Prosperity Wealth Advisors, Inc. Brochure INDEPENDENT ADVICE FOR YOUR FINANCIAL FUTURE Prosperiy Wealth Advisor, Inc. 3030 North Rocky Point Dr. West Suite 700 Tampa, FL 33607 Phone: (813) 321-1572 Fax: (877) 754-0325
Prosperity Wealth Advisors Inc Brochure
INDEPENDENT ADVICE FOR YOUR FINANCIAL FUTURE
Prosperiy Wealth Advisor Inc 3030 North Rocky Point Dr WestSuite 700Tampa FL 33607Phone (813) 321-1572Fax (877) 754-0325
LPL FINANCIAL
For more than four decades LPL Financial has served as an enabling partner supporting financial advisors in their goals of protecting and growing their clientsrsquo wealth A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best and help their clients attain their financial goals and fulfill their dreams
With headquarters on both coasts LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as
bull Enabling technologybull Comprehensive clearing and compliance servicesbull Practice management programs and trainingbull Independent research
Financial Strength - LPL Financial Advisors invest or manage $354 billion every year in brokerage products and advisory programs The LPL Financial capital ratio is the highest among all independent brokerage firms
Account Protection - LPL Financial holds membership in SIPC which protects the securities in each clientrsquos account to $500000 up to $100000 of which can be cash Please ask your investment advisor for specific information on the significant on the significant additional coverage that is provided
Because the firm has no proprietary products to sell LPL Financial advisors can provide truly unbiased conflict-free advice and investment recommendations Thousands of financial advisors nationwide rely on LPL Financial to help meet their clientsrsquo financial needs They do so by using the firmrsquos tools and resources that help them discover their clientsrsquo priorities dreams and passions analyze and develop financial plans that support every stage of their clientsrsquo lives and make product recommendations that put clients on the path to pursuing their goals
For more information about LPL Financial visit wwwlplcom
2 LPL FINANCIAL
INDEPENDENT FINANCIAL PARTNERS
IFP is a financial advisory organization that supports a broad network of truly independent financial advisors throughout the US They have grown from nine advisors to a network of over 400 professionals who serve the specialized needs of affluent clients
IFP is supported by LPL Financial as part of its ldquohybrid RIArdquo program which allows us to maintain our independent SEC-registered investment advisor (RIA) IFP provides our advisors the ability to access third-party independent asset managers
Each IFP advisor runs and owns his or her own business and will generally brand his or her practice using a DBA the IFP name or as an LPL Financial branch The branding decision is made individually by the advisor and our role is to support the advisor in a number of different ways by providing additional value-added services from a local perspective that enhances the advisorrsquos ability to serve their clientsrsquo best interests
Independent Financial Partners supports its advisors by providing additional value-added services that enhance the advisorrsquos ability to serve their clientsrsquo best interests The level of back-office support the expertise of staff on site and the knowledge of IFPrsquos research teams are unrivaled in the industry
3 INDEPENDENT FINANCIAL PARTNERS
ACCOUNT PROTECTIONThe LPL Financial SIPC membership provides account protection up to a maximum of
$500000 per customer of which $250000 may be claims for cash For an explanatory
brochure visit wwwsipcorg Additionally through London Insurers LPL Financial accounts
have additional securities protection to cover the net equity of customer accounts up to
an overall aggregate firm limit of $575 million subject to conditions and limitations The
account protection applies when an SIPC member firm fails financially and is unable to meet
obligations to securities clients but it does not protect against losses from the rise and fall
in the market value of investments This extensive coverage reflects a strong commitment to
servicing your investment needs
5 WEALTH VISION
WEALTH VISION
IN TODAYrsquoS FAST-CHANGING FINANCIAL LANDSCAPE YOU NEED TO ENSURE YOUR WEALTH MANAGEMENT IS AS EFFECTIVE AS POSSIBLE
bull Are your assets in the most productive place
bull Is your trust and estate plan current
bull Are you meeting your financial goals
bull Is your retirement plan on track
Like most successful people you continually strive to make smart
decisions that have put you where you are today Financial success has
brought you many things including the responsibility of managing it
The fact is the more wealth you have the more time and knowledge it
takes to protect it So you turn to financial specialists for advice on the
issues that revolve around you and the wealth they help you manage
Since most advisors offer services independent of each another itrsquos up to you to
