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NAME OF ORGANIZATION/ENTITY
PARTIES TER?viS
A0-10 FINAKCIAL DISCLOSURE REPORT Rev. 1/2004
1. Person Reporting ([Ast mnne, First natnc, )1flddle
initial)
Rendell, Marjorie 0
4. Title (Article m Judges indicate active or se:tlo: tatus;
magistrate judges indfoate full- or part time)
CircuitCot.'tt Judge (Active)
Calendar Year 2003
2. Court or Organization
USC."- 3CA • Philadelphia
1 5. ReportType (check appropriate type)
Date
luitial 0 Final
Report Required by the Ethics
in Gove:rument Act of 1978
(5 li.S.C. "PPᤤ 101-111)
3. Date of R.epim
5/J0/2004
6. Reporting Period
11112003
to
1213112003
7, Cha:nbers or Office Address
U.S. Conn cf 1s
8, On th basis of the i::fo!'niatirn; conts.ined in this Report
and auy r.:.:::idifications periab.i.'lg t1ereto, it is., in ':ff/
o-pinion, in complian
i \vitb aJJ?licabie la'\V..La:nd regulations. 601 Market
Stree";.,. Room 21613
Philadelphia, PA 19106-159& Reviewing Officer ____
companyi11g this fonn must be followed, CoTI?lete au parts,
checking the NONE box for eacr.. part Sign on fast page.
L POSIDONS. (Reyortingi:1dividual only; see pp. 9 13 of filing
i::istroctions:)
NONE - (Noreportableposi!ions.)
PO SIDON
1. Chair Avenue of the Arts, Ir:c.
2. Director Regional Perfomring Arts Center
3. Chair, Board ofOverseers $;,;boo! ofNl.n"Sing, Uaiversity of
Pennsylvania
4. Board member Penn Medicine
5.
Jl AGREEJ\:IENTS. (Reportiug individual only; see pp. 14-16 of
filing fr1struc:tions)
NOI'l"E · (No re;mrtable agreements.)
A.ND
l.
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V' N·· 'O""E :YJ _,
QROSS lNCO fB
SOURCE DEScrupTION
_
1.
Name of Person Reporting Date of'Report
Re::1dell, Marjorie 0 5/1012-004
FINA..1\iCL4.L DISCLOSIJRE REPORT.
Ill I'iON-INV"EST.YIENT INCOIVIE. (Reporting individual and
spouse; see pp. 17-24 offl'r.ginstructions)
_A,. Filer's Non-Investment Incom ( o report,able
nO:'!-in,testment income.)
SOURCEANDTI'PE (yours, not spouse's)
!.
B. Spouse's N on..Investnient Income -(I:f yo'J \\'ere rr.a:ried
during any portion of the reporting year. please complete tlris
section. (dollar anxmnt notrequired except for honoraria)
D NONE (No repnr.ablenonAnves:men: income.) -
SOURCE AND TYPE
2003 Cify of Philadelphia- pensicn
2. 2003 Unive:-shy of Pennsylvania- Adjunct (9/01-12!03)
3. 20C3 Ballard Spahr- earnigs as partner (1/01103 -1120/03)
4. 2003 C.Ommonwealth of Pennsylvania earnings for services as
Governor (1/21/03 12131/03)
(Inciudes those m spouse and dependent c.lrildren. See pp, 25-27
of:instructions.)
:...c NONE (No such rcporlllblereim!mrseme:nts.) -
l. National Conference ofB:uil
-
SQURCE ::>;;SCRI?T!QN
CREDITQR J;?ESCRIPTION UB CQ))J;
I FINANCIAL DISCLOSlJRE REPORT Name of fe:son Reporting
Rendell, Marjorie 0
. v. GIFTS. (""1cludes those to spouse ""d cepe:ident cllildmn.
See pp. 2&-31 nf instntctions.)
NONE - (O!o soch reportable gifts.)
l. 10rresdale-FrarJ;:funi Cou;-.ty c:ub honorary golf
membership« See \.'III
2. West Shore Country Club hor:.orary golf membership See-..,.
'III
3. Blue Rjdge Country Club hono;ary golf membership - See
VIIl
VJ. LIABILITIES. (Includes those of spouse and dependent
cbiidren. See pp. 32-34 of inslructions.)
