Not for Distribution or Citation Draft 2, December 6, 2005 PRACTICE GUIDELINE FOR THE TREATMENT OF PATIENTS WITH OBSESSIVE-COMPULSIVE DISORDER WORK GROUP ON OBSESSIVE-COMPULSIVE DISORDER Lorrin M. Koran, M.D., Chair Gregory L. Hanna, M.D. Gerald Nestadt, M.D. Eric Hollander, M.D. Helen Blair Simpson, M.D., Ph.D. STEERING COMMITTEE ON PRACTICE GUIDELINES John S. McIntyre, M.D., Chair Sara C. Charles, M.D., Vice-Chair Daniel J. Anzia, M.D. James E. Nininger, M.D. Ian A. Cook, M.D. Paul Summergrad, M.D. Molly T. Finnerty, M.D. Sherwyn M. Woods, M.D., Ph.D. Bradley R. Johnson, M.D. Joel Yager, M.D. AREA AND COMPONENT LIAISONS Robert Pyles, M.D. (Area I) C. Deborah Cross, M.D. (Area II) Roger Peele, M.D. (Area III) Philip M. Margolis, M.D. (Area IV) John P.D. Shemo, M.D. (Area V) Lawrence Lurie, M.D. (Area VI) David L. Duncan, M.D. (Area VII) Mary Ann Barnovitz, M.D. Sheila Hafter Gray, M.D. Sunil Saxena, M.D. Tina Tonnu, M.D. STAFF Robert Kunkle, M.A., Senior Program Manager Amy B. Albert, B.A., Assistant Project Manager Laura J. Fochtmann, M.D., Medical Editor, Practice Guidelines Claudia Hart, Director, Dept. of Quality Improvement and Psychiatric Services Darrel Regier, M.D., M.P.H., Director, Division of Research Comments on this draft are due Wednesday, January 11, 2006, via: E-mail: [email protected]Mail: Amy Albert Dept. of Quality Improvement and Psychiatric Services American Psychiatric Association 1000 Wilson Blvd., Ste. 1825 Arlington, VA 22209-3901 Ph: 703.907.8605 Fax: 703.907.7823 (attn: Amy Albert)
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Not for Distribution or Citation Draft 2, December 6, 2005
PRACTICE GUIDELINE FOR THE TREATMENT OF PATIENTS WITH OBSESSIVE-COMPULSIVE DISORDER
WORK GROUP ON OBSESSIVE-COMPULSIVE DISORDER
Lorrin M. Koran, M.D., Chair Gregory L. Hanna, M.D. Gerald Nestadt, M.D.
Eric Hollander, M.D. Helen Blair Simpson, M.D., Ph.D.
STEERING COMMITTEE ON PRACTICE GUIDELINES John S. McIntyre, M.D., Chair
Sara C. Charles, M.D., Vice-Chair Daniel J. Anzia, M.D. James E. Nininger, M.D.
Ian A. Cook, M.D. Paul Summergrad, M.D. Molly T. Finnerty, M.D. Sherwyn M. Woods, M.D., Ph.D.
Bradley R. Johnson, M.D. Joel Yager, M.D.
AREA AND COMPONENT LIAISONS Robert Pyles, M.D. (Area I)
C. Deborah Cross, M.D. (Area II) Roger Peele, M.D. (Area III)
Philip M. Margolis, M.D. (Area IV) John P.D. Shemo, M.D. (Area V) Lawrence Lurie, M.D. (Area VI)
David L. Duncan, M.D. (Area VII) Mary Ann Barnovitz, M.D. Sheila Hafter Gray, M.D.
Sunil Saxena, M.D. Tina Tonnu, M.D.
STAFF
Robert Kunkle, M.A., Senior Program Manager Amy B. Albert, B.A., Assistant Project Manager
Laura J. Fochtmann, M.D., Medical Editor, Practice Guidelines Claudia Hart, Director, Dept. of Quality Improvement and Psychiatric Services
Darrel Regier, M.D., M.P.H., Director, Division of Research
Comments on this draft are due Wednesday, January 11, 2006, via: E-mail: [email protected] Mail: Amy Albert
Dept. of Quality Improvement and Psychiatric Services American Psychiatric Association 1000 Wilson Blvd., Ste. 1825 Arlington, VA 22209-3901 Ph: 703.907.8605
Fax: 703.907.7823 (attn: Amy Albert)
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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CONTENTS Statement of Intent.............................................................................................................. 5 Guide to Using This Practice Guideline ............................................................................. 6 Overview of Guideline Development Process.................................................................... 7 PART A. TREATMENT RECOMMENDATIONS FOR PATIENTS WITH OBSESSIVE-COMPULSIVE DISORDER (OCD) ........................................................... 9 I. EXECUTIVE SUMMARY OF TREATMENT RECOMMENDATIONS ............... 9 II. FORMULATION AND IMPLEMENTATION OF A TREATMENT PLAN .......... 9
II.A. Psychiatric Management..................................................................................... 9 II.A.1. Establish a Therapeutic Alliance .............................................................. 10 II.A.2. Assess the Symptoms and Make a Diagnosis ........................................... 11 II.A.3. Consider Rating the Severity of OCD Symptoms and of Co-occurring Conditions and Their Effects on the Patient’s Functioning...................................... 15 II.A.4. Evaluate the Safety of Others ................................................................... 16 II.A.5. Complete the Psychiatric Assessment ...................................................... 17 II.A.6. Establish Goals for Treatment .................................................................. 21 II.A.7. Establish the Appropriate Setting for Treatment ...................................... 22 II.A.8. Enhance Treatment Adherence ................................................................. 23 II.A.9. Provide Education to the Patient and, When Appropriate, to the Family. 25 II.A.10. Coordinate the Patient’s Care With Other Providers of Care and Social Agencies 25
II.B. Acute Phase....................................................................................................... 26 II.B.1. Choice of Initial Treatment Modality ....................................................... 26 II.B.2. Choice of Specific Pharmacologic Treatment .......................................... 28
II.B.2.a. Implementation of Pharmacotherapy................................................ 29 II.B.2.b. Managing Medication Side Effects................................................... 35
II.B.3. Choice of a Specific Form of Psychotherapy ........................................... 37 II.B.4. Implementation of Cognitive-Behavioral Therapies ................................ 37 II.B.5. Monitor the Patient’s Psychiatric Status ................................................... 39 II.B.6. When and Whether to Change Treatments ............................................... 40 II.B.7. Pursuing Sequential Treatment Trials....................................................... 41
II.B.7.a. Adding Psychotherapy to an SRI...................................................... 44 II.B.7.b. Adding an SRI to Psychotherapy...................................................... 44 II.B.7.c. Switching to a Different SRI or to the SNRI Venlafaxine................ 45 II.B.7.d. Augmenting With an Antipsychotic Medication .............................. 45 II.B.7.e. Switching to Mirtazapine.................................................................. 47 II.B.7.f. Augmenting an SRI With Other Pharmacotherapies ........................ 47 II.B.7.g. Approaches Reported in Case Reports, Case Series, Uncontrolled Trials, or Small Controlled Trials ......................................................................... 48
II.C. Discontinuation of Active Treatment................................................................ 50 III. SPECIFIC CLINICAL FEATURES INFLUENCING THE TREATMENT PLAN . 51
III.A. Psychiatric Features ............................................................................................ 52 III.A.1. Chronic Motor Tics................................................................................... 53 III.A.2. Tourette’s Disorder ................................................................................... 53 III.A.3. Major Depression...................................................................................... 53 III.A.4. Bipolar Disorder........................................................................................ 54
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III.A.5. Panic Disorder........................................................................................... 54 III.A.6. Social Phobia (Social Anxiety Disorder).................................................. 55 III.A.7. Schizophrenia............................................................................................ 55 III.A.8. Substance Use Disorders........................................................................... 56 III.A.9. Personality Disorders ................................................................................ 56 III.A.10. General Medical Conditions Inducing OCD......................................... 57
III.B. Demographic and Psychosocial Factors ....................................................... 58 III.B.1. Children and Adolescents ......................................................................... 58 III.B.2. Ethnicity.................................................................................................... 58 III.B.3. Pregnancy and Breast-Feeding ................................................................. 59
III.C. Treatment Implications of Concurrent General Medical Disorders ............. 61 PART B: BACKGROUND INFORMATION AND REVIEW OF AVAILABLE EVIDENCE....................................................................................................................... 62 IV. DISEASE DEFINITION, EPIDEMIOLOGY, NATURAL HISTORY, COURSE, AND GENETICS.............................................................................................................. 62
IV.A. Disease Definition......................................................................................... 62 IV.B. Epidemiology................................................................................................ 64 IV.C. Natural History and Course .......................................................................... 66 IV.D. Genetics......................................................................................................... 67
IV.D.1. Twin and Family Studies ...................................................................... 67 IV.D.2. Genetic Linkage and Candidate Gene Studies...................................... 68
V. REVIEW AND SYNTHESIS OF AVAILABLE EVIDENCE................................... 69 V.A. Medications....................................................................................................... 69
V.A.1. Clomipramine ........................................................................................... 70 V.A.1.a. Intravenous Clomipramine................................................................ 74 V.A.1.b. Clomipramine as an Augmentation Agent........................................ 74
V.C.1.a. Randomized Controlled Trials Comparing Exposure Therapy to a Non-Active Treatment ........................................................................................ 110 V.C.1.b. Factors that Affect Outcome From Exposure Therapy................... 113 V.C.1.c. Long-Term Outcome From Exposure Therapy .............................. 114 V.C.1.d. Can Exposure Therapy Augment SRI Response? .......................... 115
V.C.2. Cognitive Therapy .................................................................................. 115 V.C.2.a. Is Cognitive Therapy (Without Exposure) Efficacious for OCD?.. 115 V.C.2.b. Is Cognitive Therapy as Efficacious as Exposure Therapy for OCD? 116 V.C.2.c. Does the Addition of Cognitive Therapy Make Exposure Therapy More Effective? .................................................................................................. 120
V.C.3. Group and Multifamily Behavioral Treatment ....................................... 121 V.C.4. Computer-Assisted Behavioral Therapy................................................. 123 V.C.5. Kundalini Yoga....................................................................................... 123
V.D. Combined Therapy.......................................................................................... 124 V.E. Discontinuation of Active Treatment.............................................................. 128
PART C. FUTURE RESEARCH NEEDS ..................................................................... 130 Acknowledgments........................................................................................................... 132 Individuals and organizations that submitted comments ................................................ 133 Appendix A..................................................................................................................... 133 Appendix B ..................................................................................................................... 139 References....................................................................................................................... 139
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STATEMENT OF INTENT 1
This practice guideline is based on available evidence and clinical consensus and offers 2
recommendations to help psychiatrists in assessing and treating adult patients with 3
obsessive compulsive disorder (OCD). This report is not intended to be construed or to 4
serve as a standard of medical care. Standards of medical care are determined on the basis 5
of all clinical data available for an individual patient and are subject to change as 6
scientific knowledge and technology advance and practice patterns evolve. These 7
parameters of practice should be considered guidelines only. Adherence to them will not 8
ensure a successful outcome for every individual, nor should they be construed as 9
including all proper methods of care or excluding other acceptable methods of care aimed 10
at the same results. The ultimate judgment regarding a particular clinical procedure or 11
treatment plan must be made by the psychiatrist in light of the clinical data presented by 12
the patient and the diagnostic and treatment options available. 13
This practice guideline has been developed by psychiatrists who are in active 14
clinical practice. In addition, some contributors are primarily involved in research or 15
other academic endeavors. It is possible that through such activities some contributors 16
have received income related to treatments discussed in this guideline. A number of 17
mechanisms are in place to minimize the potential for producing biased recommendations 18
due to conflicts of interest. The guideline has been extensively reviewed by members of 19
APA as well as by representatives from related fields. Contributors and reviewers have 20
all been asked to base their recommendations on an objective evaluation of available 21
evidence. Any contributor or reviewer who has a potential conflict of interest that may 22
bias (or appear to bias) his or her work has been asked to notify the APA Department of 23
Quality Improvement and Psychiatric Services. This potential bias is then discussed with 24
the work group chair and the chair of the Steering Committee on Practice Guidelines. 25
Further action depends on the assessment of the potential bias. 26
This practice guideline was approved in MONTH YEAR and published in 27
MONTH YEAR. 28
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GUIDE TO USING THIS PRACTICE GUIDELINE 1
The Practice Guideline for the Treatment of Patients With Obsessive-Compulsive 2
Disorder consists of three parts (Parts A, B, and C) and many sections, not all of which 3
will be equally useful for all readers. The following guide is designed to help readers find 4
the sections that will be most useful to them. 5
Part A, “Treatment Recommendations,” is published as a supplement to the 6
American Journal of Psychiatry and contains general and specific treatment 7
recommendations. Section I summarizes the key recommendations of the guideline and 8
codes each recommendation according to the degree of clinical confidence with which 9
the recommendation is made. Section II is a guide to the formulation and implementation 10
of a treatment plan for the individual patient. Section III, “Specific Clinical Features 11
Influencing the Treatment Plan,” discusses a range of clinical considerations that could 12
alter the general recommendations discussed in Section I. 13
Part B, “Background Information and Review of Available Evidence,” and Part C, 14
“Future Research Needs,” are not included in the American Journal of Psychiatry 15
supplement but are provided with Part A in the complete guideline, which is available in 16
print format from American Psychiatric Publishing, Inc., and online through the 17
American Psychiatric Association (http://www.psych.org). Part B provides an overview 18
of OCD, including general information on natural history, course, and epidemiology. It 19
also provides a structured review and synthesis of the evidence that underlies the 20
recommendations made in Part A. Part C draws from the previous sections and 21
summarizes areas for which more research data are needed to guide clinical decisions.22
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OVERVIEW OF GUIDELINE DEVELOPMENT 1
PROCESS 2
This practice guideline was developed under the auspices of the Steering Committee on 3
Practice Guidelines. The development process is detailed in a document available from 4
the APA Department of Quality Improvement and Psychiatric Services: the “APA 5
Guideline Development Process.” Key features of this process include the following: 6
• A comprehensive literature review to identify all relevant randomized clinical trials as 7
well as less rigorously designed clinical trials and case series when evidence from 8
