HUAWEI TECHNOLOGIES CO., LTD. www.huawei.co m Huawei Confidential Internal Principles of the WCDMA System
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Principles of the WCDMA System
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Preface
Now, the most popular term in the mobile
communication field is WCDMA!
What is WCDMA? And what is its benefit?
Today, let’s go to know about WCDMA!
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Contents
Chapter 1 WCDMA Principle
Chapter 2 Technical Features of WCDMA
FDD
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WCDMA Releases
UMTS Release 99
UMTS Release 4
UMTS Release 5
UMTS Release 6
• UMTS CN = enhanced GSM NSS• UTRAN & WCDMA
• Bearer independent CS domain• Low chip rate TDD mode• UTRA repeater• MMS• LCS enhancements• etc.
• IP Multimedia Subsystem (IMS)• RNC connectivity to multiple CN nodes• HSDPA• etc.
1999
2001
2002
2003• WLAN-3GPP feasibility study• Network sharing feasibility study• Security enhancements• Push services• etc.
WCDMA =UMTS = DS-CDMA3G – WCDMA , CDMA2000 , TD-SCDMA
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What’s New in WCDMA?
Multiservice Environment
Data speed
Bit rate varies from 4.75 kbps up to 384 kbps
Variable bit rate also available
Service delivery type
Real-time (RT) & non real-time (NRT)
Quality classes for user to choose
Different error rates and delays
Traffic asymmetric in uplink & downlink
Common channel data traffic
Inter-system handovers
Multiservice Environment
Data speed
Bit rate varies from 4.75 kbps up to 384 kbps
Variable bit rate also available
Service delivery type
Real-time (RT) & non real-time (NRT)
Quality classes for user to choose
Different error rates and delays
Traffic asymmetric in uplink & downlink
Common channel data traffic
Inter-system handovers
Air Interface
• Capacity and coverage coupled - “cell breathing”
• Neighbour cells coupled via interference
• Soft handover
• Fast power control
• Interference limited system (e.g. GSM frequency limited)
Air Interface
• Capacity and coverage coupled - “cell breathing”
• Neighbour cells coupled via interference
• Soft handover
• Fast power control
• Interference limited system (e.g. GSM frequency limited)
Characteristic to WCDMA• RAKE receiver takes advantage of multipath propagation• Fast power control keeps system stable by using minimum power necessary for links• Soft handover ensures smooth handovers
Characteristic to WCDMA• RAKE receiver takes advantage of multipath propagation• Fast power control keeps system stable by using minimum power necessary for links• Soft handover ensures smooth handovers
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WCDMA Network ArchitectureCN (Core Network)
circuit switched (cs) domain
packetswitched (ps) domain
MSC/VLR
SGSN
UTRAN (UMTS Terrestrial Radio Access Network)
RNC
Node B
Node B
RNC Radio Network Controller UE User Equipment
RNC
Node B
Node BRadio
Network Subsystem
(RNS)
Iub
Iub
IurIu-PS
Iu-CS
Uu
UEHLREIR AC
GMSC
GGSN
PSTN/ISDN
Internet
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RNC Tasks and Functions
• WCDMA radio resource management Admission Control, Packet Scheduling, Load Control, Power Control, Handover Control, Resource Manager.
• Telecom functionalityincl. Location & connection management (Transport Manager), ciphering, Iu and Iub channel management, ATM switching and multiplexing
• Maintenanceincl. Fault localisation and reconfiguration
• Operationincl. RNC and Node B parameter modification
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Node B Tasks and Functions
101010010101010001
Iub InterfaceATM
Uu InterfaceWCDMA
Cellular Transmission managementManaging ATM switching and
multiplexing over the Iub interface. Control of AAL2/AAL5 connections. Control of the physical transmission
interfaces – E1, PDH, SDH or microwave.
Air Interface management. Controlling Uplink and
Downlink radio paths on the Uu Air Interface. Baseband to RF
conversion. Antenna multi-coupling.
O&M Processing.
Interfacing with NMS and RNC for alarm
and control (Operations and Maintenance)
functions.
Radio Channel functions.Transport to physical channel mappings. Encoding/Decoding – Spreading/Despreading user
traffic and signalling.
