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ORIGINAL ARTICLE Prevalence and risk factors for CTX-M gram-negative bacteria in hospitalized patients at a tertiary care hospital in Kilimanjaro, Tanzania Tolbert Sonda 1,2 & Happiness Kumburu 1,2 & Marco van Zwetselaar 1 & Michael Alifrangis 3,4 & Blandina T. Mmbaga 1,2 & Ole Lund 5 & Frank M. Aarestrup 6 & Gibson Kibiki 2,7 Received: 23 November 2017 /Accepted: 18 January 2018 # The Author(s) 2018. This article is an open access publication Abstract Emergence and spread of extended spectrum beta-lactamase (ESBL)-producing gram-negative bacteria, mainly due to CTX-M, is a major global public health problem. Patients infected with ESBL-producing gram-negative bacteria have an increased risk of treatment failure and death. We investigated the prevalence and risk factors for CTX-M gram-negative bacteria isolated from clinical specimens of patients hospitalized at a tertiary care hospital in Kilimanjaro, Tanzania. Isolated gram-negative bacteria from inpatients admitted at Kilimanjaro Christian Medical Centre (KCMC) between August 2013 and August 2015 were fully genome sequenced. The prevalence of ESBL-producing gram-negative bac- teria was determined based on the presence of bla CTX-M . The odds ratio (OR) and risk factors for ESBL-producing gram- negative bacteria due to CTX-M were assessed using logistic regression models. The overall CTX-M prevalence (95% CI) was 13.6% (10.118.1). Adjusted for other factors, the OR of CTX-M gram-negative bacteria for patients previously hospitalized was 0.26 (0.080.88), p = 0.031; the OR for patients currently on antibiotics was 4.02 (1.2912.58), p = 0.017; the OR for patients currently on ceftriaxone was 0.14 (0.040.46), p = 0.001; and the OR for patients with wound infections was 0.24 (0.090.61), p = 0.003. The prevalence of ESBL-producing gram-negative bacteria due to CTX-M in this setting is relatively low compared to other previous reports in similar settings. However, to properly stop further spread in the hospital, we recommend setting up a hospital surveillance system that takes full advantage of the available next-generation sequencing facility to routinely screen for all types of bacterial resistance genes. Keywords ESBL . Gram-negative bacteria . Prevalence . CTX-M . Whole genome sequencing . Tanzania * Tolbert Sonda [email protected] Happiness Kumburu [email protected] Marco van Zwetselaar [email protected] Michael Alifrangis [email protected] Blandina T. Mmbaga [email protected] Ole Lund [email protected] Frank M. Aarestrup [email protected] Gibson Kibiki [email protected] 1 Kilimanjaro Christian Medical Centre, Kilimanjaro Clinical Research Institute, Moshi, Tanzania 2 Kilimanjaro Christian Medical University College, Moshi, Tanzania 3 Centre for Medical Parasitology, Department of Immunology and Microbiology, University of Copenhagen, Copenhagen, Denmark 4 Department of Infectious Diseases, Copenhagen University Hospital, Copenhagen, Denmark 5 Centre for Biological Sequence Analysis, Technical University of Denmark, Lyngby, Denmark 6 DTU-Food, Centre for Genomic Epidemiology, Technical University of Denmark, Lyngby, Denmark 7 East African Health Research Commission, Bujumbura, Burundi European Journal of Clinical Microbiology & Infectious Diseases https://doi.org/10.1007/s10096-018-3196-8
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Page 1: Prevalence and risk factors for CTX-M gram-negative bacteria ...

ORIGINAL ARTICLE

Prevalence and risk factors for CTX-M gram-negativebacteria in hospitalized patients at a tertiary care hospital in Kilimanjaro,Tanzania

Tolbert Sonda1,2 & Happiness Kumburu1,2& Marco van Zwetselaar1 & Michael Alifrangis3,4 & Blandina T. Mmbaga1,2 &

Ole Lund5& Frank M. Aarestrup6

& Gibson Kibiki2,7

Received: 23 November 2017 /Accepted: 18 January 2018# The Author(s) 2018. This article is an open access publication