sort out all their ideas and recommendations As your wealth grows life doesnrsquot
get simpler it gets more complex As your financial estate grows in both size and
sophistication Wealth Vision can become your ldquosingle secure access pointrdquo to
consolidate and track your financial data in one secure location
The future of integrated financial planning is here Yoursquore just a click away from
everything you need all in one place whenever you want it from wherever you are
6 COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
LPL FINANCIAL
For more than four decades LPL Financial has served as an enabling partner supporting financial advisors in their goals of protecting and growing their clientsrsquo wealth A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best and help their clients attain their financial goals and fulfill their dreams
With headquarters on both coasts LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as
bull Enabling technologybull Comprehensive clearing and compliance servicesbull Practice management programs and trainingbull Independent research
Financial Strength - LPL Financial Advisors invest or manage $354 billion every year in brokerage products and advisory programs The LPL Financial capital ratio is the highest among all independent brokerage firms
Account Protection - LPL Financial holds membership in SIPC which protects the securities in each clientrsquos account to $500000 up to $100000 of which can be cash Please ask your investment advisor for specific information on the significant on the significant additional coverage that is provided
Because the firm has no proprietary products to sell LPL Financial advisors can provide truly unbiased conflict-free advice and investment recommendations Thousands of financial advisors nationwide rely on LPL Financial to help meet their clientsrsquo financial needs They do so by using the firmrsquos tools and resources that help them discover their clientsrsquo priorities dreams and passions analyze and develop financial plans that support every stage of their clientsrsquo lives and make product recommendations that put clients on the path to pursuing their goals
For more information about LPL Financial visit wwwlplcom
2 LPL FINANCIAL
INDEPENDENT FINANCIAL PARTNERS
IFP is a financial advisory organization that supports a broad network of truly independent financial advisors throughout the US They have grown from nine advisors to a network of over 400 professionals who serve the specialized needs of affluent clients
IFP is supported by LPL Financial as part of its ldquohybrid RIArdquo program which allows us to maintain our independent SEC-registered investment advisor (RIA) IFP provides our advisors the ability to access third-party independent asset managers
Each IFP advisor runs and owns his or her own business and will generally brand his or her practice using a DBA the IFP name or as an LPL Financial branch The branding decision is made individually by the advisor and our role is to support the advisor in a number of different ways by providing additional value-added services from a local perspective that enhances the advisorrsquos ability to serve their clientsrsquo best interests
Independent Financial Partners supports its advisors by providing additional value-added services that enhance the advisorrsquos ability to serve their clientsrsquo best interests The level of back-office support the expertise of staff on site and the knowledge of IFPrsquos research teams are unrivaled in the industry
3 INDEPENDENT FINANCIAL PARTNERS
ACCOUNT PROTECTIONThe LPL Financial SIPC membership provides account protection up to a maximum of
$500000 per customer of which $250000 may be claims for cash For an explanatory
brochure visit wwwsipcorg Additionally through London Insurers LPL Financial accounts
have additional securities protection to cover the net equity of customer accounts up to
an overall aggregate firm limit of $575 million subject to conditions and limitations The
account protection applies when an SIPC member firm fails financially and is unable to meet
obligations to securities clients but it does not protect against losses from the rise and fall
in the market value of investments This extensive coverage reflects a strong commitment to
servicing your investment needs
5 WEALTH VISION
WEALTH VISION
IN TODAYrsquoS FAST-CHANGING FINANCIAL LANDSCAPE YOU NEED TO ENSURE YOUR WEALTH MANAGEMENT IS AS EFFECTIVE AS POSSIBLE
bull Are your assets in the most productive place
bull Is your trust and estate plan current
bull Are you meeting your financial goals
bull Is your retirement plan on track
Like most successful people you continually strive to make smart
decisions that have put you where you are today Financial success has
brought you many things including the responsibility of managing it
The fact is the more wealth you have the more time and knowledge it
takes to protect it So you turn to financial specialists for advice on the
