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Ol - ;: r '" -< c '" r R ,. ::l 0 z '" 2' (1 " ,. -< z !" ,. < o r ,., - !" .. / :..J/\ ... ' ,I '-' I'" I I.... -' I I ', '{ 0.., GRYNBERG -1.0 I' .0 UlilnD IfUiS COua7 lDI m wnu DlInlC! 01 HlAI IIlIllllr! DMBlOli r-:: •• ODOCrlOI COAl. , at al., f ,, _ .' . , . i ,l&1atUh, v. s CUt 10.0 "<f - US tUTUS QU, '.I..C., .t all, , vitll U-CV-U'I , I Dof ....... U. , _III OPDlIOI AID _ 2'YITTE rWmnI' wzrIOI ZO PlPG .. foro tILl. -.-t 11 'It.1otUfo' MoUat to -..s, IUtd .. I.pt_r I, lUI . lftu tILl. o...rt , ... tooI ... trled _loa to .0&1 til. ,.n1o.' oaILIb1to, 0I1_U' ... _ ... ttalr fUed oa 0at0IM.r U, 1t ... 1 A replr na fU" OD ... Al •• l, lIU, II1II a " ___ -..,1," ... f11o4 ......... 11, 1"1. 1IpoII oouiclor.t1oa of tho .. tl.Do, r .. _., Old Ittoabad tU1biu aod _nllda of law, tho owrt 10 ot tho opiAloa thot tu ..uoa ..... ld M _D. ua_ rho .......... I'l.Dt tIlL• .-al bottl. 10 .. ilm>lfed II1II _lloatai 410pata _a . ... tan oorponUoco _ .iPt. to __ lop aiMral ","oora .. l_t04 La tilt AIpII>lJ.c of .laUbttll. rho ........ in tlLla .-.al tipt on tho -.taiAo of briofa NOd aff14aflU. rho ...aitl.Da lacl .... fraadol .. t jo.lAder, ,rooedllral b.u¢l •• f" r.-wal, , ... Clkoio. of 1 •• •• , feaaa law, tort la. ... ly t_. Itto...,.. tor Doloadaat U1Uab II .. ba ... L,aed tbe •• ,laadLat., tbt ooart .. , •• t.ly ...... tllat tM ...-to .......... COl baholf of all OII ....... to. E &nd traallatioa. tbcreol" fed.ral qv .. tloa urhcli.ation CWtIr at.t. l .. w alaiu pr ••• nt1nt ea.., tedual lav qaveniD9 .llltimat onal relatJ.on., tbe -.ot of atat. doctrine,· aDd the ([1a doctrw. gDobe" """rUgA Cern, It lrithh gt,. P.L,C., 811 P,lupp. ill', (I.D.r ... 1"11 'lir.t qrvnbcral· 'h. battl. caatilu:l ••• llu.UU., h •• l.D, loot til. obon-d.lDdhocl .kUal.h, tltaru<i to tho n.ld .hartly thoruftor, vitll iliod r .. ultl, 1n grypb"P pxn4ygtipp Corp . T' WELtl" Qt.! p. L,C., 141 ' ••• D. 135 11.0.' ••. I"', "eggqd crynbfrq,. "aia 4.a1ed ..... in that dooloLaQ, Uoiocut. ahou to .01 .. cuU, dll11 .. tllaU o_lo1ot vitll ... t proj.d1a.. 1d.. at Uf. ftc ...... 01; , ...... La tM Y&ll8y1 fbi. DOOlft hOI ..... hod fau c .... (LA ..... IOU,) aU ba •• oa til •• _ f I.IU-CV-ln tad 1.'l-eT-l.S .... r ........ (·' 1.f2-CV-I" tad 1.U-CV-1U vue r_. (ran. Grober .. ,. lll1-cY .. " VOl "l ... tadl1 _ra:ro.od. After ... kJ.Ag I.d ... of ooat roLA lIU-CV-llf, till parti .. W...-d til. coact that _ •• ttlad t.hat 0... . b a; ... 1Id l ..... dJ.ud. .. a1 vlth projudl.DI VO. I.ur loU-CY-III.(, _.-I< lator, Plal.DtUh .. adod tMu pll&1i1atl l.D tho t ..... Utl oout octloc. (th. foraor lltl-CY-1S1 aod 1.'J-CV-ltll, di.,.."" of thl old olaiM aDd alllfLA, LA thou pao. claioo for of the •• ttl .... t &fCe"'Gt. !h. cIoflllllallt. r_od .,oLa to tlli oourt.. n. oU.,04 boo .. far r_al iadl4l1ot1o& or. di .... lt1 jllrl.d1atJ.oa ud juil4l1otloo buo4 o. til. COIIrt'. .. t _" to IIIfo"," tM jadpoat .atuod l.D loU-CV-Ut. OA, ,o'pooti.oly, lwoo I aDd JaAo JO, 1"3. Oa oatobar 22, 1"3. 2 . iIl?'. , ..; "' \. 1 '. .... .. , 'J b. ::n O:b ::nO "tir- O ::n -t ,', ',' . "\ . \ F ! (/l United States Page 1 of 6 WWW.NEWYORKCONVENTION.ORG
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r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