randomized trials was unavailable. 9
• Development of evidence tables that reviewed the key features of each identified 10
study, including funding source, study design, sample sizes, subject characteristics, 11
treatment characteristics and treatment outcomes. 12
• Initial drafting of the guideline by a work group that included psychiatrists with 13
clinical and research expertise in OCD. 14
• Production of multiple revised drafts with widespread review; XXXX organizations 15
and XXXX individuals submitted significant comments. 16
• Approval by the APA Assembly and Board of Trustees. 17
• Planned revisions at regular intervals. 18
Relevant literature was identified through a PubMed literature search for articles 19
published between 1966 and December 2004 using the key words “Obsessive-20
Compulsive Disorder”[MeSH] OR “Compulsive Behavior”[MeSH]) OR 21
(“obsession”[All Fields] OR “obsessional”[All Fields] OR “obsessions”[All Fields] OR 22
“obsessive”[All Fields]) OR (“compulsion”[All Fields] OR “compulsions”[All Fields] 23
OR “compulsive”[All Fields]. This yielded 13182 references of which 10756 were in 24
English. Additional, less formal, literature searches were conducted by APA staff and 25
individual work group members. 26
This document represents a synthesis of current scientific knowledge and rational 27
clinical practice. It strives to be as free as possible of bias toward any theoretical 28
approach to treatment. The recommendations are based on the best available data and 29
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clinical consensus with regard to a particular clinical decision. The summary of treatment 1
recommendations <<not yet included in this draft>> is <<will be>> keyed according to 2
the level of confidence with which each recommendation is made. In addition, each 3
reference is followed by a letter code in brackets that indicates the nature of the 4
supporting evidence.5
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PART A. TREATMENT RECOMMENDATIONS FOR 1
PATIENTS WITH OBSESSIVE-COMPULSIVE 2
DISORDER (OCD) 3
The physician should look upon the patient as a besieged city and try to rescue him with 4 every means that art and science place at his command. 5
Alexander of Tralles, AD 525–605 6
I. EXECUTIVE SUMMARY OF TREATMENT 7
RECOMMENDATIONS 8
<<Note to Reviewers: The Executive Summary will be written after draft 2 is 9
reviewed.>> 10
II. FORMULATION AND IMPLEMENTATION OF A 11
TREATMENT PLAN 12
II.A._PSYCHIATRIC MANAGEMENT 13
The patient should be managed the way the doctor or a member of his family would wish 14 to be treated if he were that patient in that bed at that time. 15
Robert F. Loeb, 1895–?, U.S. physician 16 Attributed 17
18 Obsessive-compulsive disorder (OCD) that motivates seeking care is usually a chronic 19
illness with a waxing and waning course. With appropriate treatment, OCD usually 20
improves over weeks or months. Offering treatment is indicated when symptoms interfere 21
with functioning and cause distress. Attaining complete symptom remission is 22
uncommon. As a result, treatment is usually ongoing, and treatment planning and 23
psychiatric management will be iterative processes adapted to the patient’s current status 24
and response to previous interventions. Psychiatric management consists of a broad 25
collection of professional actions and interventions designed to benefit the patient. These 26
actions and interventions include providing: 27
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• pharmacotherapy and psychotherapy in the appropriate setting, as indicated by 1
patient preference and clinical judgment; 2
• guidance regarding educational materials in published form and on the Web 3
(Appendix A); and 4
• information about local support groups (Appendix A). 5
In the case of children, materials should be provided to the parents. 6
Psychiatric management should be offered to all patients with OCD throughout 7
the course of illness at an intensity consistent with the patient’s needs and desires. The 8
components of psychiatric management and the stages of illness are described in more 9
detail below. 10
II.A.1. ______Establish a Therapeutic Alliance 11
The essential unit of medical practice is the occasion when, in the intimacy of the 12 consulting room or sick room, a person who is ill, or believes himself to be ill, seeks the 13 advice of a doctor whom he trusts. 14
Sir James Calvert Spence, 1892–1954 15 The Purpose and Practice of Medicine, Ch. 18 16
17
As in all of medicine, the physician first attempts to establish and then to maintain a 18
therapeutic alliance, so that care is a mutual endeavor. The therapeutic alliance allows the 19
psychiatrist to obtain the information needed to plan effective treatment. The alliance 20
allows the patient to trust the clinician and helps motivate adherence to treatments 21
collaboratively planned. Tailoring one’s communication style to the patient’s needs, 22
along continua from detailed to broad brush, from biologically to psychosocially framed, 23
and from warm to neutral, is important, as is considering other aspects of both the 24
transference and the countertransference. The excessive doubting characteristic of OCD 25
may require special approaches to building the alliance. For example, the clinician may 26
need to allow the patient more time to consider treatment decisions and may need to 27
repeat explanations several times and at several visits. The psychiatrist should explore 28
why the patient has come to him or her specifically, and why now. What does the patient 29
want and expect? How are these desires and expectations affected by the patient’s 30
cultural background, beliefs about the illness (its cause, effects, and mechanisms) and 31
experience with past treatments? 32
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II.A.2. ______Assess the Symptoms and Make a Diagnosis 1
He is a great physician, who, above other men, understands diagnosis. 2 Jacob Bigelow, 1786–1879 3
Nature in Disease, Ch. 2 4 5 The psychiatrist should establish the diagnosis according to the DSM-IV-TR criteria 6
(Table 1).7
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TABLE 1. DSM-IV-TR Diagnostic Criteria for 300.3 Obsessive-Compulsive Disorder 1 A. Either obsessions or compulsions: 2
Obsessions as defined by (1), (2), (3), and (4): 3 1. recurrent and persistent thoughts, impulses, or images that are experienced, at some time during the 4
disturbance, as intrusive and inappropriate and that cause marked anxiety or distress 5 2. the thoughts, impulses, or images are not simply excessive worries about real-life problems 6 3. the person attempts to ignore or suppress such thoughts, impulses, or images, or to neutralize them 7
with some other thought or action 8 4. the person recognizes that the obsessional thoughts, impulses, or images are a product of his or her 9
own mind (not imposed from without as in thought insertion) 10 Compulsions as defined by (1) and (2): 11
1. repetitive behaviors (e.g., hand washing, ordering, checking) or mental acts (e.g., praying, counting, 12 repeating words silently) that the person feels driven to perform in response to an obsession, or 13 according to rules that must be applied rigidly 14
2. the behaviors or mental acts are aimed at preventing or reducing distress or preventing some dreaded 15 event or situation; however, these behaviors or mental acts either are not connected in a realistic way 16 with what they are designed to neutralize or prevent or are clearly excessive 17
B. At some point during the course of the disorder, the person has recognized that the obsessions or compulsions 18 are excessive or unreasonable. Note: This does not apply to children. 19
C. The obsessions or compulsions cause marked distress, are time consuming (take more than 1 hour a day), or 20 significantly interfere with the person's normal routine, occupational (or academic) functioning, or usual social 21 activities or relationships. 22
D. If another Axis I disorder is present, the content of the obsessions or compulsions is not restricted to it (e.g., 23 preoccupation with food in the presence of an Eating Disorder; hair pulling in the presence of Trichotillomania; 24 concern with appearance in the presence of Body Dysmorphic Disorder; preoccupation with drugs in the presence 25 of a Substance Use Disorder; preoccupation with having a serious illness in the presence of Hypochondriasis; 26 preoccupation with sexual urges or fantasies in the presence of a Paraphilia; or guilty ruminations in the presence 27 of Major Depressive Disorder). 28
E. The disturbance is not due to the direct physiological effects of a substance (e.g., a drug of abuse, a medication) 29 or a general medical condition. 30
31 Specify if: 32 With Poor Insight: if, for most of the time during the current episode, the person does not recognize that the obsessions 33 and compulsions are excessive or unreasonable. 34 35 <<AA to request permission from APPI to reprint DSM criteria; note to self: move table if citation is added to maintain ref order.>> 36
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Screening questions might include some of the following: Are you are troubled by 1
unpleasant thoughts that you can’t get rid of? Do you worry that you might impulsively 2
harm someone? Do you have to wash your hands or check things over and over? Do you 3
worry about whether you performed religious rituals correctly or have been immoral? Do 4
you need things arranged symmetrically or in a very exact order? Do you have trouble 5
discarding things, so that your house is quite cluttered? In the absence of screening, OCD 6
is likely to be underdiagnosed (Fireman et al. 2001). 7
The psychiatrist must differentiate obsessions and compulsions from similar 8
symptoms found in other disorders. Unlike obsessions, depressive ruminations are not 9
experienced as inconsistent with one’s self-image or values. They often focus on past 10
events but may concern possible current or future negative events or anticipated failures. 11
Their subject matter usually concerns self-criticism, guilt, or regret. The worries of 12
generalized anxiety disorder focus on real life problems and do not lead to compulsive 13
rituals. The individual is troubled more by the possibility of the feared events occurring 14
than by the presence of the fears. Generalized anxiety disorder may also present as a 15
vague but troubling feeling of foreboding, whereas OCD obsessions always have clear 16
content. The intrusive thoughts and images of posttraumatic stress disorder are 17
replays of actual events not anticipations of future events. Persons with OCD may 18
partially or fully lose insight into the irrationality of their obsessions and occasionally 19
become delusional. Obsessions with delusional conviction can be distinguished from 20
schizophrenic and manic delusions by the absence of the signs and symptoms of these 21
disorders. Moreover, delusional obsessions will have typical OCD content rather than 22
content related to paranoia, grandiosity, ideas of reference, or to delusions of being 23
controlled. 24
OCD can be differentiated from hypochondriasis by noting that the 25
hypochondriac’s fear or belief regarding serious disease arises from misinterpretation of 26
ordinary bodily signs and symptoms. In OCD such fears arise from external stimuli, e.g., 27
a patient fearing he has contracted AIDS because he was served with a waiter wearing a 28
bandage, possibly exposing him to blood. In body dysmorphic disorder, the recurrent 29
and intrusive preoccupations are limited to the fear or belief that one is ugly or exhibits 30
some disturbing defect visible to others. In anorexia nervosa and bulimia nervosa, the 31
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intrusive ideation and irrational behaviors center on weight and its effects on self-1
evaluation. In contrast to paraphilic thoughts and urges, OCD-related sexual obsessions 2
or images regarding a current or past partner are not accompanied by stalking behavior 3
and are ego-dystonic, as are OCD-generated thoughts or images of having sex with a 4
child. 5
Differentiating compulsive urges to harm an infant that occur as postpartum 6
symptoms of OCD from superficially similar symptoms of postpartum depression is 7
critical. The OCD urges are experienced as inconsistent with one’s self, are resisted, and 8
are not accompanied by depressed mood. The impulses that arise in postpartum 9
depression may be experienced as justified, may not be strongly resisted, and are 10
accompanied by depressed mood and other symptoms diagnostic of major depression. In 11
postpartum depression, steps to protect the infant may be necessary. 12
Differentiating compulsions from the complex vocal or motor tics sometimes 13
seen in Tourette’s Disorder can be difficult. Tics, however, are purposeless; unlike 14
compulsions, they are not aimed at relieving anxiety or at preventing or undoing an 15
undesired event. DSM-IV (American Psychiatric Association 1994) defines a tic as “a 16
sudden, rapid, recurrent, nonrhythmic, [and] stereotyped motor movement or 17
vocalization.” Tics are often preceded by premonitory sensations such as muscular 18
tension and may involve repeating an action until an unpleasant, localized physical 19
tension or a sense of incompleteness is relieved (Mansueto & Keuler 2005). Complex 20
motor tics can take the form of arranging, ordering, making symmetrical, or touching 21
(Mansueto & Keuler 2005). Repeating an action until “it feels right,” e.g., repeatedly 22
closing a door until the right sound or sensation of closure is achieved, may be a complex 23
tic or a compulsion, or reflect elements of both symptoms. Tics may be distinguished 24
from “tic-like” compulsions by whether the patient attaches a meaning or purpose to the 25
behavior (Holzer et al. 1994). The index of suspicion for complex tics should be raised in 26
individuals with a personal or family history of motor or phonic tics; a history of 27
hypersensitivity to sensations associated with scratchy fabrics, the touch of clothing 28
labels, or to uneven shoelaces or socks; and individuals with comorbid diagnoses of 29
compulsions, 5 mental compulsions, and 9 miscellaneous compulsions. The psychiatrist 24
should consider using a rating scale such as the 10-item Y-BOCS (Goodman et al. 1989b; 25
Goodman et al. 1989c) (Appendix B) to record baseline severity, since this provides a 26
way to measure response to treatment. The Y-BOCS rating can also be compared to the 27
patient’s and the family’s impressions of severity. The Y-BOCS measures separately for 28
obsessions and compulsions, time spent or taken, and the degrees of interference with 29
functioning, distress, resistance to the symptoms, and success in resistance. A simpler 30
measure is a visual analogue scale in the form of a thermometer with the bottom labeled 31
“no OCD symptoms” and the top labeled “incapacitating OCD symptoms.” Encouraging 32
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the patient to use a rating scale will help him or her become a better self-observer. If a 1
rating scale is not used, the psychiatrist should document the patient’s estimate of the 2
number of hours per day spent in obsessing and in performing compulsive behaviors, and 3
the degree of effort applied to resisting the thoughts and behaviors. Recording items or 4
situations that the patient actively avoids because of OCD also provides a useful baseline 5
against which change can be measured. 6
For monitoring depression, the clinician might consider the Hamilton Depression 7
Rating Scale (HAM-D) (HAMILTON 1960), the 10-item Montgomery-Asberg 8
Depression Rating Scale (MADRS) (Montgomery & Asberg 1979), or the 30-item 9
Inventory of Depressive Symptoms–Clinician Version (IDS–C) or the shorter 16-item 10
version (QIDS–C) (Trivedi et al. 2004). Self-rated scales can be as simple as visual 11
analog scales or severity “1 to 10” scales measuring symptoms of interest. Self-rated 12
scales that may be useful for monitoring depression include the self-rated Beck 13
Depression Inventory (BDI) (BECK et al. 1961), Zung Depression Scale (Zung 1968), or 14
the patient-rated versions of the IDS or QIDS (Trivedi et al. 2004). 15
OCD symptoms may seriously impair interpersonal relationship, vocational 16
ability, marital and family relationships, and child-rearing capacities. Thus, including a 17
rating of disability may be useful, e.g., the self-rated, three-item Sheehan Disability Scale 18
(SDS) (Leon et al. 1992; Sheehan et al. 1996), which records disability in the domains of 19
work, family, and social relationships. Some patients, however, may not accurately 20
recognize the degree of their disability until after successful treatment. For most patients, 21
OCD seriously impairs quality of life (Koran 2000). A rating of the patient’s quality of 22
life, using a scale such as the Q-LES-Q (Endicott et al. 1993) or the more detailed 23
WHOQOL-100 (Skevington et al. 1999) can provide a broader measure of disease impact 24
and of the results of treatment. 25
II.A.4. ______Evaluate the Safety of Others 26
The psychiatrist should evaluate the safety of others. In addition to evaluating safety in 27
