Proposed Evaluation Approach Paper Evaluation of ADB’s Support … · 2019-06-26 · Within ADB operations, all contracts such as performance-based contracts (management and service

Proposed Evaluation Approach Paper

Evaluation of ADB’s Support to Public-Private Partnerships (2009–2018) 27 May 2019 Team Leader: Alexander Wellsteed, Principal Evaluation Specialist

(email: [email protected])

Contact: [email protected]

I. INTRODUCTION

1. This paper sets out the approach and methodology for an evaluation of the Asian Development Bank’s (ADB’s) Support to Public-Private Partnerships (PPPs). PPPs are a government led procurement and delivery mechanism for public infrastructure and social services where construction, finance and operations are managed and maintained in a long-term contract with a private firm. Increasingly utilized in ADB’s Developing Member Countries (DMCs), PPPs aim to provide off fiscal balance sheet financing and leverage the skills of the private sector to deliver efficiency gains and improved service quality. ADB’s support for PPPs has grown significantly in the past decade featuring as an integral part of Strategy 2020, the Public Private Partnership Operational Plan 2012–2020 (PPP OP) and most recently, Strategy 2030. ADB’s portfolio tagged as promoting PPPs encompasses a wide range of operational activities from upstream advocacy, capacity building, knowledge sharing and policy advice to downstream individual transaction structuring and direct lending. 2. In this evaluation, the Independent Evaluation Department (IED) will undertake an examination of ADB’s support for PPPs covering the period 2009–2018. The evaluation will seek to examine how ADB’s revised operational and strategic approach to PPPs have addressed previously identified operational challenges and have contributed to evidence-based outcomes over the past decade. The operational and portfolio review coverage will start in 2009, as IED’s last special evaluation study (SES) titled ADB Assistance for Public-Private Partnerships in Infrastructure Development – Potential for More Success focused on ADB’s portfolio of activities up to the end of calendar year 2008. The findings and recommendations of the evaluation aim to inform both the ADB Board of Directors and Management and provide actionable guidance for the future direction of ADB’s PPP activities.

3. The evaluation will cover ADB operational activities under the key PPP operational areas of developing the enabling environment, project preparation, Transaction Advisory Services (TAS) and project financing. Of interest will also be evidence of links or supportive connections between work undertaken in each of these operational areas. An examination of implementation of the PPP OP will be an integral part of the evaluation as well as the use of the Asia Pacific Project Preparation Facility (AP3F) multi-donor trust fund. The evaluation will seek to understand how ADB can best position itself to respond to the demand for PPP policy advisory work and investment opportunities in different country contexts and across key sectors. The relative importance and effectiveness of ADB’s operations in addressing PPP implementation bottlenecks will be examined. The evaluation will assess both the effectiveness of ADB Technical Assistance (TA) support and TAS to both sovereign and non-sovereign PPP interventions in larger Developing Member Countries (DMCs) and smaller frontier markets with the aim of

Asian Development Bank 6 ADB Avenue, Mandaluyong City, 1550 Metro Manila, Philippines Tel +63 2 632 4444; Fax +63 2 636 2163; [email protected] www.adb.org/evaluation

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understanding how ADB can best leverage its PPP knowledge, risk appetite and financial resources to deliver optimal development outcomes.

4. The adoption of new operational priorities under Strategy 2030 provides an important opportunity to reassess ADB’s support for PPPs. The objective of the evaluation is to derive lessons from past PPP operations to better guide the use of ADB resources in the years ahead. The evaluation will review how the strategic and operational context for ADB’s support for PPPs has changed over the past decade, examine in detail the results of 10 years of evaluations of a diverse portfolio of ADB PPP projects, and make actionable recommendations on how ADB can best use PPP interventions to deliver on the seven identified operational priorities of Strategy 2030.

A. Terminology

5. The evaluation will use commonly agreed ADB terminology for determining what is a Public-Private Partnership intervention in order to identify projects to be included in the study. In ADB the accepted definition of a PPP refers to “a contractual arrangement between public (national, state, provincial, or local) and private entities through which the skills, assets, and/or financial resources of the two parties are allocated in a complementary manner, thereby sharing the risks and rewards, to provide optimal service delivery and good value to citizens.” 1 PPPs are most commonly associated with large scale infrastructure development where public-sector institutions seek to enlist private sector finance and specialist expertise to realize projects in the energy, transportation, and public service sectors. Additionally, PPPs are increasingly used in the development of welfare services and social infrastructure such as basic health care, clean water, educational facilities and housing. 6. Figure 1 illustrates the PPP interventions that fall within the scope of the definition of PPPs adopted by ADB and most Multilateral Development Banks (MDBs).

Figure 1: PPP Interventions

1 ADB. 2012. Public-Private Partnership Operational Plan 2012–2020. Manila. Conceptual Framework p.2.

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7. The formal definition of PPP at ADB is as a subset of private sector participation (PSP). The definition encompasses all modalities that assume some form of partnership or contractual relationship between the public and private sector entities with the aim of delivering a public service, such as service and management contracts; leases; build-operate-transfer (BOT) projects and other forms of concessions; and joint ventures. Within ADB operations, all contracts such as performance-based contracts (management and service contracts), lease-operate-transfer (LOT), build-own-operate-transfer (BOOT), design-build-finance-operate (DBFO), variants, and concessions are considered as various forms of PPP.2 Contracts involving public sector utility restructuring or turnkey design and construction as a part of public procurement (engineering, procurement and construction contracts for civil works) or full privatizations of publicly owned assets will be excluded from consideration in the evaluation. 8. ADB’s definition of what constitutes a PPP is broadly in line with that used by other Multilateral Development Banks (MDBs). The World Bank Group (WBG) has adopted a definition of PPPs as “A long-term contract between a private party and a government entity, for providing a public asset or service, in which the private party bears significant risk and management responsibility and remuneration is linked to performance.”3 This definition covers a broad spectrum of contractual arrangements that are for both new and existing assets and related services, but where provision of these services are usually long-term in nature, involve bundling of design, construction, maintenance and possibly operational elements with private capital at stake. It includes PPPs in which the private party is paid entirely by service users, and those in which a government agency makes some or all payments. Similar to the ADB definition, other forms of private sector project participation such as short-term outsourcing, turnkey design and construction contracts and arrangements without incentives or capital at stake, are excluded.

B. Utilization Rationale and Challenges Associated with Public-Private

Partnerships

9. The decision to use PPPs to provide public infrastructure such as highways or utilities and social services such as water provision, education and healthcare are made by governments for a variety of reasons. In the context of constrained government budgets PPPs can provide significant new sources of funding for infrastructure. By subjecting projects to the test of attracting private finance through risk assessment and Value-for-Money (VFM) analysis,4 PPPs can enhance project selection and crowd in the skills and expertise of the private sector to address identified engineering, project management and finance challenges. PPPs should only be pursued where a project’s underlying business case is sound and its VFM basis is clear; when there are potential efficiency gains in design/construction, operations and maintenance, and management above and beyond what a comparable public sector agency could achieve.5 Optimized PPP structures can also align the incentives of the private sector with the interests of the contracting authority throughout the entire life cycle of the project ensuring value for money for both taxpayers and project users. 10. Within PPP structures, it is anticipated that private sector actors can deliver value-for-money by using management skills and capacity of innovation to improve service delivery and quality standards. Traditional public provision of infrastructure in many developing

2 ADB. 2012. Public-Private Partnership Operational Plan 2012–2020. Manila. Conceptual Framework p.3. 3 World Bank Group PPP Knowledge Lab Reference Guide https://pppknowledgelab.org/guide/sections/1-introduction 4 Global Infrastructure Hub https://www.gihub.org/about/about/ 5 “Value-for-Money Analysis-Practices and Challenges: How Governments Choose When to Use PPP to Deliver Public

Infrastructure and Services” published by the World Bank Institute (WBI) and Public-Private Infrastructure Advisory Facility (PPIAF) (2013).

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economies is characterized by PPP advocates as inefficient, beset by lack of transparency in project selection and contract awards and substandard both in terms of maintenance and service quality. PPPs are considered preferable both as a means to filter out so called infrastructure “white elephants” and as a means to minimize life-cycle costs for a given project; private concessionaires on long term contracts will seek to minimize building, operating, and maintenance costs over an extended period even if this leads to higher initial construction costs.

11. Challenges associated with PPPs include the need for a robust and stable enabling environment and the optimization of risk allocation between the public and private parties engaged in a PPP concession. PPPs involve complexities at all stages of the project cycle such as the preparing, procuring, financing and management of performance-based contracts requiring a wide range of skills which may be new or difficult to attract and retain in the public sector. When the public contracting authority has little to no prior PPP experience, engaging PPP transaction advisers often becomes a necessary condition. Many DMCs in which ADB operates have a limited domestic market to access experienced private sector contractors or institutional capital. PPP projects also require an effective legal framework in the event that projects do not develop according to plan; access to international arbitration where local court systems are seen as unreliable, is often sought and the skills of a broad range of material and technical service providers, investors, lenders, lawyers are required to deliver PPPs.

12. As studies by the World Bank Group,6 Eduardo Engel,7 and the European Court of Auditors (ECA)8 attest, PPPs are not a universal solution to public infrastructure and public service delivery challenges. High contracting costs associated with PPPs limit their use to sufficiently large projects. PPPs are also often beset by opportunistic renegotiations by private contractors once the initial concession terms are agreed. Successful PPPs require ongoing appraisal throughout the life of the project to ensure that risk allocation is optimized between all parties to the transaction. Recognition of government financial commitments, whether firm or contingent, explicit or implicit are just as important as the setting and monitoring of contracts or performance targets for private sector contractors. Private investors will naturally seek protection against downside risks, but there are often legitimate public concerns related to the ‘excessive’ profitability of some PPP infrastructure projects such as the imposition of new toll regimes for upgraded roads which can potentially undermine the political sustainability of the project.

C. Multilateral Development Banks Support for PPPs

13. With a shared understanding that inadequate infrastructure and social service provision is a constraint on growth and can negatively impact quality of life in developing countries, Multilateral Development Banks (MDB’s) have a long track record of Support for PPPs. Knowledge dissemination about PPPs has been an integral part of many MDBs operational activities since the early 1990s. Transaction advisory in support of either sovereign or nonsovereign PPP contract parties, risk mitigation interventions through guarantee and risk insurance products, and direct financial support to specific transactions has also grown substantially. ADB, the European Bank for Reconstruction and Development (EBRD), the World Bank Group and others have published and made publicly available extensive online libraries of information on the practical implementation of PPPs including online training through the AMPG

6 World Bank Group Public-Private-Partnership Legal Resource Center: Government Objectives Benefits and Risks of

PPPs https://ppp.worldbank.org/public-private-partnership/overview/ppp-objectives 7 The Economics of Public-Private Partnerships, Eduardo Engel, Cambridge University Press, 2014 8 Public Private Partnerships in the EU: Widespread shortcomings and limited benefits. Special Report by the

European Court of Auditors, 2018

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PPP certification program. Complementing the work of MDB’s, the G20 added its own voice in support of PPPs by establishing the multi-year Global Infrastructure Initiative program in 2014. 14. ADB in common with the World Bank Group, African Development Bank and the Inter-American Development Bank (IADB) has stressed the importance of upstream as well as downstream support for PPPs. The World Bank Group provides support for the enabling environment and policy advice to member governments through its sovereign lending operations. Through the International Finance Corporation (IFC) the Bank Group also has a dedicated private sector advisory business line for PPP project preparation and finances PPPs directly with a range of financial product interventions. The EBRD working in target countries mainly with more advanced institutional capacities has focused its PPP interventions on financing downstream transactions. Many of the leading MDBs, including ADB also pool PPP funding and technical resources through initiatives such as the Global Infrastructure Facility based in Singapore.9 15. Guarantee and risk insurance products provided by MDBs also play an important role in improving the bankability of PPP infrastructure projects. Guarantee and risk insurance products can cover the failure of a public sector entity or private sector contractor to meet specific contractual obligations within a PPP project. By mitigating critical government or project contractor performance risks MDBs help to close key financing gaps, attract new stakeholders to PPP projects and maximize available funding from institutional investors.

D. Recent PPP Evaluations

16. In September 2009, IED concluded the first special evaluation study (SES) on ADB assistance for PPPs in infrastructure development finding them ‘successful’, justified by the underlying ratings of development impact, ADB investment profitability, ADB work quality, and ADB additionality. Conclusions from the SES included that although ADB’s interventions were seen as relevant to country strategies and effective in that they achieved intended outcomes, sustainability had been rated as less likely and economic impact and financial additionality were modest. The 2008 SES had significant impact: in the opening paragraphs of the PPP OP it is directly credited as an impetus for the development of this key strategy document approved by Management in 2012. Key recommendations of the PPP OP report included: (i) stronger linkages between PPPs support and other ADB operations; (ii) improving ADB’s strategic focus and performance with the development of a corporate strategy; (iii) implementation of the corporate strategy at the country level; and (iv) greater involvement in the transportation and water sectors. 17. Issues concerning ADB’s support for PPPs were identified in the SES in following areas: (i) consideration of key impediments such as considering PPPs in conjunction with sector and policy reforms were rarely undertaken; (ii) country assessments need to better identify sector opportunities for PPP involvement; (iii) a more systematic approach to identifying potential for PPPs in ADB’s public sector activities was required; (iv) outreach to public sector entities needed to be better coordinated. 18. A number of Multilateral Development Banks (MDBs) have recently conducted evaluations of their PPP operations. In 2014, the WBG published a Lessons from Experience from Client Countries on World Bank Group Support to Public-Private Partnerships during the years FY2002–2012. Separately in 2016, the Study on Public-Private Partnerships in Health was also published. Key findings from these two studies included: (i) that although the WBG has made

9 Global Infrastructure Facility https://www.globalinfrafacility.org/partners.

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significant contributions to capacity building for PPPs, continued lack of local capacity for the preparation of a bankable PPP pipeline of projects has caused many reform efforts to be abandoned; (ii) that IFC Advisory Services have achieved important impacts in advising on PPP structuring, despite the fact that only about half the projects resulted in the award of a contract, mostly due to volatile government commitment; and (iii) that IFC added value when investing in PPPs during due diligence and implementation, but a higher share of its PPP portfolio could be located in countries and markets with less developed PPP frameworks.

19. For IFC specifically, the 2012 WBG study also identified that IFC-supported PPPs tended to be less risky than other infrastructure investments, due to factors such as extensive due diligence and project designs that actively mitigated project risks. IFC supported PPPs consistently showed higher development outcome ratings than other infrastructure investments and significantly higher ratings than the rest of the WBG portfolio. Risks tended to be allocated appropriately and properly priced in IFC’s PPP deals resulting in higher-than average business success and investment outcomes.

20. In 2017 Inter-American Development Banking Group (IDBG) prepared a thematic evaluation of its work on PPPs in infrastructure in Latin America and the Caribbean (LAC). The evaluation reviewed IDBG’s support to infrastructure PPPs at three levels: enabling environment, project preparation, and financing of PPP projects. IDBG’s objectives to strengthen the enabling environment were mostly achieved, but project financing had difficulties achieving its objectives in countries with weak enabling environments. In these cases, IDBG was not successful in producing the required changes to the projects (or contracts) to make them viable. IDBG did not routinely conduct VFM assessments in early decision-making processes, which reduced opportunities for the institution to contribute its own expertise in project design and financial structuring. PPPs supported by IDBG were often have high levels of environmental and social (E&S) risks, and requirements for environmental impact assessments often did not correspond to IDBG’s own stated quality standards.

21. In 2018 EBRD conducted a thematic evaluation of the Infrastructure Project Preparation Facility (IPPF) to provide an early assessment on the viability of the IPPF and its contribution to EBRD’s work with PPPs. Conclusions included (i) the identified need for EBRD’s PPP work to move upstream to address better enabling environment constraints and focus on creating project pipelines and fiscal support and risk management capacity; (ii) that transaction advisory services should not be dependent on the volume of EBRD loan financings, and this function needs to be transferred to a non-lending operation where fees/grant funding are primarily based on cost of service provision; (iii) that infrastructure projects over a minimum size of €50 million should be made subject to a detailed risk and VFM analysis early in the project loan cycle to determine whether the project should be developed as a public sector project or PPP; (iv) that EBRD would benefit from applying a diagnostic framework at the country level that identifies gaps, and assesses readiness of countries to utilize different forms of procurement and financing instruments. II. ADB’s APPROACH TO PPPs

A. ADB Strategy and Organization

22. ADB’s rationale for its support for PPPs is based on the claim that PPPs have the potential to help close the infrastructure gap in Asian DMCs by leveraging scare public funding to deliver much needed investments in infrastructure and public services. The rationale of ADB’s Support for PPPs has previously been articulated in detail within the longer-

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term strategic framework of Strategy 2020 and as a part of the Public Private Partnership Operational Plan 2012–2020 (PPP OP). PPPs are promoted as an important modality to achieve greater economic growth within DMCs, as a means of addressing significant infrastructure constraints within the region, and as a counter the lack of available funding from traditional government sources. Strategy 2030 builds on these themes noting that “infrastructure will remain a key priority to promote social and economic development” and that ADB will continue to “promote quality infrastructure investments that are green, sustainable, resilient and inclusive.”10 Mindful of the differentiated approaches required to address country specific development challenges Strategy 2030 aims to “scale up support for public-private partnerships” across a broad range of operational areas, “catalyze investments,” “increase use of the Asia Pacific Project Preparation Facility” and “expand private sector operations including PPPs” with the aim of delivering “a comprehensive package of solutions to its DMCs.”11 23. ADB’s current PPP operational activities are grouped into four pillars: (i) advocacy and capacity development, (ii) enabling environment, (iii) project development, and (iv) project financing. The description for each pillar is presented in Table 1.

Table 1: Public-Private Partnership Pillars

Pillar 1 Pillar 2 Pillar 3 Pillar 4

Advocacy and Capacity Development

Enabling Environment Project Development Project Financing

Create awareness, identify PPP potential, develop capacity of government and ADB staff, enhance external knowledge management links

Develop policy, legal, regulatory and institutional framework to facilitate, guide and manage the development of PPPs

Align ADB project cycle, to the PPP development process, assist in the development of pathfinder projects, provide support (including advisory support) throughout the process up to contract award/ or financial close that can come as expert support, tool kits, funding costs of transaction advisors or procurement support

Provide credit enhancement products, e.g. equity, long-term debt, refinancing, subordinate debt, cofinancing and, guarantees. Establish a credit guarantee facility and provide public sector support through schemes such as viability gap funding

PPP = public-private partnership. Source: ADB Public-Private Partnership Operational Plan 2012–2020.

24. To better coordinate PPP initiatives across the bank the Office of Public-Private Partnerships (OPPP) was formally established in 2014. Currently, ADB Regional Departments (RDs) take a leadership role in operational activities listed under Pillars 1 and 2, namely; advocating for PPPs within DMCs and in the developmental of the institutional and policy infrastructure required to pursue PPPs as an effective procurement modality. Activities listed under Pillar 3, advising governments on structuring PPP transactions, described in the PPP OP as “the missing link to enable a flow of well-prepared and structured projects, capable of being externally financed” are coordinated by OPPP. Technical Advisory (TA) interventions are used by

10 ADB. 2018. Strategy 2030: Achieving a Prosperous, Inclusive, Resilient, and Sustainable Asia and the Pacific.

Manila. Executive Summary. 11 ADB. 2018. ADB. 2018. Strategy 2030: Achieving a Prosperous, Inclusive, Resilient, and Sustainable Asia and the

Pacific. Manila. Paragraphs 78, 79, and 86.

