REENA RAGGI United State~ Circui~ Judge UNITED STATES COURT OF APPEALS SECOND C IRCUIT UNITED STATES COURTHOUSE 225 CADMAN PLAZA EAST BROOKLYN, NEW YORK 11201 August 11, 2011 Honorable Bobby R. Baldock Chair, Committee on Financial Disclosure Administrative Office of U.S. Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 R e : Revised Disclosure Report for 2010 Dear Judge Baldock, In response to your letter of July 21, 2011 (Attachm ent A), my accountant has prepared a revised Financial Disclosure Report for 2010 (Attachments B&C), which I hereby transmit. I apologize for any inconvenience to the Committee. At the same time, I observe that the need to file this revised report does raise some conc ern, if even a certified accoun tant can find it difficult to prepare these reports. Might the Committee (or its staff) provide any guidance for simplifying the process generally or specifically with respect to my report? Very truly yours, c c : Mr. John M. Towers Ragovin & Sperber Ra_q.qi, Reena
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8/3/2019 Reena Raggi Financial Disclosure Report for 2010
Honorable Bobby R. BaldockChair , Comm ittee on F inancial DisclosureAd minis t rat ive Off ice of U.S. Cou rtsSuite 2-301
One Colum bus Circ le , N.E.W ashington, D.C. 20544
R e : Revised Disclosure Report for 2010
D ear J u d g e B a l d o ck ,
In response to you r le t te r of Ju ly 21 , 2011 (At tachm ent A) , my acc ountan t hasprepared a revised Financial Disclosure Report for 2010 (Attachments B & C), which I herebyt ransmit . I apologize for any inco nvenienc e to the Com mittee.
At the sam e t ime, I observe that the need to f i le this revised report does raise som econc ern, if even a cer t if ied accoun tant can f ind i t diff icult to prepare these repor ts . Might
the Com mittee (or its s taff) provide an y guidan ce for s implifying the process general ly orspecifically with respect to my report?
Very t ruly yours ,
cc: M r . J o h n M . T o w er sR a g o v i n & S p e r b e r
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
Pursuant to our telephone c onversation of today, enclosed please find the revised FinancialDisclosure tL~port for the calendar year 2 010, along w ith the letter you received from the JudicialCon ference of the United States Com mittee dated July 21,2011.
W ould you k ind ly s ign t he F inanc ia l Di sc losure Repo r t on page "9" where ind ica ted andmail i t in the envelope pro vided to the Com mittee on Financial Disclosure, as soon as possible
If you should have any questions, please feel free to call.
Very truly yours,
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010
Report Required by the Ethics
in Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1. Person R eporting (last name, first, middle initial)
R AG G I , R E E NA
4. Title (Arlicle III judges Indicate active or s~n lor status;m a g i s t ra t e j u d g e s i n d i c a t e f u l l - o r p a n . l i m e )
UNITED STATES CIRCUIT JUDGE
2 . C o u r t o r O r g a n i z a t io n
U.S, COURT OF APPEALS, 2ND CIR
Report Type (~heck appropriate type)
] N o m i n a t io n , D a te
[] Initial [] Anntlal
~ h. [ ’~ Am en d ed Rep o r t
] Fir~l
3. D a t e o f R e p o r t
0 8 1 0 8 / 2 0 1 1
6. R eporting Period
01/01/2010
t~
12/31/2010
7. Chambers o r Oll’me Address
U .S . C O U R T HO U S E
2 2 5 CA DMA N PL A Z A EA ST
BROOK L Y N, NY 1 1 2 01
8.On the bas i s ef the in fo rmation con tained in thi s Repm’t and anymodi f i cat ions per tain ing thereto , i t i s , In my op in ion , in compliancewith appl icable laws and regula t ions .
R e v i e w i n g O f f ic e r D a t e
IMPORTA NT NO TES: The ins t rucaons accompanying th i s f orm mus t be fo l lowed. Com ple te al l par ts ,
checking the NONE bo x for each part where yo u have no reportable information. Sign on last page.
I . P O S I T I O N S . (R,Vor~,at~.a to , tT; ,eopp.