postpartum situations, this will entail inquiring about whether the patient has become 28
violent when others have interfered with the performance of compulsive rituals. Such 29
violence is rare. The patient may experience and fear ego-dystonic homicidal impulses or 30
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17
thoughts, or urges or images related to sexually abusing a child. Although acting on 1
agressive impulses or thoughts has not been reported, the patient may fear loss of control 2
and engage in extensive avoidance rituals. The psychiatrist should recall, however, that 3
individuals with OCD are not immune to co-occurring antisocial personality disorder, 4
intermittent explosive disorder, substance abuse disorders, or other disorders that can 5
give rise to violent acts. 6
II.A.5. ______Complete the Psychiatric Assessment 7
More mistakes are made from want of a proper examination than for any other reason. 8 Russell John Howard, 1875–1942 9
Quoted by F.B. St. Clair, Strange in The Hip, Ch 9 10 11 The psychiatrist should evaluate all symptoms and their effects on the patient’s sense of 12
well-being, functioning (relationships with family and friends, work/school performance, 13
household management, self-care), and quality of life (relationships, living situation, use 14
of leisure time). The psychiatrist should assess the role of the family in precipitating, 15
maintaining, and exacerbating symptoms and in facilitating treatment. Assessing the 16
family’s understanding of the fact that the patient is ill and of the potential treatments is 17
also important for treatment planning. 18
In completing the psychiatric assessment, the psychiatrist will usually visit all the 19
elements of the traditional medical work-up, including current co-occurring conditions, 20
past history, social history, family history, review of systems, current and past medical 21
problems, current medications and drug allergies, and the mental status evaluation (Table 22
2). 23
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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TABLE 2. Highlights of the Psychiatric Work-up in OCD 1
• Assess the symptoms and make a diagnosis 2 • Consider rating symptom severity 3 • Evaluate the effects of symptoms on wellbeing, functioning, and quality of 4
life 5 • Evaluate the role of the family 6 • Evaluate co-occurring conditions, especially: 7
Depressive disorders (including suicide risk and safety of others) 8 Other anxiety disorders 9 Bipolar Disorder 10 Tics or Tourette’s Disorder 11 Eating disorders 12 Impulse control disorders such as skin-picking, trichotillomania 13
• Record the past psychiatric history, especially: 14 Trials of medications and psychotherapies 15 Alcohol or substance abuse 16 Mood swings suggesting Bipolar Disorder 17 Panic attacks 18
• Record the social history, especially: 19 Effects of OCD on schooling, work, family, social relationships 20
• Record the family history, especially: 21 OCD 22 Bipolar disorder 23 Depressive disorders 24 Social Anxiety Disorder 25 Panic Disorder 26
• Elicit a review of systems, especially: 27 Symptoms that could be confused with medication side effects 28
• Record the medical history, especially: 29 Current medical and psychiatric medications and drug allergies 30 Current herbal remedies or over-the-counter medications 31 History of head trauma, loss of consciousness, or seizures 32
• Perform a mental status examination, especially: 33 Degree of cooperation 34 Abnormal involuntary movements 35 Mood symptoms 36 Degree of insight into the irrationality of OCD symptoms 37 Intactness of judgment 38
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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In assessing the presence and history of co-occurring conditions, the psychiatrist 1
should pay particular attention to mood disorders and suicidal ideation and behaviors, 2
since depressive disorders are common in OCD. Suicide attempt rates are elevated by 3
50% or more in individuals with OCD compared with individuals in the general 4
population (Hollander et al. 1996; Angst et al. 2004). In assessing potential for suicide, 5
the psychiatrist will usually evaluate current mood, ideation, plans, and intent; access to 6
related means of committing suicide; co-occurring substance abuse, psychosis, borderline 7
personality disorder, or other disorders associated with increased risk; the patient’s past 8
history of suicidal attempts including potential lethality; real or perceived lack of social 9
supports; recent losses, including impairments resulting from medical conditions; cultural 10
and ethnic factors; and collateral information from family members or others. Further 11
information is available in APA’s Practice Guideline for the Assessment and Treatment 12
of Patients With Suicidal Behaviors (American Psychiatric Association 2003). 13
Other anxiety disorders (panic disorder, generalized anxiety disorder, 14
generalized social anxiety) are common in OCD patients (Diniz et al. 2004; LaSalle et al. 15
2004) and may complicate treatment planning as described below (Sections III.A.5 and 16
III.A.6). 17
Bipolar disorder is more common in patients with OCD than in the general 18
population (Perugi et al. 2002). Careful exploration for co-occurring bipolar disorder is 19
important in view of the risk of precipitating hypomania or mania with anti-OCD 20
medications. Other disorders with elevated prevalence in OCD include alcohol 21
abuse/dependence and certain impulse control disorders such as skin picking. In children 22
and adolescents with OCD, the prevalence of attention deficit hyperactivity disorder 23
(ADHD) and of oppositional defiant disorder (ODD) is elevated. 24
Tics are common in individuals with OCD. Conversely, OCD has been diagnosed 25
in from 28% to 62% of individuals with Tourette’s Disorder (Koran 1999). In patients 26
with co-occurring OCD and Tourette’s Disorder it may be helpful to use a rating scale 27
such as the Yale Global Tic Severity Scale (YGTSS) (Leckman et al. 1989). This scale 28
provides anchor points for rating the number, frequency, intensity, complexity, 29
interference, and impairment associated with motor and phonic tics. 30
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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Anorexia nervosa and bulimia nervosa may be more common in men and 1
women with OCD (Rubinstein et al. 1992). The prevalence of OCD appears to be 2
elevated in patients with either anorexia nervosa or bulimia nervosa (Thiel et al. 1995; 3
Matsunaga et al. 1999). 4
In assessing the past psychiatric history, the psychiatrist should attempt to 5
document the patient’s past medication trials to be sure that drug doses and trial 6
durations have been adequate, to understand side effects and other factors influencing 7
adherence, and to evaluate the degree of response. The nature and extent of all trials of 8
psychotherapy including cognitive-behavioral therapy and the patient’s response 9
should be documented. Past histories of alcohol or substance abuse or dependence 10
(Section III.A.8), mood swings (Section III.A.4), or panic attacks (Section III.A.5) will 11
influence treatment planning. 12
In assessing the patient’s social history, the psychiatrist should evaluate how 13
OCD has interfered with academic and vocational achievement as well as familial and 14
social relationships. 15
In assessing the family history, a history of OCD is of interest particularly for its 16
psychological effects and the increased likelihood of OCD in family members. However, 17
one should not expect specific OCD symptoms to repeat among siblings or across 18
generations. Hoarding may be an exception (Winsberg et al. 1999). A family history of 19
bipolar disorder suggests a need for caution in prescribing SRIs. A family history of 20
major depression, generalized social anxiety disorder, or panic disorder puts the patient at 21
increased risk of having these disorders. 22
In performing the review of systems, it is important to record the presence and 23
severity of somatic or psychological symptoms that could be confused with medication 24
side effects. 25
In assessing the medical history, the psychiatrist should consider whether the 26
OCD is a manifestation of a general medical condition (e.g., brain trauma, stimulant 27
abuse, carbon monoxide poisoning, Parkinsonism), although this is rare and usually 28
obvious (Koran 1999). Current medical conditions and any history of head trauma or 29
seizures should be documented. In children, the psychiatrist should look for a sudden 30
onset of OCD and subsequent exacerbation of symptoms in relation to streptococcus or 31
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21
other infections. Although the concept remains controversial, pediatric autoimmune 1
disorders associated with streptococcus Type A (PANDAS), in which OCD is 2
hypothesized to be due to autoimmune mechanisms, may account for a portion of acute 3
childhood-onset OCD (Mell et al. 2005; Dale et al. 2005). 4
Current medications and doses should be reviewed to prevent pharmacokinetic 5
and pharmacodynamic interactions with psychotropic drugs. Herbal or “natural” remedies 6
must also be inquired about, along with over-the-counter medications. Allergies to 7
medical and psychotropic medications should be recorded, although what the patient 8
describes as “allergies” will on careful exploration often turn out to be unpleasant but 9
manageable side effects. 10
The mental status examination provides a place to record the patient’s degree of 11
cooperativeness, whether any abnormal involuntary movements are present at baseline 12
(since this can influence the choice of medication augmentation strategies), 13
characteristics of speech such as circumstantiality (which is not rare in OCD), the 14
presence of mood symptoms that may interfere with cooperation with treatment, the 15
degree of insight into the irrationality of the OCD symptoms, and the degree to which 16
OCD is affecting judgment, as measured by its effects on the patient’s management of the 17
ordinary decisions of daily life. Recommendations for conducting a general psychiatric 18
evaluation are provided in APA’s Practice Guideline for the Psychiatric Evaluation of 19
Adults, 2nd edition (American Psychiatric Association 2006a). 20
II.A.6. ______Establish Goals for Treatment 21
Since OCD is not usually curable, in the sense of bringing about complete and permanent 22
symptom remission, the goals of treatment include the amelioration, if not the 23
elimination, of symptoms; improving the patient’s functioning; and helping the patient to 24
improve his or her quality of life (in family, social, work/school, home, parental, and 25
leisure domains). The goals of psychiatric care also include enhancing the patient’s 26
ability to cooperate with care in the face of the frightening cognitions that are typical of 27
OCD; anticipating stressors likely to exacerbate the condition and helping the patient 28
develop coping strategies; providing assistance and support in dealing with stresses; 29
monitoring the patient’s psychiatric status and intervening as indicated; minimizing the 30
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
22
adverse effects of treatment; and, educating the patient and family regarding the disorder 1
and its treatment. The clinician can take the following as reasonable targets for treatment 2
outcomes: reducing the time spent in obsessing and in compulsive behaviors to less than 3
one hour per day, reducing the degree of OCD anxiety to no more than mild, and 4
reducing the degree of interference with the tasks of ordinary living to little or none. 5
Some patients, despite the psychiatrist’s best efforts, will be unable to reach these targets. 6
II.A.7. ______Establish the Appropriate Setting for Treatment 7
The appropriate treatment setting will depend on a number of factors. 8
a. Hospital treatment (Drummond 1993) may be indicated by suicide risk, an 9
inability to provide adequate self care, danger to others, need for constant 10
supervision or support, an inability to tolerate outpatient medication trials because 11
of side effects, the presence of medical conditions that necessitate hospital 12
observation while anti-OCD medications are initiated, or by co-occurring 13
conditions that themselves require hospital treatment, such as severe or suicidal 14
depression, schizophrenia, or mania. 15
b. Residential treatment or partial hospitalization (Bystritsky et al. 1996; Stewart et 16
al. 2005) could be indicated by a need for intensive cognitive-behavioral therapy 17
(CBT), other adjunctive psychotherapeutic interventions, a supportive milieu, 18
daily monitoring of behavior or medications, or to stabilize and increase the gains 19
made during a period of full hospitalization. Goals of day treatment include 20
prevention of relapse and maintenance and improvement of social functioning. 21
c. Home-based treatment may be necessary for patients with hoarding or, initially, 22
for those with contamination fears or other symptoms so impairing that they 23
cannot come to the office or clinic. 24
d. Outpatient treatment is usually sufficient, but the intensity may vary from daily 25
psychotherapy such as intensive CBT to treatment less than once a week (after 26
achieving substantial symptom reduction and stabilization). 27
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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II.A.8. ______Enhance Treatment Adherence 1
The art has three factors, the disease, the patient, the physician. The physician is the 2 servant of the art. The patient must co-operate with the physician in combating the 3 disease. 4
Hippocrates, 460–357 BC 5 Epidemics, I.XI 6
7 The physician must not only be prepared to do what is right himself, but also to make the 8 patient, the attendants, and the externals co-operate. 9
Hippocrates, 460–357 BC 10 Aphorisms, I.I 11
12 Factors influencing adherence can be thought of as related to the illness, the patient, the 13
physician, the patient-physician relationship, the treatment, and the social or 14
environmental milieu (Leo et al. 2005). In the eloquent Hippocratic formulations: The 15
psychiatrist must consider the patient’s beliefs about the nature of the illness and its 16
treatments and the patient’s goals and priorities. In this context, the physician’s obligation 17
to provide patient and family education may facilitate adherence (Appendix A). For 18
example, it is important to inform patients about the usual delay of weeks after starting 19
medication before substantial symptom relief is expected, the need for extended periods 20
of medication taking, and likely side effects and strategies for managing them (Bourgeois 21
2005). Note that the patient’s culture may influence his or her willingness to report 22
medication side effects (e.g., sexual side effects) or to report how discomfiting the side 23
effects are. It is important to explain that all psychotherapy, including CBT, involves 24
confronting feared thoughts and situations, but at a rate that is tolerable. 25
The fears, doubting, and need for certainty that are characteristic of OCD can 26
influence the patient’s willingness and ability to cooperate in care and can challenge the 27
physician’s patience. The cognitive and motivational effects of co-occurring conditions 28
such as major depression must also be taken into account. What will treatment require of 29
the patient, and how does this match his or her skills, resources, and methods of coping? 30
Medication side effects and the need in CBT to confront feared situations can influence 31
adherence. Since effective medications differ both in side effect profiles and in their 32
adverse effects on a given patient, the psychiatrist has many options for responding to the 33
patient’s concerns and preferences. Being available to respond quickly to concerns about 34
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
24
side effects and scheduling follow-up appointments soon after starting or changing 1
medications will enhance adherence. In all psychotherapies, including CBT, interventions 2
must be paced at a rate that does not create anxiety so severe that it precludes 3
cooperation. A strong therapeutic alliance and good rapport are vital to maintaining 4
cooperation. The interventions must be well-tailored to the patient’s specific fears. The 5
therapist becomes a supportive coach, not a disciplinarian, and encourages behavior 6
change and praises successes while validating the difficulty of confronting the OCD 7
symptoms. 8
As with all psychotherapies, there is a potential for transference reactions which 9
can interfere with adherence and cooperation. These reactions can often be dealt with in 10
the course of CBT, and at other times may best yield to an adjunctive psychodynamic 11
psychotherapy. Similarly, potential countertransference issues in working with these 12
often difficult patients may interfere with adherence and therapeutic success. 13
The psychiatrist should also consider the role of the patient’s family and social 14
