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Private Equity Company Presentation RSI green oct 13 with notes

Jan 10, 2017

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Chris Rocke
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Page 1: Private Equity Company Presentation RSI green oct 13 with notes
Page 2: Private Equity Company Presentation RSI green oct 13 with notes

Cautionary Statement The following document contains certain forward-looking statements and forward-looking information, which is based on hypothetical data, which includes current expectations, estimates, projections, assumptions and beliefs. By their nature, for ward-looking statements and hypothetical data is subject to a number risks and uncertainties, because they relate to future events and circumstances and there are many factors that could cause actual results and developments to differ materially from those expressed or implied by these forward-looking statements. Additional disclosure information regarding the forward-looking statements mythology, assumptions and risks is available for review. These forward-looking statements may be identified by words such as “believes”, “expects”, “anticipates”, “projects”, “projected”, “pro forma”, “intends”, “forecasted”, “forecast”, “assumed”, “should”, “continue”, “seeks”, “may”, “will", "estimates”, “estimated”, “future”, “could”, “probably” or similar words or expressions or by discussion of strategy, goals, plans, intentions or projections of revenues, earnings, segment performance, cash flows, contr act awards, market size, industry trends, expenses and future financing. The OCMX (P2P Financial Inc.) does not guarantee the completion of any financing and only provides its services on its best efforts basis. Despite The OCMX’s efforts, the complet ion of any financing may never occur. No reliance shall be placed on any future financing possibility. All investment are for accredited investors only.

It is believed that the expectations reflected in the forward-looking statements and forward-looking information are reasonable, but no assurance can be given that these expectations will prove to be correct, and such forward-looking statements and information should not be unduly relied upon, because the actual future results may differ materially from the plans, goals, and expectations set forth in such forward-looking statements. The forward-looking information and statements are only as of the date they are made. All subsequent written and oral forward-looking statements made are qualified by the cautionary statements in this section. There is no undertaking or assumption of any obligation to update or revise any of the included forward-looking statements or information, whether as a result of new information, changes in expectations or circumstances, future events or otherwise.

Page 3: Private Equity Company Presentation RSI green oct 13 with notes

Confidentiality Statement

The information in this document is confidential to the person or entity to whom it is addressed and should not be disclosed to any other person or entity. It may not be reproduced in whole, or in part, nor may any of the information contained therein be di sclosed without the prior consent of the Company which is being featured in this document. A recipient may not solicit, directly or indirectly

(whether through an agent or otherwise) the participation of another institution or person without the prior approval of the directors of the Company which is being featured in this document. The contents of this document have not been independently verified and they do not purport to be comprehensive, or to contain all necessary information to make a decision. Except for suitability obligations and other obligations under securities law or unless P2P Financial Inc., doing business as The OCMX, (“The OCMX”) has expressly stated that The OCMX will be bound to the representati on, term, warranty or undertaking, no representation, implied terms, warranty or undertaking of any kind is given by The OCMX and no responsibility or liability is or will be accepted by The OCMX, or by its directors, employee or advisors, in relation to the accuracy or completeness of this document or any other written or oral information based on the information provided by the third party that is made available through or in connection with The OCMX. Any form of reproduction, dissemination, copying, disclosure, modification, distribution and or publication of this material is strictly prohibited.

Page 4: Private Equity Company Presentation RSI green oct 13 with notes

Company Overview

RSI Online is a Canadian owned fintech company that is creating a mobile friendly digital investment platform, called Venchuer. Venchuer allows the retail investor simple, convenient access to higher yielding investment funds.

RSI Online Inc.

1. Alternative/Hedge Fund access is cumbersome and outdated 2. Hedge Fund transparency 3. Un-accredited and “Edge Accredited Investor” 4. Capital safety, over regulation, geo political issues 5. Consolidation and acquisition of smaller asset managers

Solving the Industry’s Problems

The Solution: RSI Online Inc.

Page 5: Private Equity Company Presentation RSI green oct 13 with notes

Market Size

• In the past five years, more than $12 billion in funding has flowed into the fin-tech market. With more than $2 trillion in financial assets shifting hands between baby boomers and their Gen X and Millennial offspring over the next five years the market is abundant.