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Page 1: r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

Ol • -

;: ~ r

'" -< ~ c '" r R ,. ::l 0 z

'" 2' (1

" ,. -< z !" ~ ,.

< o r ,., -!" ~ ..

/:..J/\ ... ' ,I '- ' I'" I

I.... -' • ~ I I ', '{ 0..,

• • GRYNBERG • -1.0

I' .0 UlilnD IfUiS Dllftll~ COua7 lDI m wnu DlInlC! 01 HlAI

IIlIllllr! DMBlOli ~ ' : ~ ::;": ; r-:: I:I· ~

GR~ •• ODOCrlOI COAl. , at al.,

f ,, _.' . , . i ~.~ ,l&1atUh,

v. s CUt 10.0 "<f- US

tUTUS QU, '.I..C., .t all, , (~.oll4at04 vitll U-CV-U'I , I

Dof ....... U. , _III OPDlIOI AID _

2'YITTE rWmnI' wzrIOI ZO PlPG

.. foro tILl. -.-t 11 'It.1otUfo' MoUat to -..s, IUtd ..

I.pt_r I, lUI . lftu tILl. o...rt , ... tooI ... trled _loa to

.0&1 til. ,.n1o.' oaILIb1to, 0I1_U' ... _ ... ttalr fUed

oa 0at0IM.r U, 1t ... 1 A replr t~to na fU" OD ... Al •• l,

lIU, II1II a " ___ -..,1," ... f11o4 ......... 11, 1"1. 1IpoII

oouiclor.t1oa of tho .. tl.Do, r .. _., Old Ittoabad tU1biu aod

_nllda of law, tho owrt 10 ot tho opiAloa thot tu ..uoa

..... ld M _D.

ua_ rho .......... I'l.Dt tIlL • .-al bottl. 10 ..

ilm>lfed II1II _lloatai 410pata _a .... tan oorponUoco _ .iPt. to __ lop aiMral ","oora .. l_t04 La tilt AIpII>lJ.c of .laUbttll. rho ........ in tlLla .-.al tipt on tho -.taiAo of briofa NOd aff14aflU. rho ...aitl.Da lacl .... fraadol .. t jo.lAder, ,rooedllral b.u¢l •• f" r.-wal, , ... Clkoio. of 1 •• ~1Doipl •• , feaaa t~ law, laa~ tort la.

• A1t11oo!l~ ... ly t_. Itto...,.. tor Doloadaat U1Uab II .. p . ~.c. ba ... L,aed tbe •• ,laadLat., tbt ooart .. , •• t.ly ...... tllat tM • ...-to .......... COl baholf of all OII ....... to.

E&nd traallatioa. tbcreol" fed.ral qv .. tloa urhcli.ation CWtIr at.t. l .. w alaiu pr ••• nt1nt • f.d.~.l

ea.., tedual C~A lav qaveniD9 .llltimat onal relatJ.on., tbe -.ot of atat. doctrine,· aDd the ([1a doctrw.

gDobe" """rUgA Cern, It lrithh gt,. P.L,C., 811 P,lupp.

ill', ~1.1-.2 (I.D.r ... 1"11 'lir.t qrvnbcral· 'h. battl.

caatilu:l •••

llu.UU., h •• l.D, loot til. obon-d.lDdhocl .kUal.h,

tltaru<i to tho n.ld .hartly thoruftor, vitll iliod r .. ultl, 1n

grypb"P pxn4ygtipp Corp . T' WELtl" Qt.! p . L,C., 141 ' ••• D. 135

11.0.' ••. I"', "eggqd crynbfrq,. "aia 4.a1ed ~ ..... in that

dooloLaQ, Uoiocut. ahou to .01 .. cuU, dll11 .. tllaU o_lo1ot

vitll ... t proj.d1a.. 1d.. at Uf.

