Research Proposal Title: Occurrence of antibiotic resistant genes in water filtration plants in Puerto Rico Project Summary Antibiotic resistant genes (ARGs) and Antibiotic resistant bacteria (ARBs) are becoming a major public health issue due to their occurrence in water environments around the world. Hundreds of various ARGs encoding resistance to a broad range of antibiotics have been found in municipal wastewater, surface water, agricultural runoff, groundwater, drinking water and even tap water. Up to date, little is known about the ARGs dynamics throughout a drinking water filtration plant (WFP). In this study, we aim to investigate the fate and transport of ARBs and ARGs in drinking water by assessing two WFP systems starting with the source water (river intake) throughout the WFP system to the point in which water is ready to be distributed to the public, including the reclaimed water from the plant’s sludge treatment system (STS). Bacteria will be isolated from WFP water in order to identify which bacteria are carrying the ARGs. We will use multiplex Polymerase Chain Reaction (PCR) methods to assess the presence/absence of several ARGs within a single sample. Our 1
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Research Proposal
Title: Occurrence of antibiotic resistant genes in water filtration plants in Puerto Rico
Project Summary
Antibiotic resistant genes (ARGs) and Antibiotic resistant bacteria (ARBs) are
becoming a major public health issue due to their occurrence in water environments
around the world. Hundreds of various ARGs encoding resistance to a broad range of
antibiotics have been found in municipal wastewater, surface water, agricultural runoff,
groundwater, drinking water and even tap water. Up to date, little is known about the
ARGs dynamics throughout a drinking water filtration plant (WFP).
In this study, we aim to investigate the fate and transport of ARBs and ARGs in
drinking water by assessing two WFP systems starting with the source water (river
intake) throughout the WFP system to the point in which water is ready to be distributed
to the public, including the reclaimed water from the plant’s sludge treatment system
(STS).
Bacteria will be isolated from WFP water in order to identify which bacteria are
carrying the ARGs. We will use multiplex Polymerase Chain Reaction (PCR) methods to
assess the presence/absence of several ARGs within a single sample. Our work will
increase the understanding of ARGs fate and transport through a WFP and STS. This
knowledge will further our understanding of ARGs dynamics and will provide necessary
information to better manage and prevent ARG distribution to humans, animals and
aquatic environments.
Introduction
The World Health Organization (WHO) has classified antibiotic resistance as one
of the most critical human health challenges of the next century and heralded the need
for “a global strategy to contain resistance” (Pruden et al. 2006). Antibiotic resistant
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genes (ARGs) are becoming a major public health issue due to their occurrence in water
environments around the world. Hundreds of various ARGs encoding resistance to a
broad range of antibiotics have been found in municipal wastewater, surface water,
agricultural runoff, groundwater, drinking water and even tap water (Zhang et al. 2009; Xi
et al. 2009; Dodd 2012).
The presence of ARGs in drinking water are worthy of attention as they can be
easily spread to humans and animal populations by continuous ingestion and has
potential health implications including acquisition of ARGs by pathogenic bacteria
populations. Previous research has suggested that chlorination, which is the disinfectant
of preference of drinking water treatment plants for its effectiveness and low cost,
contributes to the enrichment and spread of ARGs (Armstrong et al. 1981; Xi et al.
2009).
ARGs can be considered a class of emerging contaminants but have received
little attention in this context (Dodd 2012). ARGs are of greatest concern because they
are typically associated with mobile genetic elements, which enable them to be passed
among microorganisms via horizontal gene transfer (HGT), a phenomenon possible
even from dead to living cells by transformation (McKinney and Pruden 2012). Up to
date, little is known about ARGs transport throughout a drinking WFP and their fate after
each treatment, especially in the STS.
In this study, we aim to investigate the presence of ARGs in drinking water by
assessing two different drinking water treatment systems (WFP1 and WFP2) starting
with the source waters (Guaynabo, Bayamón, Canóvanas, and Canovanillas River
intakes) throughout the filtration system to the point in which the water is ready to be
distributed to the public, including the water from the STS of the plant. The reclaimed
water from the STS of the WFP is very important because it represents an additional
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route for environmental impact as the supernatant from the thickener is discharged into a
water body, while the dewatered sludge is disposed in landfills.
