my olio or the service charges as applicable rom time to time. The ARN holder has disclosed to me/us allthe commissions (in the orm o trail commission or any other mode), payable to him or the dierent competing Schemes o various Mutual Funds rom amongstwhich the Scheme is being recommended to me/us. I hereby declare that the above inormation is given by the undersigned and particulars given by me/us arecorrect and complete. Applicable or NRI Investors: I conrm that I am resident o India. I/We conrm that I am/We are Non-Resident o Indian Nationality/Origin

and I/We hereby conrm that the unds or subscription have been remitted rom abroad through normal banking channels or rom unds in my/our Non-ResidentExternal / Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this olio will also be rom unds received rom abroadthrough approved banking channels or rom unds in my/ our NRE/FCNR Account.

9. dEcLArAtioN

Bank

PayableLocation

A/. pe SB Current NRO NRE FCNR

BranchCity

PIN

6. BANk AccouNt dEtAiLS (mANdAtory For rEdEmPtioN / dividENd ANd rEFuNd PAyout) (rEFEr iNStructioN No. iii)

9 Digit MICR Code M a n d a t o r y IFSC Code F o r C r e d i t v i a N E F T

Account No. M a n d a t o r y

M a n d a t o r y Branch M a n d a t o r y

M a n d a t o r y M a n d a t o r y

ACKNOWLEDGEMENT SLIP (To be filled in by the Applicant)

Toll Free 1800-300-11111www.reliancemutual.com

Sole / 1st Applicant / Guardian /Authorised Signatory

2nd Applicant / Authorised Signatory

3rd Applicant / Authorised Signatory

M a n d a t o r y

M a n d a t o r y

M a n d a t o r y

[

[

[

8. NomiNAtioNI/ We do hereby nominate the person(s) more particularly described hereunder in respect o the Units

12

3

Name of Nominee(s)Date of Birth Name of Guardian Proportion (%) by which the units will be shared

by each Nominee (should aggregate to 100%)(to be furnished in case the Nominee is a minor)

7. investment & payment details (sr ao For rqur for /Oo (Rfr ruo o. iv ) payment by cash is nOt peRmitted.

6. aUtO switch Facility (A S n Sepebe 09, 2010)Name of the Transferor Scheme - relane Lq Fn - teas Plan

Name of the Transferee Scheme - Reliance Small Cap Fund

i / we l le A S rs.__________________________________________ or uns

e abe enne See/Plan relane Sall cap Fng Plan den Plan

g opn Bns opn renesen opn Pa opn

All uns

(1) Auto Switch facility is a Special facility available to the existing investors having investments in Reliance Liquid Fund - Treasury Plan - An open ended Liquid Scheme of RelianceMutual Fund (RMF) only during the New Fund Offering (NFO) period whereby investors can switch their units from such Scheme to the Reliance Small Cap Fund at the specifieddate during the NFO Period.

(2) Unit holders are advised to read the Statement of Additional Information (SAI), Scheme Information Document (SID) and Key Information Memorandum (KIM) of both the

Schemes which is available at all the Designated Investor Service Centers (DISC), brokers / distributors and on our website www.reliancemutual.com carefully before investing.(3) This Auto Switch Form can be used only by Existing Unit holders having investments in Reliance Liquid Fund - Treasury Plan to switch their units in Reliance Small Cap Fund .

RCAM reserves the right to extend or limit the said facility on such terms and conditions as may be decided from time to time.

(4) The application for Auto Switch will be processed on the closing day of the NFO.

(5) All valid Auto Switch request would be treated as switch-out / redemption for the Transferor Scheme.

(6) The units from the Specified Transferor Scheme will be switched in to the Reliance Small Cap Fund subject to provisions mentioned in the Scheme Information Document of theTransferor Scheme. The units in the Transferee Scheme i.e. Reliance Small Cap Fund will be allotted at the NFO Price of the Scheme on the allotment date.

(7) Unit a holder are required to maintain clear balance in accordance with amount specified in the Auto Switch Application Form on the execution date. In case of insufficientbalance in the account / folio, the application for Auto Switch will be rejected.

(11) This facility will not be available for units which are under any Lien/Pledged or any lock-in period.

(12) The application is subject to detailed scrutiny and verification. Applications which are not complete in all respect are liable for rejection either at the collection point itself orsubsequently after detailed scrutiny / verification at the back office of the Registrar.

(13) RCAM reserves the right to withdraw this amend or withdraw this facility or change the procedures from time to time.

aUtO switch instRUctiOns

Plan opn Ne ceqe / dd An rs. ceqe / dd N. & dae Ban / Ban

Growth Plan GrowthBonus Option

Dividend Plan Reinvestment Option

Payout Option

relane Lq Fn - teas Plan

real Plan

insnal Plan


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RSCP-00000843


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Reliance Small Cap Form - No Entry Load

Documents