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ADB to support DMC client countries across all pillars of operational activity but the bulk of this TA work is across pillars (i), (ii) and (iii). In addition to deploying TA based resources, OPPP has won Technical Advisory Service (TAS) mandates to conduct advisory work from both sovereign and private sector clients. Pillar 4, project financing and structured credit enhancements in support of specific PPP transactions, are principally the responsibility of the Private Sector Operations Department (PSOD). To a more limited extent ADB’s sovereign departments have also been involved with financing both Pillar 3 and Pillar 4 activities to support DMC clients.

B. ADB’s PPP Portfolio

25. Based on the database provided by OPPP, ADB approved 792 projects and technical assistance (TA) interventions with identified PPP components totaling $51.0 billion from 2009 to 2018.12 As shown in Table 2, this comprised (i) 249 sovereign projects amounting to $36.6 billion, (ii) 108 nonsovereign operations (NSO) projects amounting to $13.7 billion, and (iii) 435 TA grants amounting to $666.0 million. Pillar 4 received the largest share of ADB assistance at $21.9 billion while Pillar 1 the least at $4.4 billion.

Table 2: Amount and Number of ADB Approvals of Projects with PPP Components by Type and by ADB Operational Pillar, 2009–2018

Amount ($ million) Number

Type Pillar

1 Pillar

2 Pillar

3 Pillar

4 Total Pillar

1 Pillar

2 Pillar

3 Pillar

4 Total

Sovereign 4,114 10,586 13,716 8,205 36,621 40 54 96 59 249

NSO 0 0 0 13,670 13,670 0 0 0 108 108

TA 295 175 193 4 666 195 100 138 2 435

Total 4,409 10,761 13,909 21,879 50,958 235 154 234 169 792

NSO = nonsovereign operations, PPP = public-private partnership, TA = technical assistance. Source: Independent Evaluation Department summary from database provided by the Office of Public-Private Partnership.

26. The headline approved amount of $51.0 billion does not provide a particularly useful picture of ADB’s support to PPPs due to the following:

(i) The amount is based on gross approvals and not net of cancellations.

(ii) The amount is based on the total approved amount for the projects and not the

amount allocated for the PPP components. In many sovereign projects the PPP

component is often a very small part of the overall project.

(iii) The amount includes cofinancing, specifically B-loans for NSO and funds from

bilateral organizations for TAs.

27. During the preliminary review of the portfolio data, IED also noted that several projects and TAs had negligible or no identifiable PPP elements. IED subsequently classified the projects and TAs into three groups: (i) A – with significant PPP elements; (ii) B – with some PPP

12 The Office of Public-Private Partnership provided IED with a database of ADB assistance to PPPs that were approved

from 1998 to 2018. The study will cover (i) projects approved 2009–2018 and (ii) projects approved prior to 2009 but evaluated during 2009–2018. Based on a preliminary review of the database, IED (i) removed five projects that were duplications, (ii) removed four MFF facilities approvals (what was counted instead were the MFF tranche release approvals), and (iii) corrected the classification of a project from a DFI to a TA and another project from an MFF to a DFI.

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elements; and (iii) C – with no obvious PPP elements. A more detailed description of the three groups are presented in Table 3.

Table 3: Classification of Approved Projects with Public-Private Partnership Elements

Group Brief Description Detailed Description and Examples

A With significant PPP elements

These are projects that are intended primarily to promote or support public-private partnerships. Examples: 1. A loan to an infrastructure finance company which will then invest in 30 to 40 PPP subprojects. 2. A policy-based loan with 7 of 14 policy actions (50%) intended at creating an efficient market for infrastructure through PPPs. [Should be at least 40%]. 3. An investment in or loan to an infrastructure company that will implement a PPP project.

B With some PPP elements These are projects that do not have PPP development or promotion as their main objective, but they have PPP elements. Examples: 1. An urban development project loan that has several components (water supply infrastructure, sanitation infrastructure, slum improvement, etc.) and performance-based contracts will be used for selected subprojects in one of these components. 2. A policy-based loan with only 2 out of 33 policy actions (6%) relating to PPP. 3. A project that includes a pilot PPP project. 4. A road rehabilitation project that includes a 5-year performance-based maintenance contract.

C No obvious PPP elements These are projects or TAs that have negligible or no clear PPP elements. This includes projects that may promote private sector participation generally but not PPP necessarily. Examples: 1. A transmission expansion project which asserts that completion will result in subsequent private sector construction/operation of independent power plants. 2. A project that states that there is a possibility that performance-based contracts may be used to carry out proper operation and maintenance of the road works. 3. A policy-based loan that does not have any clear PPP policy action.

PPP = public-private partnership.

28. As part of an extended feedback process on the EAP, IED shared the categorized list of projects and TAs with OPPP. OPPP then forwarded the list to the regional departments (RDs) and the Private Sector Operations Department (PSOD) for review. Specifically, the RDs and PSOD were requested to comment on the classification of the projects and TAs and provide additional justification or remarks for proposed changes in classification. IED has accepted the reclassification proposed by the RDs where additional information or justification was provided. RDs additionally proposed the inclusion of 29 sovereign projects and 1 technical assistance grant to the database totaling $4.0 billion.13 29. As outlined in Section III the Evaluation Approach, the IED evaluation will focus on Group A projects that exhibit significant PPP elements. Group B projects that exhibit some PPP elements will be examined in order to better inform country case studies, but will not be included as a part of the core evaluated portfolio. Group C projects with no obvious PPP elements will not be evaluated. As shown in shown in Table 4, projects and technical assistance grants in Group A and Group B amount to $41.1 billion—$29.7 billion for Group A and $11.5 billion for Group B. Group A approvals represent 18.7% of total ADB approvals ($159 billion) from 2009 to 2018. Group A and B approvals represent 25.9% of total ADB approvals for the same period. Projects supporting Pillar 4 accounted for nearly half (46%) of the combined Group A and B

13 One of the proposed sovereign projects was rejected because it was already in the database.

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volume ($41.1 billion) followed by projects supporting Pillar 3 (29%). The list of projects and technical assistance included in the evaluation are presented in Attachment 1.

Table 4: Categories of ADB Projects and Technical Assistance with PPP Elements by Pillar, 2009–2018 (Group A & B)

Amount ($ million)

Group/Type Pillar 1 Pillar 2 Pillar 3 Pillar 4 Total

Group A Sovereign operations 1,087 3,595 7,427 4,828 16,937 Nonsovereign operations 0 0 0 12,413 12,413 Technical assistance 97 128 89 0 314

Subtotal 1,184 3,723 7,516 17,241 29,664 Group B Sovereign operations 1,710 3,352 4,426 1,716 11,204 Nonsovereign operations 0 0 0 25 25 Technical assistance 141 39 72 4 256

Subtotal 1,851 3,391 4,498 1,745 11,485 Total A + B Sovereign operations 2,797 6,947 11,853 6,544 28,142 Nonsovereign operations 0 0 0 12,438 12,438 Technical assistance 238 167 161 4 570

Total 3,035 7,114 12,014 18,986 41,149

Number

Group/Type Pillar 1 Pillar 2 Pillar 3 Pillar 4 Total

Group A Sovereign operations 6 14 40 30 90 Nonsovereign operations 0 0 0 93 93 Technical assistance 62 51 54 0 167

Subtotal 68 65 94 123 350 Group B Sovereign operations 17 22 41 16 96 Nonsovereign operations 0 0 0 1 1 Technical assistance 93 38 50 2 183

Subtotal 110 60 91 19 280 Total A + B Sovereign operations 23 36 81 46 186 Nonsovereign operations 0 0 0 94 94 Technical assistance 155 89 104 2 350

Total 178 125 185 142 630 Note: Projects and technical assistance grants in Group A are those with significant PPP elements while those in Group B are those with some PPP elements. Source: Independent Evaluation Department summary from database provided by the Office of Public-Private Partnership.

30. As shown in Figure 2, the annual amount of Group A and B approvals fluctuated between $2.5 billion to $4.7 billion from 2009 to 2015. In 2016, total approvals breached $5.0 billion for the first time and in 2018 total approvals reached a new high of $5.8 billion. There was no clear trend in approvals of sovereign projects with PPP components. In contrast, there was a noticeable uptrend in the approval of NSO projects supporting PPP from $484 million in 2009 to $2.5 billion in 2018. Approval of technical assistance grants in support of PPP was consistently between $30 million and $50 million annually during 2009 to 2018.

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31. By country, India had both the largest number and highest total volume of PPP-related approvals with 111 projects totaling $11.6 billion (28.2% of the total). As shown in Table 5, other countries receiving significant amount of support from ADB to promote PPP were Indonesia ($4.4 billion), PRC ($4.3 billion), Bangladesh ($4.0 billion), Philippines ($2.1 billion), Azerbaijan ($2.0 billion), Sri Lanka ($1.9 billion), Pakistan ($1.6 billion), Viet Nam ($1.6 billion), and Thailand ($1.5 billion).

Table 5: Top Ten Countries with Highest Approval Amounts of PPP-Related Projects, 2009–2018 ($ million) (Group A & B)

Country SOV NSO TA Total % of Total

India 9,755 1,810 55 11,620 28.2% Indonesia 2,920 1,464 11 4,396 10.7% PRC 750 3,499 21 4,270 10.4% Bangladesh 3,224 718 16 3,958 9.6% Philippines 1,902 120 45 2,066 5.0% Azerbaijan 1,000 975 1 1,976 4.8% Sri Lanka 1,906 0 12 1,917 4.7% Pakistan 1,065 540 15 1,621 3.9% Viet Nam 1,483 120 16 1,619 3.9% Thailand 0 1,534 6 1,540 3.7%

Subtotal 24,004 10,782 198 34,983 85.0% Others (28 countries) 4,138 1,656 372 6,166 15.0%

Total 28,142 12,438 570 41,149 100.0% NSO = nonsovereign operations, PPP = public-private partnership, PRC = People's Republic of China, SOV = sovereign operations, TA = technical assistance. Source: Raw data from database provided to IED by the Office of Public-Private Partnership.

32. By region, South Asia had the biggest share of PPP-related approvals with 46.5% of the total approved amount. This was not surprising since India and Bangladesh had the highest and fourth highest approvals among 38 countries. Southeast Asia had the second biggest share with 26.2% while the Pacific had the smallest share with 1.8% of the total approved amount (Table 6).

0

1,000

2,000

3,000

4,000

5,000

6,000

7,000

2009 2010 2011 2012 2013 2014 2015 2016 2017 2018

Figure 2: ADB PPP-Related Approvals by Year and Type of Operation, 2009-2018 ($ million) (Group A & B)

Sovereign Nonsovereign Technical Assistance

Source: Independent Evaluation Department summary; Raw data from Office of Public-PrivatePartnership.

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Table 6: Approvals of PPP-Related Projects by Region 2009–2018 ($ million) (Group A & B)

Region SOV NSO TA TOTAL % of Total

Central and West Asia 3,512 2,036 41 5,589 13.6% East Asia 830 3,599 36 4,465 10.9% Pacific 408 51 11 471 1.1% South Asia 16,487 2,528 109 19,124 46.5% Southeast Asia 6,754 3,908 102 10,765 26.2% Regional 150 315 270 735 1.8%

Total 28,142 12,438 570 41,149 100.0% NSO = nonsovereign operations, PPP = public-private partnership, SOV = sovereign, TA = technical assistance. Source: Raw data from database provided to IED by the Office of Public-Private Partnership.

33. In terms of sectors, the energy sector has the biggest share by volume with $12.0 billion or 29.1% of the total amount of PPP-related approvals (Figure 3). These were mostly NSO energy projects ($8.0 billion). The transport sector was second with $9.8 billion (23.9%) followed by water and other urban infrastructure and services with $5.9 billion (14.3%) and public sector management with $4.4 billion (10.6%).

34. During the evaluation projects will be examined on a case by case basis to ensure that the study fairly represents outcomes achieved. The categorization of the PPP portfolio for the purpose of this evaluation has been a collaborative effort between IED and ADB operational departments. Management’s constructive feedback on the evaluation portfolio and initial categorization proposed by IED has been welcomed. IED will continue to work closely with OPPP, the PPP Thematic Group and RDs to verify the portfolio data received. Where the total amount in a given project is only partially allocated to PPP activities, a weighted percentage method will be used when aggregating results data. In the context of ADB’s overall support for PPPs the impact and effectiveness of TA interventions and TAS will also be examined giving attention to both the sources and uses of grant funding.

Energy, $12.0, 29%

Transport, $9.8, 24%

Water and other urban infrastructure and services, $5.9,

14%

Public sector management, $4.4,

11%

Finance, $3.3, 8%

Others, $5.7, 14%

Figure 3: Approved Amount of PPP-Related Projects by Sector, 2009-2018 ($ billion) (Group A & B)

Source: Raw data from Office of Public-Private Partnership

13

III. EVALUATION APPROACH

35. The evaluation will be based on the portfolio of ADB’s PPP operations approved as well as those evaluated during 2009–2018 that have been categorized as Group A by IED having significant PPP elements. The portfolio is described in greater detail in the Attachment 1. The portfolio coverage starts in 2009 at the conclusion of IED’s last special evaluation of ADB’s PPP operational activities, however, some of the investments made prior to the date but still ongoing during this period will be considered as well. The evaluation will focus on Group A projects that exhibit significant PPP elements. Group B projects that exhibit some PPP elements will be examined in order to better inform country case studies, but will not be included as a part of the core evaluated portfolio. Group C projects with no obvious PPP elements will not be evaluated. 36. The evaluation seeks to answer questions concerning the relevance, effectiveness, efficiency, value-added and sustainability of ADB’s PPP activities. An integral part of the study will be to examine the impact of the significant organizational changes made in 2014 and the current coordination of operational activities between departments. The evaluation report is intended to inform the Board and Management discussion of the extent and nature of ADB’s future support for PPP activities drawing success factors and lessons from experience and making practical recommendations to help enhance the success of ADB’s future PPP operational activities.

A. Theory of Change

37. A Theory of Change derived by the project team from existing ADB strategy documents provides a starting point for the evaluation. Figure 4 presents the theory of change based on the articulated strategy goals and outcomes of ADB PPP interventions. The evaluation will focus on the areas mapped in the theory of change directly related to ADB’s operational activities to determine the relevance, effectiveness, efficiency, value-addition and sustainability of ADB’s operational activities. This Theory of Change has been previously shared with key departments such as OPPP, PSOD and SPD and has benefited from their valuable input. 38. The Theory of Change outlines DMC context assumptions for ADB PPP interventions and considers ADB’s current organizational framework. Context assumptions highlight the relevance of PPP interventions as a modality of relevance to DMC policy agendas; namely that due to fiscal constraints state funds are no longer able to meet the pressing infrastructure investment needs. Context assumptions also highlight the need for political stability, a positive investment climate to infrastructure development. PPPs are assumed to be a positive mechanism incentivizing the provision of finance and leveraging the skills of the private sector for the delivery of infrastructure development goals. Context assumptions related to ADB’s own operational activities include ADB’s capacity to liaise productively with both the public and private sector and coordination between ADB departments. ADB’s current organizational framework for delivery is shown in the four operational pillars corresponding to advocacy and capacity development, to the enabling environment, project preparation and project financing. Under the OPP OP different operational units in ADB have assumed responsibility for each area; Regional Departments (RDs) engaging in advocacy and work on the enabling policy environment in Pillars 1 and 2, OPPP leading work on project preparation and advisory mandates in Pillar 3 and the Private Sector Operations Department (PSOD) providing financing for PPP projects in Pillar 4. To a more limited extent ADB’s sovereign departments have also been involved with financing both Pillar 3 and Pillar 4 activities to support DMC clients.

14

Figure 4: Theory of Change–ADB’s Support for Public-Private Partnerships

15

39. Outputs and outcomes achieved as a result of ADB’s PPP operational activities will be the primary focus of the evaluation. Where data on developmental impacts are readily obtainable this will be considered, but whether, or to what extent a standalone PPP infrastructure project has contributed to economic growth or specific Sustainable Development Goals (SDGs) in a given DMC is not immediately within the scope of this TE. What is within the scope of the TE is a more verifiable examination of ADB operational activities; how and to what extent ADB’s operational activities in the developing the enabling environment, project preparation, advisory services and project financing stages have objectively delivered value and have been relevant, effective, efficient and sustainable in delivering the anticipated outputs and outcomes sought.

B. Evaluation Questions

40. The evaluation will analyze the development rationale for ADB’s Support for PPPs and review ADB’s strategies, programs of assistance and their results. The evaluation will assess the development effectiveness, value addition and financial returns of ADB PPP interventions. The TE will, to the extent possible establish the demand and supply for PPPs in various regions of Asia Pacific and in the key sectors. Based on an assessment of ADB’s past PPP operations, market needs, supply and practices including that of other MDBs, the evaluation will seek to define key elements of value creation at various stages of the PPP project life cycle and determine where ADB has the best opportunity to demonstrate institutional leadership. The evaluation will also benchmark ADB operations versus other MDB’s PPP advisory and funding interventions. 41. Overarching Question: The overarching question that this evaluation seeks to answer is: “To what extent has ADB’s facilitation of private sector participation in the provision of quality infrastructure and social services through Public-Private Partnerships in Asia and the Pacific delivered the intended results?”

42. Specific Questions: This over-arching question is underpinned by evaluation sub questions assessing ADB’s support for PPPs through both upstream and downstream operations and along dimensions of value addition, sustainability and developmental outcomes:

(i) Has ADB’s support for PPPs in Asia and the Pacific responsive to the needs of stakeholders both sovereign and nonsovereign?

(ii) Has ADB’s strategy to foster the PPP enabling environment in ADB’s DMCs been relevant and effective?

(iii) To what extent has ADB’s support for downstream PPPs interventions resulted in improved accessibility and delivery of sustainable infrastructure and services?

(iv) Has upstream work on PPPs been coordinated with downstream, more transaction-oriented advisory or project financing?

(v) To what extent does ADB’s current organizational setup and resources improve the delivery of support for PPPs?

43. Development results, ADB Additionality and ADB Work Quality will be the key evaluative criteria. The TE will review ADB’s past PPP operational activities, determine their value addition, profitability and development effectiveness, and examine the extent to which the recommendations offered in the earlier evaluations (IED SES 2008) have been implemented. In doing so, the TE will provide specific project examples (positive and negative) to support the

16

findings. For the more recently approved operations, performance will be assessed by analyzing the value addition delivered by ADB investments as perceived by its stakeholders, while results will be assessed in real-time fashion for those PPP projects that have around 4 years of operational maturity since effectiveness. Although this review will be organized according to standard thematic evaluation criteria, it is not planned to assign an overall evaluation rating. The main purpose of such a comprehensive assessment of past PPP operational activity is to identify lessons for future ADB operations.