AbstractEmergence and spread of extended spectrum beta-lactamase (ESBL)-producing gram-negative bacteria, mainly due toCTX-M, is a major global public health problem. Patients infected with ESBL-producing gram-negative bacteria have anincreased risk of treatment failure and death. We investigated the prevalence and risk factors for CTX-M gram-negativebacteria isolated from clinical specimens of patients hospitalized at a tertiary care hospital in Kilimanjaro, Tanzania.Isolated gram-negative bacteria from inpatients admitted at Kilimanjaro Christian Medical Centre (KCMC) betweenAugust 2013 and August 2015 were fully genome sequenced. The prevalence of ESBL-producing gram-negative bac-teria was determined based on the presence of blaCTX-M. The odds ratio (OR) and risk factors for ESBL-producing gram-negative bacteria due to CTX-M were assessed using logistic regression models. The overall CTX-M prevalence (95%CI) was 13.6% (10.1–18.1). Adjusted for other factors, the OR of CTX-M gram-negative bacteria for patients previouslyhospitalized was 0.26 (0.08–0.88), p = 0.031; the OR for patients currently on antibiotics was 4.02 (1.29–12.58), p =0.017; the OR for patients currently on ceftriaxone was 0.14 (0.04–0.46), p = 0.001; and the OR for patients with woundinfections was 0.24 (0.09–0.61), p = 0.003. The prevalence of ESBL-producing gram-negative bacteria due to CTX-M inthis setting is relatively low compared to other previous reports in similar settings. However, to properly stop furtherspread in the hospital, we recommend setting up a hospital surveillance system that takes full advantage of the availablenext-generation sequencing facility to routinely screen for all types of bacterial resistance genes.

Keywords ESBL . Gram-negative bacteria . Prevalence . CTX-M .Whole genome sequencing . Tanzania

* Tolbert [email protected]

Happiness [email protected]

Marco van [email protected]

Michael [email protected]

Blandina T. [email protected]

Ole [email protected]

Frank M. [email protected]

Gibson [email protected]

1 Kilimanjaro Christian Medical Centre, Kilimanjaro ClinicalResearch Institute, Moshi, Tanzania

2 Kilimanjaro Christian Medical University College, Moshi, Tanzania3 Centre for Medical Parasitology, Department of Immunology and

Microbiology, University of Copenhagen, Copenhagen, Denmark4 Department of Infectious Diseases, Copenhagen University Hospital,

Copenhagen, Denmark5 Centre for Biological Sequence Analysis, Technical University of

Denmark, Lyngby, Denmark6 DTU-Food, Centre for Genomic Epidemiology, Technical University

of Denmark, Lyngby, Denmark7 East African Health Research Commission, Bujumbura, Burundi

European Journal of Clinical Microbiology & Infectious Diseaseshttps://doi.org/10.1007/s10096-018-3196-8

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Introduction

Existence of antibiotic resistance due to extended spectrumbeta-lactamase (ESBL)-producing gram-negative bacteria isa major global public health problem [1] and has been report-ed in all regions of the world [2–7]. Compared to patientsinfected with beta-lactam susceptible bacteria, patients infect-ed with ESBL-producing gram-negative bacteria put a greaterburden on health-care resources and have an increased risk oftreatment failure and poor outcomes including death [8, 9].High-income countries (HICs) have surveillance systems inplace to estimate the burden of bacterial infections due toESBL-producing gram-negative bacteria, and to determinerisk factors for acquisition of ESBL-producing gram-negativebacteria as well as the clinical outcomes associated with infec-tion [1, 10–12]. In Sub-Sahara Africa (SSA), data on ESBL-producing gram-negative bacteria epidemiology and risk fac-tors associated with ESBL-producing gram-negative bacteriainfection are scarce. When available, the data mostly origi-nates from hospital-based studies [13–18]. Several risk factorshave been documented to be associated with ESBL-producinggram-negative bacteria acquisition, including previous hospi-talization, previous use of antibiotics such as third-generationcephalosporins, hospital overcrowding, bed sharing whenhospitalized, and international travel [19–25].

