Quality by Design – Think differently Name of presenter 2012-06-20 Barcelona, Spain Quality by Design in In-process Curing of EUDRAGIT ® NM 30 D Dr. Min Yang Principal Scientist Pharma Polymers, NAFTA
Quality by Design –
Think differently
Name of presenter
2012-06-20 Barcelona, Spain
Quality by Design in In-process
Curing of EUDRAGIT® NM 30 D
Dr. Min Yang
Principal Scientist
Pharma Polymers, NAFTA
1. Introduction of Evonik and the Health Care Business Line
2. Introduction to EUDRAGIT® Polymers
3. Applications of EUDRAGIT® Polymers: Taste Masking and Moisture Protection, GI Targeting, Sustained Release and Bioavailability Enhancement
4. DOE Case Study - In-process Curing of EUDRAGIT® NM 30 D
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 3
Where we stand
Evonik is the
creative industrial group
from Germany.
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 4
An attractive company
• One of the global
leaders in specialty
chemicals
• Financial
Investments in the
energy and real
estate sectors
• Ownership structure:
RAG-Stiftung
(74.99%) and CVC
Capital Partners
(25.01%)
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 5
A worldwide presence
Piscataway 2002
Key strengths
• GI targeting
• Solubility
enhancement
• Controlled release
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 6
A modern structure reflects those
trends
Services
Inorganic
MaterialsAdvanced
Intermediates
Consumer
SpecialtiesHealth &
Nutrition
Performance
Polymers
Coatings &
Additives
Site
Services
Evonik
Business
Services
Financial investments
Real Estate
Energy
Business
Units
Evonik
Executive Board
Consumer,
Health & NutritionResource Efficiency Specialty Materials
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 7
From APIs to drug delivery solutions
Rexim® Amino Acids
Amino-Acids for
parenteral
nutrition, as APIs
or as versatile
building blocks for
chiral pharma
syntheses
Formulation Services
• Assist customers
with formulation
development
Pharma Polymers for
Oral Dosage Forms
Exclusive Synthesis
Proprietary advanced
intermediates and APIs, from
the clinical stage all the way
to commercialization.
Pharma Polymers for Depot &
Medical Devices Applications
Commercial APIs
& intermediates
Portfolio of generic actives
with global supply options
PRODUCT LINE PHARMA POLYMERSBL Health Care
RESOMER® &
LAKESHORE
BIOMATERIALSTM
PLGA based polymers
for controlled release
depot injections and
medical device
applications
EUDRAGIT®
Acrylic Drug Delivery
excipients for oral solid
dosage forms
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 8
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 9
Oral drug delivery by EUDRAGIT®
Protective formulations:
Moisture protection
Taste and odour masking
Light protection
EUDRAGIT® E-series
Delayed Release formulations:
pH-triggered GI targeting
Colonic delivery
Protection of acid sensitive APIs
Protection of stomach against irritant