C. Components and Activities

44. The evaluation will use mixed methods to gather evidence. The TE performance evaluation methodology will combine project assessments with assessments of ADBs strategic approach, operational performance and development impact and value addition. The TE will aim to understand both where ADB’s work is seen to have made a clear contribution to the growth of PPP activities and positive developmental outcomes and DMCs where ADB is seen, either from a public sector or private investor perspective, as a less effective development partner. The TE will include: (i) Country case assessments, (ii) an assessment of ADB’s organization for delivery and comparator review with peer institutions such as the World Bank Group, EBRD, IBRD and AIIB, (iii) interviews of ADB staff and stakeholders, (iv) an ADB Strategic and Policy Framework review, (v) an ADB portfolio assessment (performance and results), (vi) a market overview of PPP interventions in Asia Pacific, and (vii) an ADB PPP portfolio review. 45. Country Case Assessments. The evaluation will conduct an in-depth review of ADB operations in different countries and regions, including consultations with government authorities and other stakeholders when relevant. Based on the preliminary portfolio review, India, the People’s Republic of China (PRC), Indonesia and the Philippines are to be included as field country case assessments as they have received among the highest number of ADB PPP interventions. These four countries alone cover 56% of approved Group A projects and TAs by value and 38% of the approved Group A projects and TAs by number. Case countries selected will provide insight into a cross section of ADB PPP operational interventions. Mindful of the need to evaluate ADB’s work in relatively smaller and frontier PPP markets the project team are also aiming to include extended case studies of standalone ADB PPP interventions in countries such as Armenia, Azerbaijan, Papua New Guinea and other DMCs in Central West Asia and the Pacific.

46. To better gauge ADB’s institutional positioning vis a vis other MDB’s and role in the Asia Pacific region, the team will conduct meetings with government entities looking to develop PPP investment programs as well as with private sector project developers. In each case assessment, the evaluation team will review the country/region PPP sector context, analyze the ADB PPP portfolio from both a financial and developmental angle, and collect stakeholder feedback. The case assessments will support analysis of the country/regional context, the country/regional PPP portfolio and provide evidence for specific evaluation areas of focus.

47. ADB’s Organization for delivery and comparator review with the World Bank Group and other MDBs: This section will benchmark ADB against the most significant MDBs operating in Asia Pacific and will look at their key performance metrics, operational features and delivery structure through both desk reviews and in-situ interviews. To the extent possible, and on an illustrative basis, an operational comparison table with selected other bilateral agencies active in PPP advisory or funding interventions in Asia Pacific will be developed.

48. Interviews of ADB Staff and ADB direct and indirect investees. The evaluation team will conduct semi-structured interviews with concerned ADB staff. The purpose is to solicit their

17

experience on ADB’s PPP interventions across the full spectrum of developing the enabling environment, project preparation and project financing. Additionally, the team will interview PPP advisory and investment recipients as part of the country case field assessments.

49. ADB and PPP Strategic and Policy Framework: This will be a desk examination of existing strategies, guidelines and business plans governing ADB’s support for PPPs. This exercise will involve but will not be limited to: (i) a review of all the applicable policy, guidelines and strategies for PPP operations in ADB; (ii) a review of the practice of the selection and development of ADB’s PPP interventions; and (iii) interviews of ADB staff from all the departments involved in a typical PPP project cycle. 50. ADB PPP Portfolio Assessment (Performance and Results): This will be an evaluation of performance and results of ADB’s support for PPPs. This exercise will include a desk review of project-related documents, including approval, monitoring, closing and evaluation documents. This exercise will produce an evaluative analysis of completed operations and operations that have reached operational maturity. The evaluation will focus on measuring the performance and results in terms of value addition, developmental success and sustainability. 51. Overview of the PPP Market in the Asia Pacific: This section will analyze the PPP market in which ADB operates, assess to what extent ADB is responding to the needs of key client groups in the region. The evaluation team will conduct thorough reviews of recent literature available to establish the demand and supply for PPP advisory interventions and investments in various DMCs and in the key sectors. These will include: (i) review of RRPs of the projects in the PPP evaluation portfolio; (ii) detailed review of evaluation reports and ex-post evaluations of PPPs completed by MDBs, including ADB; and (iii) review of available market research prepared by other third parties. Interviews of ADB staff and stakeholders will also be conducted to provide a supplementary source of information. 52. ADB PPP Portfolio Review: This will be a desk review of project documents and a statistical analysis of data from ADB’s portfolio performance database. This exercise will involve: (i) a descriptive analysis of all PPP transactions in the evaluation portfolio; (ii) a quantitative analysis of commitment volumes and contribution to income; (iii) a quantitative analysis of the aggregate portfolio returns and (iv) a qualitative analysis of products, investment choices and underlying factors driving value addition, developmental success and financial returns.

D. Evaluation Process and Timeline

53. The evaluation is expected to commence in April 2019 and be completed with the final report submitted to DEC in February 2020. A tentative implementation timetable is presented in Table 7.

Table 7: Proposed Timeline

Activity Tentative Schedule

Approval of the evaluation approach paper III May 2019 Recruitment of consultants III–IV May 2019 Evaluation missions June 2019 Storyline meeting IV July 2019 First draft for peer review IV August 2019 One stop review meeting III September 2019 Interdepartmental circulation III October 2019

18

Activity Tentative Schedule Editing I-II November 2019 Heads of Department meeting IV November 2019 Director General approval I December 2019 Board Circulation II December 2019 Development Effectiveness Committee meeting February 2020 Source: Asian Development Bank (Independent Evaluation Department).

E. Resource Requirements

54. The evaluation will be carried out by an IED team: Alexander Wellsteed (Principal Evaluation Specialist and Team Leader), Houqui Hong (Senior Evaluation Specialist), Lauren Hauck (Senior Evaluation Specialist), Enrico Pinali (Senior Evaluation Specialist), Garrett Kilroy (Senior Evaluation Specialist), Noel Gamo (Senior Evaluation Officer), and Irene Garganta (Evaluation Analyst), under the supervision of Nathan Subramanian (Director, IESP). The team will be assisted by international consultants. 55. The approach paper, excluding attachments, was peer reviewed by Philip Crotty, former Managing Director of Deutsche Bank. The evaluation report will be peer reviewed by Prof. Masaaki Amma of Fukui Prefectural University, former Managing Director of the Japan Bank for International Cooperation (JBIC) and currently a Senior Advisor to the Board of Daiwa Securities, and Stefan Apfalter, Senior Evaluation Officer, World Bank Group, author of the IEG’s studies of World Bank Group Support for Public-Private Partnership: Lessons of Experience in Client Countries (2014) and Public Private Partnerships in Health (2016). Attachments: 1. Preliminary Classification of Approved Projects with Public-Private Partnership Elements 2. Evaluation Framework

Attachment 1 19

PRELIMINARY CLASSIFICATION OF APPROVED PROJECTS WITH PUBLI-PRIVATE PARTNERSHIP ELEMENTS

Table A.1: Sovereign Operations (2009–2018)

Project Count

Loan or

Grant No.

Country Project Name Modality Amount ($ million)

Date Approved

Group A 1 2509 India India Infrastructure Project Financing

Facility (Tranche 2) MFF 200.0 24-Feb-2009

2 2515 Philippines Credit for Better Health Care Project Loan

50.0 25-Mar-2009

3 2516 Indonesia Indonesian Infrastructure Financing Facility

Project Loan

100.0 31-Mar-2009

4 2545 Philippines Development Policy Support Program (Subprogram 3)

PBL 250.0 15-Sep-2009

5 2547 Pakistan Punjab Government Efficiency Improvement Program (Subprogram 2)

PBL 75.0 17-Sep-2009

2548 Pakistan Punjab Government Efficiency

Improvement Program (Subprogram 2) PBL 75.0 17-Sep-2009

6 2566 Bangladesh Public Expenditure Support Facility Program and Counter-cyclical Support Facility Support Program

PBL 44.9 13-Oct-2009

2567 Bangladesh Public Expenditure Support Facility

Program and Counter-cyclical Support Facility Support Program

PBL 100.0 13-Oct-2009



PBL 100.0 13-Oct-2009



PBL 500.0 13-Oct-2009

7 2586 India Second India Infrastructure Project Financing Facility (IIPFF-II) (Tranche 1)

MFF 210.0 27-Nov-2009

8 2610 Viet Nam Mong Duong 1 Thermal Power Project (Tranche 2)

MFF 902.9 21-Dec-2009

9 2645 Pakistan Sindh Growth and Rural Revitalization Program (Subprogram 2)

PBL 120.0 24-Jul-2010

10 2660 India National Capital Regional Urban Infrastructure Financing Facility MFF 044 (Tranche 1)

MFF 78.0 18-Aug-2010

11 2695 Bangladesh City Region Development Project Project Loan

120.0 10-Nov-2010

12 2708 Indonesia Infrastructure Reform Sector Development Program (Subprogram III)

PBL 200.0 1-Dec-2010


MFF 250.0 7-Dec-2010

14 2730 Viet Nam Greater Mekong Subregion Ben Luc–Long Thanh Expressway Project (Tranche 1)

MFF 350.0 22-Dec-2010

15 2736 India Madhya Pradesh State Roads III Project Loan

300.0 10-Mar-2011

20 Attachment 1

Project Count

Loan or

Grant No.


Date Approved

16 2749 Georgia Urban Services Improvement Investment Program (Tranche 1)

MFF 80.0 12-Apr-2011

17 7342 Regional ASEAN Infrastructure Fund Equity 150.0 16-Sep-2011 18 2818 Lao PDR Greater Mekong Subregion Nam Ngum

3 Hydropower Project Loan

98.2 3-Nov-2011

2819 Lao PDR Greater Mekong Subregion Nam Ngum

3 Hydropower Project Loan

16.9 3-Nov-2011

19 2806 India Assam Urban Infrastructure Investment (Tranche 1)

MFF 81.0 18-Nov-2011

20 2816 Bhutan Urban Infrastructure Project Loan

19.9 29-Nov-2011


MFF 240.0 1-Dec-2011

22 2833 India Infrastructure Development Investment Program for Tourism (Tranche 2)

MFF 43.8 15-Dec-2011

23 2856 Bangladesh Dhaka-Chittagong Expressway Public-Private Partnership Design

Project Loan

10.0 30-Mar-2012

24 2861 India Bihar Urban Development Investment Program (Tranche 1)

MFF 65.0 13-Apr-2012

25 2862 Bangladesh Greater Dhaka Sustainable Urban Transport

Project Loan

100.0 17-Apr-2012

2863 Bangladesh Greater Dhaka Sustainable Urban

Transport Project Loan

15.0 17-Apr-2012

2864 Bangladesh Greater Dhaka Sustainable Urban

Transport Project Loan

45.0 17-Apr-2012

26 2872 Philippines Increasing Competitiveness for Inclusive Growth Program (Subprogram 1)-013

PBL 350.0 26-Jun-2012

27 2878 Bangladesh Urban Primary Health Care Services Delivery

Project Loan

50.0 18-Jul-2012

28 298 Bangladesh Urban Primary Health Care Services Delivery

Grant 20.0 18-Jul-2012

3705 Bangladesh Urban Primary Health Care Services

Delivery - Additional Financing Project Loan

110.0 18-Sep-2018

29 2882 India North Karnataka Urban Sector Investment Program (Tranche 3)

MFF 60.0 22-Aug-2012

30 2890 Sri Lanka Northern Road Connectivity - Additional Financing

Project Loan

68.0 14-Sep-2012

31 2920 Viet Nam Public-Private Partnership Support Project

Project Loan

20.0 25-Oct-2012

32 2942 Indonesia Inclusive Growth through Improved Connectivity Program (Subprogram 1)

PBL 300.0 16-Nov-2012

33 2990 Nepal Tanahu Hydropower Project (SF) Project Loan

120.0 21-Feb-2013

2991 Nepal Tanahu Hydropower Project (SF) Project

Loan 30.0 21-Feb-2013

34 3000 Nepal Kathmandu Valley Wastewater Improvement Project

Project Loan

80.0 26-Apr-2013

35 361 Nepal Project Preparatory Facility for Energy Grant 21.0 24-Sep-2013 36 3034 Bhutan Green Power Development - Additional

Financing Project Loan

39.0 30-Sep-2013

Attachment 1 21

Project Count

Loan or

Grant No.


Date Approved

37 3045 Bangladesh Second Public-Private Infrastructure Development Facility

DFI 100.0 17-Oct-2013

3046 Bangladesh Second Public-Private Infrastructure

Development Facility DFI 10.0 17-Oct-2013

38 3048 India Accelerating Infrastructure Investment Facility in India (Tranche 1)

MFF 400.0 21-Oct-2013

39 3051 Bangladesh Dhaka Environmentally Sustainable Water Supply

Project Loan

250.0 22-Oct-2013

40 3068 Indonesia Inclusive Growth through Improved Connectivity Program (Subprogram 2)

PBL 400.0 27-Nov-2013

41 3075 PRC Qinghai Delingha Concentrated Solar Thermal Power

Project Loan

150.0 2-Dec-2013

42 3078 Georgia Urban Services Improvement Investment Program - Tranche 3

MFF 98.0 5-Dec-2013

43 3133 Bangladesh Coastal Towns Environmental Infrastructure Project

Project Loan

52.0 27-Jun-2014

44 3139 Nepal South Asia Subregional Economic Cooperation Power System Expansion Project

Project Loan

180.0 4-Jul-2014

45 3148 India Karnataka Integrated Urban Water Management Investment Program - Tranche 1

MFF 75.0 29-Jul-2014

46 3171 Sri Lanka Integrated Road Investment Program - Tranche 1

MFF 100.0 3-Oct-2014

47 3182 India Rajasthan Urban Sector Development Program (Program Loan)

PBL 250 24-Oct-2014

3183 India Rajasthan Urban Sector Development

Program (Project Loan) Project Loan

250.0 24-Oct-2014

413 India Rajasthan Urban Sector Development

Program Grant 2.0 24-Oct-2014

48 3205 Lao PDR Governance and Capacity Development in Public Sector Management Program - Subprogram 2

PBL 15.0 3-Dec-2014

49 3225 Bhutan Second Green Power Development Project

Project Loan

70.0 15-Dec-2014

3226 Bhutan Second Green Power Development

Project Project Loan

25.3 15-Dec-2014

421 Bhutan Second Green Power Development

Project Grant 25.3 15-Dec-2014

50 3237 Philippines Senior High School Support Program RBL 300.0 15-Dec-2014 51 3250 Lao PDR Vientiane Sustainable Urban Transport


35.0 10-Mar-2015

471 Lao PDR Vientiane Sustainable Urban Transport

Project Grant 1.8 10-Mar-2015

52 432 Kyrgyzstan Second Investment Climate Improvement Program (Subprogram 1)

Grant 20.0 17-Jun-2015

53 437 Afghanistan Agriculture Market Infrastructure Project (formerly Commercial Agriculture Development Project)

Grant 11.0 25-Sep-2015


MFF 43.0 29-Sep-2015

22 Attachment 1

Project Count

Loan or

Grant No.


Date Approved

3292 Georgia Urban Services Improvement

Investment Program - Tranche 5 MFF 32.0 29-Sep-2015

55 3306 India Rural Connectivity Investment Program - Tranche 3

MFF 273.0 22-Oct-2015


MFF 300.0 30-Oct-2015

57 3333 Philippines Expanding Private Participation in Infrastructure Program (Subprogram 1)

PBL 300.0 26-Nov-2015

58 3348 Sri Lanka Greater Colombo Water and Wastewater Management Improvement Investment Program - Tranche 3

MFF 123.0 8-Dec-2015

3349 Sri Lanka Greater Colombo Water and

Wastewater Management Improvement Investment Program - Tranche 3

MFF 5.0 8-Dec-2015

59 6004 Fiji Urban Water Supply and Wastewater Management

Project Loan

2.7 9-Dec-2015

60 3386 India Uttar Pradesh Major District Roads Improvement Project

Project Loan

300.0 14-Apr-2016

61 3397 Bangladesh Dhaka Water Supply Network Improvement Project

Project Loan

275.0 24-Jun-2016

62 3402 Indonesia Stepping Up Investments for Growth Acceleration Program (Subprogram 2)

PBL 500.0 14-Jul-2016

63 3430 India Visakhapatnam-Chennai Industrial Corridor Development Program - Tranche 1

MFF 245.0 26-Sep-2016

64 3435 Lao PDR Second Strengthening Higher Education Project

Project Loan

16.5 29-Sep-2016

500 Lao PDR Second Strengthening Higher

Education Project Grant 23.5 29-Sep-2016

65 3437 India Madhya Pradesh District Roads II Sector Project

Project Loan

350.0 30-Sep-2016

66 3469 Pakistan Supporting Public–Private Partnership Investments in Sindh Province

Project Loan

100.0 24-Nov-2016

518 Pakistan Supporting Public–Private Partnership

Investments in Sindh Province Grant 19.2 24-Nov-2016

67 3478 Nepal South Asia Subregional Economic Cooperation Roads Improvement Project

Project Loan

186.8 1-Dec-2016

68 3492 Azerbaijan Shah Deniz Gas Field Expansion Project

Project Loan

500.0 7-Dec-2016

69 3506 PRC Public-Private Partnerships Demonstration Program to Transform Delivery of Elderly Care Services in Yichang, Hubei

Project Loan

50.0 12-Dec-2016

70 3520 Georgia Batumi Bypass Road Project Loan

114.0 28-Mar-2017

71 3528 India Madhya Pradesh Urban Services Improvement Project

Project Loan

275.0 18-May-2017

72 3534 India Rajasthan State Highway Investment Program - Tranche 1

Project Loan

220.0 30-May-2017

73 3554 Bangladesh Third PPP Development Facility - Tranche 1

Program Loan

250.0 11-Aug-2017

Attachment 1 23

Project Count

Loan or

Grant No.


Date Approved

3555 Bangladesh Third PPP Development Facility -

Tranche 2 Program

Loan 10.0 11-Aug-2017

74 3563 India Second West Bengal Development Finance Program

Program Loan

300.0 20-Sep-2017

75 3579 Sri Lanka Second Integrated Road Investment Program - Tranche 1

MFF 90.0 6-Oct-2017

3580 Sri Lanka Second Integrated Road Investment

Program - Tranche 1 MFF 60.0 6-Oct-2017

76 3585 Sri Lanka Wind Power Generation Project loan

200.0 24-Oct-2017

77 3610 Sri Lanka Integrated Road Investment Program- Tranche 4

MFF 150.0 4-Dec-2017

78 3612 India Bihar Urban Development Investment Program (Tranche 2)

MFF 84.0 4-Dec-2017

79 3619 India Karnataka State Highways Improvement III Project

Project Loan

346.0 8-Dec-2017

80 3636 Pakistan Enhancing PPPs in Punjab Project Loan

100.0 15-Dec-2017

81 3662 India Madhya Pradesh Irrigation Efficiency Improvement

Project Loan

375.0 31-May-2018

82 3690 India South Asia Subregional Economic Cooperation Road Connectivity Investment Program-Tranche 2

MFF 150.0 13-Aug-2018

83 3691 Philippines Expanding Private Participation in Infrastructure Program (Subprogram 2)

PBL 300.0 17-Aug-2018

84 3694 Mongolia Ulaanbaatar Green Affordable Housing and Resilient Urban Renewal Sector Project

Project Loan

80.0 24-Aug-2018

85 3696 India West Bengal Drinking Water Sector Improvement Project

Project Loan

240.0 29-Aug-2018

76 0596 Bhutan Skills Training and Education Pathways Upgradation Project

Grant 15.0 30-Aug-2018

87 3716 Sri Lanka South Asia Subregional Economic Cooperation Port Access Elevated Highway Project

Project Loan

300.0 27-Sep-2018

88 3722 Nepal South Asia Subregional Economic Cooperation Highway Improvement Project

Project Loan

180.0 3-Oct-2018

89 3726 India Karnataka Integrated Urban Water Management Investment Program - Tranche 2

MFF 75.0 17-Oct-2018


MFF 300.0 23-Oct-2018

Subtotal Group A

16,937.5

Group B

91 2506 India Rajasthan Urban Sector Development Investment Program (Tranche 2)

MFF 150.0 19-Jan-2009

92 2520 India Madhya Pradesh Power Sector Investment Program (Tranche 5)

MFF 166.0 13-Apr-2009

93 2518 Sri Lanka Clean Energy and Access Improvement Project

Project Loan

135.0 14-Apr-2009

24 Attachment 1

Project Count

Loan or

Grant No.


