Top Banner
Relativistic effects in Relativistic effects in density functional theory density functional theory Pina Romaniello and Paul L. de Pina Romaniello and Paul L. de Boeij Boeij Theoretical chemistry group Theoretical chemistry group
56

Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Dec 17, 2018

Download

Documents

tranhanh
Welcome message from author
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
Page 1: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Relativistic effects inRelativistic effects indensity functional theorydensity functional theory

Pina Romaniello and Paul L. de Pina Romaniello and Paul L. de BoeijBoeijTheoretical chemistry groupTheoretical chemistry group

Page 2: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Overview

Relativistic effects How to describe relativity within density

functional theory Summary

Part II Relativity in solids within TDCDFT Results

Part I

Page 3: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Relativistic effects

Page 4: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• The law of physics must be the same in all inertialsystems

• Absolute time

Galilean Transformation

Relativistic effects

Page 5: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• The law of physics must be the same in all inertialsystems

• Absolute time

• The law of physics are the same in all inertialsystems

• The velocity of light in free space c is an universalconstant and thus the same in all inertial systems

Galilean Transformation Lorentz Transformation

Relativistic effects

Page 6: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• The law of physics must be the same in all inertialsystems

• Absolute time

• The law of physics are the same in all inertialsystems

• The velocity of light in free space c is an universalconstant and thus the same in all inertial systems

Galilean Transformation Lorentz Transformation

• four-dimentional space

Relativistic effects

Page 7: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

For an electron in a Coulomb-like potential !(r)

quantum mechanicsandRelativistic effects

Page 8: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

For an electron in a Coulomb-like potential !(r)

Scrödinger equation

quantum mechanicsandRelativistic effects

Page 9: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

For an electron in a Coulomb-like potential !(r)

Scrödinger equation Dirac equation

quantum mechanicsandRelativistic effects

Page 10: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

For an electron in a Coulomb-like potential !(r)

mass-velocity Darwin spin-orbit coupling

Scrödinger equation Dirac equation

quantum mechanicsandRelativistic effects

Page 11: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

mass-velocity:Variation of the mass with the velocity

Darwin:Correction to the non-local interactionbetween electron and Coulomb field

spin-orbit coupling:Interaction of the electron spin magneticmoment with magnetic field due to themotion of the electron in the electrostaticfield of the proton

Contraction and

stabilization of s- and p-

shells;

Expansion and

destabilization of the d-

and f-shells

Splitting of orbitals withangular momentum

quantum mechanicsandRelativistic effects

Page 12: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Some definitions

••• 4- component 4- component 4- component spinorsspinorsspinors• 4- component spinors

••• 4x4 4x4 4x4 Dirac Dirac Dirac matricesmatricesmatrices• 4x4 Dirac matrices

••• 2x2 Pauli matrices 2x2 Pauli matrices 2x2 Pauli matrices• 2x2 Pauli matrices

••• 4-component quantity 4-component quantity 4-component quantity AAAµµµ• 4-component vector Aµ

Page 13: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Density functional theory

Stationary system of N interacting electrons

Scrödingerequation

APPROXIMATE SOLUTIONS!

DFT

Page 14: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Density functional theory

" Hohenberg-Kohn theorems

(1984)

Page 15: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Density functional theory

" Hohenberg-Kohn theorems

(1984)

Page 16: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Density functional theory

" Hohenberg-Kohn theorems

(1984)

Universal functional…UNKNOWN

Page 17: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Density functional theory

"

Kohn-Sham noninteracting system

Hohenberg-Kohn theorems(1984)

Universal functional…UNKNOWN

Page 18: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Density functional theory

"

Kohn-Sham noninteracting system

Hohenberg-Kohn theorems(1984)

Universal functional…UNKNOWN

Exchange-correlation potentialUNKNOWN

Page 19: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Extension of DFT

Time dependent density functional theory Current density functional theory Time dependent current density functional

theory Spin density functional theory Spin current density functional theory….

Linear response in solids

Page 20: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

RDFT (quantum electrodynamical approach)

• N interacting electron system in an external four potential

Page 21: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

RDFT (quantum electrodynamical approach)

• N interacting electron system in an external four potential

"Relativistic

Hohenberg-Kohn theorem

Page 22: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

RDFT (quantum electrodynamical approach)

• N interacting electron system in an external four potential

Dirac-Kohn-Shamequations

"Relativistic

Hohenberg-Kohn theorem

Page 23: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

RDFT (quantum electrodynamical approach)

• N interacting electron system in an external four potential

"

• Effective potentials

Relativistic Hohenberg-Kohn theorem

Dirac-Kohn-Shamequations

Page 24: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

RDFT (quantum electrodynamical approach)

• N interacting electron system in an external four potential

"

• Effective potentials

• Current (in the no-pair approximation)