support system in maintaining the symptoms through misguided efforts to reduce the 15
patient’s discomfort. Family members, for example, may provide inappropriate 16
reassurance regarding the absence of dangers or inappropriately offer to do the patient’s 17
bedtime checking rituals so the patient can get more rest. The family or significant others 18
may not understand that OCD is an illness that gives rise to the patient’s compulsive 19
behaviors. They may accuse the patient of being weak or crazy or may react to 20
symptomatic behavior with inappropriate anger. Family therapy may be indicated to deal 21
with hostility, dependency, or other family system issues. The patient’s permission must 22
be obtained before initiating a family contact. 23
Finally, practical issues such as cost, insurance coverage, and transportation may 24
need to be addressed. Pharmaceutical companies will provide free medications for 25
patients with severe financial limitations, the exact criteria differing from company to 26
company. Information on patient assistance programs is available from the company Web 27
sites and from the Web site of the Pharmaceutical Research and Manufacturers of 28
America (http://www.helpingpatients.org). 29
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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II.A.9. ______Provide Education to the Patient and, When 1 Appropriate, to the Family 2
Patients often have little knowledge of the nature, biology, course, or treatment of their 3
disorders. Those with childhood onset of OCD may confuse symptoms with aspects of 4
their inner selves. Educated patients can be more effective allies in treatment. Education 5
will help destigmatize the illness and allow the patient to make more fully informed 6
decisions about treatments. Education may also increase the patient’s motivation and 7
ability to cooperate in care. All patients with OCD should be provided with information 8
and access to educational materials explaining the nature of the disorder and the range of 9
available treatments. When appropriate, access should also be offered to the involved 10
family members. Appendix A contains lists of self-help books for patients with OCD and 11
with co-occurring OCD spectrum disorders (McElroy et al. 1994; Hollander & Wong 12
1995; Koran 1999), patient advocacy group Web sites that provide scientifically reliable 13
information, Web sites that provide information on the use of medications in pregnancy 14
and during breast-feeding, and scientifically reliable, broader mental health Web sites. 15
All OCD patients should be made aware of the OC Foundation (www.ocfoundation.org), 16
which provides both educational materials and access to support groups. 17
II.A.10. _____Coordinate the Patient’s Care With Other Providers 18 of Care and Social Agencies 19
The psychiatrist should coordinate the patient’s care with physicians treating co-20
occurring medical conditions, with other clinicians, and with social agencies such as 21
schools and vocational rehabilitation programs. 22
OCD may result in functional impairments involving family, social, academic, or 23
occupational roles, and these impairments may bring financial problems. The possible 24
need for family therapy has been mentioned. For OCD of disabling severity, the 25
psychiatrist must be willing to write on the patient’s behalf to government agencies that 26
control access to disability income, publicly financed health care, or government-27
supported housing. The psychiatrist may have to write to the federal Internal Revenue 28
Service and state tax authorities to explain that a patient’s hoarding or procrastination has 29
prevented timely filing of income tax returns. Students may need letters explaining the 30
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
26
need for special dormitory living situations or extra time for taking tests. Employers may 1
need help in understanding what accommodations are appropriate in light of the 2
Americans With Disabilities Act (Americans With Disabilities Act 1990). The 3
psychiatrist may find it appropriate to refer the patient to a state vocational rehabilitation 4
agency or to an occupational therapist. 5
OCD patients who are parents of young children may want advice regarding the 6
genetic risk of OCD. The clinician may wish to refer these parents to a genetic counselor, 7
but should be aware of the available data (Section IV.D). The psychiatrist should help 8
patients concerned about the possibility of OCD in their children find clinicians who can 9
conduct an appropriate evaluation. (Educational materials for parents of children with 10
OCD are included in Appendix A.) 11
II.B._ACUTE PHASE 12
II.B.1. ______Choice of Initial Treatment Modality 13
At the beginning no one tries extreme remedies. 14 Seneca, c. 4 BC–65 AD, Roman writer and statesman 15
Agamemnon 153 16 17
As to diseases, make a habit of two things: to help or at least not to harm. 18 Hippocrates, 460–357 BC 19
Corpus Hippocraticum 20 21 On the basis of clinical trial data, cognitive-behavioral therapy (CBT) and serotonin 22
reuptake inhibitors (SRIs) are recommended as safe and effective first-line treatments for 23
OCD. Whether to recommend a form of CBT, a selective serotonin reuptake inhibitor 24
(SSRI), or combined treatment will depend on a number of factors. These include the 25
nature and severity of the patient’s symptoms, the nature of any co-occurring psychiatric 26
and medical conditions, and the patient’s past treatment history, current medications, and 27
preferences. Because most treatment studies have been of three or four months duration, 28
only limited data are available to guide long-term treatment decisions (see Section II.C.) 29
For OCD patients without co-occurring depression, data from one large (N>100) 30
randomized controlled trial suggest that CBT may be superior to clomipramine 31
monotherapy (Foa et al. 2005; Simpson et al. 2005b). The evidence base for the form of 32
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
27
CBT that relies primarily on behavioral techniques, such as exposure and response 1
prevention (Meyer 1966) is the strongest <<BS we need a meta-analysis reference here 2
LK>>. 3
Data also support the use of CBT that focuses on cognitive techniques whose 4
primary aim is to identify, challenge, and modify dysfunctional beliefs (Freeston et al. 5
1996; van Balkom et al. 1998; Cottraux et al. 2001; Whittal et al. 2005) if these 6
techniques are combined with behavioral experiments. However, some data suggest, and 7
many clinical experts believe, that the most effective form of CBT for OCD integrates 8
exposure, ritual prevention, discussion of feared consequences and dysfunctional beliefs, 9
and relapse prevention. There is little data from controlled trials to support cognitive 10
therapy without exposure or behavioral experiments. 11
CBT alone is commonly considered for a patient who is not too depressed, 12
anxious, or lacking in motivation to cooperate with this treatment modality, or who 13
prefers not to take medications. 14
An SSRI alone is commonly considered for a patient who is not currently able to 15
cooperate with CBT, has previously responded well to a given drug, or prefers treatment 16
with an SSRI alone. 17
Non-specific psychotherapeutic elements are ordinarily present in all physician-18
patient relationships. The available data suggest that combining an SRI and CBT is more 19
effective than monotherapy in some patients, but is not necessary for all. Combined 20
treatment should be considered in patients with an unsatisfactory response to 21
monotherapy, those with co-occurring psychiatric conditions for which SRIs are 22
effective, and those who wish to take medications for the shortest possible time. In the 23
latter instance, uncontrolled follow-up studies suggest that CBT may delay or mitigate 24
relapse when SRI treatment is discontinued (Hembree et al. 2003; Simpson et al. 2004; 25
Biondi & Picardi 2005). Combined treatment or starting with an SRI alone may also be 26
considered in patients with severe OCD, since the medication may diminish symptom 27
severity to a point where the patient can cooperate with the demands of CBT. 28
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II.B.2. ______Choice of Specific Pharmacologic Treatment 1
Although meta-analyses of placebo-controlled trials suggest greater efficacy for 2
clomipramine than for the older SSRIs, the results of trials comparing clomipramine and 3
SSRIs directly do not support this impression (see Section V.A.1). Because SSRIs have a 4
less troublesome side effect profile (see below), an SSRI is preferred for a first 5
medication trial. Although all SSRIs appear to be equally effective, individual patients 6
may respond well to one and not to another. The reasons for this patient-specific response 7
are unknown. 8
In choosing among the SSRIs, the psychiatrist should consider the safety and 9
acceptability of particular side effects for the patient, potential drug interactions, past 10
treatment response, and the presence of co-occurring general medical conditions. For 11
example, paroxetine, the SSRI most associated with weight gain (Maina et al. 2004) and 12
the most anticholinergic SSRI, would not be the first choice for patients with obesity, 13
diabetes mellitus, constipation, or urinary hesitancy. 14
Citalopram, escitalopram, venlafaxine, and mirtazapine offer the advantage of not 15
meaningfully inhibiting the hepatic P450 enzyme system or displacing drugs tightly 16
bound to plasma proteins, e.g., warfarin and digoxin. Reviews are available of potential 17
drug interactions caused by liver CYP450 enzyme effects or by drug displacement from 18
serum protein binding sites (Richelson 1997; Greenblatt et al. 1998; Ciraulo 2005). Many 19
of these interactions, however, reflect only in vitro data, and their clinical importance is 20
not established. Web sites providing data on potential drug interactions include 21
http://medicine.iupui.edu/flockhart/clinlist.htm. For up-to-date clinical reports of 22
interactions between specific SRIs and other medications, psychiatrists can consult the 23
federal National Library of Medicine at 24
http://www.ncbi.nlm.nih.gov/entrez/query.fcgi?DB=pubmed, which is also accessible by 25
entering the term “pubmed” in a search engine. Since there are very few absolute 26
contraindications to treatment with SSRIs (e.g., the risk of serotonin syndrome from 27
adding an SSRI to an MAOI, tramadol, meperidine, dextromethorphan, or in rare cases 28
buspirone, mirtazapine, or lithium (Gillman 1999; Keck, Jr. & Arnold 2000)), the 29
psychiatrist will much more often have to consider the relative contraindications for 30
specific SSRIs in relation to interactions with the patient’s other medications. 31
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29
Although no definitive data are available, the response of first-degree relatives to 1
particular medications may be predictive of the patient’s response because of genetic 2
similarity. This is a subject, however, for future research. 3
II.B.2.a. _____Implementation of Pharmacotherapy 4
The need to educate the patient about any medication recommended has been emphasized 5
earlier. Table 3 displays suggested starting doses, known effective doses, maximum 6
recommended doses, and maximum doses occasionally prescribed for each SRI. 7
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TABLE 3. Dosing of Serotonin Reuptake Inhibitors in OCD 1 2
3 a Some patients may need to start at half this dose or less to minimize undesired side effects such as nausea or to 4
accommodate anxiety about taking medications. 5 b These doses are sometimes used for rapid metabolizers or for patients with no or mild side effects and 6
inadequate therapeutic response after 8 weeks or more at the usual maximum dose. 7 c Combined plasma levels of clomipramine plus desmethylclomipramine 12 hours after the dose should be kept 8
below 500 ng/ml to minimize risk of seizures and cardiac conduction delay. 9
SRI
Start Dose and Incremental Dose
(mg/day) a
Usual Target Dose
(mg/day) Usual Maximum Dose (mg/day)
Occasionally Prescribed
Maximum Dose (mg/day) b
Citalopram 20 40–60 80 120
Clomipramine 25 100–250 250 c
Escitalopram 10 20 40 60
Fluoxetine 20 40–60 80 120
Fluvoxamine 50 200 300 400
Paroxetine 20 40–60 60 100
Sertraline 50 200 200 400
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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Patients who are worried about side effects can be started at half these doses or less, since 1
many SSRIs (including citalopram, escitalopram, fluoxetine, paroxetine, and sertraline) 2
are available in liquid form. Most patients will not experience substantial improvement 3
earlier than 4 to 6 weeks after starting medication, and some who will ultimately respond 4
will experience little improvement for as many as 10 to 12 weeks. Available trial data 5
suggest that higher SSRI doses produce a somewhat higher response rate and somewhat 6
greater magnitude of symptom relief (Tollefson et al. 1994a; Greist et al. 1995a; Stein et 7
al. 2001; Hollander et al. 2003a) (Table 4). 8
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TABLE 4. Effects of Higher SSRI Doses in Fixed Dose Trials on OCD 1 2
Drug/Study Response Definition When Dose 1 Dose 2 Dose 3
Fluoxetine Tollefson et al. 1994 (Tollefson et al. 1994b)
YBOCS ↓ ≥35%
(mean ↓)
Week 13 LOCF*
20 mg 32%
3.4 points
40 mg 32%
4.6 points
60 mg 35%
5.9 points
Citalopram Stein et al. 2001 <<LK: Which ref?>>
YBOCS ↓ ≥25%
(mean ↓)
Week 12 LOCF
20 mg 57%
8.4 points
40 mg 52%
8.9 points
60 mg 65%
10.4 points Sertraline Greist et al. 1995 (Greist et al. 1995b)
YBOCS ↓ in mean
score
Week 12 LOCF
50 mg ~6.8 points
100 mg ~5.7 points
200 mg ~7.5 points
Paroxetine Hollander et al. 2003 (Hollander et al. 2003a)
YBOCS ↓ in mean
score
Week 12 LOCF
20 mg 4.1 points
40 mg 6.4 points
60 mg 7.3 points
3 * LOCF = last observation carried forward 4
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Moreover, patients who have not responded to 10 to 12 weeks of a known effective dose 1
may respond at higher doses (Tollefson et al. 1994b)<<Placeholder for Ninan, Koran, et 2
Anyone who believes that anything can be suited to everyone is a great fool, because 22 medicine is practiced not on mankind in general, but on every individual in particular. 23
Henri de Mondeville, 1260–1320, Chirurgie 24 25 When the patient has an inadequate response to the initial treatment and no interfering 26
factor can be identified, the psychiatrist and patient must decide upon next treatment 27
steps without the benefit of data from controlled trials comparing all the possibilities. The 28
sequence of treatment trials shown in Figure 1 is based only on expert opinion (e.g., 29
(March et al. 1997) and contributors to this Guideline). As reviewed below, augmentation 30
with antipsychotic medications is supported by strong evidence, augmentation of SRIs 31
with CBT or vice versa by modest evidence. As shown in Table 6, many patients respond 32
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42
when switched to a different SRI or to venlafaxine. The available evidence does not 1
allow one to predict the chance of response. A trial of mirtazapine is supported by one 2
open pilot study and a double-blind discontinuation trial. Augmenting with 3
clomipramine, once-weekly oral morphine, or pindolol is supported only by small trials at 4
best. The remaining treatment strategies are supported only by case series and case 5
reports, literatures that are less likely to see the publication of negative experiences. 6
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TABLE 6. Chance of Responding to the Next SRI After Failing to Benefit from the Previous SRI 1 2
Study Drug/Dose When Response Definition
Responders Drug Naïve
Responders Experienced
Rasmussen 1997 (Rasmussen et al. 1997b)
Sertraline 50–200 mg
week 12 GCI-I = 1,2 53% (N=293)
33% (N=172)
Goodman et al. 1997 (Goodman et al. 1997)
Fluvoxamine 50–300 mg
week 10 CGI-I = 1,2 50% (N=126)
19% (N=31)
Ackerman et al. 1998 (Ackerman et al. 1998)
Fluoxetine 20,40,60 mg
week 13 YBOCS ↓ ≥35%
42% (N=83)
11%–27%** (N=19,59)
Ravizza in Hollender et al. 2002 (Hollander et al. 2002)
Venlafaxine 225–350 mg
Clomipramine 150–225 mg Citalopram 40–60 mg
week 12 YBOCS ↓ ≥35%
– V8 38%*
CMI11 27%
Cit9 11%
Koran et al. 2005 (Koran et al. 2005b)
Clomipramine 100–250 mg
week 13 YBOCS ↓ ≥35%
– 34% (N=32)
Denys et al. 2004 (Denys et al. 2004b)
Paroxetine 60 mg Venlafaxine 300 mg
week 12 YBOCS ↓ ≥25%
– V27→P 56% P16→V 19%
3 * Subscripts indicate the number of patients treated. 4 ** 11% if previously treatment with SRIs alone, 27% if previously also treated with behavior therapy. 5
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II.B.7.a. _____Adding Psychotherapy to an SRI 1
Data from open trials (Simpson et al. 1999; Tolin et al. 2004), a 6-month randomized trial 2
(Tenneij et al. 2005), and a randomized controlled trial nearing completion <<LK: 3
reference here?>> indicate that ERP can successfully augment a partial response to an 4
adequate SRI trial. An open trial also suggests that the addition of ERP combined with 5
cognitive therapy can help SRI nonresponders, although this trial lacked a control group 6