Date Approved

2519 Sri Lanka Clean Energy and Access Improvement


25.0 14-Apr-2009

94 2554 Bangladesh Urban Public and Environmental Health Sector Development Program (Program)

Project Loan

70.0 28-Sep-2009

2555 Bangladesh Urban Public and Environmental Health

Sector Development Program (Project) Project Loan

60.0 28-Sep-2009

95 2556 Kazakhstan Issyk–Kul Sustainable Development Project Loan

16.5 30-Sep-2009

96 2581 Nepal Air Transport Capacity Enhancement Project Loan

70.0 23-Nov-2009

97 2587 Nepal Energy Access and Efficiency Improvement

Project Loan

65.0 27-Nov-2009

98 2588 Papua New Guinea

Civil Aviation Development Investment Program MFF 0039 (Project 1)

MFF 25.0 1-Dec-2009

2589 Papua New

Guinea Civil Aviation Development Investment Program MFF 0039 (Project 1)

MFF 50.0 1-Dec-2009

2590 Papua New

Guinea Civil Aviation Development Investment Program MFF 0039 (Project 1)

MFF 20.0 1-Dec-2009

99 2600 PRC Anhui Integrated Transport Sector Improvement

Project Loan

200.0 10-Dec-2009

100 2732 India Madhya Pradesh Power Sector Investment Program (Tranche 6)

MFF 69.0 21-Dec-2009

101 2622 Bangladesh Natural Gas Access Improvement Project Loan

261.0 26-Mar-2010

2623 Bangladesh Natural Gas Access Improvement Project

Loan 5.0 26-Mar-2010

102 2635 Uzbekistan Central Asia Regional Economic Cooperation (CAREC) Corridor 2 Road Investment Program MFF 0042 (Tranche 1)

MFF 115.0 21-Apr-2010


MFF 123.0 14-Jun-2010

104 2656 Nepal Kathmandu Sustainable Urban Transport

Project Loan

10.0 22-Jul-2010

105 2676 India Infrastructure Development Investment Program for Tourism (Tranche 1)

MFF 43.4 4-Oct-2010

106 2752 Armenia Yerevan Sustainable Urban Transport - Tranche 1

MFF 48.6 9-May-2011

107 2761 Bangladesh Third Primary Education Development Project Loan

320.0 5-Jul-2011

108 2797 India Uttarakhand Urban Sector Development Investment Program (Tranche 2)

MFF 100.0 3-Nov-2011

109 2809 Lao PDR Smallholder Development (Additional Financing)

Project Loan

5.0 22-Nov-2011

110 2807 Georgia Urban Services Improvement Investment Program (Tranche 2)

MFF 40.0 23-Nov-2011

111 2823 India National Power Grid Development Investment Program (Tranche 3)

MFF 76.0 7-Dec-2011

112 2826 Viet Nam Comprehensive Socioeconomic Urban Development in Viet Tri, Hung Yen, and Dong Dang

Project Loan

70.0 8-Dec-2011

Attachment 1 25

Project Count

Loan or

Grant No.


Date Approved

113 2832 Vanuatu Port Vila Urban Development Project Project Loan

5.0 13-Dec-2011

114 2837 India Agribusiness Infrastructure Development Investment Program (Tranche 2)

MFF 24.3 19-Dec-2011

115 2857 Timor Leste Road Network Upgrading Project Loan

30.9 30-Mar-2012

2858 Timor Leste Road Network Upgrading Project

Loan 9.2 30-Mar-2012

116 2867 Maldives Inclusive Micro, Small, and Medium-Sized Enterprise Development

Project Loan

5.6 25-May-2012

117 290 Maldives Inclusive Micro, Small, and Medium-Sized Enterprise Development Project

Grant 4.5 25-May-2012

118 2876 Lao PDR Pakse Urban Environmental Improvement Project

Project Loan

24.3 28-Jun-2012

297 Lao PDR Pakse Urban Environmental

Improvement Project Grant 3.3 28-Jun-2012

119 2881 India Rural Connectivity Investment Program (Tranche 1)

MFF 252.0 22-Aug-2012

120 2890 Sri Lanka Northern Road Connectivity - Additional Financing

Project Loan

68.0 14-Sep-2012

2891 Sri Lanka Northern Road Connectivity - Additional

Financing Project Loan

30.0 15-Sep-2012

121 2892 Sri Lanka Clean Energy and Network Efficiency Improvement

Project Loan

100.0 18-Sep-2012

2893 Sri Lanka Clean Energy and Network Efficiency

Improvement Project Loan

30.0 18-Sep-2012

122 303 Sri Lanka Clean Energy and Network Efficiency Improvement Project

Grant 1.5 18-Sep-2012

123 2894 India Bihar State Highways II (Additional Financing)

Project Loan

300.0 20-Sep-2012

124 2905 Lao PDR Governance and Capacity Development in Public Sector Management Program (Subprogram 1)

PBL 2.5 27-Sep-2012

308 Lao PDR Governance and Capacity Development

in Public Sector Management Program - Subprogram 1

Grant 7.5 27-Sep-2012

309 Lao PDR Governance and Capacity Development

in Public Sector Management Program - Subprogram 1

Grant 6.0 27-Sep-2012

125 2921 Azerbaijan Second Road Network Development Investment Program (Tranche 1)

MFF 250.0 25-Oct-2012

126 2929 Viet Nam Second Upper Secondary Education Development Project

Project Loan

90.0 31-Oct-2012

127 2949 Bangladesh South Asia Subregional Economic Cooperation Road Connectivity Project

Project Loan

198.0 22-Nov-2012

128 319 Kyrgyzstan Investment Climate Improvement Program - Subprogram 2

Grant 20.0 26-Nov-2012

129 9172 Bangladesh Pilot Project on Weather Index-Based Crop Insurance

Grant 2.0 27-Mar-2013

130 3020 Timor Leste Road Network Upgrading Sector Project Loan

40.0 19-Sep-2013

26 Attachment 1

Project Count

Loan or

Grant No.


Date Approved

3021 Timor Leste Road Network Upgrading Sector Project

Loan 10.0 19-Sep-2013

131 3027 Sri Lanka Southern Road Connectivity Project Loan

70.0 23-Sep-2013

3028 Sri Lanka Southern Road Connectivity Project

Loan 5.0 23-Sep-2013

132 360 Samoa Public Sector Financial Management Program

Grant 14.0 24-Sep-2013

133 3029 Sri Lanka Greater Colombo Water and Wastewater Management Improvement Investment Program - Tranche 2

MFF 70.0 26-Sep-2013

3030 Sri Lanka Greater Colombo Water and

Wastewater Management Improvement Investment Program - Tranche 2

MFF 18.0 26-Sep-2013

134 3040 India Uttarakhand State - Road Investment Program (Tranche 3)

MFF 150.0 9-Oct-2013

135 3057 Nepal Bagmati River Basin Improvement Project Loan

25.5 31-Oct-2013

136 3060 Palau Koror-Airai Sanitation Project Loan

26.9 19-Nov-2013

3061 Palau Koror-Airai Sanitation Project

Loan 1.9 19-Nov-2013

137 3065 India Rural Connectivity Investment Program (Tranche 2)

MFF 275.0 25-Nov-2013


Civil Aviation Development Investment Program - Tranche 2

MFF 115.0 25-Nov-2013

3070 Papua New

Guinea Civil Aviation Development Investment Program - Tranche 2 (SF)

MFF 15.0 25-Nov-2013


MFF 63.3 9-Dec-2013

140 3094 Indonesia Coral Reef Rehabilitation and Management Program−Coral Triangle Initiative Project

Project Loan

45.5 13-Dec-2013

141 3122 Indonesia Neighborhood Upgrading and Shelter (Phase 2)

Project Loan

74.4 31-Mar-2014

142 3118 India South Asia Subregional Economic Cooperation Road Connectivity Investment Program - Tranche 1

MFF 300.0 1-Apr-2014

143 3131 Bangladesh Skills for Employment Investment Program - Tranche 1

MFF 100.0 3-Jun-2014

144 393 Kyrgyzstan Investment Climate Improvement Program - Subprogram 3

Grant 22.0 19-Jun-2014

145 3135 Bangladesh Irrigation Management Improvement Project Loan

46.0 30-Jun-2014

146 3148 India Karnataka Integrated Urban Water Management Investment Program (Tranche 1)

MFF 75.0 29-Jul-2014

147 3151 Cambodia Rural Roads Improvement II Project Loan

54.0 8-Aug-2014

148 3156 Lao PDR Greater Mekong Subregion Tourism Infrastructure for Inclusive Growth

Project Loan

40.0 8-Sep-2014

Attachment 1 27

Project Count

Loan or

Grant No.


Date Approved


PBL 400.0 25-Sep-2014

150 3165 Viet Nam Greater Mekong Subregion Tourism Infrastructure for Inclusive Growth

Project Loan

50.0 26-Sep-2014

151 3166 Cambodia Technical and Vocational Education and Training Sector Development Program (Program Loan)

PBL 7.0 26-Sep-2014

3167 Cambodia Technical and Vocational Education

and Training Sector Development Program (Project Loan)

Project Loan

23.0 26-Sep-2014

152 3186 India Clean Energy Finance Investment Program - Tranche 1

MFF 200.0 17-Nov-2014

153 3189 India Madhya Pradesh District Connectivity Sector

Project Loan

350.0 19-Nov-2014

154 3188 India Supporting Kerala's Additional Skill Acquisition Program in Post-Basic Education

RBL 100.0 19-Nov-2014

155 3202 PRC Gansu Baiyin Integrated Urban Development

Project Loan

100.0 28-Nov-2014

156 416 Kiribati Strengthening Fiscal Stability Program Grant 3.0 28-Nov-2014 157 3221 Sri Lanka Integrated Road Investment Program

(Tranche 2) MFF 98.0 11-Dec-2014

3222 Sri Lanka Integrated Road Investment Program

(Tranche 2) MFF 9.0 11-Dec-2014


MFF 108.0 11-Dec-2014

159 3233 Philippines Increasing Competitiveness for Inclusive Growth Program (Subprogram 2)

PBL 350.0 15-Dec-2014

160 3257 India Supporting National Urban Health Mission

RBL 300.0 28-May-2015

161 3276 India Second Jharkhand State Road Project Loan

200.0 9-Sep-2015

162 3277 PRC Hubei Enshi Qing River Upstream Environment Rehabilitation

Project Loan

100.0 11-Sep-2015

163 3282 Georgia Improving Domestic Resource Mobilization for Inclusive Growth Program (Subprogram 2)

PBL 22.0 22-Sep-2015

3283 Georgia Improving Domestic Resource

Mobilization for Inclusive Growth Program (Subprogram 2)

PBL 53.0 22-Sep-2015

164 3300 Pakistan National Motorway M-4 Gojra - Shorkot Section

Project Loan

178.0 30-Sep-2015

165 3303 Indonesia Sustainable and Inclusive Energy Program (Subprogram 1)

PBL 400.0 30-Sep-2015

166 3305 Pakistan Sindh Provincial Road Improvement Project Loan

197.9 12-Oct-2015

167 458 Samoa Samoa Submarine Cable Project Grant 25.0 20-Nov-2015 168 3398 Pakistan Public Sector Enterprises Reform

Program (Subprogram 1) Project Loan

200.0 28-Jun-2016

169 3410 Kyrgyzstan Second Investment Climate Improvement Program (Subprogram 2)

Project Loan

12.5 26-Jul-2016

28 Attachment 1

Project Count

Loan or

Grant No.


Date Approved

487 Kyrgyzstan Second Investment Climate

Improvement Program (Subprogram 2) Grant 12.5 29-Jul-2016

170 9162 Philippines Promoting Partnerships and Innovation in Poor and Underserved Communities

Grant 1.5 31-Aug-2016

171 3428 Cambodia Strengthening Public Financial Management Program, Subprogram 1

Project Loan

26.5 26-Sep-2016

3429 Cambodia Strengthening Public Financial

Management Program, Subprogram 1 Project Loan

3.5 26-Sep-2016


MFF 99.0 4-Oct-2016

173 8309 India Solar Rooftop Investment Program - Tranche 1

MFF 100.0 7-Oct-2016

174 3453 Armenia Infrastructure Sustainability Support Program (Phase 2)

Project Loan

90.0 10-Nov-2016

175 3459 PRC Chongqing Integrated Logistics Demonstration Project

Project Loan

150.0 14-Nov-2016

176 3566 Nepal Regional Urban Development Project Project Loan

150.0 22-Sep-2017

177 3571 Sri Lanka Rooftop Solar Power Generation Project

Project Loan

50.0 26-Sep-2017

178 3584 Armenia Public Efficiency and Financial Markets Program (Subprogram1)

Program Loan

40.0 24-Oct-2017

179 3616 Azerbaijan Improving Governance and Public Sector Efficiency Program (Subprogram 1)

Program Loan

250.0 6-Dec-2017

180 3620 Nepal Rural Connectivity Improvement Project Loan

100.0 11-Dec-2017

3650 Sri Lanka Skills Sector Enhancement Program -

Additional Financing RBL 60.0 28-Mar-2018

3651 Sri Lanka Skills Sector Enhancement Program -

Additional Financing RBL 40.0 28-Mar-2018

181 3667 Fiji Sustained Private Sector-Led Growth Reform Program (Subprogram 1)

PBL 15.0 6-May-2018

182 3675 Uzbekistan Economic Management Improvement Program (Subprogram 1)

PBL 300.0 26-Jun-2018


PBL 500.0 6-Aug-2018

184 3724 Myanmar Climate-Friendly Agribusiness Value Chains Sector

Project Loan

40.5 10-Sep-2018

185 3722 Nepal South Asia Subregional Economic Cooperation Highway Improvement Project

Project Loan

180.0 3-Oct-2018

186 3735 Armenia Public Efficiency and Financial Markets Program (Subprogram 2)

PBL 50.0 9-Nov-2018

Subtotal Group B

11,204.3

Total

28,141.7

MFF = multitranche financing facility; PBL = policy-based loan; RBL = results-based loan

Notes: 1. Group A = projects with significant PPP elements

2. Group B = projects with some PPP elements

3. Excludes cancelled projects

Source: Raw data from Office of Public-Private Partnership; Classification by Independent Evaluation Department.

Attachment 1 29

Table A.2: Nonsovereign Operations

Project Count

Investment/ Loan No.

Country Project Name Modality/ Product

Amount ($ million)

Date Approved

Group A

1 7291/2505 PRC Small Hydropower Development Project

A-Loan 58.57 13-Jan-2009

7291/2505 PRC Small Hydropower Development

Project A-Loan 25.00 13-Jan-2009

7291/2505 PRC Small Hydropower Development

Project B-Loan 120.00 13-Jan-2009

2 7298 Indonesia Indonesian Infrastructure Financing Facility

Equity 40.00 31-Mar-2009

3 7300 India Public–Private Partnership for Renewable Energy Development

Equity 40.00 28-Apr-2009

4 7296/2522 PRC Municipal Waste to Energy Project A-Loan 100.00 4-Jun-2009 7296/2522 PRC Municipal Waste to Energy Project B-Loan 100.00 4-Jun-2009

5 7308/2620 Armenia Zvartnots Airport Expansion Project (Phase 2)

A-Loan 40.00 26-Mar-2010

6 7310/2627 PRC Songhua River Basin Water Pollution Control and Management Project Private Sector Facility

A-Loan 36.60 16-Apr-2010

7310/2627 PRC Songhua River Basin Water Pollution

Control and Management Project Private Sector Facility

B-Loan 100.00 16-Apr-2010

7310/2628 PRC Songhua River Basin Water Pollution

Control and Management Project Private Sector Facility

Equity 10.00 16-Apr-2010

7 7311/2628 Thailand Solar Power Project A-Loan 70.00 16-Apr-2010 8 7314/2678 Thailand Bangchak Solar Power Project A-Loan 134.31 5-Oct-2010 9 7316/2693 PRC Municipal Natural Gas Infrastructure

Development Project (Phase 2) A-Loan 100.00 9-Nov-2010

7316/2693 PRC Municipal Natural Gas Infrastructure

Development Project (Phase 2) B-Loan 100.00 9-Nov-2010

10 7319/2704 Pakistan Zorlu Enerji Power Project A-Loan 36.80 24-Nov-2010 11 7326/27222 Pakistan Uch II Power Project A-Loan 100.00 13-Dec-2010

7326/27222 Pakistan Uch II Power Project PRG 50.00 13-Dec-2010 12 7328/2745 Papua New

Guinea Bemobile Expansion Project (Papua New Guinea and The Solomon Islands)

A-Loan 40.00 25-Mar-2011

7328/2745 Papua New

Guinea Bemobile Expansion Project (Papua New Guinea and The Solomon Islands)

Equity 9.00 25-Mar-2011

13 7330/2753 PRC Municipal Water Distribution Infrastructure Development Project

A-Loan 100.00 25-Apr-2011

7330/2753 PRC Municipal Water Distribution

Infrastructure Development Project B-Loan 100.00 25-Apr-2011

14 7337/2774 Uzbekistan Kandym Gas Field Development Project

A-Loan 100.00 1-Sep-2011

7337/2774 Uzbekistan Kandym Gas Field Development

Project PRG 200.00 1-Sep-2011

15 7339/2792 Pakistan Patrind Hydropower Project A-Loan 97.00 11-Oct-2011 16 7340/2798 India Dahanu Solar Power Project A-Loan 48.00 2-Nov-2011 17 7348-001 Pakistan Foundation Wind Energy I Project PCG 33.43 8-Dec-2011

7348-002 Pakistan Foundation Wind Energy II Project PCG 33.18 8-Dec-2011

30 Attachment 1

Project Count



Amount ($ million)

Date Approved

18 7354/2854 India Rajasthan Concentrating Solar Power Project

A-Loan 103.00 28-Mar-2012

19 7356/2875 Thailand Provincial Solar Power Project A-Loan 25.20 25-Jun-2012 20 7360 India Credit Enhancement of Project Bonds PCG 128.00 20-Sep-2012 21 7367/2896 PRC Tianjin Cold Chain Logistics Facility

Development Project A-Loan 24.00 21-Sep-2012

22 7368/2899 PRC Agricultural and Municipal Waste to Energy Project (Agricultural Waste to Energy)

B-Loan 60.00 26-Sep-2012

7368/2899 PRC Agricultural and Municipal Waste to

Energy Project (Biomass Energy) A-Loan 60.00 26-Sep-2012


Energy Project (Municipal Waste to Energy)

B-Loan 40.00 26-Sep-2012


Energy Project (Municipal Waste to Energy)

A-Loan 40.00 26-Sep-2012

23 7370/2912 Thailand Ayudhaya Natural Gas Power Project A-Loan 185.00 2-Oct-2012 24 7375/2933 PRC Songhua River Basin Water Pollution

Control and Management Project Private Sector Facility, Phase 2

A-Loan 95.00 8-Nov-2012

25 7376/2945 Thailand Theppana Wind Power Project A-Loan 4.54 20-Nov-2012 26 7377/2960 PRC Dynagreen Waste-to-Energy Project A-Loan 100.00 10-Dec-2012

7377/2960 PRC Dynagreen Waste-to-Energy Project B-Loan 100.00 10-Dec-2012 27 7384/2992 Thailand Central Thailand Solar Power Project A-Loan 52.00 28-Feb-2013 28 7385/2996 Armenia Sevan–Hrazdan Cascade Hydropower