issues that revolve around you and the wealth they help you manage
Since most advisors offer services independent of each another itrsquos up to you to
sort out all their ideas and recommendations As your wealth grows life doesnrsquot
get simpler it gets more complex As your financial estate grows in both size and
sophistication Wealth Vision can become your ldquosingle secure access pointrdquo to
consolidate and track your financial data in one secure location
The future of integrated financial planning is here Yoursquore just a click away from
everything you need all in one place whenever you want it from wherever you are
6 COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
INDEPENDENT FINANCIAL PARTNERS
IFP is a financial advisory organization that supports a broad network of truly independent financial advisors throughout the US They have grown from nine advisors to a network of over 400 professionals who serve the specialized needs of affluent clients
IFP is supported by LPL Financial as part of its ldquohybrid RIArdquo program which allows us to maintain our independent SEC-registered investment advisor (RIA) IFP provides our advisors the ability to access third-party independent asset managers
Each IFP advisor runs and owns his or her own business and will generally brand his or her practice using a DBA the IFP name or as an LPL Financial branch The branding decision is made individually by the advisor and our role is to support the advisor in a number of different ways by providing additional value-added services from a local perspective that enhances the advisorrsquos ability to serve their clientsrsquo best interests
Independent Financial Partners supports its advisors by providing additional value-added services that enhance the advisorrsquos ability to serve their clientsrsquo best interests The level of back-office support the expertise of staff on site and the knowledge of IFPrsquos research teams are unrivaled in the industry
3 INDEPENDENT FINANCIAL PARTNERS
ACCOUNT PROTECTIONThe LPL Financial SIPC membership provides account protection up to a maximum of
$500000 per customer of which $250000 may be claims for cash For an explanatory
brochure visit wwwsipcorg Additionally through London Insurers LPL Financial accounts
have additional securities protection to cover the net equity of customer accounts up to
an overall aggregate firm limit of $575 million subject to conditions and limitations The
account protection applies when an SIPC member firm fails financially and is unable to meet
obligations to securities clients but it does not protect against losses from the rise and fall
in the market value of investments This extensive coverage reflects a strong commitment to
servicing your investment needs
5 WEALTH VISION
WEALTH VISION
IN TODAYrsquoS FAST-CHANGING FINANCIAL LANDSCAPE YOU NEED TO ENSURE YOUR WEALTH MANAGEMENT IS AS EFFECTIVE AS POSSIBLE
bull Are your assets in the most productive place
bull Is your trust and estate plan current
bull Are you meeting your financial goals
bull Is your retirement plan on track
Like most successful people you continually strive to make smart
decisions that have put you where you are today Financial success has
brought you many things including the responsibility of managing it
The fact is the more wealth you have the more time and knowledge it
takes to protect it So you turn to financial specialists for advice on the
issues that revolve around you and the wealth they help you manage
Since most advisors offer services independent of each another itrsquos up to you to
sort out all their ideas and recommendations As your wealth grows life doesnrsquot
get simpler it gets more complex As your financial estate grows in both size and
sophistication Wealth Vision can become your ldquosingle secure access pointrdquo to
consolidate and track your financial data in one secure location
The future of integrated financial planning is here Yoursquore just a click away from
everything you need all in one place whenever you want it from wherever you are
6 COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
ACCOUNT PROTECTIONThe LPL Financial SIPC membership provides account protection up to a maximum of
$500000 per customer of which $250000 may be claims for cash For an explanatory
brochure visit wwwsipcorg Additionally through London Insurers LPL Financial accounts
have additional securities protection to cover the net equity of customer accounts up to
an overall aggregate firm limit of $575 million subject to conditions and limitations The
account protection applies when an SIPC member firm fails financially and is unable to meet
obligations to securities clients but it does not protect against losses from the rise and fall
in the market value of investments This extensive coverage reflects a strong commitment to
servicing your investment needs
5 WEALTH VISION
WEALTH VISION
IN TODAYrsquoS FAST-CHANGING FINANCIAL LANDSCAPE YOU NEED TO ENSURE YOUR WEALTH MANAGEMENT IS AS EFFECTIVE AS POSSIBLE