APIs
EUDRAGIT® L, L-55, FS and S-series
Time or pH
ReleasedAPI (%)
Sustained Release formulations:
Time controlled drug release by
diffusion barriers
Inert matrix tablets
EUDRAGIT® RL, RS, NE, NM-series
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 10
Commercial examples of drugs formulated
with Metacrylic based excipients
1. Introduction of Evonik and the Health Care Business Line
2. Introduction to EUDRAGIT® Polymers
3. Applications of EUDRAGIT® Polymers: Taste Masking and Moisture Protection, GI Targeting, Sustained Release and Bioavailability Enhancement
4. DOE Case Study - In-process Curing of EUDRAGIT® NM 30 D
Slide 12
How do you say…
EUDRAGIT®
“Eu” (good)
+
“Dragee” (coated tablet)
+
GIT (gastro-intestinal tract)
(Oi´ dră gĭt) n.,
Slide 13
Radical Polymerization StepsChain Growth Reaction with Different Monomers
1. Reaction Start
2. Chain Growth
I · + H2C = C
|
|
CH3
C = O|
R
I - CH2 - C ·
|
|
CH3
C = O|
R
H2C = C
|
|
CH3
C = O|
R
I - CH2 - C ·
|
|
CH3
C = O|
R
+exothermic
I - CH2 - C
|
|
CH3
C = O|
R
- CH2 - C ·
|
|
CH3
C = O|
R
Lit.: H.-G. Elias, Makromoleküle, Grundlagen, 5. Ed., S.441ff, Hüthig und Wepf Verlag, Heidelberg 1990
J.M.G. Cowie, Chemie und Physik der Polymeren, S.49ff, Verlag Chemie, Weinheim 1976
Slide 14
Products Via Emulsion
Polymerization
EMULSION
POLYMERIZATION
SOLUTION
SPRAY
DRYING
EUDRAGIT® S 12,5
EUDRAGIT® L 12,5
EUDRAGIT® S 100
EUDRAGIT® L 100
EUDRAGIT® L 100-55
EUDRAGIT® NE 30 D
EUDRAGIT® NM 30 D
EUDRAGIT® L 30 D-55
EUDRAGIT® FS 30 D
MONOMERS
+ ADDITIVES
+ WATER
MIXING
Slide 15
Products Via Bulk Polymerization
MILL
SOLUTION
DISPERSION
BULK
POLYMERIZATION
Granules
EUDRAGIT® E 12,5
EUDRAGIT® RS 12,5
EUDRAGIT® RL 12,5
EUDRAGIT® E PO
EUDRAGIT® RS PO
EUDRAGIT® RL PO
EUDRAGIT® E 100
EUDRAGIT® RS 100
EUDRAGIT® RL 100
EUDRAGIT® RS 30 D
EUDRAGIT® RL 30 D
Slide 16
Trade Name Codes
• 100 = Solid: EUDRAGIT® L/S 100;
L 100-55; RL / RS 100;
E 100
• PO = Powder: EUDRAGIT® RL PO
RS PO; E PO
• 30 D = Aqueous Dispersion: EUDRAGIT® L 30 D-55;
RL / RS 30 D; NE 30D
NM 30 D
• 12,5 = org. solution: EUDRAGIT® L / S 12,5;
RL / RS 12,5; E 12,5
Slide 17
Dosage Forms
� Tablets
� Capsules
� Powders
� Granules
� Crystals
� Solid Dispersions
� Transdermals
Type of Action
� Protective
� Moisture Protection
� Taste Masking
� Enteric Delivery
� Colonic Delivery
� Sustained Release
Applied Technology
� Film coating
� Granulation (e.g., matrix)
� Tableting
� Spray drying
� Hot Melt Processing
Overview of Applications
1. Introduction of Evonik and the Health Care Business Line
2. Introduction to EUDRAGIT® Polymers
3. Applications of EUDRAGIT® Polymers: Taste Masking and Moisture Protection, GI Targeting, Sustained Release and Bioavailability Enhancement
4. DOE Case Study - In-process Curing of EUDRAGIT® NM 30 D
Slide 19
Why taste masking?
Bad taste Patient compliance
Coating
Bad odor Pediatric use
Slide 20
Why moisture protection/isolation?