In 2002, Blomberg et al. reported high proportions of in-fections due to ESBL-producing gram-negative bacteria at theNational Hospital in Dar es Salaam, Tanzania [26]. Since then,other reports have shown an increasing trend of ESBL-producing gram-negative bacteria infections in the same hos-pital [14, 27–29]. Similarly, studies conducted at a tertiaryhospital in Mwanza, Tanzania have documented an increasein ESBL-producing gram-negative bacteria infections [28, 30,31]. Like the centers in Dar es Salaam and Mwanza,Kilimanjaro Christian Medical Centre (KCMC) is a majorzonal tertiary healthcare facility, serving nearly one quarterof Tanzania’s estimated 53.5 million inhabitants [32]. Its set-ting however sets KCMC apart: the Kilimanjaro region inTanzania has among the highest international movements ofpeople in the country for tourism and business. The region hasfour distinct ecosystems inhabited by diverse communities ofminers, pastoralists, agrarians, and fishermen. Given the pub-lic health importance of ESBL-producing gram-negative bac-teria, the role that KCMC plays in guiding empirical treat-ment, and the need for therapeutic decisions to be based onguidelines which are derived from local epidemiological data[33], a study on ESBL-producing gram-negative bacteria inKCMC was found to be imperative. In our setting, little atten-tion is paid to gram-negative bacteria, although they havebeen reported in east Africa and elsewhere to be causes ofoutbreaks and to be main contributors of ESBL resistancedue to production of CTX-M [13, 34]. The aim of this studywas to determine the proportion estimates and risk factors for

ESBL-producing gram-negative bacteria due to CTX-Musingwhole genome sequences of all gram-negative bacteria iso-lated from clinical specimens at KCMC hospital.

Materials and methods

Study design, participants, and specimen collection

A hospital-based cross-sectional study was conducted at KCMCbetween August 2013 and August 2015. Geographically,KCMC is located in north-eastern Tanzania and serves as a zonalreferral hospital. The hospital has a bed capacity of 650 withapproximately 500 outpatients seeking medical services daily.

The study involved patients admitted in medical, surgical,and pediatrics wards who were suspected to have bacterialinfection. A written consent was obtained from each partici-pant or from parents or guardians of children before enrolmentinto the study. Clinical specimens collected for bacterial cul-ture were sputum, wound or pus swab, stool, and blood.

Bacterial culture and identification

Bacteria culture, isolation, and identification were performedaccording to in-house standard operating procedures as wellas the Clinical and Laboratory Standards Institute (CLSI)guidelines as described by Kumburu et al. [35].

Genomic DNA isolation, whole genome sequencing,and analysis

Bacterial genomic DNA (gDNA) was purified and its concen-tration determined using the Easy-DNA extraction kitInvitrogen® and the Qubit dsDNA Assay Kit Invitrogen®respectively. The gDNA library preparation was performedfollowing Nextera® XT DNA Sample Preparation Guide[36]. In brief, each gDNA was tagmented (tagged andfragmented) by the Nextera® XT transposome. Thetransposome simultaneously fragments the input DNA andadds adapter sequences to the ends. Thereafter followed alimited-cycle PCR amplification whereby indexes requiredfor cluster formation were added to each DNA piece. Theneach gDNA library was normalized to ensure equal represen-tation during sequencing. Equal volumes of the normalizedlibrary were combined, diluted in hybridization buffer, andheat-denatured prior to sequencing on the Illumina MiSeqplatform (Illumina, Inc., San Diego, CA). Whole genome se-quence reads were analyzed using bioinformatics tools avail-able on https://cge.cbs.dtu.dk/services/. For this report’spurpose, the analyses included de novo reads assembly,species identification, and determination of blaCTX-M

encoding ESBL.

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Collection of metadata and statistical analyses

Case report and laboratory result forms designed for this studywere used to collect metadata. Double data entry was per-formed in OpenClinica (OpenClinica LLC, MA USA). Stataversion 13 (StataCorp LP, Texas 77845 USA) was used for allstatistical analyses. The prevalence of resistance due to ESBL-producing gram-negative bacteria was calculated as the num-ber of gram-negative bacteria positive for blaCTX-M divided bytotal number of gram-negative bacteria sequenced. The prev-alence across levels of a categorical variable, such as age,gender, wards admitted, type of bed, hospitalization, antibi-otics use, disease conditions, and comorbidities, was com-pared using Chi-square test or Fisher’s exact test. Logisticregression was performed to determine risks of isolatingCTX-M gram-negative bacteria strains from patients. In themultivariate analysis, we included any variable whose p value≤ 10% and those that were considered key risk factors regard-less of their p values being > 10% in univariate analysis.Statistical significance of associations was decided based ona two-tailed p value and respective 95% confidence intervals.

Results

Study population

In total, 575 patients were included in this study (Table 1).These baseline data have also been presented before byKumburu et al. [35]. The median age in years (IQR) was 43(30–57), and 348 (60.6%) of the patients were males. Threehundred thirty nine (59.2%) had primary education level and271 (47.3%) were farmers. A total of 301 (52.3%) patientswere admitted into medical wards. One hundred six (18.4%)of all patients were on stretcher type beds. A total of 287(49.9%) specimens were wound and/or pus swabs.