bull Are your assets in the most productive place
bull Is your trust and estate plan current
bull Are you meeting your financial goals
bull Is your retirement plan on track
Like most successful people you continually strive to make smart
decisions that have put you where you are today Financial success has
brought you many things including the responsibility of managing it
The fact is the more wealth you have the more time and knowledge it
takes to protect it So you turn to financial specialists for advice on the
issues that revolve around you and the wealth they help you manage
Since most advisors offer services independent of each another itrsquos up to you to
sort out all their ideas and recommendations As your wealth grows life doesnrsquot
get simpler it gets more complex As your financial estate grows in both size and
sophistication Wealth Vision can become your ldquosingle secure access pointrdquo to
consolidate and track your financial data in one secure location
The future of integrated financial planning is here Yoursquore just a click away from
everything you need all in one place whenever you want it from wherever you are
6 COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
5 WEALTH VISION
WEALTH VISION
IN TODAYrsquoS FAST-CHANGING FINANCIAL LANDSCAPE YOU NEED TO ENSURE YOUR WEALTH MANAGEMENT IS AS EFFECTIVE AS POSSIBLE
bull Are your assets in the most productive place
bull Is your trust and estate plan current
bull Are you meeting your financial goals
bull Is your retirement plan on track
Like most successful people you continually strive to make smart
decisions that have put you where you are today Financial success has
brought you many things including the responsibility of managing it
The fact is the more wealth you have the more time and knowledge it
takes to protect it So you turn to financial specialists for advice on the
issues that revolve around you and the wealth they help you manage
Since most advisors offer services independent of each another itrsquos up to you to
sort out all their ideas and recommendations As your wealth grows life doesnrsquot
get simpler it gets more complex As your financial estate grows in both size and
sophistication Wealth Vision can become your ldquosingle secure access pointrdquo to
consolidate and track your financial data in one secure location
The future of integrated financial planning is here Yoursquore just a click away from
everything you need all in one place whenever you want it from wherever you are
6 COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
6 COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
DESIGN
PLAN
TRACK
Identify and Prioritize
Objectives
TrackOngoingProgress
Gathering Client Data
Analyzeand Evaluate Information
ProposeRecommendations Take Action
We review your progress and make
adjustments to keep you on the right track
to achieving your financial goals
We will review important documents like brokerage and bank statements tax
returns insurance policies and retirement
plans to understand your overall financial picture
We can help you to analyze and evaluate all
avenues of your financial life and guide you along the path necessary to
reach your goals
We will provide advice and help you create a
plan to reach your goals once we have a clear
understanding of your financial life
We will talk about how we can work together to
acheive your goals by determining the
products and services that best fit your needs
Wersquoll talk about how to design your goals
for the future in order to get a better
understanding of the direction you want to
go
COMPREHENSIVE WEALTH PLANNING PROCESS
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
8 WEALTH PLANNING
KEY AREAS OF WEALTH PLANNING
Comprehensive wealth management services is a 360 approach to helping
you achieve and grow your wealth It consists of advanced advisory discipline
that incorporates comprehensive financial Planning sophisticated Investment
Management and a number of aggregated financial services Involvement of
your present financial situation income tax and investment planning estate and
retirement planning with strategic recommendations in each of these areas The
planning is an ongoing service that requires a review and revision of the plan
regularly
IT IS A VERY COMPLEX PROCESS THAT INVOLVES THE FOLLOWING SEQUENCE
Thorough initial consultation
Personal and Business financial data gathering interview
Establishing client financial goals and objectives
Analysis of current financial position
Development of tactics and strategies in a written comprehensive plan to
address stated objectives
Implementation of your plan
Tracking your plan and making the necessary adjustments to seek
financial success
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
Tax Planning
bull Saving taxes today while implementing strategies for tax efficiencies in the future
bull Tax efficient investmentsbull Tax reduction tax deferral and tax