Considering that ARGs are wide spread in aquatic environments, applications of
molecular techniques are very useful to investigate the occurrence and fate of the ARGs
(Zhang et al. 2009). In our study, we will use multiplex PCR methods which will allow us
to amplify the DNA fragments of several ARGs at the same time within one PCR
reaction.
Our work will assess the presence of ARGs and their fate and transport through
the various steps of a WFP and STS. This knowledge will be vital to understand ARGs
dynamics and how to more efficiently stop their distribution to humans, animals and
aquatic environments. It will also allow us to assess presence of ARGs in STS and
compare their impact in aqueous vs. non aqueous systems. Our results will provide
information about ARGs in a tropical environment and whether their behavior is different
from those reported in colder climates.
An initial survey performed in the WFP1 on October 2013 confirmed the
presence of antibiotic resistant bacteria to four commonly used antibiotics
(chloramphenicol, ampicillin, amoxicillin and ciprofloxacin) in the source waters and
throughout the WFP to the point in which water was ready to be distributed to the public,
including the STS of the plant. These findings validate the importance of our work.
A Power Analysis, performed with the data from the pilot study indicated that 12
replicas are the minimum necessary to establish significant differences for the
presence/absence of ARBs in each plant. A value of 0.05 for a type I error (α) and 0.20
for a type II error (β) were chosen.
We are also interested in testing the effect of seasonality on the presence of ARB
and ARGs throughout the filtration system. In order to differentiate the dry months from
the wet months in both Canóvanas and Guaynabo counties we used the monthly rainfall
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maps for Puerto Rico and the United States Virgin Islands for the last 30 years (1981-
2010 Normals) from the NOAA National Weather Service San Juan. From this
information we have concluded that January, February, March and June are dry months
and therefore the rest of the months are going to be consider wet months for both
counties.
Literature Review
In September of 2013, The United States Center for Disease Control and
Prevention (CDC) reported that over 2 million Americans fall ill, and 23,000 Americans
die from antibiotic resistant infections every year. The spread of antibiotic resistant
pathogens is a growing problem not only in the United States of America (USA) but
around the world (Pruden et al. 2006). The World Health Organization (WHO) has
labeled antibiotic resistance as one of the most critical challenges of the next century.
Antibiotic resistant bacteria (ARB) are constantly released into aquatic
environments through the disposal of human and animal wastes as a result of the
intensive use of antibiotics in the treatment of bacterial infections (Stoll et al. 2012 and
Schwartz et al. 2003). The concern of the scientific community has increased lately
because aquatic environments have been identified as sources of ARB and reservoirs of
ARGs (Macedo et al. 2006; Barker-Reid et al 2010; Stoll et al. 2012).
Microbial aquatic ecosystems, mainly those integrating the urban water cycle,
represent important vehicles of dissemination of human associated microorganism and a
source of transmission of antibiotic resistant bacteria (Farkas et al. 2013). Application of
antibiotics in humans, veterinary medicine, and agriculture for nearly sixty years have
exerted a major impact on bacterial communities, resulting in various levels of antibiotic
resistance, which is genetically controlled by ARGs (Zhang et al. 2009). ARGs are
recognized as emerging contaminants that move readily between ecological niches
using water as a vector (Barker-Reid et al 2010). Water constitutes not only a way of
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dissemination of ARB, but also a route by which ARGs are introduced in natural bacterial
ecosystems (Baquero et al. 2008). ARGs are of greatest concern because they are
typically associated with mobile genetic elements, which enable them to be passed
between microorganisms via horizontal gene transfer (HGT), a phenomenon possible
even from dead to living cells by transformation (McKinney and Pruden 2012). HGT
enables the exchange of genetic material located on mobile elements (transposons,
integrons or plasmids) among related or unrelated bacterial species (Stoll et al. 2012). It
is important to highlight that human activities represent a selective pressure, increasing
the frequency of gene transfer and influencing bacterial evolution (Farkas et al. 2013).
Farkas et al. 2013 indicates that drinking water systems have a significant role in the
evolution of bacterial resistance since a dynamic exchange of individuals constantly
occurs between the attached and planktonic communities, and the way HGT generates
genetic diversity in bacterial populations.
Only in recent years has there been increased interest in the prevalence of ARGs
in water (Barker-Reid et al. 2010). ARGs have been detected in aquatic environments all
around the world such as municipal wastewater, surface water, agricultural runoff,
groundwater, drinking water and even tap water (Zhang et al. 2009; Xi et al. 2009; Dodd
2012). We have summarized published ARGs for tetracycline, aminoglycoside,
macrolide, chloramphenicol, vancomycin, sulphonamide, trimethoprim, β-Lactam and
penicillin by source at Table 1 in Appendix A.
