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Pushing TAG to the Extremes Coherent Constructions and Ellipsis in German Timm Lichte University of D¨ usseldorf, Germany Berlin, 19.03.2013 SFB 991 1 / 63
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Pushing TAG to the Extremesstefan/Bilder/wp... · 3 From TAG to TT-MCTAG 4 Coherent Constructions: Analyses with TT-MCTAG 5 Ellipsis 6 Ellipsis: Analyses with TAG/TT-MCTAG 3/63. Tree-Adjoining

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Page 1: Pushing TAG to the Extremesstefan/Bilder/wp... · 3 From TAG to TT-MCTAG 4 Coherent Constructions: Analyses with TT-MCTAG 5 Ellipsis 6 Ellipsis: Analyses with TAG/TT-MCTAG 3/63. Tree-Adjoining

Pushing TAG to the Extremes

Coherent Constructions and Ellipsis in German

Timm Lichte

University of Dusseldorf, Germany

Berlin, 19.03.2013

SFB 991

1 / 63

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Overview

Two fundamental challenges for syntactic theories that incorporatevalency relations:

Discontinuity

(1) Zu reparieren versprochen hat Peter den VW.

Ellipsis

(2) Peter hat den VW zu reparieren versprochen undSusi hat den Ford zu reparieren versprochen.

⇒ How to model this with TAG and its variants?

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Table of contents

1 Tree-Adjoining Grammar

2 Coherent Constructions

3 From TAG to TT-MCTAG

4 Coherent Constructions: Analyses with TT-MCTAG

5 Ellipsis

6 Ellipsis: Analyses with TAG/TT-MCTAG

3 / 63

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Tree-Adjoining Grammar – Basics

A Tree Adjoining Grammar (TAG) is a set of elementary trees:

a finite set of initial trees

a finite set of auxiliary trees

E.g.:

VP

ADV VP*

easily

VP

NP↓ VP

V NP↓

repaired

Combinatorial operations:

substitution: replacing a non-terminal leaf with an initial tree

adjunction: replacing an internal node with an auxiliary tree

4 / 63

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Tree-Adjoining Grammar – Example

NP

Peter

VP

NP↓ VP

V NP↓

repaired

NP

the fridgeVP

ADV VP*

easily

derived tree derivation treeVP

NP VP

Peter ADV VP

easily V NP

repaired the fridge

repaired

Peter

1

easily

2

the fridge

22

5 / 63

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Tree-Adjoining Grammar – As a linguistic theory

⇒ What does an elementary tree stand for, and what is its shape?

Lexicalization

Each elementary tree has at least one non-empty lexical item, itslexical anchor.

Fundamental TAG Hypothesis (FTH, [Frank, 2002])

Every syntactic dependency (valency, binding, marking,modification, . . . ) is expressed locally within an elementary tree.

θ-criterion (TAG version,[Frank, 2002])

a. If H is the lexical head of an elementary tree T, H assigns all ofits θ-roles in T.

b. If A is a frontier non-terminal of elementary tree T, A must beassigned a θ-role in T.

. . .6 / 63

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Tree-Adjoining Grammar – Large TAG-based grammars

English and Korean (XTAG, UPenn)

French TAG (Benoit Crabbe’s PhD-thesis)

German (GerTT, with TT-MCTAG)

. . .

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Tree-Adjoining Grammar – Formal properties

⇒ How is it possible to follow these design principles?

Elementary trees span over an extended domain of locality

Due to recursive adjunction, nodes of elementary trees can end upat (arbitrarily) distant positions in the derived tree.

TAGs are mildly context-sensitive

1) Polynomial time parsing complexity

2) Generation of limited crossing dependencies

3) Constant growth property (semilinearity)

Mild context-sensitivity characterizes the generative capacityneeded for the analysis of natural language syntax.

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Why CFG is not enough – Low expressive power

Example: cross-serial dependencies in Dutch and in SwissGerman [Huybrechts, 1984, Shieber, 1985]

(3) ......

datthat

WimWim

JanJan

MarieMarie

de kinderenthe children

zagsaw

helpenhelp

lerenteach

zwemmenswim

(’... that Wim saw Jan help Marie teach the children to swim’)

(4) ......

merwe

d’chindthe children

em Hansthe Hans

es huusthe house

haendhave

welewanted

laalet

halfehelp

aastriichepaint

(’... we have wanted to let the children help Hans paint the house.’)