~ N O N E (No repo rtab le pos i t ions . )
POSITION
1 . M E M BE R , JU D IC IA L A D V IS O RY B O A R D
ME MB E R ,P AR I S H C O U NC I L
TRUSTEE
N A M E O F O R G A N I Z A T IO N / E N T IT Y
G E O R G E M A S O N S C H O O L O F L A W , C E N TE R F O R L A W A N D
E C O N O M I C S
C H U R C H O F T H E A S S U M P TI O N , B R O O K L Y N N E W Y O R K
W I L L I A M N E L S O N C R O M W E L L F O U N D A T IO N
I I . A G R E E M E N T S . ~ R o p o , ~ . ~ , , d i ~ t ~ . a l o . ~ : , . ~ , ~ , .
~ N O N E(No reportable agreements. )
p A R T I E S A N D T E R M S
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
I II . N O N - IN V E S T M E N T I N C O M E . tReporan~ ~dJ~idu , ! ,d ~us o; ,*o pp . ~ .U
A. Fi le r ’s Non-Inves tmen t Income
~ N O N E (No reportable non-investment income.)
D A T E SOURCE AND TYPE(yours, not spouse’s)
1. 2010 N E W Y O R K U N I V E R S IT Y L A W S C H O O L - S A L A R Y $26,550.00
2.
3.
4.
B . S p o u s e ’s N o n - I n v e s t m e n t I n c o m e - lf yeu w~r, married during any p ortion of the reporting year, com plete tlda section.
( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a .)
~ N O N E (No reportab le non - inves tmen t income. )
2.
3.
4.
S O U R C E A N D T Y P E
IV . R E I M B U R S E M E N T S - -( I n c l u d e s t h o s e t o ~ p o u ~ e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i J i n g i n s t r u c ti o n s . )
N O N E (No reportab le reimb ursemen ts . )
SOURCE ~ L O C A T I O N P U R P O S E IT E M S P A ID O R P R O V ID E D
1. UNIVERSITY OFP E N N S L Y V A N IA L A W
S C H O O L
01/28/2010 PH IL A D EL PH IA , PA M O O T COU R T H O TEL A N D M E A L
2. F E D E R A L B A R C O U N C IL 02/21/2010-03/01/2010 K O N A , H I PROF ESSION AL AI R FAR E , HO T E L AND ME ALSMEETING
3. FR I E NDS O F HE B R E W 03t10/2010-03/19/2010 JE RU SA LE M, ISR AEL P RO FESS IO NA L AI R FAR E , HO T E L AND ME ALS
UNIVERSITY MEETING
4. N E W Y O R K S T A TE B A R 05/22/201005/23/20113 B O LT O N LANDI NG , NY PROFF_.~SIONAL H O T E L A N D M E A L S
ASSOCIATION MEETING
5.
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
N O N E (No reportable income, assets , or transactions.)
A. B. C. D.
D e s c r i p t i o n o f A s s e t s Income during G ross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(including trust as~ts) r e po rt i n g p er io d o f r e po rt i n g p e rio d
(1) (2) (1) (2) (l) (2) (3) 14) (5 )
P la c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e ( e . g . , D a te Value Gain I d e n t i t y o f
e x e m p t f i , o m p r i o r d i s c lo s u r e Code I d i v . , c e n t , Code 2 M eth o d b u y , ~ e l l , m m/ dd /y y C od e 2 C o d e 1 buyer/seller
( A - H ) o r i n t 3 O - P ) C o d e 3 r e d e m p t i o n ) ( I - P ) ( A - H ) ( i f p ~ v a t e
( Q - W ) t r a n s a c t i o n )
4.
5.
6.
7.
8.
9.
1 0 .
1 1 ,
1 2.
1 3 .
1 4 .
1 5 .
1 6 .
1 7 .