System Rehabilitation Project A-Loan 25.00 3-Apr-2013

29 7386 India Hydro and Wind Power Development Equity 30.00 12-Apr-2013 30 7392/3023 PRC Wastewater Treatment and Reuse

Project A-Loan 120.00 20-Sep-2013

31 7395/3071 PRC Urban–Rural Integration Water Distribution Project

A-Loan 100.00 3-Dec-2013

32 7397/3089 Indonesia Sarulla Geothermal Power Development Project

A-Loan 250.00 5-Dec-2013

33 7400 India Solar and Wind Power Development Project

Equity 50.00 12-Dec-2013

34 7405 India Rural Education Project Equity 2.00 11-Apr-2014 35 7406 India Renew Power Investment Project Equity 50.00 16-May-2014 36 7407/3130 Georgia Adjaristsqali Hydropower Project A-Loan 75.00 19-May-2014 37 7408/3137 Myanmar Yangon Urban Renewal and District

Cooling Project Equity 20.00 26-Jun-2014

38 7409/8284 Indonesia Rantau Dedap Geothermal B-Loan 50.00 26-Jun-2014 39 7414/3153 Lao PDR Nam Ngiep 1 Hydropower Project A-Loan 50.00 14-Aug-2014

7414/3154 Lao PDR Nam Ngiep 1 Hydropower Project A-Loan 94.00 14-Aug-2014 40 7416/3175 India ACME-EDF Solar Power Project A-Loan 9.79 16-Oct-2014

7417/3176 India ACME-EDF Solar Power Project A-Loan 9.81 16-Oct-2014 7418/3177 India ACME-EDF Solar Power Project A-Loan 9.79 16-Oct-2014 7421/3180 India ACME-EDF Solar Power Project A-Loan 50.00 16-Oct-2014 7419/3178 India ACME-EDF Solar Power Project A-Loan 9.81 16-Oct-2014 7420/3179 India ACME-EDF Solar Power Project A-Loan 10.79 16-Oct-2014

41 7422/3174 India Ocean Sparkle Expansion Project A-Loan 40.00 24-Oct-2014 42 7435/3219 Thailand Subyai Wind Power Project A-Loan 53.00 4-Dec-2014

Attachment 1 31

Project Count



Amount ($ million)

Date Approved

43 7432/3206 PRC Natural Gas for Land and River Transportation Project

A-Loan 150.00 4-Dec-2014

44 7436/3236 Bangladesh Bibiyana II Gas Power Project A-Loan 75.00 5-Dec-2014 45 7439/3224 Philippines Mactan-Cebu International Passenger

Terminal Project A-Loan 75.00 9-Dec-2014

46 7442/3246 Philippines 150-Megawatt Burgos Wind Fram Project

A-Loan 20.00 26-Jan-2015

47 7443/3247 Pakistan Engro Fast-Track Liquefied Natural Gas Regasification Project

A-Loan 30.00 24-Feb-2015

48 7445/3252 Pakistan Gulpur Hydropower Project A-Loan 65.00 17-Apr-2015 49 7450/3269 Myanmar Nationwide Telecommunications

Project A-Loan 150.00 30-Jun-2015

7450/3269 Myanmar Nationwide Telecommunications

Project B-Loan 300.00 1-Jul-2015

50 7453/3270 Azerbaijan Shah Deniz Stage II Gas Field Expansion Project

A-Loan 250.00 7-Jul-2015

7453/3270 Azerbaijan Shah Deniz Stage II Gas Field

Expansion Project B-Loan 225.00 8-Jul-2015

51 7455/3304 PRC Western Counties Water and Wastewater Management Project

A-Loan 150.00 8-Oct-2015

7455/3305 PRC Western Counties Water and

Wastewater Management Project B-Loan 150.00 8-Oct-2015

52 7460/3359 Myanmar Myingyan Natural Gas Power A-Loan 42.20 8-Dec-2015 7460/3360 Myanmar Myingyan Natural Gas Power B-Loan 110.00 8-Dec-2015

53 7462/3366 Thailand Northeastern Thailand Wind Power A-Loan 31.50 8-Dec-2015 7463/3367 Thailand Northeastern Thailand Wind Power A-Loan 31.50 8-Dec-2015 7464/3368 Thailand Northeastern Thailand Wind Power A-Loan 31.50 8-Dec-2015 7465/3369 Thailand Northeastern Thailand Wind Power A-Loan 31.50 8-Dec-2015 7466/3370 Thailand Northeastern Thailand Wind Power A-Loan 31.50 8-Dec-2015

54 7472/3357 PRC Small and Medium-Sized Enterprise Industrial Wastewater and Sludge Treatment

A-Loan 100.00 10-Dec-2015

7472/3358 PRC Small and Medium-Sized Enterprise

Industrial Wastewater and Sludge Treatment

B-Loan 150.00 10-Dec-2015

55 7474/3379 India Mytrah Wind and Solar Power Development Project

A-Loan 175.00 18-Mar-2016

56 7487/3448 Pakistan Triconboston Wind Power Project A-Loan 75.00 4-Oct-2016 57 7491/3463 PRC Integrated Wastewater Management

Project A-Loan 150.00 27-Oct-2016

7491/3463 PRC Integrated Wastewater Management

Project B-Loan 100.00 27-Oct-2016

58 7499/3498 Azerbaijan Shah Deniz Gas Field Expansion Project

A-Loan 500.00 4-Nov-2016

59 7493/3489 Indonesia Tangguh Liquefied Natural Gas Expansion Project

A-Loan 400.00 9-Nov-2016

60 7494/3490 Thailand Grid-Parity Rooftop Solar Project A-Loan 43.56 11-Nov-2016 61 7497/3482 Indonesia Muara Laboh Geothermal Power

Project/1 A-Loan 70.00 16-Nov-2016

62 7498/3495 Cambodia Cambodia Solar Power Project A-Loan 3.60 16-Nov-2016 63 7504/354 India ReNew Clean Energy Project/2 A-Loan 194.50 29-Nov-2016 64 7512 PRC China Everbright Greentech Limited

(China Everbright Renewable Energy) Equity 10.00 6-Apr-2017

32 Attachment 1

Project Count



Amount ($ million)

Date Approved

65 7513 Regional B. Grimm Power Public Company Limited (ASEAN Distributed Power)

Equity 75.00 17-May-2017

66 7515/3553 Samoa Jarcon Pty Limited and Sun Pacific Energy Limited (Solar Power Development)

A-Loan 2.00 4-Aug-2017

67 7517/3558 PRC Minsheng Financial Leasing Co. Ltd. (Green Transport Finance)

A-Loan 200.00 30-Aug-2017

68 7523/3578 Regional B. Grimm Power Public Company Limited (ASEAN Distributed Power) (Phase 2)

A-Loan 235.00 29-Sep-2017

69 7524/3581 Thailand Chana Green Company Limited (Southern Thailand Waste-to-Energy)

A-Loan 33.60 20-Oct-2017

70 7528 Thailand Gulf Energy Development Public Company Limited (Cornerstone Investment in Leading Independent Power Producer)

Equity 75.00 7-Nov-2017

71 7530/3596 Pakistan Zorlu Solar Pakistan (Private) Limited (Zorlu Solar Power)

A-Loan 20.00 23-Nov-2017

72 7531/3597 PRC China Water Affairs Group Limited and Golden Tact Environmental Investment (Shenzen) Company Limited (Integrated Urban Water Management)

A-Loan 200.00 24-Nov-2017

73 7533/3606 Indonesia PT Energi Bayu Jeneponto (Eastern Indonesia Renewable Energy (Phase 1))

A-Loan 56.35 29-Nov-2017

74 7535/3608 Bangladesh Reliance Bangladesh lnG and Power Limited (Reliance Bangladesh LNG and Power)

A-Loan 422.00 1-Dec-2017

7536/3609 Bangladesh Reliance Bangladesh lnG and Terminal

Limited (Reliance Bangladesh LNG and Power)

A-Loan 161.00 1-Dec-2017

75 7534/3607 Viet Nam China Everbright International Limited (Municipal Waste-to-Energy)

A-Loan 100.00 1-Dec-2017

76 7539/3622 India Ostro Kutch Wind Private Limited (Kutch Wind)

A-Loan 100.00 12-Dec-2017

77 7541/3638 PRC Sinopec Green Energy Geothermal Development Company Limited (Geothermal District Heating)

A-Loan 200.00 14-Dec-2017

78 7547 Regional DCDC Health Services Private Limited (DCDC Dialysis Network)

Equity 5.00 23-Feb-2018

79 7548/3647 Indonesia PT Supreme Energy Rantau Dedap (Rantau Dedap Geothermal Power (Phase 2))

A-Loan 177.50 23-Mar-2018

80 7549 Bangladesh Summit Power International Limited (Cornerstone Investment in a Leading Power Developer)

Equity 60.00 28-Mar-2018

81 7550/3653 Indonesia PT Infrastruktur Terbarukan Lestari (Eastern Indonesia Renewable Energy Project (Phase 2))

A-Loan 5.97 11-Apr-2018

7551/3654 Indonesia PT Infrastruktur Terbarukan

Cemerlang (Eastern Indonesia Renewable Energy Project (Phase 2))

A-Loan 2.20 11-Apr-2018

Attachment 1 33

Project Count



Amount ($ million)

Date Approved

7552/3655 Indonesia PT Infrastruktur Terbarukan Buana (Eastern Indonesia Renewable Energy Project (Phase 2))

A-Loan 2.19 11-Apr-2018

7553/3656 Indonesia PT Infrastruktur Terbarukan Adhiguna

(Eastern Indonesia Renewable Energy Project (Phase 2))

A-Loan 2.13 11-Apr-2018

82 7554/3657 Armenia ArmPower CJSC (Yerevan Gas-Fired Combined-Cycle Power)

A-Loan 68.40 16-Apr-2018

83 7555 Indonesia PT Medikaloka Hermina (Maternity and Child Care Hospital)

Equity 10.00 24-Apr-2018

84 7558/3669 Thailand Eastern Bangkok Monorail Company Limited (Bangkok Mass Rapid Transit (Pink and Yellow Lines))

A-Loan 159.00 5-Jun-2018

7559/3672 Thailand Northern Bangkok Monorail Company

Limited (Bangkok Mass Rapid Transit (Pink and Yellow Lines))

A-Loan 159.00 5-Jun-2018

85 7560/3680 India Indian Railway Finance Corporation (Railways Track Electrification)

A-Loan 750.00 10-Jul-2018

86 7568/3693 Indonesia PT. Jawa Satu Power (Jawa-1 Liquefied Natural Gas-to-Power)

A-Loan 250.00 29-Aug-2018

87 7571/3723 Viet Nam Da Nhim - Ham Thuan - Da Mi Hydro Power Joint Stock Company (Floating Solar Energy)

A-Loan 20.00 4-Oct-2018

88 7556/3658 Kazakhstan Baikonyr Solar Limited Liability Partnership (Baikonyr Solar Power)

A-Loan 12.00 5-Oct-2018

89 7572/3729 Thailand Gulf SRC Company Limited (Chonburi Natural Gas Power)

A-Loan 228.00 30-Oct-2018

90 7574/3739 PRC Far East Horizon Limited (Health Care Finance in Underdeveloped Provinces)

A-Loan 150.00 16-Nov-2018

91 7576/3750 PRC Shanghai SUS Environment Company Limited (Eco-Industrial Park Waste-to-Energy)

A-Loan 100.00 29-Nov-2018

92 7577/3751 Indonesia PT. Medco Ratch Power Riau (Riau Natural Gas Power)

A-Loan 147.90 4-Dec-2018

93 7579/3754 Thailand B.Grimm Power Public Company Limited (Thailand Green Bond)

A-Loan 108.28 5-Dec-2018

7579/3753 Thailand B.Grimm Power Public Company

Limited (Thailand Green Bond) A-Loan 46.40 5-Dec-2018

Subtotal Group A

12,412.92

Group B

94 7357 Philippines Philippine Investment Alliance for Infrastructure Fund

Equity 25.00 30-Jul-2012

Subtotal Group B

25.00

Total

12,437.92

Notes: 1. Group A = projects with significant PPP elements

2. Group B = projects with some PPP elements



34 Attachment 1

Table A.3: Technical Assistance

TA Count

TA No. Country Project Name New Type

Amount ($ million)

Date Approved

Group A

1 6522 Regional Establishment of the Pacific Infrastructure Advisory Center

PATA 1.80 8-Jan-2009

6522 Regional Establishment of the Pacific

Infrastructure Advisory Center (Supplementary)

PATA 1.05 19-Nov-2010



PATA 1.18 22-Mar-2011


Infrastructure Advisory Center (2nd Supplementary)

PATA 1.50 7-Dec-2011



PATA 1.50 15-May-2012

2 7257 Philippines Public–Private Partnership in Health

CDTA 1.00 25-Mar-2009

3 7260 Bangladesh Developing Innovative Approaches to Management of Major Irrigation Systems

CDTA 0.75 30-Mar-2009

4 7271 Tonga Reforming Public Enterprises PATA 0.50 14-Apr-2009

5 4645 Cambodia Restructuring of the Railway in Cambodia (Supplementary)

AOTA 0.60 8-May-2009

6 7291 Mongolia Support for Public–Private Partnerships

PATA 0.20 3-Jun-2009

7577 Mongolia Public–Private Partnership

Development PATA 0.50 17-Aug-2010

7 7294 PRC Municipal Waste to Energy Project CDTA 0.65 4-Jun-2009

8 7296 Georgia Georgian Sustainable Urban Transport Project

PPTA 1.10 8-Jun-2009

9 4695 Viet Nam Development of Expressway Network Development Plan (Supplementary)

AOTA 0.22 8-Jul-2009

10 7339 PRC Hunan Xiangjiang Inland Waterway PPTA 0.14 4-Sep-2009

7339 PRC Hunan Xiangjiang Inland Waterway (Supplementary)

PPTA 1.00 15-Dec-2009

11 7342 India Supporting an Initiative for Mainstreaming Public–Private Partnerships for Providing Urban Rural Amenities in Rural Areas

CDTA 1.50 11-Sep-2009

12 7352 Nepal Support to Local Governance and Community Development Program

CDTA 0.55 22-Sep-2009

13 7379 Regional Establishment of e-Systems in Support of Infrastructure Finance in Asia

CDTA 0.50 13-Nov-2009

7379 Regional Establishment of e-Systems in

Support of Infrastructure Finance in Asia (Supplementary)

CDTA 1.00 13-Nov-2009

Attachment 1 35

TA Count


Amount ($ million)

Date Approved

7379 Regional Establishment of e-Systems in

Support of Infrastructure Finance in Asia (Supplementary)

CDTA 0.50 13-Nov-2009


Improving Road User Charges and Private Sector Participation in Road Development

PATA 0.80 8-Dec-2009

15 7444 Thailand Lamthakong Wind Farm Development Project

PPTA 0.16 8-Dec-2009

16 7445 Thailand Chaiyapun Wind Farm Development

PPTA 0.16 8-Dec-2009

17 7422 Regional Contribution to the Public–Private Infrastructure Advisory Facility

RDTA 0.50 10-Dec-2009

18 7430 Regional Pacific Private Sector Development Initiative Phase II

PATA 3.00 10-Dec-2009

7430 Regional Pacific Private Sector

Development Initiative Phase II PATA 9.00 10-Dec-2009

19 7463 India Sustaining the Government of India–ADB Initiative for Mainstreaming Public–Private Partnerships

CDTA 0.80 10-Dec-2009

7463 India Sustaining the Government of

India–ADB Initiative for Mainstreaming Public-Private Partnerships (Supplementary)

CDTA 0.50 21-Apr-2014

20 7441 India Assisting in Framework Development for Mainstreaming Public–Private Partnerships

PATA 1.00 11-Dec-2009

21 7483 Thailand Implementation Plan for Strategic Intercity Motorway Network

PATA 1.00 15-Dec-2009

22 4845 Viet Nam Support for Public-Private Development of the O Mon Thermal Power Complex (Second Supplementary)

PPTA 0.26 12-Jan-2010

4845 Viet Nam Support for Public-Private

Development of the O Mon Thermal Power Complex (Supplementary)

PPTA 0.20 6-Dec-2011

23 7490 Bangladesh Second Urban Primary Health Care

CDTA 0.23 21-Jan-2010

24 7502 Mongolia Ulaanbaatar Low Carbon Energy Supply Project Using a Public–Private Partnership Model

PATA 1.50 26-Feb-2010

25 7512 Regional Empowering the Poor through Increasing Access to Energy

PPTA 2.00 9-Apr-2010

7512 Regional Empowering the Poor through

Increasing Access to Energy (Supplementary)

PPTA 0.15 22-Jun-2011



PPTA 0.13 22-Jun-2011



PPTA 2.75 18-Nov-2011

36 Attachment 1

TA Count


Amount ($ million)

Date Approved



PPTA 3.98 27-Mar-2013



PPTA 2.07 18-Jun-2012

26 7513 Philippines Computer Access Mentorship Program—A Public–Private Partnership for Enhancing Education Quality

CDTA 0.50 12-Apr-2010

7540 Thailand Mainstreaming Public–Private

Partnerships PATA 0.50 2-Jun-2010

27 7540 Thailand Mainstreaming Public–Private Partnerships

PATA 1.00 2-Jun-2010

28 7553 Bangladesh Rural Information and Communication Technology Connectivity

PPTA 0.23 23-Jun-2010

29 4573 India Advanced Project Preparedness for Poverty Reduction—Water Users Association Empowerment for Improved Irrigation Management in Chattisgarh (Supplementary)

AOTA 0.15 10-Aug-2010

30 7597 Nepal Capacity Building for Waste Management

CDTA 0.50 16-Sep-2010

31 7625 India Deepening Capacity Building for Mainstreaming Public–Private Partnerships

CDTA 2.00 22-Oct-2010

7625 India Deepening Capacity Building for

Mainstreaming Public–Private Partnerships

CDTA 1.00 22-Oct-2010

32 7626 Regional Public–Private Partnership Development in Brunei Darussalam–Indonesia–Malaysia–Philippines East ASEAN Growth Area and Indonesia–Malaysia–Thailand

PATA 1.00 22-Oct-2010

33 7655 Bangladesh Urban Primary Health Care Sector Development

PPTA 0.70 19-Nov-2010

34 7669 Nepal Strengthening the Town Development Fund Capacity for Public–Private Partnership

CDTA 0.25 29-Nov-2010

7669 Nepal Strengthening the Town

Development Fund Capacity for Public-Private Partnership (Supplementary)

CDTA 0.06 29-Mar-2011

35 7674 Regional Enabling Climate Change Responses in Asia and the Pacific—Design of the Climate Public–Private Partnership Fund Subproject 5)

RDTA 0.21 29-Nov-2010

36 7691 Bangladesh Public–Private Partnership Program Operationalization

CDTA 1.00 6-Dec-2010

Attachment 1 37

TA Count


Amount ($ million)

Date Approved

7691 Bangladesh Public–Private Partnership

Program Operationalization (Supplementary)

CDTA 0.23 14-Dec-2012

37 7759 Viet Nam Support for Public–Private Partnerships in Viet Nam

CDTA 0.23 7-Dec-2010

38 7729 Indonesia Capacity Development Assistance for Public–Private Partnerships

CDTA 0.50 10-Dec-2010

39 7693 Regional Asia Pacific Health Observatory RDTA 0.50 12-Dec-2010

7693 Regional Asia Pacific Health Observatory (Supplementary)

RDTA 0.20 19-Dec-2013

40 7750 India Strengthening Urban Transport Subsector under ADB-Supported Urban Development Projects