• Millennials' are currently about a third of the labor force and, as a generation, they have faced substantial challenges in entering the workforce during the most pronounced downturn since the Great Recession.

• Millennials' are sometimes characterized as lacking attachment or loyalty to their employers, but in fact contrary to popular perceptions Millennials' actually stay with their employers longer than Generation X workers did at the same ages.

Page 6: Private Equity Company Presentation RSI green oct 13 with notes

Competitive Advantages

• First to Market - The first and only platform of this kind

• Demographic- The market is Millennials' and Gen X that are both unaccredited and accredited that have cash but do not meet most hedge fund initial deposit test, usually 500 K -10MM

• Trust/Transparency- RSI Online Inc. is working towards a public offering in the near future dependent on the overall market conditions, this will also allow for growth by acquisition. RSI Online Inc. will then have 2 currencies: cash and stock

• Less Regulation- The recent announcement from the Canadian Securities Administration explains that they are going to be supporting retail investors who invest in alternative investments such as hedge funds.

Page 7: Private Equity Company Presentation RSI green oct 13 with notes

Competitive Advantages con’t.

• RSI Business Model- The RSI business model relies on a number of risk mitigating policies, namely the use of 3rd party companies to fulfill traditional employee functions. This limits potential Employment issues such as severance. These 3rd party companies provide accounting and fund administration thus adding transparency and clarity of the business.

• 100 % Digital on-line offering- Venchuer.com is an 100 % SEC approved on-line solution, allowing clients the following benefits: zero printing, US electronic signature act compliance, SEC approved portal, on-line electronic payment from and to client via EFT, wire ACH, interact, debit card and e-check(2017), weekly 3rd party generated NAV, tax efficient, accessible on any device , comprehensive investor education center, online chat support, phone support, detailed client account statements available (24/7), document upload feature, KYC, and AML forms for client completion, accredited and non accredited investor form, Auto-populated and Auto filled forms.

Page 8: Private Equity Company Presentation RSI green oct 13 with notes

Main Competitors

• Banks - are slow to change and are not nimble

• Investment advisors - Many do not invest in their recommendations themselves

• Traditional hedge funds - Antiquated, very high minimum deposit requirements, follow the herd mentality

• Mutual funds - Most are mini index funds, holding far too many companies’ equity, managers are programed for end of quarter performance, thereby not looking long term

• Fixed Income and bank savings accounts - Very low yield, if any

Page 9: Private Equity Company Presentation RSI green oct 13 with notes

Product / Tech. Components

• 100 % digital, SEC approved portal including, compliant e-signature, on-line payment portal - Totally seamless on-line transaction, including electronic (Act Compliant) signature, integrated on-line payment and client disbursement, all documents are on-line, personal and payment data host on separate servers in geographically different locations for increased security

• Disruption to the traditional Investment community- Our platform is new and modern hitting the incumbents straight on while reducing paperwork and needless personal interaction

• Safe & Secure - Multiple layers of cyber security, use of industry recognized 3rd party service provides, BVI FSC Licenced Investment Adviser, SEC RIA, (in progress) a future Exchange listing, OSC application in progress

Page 10: Private Equity Company Presentation RSI green oct 13 with notes

Marketing Strategy

Product Strategy

• Underinvested/ServedAccredited and unaccreditedMillennials/Generation X users/investors

Pricing Strategy

• The user will becharged a 1.99 %management feepayable monthly andin advance, as well thecompany will chargethe user a 19.99 %success fee, with nohurdle. The user willbe responsible forcovering the cost ofmoney transfer fees.

Promotion Strategy

• Create a robust social media presence using various platforms including, Twitter,Linked-In, Facebook, Snapchat,and our Venchuer Blog

• Trade shows, magazines, online profiles and targeted advertisements are all low-cost, high impact solutions to drive traffic and generate impressions.

Geography of Distribution

•During the first six months of operation RSI Online through its' Venchuer.com platform will target generation X and Y in the USA and Canada, migrating to other locations including (but not limited to) Britain, Australia, and New Zealand. Furthermore, RSI through an affiliate office in Hong Kong will be opening the South East Asia Fund, and we will be translating the website to Asia specific languages, this growth strategy along with the acquisition of AUM, will make the platform a worldwide product.