CITIBANK PREFERRED MONEYMARKET ACCOUNT(MMP)
CITIBANK CHECK ING ACCOUNT
CITI NEW Y ORK TAX FREE RESERVEMMF. R
C I TI G R O U P G LO B AL MKT S I NCACCOUN T NO.I - R
-U.S. TREASURY NOTES SER R 2011
DTD 01/02/2007
- N E W Y O R K S T U R B A N D E V C O R P
REV P.FDG-FSA BK/ENT DTD 1/1/94
-CORPORATE BOND - GENERAL EL EC
CAP COR P DTD-3/06/2008
-NE W YO R K C I T Y G / O S E R I DD
0 4 / 0 1 / 0 4 FiC 811/04
-NEW YORK N Y GENL OBL IG BDS-G-B/E DD 01/03/2008
-CERTIFICATE OF DEPOSIT
-NEW YORK CITY O/O SER M DD
4/28]05 F/C 10/1/05
-NE W YO R K S T DO R M AU T H S T P E R S
INCOME TA X REV ED- A - B/ E
- NY ST THRUW Y A UTH ST PERS INCM
TX REV BDS- B/ E DD 9 / 1 0/ 0 8
G R E E NW I C H S T.E MP LO YE E S FU ND
CITI PERSONAL WEALTHRETIREMENT PLANS-IRA
- GENERA L EL ECTRIC CA PITA L CORP
C O R P O R AT E B O NDS
- GENERA L EL ECTRIC CA PITA L CORP
C O R P O R AT E B O NDS
A Interest
A Interest
A Interest
E Interest
D Interest
B Interest
C Interest
C Interest
A Interest
C Interest
C Interest
C Interest
No n e
D Interest
E Interest
K
O
M
L
M
L
M
M
M
M
M
T
T
T
T
T
T
Matured
T
T
T
U
T
T
06/01/10
D --$5,00! -
1 4 2 = b i e r = t h a n $ 5 . 0 0 0 . 0 0 0
M ~ 100,001 -
P2--45,0~0,001 - $25,000.000
T =Cash Markca
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
V I I . I N V E S T M E N T S a n d T R U S T S . . i , ~ o = e , v a u , , , . ~ n . . . a o n s ~na.,d,, ~o,o of ~o,,,o ,~,~ d o r a d o . , c h i ~ , . # ; ~ , ~p. 3 4 - 6 0 of flllng
~ N O N E (No reportable income, assets , or transactions .)
A. B. C . D.
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gro~ value at cod T r a n s a c d o m d u r i n g r e p o t t in g p e r i o d
( i n c l u d i n g t r u s t a s s e t s ) reporting pedod o f r e p o r t i n g p e r i o d
( I ) ( 2 ) ( t ) ( 2 ) (1) ( 2 ) ( 3 ) ( 4 ) (5)
Place "(X)" after each assetm o u n t Type {e.g.,a l u e V a l u e Type (e.g.,~ t e V a l u e G a i ~ I d e n d t y o f
e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 d i v . , r e n t , Code 2 M e t h o d buy, sell, m m/dd/yy Code 2 C o d e 1 buyerlseller
{ A - H ) o r i n t o ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A o I - I ) ( i f p r i v a t e
( Q - W ) t r a n s a c t i o n )
3 4 .
3 5 .
36 .
3 7 .
3 8 .
4 0 .
4 1 .
4 2 .
4 3 .
4 4 .
4 5 .
4 6 .
4 7 .
5 ~ .
- N E V A D A S T M U ~ B D B K M O N IB O N D
- C A L I F O R N I A S TG E N L O B L I G M U N IB O N D S
~ E W Y O R K N T G E N L O B L I G S E R - OM U N I B O N D S
-NEW Y ORKST URBANDEV CORPEMPIRE STDEV CORPSVCMUNIS
-NEW YORK N Y GENL OBLIG SER D
M U N I B O N D S
-LO NG I S LAND pWR AU T H N Y E LE C
S Y S R E V - A M U N 1 B O N D S
-ALBANY N Y INDL DEV AGY CIVICF AC REV MUNI BONDS
-AMERICAN EXPRESS CREDIT COC O R P O R A T E B O N D S
- G O L D M A N S A C H S G R O U P IN C
C O R P O R AT E B O NDS
-MORGAN STANLEY CORPORATEBONDS
-WAC HO VI A C O R P C O R P O R AT EB O N D S
-C ALVE R T S HO R T DU R AT I O N I NC C
MU T U AL FU NDS
-DR YDE N S H T R M C O R P B D C
M U T U A L F U N D S
-VIRTUS MULTI-SECTOR S/T BD TMU T U AL FU NDS
-WE LL FS FAR G O S HT TR M MU N I B D CMU T U AL FU NDS
-T R IB O R O U G H B R DG & T U NL A U T HN Y R E V S S E R - A