CDTA 0.23 16-Dec-2010

41 7770 Bangladesh Communications Strategy for Public–Private Partnership

CDTA 0.23 16-Dec-2010


Facilitating Public-Private Partnerships

CDTA 0.80 23-Feb-2011

43 7785 India Capacity Building for Road safety and Public-Private Participation (PPP) Support

CDTA 1.00 10-Mar-2011

44 7796 Philippines Strengthening Public-Private Partnerships in the Philippines

CDTA 7.00 24-Mar-2011

7796 Philippines Strengthening Public-Private

Partnerships in the Philippines CDTA 1.20 24-Mar-2011


Partnerships in the Philippines CDTA 1.50 24-Mar-2011


Partnerships in the Philippines (Supplementary)

CDTA 15.00 20-Apr-2012



CDTA 0.50 20-Apr-2012



CDTA 3.00 10-Jan-2013

45 7815 India Advanced Project Preparedness for Poverty Reduction - Gujarat Solar Vocational Training and Livelihoods (Subproject 14)

CDTA 0.40 16-May-2011

46 7813 Regional Coastal and Marine Resources Management in the Coral Triangle - Southeast Asia

PATA 11.22 18-May-2011

7813 Regional Coastal and Marine Resources

Management in the Coral Triangle - Southeast Asia

PATA 1.00 18-May-2011

47 7819 Kyrgyzstan Enabling Identification of Public-Private Partnership Projects and Capacity Building in the Kyrgyz Republic

CDTA 0.23 16-Jun-2011

48 7837 Sri Lanka Clean Energy and Network Efficiency Improvement

PPTA 1.00 20-Jul-2011

49 7887 Bhutan Green Power Development II PPTA 1.00 10-Oct-2011

38 Attachment 1

TA Count


Amount ($ million)

Date Approved

50 7918 Regional Support to Urban Infrastructure Development and Financing

CDTA 1.70 16-Nov-2011

51 7919 Lao PDR Strengthening Urban Water Supply Regulation

CDTA 0.50 16-Nov-2011

52 7960 Bangladesh Public Private Partnership in Higher Education

CDTA 0.23 6-Dec-2011

53 7969 Regional Promotion of Capital Market Instruments for Infrastructure Financing in the ASEAN

CDTA 0.15 6-Dec-2011

54 7950 Regional Smart Grid Capacity Development CDTA 1.40 7-Dec-2011

55 7955 Philippines Education Improvement Sector Development Program

PPTA 1.50 9-Dec-2011

7955 Philippines Education Improvement Sector

Development Program (Supplementary)

PPTA 0.31 14-May-2012

56 8013 Cambodia Support for Public-Private Partnerships in Cambodia

PATA 0.23 16-Dec-2011

57 8036 Regional Promoting Financially Sustainable Regulatory Framework for Water Tariff in South Asia

CDTA 1.00 22-Dec-2011

58 8053 Bangladesh Khilkhet Water Treatment Plant PPTA 0.90 21-Feb-2012

8053 Bangladesh Khilkhet Water Treatment Plant (Supplementary)

PPTA 0.50 12-Aug-2013

59 8060 Regional Promoting Innovations in Wastewater Management in Asia and the Pacific

CDTA 2.00 15-Mar-2012

60 8062 India Maharashtra Solar Park and Green Grid Development Investment Program`

PPTA 0.35 20-Mar-2012

61 8080 Mongolia Logistics Capacity Development CDTA 0.90 22-May-2012

62 8083 Regional Turkmenistan-Afghanistan-Pakistan-India Natural Gas Pipeline, Phase 3

RDTA 1.50 24-May-2012

63 8103 PRC Innovative Financing for Urban Infrastructure and Municipal Services in Harbin

PATA 0.40 29-Jun-2012

64 8118 Bangladesh Supporting the Urban Primary Health Care Services Delivery Project

CDTA 0.40 18-Jul-2012

65 8219 Thailand Thailand Intercity Motorway PATA 0.23 20-Nov-2012

66 8222 Kyrgyzstan Investment Climate Improvement Program - Subprogram 2 (Preparing Subprogram 3)

CDTA 0.15 26-Nov-2012

8222 Kyrgyzstan Investment Climate Improvement

Program - Subprogram 2 (Preparing Subprogram 3)

CDTA 0.55 26-Nov-2012

67 8230 Federated States of

Micronesia

Strengthening the Energy Sector Regulatory Framework

PATA 0.50 3-Dec-2012

68 8236 Mongolia Developing a Conducive Environment for Public-Private Partnerships

PATA 0.75 3-Dec-2012

Attachment 1 39

TA Count


Amount ($ million)

Date Approved

69 8231 Samoa Private Sector Development PPTA 0.60 4-Dec-2012

70 8240 Regional Supporting Regional Project Development for Association of Southeast Asian Nations Connectivity

CDTA 1.20 4-Dec-2012

8240 Regional Supporting Regional Project

Development for Association of Southeast Asian Nations Connectivity (Supplementary)

CDTA 0.30 27-Feb-2013


Development for Association of Southeast Asian Nations Connectivity (2nd Supplementary)

CDTA 4.30 4-Dec-2013


Development for Association of Southeast Asian Nations Connectivity (2nd Supplementary)

CDTA 4.50 4-Dec-2013

71 8271 Sri Lanka Southern Highways Investment Program

PPTA 1.00 10-Dec-2012

72 8278 Timor Leste Infrastructure Management CDTA 0.50 11-Dec-2012 8278 Timor Leste Infrastructure Management

(Supplementary) CDTA 1.00 17-Dec-2013

73 8313 Regional Developing Government Support and Risk Management Systems for Public–Private Partnerships in Southeast Asia

CDTA 1.50 17-Dec-2012

8313 Regional Developing Government Support

and Risk Management Systems for Public–Private Partnerships in Southeast Asia (Supplementary)

CDTA 0.50 4-Dec-2015

74 8317 Cambodia Public-Private Partnership Development

PPTA 0.90 19-Dec-2012

75 8320 Bangladesh Establishing a Regulatory Framework for Urban Water Supply and Sanitation

PATA 0.75 28-Jan-2013

76 8329 Nepal Support for Sustainable Energy Management and Reforms

CDTA 1.50 21-Feb-2013

77 8333 Kyrgyzstan Support a High Level Forum on Public-Private Partnerships in the Kyrgyz Republic

CDTA 0.23 28-Feb-2013

78 8344 Tajikistan Support Enabling Capacity Building for Public-Private Partnerships in Tajikistan

CDTA 0.23 26-Mar-2013

8344 Tajikistan Support Enabling Capacity

Building for Public-Private Partnerships in Tajikistan (Supplementary)

CDTA 0.28 14-Aug-2013

79 8154 Bangladesh Irrigation Management Improvement Investment Program (Supplementary)

PPTA 0.28 10-Apr-2013

80 8357 Viet Nam Improving Operational Performance of the Water Supply Sector

CDTA 1.10 24-Apr-2013

40 Attachment 1

TA Count


Amount ($ million)

Date Approved

8357 Viet Nam Improving Operational

Performance of the Water Supply Sector (Supplementary)

CDTA 0.12 10-Feb-2017

81 8366 Kazakhstan Alternative Urban Infrastructure Financing Modalities

PATA 1.00 9-May-2013

82 8378 Regional Pacific Private Sector Development Initiative, Phase III

PATA 24.00 6-Jun-2013


Development Initiative, Phase III PATA 4.50 6-Jun-2013


Development Initiative, Phase III PATA 2.00 6-Jun-2013


Development Initiative, Phase III (Supplementary)

PATA 8.08 15-Jun-2015


Development Initiative, Phase III (Supplementary)

PATA 0.41 18-Jun-2018

83 8388 PRC Strengthening Capacity for Low-Carbon Development in Ningbo

CDTA 0.50 21-Jun-2013

84 8415 India Delhi Water Supply Improvement Investment Program

PPTA 1.30 29-Jul-2013

85 8424 PRC Hubei Enshi Qing River Upstream Environment Rehabilitation

PPTA 0.20 9-Aug-2013

8424 PRC Hubei Enshi Qing River Upstream

Environment Rehabilitation PPTA 0.60 9-Aug-2013

86 8443 Pakistan Support for Efficient Structuring of Public-Private Partnership in Punjab and Sindh Provinces

PATA 0.23 5-Sep-2013

87 8478 Kiribati Enhancing Economic Competitiveness through State-Owned Enterprise Reform

CDTA 0.80 8-Oct-2013

8478 Kiribati Enhancing Economic

Competitiveness through State-Owned Enterprise Reform (Supplementary)

CDTA 0.22 29-Jul-2014

8478 Kiribati Enhancing Economic

Competitiveness through State-Owned Enterprise Reform (Supplementary)

CDTA 0.40 10-Apr-2017

88 8505 PRC Leadership in Public-Private Partnerships

CDTA 0.23 13-Nov-2013

89 8531 Pakistan Karachi Bus Rapid Transit PPTA 0.83 6-Dec-2013

90 8556 Regional Supporting the Cities Development Initiative for Asia

CDTA 2.00 6-Dec-2013

8556 Regional Supporting the Cities Development

Initiative for Asia CDTA 7.08 6-Dec-2013


Initiative for Asia CDTA 5.00 6-Dec-2013


Initiative for Asia (Supplementary) CDTA 0.30 30-Oct-2015


Initiative for Asia (Supplementary) CDTA 0.50 30-Oct-2015

Attachment 1 41

TA Count


Amount ($ million)

Date Approved

8556 Regional Supporting the CDIA

(Supplementary) CDTA 0.50 3-Oct-2017

8556 Regional Supporting the CDIA

(Supplementary) CDTA 2.91 3-Oct-2017

91 8566 Regional Mainstreaming Integrated Solid Waste Management in Asia

CDTA 0.80 9-Dec-2013

8566 Regional Mainstreaming Integrated Solid

Waste Management in Asia CDTA 0.60 9-Dec-2013

92 8550 Regional Inclusive Business Support CDTA 0.10 10-Dec-2013

8550 Regional Inclusive Business Support CDTA 3.10 10-Dec-2013

8550 Regional Inclusive Business Support CDTA 0.40 10-Dec-2013

8550 Regional Inclusive Business Support (Supplementary)

CDTA 0.04 30-Jan-2017

8550 Regional Inclusive Business Support

(Supplementary) CDTA 0.16 17-Dec-2015

93 8575 Thailand Piloting Public–Private Partnerships in the Social Sectors

CDTA 1.00 13-Dec-2013

94 8582 PRC Strengthening Capacity for Promoting Distributed Renewable Energy Utilization in Hebei Province

CDTA 0.30 16-Dec-2013

95 7981 Timor Leste Strengthening Water Sector Management and Service Delivery (Supplementary)

CDTA 0.11 19-Dec-2013

96 8602 Regional Supporting the Asia-Pacific Economic Cooperation (APEC) in Public-Private Partnership for Infrastructure Financing

PATA 0.23 19-Dec-2013

97 8624 Myanmar Support for Public-Private Partnership Framework Development

CDTA 2.00 27-Feb-2014

98 8630 Bhutan Promoting Clean Energy Development in Bhutan

PATA 5.67 31-Mar-2014

99 8637 Mongolia Transaction Advisory Services for the Combined Heat and Power Plant 5

PATA 1.20 9-Apr-2014

8637 Mongolia Transaction Advisory Services for

the Combined Heat and Power Plant 6

PATA 0.25 17-Aug-2015

100 6498 Regional Knowledge and Innovation Support for ADB's Water Financing Program

RETA 0.25 25-Apr-2014

6498 Regional Knowledge and Innovation Support

for ADB's Water Financing Program

RETA 0.25 6-Sep-2016

101 8649 Mongolia Energy Efficiency and Urban Environment Improvement

PPTA 2.00 12-May-2014

102 8650 Philippines Strengthening Evaluation and Fiscal Cost Management of Public-Private Partnerships

CDTA 2.00 15-May-2014

103 8672 PRC Strategic Elderly Care Services Development in Yichang

PATA 0.35 27-Jun-2014

42 Attachment 1

TA Count


Amount ($ million)

Date Approved

8672 PRC Strategic Elderly Care Services

Development in Yichang (Supplementary)

PATA 0.40 11-Dec-2015

104 8689 PRC Chongqing Integrated Logistics Demonstration

PPTA 0.60 17-Jul-2014

105 8688 Kyrgyzstan Strengthening the Enabling Environment for Public-Private Partnerships

CDTA 1.00 21-Jul-2014

106 8717 PRC Preparing a Concession Law for Infrastructure and Public Services

PATA 0.40 16-Sep-2014

107 8730 Azerbaijan Preparing an Enabling Environment for Private Sector Participation in the Power Sector

PATA 0.80 26-Sep-2014

108 8733 Sri Lanka Wastewater Management Improvement in Colombo Municipal Council

CDTA 0.50 3-Oct-2014

109 8773 Cambodia Capacity Development for Public-Private Partnerships

CDTA 1.00 27-Nov-2014

110 8788 Myanmar Transport Sector Reform and Modernization

PATA 1.00 11-Dec-2014

8788 Myanmar Transport Sector Reform and

Modernization (Supplementary) PATA 0.50 30-Oct-2015


Modernization (Supplementary) PATA 2.00 16-Jun-2017


Modernization (Supplementary) PATA 2.00 16-Jun-2017

111 8799 India Supporting Public-Private Partnerships for Infrastructure Development

CDTA 1.50 15-Dec-2014

112 8837 Lao PDR Second Strengthening Higher Education Project

PPTA 1.45 18-Dec-2014

113 8852 Mongolia Regional Road Development and Maintenance

PPTA 1.00 19-Dec-2014

8852 Mongolia Regional Road Development and

Maintenance (Supplementary) PPTA 0.18 22-Aug-2018

114 8869 PRC Financing Public-Private Partnerships

CDTA 0.40 23-Dec-2014

115 8875 Armenia Solid Waste Management Solutions for Remote and Small Communities

PATA 0.55 28-Jan-2015

116 8897 Regional Climate-Friendly Agribusiness Value Chains Sector

PPTA 1.50 12-May-2015

8897 Regional Climate-Friendly Agribusiness

Value Chains Sector PPTA 1.00 13-May-2015

117 8908 Regional Infrastructure Public-Private Partnership Pipeline Development Support

CDTA 0.75 21-Jun-2015

8908 Regional Infrastructure Public-Private

Partnership Pipeline Development Support (Supplementary)

CDTA 0.50 4-Jul-2017

118 8909 Regional Enhancing Public-Private Partnership Project Development through Support for ADB

CDTA 1.39 23-Jun-2015

Attachment 1 43

TA Count


Amount ($ million)

Date Approved

Transaction Advisory Services in Southeast Asia and the Pacific

8909 Regional Enhancing Public-Private Partnership Project Development through Support for ADB Transaction Advisory Services in Southeast Asia and the Pacific

CDTA 0.22 15-Nov-2016

8909 Regional Enhancing Public-Private

Partnership Project Development through Support for ADB Transaction Advisory Services in Southeast Asia and the Pacific

CDTA 1.48 15-Nov-2016

8909 Regional Enhancing Public-Private

Partnership Project Development through Support for ADB Transaction Advisory Services in Southeast Asia and the Pacific (Supplementary)

CDTA 1.50 5-Apr-2017

119 8921 Myanmar Renewable Energy for the Nationwide Telecommunications Project

CDTA 1.00 30-Jun-2015

120 8924 Philippines Strengthening Institutions for Investments in Mindanao

CDTA 0.23 6-Jul-2015

121 8933 Kazakhstan Joint Government of Kazakhstan and the Asian Development Bank Knowledge and Experience Exchange Program, Phase 2

PATA 1.00 24-Jul-2015

122 8939 Mongolia Concessions for Ulaanbaatar’s Municipal Services

CDTA 0.70 11-Aug-2015

123 8940 PRC Municipality-Level Public-Private Partnership Operational Framework for Chongqing

PATA 0.35 11-Aug-2015

124 8968 PRC Policy Study on the Development of Intercity Railway in the Beijing-Tianjin-Hebei Region

PATA 0.40 2-Oct-2015

125 8970 Mongolia Improving Access to Health Services for Disadvantaged Groups

PPTA 1.00 2-Oct-2015

126 8983 Regional Universal Health Coverage for Inclusive Growth: Supporting the Implementation of the Operational Plan for Health, 2015–2020

CDTA 1.50 30-Oct-2015

8983 Regional Universal Health Coverage for

Inclusive Growth: Supporting the Implementation of the Operational Plan for Health, 2015–2020

CDTA 0.50 30-Oct-2015


Inclusive Growth: Supporting the Implementation of the Operational Plan for Health, 2015–2020

CDTA 1.50 17-Aug-2016


Inclusive Growth: Supporting the Implementation of the Operational

CDTA 0.80 12-Apr-2018

44 Attachment 1

TA Count


Amount ($ million)

Date Approved

Plan for Health, 2015–2020 (Supplementary)

127 8985 Mongolia Public–Private Partnership in Urban Public Transport Sector of Ulaanbaatar

PATA 0.35 5-Nov-2015

128 8998 Regional Enhancing Public-Private Partnership Projects through Support for Law and Policy Development and Transaction Advisory Services

CDTA 1.40 16-Nov-2015

129 9004 Philippines Implementing the Senior High School Support Program

CDTA 1.50 3-Dec-2015

130 9012 Viet Nam Power Sector Reform Program PATA 1.00 8-Dec-2015

131 9019 Georgia Development of Public-Private Partnerships

PATA 0.50 10-Dec-2015

132 9030 Mongolia Ulaanbaatar Affordable Housing and Urban Renewal

PPTA 1.00 10-Dec-2015

133 9048 Regional Promoting Smart Drinking Water Management in South Asian Cities

CDTA 0.50 15-Dec-2015

9048 Regional Promoting Smart Drinking Water

Management in South Asian Cities CDTA 0.75 15-Dec-2015


Management in South Asian Cities (Supplementary)

CDTA 0.50 12-Dec-2017


Management in South Asian Cities (Supplementary)

CDTA 0.75 12-Dec-2017

134 9110 Regional Enhancing Public–Private Partnership Project Development through Legal Support for ADB Transaction Advisory Services in Asia and the Pacific

CDTA 1.30 28-Apr-2016

9110 Regional Enhancing PPP Project

Development through Legal Support for ADB Transaction Advisory Services in Asia and the Pacific (Supplementary)

CDTA 3.00 13-Nov-2017

135 9071 Philippines Secondary Education Support Program

PPTA 0.50 20-May-2016

136 9163 PRC Mobilizing Pension Fund Financing for Public–Private Partnerships

PATA 0.40 31-Aug-2016

137 9195 PRC Research on Innovative Mechanism for Open Agricultural Investment

PATA 0.40 5-Oct-2016

138 9196 PRC Enhancing Competition in Public Service Delivery

PATA 0.60 5-Oct-2016

139 9205 Viet Nam Ho Chi Minh City Wastewater and Drainage System Improvement Project

PPTA 5.00 14-Oct-2016

Attachment 1 45

TA Count


Amount ($ million)

Date Approved

140 9231 Regional Regional Project Development Support for the South Asia Subregional Economic Cooperation Operational Plan, 2016-2025

CDTA 0.50 15-Nov-2016

9231 Regional Regional Project Development

Support for the South Asia Subregional Economic Cooperation Operational Plan, 2016-2025 (Supplementary)

CDTA 2.00 5-Oct-2018

141 9239 Pakistan Supporting Public–Private Partnership Investments in Sindh Province