Page 11: Private Equity Company Presentation RSI green oct 13 with notes

Key Milestones

All related companies formed, funds formed, all US and CND banking and brokerages (Nesbitt) in place with BMO and BMO Harris Bank(US), Canadian trademark applied for, with US in the works

The retaining of excellent third party suppliers, Denton Canada, Capital Management Group (USA Atty), Audit in negotiations, Fintech Fund Service, fund administrator, Transfer Agent, Out sourced IT solution,

October,2016 Platform Venchuer.com is 90 % complete

Ongoing Scale up human capital as the business grows and unfolds

Page 12: Private Equity Company Presentation RSI green oct 13 with notes

Opportunity Highlights

1. Our target Demographic- The generations X (post boomers) and YMillennials are the largest demographic in History who are underserved in the financial serves market.

2. Disruptive concept to the traditional financial market- The largefinancial Institutions are simply not nimble enough to keep pace withmodern, demographic focused financial service products.

Page 13: Private Equity Company Presentation RSI green oct 13 with notes

Use of Proceeds

Category Percentage (%)

R & D 8%

Working Capital 42%

Marketing 8%

Acquisition 42%

Total 100%

Page 14: Private Equity Company Presentation RSI green oct 13 with notes

Use of Proceeds

$0

$2,000,000

$4,000,000

$6,000,000

$8,000,000

$10,000,000

$12,000,000

2017 2018 2019

Page 15: Private Equity Company Presentation RSI green oct 13 with notes

Management Team

Chris Rocke, CEO, CIO, and Chief Strategist Mr. Rocke is known as a contrarian investor. He brings many years of successful securities portfolio management for his family and friends (as a hobby) including (>$10MM); $50 MM real-estate portfolio management, international business knowledge, entrepreneurial expertise, business development, leadership in privately held food and beverage, manufacturing and real estate companies. Having won both the first runner up (1998) and winner (1999) of the Hamilton Wentworth Entrepreneur Award and a silver “Frankie” award for independent (non agency) advertising & marketing campaign, multiple public speaking citations and sporting awards, Mr. Rocke has the drive, skill and determination to advance RSI Online Inc. Mr. Rocke has recently been accepted by an accredited University to begin an online Master Degree in business administration.

Giancarlo Pelosini, Director of Social Media and Marketing Mr. Pelosini brings a fresh perspective to this seasoned team. As a millennial at The University of Brock with "Communications and Marketing" as his Major, he understands the importance of engaging various on-line platforms to develop brand awareness, generate inbound website traffic and cultivate leads. He is passionate about creating an investment platform that appeals to the needs of his Gen X and Y peers, as well as empowering the everyday investor to feel more confident in their investment decisions.

Craig Fretwell, Independent Director and Consultant Born and raised in Burlington Ontario, Mr. Fretwell’s early years were dominated by athletics and study at Appleby College. He majored in life sciences at The University of Western Ontario, with a minor in entrepreneurship and auto racing. Following University Mr. Fretwell opened his first business at the age of 21. This quickly expanded into a small chain of successful stores. Combining the marketing and advertising lessons learned running a small business provided him with the tools necessary to follow his passion of auto racing. Multiple class championships and a national title followed. Following the seven years of racing, Mr. Fretwell was able to utilize his life science education in conjunction with business growth experience to become VP of sales for Automated Marketing for Professionals. AMP specialized in consulting with medical professionals to providing business growth and marketing services. Mr. Fretwell provided practice growth seminars for up to 200 physicians at a time, focusing on service and passion. The proper combination of the two always ensures success. Currently Mr. Fretwell is a senior financial manager at a national HVAC service company. Mr. Fretwell has a passion for everything IT related, including systems security and a unique problem solving ability.

Page 16: Private Equity Company Presentation RSI green oct 13 with notes

Toronto Office TD Canada Trust Tower

161 Bay Street, 45th Floor

Toronto, ON M5J 2S1

1-866-209-6862