ftc ...... 01; _~ ,...... La tM Y&ll8y1

fbi. DOOlft hOI ..... hod fau ~pbv! c.... (LA ..... IOU,) aU ba •• oa til •• _ f I.IU-CV-ln tad 1.'l-eT-l.S .... r ........ (·' 1.f2-CV-I" tad 1.U-CV-1U vue "~.llhUt r_. (ran. Grober .. ,. lll1-cY .. " VOl "l ... tadl1 _ra:ro.od. [,eq~r.]. After ... kJ.Ag • I.d ... of ooat roLA lIU-CV-llf, till parti .. W...-d til. coact that t~ _ ~&d •• ttlad t.hat 0.... b a; ... 1Id

l ..... ~ 0~":1 dJ.ud. .. a1 vlth projudl.DI VO. I.ur • • loU-CY-III.(, _.-I< lator, Plal.DtUh .. adod

tMu pll&1i1atl l.D tho t ..... Utl oout octloc. (th. foraor lltl-CY-1S1 aod 1.'J-CV-ltll, di.,.."" of thl old olaiM aDd alllfLA, LA thou pao. claioo for b~'.Qb of the •• ttl .... t &fCe"'Gt.

!h. cIoflllllallt. r_od .,oLa to tlli oourt.. n. oU.,04 boo .. far r_al iadl4l1ot1o& or. di .... lt1 jllrl.d1atJ.oa ud juil4l1otloo buo4 o. til. COIIrt'. "~or .. t _" to IIIfo"," tM jadpoat .atuod l.D loU-CV-Ut.

• OA, ,o'pooti.oly, lwoo I aDd JaAo JO, 1"3.

• Oa oatobar 22, 1"3.

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United States

Page 1 of 6

WW

W.N

EWYORKCONVENTIO

N.ORG

Page 2: r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

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t! .. i '" ~ " > ~ l" .. >

< Fl ;0

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• r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, rl&!aUlfo' HodoD to

Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 (Third Qrypbtrq,

,.ttAohed hor.to II lppo.dh ,,.").

Ltg tho pc,,"rbill 'bod poDDJ', thi. dhput. 000 •• 9ata

turu .p ia thi. cow:t II PgertI! limb.... ftau,b aULtory OII1y

tbr .. ,b _topIlor, tbe IWlorLU •• _t1.Iw. - for, aa du1Dt tho

poadonay of U'f protroot" ouopaLfa, tM ,. ..... of tiM ....

all_ lb. furL.aUo •• r c1iffaroat aU ... r • • ophinLa.tod

.... pon.. Def •• daato' 'boa", ut1llary" W. tt. 11 tho

c_ •• t1oa aD .0000000tl.oll ..., .1Il0to ..... t of lord,D Arbitral

~, 21 o ••• ~. 2511, r'prip'td ~ • V.I.C •• 201 11 118&.

lACtl

CdtLaal to tho .-Uad , .. tU-.t" _ tho parti.

,'_04 La _jDllOtloD .. llb 1.tJoCf~1" b • aortaJ.o d,,-pII.

" •• ttl_t _"OIU .. " dated Julr u, un, ..., .Ltaod by

llaiotUlI aDd 'dtlob au ('III"). llth1ttIL tho -'t halt

b ... placod IUIdor •• ~ br tkJ. •• ovt, 1t -J be fwly .oLd that

1t 10 • -uti-f, .. tod .9r_Dt. IIIIlLI<a _ •• ttl_t ...

.. blab o"".bt of 11ttb .an tbaa • _. proaLaa to poJ ....

oortoill bart*' vLthia poravupha 01 nl ..... typo l09al

boU.rplate -- th. wt ... t (.iJlvl.-.paootI) .91"_t _.11 .. ._r of 10 •••• p •• dier to tho petrol."" axploraUo. &ad

produGtLaa iDd .. try.

1

• • tho ' •• ttl ... nt COlORftLc.tLon' i. priDt.d UDde, rl.intiff. ·

l.ttoth.od,· and read. iD part •

'1 •••• ackDovlod,. thot thi. corrootlf r.flcct. Ollt latin 091"._t with ... pect to tllo .000joot ... ttor hoteof by .igniA, ill. l.tror 10 tbe .poa. pcovided bel"" .Dd cotomiD" a alqaad copy. Of Coarl., it thora U. lIlY c ..... , •• e:iob to c1ioou .. , pl .... call .. (J.ck OryDborvl .toly or han yODJ: .tton>ay. call curl, 1la1lll1lhU., yoac atton..YI .bINld a_. draft10g tb. a_.oary acIdltioaal _ot. aDd • .u.!.t th .. to oar COGDIll for a ..... t o. IOOD aa poa.ibla, 11. u. bapoful thot all tha .ocenary popocwrk CIA be ocopletecl and Ilqaed vith10 th. out thirty doy ••

·s.ttl..n c,,-'niratloo' at 5. fhi' .Wl' .... Dt VI. i..ad.ed

algood by tha perU .. , oDd it 10 not c1i'p"ted that th ... 11 00

MIIUQI\ vbata~ of ubit .. tioa tIIer,ill.