continuing on medication alone (Kampman et al. 2002). No data are available regarding 7
the effectiveness of adding cognitive therapy elements alone to augment medication 8
response. 9
II.B.7.b. _____Adding an SRI to Psychotherapy 10
The available data suggest that combination treatment (SRI + CBT) can produce a better 11
outcome than monotherapy in some OCD patients but is not necessary for all OCD 12
patients. A 9-week study suggested that combination treatment may be more helpful than 13
CBT alone when obsessions dominate the clinical picture or when secondary depression 14
is present (Hohagen et al. 1998). A 24-week study (Cottraux et al. 1990) found greater 15
effect for combined treatment (exposure plus fluvoxamine) but did not use standard 16
outcome measures or adequately describe the CBT intervention. On the other hand, two 17
studies found no greater effectiveness for combination therapy over CBT alone. In a 16-18
week study, CBT alone (delivered weekly and consisting of self-guided exposure only) 19
produced an outcome similar to 8 weeks of fluvoxamine followed by 8 weeks of 20
combination (CBT + fluvoxamine) treatment (van Balkom et al. 1998). However, neither 21
CBT nor fluvoxamine treatment was optimized. A 12-week study (Foa et al. 2005) 22
D’Amico et al. 2003 Open 21 Olanzapine 10 10 7/21 33% Francobandiera et al. 2001
Open 9 Olanzapine 4.4 2.5–5 6/9 67%
Bogetto et al. 2000 Open 23 Olanzapine 5 5 10/23 43% Koran et al. 2000 Open 10 Olanzapine 8.25 5–10 3/10 30% Weiss et al. 1999 Open-
label 10 Olanzapine 7.3 1.25–20 7/10 70%
3 Sources. (Jacobsen 1995; D'Amico et al. 2003; Sevincok & Topuz 2003; Shapira et al. 2004; Carey et al. 2005; Bogan 4 et al. 2005). 5 6 DB-PC = double blind-placebo control; SB-PC = single blind-placebo control. 7 * Responder is defined as ≥25% decrease in Y-BOCS score from baseline to endpoint. 8 ** Responder is ≥35% decrease in Y-BOCS score. 9 *** Y-BOCS score unavailable. Instead, Saxena et al. report “substantial reductions in obsessive-compulsive 10 symptoms.”11
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Significant differences between the antipsychotics and placebo were observed within 4–6 1
weeks. Although some controlled trials found no difference between antipsychotic and 2
placebo augmentation (e.g., (Shapira et al. 2004; Carey et al. 2005)), this was probably 3
due to design limitations, e.g., starting the augmentation before a full SRI effect was 4
obtained or using too small a dose of the antipsychotic drug. Double-blind placebo-5
controlled trials report response rates in the range of 40% to 55% (Table 7). A chart 6
review study found that discontinuing successful augmentation after one to twelve 7
months resulted in relapse for more than 80% (15/18) of patients, most within two 8
months of discontinuation (Maina et al. 2003). 9
Many questions about antipsychotic augmentation in OCD remain unanswered, 10
including the optimal dose for each drug, long-term tolerability, when and how to 11
discontinue treatment, and the reasons that only some patients benefit. In addition, the 12
drugs’ relative efficacy has not been examined. One study (McDougle et al. 1994) 13
suggests that haloperidol helps only OCD patients with co-occurring tic disorders. 14
II.B.7.e. _____Switching to Mirtazapine 15
A study combining an open-label first phase with a double-blind discontinuation phase 16
suggests that mirtazapine may be effective for OCD in patients who have not failed more 17
than one adequate SRI trial (Koran et al. 2005c). 18
II.B.7.f. _____Augmenting an SRI With Other Pharmacotherapies 19
Expert opinion (March et al. 1997; Figueroa et al. 1998) and two open-label studies 20
(Ravizza et al. 1996a; Pallanti et al. 1999) support clomipramine augmentation of 21
SSRIs. If clomipramine is added, plasma levels of clomipramine and 22
desmethylclomipramine should be assayed two to three weeks after reaching a dose of 50 23
mg/day, keeping the total plasma concentration below 500 ng/ml to avoid cardiac and 24
central nervous system toxicity. Fluvoxamine most increases plasma clomipramine levels 25
(Szegedi et al. 1996), but substantial increases may occur with fluoxetine and paroxetine. 26
A screening ECG may be advisable in patients suspected of having heart disease or over 27
the age of 40. Pulse rate and blood pressure should be monitored as the dose is increased. 28
Small, controlled augmentation trials with lithium, buspirone, L-29
Triiodothyronine, inositol, and desipramine have produced generally negative results, 30
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
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but design limitations in the lithium and buspirone studies prevent a firm conclusion that 1
these drugs will not help any OCD patients. Positive case reports exist for both drugs. 2
Adding once-weekly oral morphine sulfate 30–45 mg to various SSRIs with or without 3
other augmenters was superior to placebo in a double-blind crossover study (Koran et al. 4
2005a); again, positive case reports exist, along with a postive case series for the weak 5
narcotic agonist, tramadol. Adding pindolol 2.5 mg thrice daily was effective in one 6
small double-blind placebo-controlled trial (Dannon et al. 2000) but not in another 7
(Mundo et al. 1998). 8
A small, 12-week, open-label study reported that augmentation of SSRIs and 9
other augmenting medications utilizing riluzole 50 mg twice daily was often helpful, but 10
severe methodological limitations prevent confidence that the benefit was due to riluzole 11
itself. 12
II.B.7.g. _____Approaches Reported in Case Reports, Case Series, 13
Uncontrolled Trials, or Small Controlled Trials 14
Few data are available regarding psychotherapeutic approaches other than those falling 15
within the umbrella concept of CBT. Kundalini yoga is supported by one small 16
controlled trial, but requires independent replication in a larger sample. Although well 17
tolerated, it cannot be recommended at this time. Additionally, there is no evidence to 18
support the use of hypnosis or acupuncture to treat OCD symptoms. 19
Positive case reports or case series exist for anticonvulsants, MAOIs, 20
ondansetron, L-tryptophan, hallucinogens, and St. John’s wort. A 12-week, flexible-21
dose placebo-controlled trial of St John’s wort, however, found it no better than placebo 22
(Kobak et al. 2005). These treatments should be considered only after first- and second-23
line treatments and well-supported augmentation strategies have been exhausted. One 24
should recall that negative cases are less likely to find their way to publication in the the 25
case report or case series literature. 26
A case series (n=5) reports modest decrease in OCD symptoms in four of five 27
patients treated with nicotine delivered via transdermal patch or chewing gum (Lundberg 28
et al. 2004). Further investigation seems to be indicated. 29
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The literature on the use of electroconvulsive therapy (ECT) in treatment-1
resistant OCD includes a case series (Maletzky et al. 1994) and several individual cases. 2
However, these reports are marred by a lack of blinded raters and modern outcome 3
measures, non-standard ECT methods and variable administration of concomitant 4
medications. Moreover, ECT carries the risks of anesthesia and objectionable memory 5
impairment. As a result, ECT cannot be recommended for the treatment of OCD, but may 6
be considered for treating co-occurring conditions for which it may be indicated (e.g., 7
major depression, uncontrollable mania, and schizophrenia) (American Psychiatric 8
Association 2000b; American Psychiatric Association 2001; American Psychiatric 9
Association 2002; American Psychiatric Association 2004). 10
Transcutaneous magnetic stimulation (TMS) has been tested in OCD in one 11
double-blind and three open studies, all small. The trial designs differed in important 12
ways: site of stimulation, treatment parameters, and treatment duration. Therefore, 13
notwithstanding the promising findings reported in some trials, conclusions about the 14
efficacy of TMS in OCD cannot be drawn. Of note, TMS demonstrated good tolerability 15
with no drop-outs and only temporary mild side effects. 16
The efficacy of deep brain stimulation in severe, treatment-resistant, or 17
pharmacologically intractable OCD is supported by case reports and two double-blind 18
controlled single-subject studies. Stimulation frequency and amplitude parameters may 19
vary notably across patients; appropriate parameters should be clarified by additional 20
research. 21
The efficacy of neurosurgery (anterior capsulotomy, limbic leucotomy, 22
cingulotomy, and other approaches) in severe, treatment-refractory, or pharmacologically 23
intractable OCD has been evaluated in case reports and unblinded studies. Improvement 24
rates have been up to 35%. Adverse events range from personality changes to transient 25
mania and mild, transient side effects such as urinary dysfunction. The recent 26
development of less invasive (deep brain stimulation) and non-invasive (TMS) 27
procedures makes it harder to consider neurosurgery an alternative for highly treatment-28
resistant or intractable OCD. Although some studies report relatively high rates of 29
improvement, the unblinded nature of these studies and the ongoing treatment of many 30
patients limit one’s confidence in these results. 31
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II.C._DISCONTINUATION OF ACTIVE TREATMENT 1
For, in disease of the mind, as well as in all other ailments, it is an art of no little 2 importance to administer medicines properly; but, it is an art of much greater and more 3 difficult acquisition to know when to suspend or altogether to omit them. 4
Philippe Pinel, 1745–1826 5 A Treatise on Insanity, Sect. I (tr. D. Davis) 6
7 Four double-blind SRI discontinuation studies have concerned different SRIs, used 8
different designs (e.g., length of observation and method of placebo substitution), and 9
different relapse definitions. These discontinuation studies reported rates of relapse or 10
discontinuation for insufficient clinical response of: 11
• 89% among 18 clomipramine responders during 7 weeks of a blinded switch to 12
placebo, after a minimum of 4 months of clomipramine treatment (Pato et al. 13
1988); 14
• 9% during 28 weeks on continued treatment with sertraline 50–200 mg/day versus 15
24% on placebo (significant), after responding during 52 weeks of sertraline 16
treatment (Koran et al. 2002); 17
• 21% during 52 weeks on continued treatment with fluoxetine 20, 40, or 60 18
mg/day versus 32% on placebo (not significant), after responding during 20 19
weeks of fluoxetine treatment (Romano et al. 2001); 20
• 38% during 6 months of continued treatent with paroxetine up to 60 mg/day 21
versus 59% on placebo (significant), after responding during 9 months of 22
paroxetine treatment (Hollander et al. 2003a). 23
An unblinded discontinuation study, after response to six months of open treatment, 24
reported significantly higher 6-month relapse rates for the patients whose medication was 25
discontinued: 8% (clomipramine 150 mg/day) versus 46% (no drug), 0% (fluoxetine 40 26
mg/day) versus 40% (no drug), and 8% (fluvoxamine 300 mg/day) versus 62% (no drug) 27
(Ravizza et al. 1996a). Equally large or larger disparities were present after one and two 28
years of treatment versus no treatment. 29
In a review of 16 ERP studies, Foa and Kozak (Foa & Kozak 1996) concluded 30
that about three-quarters of patients receiving ERP (with and without concomitant 31
medication) did well after a mean follow-up period of a little more than two years. While 32
suggestive, this finding is inconclusive because of: 1) design limitations in some studies; 33
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2) methodological limitations in others; 3) differences in determining “response”; 4) 1
inconsistencies in whether treatment during follow-up was permitted (and reported); and 2
5) differences in length of follow-up. Because the relapse definition employed in this 3
review differs from those used in the SRI studies, the relapse rates cannot be compared. 4
A multi-site study that compared the effects of clomipramine and ERP after 12 5
weeks of treatment (Foa et al. 2005) and again 12 weeks after discontinuation of 6
treatment (Simpson et al. 2004) found that ERP responders (with or without concomitant 7
clomipramine) had a significantly lower relapse rate (12%) and longer time to relapse 8
than responders to clomipramine alone (45%). Post-hoc analyses using different relapse 9
criteria generally supported these findings, albeit with substantial variability in observed 10
relapse rates (Simpson et al. 2005a). 11
Together, these data suggest that ERP treatment response may be more durable, at 12
least in the short-run, than response to some SRIs once they are discontinued. However, 13
the observed differences could be explained by other factors, including differences in the 14
intensity of treatment before discontinuing it, the rate of medication taper, the subjects 15
studied, the length of follow-up, and the relapse criteria. Thus, no definitive conclusions 16
about the relative durability of SRI and ERP treatment effects can be drawn from the 17
available studies. 18
III. SPECIFIC CLINICAL FEATURES INFLUENCING 19
THE TREATMENT PLAN 20
It is as important to know what sort of person has the disease as to know what sort of 21 disease the person has. 22
Caleb Parry, 1755–1822, English physician and researcher 23 Attributed 24
25
Many of the clinical features that will influence the treatment plan have been mentioned 26
in describing the choice of a treatment setting and methods to enhance adherence. 27
Additional features are described below. 28
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III.A. PSYCHIATRIC FEATURES 1
In suggesting treatments for adults, the clinician should consider the patient’s response to 2
past treatments, including the benefits and side effects, and the patient’s motivation and 3
ability to comply with pharmacotherapy and psychotherapy. As noted, educational efforts 4
may be needed to enhance treatment motivation. An unstable or stressful living situation 5
will diminish the chances of successful treatment and may require concomitant 6
interventions such as family therapy. 7
Patients whose predominant or only symptom is hoarding (the accumulation or 8
acquisition of items beyond reasonable need or items of little objective value) appear to 9
be less likely to benefit from medications or combined treatment than patients with other 10
symptom patterns, perhaps because they usually demonstrate less insight and less 11
motivation for change (Black et al. 1998; Mataix-Cols et al. 1999; Winsberg et al. 1999; 12
Leckman et al. 2001; Saxena et al. 2002; Bogan et al. 2005) <<Placeholder for Saxena et 13
al. paroxetine study reported at ADAA, 2005>>. Commonly saved items include 14
newspapers, magazines, books, packaging, old clothing, notes, and lists. A biological 15
basis for this poorer treatment outcome is suggested by differences in the pattern of 16
abnormal cerebral glucose metabolism in OCD hoarders compared with non-hoarder 17
OCD patients (Saxena et al. 2004). The hoarding phenotype of OCD has been linked to 18
genetic markers on chromosomes 4, 5, and 17 in families with Tourette’s Disorder 19
(Zhang et al. 2002). Specific treatment programs that achieve benefit have been described 20
(Koran 1999; Steketee & Frost 2003; Saxena & Maidment 2004) but not tested in 21
controlled trials. Appendix A includes a helpful Web site. 22
The degree of insight should be recorded because it may influence the patient’s 23
willingness to cooperate with treatment. The Brown Assessment of Beliefs Scale (Eisen 24
et al. 1998) provides a quantitative measure. Poor insight is associated with poorer 25
response to SRIs in most studies (Denys et al. 2003a; Ravi Kishore et al. 2004) but not all 26
(Eisen et al. 2001), as well as poorer response to cognitive-behavioral therapies in some 27
studies (Foa et al. 1999) but not others (Salkovskis & Warwick 1985; Lelliott & Marks 28
1987; Lelliott et al. 1988). 29
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III.A.1.______Chronic Motor Tics 1
Co-occurring chronic motor tics, without Tourette’s Disorder, decrease the likelihood of 2
response to fluvoxamine (McDougle et al. 1993a; McDougle et al. 1994) but not to 3
clomipramine (Miguel et al. 2003). Patients with co-occurring tics and OCD 4
unresponsive to an SRI may benefit from the addition of an antipsychotic drug 5
(McDougle et al. 1994; Eapen & Robertson 2000). Although the onset or exacerbation of 6
tics during SSRI treatment is reported in isolated cases (Fennig et al. 1994; Kotler et al. 7
1994), these do not justify withholding SSRIs from OCD patients with co-occurring 8
motor tics. 9
III.A.2.______Tourette’s Disorder 10
OCD co-occurring with Tourette’s Disorder can be treated with SRIs without fear of 11
exacerbating the Tourette’s Disorder (Eapen & Robertson 2000). When OCD fails to 12
respond after one or two adequate SRI trials, adding a first-generation (typical) or 13