A formalism that can generate cross-serial dependencies must (?)be able to generate the copy language {ww |w ∈ {a, b}∗}.

But: The copy language is not context-free.

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Example for an analysis of cross-serial dependencies

VP

VP V

NP VP* zag

Wim

VP

VP V

NP VP* helpen

Jan

VP

VP V

NP VP* leren

Marie

VP

VP V

NP zwemmen

de kinderen10 / 63

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Coherent Constructions – Definition

Coherent Constructions according to [Bech, 1955] in a nutshell

subordinative chain of verbs+ shared access to a topological region (“Koharenzfeld”)= arguments of different verbs can be linearly permuted

(5) Den VWN3

hatV 1

PeterN1

zu reparierenV 3

2

versprochen.V 2

1

F 1 F 3 F 2 (verbal fields)

︸ ︷︷ ︸ ︸ ︷︷ ︸

K 1 = restfield endfield / verbal complex

12 / 63

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Coherent Constructions – Harder nuts

3rd construction / partial extraposition:

(6) a. dass Peter ihn versucht, zu reparierenb. dass Peter versucht, ihn zu reparierenc. *dass ihn versucht, Peter zu reparieren

Partial fronting:

(7) a. Zu reparieren versprochen hat ihm das Peter.b. Ein Außenseiter gewonnen hat hier noch nie.

Remote passive:

(8) a. wenn Peter ihn zu reparieren versuchtb. wenn er (*ihn) von Peter zu reparieren versucht wird

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Coherent Constructions – Modeling strategies I

discontinuity

indirectsyntactic representation

directsyntactic representation

movement valency merge

“reanalysis” “valency inheritance/transfer” “crossing branches”“restructuring” “θ-grid composition” “tangled trees”

“S/CP/IP deletion” “argument attraction” “tecto- vers. phenogrammar”“base generation” “linearization domains”

e. g. [Evers, 1975], e. g. [Geach, 1970], e. g. [Curry, 1963],[McCawley, 1982],

[Haegeman and van Riemsdijk, 1986], [Steedman, 1985],[Jacobs, 1992], [Zwicky, 1986],[Reape, 1992],

[von Stechow, 1990], [Sabel, 1996], [Hinrichs and Nakazawa, 1989], [Kathol, 1995],[Muller, 1999],

[Meurers, 1999],[Muller, 2002], [Duchier and Debusmann, 2001],

[Sternefeld, 2006] [Daniels, 2005]

14 / 63

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Coherent Constructions – Modeling strategies II

Movement [Evers, 1975]:

S-deletion + V-movement NP-movement

S

NP1 S V1

NP2 V2

=⇒

S

NP1 NP2 V

V2 V1

=⇒

S

NP2 NP1 V

V2 V1

Valency merge (mainly CCG, HPSG):

sbc〈 〉

np sbc〈 1np 〉

NP2 np sbc〈 1 ,np〉

NP1 sbc<np> sbc〈 1 ,np,[sbc〈 1 〉]〉

V2 V1

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Coherent Constructions – Modeling strategies III

Direct syntactic representation:

S

VP

NP NP V V

NP2 NP1 V2 V1

ID/LP: direct liberation, Mobile Grammars, Generalized ID/LP

yield functions: LCFRS, RCG, . . .

HPSG with Reape’s linearization domains

Dependency Grammar: XDG

. . . and TAG

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Coherent Constructions – Modeling strategies IV

Where are the tangled trees in TAG?

γ2 :

S

NP2 VP

V2

γ1 :VP

NP1 VP* V1

Inverted derivation tree, mapped onto the terminal string:

γ1

γ2

NP2 NP1 V2 V1

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From TAG to TT-MCTAG – Why not TAG?

⇒ No sufficient derivational capacity:

(9) daß des VerbrechensNP2

der DetektivNP1

den VerdachtigenNP2

dem KlientenNP1

zu uberfuhrenV2

versprochen hatV1 [Becker et al., 1991]

(10) dass den MannNP2

den TeichNP3

niemandNP1

saubernV3

helfenV2

sahV1

(11) SCRind = {σ(NP1 , . . . ,NPk )V 1 . . .V k |k ≥ 1 and σ is a permutation}

⇒ Many and sometimes awkward elementary trees

19 / 63

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From TAG to TT-MCTAG – Why not tree-local MCTAG?

Tree-Local Multi-Component TAG (TL-MCTAG) [Weir, 1988]

The grammar consists of sets of elementary trees.