Th. firlt ref ....... to ul>itratioa OIlpoa" ill ... "D.ign.d

rovhod " .. ttl_ -..1eoU ... " .oot by !II; t. PloilltUfI a.

JIIly 24, un,' N. pRpOOal adIb to th. pr"1_1y a,rood-to

toru , a.".au ... that tha foUawUIJ .. Dt...,. be lM:ladod. '111

dUpat.a ubiD, .... r ill. lettor 091"_t or tha Bettl_t

Iofro_Dt .hall be .ottlod by • mtually ICCtpto1>l. upo .. or

.aboittod to ubltr.t10 •• " ODoilJD6d Propoood ... l.od •• ttl .... t

"to .... t doted July 2., l"l, at , . Ia itl r •• po ••• , PloilltUf.

• Altbou,b GtJIIbor9 Pradaotion CorporaU ... aU Prio .. ,i .. DenlolfMllt CocponU,. at. tM _ .loiJltIU. boral.a, tboy aro fo_1011&11y idolt1c1l for tho parpole. of thia aotl.oll. Jaait OryIIbor9 11 tho .noi .• ut of tile _ corpar.tioa., iDd.od, ho 'L9aad tM " •• ttl ... t a "n.tia.' aD beholf of botb.

• It i. iodeod cari... th.t thi. _.t i. .1.0 o. Gryobarv letterb.od; tharo 10 DO doabt, bOWft'ar, of lb. foot that tho 0...., .. l!l<licated th.toLa .. co ,ropo.od by aG. au July U, 1991 Letter ftaO plaintiff., c ..... l to aG c ..... l .t 1 ('Iubject to • taw .. tt .. 1 aotod belov, I have DO probl. witb tho • ,.wi.i ... to tbe •• Eil ... Ot l.tt .... t fortb La ~ red-lin. •• t.ioa doted 2. July.") •

4

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United States

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Page 3: r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

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'" 2 r " > 2i '" ~ >

< o , '" ~ !o

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• ~9ge.ted tbat the partie I ooooantrate DD ~.tt1D9 ••• parat ••

global Final sottl ... nt 19r .... Dt in,t.ad of a~tcoptin9 to aaood

the ·.tt~l~Dt e~ic.tion" 1n • pi.a .... l f •• b1on.

Plaintift$ Alia wrote thatl

_. The arbitration idea 1. very •• adbia, .ltbouqb. we'll v1ab to explore YAna. &ad applicable ~ •• in the definitive agr • ...at drifting.

JUly 2' . Uil Lettu tcc-. 'If.htiftl' cCIIlIl •• l to ... couaall at 3 .

By Sept_or 22, U'l, thorl Ixiltod • 55~e propo.od

,.ttl_at. Ag"ee.oat drafted by &G. SactiOH 10.02 aDd 10.Ot of

that aqr .... at iDaluded • br0&4-tor. arbitratloa PreTt.iOA

looking to O*:IftI.L ArbltE&tloD .\11.. aD4 uy1d.DQ1D, •

ItocJthoUo, _en .ite aM tba u .. of S~ab .DbataDtb. 1_.' PloJ.otiffo .greed to rOT ... U. doe_t &lid lu.J.t U7 ps-OPOood

chuge.. Da..d.at tili t1ae, boINftr, Dota, oJ: dJ.a •• aUoa. M9&J1 to

..... oo.ly appear witIIiD tho porti •• ' c~aUou.'

00 Dectallber 10,. nn, ao f.ln.allr ".,.1.-4 a flft- p.va

.-,rauc!wa wblch betiD.. -0&:yAberf Il'odDctioa CMpoI'ltioll ba.

"1IIICJftAL· 10 U. IJnJ.tod JlaUoDO C...u.inD OD InternatioDal ~r~. tav.