RNC
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3G Spectrum Allocation
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3G Terms IMT 2000 (International Mobile Telephony)
Third generation mobile systems as defined by ITU (International Telecommunications Union)
Global recommendation 3GPP
3rd Generation Partnership Project (Forum for a WCDMA standardization) Involved: ETSI (Europe), ARIB (Japan), TTA (Korea), T1P1 (USA), TTC (Japan)
and CWTS (China) UMTS (Universal Mobile Telecommunication Services)
Third generation telecommunication system, that is subject to specifications produced by 3GPP
WCDMA Air Interface technology adapted for UMTS Terrestrial Radio Access (UTRA)
UTRA-FDD WCDMA in 3GPP, FDD mode
UTRA-TDD WCDMA in 3GPP, TDD mode
CDMA2000 Air Interface technology proposal from TR45.5 (USA) on evolution of IS-95 (CDMA)
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Duplex Technology – Distinguish User’s UL and DL Signal – FDD
Frequency division duplex (FDD) : Distinguish the uplink and
downlink according to the frequencies. Adopted by the WCDMA, CDMA2000 and GSM
Advantage: It can be easily implemented.
Disadvantage: The spectrum utilization is low when the uplink and
downlink services (mainly the data services) are asymmetrical.
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Duplex Technology – Distinguish User’s UL and DL Signal – TDD
Time division duplex (TDD) : Distinguish the uplink and downlink
according to the timeslots. Adopted by the TD-SCDMA
Advantage: The uplink and downlink can be allocated with different numbers
of timeslots when the uplink and downlink services are asymmetrical.
Therefore, the spectrum utilization is high.
Disadvantage:
− It cannot be easily implemented and needs precise synchronization. In the CDMA
system, GPS synchronization is needed.
− When it is used with the CDMA technology, it is difficult to control interference
between the uplink and the downlink.
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Traffic channels: different users are assigned unique code and transmitted over the same frequency band, for example, WCDMA and CDMA2000
Traffic channels: different frequency bands are allocated to different users,for example, AMPS and TACS
Traffic channels: different time slots are allocated to different users, for example, DAMPS and GSM
Multiple Access Technology - Distinguish Different Users
FrequencyTime
Power
FDMA
User
User
User User
User
FrequencyTime
Power
TDMA
Power
Time Frequency
CDMA
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Characteristics of CDMA System
High Spectral Efficiency
Frequency multiplex coefficient is 1.
Soft capacity
Quality
Coverage
Interference
Self-interference system
A UE transmission power is interference for another UE.
Wideband system
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WCDMA = DS-CDMA
WCDMA is a code-division multiple access technology which separates each
user’s voice or data information by multiplying the information by pseudo-random
bits called "chips".
The pseudo-random bit sequences have a rate of 3.84 Mcps (millions of chips
per second), resulting in the narrowband information bits of the user being spread
across a much wider bandwidth of approximately 5 MHz.
For this reason, CDMA technology is sometimes referred to as “spread
spectrum.”
The user data (signal) is first spread by the channelisation code (based on
Hadamard matrix) called Orthogonal Variable Spreading Factor (OVSF) Code.
OVSF code has the property that two different codes from the family are
perfectly orthogonal if in phase
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Common Terms
Bit, symbol and chip
Bit (bps): the data that is obtained upon source coding and contains
information.
Symbol (sps): the data obtained upon channel coding and interleaving.
Chip (cps): the data obtained upon final spreading.
− The spreading rate of WCDMA is: 3.84 Mcps
Processing gain
It refers to the ratio of the final spreading rate to the bit rate (cps/bps).
In the WCDMA system, the processing gain depends on the specific
service.
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Processing gain (Gp)Gp = Wc/Wi
Where Wc: chip rate
Wi: user data rate
The more processing gain the system has, the more the power of uncorrelated interfering signals is suppressed in the despreading processThus, processing gain can be seen as an improvement factor in the SIR (Signal to Interference Ratio) of the signal after despreadingExample: Voice AMR 12.2 Kbps Gp = 10*log(3840000/12200)= 25 dBAfter despreading the signal power has to be typically few dB above the interference and noise: Eb/No = 7dB;
therefore the required wideband signal-to-interference ratio is 7dB – Gp = -18 dB.In other words, the signal power can be 18dB under the interference and the WCDMA receiver can still detect the signalWideband signal-to-interference ratio is also called carrier-to-interference ratio: C/I Thanks to spreading and desporeading, C/I can be much lower in WCDMA than GSM (C/I = 9-12 dB)
f
Wi
Wc
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Basic Diagram of the WCDMA System
Source coding
Channel coding and interleaving
ScramblingSpreading ModulationRF
transmission
Source decoding
deinterleavingChannel
decoding and de-interleaving
De-scramblingDe-spreading DemodulationRF
reception
Radio link
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Source Coding in WCDMA
The WCDMA system adopts the adaptive multi-rate (AMR) speech coding. A total of eight coding modes are available. The coding rate ranges from 12.2
Kbps to 4.75 Kbps.