second-generation (atypical) antipsychotic drug in low to modest dose may relieve both 14
disorders (Eapen & Robertson 2000). Clinical experience suggests that tic severity may 15
decrease modestly along with OCD symptoms after SRI treatment alone. 16
III.A.3.______Major Depression 17
Co-occurring major depression does not adversely affect the OCD response to SRIs 18
(Den Boer 1997; Denys et al. 2003a). When the OCD responds well and the major 19
depression does not, the clinician has many choices, none of which have been subjected 20
to large double-blind trials. As a result, it is reasonable to apply the treatment strategies 21
outlined in APA’s Practice Guideline for the Treatment of Patients With Major 22
Depressive Disorder (American Psychiatric Association 2000b). These include 23
psychotherapies that are effective in treating depression (i.e., interpersonal 24
psychotherapy, cognitive-behavior therapy or short-term psychodynamic therapy), 25
increasing the SRI dose, adding an antidepressant from another class, adding an 26
augmenting agent, or in severe, refractory, or suicidal depression, utilizing 27
electroconvulsive therapy. In many (Foa et al. 1985; Keijsers et al. 1994; Abramowitz & 28
Foa 2000) but not all (Foa et al. 1992) trials of CBT, co-occurring major depression has 29
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been associated with a poorer OCD outcome. Severe depression clearly interferes with 1
CBT (Abramowitz et al. 2000). Thus, it may be useful to utilize antidepressant 2
medication, and particularly SRIs, to treat co-occurring major depression before or during 3
a trial of CBT. 4
III.A.4.______Bipolar Disorder 5
In order to minimize the possibility of precipitating hypomania or mania, co-occurring 6
bipolar disorder must be successfully treated before initiating pharmacotherapy for 7
OCD. In bipolar OCD patients, SSRIs appear to be less likely than clomipramine to 8
precipitate hypomania or mania (Perugi et al. 2002). Stabilizing the bipolar disorder may 9
require a combination of medications including lithium, anti-epileptics and/or second-10
generation antipsychotic drugs (American Psychiatric Association 2002). Potential drug 11
interactions should be carefully considered when clomipramine, fluoxetine, fluvoxamine, 12
paroxetine, or sertraline are considered for use in combination with these agents. Episodic 13
OCD, characterized by periods of markedly different symptom severity independent of 14
OCD treatment, appears to be considerably more common in OCD patients with bipolar 15
disorder (Perugi et al. 2002). Thus, a history of episodic OCD should raise the 16
psychiatrist’s suspicion that co-occurring bipolar disorder may be present. Perhaps as a 17
result of co-occurring bipolar disorder, patients with episodic OCD appear to be more 18
likely to suffer from alcohol abuse or dependence (Perugi et al. 2002), which will also 19
require treatment. 20
III.A.5.______Panic Disorder 21
Co-occurring panic disorder may respond to the SSRI utilized to treat the patients’ OCD 22
(American Psychiatric Association 1998). When co-occurring panic disorder or a history 23
of panic attacks is present, SRI treatment should be initiated at low doses and slowly 24
titrated upward over a period of weeks in order to avoid initiating or exacerbating panic 25
attacks (American Psychiatric Association 1998). Alternatively, the clinician can start 26
usual doses of an SRI combined with anti-panic doses of a benzodiazepine for the first 27
month or so and then try to taper off the benzodiazepine over a period of weeks 28
(American Psychiatric Association 1998). If CBT alone is utilized for treating the OCD, 29
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attention to anxiety management skills (Taylor 2000; Rayburn & Otto 2003) may be 1
needed to prevent exposure therapy from triggering panic attacks. 2
Syndenham’s chorea, neurodegenerative diseases such as Parkinson’s disease and 20
Huntington’s disease, CO poisoning, and manganese poisoning (Koran 1999; Weiss & 21
Jenike 2000; Isaacs et al. 2004). Treatment is first directed to the underlying medical 22
condition when this is possible. When OCD symptoms persist after treatment or 23
stabilization of the underlying condition, isolated case reports suggest that treatment with 24
an SRI and/or cognitive-behavioral therapy may be of some benefit. No controlled 25
treatment trials have been conducted in patients with OCD induced by general medical 26
conditions. 27
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III.B. DEMOGRAPHIC AND PSYCHOSOCIAL FACTORS 1
III.B.1.______Children and Adolescents 2
In children and adolescents, treatment should often start with psychotherapy or with a 3
combination of psychotherapy and an SSRI. Since there is controversy about a possible 4
increase in the risk of suicidal thinking in children and adolescents treated with 5
antidepressants, treating OCD with an SSRI alone in these groups with only infrequent 6
clinical contact early in treatment should be avoided. However, the use of SSRIs in 7
treating children and adolescents with both OCD and major depression may be necessary 8
and should not be avoided (Food and Drug Administration 2004; American Psychiatric 9
Association & American Academy of Child and Adolescent Psychiatry 2004a; American 10
Psychiatric Association & American Academy of Child and Adolescent Psychiatry 11
2004b; Cheung et al. 2005; Ryan 2005; Wanger 2005). 12
III.B.2.______Ethnicity 13
Pharmacogenetic influences on the probability of therapeutic outcomes and adverse 14
reactions to SRIs are beginning to be reported. Differences in neurotransmitter transporter 15
and receptor genotypes are beginning to be implicated in predicting therapeutic response. 16
Differences in the prevalence of CYP450 slow, normal, extensive, and ultra-rapid 17
metabolizers of psychotropic medications, and hence pharmacokinetic contributions to 18
rates of adverse events, are being associated with ethnicity (Kirchheiner et al. 2001). 19
Gene chips are being introduced to avoid both adverse responses and metabolism-related 20
treatment failures by identifying CYP450 genotypes. Data indicate that 13% to 23% of 21
Asians are CYP2C19 poor metabolizers compared to 2% to 5% of Caucasians, and thus 22
should receive about 60% of the average dose of clomipramine (Kirchheiner et al. 2004). 23
CYP2D6 poor metabolizers may require lower doses of paroxetine, which is both an 24
inhibitor and a substrate for this enzyme (Kirchheiner et al. 2004). The data are too sparse 25
to support guidelines at present, but psychiatrists should remain alert for helpful 26
information. 27
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III.B.3.______Pregnancy and Breast-Feeding 1
Deciding whether to start or stop a psychotropic drug during pregnancy or breast-2
feeding requires making a risk-benefit calculation in the absence of complete 3
information. Risks to the well-being of the fetus, the infant and the mother occur whether 4
medications are started or stopped, since the mother’s health will influence the outcome 5
of pregnancy and post-partum infant care. A model to integrate and weigh the elements 6
of decision-making in this situation has been proposed (Wisner et al. 2000). In counseling 7
the female patient and her concerned others, the physician should provide clear 8
summaries of the available data and, if desired, aid in obtaining more detailed data. Two 9
helpful Web sites are listed in Appendix A. Consultation with the patient’s obstetrician-10
gynecologist should be offered. Because OCD patients are often quite anxious, 11
experience doubting, and can suffer from perfectionism or a need for certainty, helping 12
the patient and her significant other reach an informed decision may take several 13
sessions. Medico-legal considerations make it advisable to document the information 14
provided and the individual’s agreement to accept full responsibility for the decisions 15
made. CBT alone should be considered during pregnancy and while a patient is breast-16
feeding, and for patients wishing to become pregnant. 17
OCD symptom onset during pregnancy has been reported in 13% (Williams & 18
Koran 1997) to 39% (Neziroglu et al. 1992) of women with OCD who have been 19
pregnant. The severity of pre-existing OCD is usually unaffected by pregnancy but has 20
been reported to worsen in from 8% (Labad et al. 2005) to 17% (Williams & Koran 21
1997) and to improve in 14% (Williams & Koran 1997). (Premenstrual worsening of 22
OCD has been reported in from 20% (Labad et al. 2005) to 42% (Williams & Koran 23
1997) of women.) 24
The available data suggest that exposure to tricyclics, fluoxetine, fluvoxamine, 25
paroxetine, or sertraline does not increase rates of intrauterine death (Wisner et al. 2000). 26
The available data do not suggest increased rates of major malformations after in utero 27
exposure to citalopram or escitalopram (Einarson & Einarson 2005), fluoxetine, 28
paroxetine, sertraline, or tricyclics (Wisner et al. 2000; Simon et al. 2002) or fluvoxamine 29
(Kulin et al. 1998). The data are conflicting regarding whether SSRI exposure decreases 30
birth weight or increases rates of premature delivery (Nordeng & Spigset 2005). A 31
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neonatal behavioral syndrome including central nervous system, motor, respiratory, and 1
gastrointestinal signs may occur but is usually mild, can usually be managed with 2
supportive care, and disappears by two weeks of age (Moses-Kolko et al. 2005). Thus, 3
monitoring a neonate exposed to SSRIs in the third trimester is warranted. Since the 4
severity of OCD symptoms may not rapidly increase when medication is tapered, 5
tapering the patient’s SRI dose during the last weeks of pregnancy may be considered to 6
further reduce the risk of the neonatal behavioral syndrome. The very limited data 7
regarding long-term effects of exposure to tricyclics or SSRIs throughout pregnancy do 8
not suggest an elevated risk of abnormalities in cognitive function, language, 9
temperament, or general behavior between ages 15 and 71 months (Nulman et al. 2002). 10
Another study found no evidence for developmental delay up to 2 years of age associated 11
with exposure in utero to tricyclics, fluoxetine, sertraline, or paroxetine at varying times 12
and for varying durations (Simon et al. 2002). Although there are no data specific to 13
OCD, increases in the SSRI dose in the early third trimester have been needed to 14
maintain remission in major depression. 15
The pharmacokinetic, pharmacodynamic, and safety considerations in 16
administering SRIs and other psychotropic drugs in pregnancy (and during breast-17
feeding) are reviewed elsewhere (Newport et al. 2004). This review also notes that a large 18
database supports the relative safety of administering first-generation antipsychotics, 19
especially trifluoprazine and perphenazine, during pregnancy. The data regarding second-20
generation antipsychotics consists only of case reports and case series totaling fewer than 21
100 children for any individual drug except clozapine, where the total approaches 150 22
children. The FDA classifies all second-generation antipsychotics in pregnancy as risk 23
Category C (“Risk cannot be ruled out”), except clozapine, which is in Category B (“No 24
evidence of risk in humans”). A literature review (Newport et al. 2004) concludes that 25
benzodiazepines are apparently not associated with a significant risk of somatic 26
teratogenesis, but the risk of neurobehavioral effects is unclear because of conflicting 27
reports. The reviewers recommend tapering these drugs before delivery when possible 28
and utilizing benzodiazepines in FDA Category C (clonazepam) or those with less 29
potential for fetal accumulation (lorazepam and oxazepam). 30
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The available data concerning the effects on the infant of maternal SSRI ingestion 1
during breast-feeding are derived from only a few hundred infants. The data suggest that 2
the risk of contemporaneous, noticeable effects is quite low (Newport et al. 2004; 3
Weissman et al. 2004). Cases of respiratory depression, hypotonia, poor feeding, 4
irritability, and uncontrollable crying have been reported (Weissman et al. 2004). There 5
are no reports of long-term adverse effects of exposure, but in the absence of large, 6
controlled trials or observational studies, caution remains in order. The American 7
Academy of Pediatrics Committee on Drugs recommends that a nursing mother be 8
informed that the infant will be exposed to maternal medications (American Academy of 9
Pediatrics 2001). No consensus exists regarding how best to measure infant exposure 10
(Stowe et al. 2003), but sertraline and paroxetine appear least likely to produce detectable 11
or elevated infant plasma drug levels (Weissman et al. 2004). Monitoring maternal or 12
breast milk antidepressant levels is not recommended (Weissman et al. 2004). Discarding 13
the breast milk 8 to 9 hours after taking sertraline reduces infant exposure by a little more 14
than 15% (Stowe et al. 2003). Data helpful in evaluating the risks and benefits of taking 15
other psychotropic drugs during breast-feeding are reviewed elsewhere (Burt et al. 2001; 16
Newport et al. 2004). 17
III.C. TREATMENT IMPLICATIONS OF CONCURRENT GENERAL MEDICAL 18 DISORDERS 19
Co-occurring medical conditions and any medications being used to treat them must be 20
considered when choosing pharmacotherapies for OCD. In particular, the effects of 21
kidney and liver disease upon drug metabolism and the potentials for pharmacokinetic 22
and pharmacodynamic drug interactions must be reviewed. SSRIs would be preferred 23
over clomipramine in individuals a) with epilepsy because of lower seizure risk, b) with 24
cardiac arrythmias, congestive heart failure, or blood pressure abnormalities 25
because of relative cardiovascular safety, and c) who are overweight because of a lesser 26
likelihood of stimulating appetite. The psychiatrist should recall that SSRIs have been 27
associated with cases of bradycardia, hypertension, hyponatremia, bleeding, easy 28
bruising, nausea, diarrhea, constipation, changes in urination, extrapyramidal symptoms, 29
and other symptoms that can be confused with manifestations of co-occurring medical 30
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conditions or treatments (Koran 1999). SSRIs are not contraindicated in migraine 1
headache patients taking triptans (Evans & Lipton 2001) nor in patients with Parkinson’s 2
disease, although there are isolated case reports of worsened motor functioning (Tesei et 3
al. 2000; Vajda & Solinas 2005). In individuals with diabetes mellitus, selecting second-4
generation antipsychotics with the least likely effect on glucose metabolism and appetite 5
is important (American Psychiatric Association 2004; American Diabetes Association 6
2004). In all cases, the potential for interactions between the patient’s medical and 7
psychiatric medications should be reviewed. <<additions?>> 8
PART B: BACKGROUND INFORMATION AND 9
REVIEW OF AVAILABLE EVIDENCE 10
IV. DISEASE DEFINITION, EPIDEMIOLOGY, 11
NATURAL HISTORY, COURSE, AND GENETICS 12
IV.A. DISEASE DEFINITION 13
The conceptualization of OCD has changed over the last two centuries (Berrios 1996). 14
Obsessions, marked by preserved insight, were gradually distinguished from delusions; 15
compulsions were distinguished from various paroxysmal, stereotyped, and impulsive 16
behaviors. DSM-IV-TR identifies the essential features of OCD as “recurrent obsessions 17
or compulsions (Criterion A) that are severe enough to be time consuming (i.e., they take 18
more than 1 hour a day) or cause marked distress or significant impairment (Criterion 19
C).” The full criteria set is shown in Table 1. DSM-IV-TR describes obsessions as 20
intrusive, persistent, unwanted thoughts, impulses, or images that give rise to marked 21
anxiety or distress. Compulsions are physical or mental acts that the patient feels driven 22
to perform in order to magically prevent some feared event, undo some thought, or 23
reduce anxiety or distress. Compulsive acts are carried out repetitively, excessively, and 24
usually according to rules or in a rigid manner. Compulsions are distinguished from 25
repetitive behaviors motivated by pleasure or gratification. 26
The psychiatrist should differentiate between obsessions and mental rituals or 27
compulsions, since the cognitive-behavioral therapy approaches to these symptoms 28
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differ. Obsessions occur spontaneously or are evoked by a feared environmental stimulus 1
or event and generate anxiety or distress. Mental compulsions such as counting, praying, 2
or reviewing actions, conversations, or lists are initiated by the patient willfully, albeit 3
usually reluctantly, with the aim of reducing anxiety or distress. 4
The DSM-IV (and DSM-IV-TR) diagnostic criteria differ from those in DSM-III-5
R in allowing a diagnosis of OCD when insight into the irrationality or excessiveness of 6
obsessions or compulsions is severely compromised or absent. The field trial of the 7