, IU. a.....L., If~r J, un lattaa:' fro. Jack GryIIbe.rt to lI.l.ke Ales,nder, Via.-.r •• idea.t of BGI

Du.rl..n, th. bID UId. oM h&lf hQQr coat'U'~ a&l.1 we h.t. thr •• VHU .'0, we acMlld Dot obta.iA proqr... 00 even the e.aallelt of 117 object1011' . tt', tn. that I would Itk. to glv8 Joa &d4lt1aDal c~t. aDd r.aol •• the .ettl..-at agc ..... t i •• a •• , aDd I will dD wy daJlDdo.t to get ay Oa.aat. to rou in writlDv Miora tho 15th of s .... _ . TIl. !wig-up J.o not ay addJ.tl.onal c~t., Ja~YK. bat iut.ad tba lack of progr ••• upon anr of ., aarll.r 'oa..ent ••

5

,

• • the following thoughts 1. r •• poct ot tho 22 'optaablr draft.'

~egardin9 tho arbitraUoD .octioD, tho lotter read. &0 taU"". :

SootiOD 10 . 02 w. eoatinue to blli ••• tblt tho apprDpriate gov.rning lev i. the lov of T",I.

SectiOD 10.04 We CODtinua to boU ... that tho appropriate arbitrati .. Ilt. II taxa ••

DID_. 10, un Lottor froo Plaintiffl ' O,",DMl to Defendantl'

COUIlHl, at 6.

Suh.~ •• t .. ontl .01atlDg to Sf 10 . 02 and 10.04 '" b.

_bed AI foU"",,:

12/20/": II a doc .... t Inti tied 'Paak&g. P.opoaal', aa prvpoao. a Boronda farua at wbich BQgli.b law VOIlld be a\IPUed.

1/21/f.. Ia I •• gge.ted 'packa,. ,""olatio.", plaintiff. propeo. a calgary forwa and Alb.rta law.

3/21/.. aa lao4t a 73-pa9" draft alttl .... t ~t wbJ.cb reflect. a calgary fora, AlIMorta law, u4 ••• In ulIJ.traUon of til. _1 La. OD lDtoruUGD&l ~1al AdlltratJ. ... U ldDpt.od by Alborta.

&llllh Pldlrtiffl._.iz pa, •• ef C_lIt. on til. IlUcb U draft. N_ of tba a_nu pertain to til. orbltratioa p_izioal.

"25/'.' &Q .104. I 72-pagl draft S.ttl .... t A~_t. .0 Clw>gl 10 111M to th. arbitratioD p:r:odo1OD ••

5/1/'" Thr •• page. of c ..... t. a.d propo •• d clw>g •• , unrllatod to th. arbitratio. prario~oa., ••• t by PlaintiU •• 5/."" '1 .. pa,11 of ca.ooat. aDd prcpoood clwIq'" unr.latl4 to th. arbitratioa prariol .... , out by BIi.

5/./t.. plaintiff. ' coaaoll 1II •• a two-page litter to aa in uUnipat1 ... of a tioal '"-ring-Ollt" • .. dOll to baYO bolD held in LoDcioD IbortlLthoreafter. Yo ..nUn. il aodo ·ot th. &Ebltr.tioa ~ io ••• •

• A r~dact.d GOpy of the lett-z read •• 1 follow ••

.lIa11y tlwlk. for y ..... fu ...,.aDd .. of ILly " whi.h olear. op • nlUlbtar of '!'Y . !'i!\l"AU.taDdiogl. _ au.d aD yCMr izpliuaatioD.l, we au r .... Ito. the Ibta

6

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United States

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WW

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Page 4: r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

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• Bop" of an aaioabl ••••• lutioD quickly uD.av.led. baw.v ••.

tot .. duriD9 tb. day on Illy 4th. JIG dntt.d and .... t to

Plalntith • on. pave lettn -- with copi •• of tb. Albe.ta

Arbitratioa .let a.d tbe UllCI"I"I\AL -'<bi tnei"" 11111 ••• ttaob.d

.u99 •• tiDg two ••• entially .oa .. ub.taativ •••• 1.10 .. to SOCtiOD

10.0 •••

By tho .ad of tho _th, th& cUa""t. 0ft1" adlit~abUlty

appur. to ha •• twn ceotor .tag •• \litb .IGb aida auefolly

.taJdo, out ito ""oition • • It H...ua •• to .ay. tho .1g.~OWIly-

[Oaitted) •

fhU ..... ld 1_, &I LoadoD 10 .....