CDTA 4.75 24-Nov-2016

142 9268 Tajikistan Achieving Food Security through Climate Resiliency Dairy Value Chain Development

PPTA 0.50 9-Dec-2016

143 9300 Cambodia Institutional Capacity Building in the Road Sector

CDTA 1.50 24-Feb-2017

144 9305 Solomon Islands

Tina River Hydropower* PPTA 0.23 24-Mar-2017

145 9267 Regional Promoting and Scaling Up Solar PV Power through Knowledge Management and Pilot Testing in Bangladesh and Nepal (Supplementary)

CDTA 0.35 3-Apr-2017

9267 Regional Promoting and Scaling Up Solar

PV Power through Knowledge Management and Pilot Testing in Bangladesh and Nepal (Supplementary)

CDTA 0.75 3-Apr-2017



CDTA 0.21 3-Apr-2017



CDTA 0.30 17-Jul-2018

146 9319 Uzbekistan Horticulture Vaue Chain Infrastructure

PPTA 1.00 19-May-2017

147 6492 Regional Knowledge Sharing on Infrastructure PPPs in Asia (Supplementary)

RETA 0.75 23-Jun-2017

148 9378 India Supporting the Second West Bengal Development Finance Program

CDTA 0.50 20-Sep-2017

149 9394 Thailand Bangkok Mass Rapit Transit South Purple Line

PPTA 1.50 29-Sep-2017

150 9410 Pakistan Sindh Secondary Education Improvement

PPTA 1.00 27-Oct-2017

151 9494 Armenia Vertical Mobility and Safety Improvement Project

TRTA 0.23 6-Nov-2017

46 Attachment 1

TA Count


Amount ($ million)

Date Approved

152 9469 Pakistan Enhancing PPPs in Punjab CDTA 4.01 15-Dec-2017

153 9487 Regional Almaty-Bishkek Economic Corridor Support

PATA 1.75 15-Dec-2017

154 9499 Lao PDR Capacity Building for Vientiane Sustainable Urban Transport

CDTA 1.50 5-Feb-2018

155 9523 Philippines The Philippine National Oil Company (PNOC) Batangas Liquefied Natural Gas

PPTA 2.00 11-May-2018

156 9539 India Ara Canal Water Productivity Improvement

PPTA 1.00 26-Jun-2018

157 9544 Mongolia Regional Road Development and Maintenance

CDTA 0.70 29-Jun-2018

158 9078 Regional Business Development and Implementation Support for Non-Sovereign Operations (Supplementary)

PPTA 0.52 4-Jul-2018

159 9327 Maldives Greater Male Environmental Improvement and Waste Management (Supplementary)

PPTA 1.00 22-Aug-2018

160 9570 Philippines Railway Project Implementation Support and Institutional Strengthening

PPTA 2.00 22-Aug-2018

161 9332 Armenia Support to Public Efficiency and Financial Markets Program (Supplementary)

PPTA 0.10 20-Sep-2018

162 9603 Georgia Preparing the Water Supply and Sanitation Service Improvement Project

PPTA 0.75 1-Oct-2018

163 9616 PRC Policy Research on Ecological Protection and Rural Vitalization for Supporting Green Development in the Yangtze River Economic Belt - Public–Private Financing Mechanism for Chishui Watershed Protection (Subproject 1)

PATA 0.40 15-Oct-2018

9653 PRC Policy Research on Ecological

Protection and Rural Vitalization for Supporting Green Development in the Yangtze River Economic Belt - Policy Study on Integrating Poverty Alleviation and Rural Welfare Improvement with Ecological Conservation (Subproject 2)

PATA 0.35 23-Nov-2018

164 9622 India Expanding Infrastructure Financing Capacity

CDTA 0.50 23-Oct-2018

165 9621 Regional Green and Innovative Finance Initiative for Scaling Up Southeast Asian Infrastructure

CDTA 2.50 25-Oct-2018

166 9625 PRC Legislation Research on Public-Private Partnership from the Perspective of National Fiscal Management

PATA 0.40 30-Oct-2018

Attachment 1 47

TA Count


Amount ($ million)

Date Approved

167 9677 Regional Almaty-Bishkek Economic Corridor: Preparing the Modern Agriculture Wholesale Market Development Project

PPTA 1.00 7-Dec-2018

Subtotal Group A

313.82

Group B

168 7227 Lao PDR Small and Mini Hydroelectric Development

PPTA 1.00 14-Jan-2009

7227 Lao PDR Small and Mini Hydroelectric

Development (Supplementary) PPTA 0.60 8-Oct-2010

169 7228 Kyrgyzstan Issyk–Kul Sustainable Development

PPTA 0.70 20-Jan-2009

7228 Kyrgyzstan Issyk–Kul Sustainable

Development PPTA 0.10 20-Jan-2009

170 7240 Uzbekistan Water Supply and Sanitation Services

PPTA 0.85 20-Feb-2009

7240 Uzbekistan Water Supply and Sanitation

Services PPTA 0.15 20-Feb-2009

7240 Uzbekistan Water Supply and Sanitation

Services (Supplementary) PPTA 0.35 7-Dec-2009

171 7267 Sri Lanka Demand-Side Management for Municipal Street Lighting

CDTA 0.80 14-Apr-2009

172 7287 Cook Islands Infrastructure Services Delivery Improvement

CDTA 0.60 19-May-2009

173 7321 Pakistan Punjab Cities Improvement Investment Program

PPTA 1.00 29-Jul-2009

7321 Pakistan Punjab Cities Improvement

Investment Program PPTA 0.40 29-Jul-2009

174 7345 Vanuatu Port Vila Urban Development PPTA 0.75 10-Sep-2009

7345 Vanuatu Port Vila Urban Development PPTA 0.60 10-Sep-2009

7345 Vanuatu Port Vila Urban Development (Supplementary)

PPTA 0.50 10-Jun-2011

7345 Vanuatu Port Vila Urban Development

(Supplementary) PPTA 0.36 11-Jun-2012

175 7390 India Advanced Project Preparedness for Poverty Reduction—Madhya Pradesh State Roads III (Subproject 1)

PPTA 0.60 11-Sep-2009

176 7392 India Advanced Project Preparedness for Poverty Reduction—Support for the Jawaharlal Nehru National Urban Renewal Mission (Phase II) (Subproject 2)

CDTA 2.20 11-Sep-2009

177 7355 Nepal Institutional Strengthening of Municipalities

CDTA 0.90 24-Sep-2009

178 7353 Regional Central Asia Regional Economic Cooperation: Working with the Private Sector in Trade Facilitation

PATA 1.50 25-Sep-2009

7353 Regional Central Asia Regional Economic

Cooperation: Working with the Private Sector in Trade Facilitation

PATA 0.50 25-Sep-2009

48 Attachment 1

TA Count


Amount ($ million)

Date Approved


Cooperation: Working with the Private Sector in Trade Facilitation (Supplementary)

PATA 1.26 19-Dec-2012

179 7354 Bangladesh Capacity Development of Urban Public and Environmental Health

CDTA 0.50 28-Sep-2009

180 7356 Regional Developing Cross-Border Economic Zones between PRC and Viet Nam

PATA 0.80 30-Sep-2009

181 7378 India Capacity Development of the Assam Power Sector Utilities

CDTA 1.00 18-Nov-2009

182 7382 Palau Sanitation Sector Development PPTA 0.70 20-Nov-2009

183 7404 Regional Contribution to the Technical Assistance Facility of the Private Infrastructure Development Group

RDTA 1.00 3-Dec-2009

184 7415 Bangladesh Greater Dhaka Sustainable Urban Transport Corridor

PPTA 1.00 7-Dec-2009

185 7418 India Integrated Water Resources Management and Sustainable Water Service Delivery in Karnataka

CDTA 0.70 7-Dec-2009

186 7424 Maldives Institutional Strengthening for Economic Management

CDTA 3.00 9-Dec-2009

7425 Maldives Institutional Strengthening for

Economic Management RDTA 0.23 21-Dec-2011

187 7437 Regional Asia Pacific Procurement Partnership Initiative (Supplementary)

CDTA 0.80 11-Dec-2009

7437 Regional Asia Pacific Procurement

Partnership Initiative (Supplementary)

CDTA 0.50 11-Dec-2009



CDTA 0.16 4-Jan-2011



CDTA 0.14 27-May-2011

188 7473 Regional Solar Energy Development in South Asia— Opportunity Assessment (Subproject 1)

CDTA 0.54 22-Dec-2009

189 7527 Regional Best Practice for Regulatory Framework and Use of Credit Rating Information of Domestic Credit Rating Agencies in South Asia

PATA 0.55 11-May-2010

190 7557 Regional Promoting Regional Infrastructure Development

RDTA 1.18 29-Jun-2010

7557 Regional Promoting Regional Infrastructure

Development RDTA 1.00 29-Jun-2010

191 7565 India Advanced Project Preparedness for Poverty Reduction—Preparing an Investment Plan for Himachal

PPTA 0.60 14-Jul-2010

Attachment 1 49

TA Count


Amount ($ million)

Date Approved

Pradesh Urban Development (Subproject 7)

192 7574 Nepal Governance Support Program (Subprogram 2)

PPTA 0.20 9-Aug-2010

193 7575 Regional Determining the Potential for Carbon Capture and Storage in Southeast Asia

CDTA 0.90 11-Aug-2010

7575 Regional Determining the Potential for

Carbon Capture and Storage in Southeast Asia (Supplementary)

CDTA 0.35 4-Jul-2011

7575 Regional Determining the Potential for

Carbon Capture and Storage in Southeast Asia (Supplementary)

CDTA 0.10 21-Jun-2012

194 7585 Nepal Support to Build Capacity in Technical and Vocational Education and Training

CDTA 0.23 20-Aug-2010

195 7590 India Preparing Hydropower Development for Energy Crisis

PPTA 2.00 2-Sep-2010

196 7591 Mongolia Ulaanbaatar Water and sanitation Services and Planning Improvement

PATA 0.60 3-Sep-2010

197 7593 India Capacity Development for Project Implementation

CDTA 1.50 7-Sep-2010

7593 India Capacity Development for Project

Implementation (Supplementary) CDTA 0.75 10-Dec-2012


Implementation (Supplementary) CDTA 1.00 2-Jun-2014


Implementation CDTA 0.75 12-Sep-2016

198 7600 Sri Lanka Multimodal Transport Project PPTA 1.00 17-Sep-2010

199 7611 Viet Nam Strengthening Institutional and Financial Arrangements, Operation and Maintenance, and Governance in Road Transport

PATA 1.00 24-Sep-2010

200 7618 Regional Development of Regional Cooperation Programs for Mongolia and the People's Republic of China (Phase 2)

PATA 0.90 14-Oct-2010

201 7628 Nepal Energy Sector Capacity Building CDTA 0.60 27-Oct-2010

202 7644 Regional Greater Mekong Subregion: Preparing the Corridor Towns Development Project

PPTA 0.80 12-Nov-2010

7644 Regional Greater Mekong Subregion:

Preparing the Corridor Towns Development Project

PPTA 1.20 12-Nov-2010


Corridor Towns Development (Supplementary)

PPTA 0.60 8-Aug-2011


Corridor Towns Development (2nd Supplementary)

PPTA 0.30 13-Dec-2011

50 Attachment 1

TA Count


Amount ($ million)

Date Approved

203 7679 Regional Promoting Renewable Energy, Clean Fuels, and Energy Efficiency in the Greater Mekong Subregion

CDTA 0.80 18-Nov-2010

7679 Regional Promoting Renewable Energy,

Clean Fuels, and Energy Efficiency in the Greater Mekong Subregion

CDTA 0.20 18-Nov-2010

204 7683 Philippines Preparing the Urban Water Supply and Sanitation

PPTA 2.00 26-Nov-2010

205 7667 India Capacity Building for Karnataka State Road Sector

CDTA 1.50 29-Nov-2010

206 7749 India Capacity Development for Project Management of Infrastructure Development for Rural Livelihood Enhancement

CDTA 1.00 29-Nov-2010

207 7746 Sri Lanka Technical Education and Vocational Training Sector Development

PPTA 0.80 10-Dec-2010

208 7727 Nepal Integrated Urban Development PPTA 0.80 13-Dec-2010

209 7708 Regional Preparation of Sector Road Maps for Central and West Asia

PATA 1.50 15-Dec-2010

210 7766 India Advanced Project Preparedness for Poverty Reduction—Institutional Development for a Value Chain Approach to Agribusiness in Bihar and Maharashtra (Subproject 12)

CDTA 0.85 15-Dec-2010

211 7748 India Improving the Delivery of Urban Services in Madhya Pradesh

CDTA 0.90 16-Dec-2010

212 7144 Viet Nam Da Nang Water Supply (Supplementary)

PPTA 0.20 27-Dec-2010

7144 Viet Nam Da Nang Water Supply

(Supplementary) PPTA 0.75 7-Jul-2011

213 7781 Philippines Rural Community-Based Renewable Energy Development in Mindanao

PATA 2.00 16-Feb-2011

214 7787 Regional Pacific Regional Information and Communications Technology Connectivity (Phase 2)

PPTA 0.90 14-Mar-2011

215 7791 Regional Capacity Building for Implementing Private Sector-Led Integration in South Asia

CDTA 0.68 16-Mar-2011

216 7802 India Capacity Building for Commercial Bank Lending for Solar Energy Projects

CDTA 0.75 8-Apr-2011

7802 India Capacity Building for Commercial

Bank Lending for Solar Energy Projects

CDTA 0.50 8-Apr-2011

217 7814 India Advanced Project Preparedness for Poverty Reduction - Rajasthan Solar Park Capacity Development (Subproject 13)

CDTA 0.50 11-May-2011

Attachment 1 51

TA Count


Amount ($ million)

Date Approved

218 7808 India Development of International Center for Application of Solar Energy Technologies

CDTA 2.00 17-May-2011

219 7812 Regional Developing a Disaster Risk Financing Capability

PATA 2.00 23-May-2011

220 7833 Regional Capacity Building for the Efficient Utilization of Biomass for Bioenergy and Food Security in the Greater Mekong Subregion

CDTA 4.00 29-Jun-2011

221 7867 India Advanced Project Preparedness for Poverty Reduction - Capacity Building and Institutional Strengthening for the Assam Urban Infrastructure Investment Program (Subproject 15)

CDTA 0.60 7-Sep-2011

222 7884 India Advanced Project Preparedness for Poverty Reduction - Capacity Building for Bihar Urban Infrastructure Development (Subproject 16)

CDTA 0.60 11-Oct-2011

223 7885 Viet Nam Support to Central and Local Governments to Implement Urban Environmental Improvement Programs

CDTA 2.00 12-Oct-2011

224 7899 Regional Collaborative Research and Advisory Services on Public Sector Management

CDTA 0.50 19-Oct-2011

225 7990 Regional Quantum Leap in Wind Power Development in Asia and the Pacific

CDTA 2.00 9-Dec-2011

226 7992 Nepal Skills Development PPTA 0.50 9-Dec-2011

227 7987 Regional Core Environment Program and Biodiversity Conservation Corridors Initiative in the Greater Mekong Subregion, Phase 3

CDTA 14.00 12-Dec-2011

7987 Regional Core Environment Program and

Biodiversity Conservation Corridors Initiative in the Greater Mekong Subregion, Phase 2

CDTA 0.80 12-Dec-2011


Biodiversity Conservation Corridors Initiative in the Greater Mekong Subregion, Phase 2 (Supplementary)

CDTA 8.30 5-Dec-2012


Biodiversity Conservation Corridors Initiative in the Greater Mekong Subregion, Phase 2 (Supplementary)

CDTA 0.92 17-Oct-2014

228 7973 Nepal Strengthening Higher Engineering Education

CDTA 0.55 13-Dec-2011

52 Attachment 1

TA Count


Amount ($ million)

Date Approved

229 7986 Cambodia Integrated Urban Environmental Management in the Tonle sap Basin

PPTA 0.70 13-Dec-2011

230 7979 Bangladesh Strategic Master Plan for Chittagong Port

PATA 1.00 14-Dec-2011

231 7989 Bangladesh Skills for Employment PPTA 0.70 14-Dec-2011

232 8040 Regional Master Plan on ASEAN Connectivity Implementation

CDTA 0.98 15-Dec-2011

233 8008 Uzbekistan Solar Energy Development PATA 1.50 16-Dec-2011 8008 Uzbekistan Solar Energy Development

(Supplementary) PATA 0.75 10-Dec-2012

234 6437 Regional Integrated Trade Facilitation Support for Central Asia Regional Economic Cooperation (Supplementary)

RETA 0.70 19-Dec-2011

6437 Regional Integrated Trade Facilitation

Support for Central Asia Regional Economic Cooperation (Supplementary)

RETA 0.50 19-Dec-2011

235 8010 India Skills Development for Inclusive Growth

CDTA 1.10 19-Dec-2011

236 8043 India Advanced Project Preparedness for Poverty Reduction - Rajasthan Urban Development Program (Subprogram 22)

PPTA 0.75 22-Dec-2011

8043 India Advanced Project Preparedness

for Poverty Reduction - Rajasthan Urban Development Program (Subproject 22) (2nd Supplementary)

PPTA 0.05 26-Jun-2014

237 8082 PRC Promoting Private Investment for Social and Economic Development in Shaanxi Province

PATA 0.40 25-May-2012

238 8136 Myanmar Myanmar Tourism Master Plan PATA 0.23 5-Jul-2012

239 8137 Georgia Georgia Investment Forum PATA 0.17 12-Jul-2012

240 8145 Bangladesh Secondary Education Sector Investment Program

PPTA 0.78 28-Aug-2012

241 8148 Regional Enhancing Coordination of the Central Asia Regional Economic Cooperation Program

PATA 3.00 30-Aug-2012

8148 Regional Enhancing Coordination of the

Central Asia Regional Economic Cooperation Program (Supplementary)

PATA 2.50 27-Jun-2014

242 8160 Regional Central Asia Regional Economic Cooperation: Midterm Review of the Transport and Trade Facilitation Strategy and Implementation Action Plan

PATA 1.50 14-Sep-2012

243 8162 PRC Integrated Strategy for Sustainable Land Management in Dryland Ecosystems

PATA 0.40 17-Sep-2012

Attachment 1 53

TA Count


Amount ($ million)

Date Approved

244 8167 Sri Lanka Capacity Building for Clean Power Development

CDTA 0.90 18-Sep-2012

245 8184 Viet Nam Supporting the Second Small and Medium-Sized Enterprises Development Program

PATA 0.80 4-Oct-2012

246 8235 Sri Lanka Human Capital Development Capacity and Implementation Support

CDTA 1.50 3-Dec-2012

8235 Sri Lanka Human Capital Development

Capacity and Implementation Support (Supplementary)

CDTA 0.85 20-Aug-2014

247 8249 Armenia Infrastructure Sustainability Support Program

PATA 0.50 10-Dec-2012

9226 Armenia Infrastructure Sustainability

Support Program (Phase 2) PATA 0.50 10-Nov-2016

248 8261 Nepal Support for Formulating an Economic Development Vision

CDTA 0.70 11-Dec-2012

249 8287 Indonesia Scaling Up Renewable Energy Access in Eastern Indonesia

CDTA 1.00 12-Dec-2012

8287 Indonesia Scaling Up Renewable Energy

Access in Eastern Indonesia (Supplementary)