C ONE (Ne reportable liabilities.)
1. pe Savings 3ank. Cape May, NI Consuction!i.:-erma.>)ent
loa.1 on rental property
Date of Report
511012004
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FII'l'A,"{CIAJ, DISCLOSURE REPORT Page 1of5
Nanre ofPer)')on Reporting Rendell, Mar.forie 0
D.:tte of Report Sl C/2004
VIL INVESTMENTS and TRUSTS
A, ::Jesei or. ofAssets
(iucl'Jdil\\\ tr.t.st assets)
Place M(X)" aP.er {;tfrum prior disciosure
CNONE (No reportable )nco , assets, c tr&so;.ctioll$) l,
Schwa":< :tvroneyMarket & Cash
2. 2. \'ang.:ard Fl; Sb:irt Tern;. Corp.
3. 3, Federated l-3 year CS Gov't Sro.
4. 4. Brandywine
5. 5. DFA one year fixed
6. 6, DFA U.S. 9·!0 Small Co.
7, 7. Dodge & Coxstook
8, 8. Dreyfus S.l. Govt,
9. 9.FAMValue
10. l 0. Faselaw
l!, l L JllllusFund
12, 12. Janus AdviserGrowth FuJtd
, .. ,, 13. Janus AdviserInt'l Fund
14. 14.Royce O;lportu::ity
15. 15. Morgan Sra..'1 ey Trust"\le.lue Fund {formerlyMAS)
16. 16. Morgan Stanley Err,erging Mk.ts.
17. : 7, Morgan Stanley In.fl Equity
18. : it Y..FS Mass. I.'lvesto.rs Trust
.
c. lm:ame during Gross value at end of
rep:rrting period reportingperiod
Amomlt '!)pc (C,k, Vcl>re Value Type (e,g. Ccde1 div. tent.
er Code2 Method bay, sell.
(A-H) (J-P) Code3 merger, {Q-W) redenipticrn)
-A Dividend J T
None Scll
B Dividend L T Buy
A Dividend K T PartSell
B Dividend M T Buy
n:vlde:1d K T Pa."'tSell
c Divid d M r
B Dividend Sell
A Dividend K T Pa.>i:Sell
A Dividend K T B:;y
A Dividend L T Buy
None Sell
A Dividend K T I
c Dividend L T
A Dividend Sell
A Divldenrl J T Buy
A Dividend K T Buy
A D:vidend K T Buy
D. Transactions dcringrepcrl±ngyeriod
not eurq:itfrom dlscl0&ure
Date: MooJh-
bay
05109
05/08
08106
05i09
08/06
05108
08/06
08106
08!06
08/06
05108
03126
081()6
08106
Value C00.2
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Identity of buyWseller(ifprivate- )
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.""-i250,00(- 5G·J,0-0: : 5D o -r:s1;[}0 -t;cr;:; __
: .
.. . ?:< ,.; _$;15 C0L(0(_t;cS:5:J.G0'.;.DOO
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FINANCLU DISCLOSURE REPORT
Page 2 of5 Nan1e of Person Reporting
Rendell, Marjorie 0
Date of Report
5/10/2004
- income, value, transcations (includes fuose of the spouse and
dependent children.. See pp. 34-57 of filing instruttions.) VII.
INVESTMENTS and TRUSTS
A. B. c. D. Income during Gross value at end of Transactions
during reporting period
Descriptioa of Assets reporting period reporting period
(including trust assets)
(1) (2) (1) (2) (1) Ifnot exempt from disclosure
(3) (4) (5) Place "(X)" after each asset exempt A=unt T;po (e.g.
Value V'1uo
Type (e.g. Date: Value Gain Identity of from prior dlsclosure
Code 1 div. rent or Code 2 Method buy, sell Month- Code 2 Code
buyer/seller
(A-H) :int) (J-P) Code3 """""'· Day (J-P) 1 (A- (if private
redemption) transaction)
19. 19 .Montgomery Emerging Mk'i:s. A Dividend Sell 03126 J
A
20. 20. First E agle SoGen Global Class I (form. SoGen B
Dividend K T PartSell 08/06 J Int"!)