[Oaittod) •

Jack l(kpbarvi 10 1 ... iII, oa rrida, .... aiav f"" Loadaa, .0 I' U be tryLag to ,at U. a Uul 1.11... a.t lat. muadly aft.,-. If tIIu.·. urthiD, yo. thiDIt .lIoUld be added or rcl>t:rootod to the fOlatOiAt. jut let _ 1m .... bet .... 'ft1lAda]' ~,

Ab •• Dt that, I vi.b Jou • ,oad ~ip and ••• olatioa of aU aat.taD4iA, 10 .... 10 • "lUlU th&t _. all parti •• b.m. o 'lb •• rd.l .. 1 .tt .... tod to pnollOly clarify tho

ibt_n:01.tioubip betwe •• Alhorta .abltaDU.,. lav. the IJIICITIIAL KocI.l La.. and tha IIIIClftIL Arilitntiaa Rub ••

.t bt, L.SI.a.I ~/17/" Latt.rl .... fro. .laiatiff., ooua •• l to IG

("IIJ uodantaDdio, 10 that BO and CIJC agr_ tIIat til. di.""tod point. vaald be r •• abed IIf tho oout 10 'l'oxa. Wllkr • .- .ort af .uhal .. i"" agr_t or .. t1aa preparod lIJ tIIo parti .. , 11 ti,atl .. COUMI. 111:. GrylIbo,V indicat.. that th. poiAu CIJC -ad ill_ to han iocludod 10 th10 jodiaW rooaluUoa art • • ."1'

5/11/" 'AX fra. IG to ,laiatiffo' QIIGJI.el [ ' I va. • u"riled to read (tho ahoY. excerpt). &I it reUoet •• fllIIduIntal IlhllJlll ... taadill, • • • "II

5/11/" rAX tra. Plai11ti1f.' CGUD •• 1 to BO ('If tb ... poillto aro .ot , .. urod. th.a C01'C v1.llb .. to ha ...

7

• • nl,otlatad -p1o.1 Settl ... nt Agr .... ~t· neger ca.e to paiR, no

.gr ..... t v ••• igeod by tho parti •••

o. July I', 1"4. ,Iointift. filed ... tioa 10 .tat. court

to enforce tb. -•• ttl ... nt c~oatlon·, conteltiD9 arbitrati oD

and 1o.L.tiD, 00 a bearing. 00 AAge.t 12, 1" ••• bortly before

th&t h.uio, w .. to b.ve beea hald. tho wtant loti c .. of

11_01 ...s Arbitntioa wen fUed.

OISCtlSUOl

D.f.odaot.' arvaoaat i ....... tially ••• follow. ,

fbio 10 not • a ... "itboat a "a...,htod. ,,_lyia, OQD~&ct." Gilda< ... U-•• tUed ao.tnot hv, parti .. MY op. to addlUau1 tUllO after tha o1geio, of • OOIItract, .. ch .. tho U93 .ottl_Dt Lettu. fh. ....baDe- of p~h •• to arbitrata 10 IDftLa1eat iadepolldaDt cQDlidaratiOl.

'I"ha 'oparahiUty cIoatrio. 10 ellUl, •• tahllobod for _tic arbl~atl"" di.plt ••• " b ._t to ubltnta 1_ lKmw.1 10 bmadly dafioad to 1Dalada -- .. bon -- .. agn_t "OOI1ta1ood ia .. ··chesge of l.~ or tel.gr ... . •

Oppoaitloo at 7-11. III ocaalll4N that GrynbI~. ha"ioV 'agreed

to adlltnU .. " will, tho aOfOtiatio... 10 ... boaAd lIJ th&t

ogr._at &I lt .tt .... t. to _uta ita &Gtioa for broaah of

the arl,u.al .190001 '.etU_t c-.a1l:atio." "9,,-t.

.11 tbr .. ion .. c .... 14ond by tha oauR."1I Sl20/" PAX f .... BO to rlaillUth ' 000 .. 01 (-oar

rlGOrd •• b .. that cbaLoa ot 1 •• ODd ubitrotiaa prod Ii..,. ill th __ t roaaat clJ:afto of the DoUaitivo ISottl_t) •• _t b ... laov .iDa. boea plocod i. tb. '.gr'od UPOl' box."I •

11 ill ,rlu r'int Cpm, v Flood' 'patH, Hfg. Co., l88 11.8. 3U (1"'1 'claiia ~("iI.i'fr. 'coilt:r."t 'i.adllGod 'by fraud did ' nat P"'IOUt arbitratia.,.