Few reports have documented ARB and ARGs in finish drinking water and
drinking water distribution systems (Kim and Aga 2007). Armstrong et al. 1981
documented the occurrence of multiple antibiotic resistances (MAR) using standard plate
count (SPC) bacteria in potable drinking water. It was evident that the treatment of raw
water contributed to the enrichment of MAR members in the SPC population. SPC
bacteria from the finish drinking water of the treatment facility were more frequently
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antibiotic resistant that their respective source water populations, especially after
chlorination. Changes in the population of MAR SPC bacteria occurred when raw water
passed through a water treatment system and was reflected by changes in the diversity
of the predominant organisms constituting the MAR populations. Their results
demonstrated that the MAR bacteria were in dynamic state of fluctuation within the
distribution system.
ARGs in drinking water pose a potential threat to humans even when cells
carrying ARGs have been killed. DNA released to the environment has been observed to
persist, and be protected from DNAse activity, especially in the presence of particles of
certain soil/clay compositions. This free DNA can be eventually transformed into other
cells (Pruden et al. 2006).
Xi et al. 2009 found ARB and ARGs in all finished water and tap water tested in
Michigan and Ohio from several drinking water systems, although the amounts were
small. The size of the general population of bacteria followed the order: source water >
tap water > finished water, indicating that there was re-growth of bacteria in drinking
water distribution systems; elevated resistance to some antibiotics was observed during
water treatment and in tap water. The study showed greater quantities of most ARGs in
tap water than in finished and source waters. The increase of ARGs suggests that water
treatment could increase the antibiotic resistance of surviving bacteria and/or induce
transfer of ARGs among certain bacterial populations. The study suggest that water
distribution systems could serve as an incubator for growth of certain ARB populations
and as an important reservoir for the spread of antibiotic resistance to opportunistic
pathogens.. It is important to note that Schwartz et al. 2003 found the presence of ARG
in drinking water biofilms once the ARG source bacteria was eliminated indicating
possible gene transfer to autochthonous drinking water bacteria.
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Most recently, Shi et al. 2013 investigated the chlorination effects on ARB and
ARGs in a drinking water treatment plant. They used biochemical identification, 16S
rRNA gene cloning and metagenomic analysis to study the ARB and ARGs. The
analysis indicated that ARB were predominantly classified as Proteobacteria. Chlorine
disinfection greatly affected microbial community structure where higher proportion of
the surviving bacteria was resistant to chloramphenicol, trimethoprim and cephalothin
after chlorination. This study revealed that sulI had the highest abundance among the
ARGs detected in the drinking water, followed by tetA and tetG. Chlorination caused
enrichment of ampC, aphA2, blaTEM-1, tetA, tetG, ermA and ermB, but sulI was
considerably removed. Also, metagenomic analysis in this study confirmed that
chlorination of drinking water could concentrate various ARGs, as well as plasmids,
insertion sequences, and integrons involved in horizontal transfer of the ARGs.
Research Objectives, Questions and Hypothesis
Our general objective is to assess the presence, fate and transport of ARB and
ARGs through the various steps of a WFP including the reclaimed water from the STS,
covering the system from source waters to drinking water. In order to address our
objective, we are proposing to develop methodology that will allow us to more efficiently
detect the presence of ARGs throughout the water filtration system, isolate and
sequence ARB, identify the temporal differences of the ARB and ARGs and assess the
changes in the microbial community structure as samples move through the different
treatments within the WFP.
Question 1
Can a multiplex PCR technique be used for the concomitant identification of various
ARGs present in discrete water samples from WFPs in Puerto Rico?
Null Hypothesis 1.1: Multiplex PCR technique will not be a useful tool for the
detection of ARGs in a single water sample.
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Objective 2.1: Design a rapid technique that can be used to simultaneously
detect multiple ARGs in water samples.
Methodological approach to address objectives:
Design a multiplex PCR for 4 antibiotic resistant genes related to beta-
lactam (ampC), tetracycline (tetA), chloramphenicol (floR), and
ciprofloxacin (aac(6’)-Ib-cr) resistance using primer sets previously
described by Stoll et al. 2012 and Figueroa et al. 2011.