A total of 263 (45.9%) patients had infected wounds, 81(14.1%) had pneumonia, and 20 (3.5%) had diarrhea. A totalof 60 (10.5%) were TB, 81(14.1%) were HIV, and 122(21.3%) were diabetic cases. Out of all participants, 412(71.9%) were on antibiotics at the time specimens were col-lected (Table 1).

Prevalence of CTX-M in gram-negative bacteria

A total of 590 specimens were collected in the followingdistribution: 56 were stool, 122 were sputum, 126 were blood,and 286 were wound or pus swabs. Of all the specimens, 249were culture-positive yielding 377 bacterial isolates that werefully sequenced. Of these, 287 bacterial isolates were gram-negative bacteria. The most prevalent gram-negative bacteriawere Proteus spp. (n = 48, 16.7%), Escherichia coli (n = 44,15.3%), Pseudomonas spp. (n = 40, 13.9%), and Klebsiella

spp. (n = 38, 13.2%). The CTX-M gene was found in 39 ofthe 287 gram-negative bacteria, yielding an overall prevalence(95% CI) of 13.6% (10.1–18.1) (Table 2). The prevalence inisolates from those admitted in surgical, medical, and ICUwards, respectively, were 5.0% (2.5–9.8), 9.4% (4.7–17.8),and 3.1% (0.4–19.8). Table 2 shows also crude odds ratios(OR) for different patient characteristics. The crude OR(95%CI) of CTX-M gram-negative bacteria in patients admit-ted in medical wards was significantly higher compared tothose from surgical wards; OR 3.62 (1.74–7.52), p = 0.001.Bacterial isolates from those sleeping in ward corridors/

Table 1 Demographic and clinical characteristics of the studypopulation

Patient characteristic Total

Number of patients 575 (100)

Median age in years (IQR) 43 (30–57)

Gender

Female 226 (39.4)

Male 348 (60.6)

Occupation

Farming 271 (47.3)

Employed 177 (30.9)

Other 125 (21.8)

Education level

No 130 (22.7)

Primary 339 (59.2)

Secondary/Above 104 (18.2)

Ward of admission

Surgical 257 (44.7)

Medical 301 (52.3)

Other 17 (3.0)

Location of patient

In Corridor/Stretcher 106 (18.4)

Inside room/Bed 469 (81.6)

Specimen collected

Blood 117 (20.3)

Sputum 120 (20.9)

Stool 51 (8.9)

Swabs (wound or pus) 287 (49.9)

Comorbid conditions

Wound 263 (45.9)

Pneumonia 81 (14.1)

Tuberculosis 60 (10.5)

Sepsis, septicemia 113 (19.7)

Diarrhea 20 (3.5)

Diabetes 122 (21.3)

HIV 81 (14.1)

Cancer 52 (9.1)

Currently on antibiotics 412 (71.9)

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stretchers had a prevalence of 7.4% (3.9–13.7), versus 4.8%(2.4–9.4) for those sleeping inside rooms/beds (Table 2).Prevalence of ESBL-producing gram-negative bacteria dueto CTX-M per different disease conditions was investigated(Table 3). Among patients with wound infections, the preva-lence was 4.2% (2.0–8.6) while among diarrhea cases, TBcases, and patients with sepsis, the prevalence was 2.0%(4.6–56.3), 6.7% (0.9–37.1), and 2.9% (0.7–11.3), respective-ly. Furthermore, ESBL-producing gram-negative bacteriaprevalence due to CTX-M in HIV and in diabetic cases was11.1% (3.5–30.0) and 8.5% (3.8–17.7), respectively.

Table 3 further documents crude ORs for different morbid-ities. Crude OR of CTX-M gram-negative bacteria in patientswith wounds was significantly lower compared to those whodid not have wounds; OR 0.28 (0.14–0.58), p = 0.001, whilethe crude OR of CTX-M gram-negative bacteria in patientswith diarrhea was significantly higher compared to those with-out; OR 11.0 (2.94–40.98), p = 0.001. The trend for OR of

infection with CTX-M gram-negative bacteria among HIVcases was higher compared to non-HIV cases; OR 2.46(0.96–6.30), p = 0.06.