DSM-IV criteria (Foa et al. 1995) reported that 8% of OCD patients currently lacked 8
insight and 5% had never had insight. Thus, DSM-IV and DSM-IV-TR incorporate a 9
specifier, “with poor insight,” and allow an additional diagnosis of delusional disorder 10
(297.1) or psychotic disorder not otherwise specified (289.9) when obsessions are of 11
delusional intensity. The DSM-IV and DSM-IV-TR criteria also clarify that the 12
“neutralizing thoughts” mentioned in DSM-III-R are mental compulsions, not obsessions. 13
The DSM-IV field trial revealed that most patients with OCD have both 14
obsessions and compulsions (Foa et al. 1995). The Y-BOCS symptom checklist indicated 15
that 96% of OCD patients had obsessions and compulsions, 2% predominantly 16
obsessions and 2% predominantly compulsions. Clinicians rated about 49% of patients as 17
troubled equally by obsessions and compulsions, nearly 30% as troubled predominantly 18
by obsessions and about 21% predominantly by compulsions. 19
The most common themes of obsessions are fears of contamination; of being a 20
victim (as in a burglary) or perpetrator of aggression (as in murder); of making a 21
significant mistake (e.g., leaving a stove on, a door unlocked, a bill incorrectly paid); of 22
committing a religious offense or moral infraction; of contracting a disease; and, of 23
committing pedophilic or homosexual acts or of being considered homosexual. Hoarding, 24
when a symptom of OCD, is not usually feared, though it may be regretted. In addition, 25
individuals with OCD may obsess about orderliness or symmetry, lucky or unlucky 26
numbers or colors, needing to know (e.g., everything in the news or every word in a 27
movie), heterosexual acts, or bodily health. Obsessions are often accompanied by a 28
feeling of doubt, uncertainty, or incompleteness that drives repetitive thought or action. 29
Obsessive thinking is often colored by an inflated estimate of danger, an increased sense 30
of responsibility, or a need for certainty or perfection. Re-investigating the nature and 31
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extent of symptoms after a therapeutic alliance has been established may be helpful since 1
patients may not reveal embarrassing symptoms in a first visit. 2
Since compulsions are usually performed in response to obsessions, the common 3
themes are similar: cleaning, checking, harm avoidance, undoing, asking for reassurance 4
or confessing, accumulating (hoarding), arranging, repeating, praying, and counting. 5
IV.B. EPIDEMIOLOGY 6
Clinically significant OCD is not uncommon. For DSM-IV OCD, the 1-month prevalence 7
in adults is estimated to be 0.6% (Stein et al. 1997). Estimates of the 12-month 8
prevalence in adults range from 0.6% to 1.0% for DSM-IV OCD (Crino et al. 2005; 9
Kessler et al. 2005a)and 0.8% to 2.3% for DSM-III-R OCD (Karno et al. 1988). The 10
lifetime prevalence in adults is estimated to be 1.6% (Kessler et al. 2005b). The World 11
Health Organization places OCD among the ten most disabling medical conditions 12
worldwide (Murray & Lopez 1996) and the National Comorbidity Survey Replication 13
indicates that OCD is the anxiety disorder with the highest percentage (50.6%) of serious 14
cases (Kessler et al. 2005b). DSM-IV OCD is rare in young children, but its prevalence 15
rises exponentially with increasing age through adolescence (Heyman et al. 2001). 16
In contrast to the prevalence rates of DSM-IV OCD, the mean lifetime prevalence 17
of DSM-III OCD was 2.5% across five U.S. catchment areas (Karno et al. 1988). The 18
lifetime prevalence rates of DSM-III OCD in seven countries ranged from 0.7% (in 19
Taiwan) to 2.5% (in Puerto Rico) (Weissman et al. 1994). The differences in OCD 20
prevalence rates between studies using DSM-III and DSM-IV criteria have been 21
attributed to refinements in diagnostic interviews and to changes in DSM-III-R and 22
DSM-IV that better defined obsessions and compulsions while also emphasizing the 23
degree of distress and impairment required for diagnosis (Crino et al. 2005). In contrast to 24
the prevalence of clinical OCD, up to 80% of the general population may experience 25
intrusive, unpleasant, or unwanted thoughts (Salkovskis & Harrison 1984) and about 50% 26
may engage in ritualized behaviors (Muris et al. 1997). 27
The mean age of OCD onset ranges in epidemiological studies between 22 and 35 28
years, with at least one-third of cases beginning by 15 years (Burke et al. 1990; 29
Weissman et al. 1994). The National Comorbidity Survey Replication reported a median 30
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age at onset of 19 years, with 21% of cases starting by age 10 (Kessler et al. 2005a). A 1
second incidence peak occurs in both males and females in middle to late age in some 2
studies (Nestadt et al. 1998). However, others report that onset of OCD after age 50 is 3
relatively unusual (Weiss & Jenike 2000). 4
Males generally have earlier onset than females, possibly contributing to a 5
preponderance of males in most clinical samples of children and adolescents with OCD 6
and of adults with early-onset OCD (Geller et al. 1998; Fontenelle et al. 2003; Tukel et 7
al. 2005). However, several epidemiological studies of children and adolescents reported 8
equal rates in boys and girls (Flament et al. 1988; Heyman et al. 2001). A slight female 9
predominance is reported in epidemiological studies by age 18 years (Douglass et al. 10
1995), a pattern found in most adult samples (Burke et al. 1990; Weissman et al. 1994; 11
Nestadt et al. 1998). The disorder is evenly distributed across socioeconomic strata in 12
most studies, although there tends to be a paucity of minority subjects in epidemiological 13
and clinical studies in the United States (Karno et al. 1988). 14
Although the symptoms of OCD are virtually identical in children and adults, 15
there appear to be important clinical differences between early- and late-onset OCD. 16
Early-onset OCD has been associated with higher symptom severity ratings (Rosario-17
Campos et al. 2001; Fontenelle et al. 2003), higher rates of compulsions without 18
obsessions (Geller et al. 1998), and higher rates of clinically significant obsessive-19
compulsive symptoms (Sobin et al. 2000; Fontenelle et al. 2003). It has also been 20
associated with higher rates of co-occurring tic disorders (Eichstedt & Arnold 21
2001)<<GH: Which MILLET 2004 ref here?>>, attention-deficit hyperactivity disorder 22
(ADHD), and multiple anxiety disorders (Geller et al. 2001). 23
There are no established environmental risk factors for OCD. However, 24
streptococcal infection may be associated with a form of early-onset OCD that involves 25
an abrupt onset of obsessive-compulsive symptoms and co-occurring tics, often 26
abbreviated PANDAS for pediatric autoimmune disorders associated with strep (Giulino 27
et al. 2002; Snider & Swedo 2003; Murphy et al. 2004). 28
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IV.C. NATURAL HISTORY AND COURSE 1
In attempting to describe the natural history and course of OCD, one is handicapped by 2
the methodological limitations of available studies. These include differences in sampling 3
settings; criteria for diagnosis, inclusion, improvement, or deterioration; reliance on 4
subjects’ recall of distant histories; and varying intervening treatment histories. 5
Retrospective studies with a mean follow-up of at least 10 years and conducted before 6
effective pharmacotherapies became available reported improvement rates of 32% to 7
74% (cited in Skoog and Skoog, 1999 (Skoog & Skoog 1999)). In a unique study, one 8
psychiatrist twice evaluated 144 adult patients aged 19–52 years who had been admitted 9
for inpatient treatment of OCD symptoms in Göteborg, Sweden, between 1947 and 1953. 10
The first evaluations occurred between 1954 and 1956 and the second between 1989 and 11
1993, providing follow-ups after a mean of 47 years (Skoog & Skoog 1999). After 12
varying histories of treatment or no treatment, about two-thirds of the patients improved 13
within a decade of OCD onset, and 83% by the end of the study. Nearly half (48%) 14
experienced a “clinical recovery” (no clinically relevant symptoms for ≥5 years), but only 15
20% achieved a full remission (no symptoms in the previous five years). At the second 16
evaluation, 80% had clinical (52%) or subclinical (obvious symptoms without distress or 17
interference) (28%) symptoms; 9% showed no improvement; 8% had experienced a 18
deteriorative course. Of those who were ill at the first evaluation (n=125), 50% had a 19
chronic course (≥5 years of continuous symptoms of the same degree), 25% an 20
intermittent course (≥2 episodes with symptom-free intervals), 12% an episodic course 21
(one episode lasting <5 years), and 2% were unspecified. Relapses occurred after 20 22
years of remission (absence of clinical symptoms) in 17% of subjects. However, of those 23
in remission at the first evaluation, 46% remained in remission for at least 30 years. 24
Retrospective diagnostic evaluation indicated that 85% of the subjects met DSM-IV 25
diagnostic criteria. 26
Similar statistics regarding course were reported for a cohort admitted to the 27
University of Pisa, Italy, outpatient treatment program, meeting DSM-III-R diagnostic 28
criteria and followed up after at least 10 years of illness: 27% had an intermittent course 29
(≥6 months of full symptom remission) [termed “episodic” by the authors], and 73% had 30
a chronic course (stable or fluctuating symptoms or deterioration) (Perugi et al. 1998). A 31
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U.S. study of 200 OCD outpatients meeting DSM-III-R criteria reported that 85% had a 1
continuous course with waxing and waning symptoms, 2% an episodic course with full 2
remissions of ≥6 months, and 10% a deteriorative course (Rasmussen & Eisen 1988). 3
Only one study has involved a long-term follow-up of a community sample of 4
OCD subjects (Angst et al. 2004). The number of OCD subjects is, unfortunately, small 5
(n=22). The investigators attempted six evaluations over a 20-year period of OCD cases 6
first diagnosed at ages 19 and 20 years in Zurich, Switzerland. The long-term outcomes 7
were favorable. After a mean follow-up period of 12.9 years, 86% had no symptoms, 9% 8
had symptoms and moderate distress, and only 5% met DSM-IV diagnostic criteria. Only 9
one-third had received treatment. 10
These studies suggest that individuals whose OCD leads them into treatment 11
experience a more chronic and troubling course than do all cases occurring before age 20 12
and ascertained through community survey. Only larger community studies can confirm 13
or refute this impression. 14
IV.D. GENETICS 15
IV.D.1. _____Twin and Family Studies 16
The genetic epidemiology of OCD has been examined in twin and family studies but not 17
in adoption studies (Hettema et al. 2001). Both twin and family studies provide evidence 18
that genetic factors are involved in the transmission and expression of OCD. In two of the 19
larger twin studies, concordance rates ranged from 80% to 87% for monozygotic twins 20
and from 47% to 50% for dizygotic twins (INOUYE 1965; Carey & Gottesman 1981). 21
Heritability is defined as the ratio of the genetic variance (i.e., that attributable to 22
genotypic differences among individuals) to the total phenotypic variance in the 23
population (Khoury et al. 1993). In a study with 419 twin pairs, the heritability estimate 24
for obsessive-compulsive symptoms was 47%, suggesting that just under half the 25
variation was due to genetic factors (Clifford et al. 1984). In a study with 527 female twin 26
pairs, the best-fit model suggested heritabilities of 33% and 26%, respectively, for factors 27
roughly corresponding to obsessions and compulsions (Jonnal et al. 2000). By way of 28
comparison, the heritability of panic disorder has been estimated to be in the range of 29
43% (Kendler & Diehl 1993; Cannon et al. 1998; Hettema et al. 2001). 30
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Controlled family studies using adult probands have found that the lifetime 1
prevalence of OCD is significantly higher in cases compared with control relatives 2
(10.3% to 11.7% vs. 1.9% to 2.7%) (Pauls et al. 1995; Nestadt et al. 2000b). A meta-3
analysis of data from five family studies with adult probands found a summary odds ratio 4
of 4.0 for OCD in case and control first-degree relatives (Hettema et al. 2001). “Odds” 5
means the ratio of the probability of an event occurring to the probability of it not 6
occurring. The “odds ratio” in a case/control study is the ratio of the odds of the disease 7
occurring in case relatives to the odds of it occurring in control group relatives. 8
In family studies utilizing adult probands, an early age at onset of obsessive-9
compulsive symptoms has been strongly associated with a more familial form of OCD 10
(Bellodi et al. 1992; Pauls et al. 1995; Nestadt et al. 2000b). Although family studies 11
using pediatric probands have often lacked control groups and yielded divergent results, a 12
recent controlled family study utilizing pediatric probands found that the lifetime 13
prevalence of OCD was significantly higher in case compared with control relatives 14
(22.5% vs. 2.6%) (Hanna et al. 2005b). In addition, first-degree relatives of probands 15
with ordering compulsions had a significantly higher lifetime prevalence of definite and 16
subthreshold OCD than relatives of case probands without ordering compulsions (45.4% 17
vs. 18.8%) (Hanna et al. 2005b). A similar pattern with symmetry and ordering 18
symptoms was noted in a segregation analysis of family data (Alsobrook et al. 1999; 19
Pauls & Alsobrook 1999). These findings suggest that ordering compulsions may 20
characterize a more familial and possibly more etiologically homogeneous form of OCD. 21
IV.D.2. _____Genetic Linkage and Candidate Gene Studies 22
A genome scan has found suggestive evidence for linkage on chromosome 9p24 (Hanna 23
et al. 2002), which has been replicated by an independent research group (Willour et al. 24
2004). A genome scan of hoarding in affected sibling pairs with Tourette’s disorder 25
found significant allele sharing for hoarding phenotypes for markers at 4q34-35, 5q35.2-26
35.3, and 17q25 (Zhang et al. 2002). Association studies examining candidate genes in 27
the 9p24 region have produced mixed results, with one study finding modest association 28
at two microsatellite markers flanking SLC1A1 (Willour et al. 2004) and another finding 29
no evidence of association at two single nucleotide polymorphisms (SNPs) in SLC1A1 30
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intron 3 (Veenstra-VanderWeele et al. 2001). SLC1A1, which codes for the glutamate 1
transporter EAAC1 (EAAT3), is the most promising candidate gene in the region shared 2
by the 9p24 linkage findings and the reported 9p monosomy. 3
Numerous other studies have examined genetic loci, mainly associated with 4
serotonergic, dopaminergic, or glutamatergic pathways or immunological processes, as 5
functional candidate genes for OCD (e.g., (Mundo et al. 2002; Hall et al. 2003; Millet et 6
al. 2003; Arnold et al. 2004; Chabane et al. 2004; Zai et al. 2004)). Results have been 7
mixed. A missense mutation has been described in the serotonin transporter gene that 8
appears to be associated with a complex neurobehavioral syndrome that includes OCD, 9
social phobia, and Asperger’s disorder (Ozaki et al. 2003). 10
V. REVIEW AND SYNTHESIS OF AVAILABLE 11
EVIDENCE 12
Let us remember always that whatever truth we may get by scientific study about 13 ourselves and our environment is always relative, tentative, subject to change and 14 correction, and that there are no final answers. 15
Chauncy D. Leake, 1896–1978 16 New York State Journal of Medicine 1960; 60:1496 17
V.A. MEDICATIONS 18
In the following summaries of pharmacological treatment outcome studies, outcomes are 19
given for the intent-to-treat (ITT) sample with the last-observation-carried-forward 20
(LOCF) method unless otherwise indicated. ITT results inform the clinician of what 21
outcome to expect when considering all patients exposed to a treatment. Results reported 22
for study completers, by contrast, indicate what to expect for those exposed to completed 23
durations of treatment. Finally, visit-wise outcome results indicate likely outcomes for 24
patients exposed to those particular durations of treatment. In considering “responder” 25
rates reported in OCD pharmacotherapy studies, it may be helpful to keep in mind the 26
responder rates reported in subjects in the placebo arms of such studies. As noted 27
previously in Section II.B.6, “responders” are variously defined as subjects who 28
experience a ≥25% or ≥35% decrease in Y-BOCS score or a CGI-I score 1 (very much 29
improved) or 2 (much improved), usually after 12 weeks of treatment. In one analysis of 30
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studies published before the year 1997, responder rates in placebo subjects ranged from 1
0% to 35% (mean 15%), with later studies generally reporting higher placebo response 2
rates (Ackerman & Greenland 2002). In the interest of brevity, the above responder 3