Multiple voice rates are compatible with the coding modes used by current mainstream mobile communication systems. This facilitates the design of multi-mode terminals.
The system automatically adjusts the voice rate according to the distance between the user and the NodeB, thus reducing the number of handovers and call drop.
The system automatically decreases the voice rate of some users according to
the cell load, thus saving power and containing more users.
Source coding
InterleavingChannel coding and interleaving
ScramblingSpreading ModulationRF
transmission
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Spreading Factor and Service Rate
Chip rate = symbol rate spreading factor
For WCDMA, if the chip rate is 3.84 MHz and the spreading factor is 4, the
symbol rate is 960 Kbps.
For CDMA2000-1x, if the chip rate is 1.2288 MHz and the spreading factor is
64, the symbol rate is 19.2 Kbps.
Symbol rate = (service rate + check code) × channel code ×repetition
or punching rate
For WCDMA, if the service rate is 384 Kbps and the channel code is 1/3
Turbo, the symbol rate is 960 Kbps.
For CDMA2000-1x, if the service rate is 9.6 Kbps and the channel code is
1/3 convolutional code, the symbol rate is 19.2 Kbps.
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Spreading in WCDMAConsists of 2 operations:1. Channelization• Transforms each symbol (data bit) to the number of chips (increases
bandwidth)• Number of chips per symbol = Spreading Factor (SF)2. Scrambling• Scrambling code is applied
Data
Bit Rate
Channelization code (OVSF)
Chip Rate Chip Rate
TX
Scrambling Code
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OVSF & WalshOrthogonal Variable Spreading Factor
OVSF codes (Walsh) are completely orthogonal and their mutual correlation is zero.
SF = 1 SF = 2 SF = 4
Cch,1,0 = (1)
Cch,2,0 = (1,1)
Cch,2,1 = (1,-1)
Cch,4,0 =(1,1,1,1)
Cch,4,1 = (1,1,-1,-1)
Cch,4,2 = (1,-1,1,-1)
Cch,4,3 = (1,-1,-1,1)
Spreading Factors (FDD mode):• UL: 4, 8, 16, 32, 64, 128, 256• DL: 4, 8, 16, 32, 64, 128, 256, 512 The spreading factor can be changed every TTI (10, 20, 40, or 80 ms).
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Why CDMA system is a self interference system?
Since all the users use orthogonal code, where does the self
interference come from?
Comes from the code error during the transfer.
If there are some code error on one user’s information, it
misses some orthogonal to others. Then interference comes.
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Scrambling in the WCDMA System
Downlink: Different cells (sector carrier frequencies) have
different downlink scrambles.
Each cell is configured with a unique downlink scramble. The UE
identifies a cell based on the scramble.
The OVSF code is used to differentiate different users in a cell.
Uplink: Scrambles are used to differentiate different users.
In a cell, each user is configured with a unique uplink scramble.
The OVSF code is used to differentiate the services of a user.
Source coding
InterleavingChannel coding and interleaving
ScramblingSpreading ModulationRF
transmission
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Usage of the codes
Channelization Code Scrambling Code
Usage Uplink: separation of physical data (DPDCH) and control channels (DPCCH) for the same terminal
Downlink: separation of downlink connections to different users within on cell
Uplink: Separation of terminals
Downlink: Separation of sectors (cells)
Length 4-256 chips
In downlink also 512 chips
Uplink: 10ms = 38400 chips
Downlink: 10ms = 38400 chips
Number of codes Spreading Factor indicates the number of codes under one scrambling code
Uplink: over 16 millions
Downlink: 512
Code Family Orthogonal Variable Spreading Factor (OVSF)
10ms code: Gold Code
66.7μs code: Extended code family
Spreading Yes, indicates bandwidth No, does not affect bandwidth
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Summary - Advantages of CDMA RAKE receiver is adopted
The time diversity effect generated by channel coherence time is efficiently used.
Frequency diversity
Wideband frequency spectrum
Higher interference tolerance and security performance
Low signal transmission power
Great flexibility in carrying multiple services with largely different bit rate and QoS requirement.