We also investigated the prevalence of CTX-M gram-neg-ative bacteria in patients on different antibiotics (Table 4). Theprevalence of CTX-M gram-negative bacteria in patients on atleast one antibiotic was 6.8% (4.1–10.9). The OR of CTX-Mgram-negative bacteria when patients were on otherCeftriaxone as compared to those who were not showed thatthose on Ceftriaxone had a reduced risk; OR 0.34 (0.16–0.71),p = 0.004, while there was a trend that those on Ciprofloxacinhad an increased risk of CTX-M gram-negative bacteria; OR2.62 (0.88–7.83), p = 0.084.

Risk factors for CTX-M gram-negative bacteria

Table 5 shows adjusted OR (AOR) for various patient charac-teristics. After adjusting for other patient characteristics,

Table 2 Socio-demographiccharacteristics of patients fromwhich CTX-M gram-negativebacteria were isolated

Patient characteristics CTX-M gram-negative bacteria

Prevalence (95% CI) Crude OR (95% CI) P value

All CTX-M 13.6 (10.1–18.1) – –

Age (years)

0–35(n = 87) 4.6 (1.7–11.7) 1 (Ref) –

36–53(n = 84) 6.0 (2.5–13.6) 1.27 (0.53–3.01) 0.595

54 and above (n = 100) 8.0 (4.0–15.3) 1.12 (0.48–2.63) 0.786

Departmenta

SW (n = 159) 5.0 (2.5–9.8) 1 (Ref) –

MW (n = 85) 9.4 (4.7–17.8) 3.62 (1.74–7.52) 0.001

ICU (n = 32) 3.1 (0.4–19.8) 0.69 (0.15–3.20) 0.636

Hospital stay (days)

0–4 (n = 82) 7.3 (3.3–15.5) 1 (Ref) –

5–12 (n = 91) 6.6 (3.0–14.0) 1.05 (0.47–2.36) 0.911

13 and above (n = 86) 3.5 (1.1–10.4) 0.47 (0.18–1.25) 0.129

Gender

Female (n = 111) 4.5 (1.9–10.4) 1 (Ref) –

Male (n = 166) 7.2 (4.1–12.3) 0.91 (0.45–1.82) 0.783

History of hospitalization

No (n = 188) 6.4 (3.6–10.9) 1 (Ref) –

Yes (n = 99) 5.1 (2.1–11.7) 0.53 (0.24–1.16) 0.111

History of medication

No (n = 109) 3.7 (1.4–9.4) 1 (Ref) –

Yes (n = 178) 7.3 (4.3–12.2) 1.26 (0.62–2.58) 0.521

Current medication

No (n = 81) 8.6 (4.1–17.2) 1 (Ref) –

Yes (n = 206) 4.9 (2.6–8.8) 1.0 (0.47–2.12) 0.998

Patient location

Inside room/Beds (n = 166) 4.8 (2.4–9.4) 1 (Ref) –

Corridor/Stretcher (n = 121) 7.4 (3.9–13.7) 0.94 (0.48–1.88) 0.877

a sw surgical ward, mw medical ward, ICU intensive care unit

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several variables appeared to be statistically associated withCTX-M gram-negative bacteria. These variables include prior

admission, currently on antibiotics, currently on ceftriaxone,and wound infections. Those with a prior admission history