8

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Page 5: r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

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• Gryru..rg" reply ... Uy expo ... tb. key flow in SG'.

arCJWlOllt:

It thl. Court aabapt' BO ' . propo.itioD, theA tb. ultia&to trap for tho uuvary i. c ..... ci.l .egoti.tio •• will be croated , Wh ••• '9otiaUO •• OY.r fu.d_ltol 1 ••••• bog down, 0 •• party .. r .laplr prcpo ••• gr .... nt oa a aiDor .. ttlr[l) th. iDcl1laioa of e1i.put. rlloluUo. lan9Oa9' ptOYicling tor arbitraUon. If the oth ... partr dOl. Dot ~t.lr objoat, thea tb. tint party .. r .hot dowa tb. .ogotiatioUi and .uo.lt th. ruaiD/JIq loom .. to .. orbitr.tor,

~ply .t 13.

Th. foU.cy of IG" ar,....t 10 tb,t it tall. to e1i.tinqo1ob

betv ... two criUcaUy cUff.roat .itoatica.. 80tb begin with tb.

parti .. NOC.tiA9 a OODtraot, and bath .nd "itll a dl .. gro_nt

....... mtber erbl.tr.tio. 1.0 .pprOFlato at r.,ori •• ",b.oquIDt

ai.puta rolatiA9 to ··tb. U .... t (_ted) ooatr.at. I. tb.

._ou ...... cited bJ SQ, _,. tb. ",bitr.tion p...,ioiou

an OODtaintd in the odgiDol uoc.ttd coatr_ •• bara. the

ad>itntioo provioion 1.0 in tha ypll'SPtosl ogra_ot.

!hi. I. boot d ..... tr.tad br &D a~.tloo at tb.

cOl1Oluoion of JIG'. briof, vlllch cl.a. tnot 'Qrynbtrg" ...,....t

io little dittoront froo th. plaintiff', oloia roj.ctad 10' ~

L, Thr.1kold • Co, t. Hftall •••• 11.chatt Lt4,. 923 ',24 2'5 (24

Clr,), ~~. 501 D.S , 1267 (1991).

In 19." tbe fhr,lt.ld parti ••• igaed a ~.ltaiD&ry

.'r ..... t .0latinQ to tb. pozcbo.. and ool. of o..-tain .. tol.

ton'a.rd Qontraetl . b with tho 1utut • .. ttl ..... t

C~C&tio.·, tho prtliaiUlty .,, __ nt eontuplattd a .. ra

foBtl .'JI"MDt in tbe fat.n, !lilt eignod proUai.nory

9

• • .gr ..... t .t.t.d tnot tb. fin.l ." .... nt weald be .ubjoct to

arblttat10D under !Qgl1lb t.v. ~ at 2" . Noreover , .ublequaDt

writt.n cODtiraationl exchanged b.t ... a tb. part i •• &ad. lpeoific

reference to the rul •• aad req\ll&tlOJ1 ••• whicb iDoluded

arbitr&tion provilion, •• of tho Loado. Metal IWIbang.. !l!...

.... d on th ••• prior .'r ..... t., tho Second Circuit ruled thot •

l.~uit broavht r,g.rdiDg an ,,, ..... t r.l.tin9 to tho v.l •• ti.~

of tho torward _tah contracts .hould be .ubjoat to arbitration

· .~.D thomgh the .~.d·o~ agt ... ant Val .ilant regarding

arbitr&tio.,

In tbl0 ~ •• a. bowwr.r, tba claiMd arbitr.tioo .~t 1.

4 .. i .. 4 onlr d1lrhq th. DI9otloU ... oYOt the __ tad rinol ._t. Th. pt.Uaiaorr • .. ttl_t c-.uoaU .. • in tbi.

.u.,.te aUl D • ...u .. of arbitr.UOD, and til. PiDol aqr_t

......... oIfNtd to. flaiav .. y oat be .nrrtllin, iD Ufo - but

it 11 4oa1ll.vI iD tll1l nonn', nltiaoto .... lotio. of Plaintiff'.