21. 21. Hotchkis & Wiley Mid-Cap Value A Dividend K T Buy
05/08 K
22. 22. Stoneridge Small Cap A Dividend K T
23. 23. Julius Baer Int'l Equity A Dividend K T
24. 24. Westcore Mid-Cap Oppty Fd A Di..,'idend L T Part-Sell
08/06 J A
25. 25. Westcore MIDCO Growth A Dividend L T Part-Sell 08/06 K
A
26. 26.Schwab Money Market & Cash A Dividend J T
27. 27. MFS Emerging Growth A Dividend Sell 03/10 J A
28. 28. FirstEagle SoGen Global Class I (form. SoGen B Dividend
K T Int"!)
29. 29. WiUiamBlair Growth A Dividend J T Buy OJ/JO J
-30. 30. Thornberg Value Fund A Dividend J T Buy 03/15 J
31. 31.. Schwab Money Mkt & Cash A Dividend J T
32. 32. First Eagle SoGen Global (form. SoGen lnt1) A Dividend J
T PartSell 03/31 K A
33. 33. Dodge & Cox Stock A Dividend J Buy 03/31 J
34. 34.Federated 1-3 Yr. U.S. Gov't Sec. A Dividend K T Buy
03/31 K
35. 35. Julius Baer Int'l Equity Fund A Dividend J T Buy
03/31
36. 36. Morgan Stanley Int'l Equity A Dividend Buy 03/31 J
lncO:rildGain .Codtis: A J ?pJ;cr: , ss --B =o ono r2 s;oOC1,oo;
s-2:s,ooQioooP.3 =S25.DOO;::ID1 $ U;000JJ00_ P4
=-'SN10r.e·:t1'.ari"S5q,ooo;GOfl
3. Valu:;- : idb6d Codes Q = App:-aisa! R """Cost (Reci Estate
CJ1:.1?) S =---:A.ssi:s:;;ment
::::olunm C'.:'.; =Boo '. V
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37. '
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If nom tlisdostu-e (2) (3) (4) (5)
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Fll ANCIAL DISCLOSURE REPORT Page3 of5
Name of Person Reporting Rendell. Marjorie 0
Date ofReporr
511012004
VIL Il' Value COOe 1 d.iv. r-0n:, er CoG.e2 Met:iod (A·HJ int)
{J-P) Codc3
I(Q-W) A DiviCe::.d T
A Dividend T
A Dividend J T
A Dividend J T
A Dividend J
A Dividend l r
A DiY"'idend J T
A DhiC.er.d K T
A Dividend K T
A Dividend K T
Dividend I T
Divide:id J T
A Dividend L T
A Divi&:nd L T
A Diviividend K r
B Dividend K T
l)
Type (e.g. buy, sell. merger, :redemption)
Buy
Buy
Buy
Buy
Buy
PartSell
BUy
Buy
Sell
Gift
n. Tra'C.Saetions durii:g re;iorti.nn period
not exempt
Date; Value Grun Identity of Month Codc2 Co:ie buyer/sdkrDay
{J-P) 1 (A (itpriwte .
4\ t:;w.,S;lccion)
03/ll J
03/31 J
03131 J
03131
03131 J
08/06 K A
08/06 J
08106
06105 L E
12/24 J Gift-seevm
!
. f:l ,,,.s:;,,ooJeS'.2,SOO·
·z:s tbi:mriE·61 ml.af.>3;. li ""'S25l'.OOO-S500.COG p:;
'$.'5,(J00,CO:cS5C.'.:;'.J/•OC•
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FINA ... NCIAL
156
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(1) (2)
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(:) (3) (4) (5)
Identiry of
J
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. DISCLOSURE REPORT Date of ReportNarne of Person Repoiting
Page4of5 511012004R...'"tlde:l, !..farjorie O
- inoorr&, vali:e, transcatiom (mcludes those of the spclW4
a1'd dependcru cb1C.re:i.. See pp. 34"57 offilingins!ruciions.) VIL
INVESTMENTS and TRl:STS
55.
51.
58.
59.
60.
61.
62.
63.
64.
65.
66.
67.
68.
69.
70.
71.
72.
A.
Descrlptioo ef Asse:s (including trl:.S! a&;ecs)
Pl
-
113.
87.
Q
(1) (2) (1) (2)
I
(1) (3)
'
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(4)
.