Table 3 Morbidity types andprevalence of CTX-M gram-negative bacteria

Patient characteristics CTX-M gram-negative bacteria

Prevalence (95% CI) Crude OR (95% CI) P value

Infected wounds

No (n = 109) 9.2 (4.9–16.3) 1 (Ref) –

Yes (n = 167) 4.2 (2.0–8.6) 0.28 (0.14–0.58) 0.001

Pneumonia

No (n = 261) 6.1 (3.8–9.8) 1 (Ref) –

Yes (n = 15) 6.7 (0.9–37.1) 1.61 (0.43–6.01) 0.475

Tuberculosis

No (n = 261) 6.1 (3.8–9.8) 1 (Ref) –

Yes (n = 15) 6.7 (0.9–37.1) 0.96 (0.21–4.44) 0.96

Sepsis

No (n = 220) 6.8 (4.1–11.0) 1 (Ref) –

Yes (n = 67) 2.9 (0.7–11.3) 0.56 (0.22–1.39) 0.211

Diarrhea

No (n = 266) 5.6 (3.4–9.2) 1 (Ref) –

Yes (n = 10) 2.0 (4.6–56.3) 10.97 (2.94–40.98) 0.001

Diabetes

No (n = 205) 5.4 (2.9–9.5) 1 (Ref) –

Yes (n = 71) 8.5 (3.8–17.7) 1.04 (0.48–2.26) 0.928

HIV

No (n = 249) 5.6 (3.3–9.3) 1 (Ref) –

Yes (n = 27) 11.1 (3.5–30.0) 2.46 (0.96–6.30) 0.06

Table 4 Antibiotic use andprevalence of CTX-M in gram-negative bacteria

Patient characteristics CTX-M gram-negative bacteria

Prevalence (95% CI) Crude OR (95% CI) P value

Currently on antibiotics

No (n = 54) 3.7 (0.9–13.9) 1 (Ref) –

Yes (n = 222) 6.8 (4.1–10.9) 1.35 (0.53–3.41) 0.529

Ciprofloxacin

No (n = 258) 6.2 (3.8–9.9) 1 (Ref) –

Yes (n = 18) 5.6 (0.7–32.1) 2.62 (0.88–7.83) 0.084

Ceftriaxone

No (n = 135) 8.1 (4.5–14.2) 1 (Ref) –

Yes (n = 141) 4.3 (1.9–9.2) 0.34 (0.16–0.71) 0.004

Cotrimoxazole

No (n = 267) 6.0 (3.7–9.6) 1 (Ref) –

Yes (n = 9) 11.1 (1.3–53.4) 3.31 (0.79–13.86) 0.101

Cloxacillin

No (n = 216) 6.0 (3.5–10.1) 1 (Ref) –

Yes (n = 60) 6.6 (2.5–16.6) 0.64 (0.25–1.61) 0.342

Metronidazole

No (n = 256) 5.9 (3.2–10.7) 1 (Ref) –

Yes (n = 20) 6.5 (3.1–13.1) 1.63 (0.52–5.17) 0.405

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showed a relatively reduced risk of CTX-M gram-negativebacteria compared to those with no prior history of admission;AOR 0.26 (0.08–0.88), p = 0.031. An increased risk of CTX-M gram-negative bacteria was observed for those currently onat least one antibiotic compared to those who were not on anyantibiotics; AOR 4.02 (1.29–12.58), p = 0.017. A decreasedrisk of CTX-M gram-negative bacteria was observed amongthose who were currently on Ceftriaxone compared to thosewho were not on Ceftriaxone; AOR 0.14(0.04–0.46), p =0.001 and for those with wound infections was 0.24 (0.09–0.61), p = 0.003. There is also seen a lower likelihood in pa-tients with wound infection than those without woundinfections.

Discussion

This survey investigated the prevalence and possible risk fac-tors for CTX-M gram-negative bacteria in hospitalized pa-tients in Kilimanjaro, Tanzania. It is the first report to investi-gate ESBL-producing gram-negative bacteria due to CTX-Min clinical specimens using whole genome sequencing and notbased on phenotypic testing. To the best of our knowledge, itis the first risk factor analysis of ESBL-producing gram-neg-ative bacteria infections in Tanzania. The overall prevalenceof CTX-M gram-negative bacteria in this study was 13.6%.This hospital-study’s findings are comparable with other hos-pital studies that had previously reported low ESBL-producing gram-negative bacteria prevalence in Gabon,15.0% [37], and Central Africa Republic, 4 to 19% [38].However, the report’s prevalence contrasts with 42% preva-lence in a review on general ESBL-producing gram-negativebacteria in East Africa hospitals [34], a 29.7% prevalencepreviously reported in Kilimanjaro by Kajeguka et al. [39],and 32.6% prevalence reported in Guinea-Bissau [22].Further, our findings contrast with other reports on ESBL-

producing gram-negative bacteria in hospitals outside theEast African region in that they had shown higher prevalencethan in this report: Cameroon 55% [19], Ghana 49% [23],Egypt above 45% [40], and South Africa 83% [41]. Therecould be several reasons for the observed low prevalence(13.6%) of CTX-M gram-negative bacteria, including the factthat the majority of patients were sampled while they had beenon antibiotics for a number of days since admission. The prev-alence of CTX-M gram-negative bacteria was observed todecrease with hospitalization days. The use of ceftriaxone inthe majority of inpatients at KCMC is a plausible explanationfor the observed low prevalence of CTX-M, and the decreasein prevalence over time. Moreover, the prevalence of CTX-Mat admission may be relatively high due to selection of ESBL-producing gram-negative bacteria in the community due tooveruse of antibiotics other than ceftriaxone. A comparisonof CTX-M resistance between patients on ceftriaxone versuspatients on other cephalosporins like ceftazidime or cefepimewould have been of great interest; however, the available datawas insufficient for this analysis.