-OPPENHEIMER LTD TERM NY MUNIC
B I n t e r e s t K
B Interest K
B Interest L
B I n t e r e s t L
B Interest L
B Interest K
B Interest K
B Interest K
B Interest K
B Interest K
B I n t e r e s t K
B Dividend K
B Dividend K
B Dividend K
B Dividend L
B Interest K
B Interest K
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
Ti
B uy
T B uy
09/27/10 K
03129/10 K
1. Incom e Gain Code~: A --$ 1,0~0 or Pets B ---$ 1,001 - $2,500 C --$2, ;50| - $5,000 D -r-15,001 - $15,000
(Se~: Co|unms BI and D4) F =$50,00| - $10gt, O00 G ~-.$ |00.00| . $1,000,000 H I - -$ 1 ,0 0 0, 00 1 - $5 .0 0 0. 0( ~ H 2 = M ot ~ I ha r. $ 5 .0 0 0, 00 0
2 . V alue C odes J = .$15 ,000 o r less K --$ 1~,001 - $ 50 ,000 L --$50 ,001 - $
( S~ C e l ~ m n* C I a nd D 3 ) N --$ 25 0.0 01 - $ 50 0.0 00 O =d;50 0,0 01 - $ 1,00 0.0 ~0 Pl ---$1.1~0,001 - $5,000,1~0 P2 - ~ 5 , 000 . 001 - $ 25 , 000 . 000
P3 --~25,000,001 - $~0.000.000 pa = M ore t h a n $ 50 . ~ 00 , 000
3 . V a/u e M ~ hod C ode~ Q = A p pr~ s a l R t~2ost (Real l~tate Only) S = A s s e s sm e n t T = C a s h M a rke t
($4~ {~olurrm C2) U =Book Va~t~e V ~he~ W =Est ima¢~l
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
vm. A D D IT IO N A L I N F O R M A T IO N O R E X P L A N A T IO N S .
I )P AR T VI I, P AG E 7 . LI NE #51: THI S AC C O U NT WAS C LO S E D 1N JANO AR Y , 2010 AND ALL P R O C E E DS WE R E R O O LO VE R T O MO R G ANS T ANLE Y S MI T H B AR NE Y I R A R O LLO V E R AC C O U NT O N LI NE #20 ,
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
I certi fy that a l l information given above ( including information p erta ining to my spou se and m inor or depend ent chi ldren, i f any) i saccurate , true , and complete to the best of my knowledge and belief , and that any information not reported was wi thheld because i t met applicable s ta tutoryprovis ions permi tting non-disclosure .
I f~rther cerlf fy that earned income f rom outs ide employment and honoraria and the acceptance of gi f ts which have been reported are in
comp liance wi th the provis ions of 5 U.S.C. app. § 501 eL seq. , 5 U.S.C. § 73S3, and Judicia l Conference regulations .
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T TO C I V I LAND C R I MI NAL S A NC T I O NS ( 5 U .S .C . a pp . § 104)
Com mittee on Financ ia l D isclosure
A d m i n is t r a ti v e O f f ic e o f t h e U n i t e d S t a t e s C o u r t s
Suite 2-301
One Co lumbus Circ le , N.E.W ashington, D.C. 20544
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
1. Person Repor t i ng ( l as t nam e, f i rs t , m i ddl e In i t ia l )
R A G G I , R E E N A
4. Tit le (Artlele IH J~dges indicate active or senior s tatus;m a g i s t ra t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e )
U N I T E D S T A T E S C I R C U I T J U D G E
7. Cha mbe r s o r Of f i ce Ad d re s s
U . S. C O U R T H O U S E
2 2 5 C A D M A N P L A Z A E A S T
B R O O K L Y N , N Y 1 1 2 0 1
2 . C ourt o r Organi za t i on
U . S . C O U R T O F A P P EA L S , 2 N D C I R
5a. Repor t Type (check appropr i a t e t ype)
] Nominat ion, Date
[] Initial [] Annual [] Final
S b . [] A m e n d e d R e p o r t
3. D a t e o f R e p o r t
0 5 1 0 1 / 2 0 1 !
