Recording of Trader and Dealer Telephone Calls

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Recording of

trader anddealer

telephone calls,which will

facilitatetoresolve the

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disputes at

different levels.

Fast and

frequent

interaction

between the risk

managers, the

7/31/2019 Recording of Trader and Dealer Telephone Calls

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sub brokersand

client will help

in reducing the

delay in giving

limits.

Periodical visits

to the sub

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brokers and

franchisee by

the

RELIGARESE

CURITIESpersonnel for

interaction andinspection will

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help

inminimizing the

risk to great

extent.

Regarding

dealers risks,

well-trained and

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less stressed

dealers will help

inreducing the

mistakes. It has

been observedthat most of the

mistakesaredone when

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they are under

stress. HRD

must help in this

matter.

In settlement

department the

persons have be

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appointed with

utmost careand

their periodic

check can be

conducted toavoid any

employee fraud.

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Along with

large client

base, quality of

clientele will

help inbalancedgrowth

of business and

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minimizing the

risk.2

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www.religare.in

www.bseindia.co

m

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www.nseindia.co

m

www.google.co.i

n

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Dalal Street

Various books of

Equity

Management.2

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ANNE

XUREQUESTIONNAIRE

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Q1. In which of

these Financial

Instruments do

you invest into?

Shares Mutual

Funds Bonds

Derivatives3

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Upload Date: 09/30/2009

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