Degradation Stability
Coating
Interaction Isolation
Slide 21
Fluid bed approach
Powder
Blend
Roto-Granulation
with tangential
spraying
EUDRAGIT®
coated Drug
granules
ExcipientsDrug
granules
E PO coating ODT
Slide 22
Example Acetaminophen:
particle coating
Substrate: Acetaminophen „Special Granular“ (Mallinckrodt)
Particle size: 99.5% 150 - 420µm
Coating: 30% EUDRAGIT® E PO (aqueous)
Process: Fluid bed with Top Spray (standard parameters)
Drying: Trays, 2h, 40°C
Dissolution: USP Methode II – Paddle
Slide 23
40 - 70°C
Tablet bed
25 - 35 °C
Compressed air
>3 bar operating air
1 - 2 bar atomizing
Exhaust air
25 - 35°C
Spray rate
~ 1 – 3 g /
min / kg Product
Drying air capacity
0.3 – 0.5 m³/min/kg tablets
Distance nozzle to
tablet bed
10 - 25 cm
Pan speed
Adjusted, depending on
pan size, baffles design and
mechanical stability of tablets
Coating Conditions:
Side Vented Pans
Slide 24
Gastro intestinal targeting with
EUDRAGIT®
0
20
40
60
80
100
4 5 6 7 8pH
drug release (%)
Polymer
coating
Core
with drug
increasing
pHDrug release
Drugs are released at a specific site of
the GI tract:
• Conventional aqueous coating
processes
• Tablets, pellets, crystals
• Flexible coatings for disintegrating
• tablets
Enteric or colonic
drug release, triggered
by polymer dissolution
1 mm
Slide 25
Influence of Product Temperature on
Film Formation
product temp. < MFT
No coalescence, but single latex particlesproduct. temp. > MFT
Coalescence, film formation
Recommendation: Product Temp. ≥≥≥≥ MFT + 10 K
Slide 26
Test method for enteric-coated
dosage forms
0
10
20
30
40
50
60
70
80
90
100
0 30 60 90 120 150 180
time [min]
drug release [%]
pH = 1.2
pH = 6.8
(7.2 or 7.4)
Requirements2 hours pH 1.2 (0.1 N HCl)
< 10% drug released
45 minutes at pH 6.8
> 75 / 80 % drug released
ExampleBisacodyl pellets, 1 mm
25% EUDRAGIT® L 30 D-55
approximately 6 mg/cm2
According to current USP, paddle apparatus
Slide 27
Why Sustained Release?
� Reduction in dosing frequency, more convenient regimen
(e.g., taking one 75-mg tablet/day vs. three 25-mg tablets/day)
� Therapeutic Advantage
� Better maintenance of therapeutic window
� Reduced side effects
� Increased Patient Compliance
� Product Line Extensions
Slide 28
0
20
40
60
80
100
0 50 100 150 200 250 300 350 400 450 500
Time [min]
Drug released [%]
After spraying
5 min drying
10 min fluidization
20 min fluidization
30 min fluidization
24 h tray drying
After 30 min in-process curing stable profile as after 24h tray drying
Parameters
Process time 30 min
Product temp. 45 – 50 °C
Drying air
capacity 1.2 – 1.4 m³/min/kg
Exhaust air humidity 10 – 15% r.h.USP, paddle app. 2, 150 rpm
2h 0.1N HCl, then buffer pH 6.8
In-process-curing EUDRAGIT®
RL/RS 30 D
Slide 29
Bioavailability and Solubility
Enhancement
Melt Extrusion Spray Drying
Slide 30
5 10 15 20 25 30 35
2θ (deg.)
impulse (relative)
carbamazepine PM Ex SD
Influence of preparation method –
spray drying vs. melt extrusion
0
20
40
60
80
100
0 20 40 60 80 100 120
time (min)
% dissolved
Spray dried sample Extrudate Carbamazepine
Dissolution in pH 1.2
Case: Carbamazepine
1. Introduction of Evonik and the Health Care Business Line
2. Introduction to EUDRAGIT® Polymers
3. Applications of EUDRAGIT® Polymers: Taste Masking and Moisture Protection, GI Targeting, Sustained Release and Bioavailability Enhancement
4. DOE Case Study - In-process Curing of EUDRAGIT® NM 30 D
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 32
Quality Target Product
Profile
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 33
Quality Target Product Profile
Modified release pellets
Degradation products
Content uniformity
Assay
Twice a day80 mg propranololDosage strength
Dissolution over 12hSustained releaseDrug release
Dissolution testingDrug release unchangedStorage stability
Pharmacopeial
methods
Meeting compendial or
other applicable quality
standards
Identity
Coated pellets
Oral modified release
pellets
Dosage form and route
of administration
ImplicationsTargetProduct attribute
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 34
Scientific Background