CDTA 1.00 25-Sep-2013

250 8327 Myanmar Developing the Asset Management Program for Myanmar Roads

CDTA 1.37 20-Feb-2013

251 8328 Afghanistan Supporting the Inter-Ministerial Commission for Energy

PATA 1.50 22-Feb-2013

252 8346 Nepal Third Small Towns Water Supply and Sanitation Sector

PPTA 1.10 5-Apr-2013

253 8401 Afghanistan Gas Development Master Plan PATA 0.80 11-Jul-2013

8401 Afghanistan Gas Development Master Plan PATA 0.70 11-Jul-2013

254 8427 India Uttar Pradesh Major District Road Investment Program

PPTA 0.70 13-Aug-2013

255 8429 India Bangalore Cluster City Development Investment Program

PPTA 1.30 16-Aug-2013

256 8445 PRC Policy and Management System Development for Rural Environmental Protection

PATA 0.45 11-Sep-2013

8445 PRC Policy and Management System

Development for Rural Environmental Protection

PATA 0.10 11-Sep-2013

257 8465 Mongolia Connectivity for Future Growth PATA 0.50 26-Sep-2013

258 8163 Regional Implementing the Greater Mekong Subregion Core Agriculture Support Program (Phase 2) (Supplementary)

PATA 5.00 4-Oct-2013

8163 Regional Implementing the Greater Mekong

Subregion Core Agriculture Support Program (Phase 2) (Supplementary)

PATA 0.50 4-Oct-2013

259 8476 PRC Strategy for Restructuring Inland Waterway Transport and Multimodal Logistics in Chongqing

PATA 0.40 7-Oct-2013

54 Attachment 1

TA Count


Amount ($ million)

Date Approved

260 8500 Nepal Institutional and Legal Support for Improved Water Management Systems in Nepal and Formation of the Bagmati River Basin Organization

PATA 0.50 31-Oct-2013

261 8503 Regional Partnership for Innovation in Education in Asia and the Pacific

PATA 1.30 11-Nov-2013

8503 Regional Partnership for Innovation in

Education in Asia and the Pacific PATA 0.40 11-Nov-2013

262 8201 PRC Jiangxi Zhelin Lake Water Resources Integrated Utilization (Supplementary)

PPTA 0.29 26-Nov-2013

263 8521 Nepal Supporting Education and Skills Development

CDTA 1.00 2-Dec-2013

8521 Nepal Supporting Education and Skills

Development (Supplementary) CDTA 0.50 7-Dec-2017

264 8534 Regional A Program of Studies on Low-Carbon Development of the PRC and India

PATA 1.00 6-Dec-2013

265 8567 Uzbekistan Innovations for Agriculture Modernization

RDTA 1.00 13-Dec-2013

266 8568 Regional South Asia Urban Knowledge Hub CDTA 0.85 13-Dec-2013

8568 Regional South Asia Urban Knowledge Hub CDTA 0.50 13-Dec-2013

8568 Regional South Asia Urban Knowledge Hub (Supplementary)

CDTA 0.06 14-Aug-2014

267 8571 India Supporting Additional Skill Acquisition Program in Kerala

PPTA 0.23 13-Dec-2013

268 8579 Mongolia Public Finance Resource Management

PATA 0.50 13-Dec-2013

269 8580 PRC Innovative Models for Climate Change Financing

CDTA 0.30 16-Dec-2013

270 8597 Bangladesh SASEC Railway Connectivity Investment Program

PPTA 1.50 18-Dec-2013

271 8598 India Madhya Pradesh District Connectivity Sector

PPTA 0.23 18-Dec-2013

272 8636 Regional Mainstreaming Results-Based Public Sector Management—Supporting the Initiatives of the Asia-Pacific Community of Practice on Managing for Development Results

CDTA 0.50 8-Apr-2014

8636 Regional Mainstreaming Results-Based

Public Sector Management—Supporting the Initiatives of the Asia-Pacific Community of Practice on Managing for Development Results (Supplementary)

CDTA 0.05 30-Jun-2015

273 8674 Regional Trade and Transport Facilitation in the Pacific

CDTA 2.00 30-Jun-2014

8674 Regional Trade and Transport Facilitation in

the Pacific (Supplementary) CDTA 1.00 23-Aug-2017

274 8683 Pakistan Punjab Intermediate Cities Improvement Investment Program

PPTA 0.80 10-Jul-2014

Attachment 1 55

TA Count


Amount ($ million)

Date Approved

8683 Pakistan Punjab Intermediate Cities

Improvement Investment Program PPTA 0.50 18-Feb-2016

275 8691 India Karnataka State Highways Improvement III

PPTA 0.60 24-Jul-2014

276 8708 Bhutan South Asia Subregional Economic Cooperation Transport, Trade Facilitation and Logistics

PPTA 1.00 27-Aug-2014

277 8716 Georgia Strengthening Domestic Resource Mobilization

PATA 0.50 11-Sep-2014

8716 Georgia Strengthening Domestic Resource

Mobilization (Supplementary) PATA 0.48 15-Dec-2015

8716 Georgia Strengthening Domestic Resource

Mobilization (Supplementary) PATA 0.30 3-Jul-2017

278 8727 Regional Study for a Power Sector Financing Road Map within Central Asia Regional Economic Cooperation

RDTA 1.50 26-Sep-2014

279 8728 PRC Improving Efficiency in Public Service Procurement, Delivery, and Financing

PATA 0.80 26-Sep-2014

280 8152 Azerbaijan Baku Sustainable Urban Transport Investment Program (Supplementary)

PPTA 0.12 24-Oct-2014

281 8749 India Advanced Project Preparedness for Poverty Reduction - Capacity Development of Institutions in the Urban Sector in Rajasthan

CDTA 1.00 24-Oct-2014

282 7734 India Knowledge Management for Inclusive Growth (Supplementary)

PATA 0.75 17-Nov-2014

283 8776 Mongolia Coal to Cleaner Fuel Conversion for Heating in Ger District and Power Generation

PATA 0.35 4-Dec-2014

284 8789 Regional Central Asia Regional Economic Cooperation: Knowledge Sharing and Services in Transport and Transport Facilitation

PATA 1.80 12-Dec-2014


Cooperation: Knowledge Sharing and Services in Transport and Transport Facilitation

PATA 0.20 17-Nov-2016


Cooperation: Knowledge Sharing and Services in Transport and Transport Facilitation

PATA 0.75 17-Nov-2016


Cooperation: Knowledge Sharing and Services in Transport and Transport Facilitation (Supplementary)

PATA 0.30 6-Oct-2017

285 8808 Afghanistan Renewable Energy Development CDTA 1.00 12-Dec-2014

286 8791 Bhutan Acceleration of Hydropower Trading Development

CDTA 1.00 15-Dec-2014

56 Attachment 1

TA Count


Amount ($ million)

Date Approved

287 8795 Pakistan Peshawar Sustainable Bus Rapid Transit Corridor

PPTA 1.50 15-Dec-2014

288 8826 Indonesia Sustainable and Inclusive Energy Program

PATA 1.00 15-Dec-2014

289 8813 Regional Information and Communication Technology for Development Initiative Facility in Asia and the Pacific

CDTA 1.00 16-Dec-2014

8813 Regional Information and Communication

Technology for Development Initiative Facility in Asia and the Pacific (Supplementary)

CDTA 1.00 28-Jun-2017

290 8854 PRC Developing Innovative Financing Mechanism and Incentive Policies to Promote Demand-Side Management in the Electricity Sector

PATA 0.40 18-Dec-2014

8854 PRC Developing Innovative Financing

Mechanism and Incentive Policies to Promote Demand-Side Management in the Electricity Sector (Supplementary)

PATA 0.35 9-Oct-2015

291 8846 PRC Qinghai Haidong Urban-Rural Eco Development

PPTA 0.75 19-Dec-2014

292 8872 PRC Sustainable and Climate-Resilient Land Management in the Western Regions

CDTA 5.25 9-Jan-2015

293 8749 India Advanced Project Preparedness for Poverty Reduction - Capacity Development of Institutions in the Urban Sector in Rajasthan (Subproject 32) (Supplementary)

CDTA 0.23 9-Apr-2015

294 8887 Kyrgyzstan Central Asia Regional Economic Cooperation Corridors 1 and 3 Connector Road

PPTA 1.00 22-Apr-2015

295 8898 Regional Strengthening Resilience to Climate Change in the Health Sector in the Greater Mekong Subregion

CDTA 4.36 26-May-2015

296 8919 PRC Hunan Xiangjiang River Watershed Existing Solid Waste Comprehensive Treatment

PPTA 0.70 2-Jul-2015

8919 PRC Hunan Xiangjiang River Watershed

Existing Solid Waste Comprehensive Treatment

PPTA 0.23 2-Jul-2015

297 8941 Philippines Davao Public Transport Modernization

PPTA 0.80 10-Aug-2015

8941 Philippines Davao Public Transport

Modernization (Supplementary) PPTA 0.17 5-Jul-2017

298 8942 Cambodia Strengthening Capacity Development for National Skills Development

CDTA 1.00 13-Aug-2015

299 8973 Regional Supporting the Asian EXIM Banks Forum

CDTA 0.50 5-Oct-2015

Attachment 1 57

TA Count


Amount ($ million)

Date Approved

300 8979 India Solar Park Development and Transmission Sector

PPTA 1.00 23-Oct-2015

301 8987 Myanmar Improving Road Network Management and Safety

CDTA 2.00 9-Nov-2015

8987 Myanmar Improving Road Network

Management and Safety (Supplementary)

CDTA 0.35 15-Jun-2017

302 8989 Regional Greater Mekong Subregion: Capacity Development for Economic Zones in Border Areas

CDTA 0.50 12-Nov-2015


Capacity Development for Economic Zones in Border Areas

CDTA 0.40 12-Nov-2015

303 9002 Viet Nam Sustainable and Resilient Urban Development

CDTA 1.96 27-Nov-2015

9002 Viet Nam Sustainable and Resilient Urban

Development CDTA 0.55 27-Nov-2015

304 9005 Bhutan South Asia Subregional Economic Cooperation Green Power Investment Program

PPTA 1.50 3-Dec-2015

305 9025 Regional Establishing the Future Cities Program in the Asia and Pacific Region

RDTA 1.50 10-Dec-2015

306 9024 Regional Delivering Knowledge Solutions in Asia and the Pacific

CDTA 1.50 11-Dec-2015

307 9050 Regional Strengthening Capacities to Design and Implement Smart Urban Infrastructure

CDTA 0.50 15-Dec-2015

9050 Regional Strengthening Capacities to

Design and Implement Smart Urban Infrastructure (Supplementary)

CDTA 0.50 1-Oct-2018

308 9052 Bangladesh Dhaka Metro PPTA 1.30 17-Dec-2015

309 9056 Regional Enhancing Procurement Performance of Developing Member Countries in ADB Projects

PATA 0.75 17-Dec-2015

310 9085 Sri Lanka Wind Power Generation Project PPTA 2.00 18-Mar-2016

311 9 Regional Implementation of Sustainable Transport in Asia and the Pacific (Cluster TA)

CDTA 0.40 19-Apr-2016

312 9109 Indonesia Sustainable Infrastructure Assistance Program - Strengthening Fiscal Risk Management of Accelerated Infrastructure Delivery (Subproject 9)

CDTA 1.00 6-May-2016

313 9147 Viet Nam Water Efficiency Improvement in Drought Affected Provinces

PPTA 0.80 1-Aug-2016

9147 Viet Nam Water Efficiency Improvement in

Drought Affected Provinces PPTA 0.25 1-Aug-2016

314 9198 Indonesia Sewerage System Development Project

PPTA 1.16 7-Oct-2016

58 Attachment 1

TA Count


Amount ($ million)

Date Approved

315 9218 Regional Investment Assessment and Application of High-Level Technology for Food Security in Asia and the Pacific

RDTA 1.50 28-Oct-2016

9218 Regional Investment Assessment and

Application of High-Level Technology for Food Security in Asia and the Pacific

RDTA 1.50 28-Oct-2016

316 9230 Mongolia Sustainable Tourism Development Project

PPTA 1.10 14-Nov-2016

317 9253 India Madhya Pradesh Skills Development Project

PPTA 0.23 1-Dec-2016

9253 India Madhya Pradesh Skills

Development Project (Supplementary)

PPTA 0.75 2-Jun-2017

318 9257 India Strengthening Climate Change Resilience in Urban India - Supporting Climate-Change Resilient Smart Cities Mission Projects (Subproject 2)

CDTA 2.50 5-Dec-2016

319 9293 Regional Policy Coordination and Planning of Border Economic Zones of the PRC and Viet Nam

PATA 0.40 10-Jan-2017

320 9318 India Capacity Development of Institutions in the Urban Sector of Madhya Pradesh

CDTA 1.00 18-May-2017

321 9344 Bangladesh Capacity Development in Infrastructure Development Company Ltd.

CDTA 0.75 18-Jul-2017

322 9345 Myanmar Second Mandalay Urban Services Improvement

PPTA 0.75 20-Jul-2017

9345 Myanmar Second Mandalay Urban Services

Improvement PPTA 0.23 20-Jul-2017

323 8484 Indonesia Sustainable Infrastructure Assistance Program - TA Cluster Management Facility (Subproject 1) (Supplementary)

CDTA 1.00 23-Aug-2017

324 9370 Indonesia Scaling Up Energy Efficiency PATA 1.00 14-Sep-2017

325 9382 Sri Lanka Railway Master Plan PATA 1.50 19-Sep-2017

326 9392 Pakistan Preparing Health Sector Assessment*

CDTA 0.23 27-Sep-2017

327 9099 Uzbekistan Power Generation Efficiency Improvement (Supplementary)

PPTA 0.30 7-Dec-2017

328 9457 Nepal Institutional Strengthening of the Nepal Rural Road Sector for Sustainable Development

CDTA 1.00 11-Dec-2017

329 9506 Indonesia Sustainable Infrastructure Assistance Program - Preparation of the Enhanced Water Security Investment (Subproject 15)

PPTA 1.00 14-Mar-2018

Attachment 1 59

TA Count


Amount ($ million)

Date Approved

330 9511 Indonesia Sustainable Infrastructure Assistance Program - Indonesia Energy Sector Assessment and Priorities 2020–2024 (Subproject 14)

PATA 1.00 2-Apr-2018

331 9397 Regional Preparing Education Sector Programs Facility (Supplementary)

PPTA 0.75 27-Apr-2018

332 9518 Regional Sustainable Infrastructure for Asia and the Pacific

CDTA 1.50 1-May-2018

333 9538 Uzbekistan Economic Management Improvement Program (Subprogram 1)

CDTA 1.00 26-Jun-2018

334 9555 Indonesia Supporting Logistics Sector Development

CDTA 1.00 1-Aug-2018

335 9350 Regional Implementing the Regional Cooperation and Integration Operational Plan (Supplementary)

RDTA 0.70 17-Aug-2018

336 9564 Regional Floating Solar Energy Development

CDTA 3.00 17-Aug-2018

337 9567 Indonesia Sustainable Infrastructure Assistance Program - Strengthening State Procurement Systems for Faster Infrastructure Delivery (Subproject 12)

CDTA 0.75 20-Aug-2018

338 9585 PRC Policy and Capacity Building for Elderly Care

PATA 0.40 10-Sep-2018

339 9598 Regional Capacity Building for Grievance Redress and Dispute Resolution During Project Implementation

CDTA 0.75 26-Sep-2018

340 9229 Regional Support to the Association of Southeast Asian Nations Economic Community (Supplementary)

CDTA 3.00 28-Sep-2018

341 8899 India Strengthening Capacity of the National Urban Health Mission (Supplementary)

CDTA 0.50 1-Oct-2018

342 9600 Regional Southeast Asia Energy Sector Development, Investment Planning and Capacity Building Facility

PPTA 4.00 1-Oct-2018

343 9602 Bangladesh Knowledge Solutions for Inclusive and Sustainable Development

RDTA 1.00 1-Oct-2018

344 9605 Georgia Second Domestic Resource Mobilization Program

PPTA 0.75 1-Oct-2018

345 9626 India Delhi-Meerut Regional Rapid Transit System

PPTA 2.00 31-Oct-2018

346 9627 Kyrgyzstan Promoting Economic Diversification Program

PPTA 0.50 2-Nov-2018

347 9632 Bangladesh Institutional Strengthening of the Bangladesh Rural Road Sector for Sustainable Development

CDTA 1.00 5-Nov-2018

348 9635 India Capacity Building for Project Design, Implementation and Evaluation

CDTA 2.50 6-Nov-2018


Preparing the Civil Aviation Investment Program

PATA 1.50 16-Nov-2018

60 Attachment 1

TA Count


Amount ($ million)

Date Approved

350 9665 India Strategic Interventions for Economic Transformation – Strengthening Knowledge for Enhancing Development Outcomes

PATA 3.70 6-Dec-2018

Subtotal Group B

255.76

Total

569.59

CDTA = capacity development technical assistance; PATA = policy and advisory technical assistance; PPTA = project preparatory technical assistance; RDTA = research and development technical assistance; TRTA = transaction technical assistance. Notes: 1. Group A = TAs with significant PPP elements 2. Group B = TAs with some PPP elements



Attachment 2 61

EVALUATION FRAMEWORK

Overarching Question: To what extent has ADB facilitated private sector participation in the provision of quality infrastructure and social services through Public-Private Partnerships in Asia and the Pacific?

Evaluation questions Study components/activities Evaluation Criterion

1. Has ADB’s strategy to foster the PPP enabling environment in ADB’s DMCs been relevant and effective?

(i) Has ADB’s support for the PPP enabling environment resulted policy changes, procurement process improvements or the strengthening of PPP institutional architecture?

• Document reviews

• Key informant interviews

• Case studies

Contribution to Public and Private Sector Strategic Development Objectives

(ii) Has ADB’s PPP policy advisory work shown responsiveness to different country contexts and across key sectors?



• Program case studies

ADB Relevance and Effectiveness, Additionality and Work Quality

2. To what extent has ADB’s support for downstream PPPs interventions resulted in improved accessibility and delivery of sustainable infrastructure and services?

(iii) How has ADB’s revised operational and strategic approach to PPPs delivered improved accessibility in different country contexts and across key sectors?



• Case studies

Contribution to Public and Private Sector Strategic Development Objectives

(iv) Is ADB effective in supporting PPP interventions through technical assistance and nonsovereign interventions in both larger DMCs and smaller frontier markets?



• Case studies

ADB Relevance and Effectiveness, Additionality and Work Quality

3. Is ADB’s support for PPPs in Asia and the Pacific responsive to the needs of stakeholders both sovereign and nonsovereign?

(v) What is the unique role that external clients, both sovereign and nonsovereign wish to see ADB play in supporting PPPs in Asia and the Pacific?


• Key external informant and peer institution interviews

• Case studies

ADB Additionality, Relevance and Effectiveness

62 Attachment 2

4. To what extent does ADB’s current organizational setup and resources improve the delivery of support for PPPs?

(vi) Is ADB’s organization for delivery internally coordinated?

(vii) Is the full range of ADB’s institutional knowledge, skills, staffing and resources (One ADB) delivered to clients in a cost effective and sustainable manner?




ADB’s Organization for Delivery, Business Success, and Sustainability

5. Has upstream work on PPPs been coordinated with downstream, more transaction-oriented advisory or project financing?

(viii) Does ADB’s Upstream and Downstream Support require greater coordination?




ADB’s Organization for Delivery, Business Success, and Sustainability

ADB = Asian Development Bank, DMC = developing member countries, PPP = public-private partnerships.

Proposed Evaluation Approach Paper Evaluation of ADB’s Support … · 2019-06-26 · Within ADB operations, all contracts such as performance-based contracts (management and service

Documents