E
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FINANCIAL DISCLOSURE REPORT !\am;: of Person Reporting Date of
Report
Page 5 ors Rendeil, l'f.:a.>jorie O 5!}012004
VIL INVEST1\1ENTS and TRUSTS
A.
Description of Assets (incluiling tn.1st asse!s)
P!act "{A')" after each asseter.eropt frnm prior dllidomrc
.
73. 73. Royce Opportunity Fund
74. 74. Schwab Money M.ru\;et & C.Sh
75. 75. Sound Shore
76. 76. Dreyfus Shortlbt Muni Bo:id Furul .
77. 77, Federated Short Term Muni Bond Fund
78. 78. Scudder ST Muni Bond Fund
79. 79. Allergan common stock
80. 80. BP AMOCO PLC ADR (acq.Aflantic Richfield)
81. 81. DuPont common stock
82. 82. DFA TaxMgd U.S. 5·10Yalue
83. Dodge & Cox Slock
84. 84. Janus.Adviser lnt'l Fund
85. &5, Fasciano
86. 86. MFS Mass Investors Trust
87. First Eagle SoGen Giobal Class l (fonn SoGen lnt'I)
88. &8. Sound Shore
89. 89. Schwab Money Market Fund
9ll. 90. Renllll property in Ocean City, N.l (2000 •
5645,000)
B. c. Incorr.e C.LTi:ig Groi) Type (e.g. Date: Value bey, sell..
l,1onlh- C(\de2 merger, Day (J·P)redempti::.r.)
Buy 08!06 J
PartSell 08/06 K
Sell 05108 L
Buy 05/()8 L
Buy 08/06 K
Sell 08/03 J
Sell 08108 J
(5) Gain Identity of Code buyer/seller
1 (A· (llpriva'te"' transaction)
c
A
D
A
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H2 Jv!OTci'ban_S:5,DDr ;OO()
;:', VikteC�: -1'
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?�v-.::.:_; Name nf Person Date of Report FL."ANCIAL DISCLOSURE
REPORT
Ren0e1l, Marjc;ie 0 5/10/2004
vm:. ADDmONALI!'iFORMA.TION OREx"PLANA110NS
Part V. GrFTS Hor.orary golf memberships: with 'forresdale
F:rankfmd Country Club, \Vest Shore Co::.mt"y C:ub, and Blue Ridge
Country Club: If I \vere tJ beoo;::ie.a rr:ember of these clutis, I
run ccr'..ain that initial fees and ongcio.gfees >vouid be
seve:-a: thousands of dollarsj however, I use these mem·:J��ips
infrequently, and estimate the vnh.lt:: t.o me, based oo use, to be
less than a "'C.'lCUS2!ld Ccl:a..--s.
Part VTI: INVESTMENTS AND TRUSTS Linc 50: Allergan- Value
(L)
Donated on l2124/!)3 One-half to Lincoln Un ve:'Sity
- One-half to-National Ccnstitutlm: Cen:et
-
IN 'HO
I I
F1NA:.'\"CIAL DISCLOSURE REPORT Name of Pcrs'.Jn Rey.orting Date
of Report
Rendell, Marjorie 0 S/1012004
IX. CERTIFICATION.
I certify that aU information given above (including infomiation
pertaining to my spouse and minor or dependent children, if any) is
accu.."1!te, true, and complete to the best ofmy knowledge ar.d
belief, and that any information not reported Wll3 withheld because
it met applicable statutory provisions pennitting
non-disclosure.
I further certify t.liat earned income from outside employment
and honoraria and fue acceptance of gifts which have been reported
are;,-, compliance with the ?fOVtsions of 5 U.S.C. § 501 et seq., 5
U.S:C. § 7353, and Judicial Conference regulations.
NOTE: ANY 'ID KNOWINGLY AND WlLflJLLY FALSIFIES OR FAILS TO FILE
THIS REPORT �fA Y BE SUBJECT TO CIVJL &'\'D CRWlNAL SANCTIONS
(5 U.S.C. app. § 104}
FILING lNSTRUCTlONS
Mail signed original and 3 additional copies to:
Com."nittee on Financial Disclosure
Admi:tistrative Office of the United States Courts Suite
2-301
One Colmnbus Ci.role, N.E. Washingtor, D.C. 20544