SCFscheme

Relativistic Hohenberg-Kohn theorem

Dirac-Kohn-Shamequations

Page 25: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

0th-component

The current

Page 26: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Gordon decomposition

0th-component

spatial-components

paramagnetic particlecurrent

diamagnetic particlecurrent

spin density

coupling 2-spinors

The current

Page 27: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Gordon decomposition

0th-component

spatial-components

The current

CDFT CSDFT

Page 28: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Gordon decomposition

0th-component

spatial-components

The current

CDFT

#

*DFT SDFT*H. MacDonald and S. H. Vosko,

J. Phys. C 12, 2977 (1979)

CSDFT

Page 29: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Dirac-Kohn-Shamequation

Page 30: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

From the Dirac to the Zora equation

Dirac-Kohn-Shamequation

2-component zeroth order regular approximation equation

Unitarytransformation

Page 31: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Summary Part I

Relativistic effects are pure theoretical concept

Dirac equation combines quantum mechanicsand relativity

Relativistic density functional approach is basedon the four component current

Only the density and the total vector currenthave physical meaning

Page 32: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• Kohn-Sham effective one-electron scheme

Linear response in TDCDFT

Page 33: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Linear response in TDCDFT• Kohn-Sham effective one-electron scheme

microscopicCoulomb gauge

Page 34: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• Kohn-Sham effective one-electron scheme

microscopicCoulomb gauge

SCFscheme

Linear response in TDCDFT

Page 35: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• Kohn-Sham effective one-electron scheme

microscopicCoulomb gauge

Dielectric functions and EELS

Linear response in TDCDFT

Page 36: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

• Kohn-Sham effective one-electron scheme

microscopicCoulomb gauge

Linear response in TDCDFT

Page 37: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

q$0q≈0

For q≈0 only electrons closeto Fermi surface contribute

Inter-band contribution

Intra-band contribution

k k+q k

%1(k)

%2(k)

%1(k)

%F

k k+q k

Inter- and Intra-band contributions Transitions between occupied unoccupied bands

Transitions within the same partially-occupied band

nonmetallic systems

metallic systems

Page 38: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

scalar effects spin-orbit coupling spin-magnetic field coupling

2-component zeroth order regular approximation equation

Page 39: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

scalar effects spin-orbit coupling spin-magnetic field coupling

2-component zeroth order regular approximation equation

Scalar relativistic current operator (response)

1-component ZORA Kohn-Sham equation (ground state)

Page 40: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

Fully relativistic current operator (response)

2-component ZORA Kohn-Sham equation (ground state)

?

Page 41: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results

Computational information

ADF-BAND package

Slater-type TZ2P basis set

(Adiabatic) local density approximation

Page 42: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Band structure of W (BCC)

NR; R SR; R

Page 43: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Fermi cross-sections of W (BCC)

NR

SR

R

Page 44: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Interband Absorption of W (BCC)

40

30

20

10

076543210

! 2(")

" (eV)

exp

Page 45: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results

exp

NR

40

30

20

10

076543210

! 2(")

" (eV)

Interband Absorption of W (BCC)

Page 46: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results

exp

NR

SR

40

30

20

10

076543210

! 2(")

" (eV)

Interband Absorption of W (BCC)

Page 47: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results

exp

NR

SR

R

Interband Absorption of W (BCC)

40

30

20

10

076543210

! 2(")

" (eV)

Page 48: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of Au (FCC)

exp

-10

-5

0

5

10

76543210

! 1(")

! 2(")

" (eV)

Page 49: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of Au (FCC)

exp

-10

-5

0

5

10

76543210

! 1(")

! 2(")

" (eV)

NR

~3.5 eV

Page 50: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of Au (FCC)

exp

NR

-10

-5

0

5

10

76543210

! 1(")

! 2(")

" (eV)

SR~1.9 eV

Page 51: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of Au (FCC)

exp

NR

SR

-10

-5

0

5

10

76543210

! 1(")

! 2(")

" (eV)

R

Page 52: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of ZnTe (zincblende)

exp

20

10

0

-101086420

30

20

10

0

! 2 (")

! 1 (")

" (eV)

Page 53: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of ZnTe (zincblende)

exp

NR20

10

0

-101086420

30

20

10

0

! 2 (")

! 1 (")

" (eV)

Page 54: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of ZnTe (zincblende)

exp

NR

SR20

10

0

-101086420

30

20

10

0

! 2 (")

! 1 (")

" (eV)

Page 55: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and some results Dielectric functions of ZnTe (zincblende)

exp

NR

SR

R

20

10

0

-101086420

30

20

10

0

! 2 (")

! 1 (")

" (eV)

Page 56: Relativistic effects in density functional theoryetsf.polytechnique.fr/system/files/users/promanie/Groningen06.pdf · Relativistic effects in density functional theory ... NR 20 10

… and ….

The end