Prevalence of CTX-M gram-negative bacteria appeared toincrease with age. The numbers of patients with age more than65 years in this study were low, so the comparison with otherpublications could not be done. Other reports [42–44] haveshown adults over 65 to be almost three times at risk of infec-tion with ESBL-producing gram-negative bacteria. Due totheir diminishing immunity and repeated hospitalization, thisgroup is more prone to infections including resistant bacterialstrains. However, there appears to be no statistical evidence tosupport the observed proportion differences in the risks of theCTX-M gram-negative bacteria across age groups.

We investigated whether or not sleeping on stretchers andsleeping in corridors as proxy indicators of overcrowdingwere associated with the CTX-M gram-negative bacteria. Itwas found that the prevalence of CTX-M gram-negative bac-teria in patients sleeping in ward corridors (on stretchers) asthe proper beds were all occupied and no space inside therooms were relatively high compared to their counterparts.However, sleeping on stretchers and sleeping in corridorswere not significantly associated with increased risk of isolat-ing CTX-M gram-negative bacteria.

Factors that showed statistically significant associationswith CTX-M gram-negative bacteria include prior admis-sion, currently on antibiotics, use of Ceftriaxone, andwound infections. This report shows that a large proportion(71.9%) of patients was already on antibiotics therapywhen specimens were collected for microbiological analy-ses. Prevalence of isolating CTX-M gram-negative bacte-ria from patients who were on at least one type of antibi-otics was higher (6.8%) than in those who were not (3.7%).The likelihood of isolating CTX-M gram-negative bacteriafrom those who were currently on antibiotics was found tobe four times higher than from those who were not on

Table 5 Multivariate logistic regression model showing adjusted ORsfor isolating CTX-M gram-negative bacteria

Patient characteristics AORa (95% CI) P value

Prior admission 0.26 (0.08–0.88) 0.031

Prior medication 1.50 (0.62–3.62) 0.368

Currently admitted in surgical ward 0.70 (0.28–1.76) 0.444

Patient inside the room 0.76 (0.32–1.78) 0.522

Over 4 days of hospitalization 0.72 (0.31–1.71) 0.462

Currently on antibiotic 4.02 (1.29–12.58) 0.017

Currently on Ciprofloxacin 0.84 (0.21–3.35) 0.804

Currently on Ceftriaxone 0.14 (0.04–0.46) 0.001

HIV positive 1.15 (0.37–3.55) 0.804

Wound infection 0.24 (0.09–0.61) 0.003

aAdjusted odds ratio

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antibiotics therapy. Reports have shown that the risk ofdeveloping antibiotics resistance in societies where antibi-otics are excessively used is high [44, 45] due to antimi-crobial resistance selection pressure. In KCMC, being areferral hospital, the patients coming to seek medical ser-vices are those who might have used antibiotics but treat-ment failed due to carriage of resistant strains prior to theirreferrals. Furthermore, given the fact that patients are re-ferred to our hospital from different healthcare facilities,the likelihood of patients to have been on antibiotics ishigh. Self-referred patients rarely have a paper record ofprior medications. Empirical therapy, self-medication, andover-the-counter medications are common in low-incomecountries (LIC) [46–48]. This experience-based therapypracticed by physicians in LIC is one of the factors fuellingemergence of resistance, particularly when unnecessarilyswitching to higher generations of antibiotics.

Ceftriaxone has been a drug of choice by many physi-cians in our setting due to its broad-spectrum activity. Over51% of the analyzed gram-negative bacteria were isolatedfrom patients who were on Ceftriaxone. The prevalence ofCTX-M gram-negative bacteria was 4.3% from patientswho were on Ceftriaxone, compared to 8.1% for thosewho were not. The likelihood of isolating CTX-M gram-negative bacteria from those who were currently onCeftriaxone appeared to be seven times lower than thosewho were not treated with Ceftriaxone. As self-medicationwith Ceftriaxone is uncommon due to its high cost, thissuggests that treatment with injectable Ceftriaxone in thehospital was effective against CTX-M gram-negativebacteria. Nevertheless, its prescription should be guidedby microbiological results.