6. R e p o r t i n g P e r i o d
0 1 1 0 1 1 2 0 1 0
t o
1 2 / 3 1 / 2 0 1 0
8.O n t h e b a s i s o f t h e I n f o r m a t i o n c o n t a i n e d I n t h i s R e p o r t a n d a n ym o d i f m a t l o u s p e r t a i n in g t h e r e ~ o , i t i s , in m y o p i n i o n , I n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n ~
R e v i e w i n g O f f i c e r D a t e
I M P O R T A N T N O T E S : The ins tructions accompanying this form must be fo l lowed. Complete al l par ts ,
checking the NO NE box for ea ch part where you have no rep ortable information. Sign on last page.
I. POSITIONS. cR~,o ,~ ,g
[] ¯ N O N E (No rep ortable posi t ions.)
POSITION
1 . MEM BER, JUDICIAL ADVISORY BOARD
M E M B E R , P A R I S H C O U N C I L
T R U S T E E
N A M E O F O R G A N I Z A T IO N / EN T I T Y
G E O R G E M A S O N S C H O O L O F L A W , C EN T E R F O R L A W A N D
E C O N O M I C S
C H U R C H O F T H E A SS U M P T I O N , B R O O K L Y N N E W Y O R K
W I L L I A M N E LS O N C R O M W E L L F O U N D A T I O N
N O N E (No repor tab le agreements .)
P A R T IE S A N D T E R M S
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
I H . N O N - I N V E S T M E N T " I N C O M E . C R e w , o r b ’ r ig indivldual and spouse; see pp. 17.24of filing
A. F iler’s Non-Investment Income[ ] N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D T Y P E(yours, not s p o u s e ’ s )
1. 2 0 1 0 N E W Y O R K U N I V E R S I T Y L A W S C H O O L - S A L A R Y $26,550.00
2.
3.
4.
B , S p o u s e ’ s N o n - I n v e s t m e n t In c o m e - t y y o u wer~ m arried during any portion of the reporting year, com pleU this
( D o l l a r a m o u n t n o t r e q u i r e d e . x ~ e p t f o r h o n o r a r i a . )
~] N O N E (No repo r tab le non- investment income.)
DATI~ SOURCE AND TYPE
1.
2.
3.
4.
I V . R E I M B U R S E M E N T S -- ,~ , ~ - ,a o n , toda,~ ~oo~ . e n , e r ~ , , "( I n c l u d e s t h o s e t o s p o u s e a n d d e p ~ n d ~ n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i l in g i n s t r u c t i o n s . )
---] N O N E (N o reportable reimbursements.)
S O U R C E DATE~ L O C A T IO N P U R P O SE I T E M S P A I D O R P R O V I D E D
I. U N I V E R S IT Y O F
P E N N S L Y V A N I A L A W
S C H O O L
01/28/2010 P I t l L AD EL P H IA, P A M O O T C O U R T H O T E L A N D M E A L
2. F E D E R A L B A R C O U N C I L 02/21 1 201 0-03/01 /201 0 K O N A , H I P R O F E S S I O N A L A I R F A R E , H O T E L A N D M E A L SM E E T I N O
3. F R I E N D S O F H E B R E W 03110/2010-03119/2010 JE R U S A LE M , IS R AE L P RO FE S S IO NA L A I R F A R E , H O T E L A N D M E A L S
¯ U N I V E R S I T Y M EET I N G
4. N E W Y O R K S T A T E B A R 05/22/2010-05/23/2010 B O L T O N L A N D I N G , NY P R O F E S S I O N A L H O T E L A N D M E A L S
A S S O C I A T I O N M EET I N G
5.
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
F I N A N C I A L D IS C L O S U R E R E P O R TPage 4 of 9
N a m e o f Per ~n R e p o r t i n g
R A G G I , R E E N A
Da te o f Re p o r t
05/01/2011
V I I . I N V E S T M E N T S a n d T R U S T S - . i.,o~., .a.e, t.o..ac~ o.s a.d,,d, t h o , o o ! , r o . . . d d o ~ . a , . t children; see p p . J 4 - 6 0 o : f i l i n g i n s t P u e a o n s . )
N O N E (No repor tab le income , as se t s , or t ransac t ions . )
A. B. C. D.
D e s c r i p t i o n o f A s s e t s In co me d ur in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d
(1) (2) (l) (2) (l ) (2) (3) (4) (5 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V alu e V alu e Ty p e ( e .g , D a t e V a l u e Gain I d e n t i t y o f
e x e m p t f r o m p r i o r d i ~ lo s u r e Co d e t d i v . . r e n t , C o d e 2 M e t h o d t r o y , ~ e l l , m m / d d / y y Co d e 2 Co d e I buyer/seller
( A - H ) o r in t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e
( Q - W ) m m s a c t i o n )
5 ,
6 .