1IOtio.,

JIQ'. britf it littered with c .... vhl.ob foUow tho %brplkdd

par&digII. U It no. cited DO rifth Circuit &othoritr vhicb vonld

~aopol dlDinl of tb • .-tiOD, aDd till. oourt io tb.r.foro ftll to

.i &I, t..S.L, Z'ltdypp , £fA . 'P, lpol Cprp., .'2 P. lII 140&, HOi (9tb cJ..r. UU) (orbitr. .. la.,11191 iJIIIludod in d_.t vbl.ch, oltbough .t.tin, 'DIAn' .D front ~, VOl t1,Dtd by bath partl .. end ,_rood roloti_kip t.odiatolr the ... ftlt), §.t1II.t "trllbe KG I, I)itl aYdrl.llc •• lpg •• 7t5 r.2d 3" , 1" (7tll CI.t. 19.1), ~~, 'if 0,&.1070 )19") larbltr.tl.o. 110""'9' lnol.dod io cUrtribotortbip '9~ dgoed by botb parti.I, la .... it bued on .U",td repn4lation of eIiotributor.big coouaat) I Ori'ptal Ce-reia! ,pel BbiD~9 ,. Bp"HL I.y. 6 ' . r.'upp. 75; 77 (S.D ••• t. 1"51 ( Arhitr~D lon,.a90 iDcl.d.4 in t.lex contaialDI - . . -

10

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Page 6: r E  · 5 tIl , i t! .. l" .. Fl ;0 • !" ~ .. r.bnlry, 1194 110 ..... 114 .. Oplaio. ~ .. tio, • rl&!aUlfo' HodoD to Rea&Dd ea ••• 1111~CV·5'1 ~ lIIJ~-5'2, &t 1-2 ...

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• d1.'CJr.1I with thol. courts wllieb bAve eadar •• d. DQ', UquMnt. IJ

CIlICL08ION

thb order e1i.po ... of tIIo toartb g.Dorotiao of r_

Grypberq C •• H •• &lid it appeu. (for tho tJ..,o boiD91 tbat thJ..

court will Dat bo cal loci on t. addr ... tb. -.rito _. burled.

titUDgly. hr b.l"" tb. I.yon of jurlocUotioDal .qulbble. whiob

have f~aquutly oooupled tb1. eGan'. tiM aod AttentiOll. T1L&t

it porhop. fort .... t.; tbe titu1c bottl •• over tho -.i1e-o.-o.

whioh .oparote. tho foderal II<IJ.ld!.o, Ir .. tb. oIon.r ... COGDty

Coarthoo .. billt ot liti,atiCAl1 relClUZC .. 10 D .. dy aalWtecl

thot th.y ,_tID to 0ftlVbIla a .. nal judg.·1 cloakot." tho

o<JQl"t further qacotioa. Vbothar tho .... rc.bocl toctiool boDOUt.

of tb,," .10Y'.lb-boor r .... l1. &lid ahort-liYecl fecl.ral- .uit-

toraiDatillg .attl .... t. oat .. igh tbe1r coot ••

u 10, LAa" Hattar pC Arbitntlpp bltyot. P.rl9"PR tcqt,e All opd lipadCl pC Jppdep, 7iS r.lapp. 1 ••• 5 ('.D ••• r. 1"11 ("DrUti of a ..... trlct . rlfloati.og U o,,_t to ~bitrat •• cu proYido the rOQlll.dto vrl.ti.o,."1 (oltiag Wipp Cpel Co. y. Karc fticb • Cp •• 53' r.&upp. 'OJ. '01 (8.~ ••• t . l"ZII.

u ODe 0&1\ 0011 CODjectlU.. for lD't&DCI, at the tiM, coot. &lid effort i.yohocl i. l'OIl.iog low .. d II . loltlUl1D -- til. U. S. dole,otl to the U.8 . Cooai •• ioo whicb clraftod tho UMCITRAL Nodal La" -- fr .. hi. Hidt_ HallhottID doiDg. to aocuto iD Looclo. a .ixteen-poge OpinlOD ott&cb.4 to &G'. Oppo.ltioQ.

11

• • I&YiD9 fo~ DO "."..-.At to &Lbitrat.' •• requiz,d to

loyoko tbo proTi.io .. of I U.i.C. S5 I J1 JIg. .nd I U.S.C. SS

201 J1~. '11i,tiff. · Motio, to Roo&nd i. b.roby GlAlT!D. AI

tbl, eoGrt b.. no .uhject-.atl.r juri_diction Ofer th •••

o .. oolid.tocl oed .... tboy "'0 ordorocl RIlWIDIO pctr .... t to 21

U.S.C. I IIn(el to lbo otote cU.atrict cout frca vhiob thAy vert

r...,td.

~ SIGIlD tbb tb. /Jr" day of lOT ...... I"'.

Riki4,!/IJ RlCWD 1. iCiiLL Imftll nmII OIiDICT .!IIIXiI

:b :0 QJ::: -< :--I ....

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