(MC): using an elementary tree set implies the use of all members.

(SIM): all members must be used simultaneously.

(TL): all members must attach to the same elementary tree.

VP

NP1 VP* V 1

VP

NP2 VP*,

VP

VP* V 2

VP

NP3 VP

V 3

⇒ Can handle NP2 NP1 NP2 NP1 V2 V1 and NP2 NP3 NP1 V3 V2 V1 .

⇒ However, cannot cope with NP2 NP4 NP3 NP1 V4 V3 V2 V1 !

(12) weil [der Frau]2 [diesen Teich]4 [den Mann]3 niemand1 leer4fischen3 helfen2 sah1 [Muller, 2010, 270]

20 / 63

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From TAG to TT-MCTAG – Beyond TL-MCTAG?

Vector MCTAG (V-TAG) [Rambow, 1994]⇒ “limit non-locality, local domain is marked up explicitly”

MCTAG with shared nodes (SN-MCTAG) [Kallmeyer, 2005]⇒ “extend tree-locality by node sharing, movement analysis”

MCTAG with tree tuples (TT-MCTAG) [Lichte, 2007]⇒ “extend tree-locality by node sharing, no movement analysis”

21 / 63

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From TAG to TT-MCTAG – Definition of TT-MCTAG

MCTAG with shared nodes and tree tuples (TT-MCTAG)

Elementary structures are pairs 〈α, {β1 , . . . , βn}〉

α is the head tree.β1 , . . . , βn are the argument trees.

Restrictions on use:

(MC), not (SIM)(SH): Argument trees must attach to their head tree

directly or within node sharing locality.

Node sharing locality of a tree includes:

the root node of each of the adjoining treesthe node sharing locality of each of the adjoining trees

⟨VP

V

repariert

,

VP

NPnom ↓ VP*,

VP

NPacc ↓ VP*

22 / 63

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From TAG to TT-MCTAG – Definition of TT-MCTAG

(13) dass ihn heute Peter repariert(“that Peter repairs it today”)

VP

ADV VP*

heute

VP

V

repariert

,

VP

NPnom ↓ VP*,

VP

NPacc ↓ VP*

NP

Peter

NP

ihn

repariert

NPnom

a.1

Peter

s.1

heute

a.ǫ

NPacc

a.ǫ

ihn

s.1

23 / 63

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Analyses with TT-MCTAG – Basics

prefield phrase VP prefield

XP VP

V VP middlefield

repariertleft bracket VP

V right bracket

ǫ

25 / 63

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Analyses with TT-MCTAG – Basics

VP[

vf +

stype v12

]

[

vf 1]

VNAVP[

vf -]

[

vf -]

repariert V

ε

,

VP[

vf 2]

[

vf 2]

NPnom ↓VP*[

vf −

]

[

vf −

]

,

VP[

vf 3]

[

vf 3]

NPacc ↓VP*[

vf −

]

[

vf −

]

VP[

vf 1

stype v3

]

[

vf −

]

V

repariert

,

VP[

vf 2]

[

vf 2]

NPnom ↓VP*[

vf −

]

[

vf −

]

,

VP[

vf 3]

[

vf 3]

NPacc ↓VP*[

vf −

]

[

vf −

]

26 / 63

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Analyses with TT-MCTAG – Intraposition I

(14) dass ihn Peter zu reparieren versucht

V[

phrase +]

V*[

phrase -] V[

phrase -]

versucht

,

V[

phrase +]

NPnom ↓ V*[

phrase +]

⟨V[

phrase 1]

zu reparieren

,

V[

phrase +]

NPacc ↓ V*[

phrase +]

zu reparieren

versucht

a.ǫ

NPnom

a.ǫ

NPacc

a.ǫ

dass

a.ǫ

ihn

s.1

peter

s.1

27 / 63

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Analyses with TT-MCTAG – Intraposition II

(15) Ihn versucht Peter zu reparieren.

VP

V VP

versucht V* V

ε

,

VP

NPnom ↓ VP*

V(P)

zu reparieren,

VP

NPacc ↓ VP*

zu reparieren

versucht

a.ǫ

NPacc

a.ǫ

ihn

s.1

NPnom

a.1

peter

s.1

28 / 63

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Analyses with TT-MCTAG – 3rd construction

(16) a. dass Peter ihn versucht, zu reparierenb. dass Peter versucht, ihn zu reparierenc. *dass ihn versucht, Peter zu reparieren

⟨VP

V VP*

versucht

,

VP

NPnom ↓ VP*

⟨V(P)

zu reparieren,

VP

NPacc ↓ VP*

29 / 63

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Analyses with TT-MCTAG – Partial fronting I

(17) a. Ihn zu reparieren versucht Peter.b. Zu reparieren versucht ihn Peter.c. *Peter zu reparieren versucht ihn.