7 .
8 .
9 .
I 0 .
I I .
1 2 ,
1 3 .
C l T IB A N K P R E F E R R E D M O N E Y
M A R K E T A C C O U N T ( M M P )
C I T I B A N K C H E C K I N G A C C O U N T
CITI NEW Y ORK TAX FREE RESERVE
M M F - R" CITIGRO U P GL O B AL M K TS INC
ACCOUNT NO, I - R
-U.S . T R EAS UR Y NOT ES S ER R 20 11D T D 0 1 / (Y 2 / 2 0 0 7
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C A P C O R P D T D - 3 / 0 6 /2 0 0 8
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16 . - G E NE R A L E L E C T R I C C A P I T A L C O R P
CORPORATEBONDS
1 7 . ’ - G E N E R A L E L E C T R I C C A P I T A L c o R P "C O R P O R A T E BO N D S
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I . I n c om e G a i n C o d e s : A = $ I , 0 ~ 0 o r less B = $ 1 , 0 0 I - $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ 5 . 0 0 0 D - = $ 5 . ( X ) I - $ I 5 , 0 0 0
(S e e C ol u m ns BI a nd D 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 O 0 G = $1 00 ,0 01 - $ 1,0 00 .0 00 H I ~ $1 ,0 00 .0 01 - $ 5, 00 0.0 00 H 2 = M o re t ha n $ 5 , t ~0 , ~0
2. Valae Codes J =$15.000 or l ess K ~ 15,001 - $50,000 L =$50,001 - $ 100, t~0 M ~ 1oo,001 - $250,000
{ S e e C o l u m n s C I m d D 3 ) N = ~ 2 5 0 , 0 0 1 ¯ $ 5 0 0 , 0 0 0 0 ~300.0<)1 - $l ,0~0.O00 PI -~ I ,O00,00l . $5.000,00~ p2 =$5,000,001 - $2.~ JJ~,0~0
V I I . I N V E S T M E N T S a n d T R U S T S . . i,,o,,e. ~a~,,. tra.s,~ao,,
N O N E (No repor tab le income , as se t s , or t ransac t ions . )
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D es cr i p t i on o f As s e t s In c o m e d u r in g G ro s s v a lu e a t e n d T ra n s a c tio n s d u r in g r e p o r tin g p e ~ o d
( in c lu d in g tru s t a s s e ts ) r e p o r t in g p e r io d o f r e p o r t i n g p e r i o d
(t) (2) (I) (2 ) {I ) 12) (3) (4) (5 )
P ~ a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e , g ., V a lu e V a lu e T y p e { e .g . , D a t e V a l u e G a i n I d e n t i t y o f
e x e m p t f r o m p r i o r d i s c l o s u re Code | div . . r e n t , C o d e 2 M e t h o d buy, , , ;e l l , m m / d d / y y C o d e 2 C o d e ! b uyer / s e l l e r
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I . In co n ~ G a i n Co d ~: A - - ~ 1 . 0 0 0 o r l o s s B =$1,001. $2,500 C = $2,501 - SS,000 D = $5,001 - $15,000
(See Columns B ] and D4) F = $ 5 0 , 0 0 1 - $ 1 0 0 .{ 3 0 0 G ~ $ 1 0 0 ,0 0 1 * $ 1 ,0 0 0 .0 0 0 H I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 0 0 0 H2 = Mtwe than $5.0~0.000
2. Va |uq Codl~ J = $ 1 5 . 0 0 0 o ~ l e s s K ~ 15.001 - $50,000 L = - ~ 5 0 , 0 0 1 - $ 1 0 0 , 0 ( ~ M ~$100,~01 - $250,000
(Se e Co l u mn s CI a M 03) N -- , $ 25 0,0 01 - $ 50 0, 0 00 O = .$ $~ 0,0 01 * $ 1,0 00 ,0 00 P I = $1 ,0 ~ 0, 00 1 . $ ~ ,0 ~0 ,0 00 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 .0 ~0
P 3 = $ 2 5 , 0 0 0 . 0 0 1 . $ 5 0 . 0 0 0 . 1 3 0 0 P 4 = M o r ~ t h a n $ 5 0 , ~ 0 0 ,0 0 0
3. Value Method Codes Q =Appra i sa l R = C o s t { R e a l E s t a ~ e O n l y ) S = As s e s s m e n t T = C a s h M ~ k e t