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 35
Model of film formation
Aqueous polymer dispersionAqueous polymer dispersion
III. Fragmentation and segregation
of hydrophilic shells
III. Fragmentation and segregation
of hydrophilic shells
I. Evaporation of water and densification of latex particles
I. Evaporation of water and densification of latex particles
Densest sphere packing
II. Deformation of latex particlesII. Deformation of latex particles T > MFTT > MFT
Deformed particles
IV. Interdiffusion IV. Interdiffusion T > TgT > Tg
Homogeneous polymer film
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 36
Properties:
• Nonionic (Neutral Ester)
• permeable, not soluble
• pH-independent release
• Tg: 9°C (DSC)
• MFT: 5°C
Available as:
• EUDRAGIT® NM 30 D
• 30% aqueous
dispersion
CH2C
C=O
H
OC2H5
CH2C
C=O
CH3
OCH3
Highly flexible
No plasticizer needed
Chemical structure EUDRAGIT® NM
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 37
Interdiffusion of polymer out of latex
particles
• Temperature has to be above glass transition
temperature (Tg)
• Stabilisation (steric or electrostatic) of the dispersion
not needed
• Latex particles lose their identity
• Continuous & mechanical stable film
• Interdiffusion characterized by:
• Diffusion coefficient
• Penetration of particles
• Elongation at break
• Entanglement of polymer chains
• Described by Ficks law of diffusion
Not detectableby:
spectroscopicalmethod(IR, Raman, NMR)
dielectrical analysison coatedpellets
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 38
0
20
40
60
80
100
0 50 100 150 200 250 300 350 400 450 500
Time [min]
Drug released [%]
After spraying
5 min drying
10 min fluidization
20 min fluidization
30 min fluidization
24 h tray drying
With progressing
storage time the release
profile drops down.
Distances get smaller.
How curing can look like in storage
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 39
Setup of Trials
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 40
Basic Setup
Bosch Unilab
100% on d.s. polymerTalc
10% on d.s. polymerHPMC (E5)
10% on d.s. polymerPolysorbate 80
EUDRAGIT® NM 30 D
Coating formulation
25 kgPilot scale batch
3 kgLab scale batch
Batch sizes
propranolol HCl pelletsAPI
Bosch Pilotlab
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 41
Determination of the coating level
0
10
20
30
40
50
60
70
80
90
100
0 120 240 360 480 600 720 840 960
time [min]
drug dissolved [%]
12% Polymer 14% Polymer 16% Polymer 18% Polymer
USP Dissolution
Apparatus II (Paddle)
Media:
2h 0.1N HCl +
6h phosphate buffer pH 6.8
Stirrer speed:
150 rpm
Sampling time:
0, 60, 120, 150, 180, 210, 240,
270, 300, 360, 420, 480, 540, 570,
600, 660, 720, 780, 840
Coating level defined to 15% polymer weight gain (>80% after 12h)
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 42
Implementation of QbD
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 43
Ishikawa Chart for Pellet Coating
by ICH Q8 Annex I
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 44
Process Chart - Process
optimization
Preparation of
coating suspension
Preheating of pellets
Coating
In-process curing
Drying
Preheating
Sampling
Sampling
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 45
20
25
30
35
40
45
50
55
60
0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 34 36 38 40
Specific Humidity ( mg water / kg air )
Temperature [°C]
Curing Conditions in Mollier Chart
Impossible in
fluid bed
ovenCirculating
air cabin
IPC
Curing Field
100%
90%
80%
70%
60%
50%
40%
30%25%20%15%10%
IPCKnown
“sweet spot”
for in-process
curing
oven
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 46
Risk Analysis
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 47
Process Visualisation leads to Risk
Analysis
S: Severity (how serious the consequences of the failures are)
O: Occurence (how frequently failures occur)
none0000n/an/an/anoneDrying
Time10010110noneCuring time too
short
Instable release profile
over time
Incomplete
coalescence
Spray rate for water20010210Exhaust air humidity
sensor
Process humidity