A substantial proportion (34.5%) of CTX-M gram-neg-ative bacteria was isolated from patients who had a historyof admission (hospitalization). The prevalence of isolatingCTX-M gram-negative bacteria from patients with no his-tory of admission (hospitalization) was 6.4%, higher than5.1% in those with hospitalization history. However, thelikelihood of isolating CTX-M gram-negative bacteriafrom patients with history of admission was approximatelyfour times lower than their counterparts, consistent with arecent report [49] that showed a 32% lower risk of ESBL-producing gram-negative bacteria among previously hos-pitalized patients. It could be that during past admissions,these patients were put on Ceftriaxone doses that had suc-cessfully treated CTX-M gram-negative bacteria. This re-port suggests that Ceftriaxone could be effective againstCTX-M gram-negative bacteria. Furthermore, the observedhigh risk of CTX-M gram-negative bacteria among thosewho had no prior admission could be explained by the factthat they were carrying resistant CTX-M gram-negativebacteria from the community. However, these findingsare different from reports [20, 45, 50, 51] which found that

previous admission and use of cephalosporins increase therisk of CTX-M gram-negative bacteria.

A benefit of this study is its contribution to a largerproject in which we have been able to build an infrastruc-ture and implement next-generation sequencing (NGS)techniques for clinical diagnostics. For the current report,we have been able to analyze clinical specimens by doingwhole genome sequencing to identify CTX-M genes thatcode for ESBL. We acknowledge that several limitationsneed to be addressed. Firstly, wound and pus swab spec-imens make up the majority of samples studied.Microbiology results do not always represent the causeof the infection. Secondly, in this report, ESBL-producing gram-negative bacteria resistance was definedbased on the presence of the CTX-M gene. Despite itsimportant role in resistance, this restricted definitionmeans we may have underestimated the ESBL-producinggram-negative bacteria prevalence. Underestimation ofESBL-producing gram-negative bacteria resistance couldalso be attributed to sampling patients who were alreadyon antibiotics treatment. Thirdly, though our report high-lights some key aspects regarding prevalence and riskfactors for ESBL-producing gram-negative bacteria resis-tance due to CTX-M gram-negative bacteria that are im-portant in programming for antimicrobial control, thestudy was insufficiently powered to confidently draw con-clusions about all suspected variables, especially thosethat appeared contradicting. Fourth, this study was unableto differentiate between community-acquired andhospital-acquired ESBL-producing gram-negative bacteriaas clinical sampling was done during, rather than prior tohospitalization. Finally, the widespread use of antibioticsin our settings makes it difficult to ascertain whether ornot exposure to antibiotics preceded the emergency ofESBL-producing gram-negative bacteria resistance dueto CTX-M.

Conclusions

In conclusion, although the prevalence of ESBL-producinggram-negative bacteria due to CTX-M in this setting wasfound to be low, it is worthwhile to devise approaches aimedat containing the situation before it gets out of control. Toproperly stop their spread in the hospital, apart from directcontainment methods, we recommend setting up a hospitalsurveillance system that takes full advantage of the availableNGS facility to routinely screen for other resistant bacterialgenes.

Acknowledgements We thank all patients who consented to participatein this study, and the management of Kilimanjaro Christian MedicalCentre. We appreciate the efforts of the Data Management team of

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Kilimanjaro Clinical Research Institute, in particular Salim Semvua,Lilian Mboya, and Krisanta Wilhelm who were the data entry clerks.

Availability of data and materials Data are available on request to theauthors.

Authors’ contributions TS conceived the initial idea. FA, OL, and GKrefined the idea. TS and HK performed laboratory analyses. TS and MZanalyzed data and prepared manuscript draft. All authors read, revised,and approved the final manuscript.

Funding This study was supported by DANIDA through DanidaFellowship Centre award number DFC No. 12-007DTU.

Compliance with ethical standards

Ethical approval and participant’s consent This study was granted eth-ical approval by the KCMCResearch Ethics Committee and the NationalInstitute for Medical Research with approval numbers 893 andNIMR/HQ/R.8a/Vol.IX/2080 respectively. Awritten consent was obtain-ed from each participant or from parents or guardians of children beforeenrolment into the study.

Competing interests The authors declare that they have no competinginterests.

Open Access This article is distributed under the terms of the CreativeCommons At t r ibut ion 4 .0 In te rna t ional License (h t tp : / /creativecommons.org/licenses/by/4.0/), which permits unrestricted use,distribution, and reproduction in any medium, provided you give appro-priate credit to the original author(s) and the source, provide a link to theCreative Commons license, and indicate if changes were made.

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