(S e e C ol u m n C 2 ) U = Book Va l u e V = O [ h e r W =Est imalcd
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
V H . I N V E S T M E N T S a n d T R U S T S - t n c o m , , v a ~ n , . , .~ n s a c a o n s a n c ~ d ~ s , h o s e o y s p o . . s e . . d ~ e m d e , t children; see pp. 3 4 . ~ 0 o f f l t i n g i n s t m c t l o n s . )
~ (No repo rtable income, assets , or transactions.)O N E
A, B , C . D,
D e s o ’ i p d o a o f A s s e t s I n c o m e d u r i n g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e ~ o r t i n g p e r i o d
( i n c l o d i n g a ’ u s t a ~ s e t s ) r e p o rt i n g p er i o d o f r e p or t i n g p e r i o d
(!) (2) (I) (2) (! ) (2) (3) (4) ( 5 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., V a lu e V a lu e T y p e ( e . g . , D a t e V a lu e G a in I d e n t i t y o f
e x e m p t f r o m p r i o r d i ~ l o su r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r
( A - H ) o r i n t , ) ( J . P ) C o d e 3 r e d e m p t i o n ) ( J - P ) { A - H ) ( i f p r i v a t e
( Q - W ) t r a n s a c t i o n )
51 .
I. Income Gain C’odes: A .v.$ 1.000 ca. les~ B = $ L 0 0 1 - $ 2 , 5 0 0 ¢ - ~ $ 2 . 5 0 t . $ 5 . ~ 0 0 D = $ 5 , 0 0 | - $ 1 5 . ( ] 0 0
~ec Co lum ns B ! am t D4 ) F=$50.00| - $ 1 ~ 0 . 0 0 0 G = $1 00 .0 0t - $ 1 .0 00 00 00 H I = 1 1. 00 0,0 01 - $ 5.0 00 .0 00 H 2 = M o t e t h a n $ 5 , 0 0 0 . 0 0 ~
2. Value Codes J = $ 1 5 ,0 0 0 o r l e s s K - -$ 1 5 .0 0 1 - $5 0 .0 0 0 L = $ 5 0 .0 0 1 - $ 1 0 0 ,0 0 0 M - - $ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0
( S e e C o lu m n s C I a n d D 3 ) N -~ 250 ,0 0 1 ¯ $50 0 ,0 ~0 0 =$~0 0,0 0 1 - $1 ,0 0 0,~ 00 P I =$ 1 ,0 0 0 ,0 0 1 - $ 5 ,0 0 0 ,0 0 0 p 2 = $5,000 ,001 . $25. 000 . 000
P3 = $ 2 5 . 0 0 0 . 0 0 1 - $ . $ 0 . 0 0 0 . t J ] o P 4 = M o t e t h a o $ 5 0 . 0 0 0 . 00 0
3 . Va lue M e , th e , d ~ode s Q = A p p r a i u tl R - - C o s t ( R e a l E . ~ l a l ¢ O n l y ) S = A s s e s s m e n t T - - - C a s h M a r k e t
~S~e Co l umn C’2) U = B o o k V a l u e V --O~h e r W =Estimated
8/3/2019 Reena Raggi Financial Disclosure Report for 2010
F I N A N C IA L D I S C L O SU R E R E P O R T N .~
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Da le o f Re p o r t
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I X . C E R T I F I C A T I O N .
I c e r t i fy t h a t a l l I n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g I n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u re .
I f u r t h e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i th t h e p r o v i s i o n s o r s U . S . C . a p p . § 5 0 1 e t . s e q . , $ U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
N O T E : A N Y I N D M D U A L W l t O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LAND C R IM INAL S ANC T IONS (5 U.S .C . a pp . § 10 4)
C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i st r a t iv e O f f i ce o f t h e U n i te d S t a t e s C o u r t sS u i t e 2 - 3 0 1