diversificationbull Business ownership and effects of
liquidationEstate Planning
bull Transfer your estate to your heirs in an efficient manner
bull Capital transferbull Wills and Trustsbull Advanced estate planning
strategiesbull IRD succession planning and
asset ownership
Retirement Planning
bull Planning for retirement is a very important piece of the overall financial picture
bull Transition to retirement or distribution phase of retirement
bull Wealth preservation strategiesbull Advanced planning strategies
Wealth Accumulation
bull Accumulating net worthbull Buying selling businessbull Investment property or private equitybull College planningbull Risk tolerance tax implications amp
time frames
Risk Management
bull Protecting in case of premature deathbull Disability amp medical healthbull Property amp casualty umbrella liability auditbull Long term care needsbull Policy status amp policy loansbull Unforeseen events
Financial Position
bull Cash flow analysis expected large inflowoutflow
bull Cash reserve strategies and levelsbull Debt managementbull Account holdings amp asset
allocationbull Net worth
9 WEALTH PLANNING
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
At Prosperity Wealth Advisors Inc we help our clients to preserve protect and pass on their wealth in line with their values
Our charge is to perpetuate family traditions and values through proper planning We take a comprehensive approach to wealth management
Using advanced technology we deploy a disciplined approach which removes emotion from the investment decision We make decisions The old days of ldquoBuy and Holdrdquo are dead and gone That is how we add value to the relationship
We create portfolios based on asset and sector classes believed to be in a long-term up trend As Warren Buffet says ldquoFind a trend throw yourself in front of itrdquo
1 We utilize multiple analytical tools to help assist in the buysell decision making process such as
∙ Chart Analysis∙ Quantitative Analysis∙ Market history studies
3
Determine the best way to invest in that trend
∙ Active Management∙ Passive Management∙ Types of securities
2 Monitor investment behavior trends to enhance investment entry and exit decision process
∙ Sentiment Indicators∙ Legal insider activity∙ Asset flow data
4
PORTFOLIO MANAGEMENT PROCESS
We follow a disciplined four step investment process
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
SERVICES
SMALL BUSINESS PLANNING
We will consult with you to evaluate or establish employee retirement plans executive compensation and business buy-sell continuity in addition to other business strategies
ESTATE PLANNING AND TRUST SERVICES
Establish an estate plan as part of your comprehensive wealth plan can be one of the most effective ways of lowering estate taxes while providing for your family We provide access to comprehensive trust services customized to meet your individual needs
WEALTH PLANNING
Our specialists in tax asset allocation investment research and estate distribution develop a comprehensive accumulation and preservation plan designed to meet your needs and goals
RISK MANAGEMENT PLANNING
We will evaluate your non-financial risks such as umbrella coverage long-term care coverage life coverage and medical coverage to help ensure the unexpected does not put a halt to your future retirement
PORTFOLIO MANAGEMENT
We will design your investment portfolio using diversification dynamic security selection and strategic rebalancing taking into consideration your total amount of assets management style tailored risk analysis and stated concerns and objectives
11 SERVICES
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
INDEPENDENT FINANCIAL PARTNERS
LPL FINANCIAL
As reported by Financial Planning magazine June 1996-2011 based on total revenue
10 YOUR INDEPENDENT PARTNER
Independent Advisors
Banks and Credit Unions
One office in the area
Two offices in the area
Three or more offices in the area
LPL Financial
Enabling technology Comprehensive clearing and compliance services Practice management programs and training Independent research LPL Financial holds membership in SIPC Protects the securities in each clients account to $500000 up to $100000
middot IFP is aliated with LPL Financial as part of its ldquohybrid RIArdquo programmiddot Independent SEC-registered investment advisor (RIA) middot Aliation with LPL Financialmiddot Provides advisors access to third-party independent asset
12 LPL FINANCIAL MAP
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
11
ABOUT LPL FINANCIAL
Across America
ABOUT LPL FINANCIAL
13 LPL FINANCIAL MAP
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial
WWWPROSPERITYWA COM
Prosperity Wealth Advisors Inc 3030 North Rocky Point Dr West
Suite 700Tampa Fl 33607
Phone (813) 321-1572Fax (877) 754-0325
infoprosperitywacom
Securities offered through LPL Financial Member FINRASIPC Investment advice offered through Prosperity Wealth Advisors a registered investment advisor and separate entity from LPL Financial