too low
Instable release profile
over time
Incomplete
coalescence
Inlet air / product
temperature
10010110Product
temperature sensor
Inlet air temperature
too low
Instable release profile
over time
Incomplete
coalescence
Curing
Change filter to rougher
type
0110Pressure differenceFilter cloggingInterruption of batchFilter cloggingPreheating
Product temperature set
to 20-23°C4114Product
temperature sensor
Spray drying due to
too high inlet air
temperature
No coatingProduction of fine
parts
Stirring of coating
suspension to avoid
sedimentation of talc
54916Spraying
suspension weight
control
Nozzles blockedNo coatingNo spraying
Inlet air volume set to
exhaust air humidity of
max. 60%
54239Humidity sensorProcess humidity
too high
Drug release out of spec; if
pellets stick together
surface area will change
and therefore, release rate
Pellets sticking
Product temperature set
to 20-23°C54239Product
temperature sensor
Inlet air temperature
too high
Drug release out of spec; if
pellets stick together
surface area will change
and therefore, release rate
Pellets stickingCoating
Inlet air volume set to x
m³/h
8118noneInlet air volume too
high
Drug release out of spec
due to incorporation of
drug particles in SR
coating
Abrasion of pellets
Preheat coater without
pellets
Preheating time set to 2
min
8118NonePreheating time too
long
Drug release out of spec
due to incorporation of
drug particles in SR
coating
Abrasion of pelletsPreheating
ActionsRPNDOSControlsCauses of failure
mode
Failure effectsFailure ModeProcess
step
D: Detectability (how easily failures can be detected)
RPN: Risk priority number (scale running from 1 to 10 with 10 being the worst)
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 48
Factors and Responses
Factors
• Humidity
• Temperature
Cheap Factor
• Curing Time
Responses
• Dissolution at 180, 360, 600 min
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 49
Design & Design Space
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 50
Constraints based on theory
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 51
Classical Design vs. D-optimal
design
-1,0
-0,5
0,0
0,5
1,0
-1,0 -0,5 0,0 0,5 1,0
B
A
Investigation: Demo CCF
1 2
3 4
5 6
7
8
91011
MODDE 9.1 - 2011-10-12 15:23:35 (UTC+1)
30
35
40
45
50
55
15 20 25 30 35 40 45 50 55 60Temp
Humidity
Investigation: D-opt_ Evonik_whole theoretical area
Worksheet Scatter Plot with Experiment Name labels
N1 N2
N3
N4
N5
N6
N7
N8N9N10N11 SweetSpot
MODDE 9.1 - 2011-10-13 09:36:54 (UTC+1)
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 52
35
40
45
50
55
28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54
Temperature
Humidity
Investigation: Evonik_curing_long Worksheet Scatter Plot with Experiment Number labels
1
2
3
4
5
67
8
9
10
11
12
13
14
15
16
17
1819
20
21
22
23
24
MODDE 9.1 - 2012-04-04 15:44:26 (UTC+1)
52UMETRICS CONFIDENTIAL
Performed experiments / Potential
Design Space
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 53
Model and Contur Plots
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 5454UMETRICS CONFIDENTIAL
Model quality
0,0
0,2
0,4
0,6
0,8
1,0
Diss 180 Diss 360 Diss 600
Investigation: Evonik_curing_long (MLR)Summary of Fit
N=24
R2
Q2
Model Validity
Reproducibility
MODDE 9.1 - 2012-04-04 15:48:37 (UTC+1)
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 55
Influence of Parameters
180 min 360 min 600 min
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 56
Design Space Plot
The design space
is calculated with a risk
of 10000 DPMO
(1 % risk).
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 57
Summary
Any aqueous dispersion shows aging, if T>Tg
In-process curing has the power to accelerate/prevent
aging.
Visualization of processes can help to identify critical
attributes.
Risk analysis is to be conducted thoroughly.
Common PAT-Technologies can are no alternative
because of interference and curvature.
….
….
….
14 June, 2012 | Quality by Design in In-process Curing of EUDRAGIT®
NM 30 D
Page 58
Acknowledgements
Mr. Thomas Dassinger
Ms. Ilaria Forlizzi
Dr. Jessica Albers