VP[

vf +]

VP* V VP

versucht V

ǫ

,

VP

NPnom ↓ VP*

⟨V(P)

zu reparieren,

VP

NPacc ↓ VP*

30 / 63

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Analyses with TT-MCTAG – Partial fronting II

(18) Ein Außenseiter zu gewinnen scheint hier eigentlich nie.

V(P)[ ]

[

status 2]

zu gewinnen

,

VP[

assign-case 1

agr 2

]

NP[

cas 1

agr 2

] VP*[

assign-case 1

agr 2

]

VP

VP*

assign-case nom

agr

[

num sg

pers 3

]

V VP

scheint V

ǫ

,

{ }

31 / 63

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Analyses with TT-MCTAG – Partial fronting III

(19) Zu reparieren versprochen hat ihm das Peter.

V(P)

zu reparieren

VP

VP* V

versprochen

VP

VP* V VP

hat V

ǫ

32 / 63

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Analyses with TT-MCTAG – Remote passive

(20) wenn er von Peter zu reparieren versucht wird

V(P)[ ]

[

assign-case acc

stat 2

]

zu reparieren

,

VP[

assign-case 1

agr 2

]

NP[

cas 1

agr 2

] VP*[

assign-case 1

agr 2

]

V(P)[ ]

[

passive +]

V*[

stat 2]

V

versucht

,

VP[

assign-case 1

agr 2

]

PPvon

VP*[

assign-case 1

agr 2

]

V(P)

agr

[

num sg

pers 3

]

assign-case nom

V*[

passive +]

V

wird

,

{ }

33 / 63

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Analyses with TT-MCTAG – Intermediate conclusion

Node Sharing does not suffice; we need tree sharing.

Remote passives require the percolation of special featuresin the syntactic structures.

direct representation of discontinuity, but indirect case markingcomparable to Reape’s HPSG accountother than valency merge accounts

Each construction type calls for its own tree template.

impact on grammar sizemissed generalizations?burden on parsing efficiency?

34 / 63

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Overview again

Two fundamental challenges for syntactic theories that incorporatevalency relations:

Discontinuity

(21) Zu reparieren versprochen hat Peter den VW. XEllipsis

(22) Peter hat den VW zu reparieren versprochen undSusi hat den Ford zu reparieren versprochen.

⇒ How to model this with TAG and its variants?

35 / 63

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Aelbrecht, L. (2010).

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Bech, G. (1955).

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Becker, T., Joshi, A. K., and Rambow, O. (1991).

Long-distance scrambling and tree adjoining grammars.In Proceedings of the 5th Conference of the European Chapter of the Association for ComputationalLinguistics.

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Syntactic Complexity: Evidence for Discontinuity and Multidomination.PhD thesis, University of Massachusetts, Amherst, MA.

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Some logical aspects of grammatical structure.In Structure of Language and its Mathematical Aspects: Proceedings of the Twelfth Symposium in AppliedMathematics, pages 56–68.

Daniels, M. W. (2005).

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Duchier, D. and Debusmann, R. (2001).

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Evers, A. (1975).

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Frank, R. (2002).

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Geach, P. T. (1970).

A program for syntax.Synthese, 22:3–17.

Haegeman, L. and van Riemsdijk, H. (1986).

Verb projection raising, scope, and the typology of rules affecting verbs.Linguistic Inquiry, 17:417–466.

Haider, H. (1993).

Deutsche Syntax - generativ. Vorstudien zu einer projektiven Grammatik.Gunter Narr Verlag, Tubingen.

Hartmann, K. (2000).

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Hinrichs, E. and Nakazawa, T. (1989).

Flipped out: Aux in German.In Papers from the 25th Regional Meeting of the Chicago Linguistics Society, pages 193–202, Chicago,Illinois.

Hohle, T. (1990).

Assumptions about asymmetric coordination in German.In Mascaro, J. and Nespor, M., editors, Grammar in Progress. Glow Essays for Henk van Riemsdijk, pages221–235. Foris, Dordrecht.

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