Different spreading factors for different services with different data rates
High spectral efficiency
All users can share the same frequency spectrum simultaneously.
Supporting soft handover and softer handover.
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Contents
Chapter 1 WCDMA Principle
Chapter 2 Technical Features of WCDMA
FDD
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WCDMA System Characteristics W-CDMA : 5 MHz Carrier Spacing : multiples of 200 kHz Carrier Spacing : 4.4 – 5.4 MHz W-CDMA spreading rate = 3.84 Mchip/s Chip Rate = 3.84 MHz
Uplink and downlink modulation: QPSK/QPSK Information bit rate: between 4.75 kbit/s and 2 Mbit/s (currently up to 384 Kbit/s) Spreading Factor (SF): 4 -256 Multiple Access Scheme : Wideband DS-CDMA Duplex Scheme : FDD and TDD modes 10 ms frame with 15 time slots Voice coding: AMR (Adaptive Multi-Rate) NodeB synchronization: asynchronous Highly variable data rates, data rate constant within 10 ms frame Bandwidth on demand, efficient resource usage Multiple services with different variable data rates over one physical channel
Segment A Segment B Segment C
5 MHz
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Satisfy the minimum performance requirement of IMT2000
Compatible with GSM-MAP core network
Comparatively steady version R99 has been released
Support open loop and closed loop transmit diversity mode
Support Common Packet Channel(CPCH) and Downlink
Share Channel, adapt to Internet data access mode
Support macro diversity, selection diversity of NodeB
location
Support different fast power control algorithms and open
loop, out loop power control
Fully support UE locating services
WCDMA System Characteristics
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Key features of WCDMA
Soft handoff: user equipment (UE) and base stations use special rake receivers that allow each UE to simultaneously communicate with multiple base stations. The diversity gain associated with soft handoff is known as the "soft handoff gain factor".
Multipath reception: the rake receivers also allow the UE to decode multiple signals that have traveled over different physical paths from the base station. For example, one signal may travel directly from the base station to the UE, and another may reflect off a large building and then travel to the UE. This phenomenon, "multipath propagation", also provides a diversity gain. The same effect occurs on the uplink from the UE to the base station.
Power control: transmissions by the UE must be carefully controlled so that all
transmissions are received with roughly the same power at the base station. If power control is not used, a “near-far” problem, where mobiles close to the base station over-power signals from mobiles farther away, occurs. The base station uses a fast power control system to direct the mobile to power up or power down as its received signal level varies due to changes in the propagation environment. Likewise, on the downlink, transmissions from the base stations are power-controlled to minimize the overall interference throughout the system and to ensure a good received signal by the UE.
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Key features of WCDMA
Frequency reuse of 1: every base station in the CDMA system operates on the same frequency for a given carrier, so no frequency planning is required. As every site causes interference to every other site, careful attention must be paid to each site's radio propagation.
Soft capacity: capacity and coverage are intertwined in CDMA, depending on the number of users in the system and the amount of interference allowed before access is blocked for new users. By setting the allowed interference threshold lower, coverage will improve at the expense of capacity. By setting the threshold higher, capacity will increase at the expense of coverage. Because of the fundamental link between coverage and capacity, cells with light traffic loads inherently share some of their latent capacity with more highly loaded surrounding cells.
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WCDMA Compared to GSM and CDMA IS-95 WCDMA vs. GSM
WCDMA has some similarities with GSM technology, however, it is a fundamentally different technique for allowing multiple users to share the same spectrum and as a result it has many differences.
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WCDMA Compared to GSM and IS-95 CDMA
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Adopts AMR voice coding and supports the voice quality of 4.75
Kbps to 12.2 Kbps.
Adopts soft handover and transmit diversity to improve
capacity.
Provides high-fidelity voice modes.
Supports fast power control.
Voice Evolution in WCDMA
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Supports up to 14.4 Mbps data services – HSDPA and HSUPA
Supports packet switching.
Can evolution to All-IP structure.
Provides QoS control.
Provides mobile IP services (dynamic assignment of IP addresses)
Provides high quality support for symmetric uplink and downlink data services, including the voice, videophone and video conference.
Data Evolution in WCDMA
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Conclusion This course describes the WCDMA system.
This course first describes some key technologies. Then,
describes the basic principles of CDMA and the WCDMA
FDD mode.
After studying this course, we can have a preliminary
understanding of WCDMA, thus laying a good foundation for
subsequent study.
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