Question 2
Which species of ARB are present in water samples collected from WFPs in Puerto Rico
and how do they differ between the dry and wet months?
Null Hypothesis 2.1: ARB are the not the same in both WFP regardless of the
geographical distance between the two plants.
Null Hypothesis 2.2: ARB do not differ between dry or wet months.
Objective 2.1: Verify presence of ARB in both WFPs in Puerto Rico isolate and
identify them.
Objective 2.2: Compare ARB profiles from dry and wet months, WFPs and within
each WFP.
Objective 2.3: Identify and compare the bacterial communities that are resistant
to the different antibiotics in each WFPs.
Methodological approach to address objectives:
Five water samples will be collected from each WFP three separate times
in the dry months (January, February, and March) and three more times
in the wet months ( September, October and November).
Two bacteria will be isolated randomly from each antibiotic enrichment
using membrane filtration, spread plate and streak plate technique.
Isolates will be identified by DNA sequencing.
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Communities from each antibiotic will be assessed using Terminal
Restriction Fragment Length Polymorphism (TRFLP). The DNA samples
to analyze the communities will be taken from the antibiotic plus broth
combination before the isolation of the bacteria.
Question 3
Which ARGs are present and how do they differ between the dry and wet months in
water samples collected from WFPs in Puerto Rico?
Null Hypothesis 3.1: ARGs are not present in water samples from both WFPs in
Puerto Rico.
Null Hypothesis 3.2: ARGs do not differ between dry and wet months, WFPs or
within the WFP.
Objective 3.1: Screen water samples collected from each WFP for presence of
ARGs.
Objective 3.2: Compare the ARG profiles from dry and wet months, between
WFPs and each sampling location within the WFP.
Methodological approach to address objective:
Five water samples with a replica will be collected from each WFP six
separate times during the wet months (April, September (2), October,
November (2)) and six more times in the dry months (January (2),
February, March (2), and June) for both WFPs.
Presence/absence of ARG will be assessed using multiplex PCR
procedure.
Methodology
Research Sites
The first research site is the WFP1 located in Guaynabo, Puerto Rico. The raw
water sources are the Bayamón River which flows by gravity into the plant and the
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waters from the Guaynabo River which are pumped into the WFP. WFP1 has a nominal
production capacity of 98,410 m3/d and consists of a raw water mixing chamber, two
rapid mix chambers, eight flocculators, five settling tanks, eighteen sand filters, and a
distribution tank. The WFP1 uses chlorine gas for disinfection and chlorine is added after
the sedimentation tank, filters and before the distribution tank. The STS of the WFP1
consists of a holding tank, thickener, dechlorination box and six vacuum assisted drying
beds. Figure 1 illustrates a sketch of WFP1.
Figure 1: WFP1 Sketch
The second research site is the WFP2 located in Canóvanas, Puerto Rico. The
raw water sources are the Canóvanas and Canovanillas Rivers. WFP2 has a nominal
production capacity of 37, 850 m3/d, and consist of two aerators, four rapid mix
chambers, four settling tanks, eight filters, and a distribution tank. WFP2 uses chlorine
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gas for disinfection and chlorine is added after the sedimentation tank, filters and before
the distribution tank. The STS of the WFP2 consists of two thickeners and four vacuum
assisted drying beds. Figure 2 illustrates a sketch of WFP2.
Figure 2: WFP2 Sketch
Drinking Water System Samples
Water samples will be taken at the raw water mixing chamber, after the
flocculators, after the sand filters, the distribution tank, and the supernatant from the
sludge at each WFP. All water samples will be collected in 2L sterile bottles, stored in ice
during transportation to the laboratory, and processed within six hours from their
collection.
Water Quality Measurements
Water temperature, pH, free chlorine and turbidity will be measure for all water
samples collected.
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Antibiotic Resistant Bacteria Isolation
Water samples will be filtered through a sterile 0.22 µm membrane filter using the
membrane filtration technique. The membrane filters will be incubated in buffered
peptone water at 37⁰C for 24 hours. One hundred micro-milliliters of each sample will be
transferred to buffered peptone water containing one of four selected Ab: Tetracycline
*The ARGs were detected in the following water environment: special water from hospital, animal production, and aquaculture area (SW); untreated sewage (US); activated sludge of sewage treatment plant (AS); effluent water of sewage water plant (EW); natural water (NW); sediments (SD); and drinking water (DW).