criteria are symbolized in this section as follows: YBOCS-25%, YBOCS-35%, CGI-I:1,2. 4
No demographic or clinical variables are sufficiently accurate predictors of 5
treatment outcome to permit their use in selecting medications (Denys et al. 2003a). The 6
recent availability of gene chips that can be used to identify slow or rapid drug 7
metabolizers may allow more informed drug choice in the near future (Mrazek 2004). 8
V.A.1. ______Clomipramine 9
Clomipramine is a mixed serotonin and norepinephrine reuptake inhibitor (and 10
cholinergic and histaminic blocking agent) which was approved by the FDA in 1989 for 11
the treatment of OCD. It was introduced in Europe in 1966 for treating depression and 12
was subsequently used for OCD . 13
Randomized controlled studies have found clomipramine significantly superior to 14
placebo in the treatment of OCD. Trials directly comparing clomipramine with certain 15
SSRIs (e.g., fluoxetine, fluvoxamine, and paroxetine) report equal effectiveness. 16
However, in some studies the SSRIs appear to have better tolerability. Sample sizes limit 17
the power of most of these studies to detect differences, and most studies do not include a 18
placebo comparison group. 19
Clomipramine is recommended for treating OCD, but safety and tolerability 20
issues favor the SSRIs. No adequate studies have determined the minimally effective or 21
optimal clomipramine dosage. 22
The Clomipramine Collaborative Study (The Clomipramine Collaborative Study 23
Group 1991), the first large, double-blind placebo-controlled trial in the United States of 24
a pharmacotherapy for OCD, was a landmark for the treatment of OCD in general, and 25
clomipramine specifically. This 10-week double-blind placebo-controlled multi-center 26
study included 260 subjects in each group. Subjects who had not received prior 27
behavioral therapy or clomipramine and scored ≥16 on the Y-BOCS and ≥7 on the NIMH 28
OC Scale were included. Subjects took clomipramine at least 200 mg/day, with the 29
opportunity to increase to 300 mg/day. The mean Y-BOCS score decreased 40% 30
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compared with 4% in the placebo group. The clomipramine YBOCS-35% responder rate 1
rate (55%) far exceeded that in the placebo group (7%). Many additional randomized 2
double-blind placebo-controlled or active comparator studies support the effectiveness of 3
clomipramine treatment of OCD (Piccinelli et al. 1995; Ackerman & Greenland 2002). 4
Katz et al. (Katz et al. 1990) conducted a 1-year extension in a subsample 5
(N=134) of participants in the prior study. OCD symptoms fell to the subclinical range in 6
50% of the clomipramine group, compared with 4% of the placebo group. Clomipramine 7
CGI-I:1,2 responder rates were 50% versus 7% for placebo. Adverse reactions, however, 8
led 17/129 (13%) clomipramine subjects to drop out of the study. 9
These studies suggest that clomipramine in doses of up to 250 mg/day is an 10
effective treatment for OCD. Adverse effects, especially anticholinergic and 11
cardiovascular effects and weight gain, are common; however, drop-out rates are not high 12
except as reported in one study (Zohar & Judge 1996). Clomipamine may elevate liver 13
transaminases, and a potential for seizures exists at doses exceeding 250 mg/day. 14
Several studies have compared clomipramine with other medications (see 15
summaries of SSRIs for additional studies). Pigott et al. (Pigott et al. 1990) compared 16
clomipramine 250 mg/day (n=5) to fluoxetine 40 mg/day (n=6) in a small cross-over trial 17
of 10 weeks on each drug with a 4-week washout period interposed. The Y-BOCS score 18
decreased significantly in both groups, with no between-group significant difference. 19
Lopez-Ibor et al. (Lopez-Ibor, Jr. et al. 1996) found no difference in Y-BOCS score 20
decrease in an 8-week double-blind comparison of clomipramine 150 mg/day (n=25) and 21
fluoxetine 40 mg/day (n=30). The YBOCS-25%, but not the YBOCS-35% responder rate 22
was significantly higher for clomipramine. The drugs did not differ in drop-out rates. 23
This was, however, a small study with no placebo control arm and which used low 24
dosages of both medications. 25
A meta-analysis of studies comparing clomipramine and fluoxetine reported a 26
greater effect size for clomipramine (1.84) than fluoxetine (1.34) (Jenike et al. 1990a), 27
but with fewer adverse events for fluoxetine. Drop-out rates did not differ. A later meta-28
analysis (Cox et al. 1993) found the effect size for fluoxetine (3.45) in 7 studies to be 29
greater than that for clomipramine (3.24) in 12 studies, with a lower drop-out rate for the 30
fluoxetine subjects. 31
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A 10-week, multicenter randomized controlled trial (Freeman et al. 1994) 1
compared clomipramine (N= 34; maximum dose = 250 mg) and fluvoxamine (N=30; 2
maximum dose = 250 mg). All patients had Y-BOCS scores ≥16 at baseline and half had 3
had prior treatment. Improvement was equivalent (fluvoxamine mean Y-BOCS score 4
decrease = 8.6, clomipramine decrease = 7.8). Both medications were well tolerated, but 5
the clomipramine group experienced more sexual dysfunction. In a 10-week multicenter 6
randomized controlled trial, patients scoring ≥16 on the Y-BOCS were treated with 7
clomipramine (N=65; maximum dose = 300 mg, mean = 206 mg) or fluvoxamine (N=37; 8
maximum dose = 300 mg, mean = 212 mg). The drugs were equally effective (YBOCS-9
25% responder rates were 56% and 54%). Both medications were well tolerated, with no 10
difference in drop-out rates due to adverse events (Koran et al. 1996b). Another 10-week 11
multicenter randomized controlled trial enrolling patients scoring ≥16 on the Y-BOCS 12
compared clomipramine (N=42; maximum dose = 250 mg, mean = 255 mg) with 13
fluvoxamine (N=37; maximum dose = 300 mg, mean = 201 mg). The drugs were equally 14
effictive, but fluvoxamine was better tolerated; constipation and dry mouth were 15
problematic in the clomipramine group (Mundo et al. 2000). 16
Foa et al. (Foa et al. 2005) compared clomipramine (N=36), ERP (N=29), 17
clomipramine plus ERP (N=31), and placebo (N=26). In this 12-week randomized trial 18
enrolling subjects with Y-BOCS ≥16, no major depression and no prior adequate 19
treatment with clomipramine or ERP, clomipramine was more effective than placebo. 20
ERP combined with clomipramine was more effective than clomipramine alone, but not 21
ERP alone. 22
At least three meta-analyses have evaluated randomized double-blind controlled 23
studies comparing clomipramine to SSRIs. Using completer data, Abramowitz 24
(Abramowitz 1997) found a modestly greater effect size for clomipramine than for 25
certain SSRIs (effects sizes: clomipramine versus placebo, 1.31/0.66 [Clinician 26
rating/Patient rating] fluvoxamine versus placebo, 1.28/ 0.37; sertraline versus placebo, 27
0.37/ 1.09; fluoxetine versus placebo, 0.68/[no patient rating done]). When the difference 28
in side effect profiles between the clomipramine and the placebo groups was statistically 29
adjusted to zero, the superiority of clomipramine over the SSRIs disappeared. Eddy et al. 30
(Eddy et al. 2004) also found a greater effect size for clomipramine in analyzing 32 31
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randomized controlled studies (18 involving clomipramine) published between 1980 and 1
2001, enrolling 3,500 subjects. The pre-post clomipramine effect size was 1.55; the 2
sertraline effect size (largest among the SSRIs) was 1.36. This result must be viewed with 3
caution because more subjects in the clomipramine trials were treatment naïve, one-third 4
of potential subjects were excluded from the studies, and only 80% completed the trials. 5
A meta-analysis using meta-regression (effect-size modeling) applied to 25 randomized 6
controlled trials published between 1989 and 1997 found that the superiority of 7
clomipramine over fluoxetine, fluvoxamine, and sertraline in placebo-controlled trials 8
persisted after controlling for heterogeneity effects (Ackerman & Greenland 2002). There 9
was no significant difference among the SSRIs when comparing placebo-controlled trial 10
results. 11
Several explanations have been proposed for this disparity in results between 12
placebo-controlled and clomipramine-SSRI direct comparison studies. The meta-analysis 13
using meta-regression (Ackerman & Greenland 2002) found that age at onset, pre-trial 14
OCD severity, date of publication, trial length, and length of single-blind pre-15
randomization each affected the magnitude of the treatment effect; but after controlling 16
for these predictive factors, clomipramine still appeared superior when comparing across 17
placebo-controlled trials. Abramowitz (Abramowitz 1997) suggested that the apparent 18
superiority of clomipramine may have resulted from its more obvious side effects, thus 19
diminishing the integrity of the blind in placebo-controlled studies. The larger effect size 20
of clomipramine compared with that of the SSRIs is further cast into doubt by the fact 21
that double-blind trials directly comparing clomipramine with fluvoxamine, fluoxetine, 22
and paroxetine show no difference (Ackerman & Greenland 2002) and a double-blind 23
comparison trial with sertraline found sertraline more effective (Bisserbe et al. 1997). 24
Inappropriately high starting doses of clomipramine (50 mg/day), producing a high drop-25
out rate, and low maximum clomipramine doses strongly influenced this result. 26
Clomipramine has been compared, albeit in methodlolically limited studies, with 27
the MAO inhibitors clorgyline and phenelzine. A small crossover study with 6-week drug 28
treatment periods found a significant effect for clomipramine but not for clorgyline (Insel 29
et al. 1983b). A 12-week randomized trial comparing clomipramine 225 mg/day (n=16) 30
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
74
with phenelzine 75 mg/day (n=14) found no difference, but used non-standard outcome 1
measures (Vallejo et al. 1992). 2
V.A.1.a._____Intravenous Clomipramine 3
A few investigators have studied the effects of intravenously administered clomipramine, 4
which offers the prospect of achieving higher immediate plasma levels by by-passing first 5
pass liver metabolism. However, this treatment is not available in the United States. In 6
controlled trials, intravenous clomipramine has been superior to placebo in treatment-7
resistant patients (Fallon et al. 1998). A double-blind pilot study found pulse-loaded 8
intravenous clomipramine more rapidly effective than identical oral doses (Koran et al. 9
1997), but a subsequent larger study did not confirm these results <<Placeholder for 10
Koran 2006, in press, J Clin Psychopharmacol>>. Both studies reported good results in 11
some very treatment-resistant patients, suggesting that rapid oral dose escalation may be 12
helpful in such patients. Pulse loaded intravenous clomipramine was more rapidly 13
effective and brought greater improvement than gradually increased intravenous dosing 14
when both were followed by oral maintenance treatment (Koran et al. 1998). 15
V.A.1.b._____Clomipramine as an Augmentation Agent 16
The strategy of adding clomipramine to an SSRI or vice versa is supported by expert 17
opinion (March et al. 1997; Figueroa et al. 1998) and several open-label trials. In a 18
randomized open-label 90-day trial that compared adding clomipramine or nothing to 19
citalopram in patients who had failed adequate 16-week trials of both clomipramine and 20
fluoxetine, nine of nine in the clomipramine augmentation group were YBOCS-35% 21
responders, versus only one of seven assigned to citalopram alone (Pallanti et al. 1999). 22
In patients with an inadequate response to six months of clomipramine 150 mg/day, 23
Ravizza et al. (Ravizza et al. 1996b) reported a better response and fewer side effects 24
when sertraline 50 mg/day was added to clomipramine 150 mg/day than when the 25
clomipramine dose was raised to 250 mg day. 26
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
75
V.A.2. ______SSRIs 1
V.A.2.a._____Fluvoxamine 2
The SSRI fluvoxamine was one of the first tested in the treatment of OCD and was the 3
first non-TCA compound to be approved by the FDA for treating OCD. 4
The efficacy of fluvoxamine has been investigated in placebo-controlled and 5
active-comparison studies, as well as in open-label trials. These studies indicate that 6
fluvoxamine is significantly more effective than placebo. In addition, double-blind active 7
comparison studies suggest fluvoxamine is equal in efficacy to clomipramine and other 8
SSRIs (citalopram, paroxetine), although the sample size for the latter comparison was 9
small. Compared with clomipramine, fluvoxamine showed fewer anticholinergic side 10
effects and better tolerability. None of the available studies have clearly demonstrated 11
that the combination of fluvoxamine with CBT (particularly ERP) is more effective than 12
CBT alone, especially after medication was discontinued. However, confidence in these 13
findings is limited by methodological shortcomings. 14
An early double-blind placebo-controlled parallel groups trial (Goodman et al. 15
1989a) reported positive findings when 42 OCD patients— half of whom also had 16
depressive symptoms—were randomized to fluvoxamine (up to 300 mg/day, mean final 17
dose 255 mg/day) or placebo for 6 to 8 weeks. Nine of 21 fluvoxamine patients were 18
CGI-I:1,2 responders (mean Y-BOCS score decrease from baseline = 42%) versus none 19
in the placebo group. The majority of week 6 partial responders became full responders at 20
week 8 of fluvoxamine treatment, suggesting that at least 8 weeks of treatment are 21
needed to detect a full clinical response. 22
In a double-blind trial Jenike et al. (Jenike et al. 1990b) randomly assigned 40 23
OCD subjects to fluvoxamine (up to 300 mg/day, mean maximum dose 294 mg/day) or 24
placebo for 10 weeks and reported a statistically significant greater improvement for 25
fluvoxamine on Y-BOCS and National Institute of Mental Health Obsessive-Compulsive 26
(NIMH-OC) but not CGI measures compared to placebo. 27
Two pivotal 10-week multicenter double-blind placebo-controlled parallel groups 28
studies (n=160 each) provide convincing evidence for the therapeutic efficacy of 29
fluvoxamine in OCD (Greist et al. 1995c; Goodman et al. 1996). The study protocols 30
were identical, thus allowing pooling of data. Fluvoxamine was flexibly titrated to 100–31
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
76
300 mg/day. Subjects met DSM-III-R criteria for OCD of at least 12 months’ duration 1
and had an NIMH-OC scale score of ≥7 and a 17-item Hamilton Depression Scale 2
(HAM-D) score of ≤19. A total of 121 (76%) fluvoxamine-treated subjects and 139 3
(87%) placebo-treated subjects completed the studies. The mean fluvoxamine dose at 4
week 10 was 249 mg/day, at which time the mean Y-BOCS score had fallen 23% in the 5
fluvoxamine group compared with 7% in the placebo group (among patients who 6
received at least one post-baseline rating). A statistically significant difference between 7
the two groups was first observed at week 6. CGI-I:1,2 response was achieved in 33% 8
and 38% of fluvoxamine subjects compared with 9% and 15% of placebo subjects. 9
The largest double-blind placebo-controlled fluvoxamine trial (Hollander et al. 10
8. Investigate promising physical treatments, i.e., transcutaneous magnetic 22
stimulation and deep brain stimulation. 23
9. Find peripheral markers (in blood, EEG, or neurocognitive measures) of early 24
medication or psychotherapy effects that predict whether the treatment will be 25
effective for the patient. 26
10. Develop a valid animal model for OCD. 27
11. Identify subtypes of OCD that require specific treatments, e.g., hoarding, OCD 28
with co-occurring tics, OCD with co-occurring schizotypal personality disorder, 29
and develop effective treatments for these subtypes. 30
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132
12. Determine the optimal schedule for administering CBT, and the relative 1
effectiveness of different CBT treatment elements. The optimal schedule and the 2
effective elements may differ by OCD symptom type, e.g., contamination versus 3
hoarding versus mental compulsions. 4
13. Determine the optimal schedule for continuation and maintenance of CBT 5
treatments after the patient has achieved marked improvement, i.e., what should 6
be done to sustain response? 7
14. Compare the cost-effectiveness of individual versus group CBT treatment 8
sessions. 9
15. Examine the role of family therapies in treating OCD. 10
16. Determine the optimal methods of combining medications and psychotherapies to 11
produce the fastest onset, greatest degree of response, and least likelihood of 12
relapse. 13
17. Determine the effect of combined pharmacotherapy and CBT on relapse rates 14
after the discontinuation of medication. 15
18. Determine the necessary length of psychotherapy and of pharmacotherapy before 16
treatment can be safely discontinued, and relapse prevention strategies that are 17
helpful. 18
19. Create a reliable and valid self-rating scale to measure OCD symptom intensity. 19
20. Develop a sensitive and specific OCD screening questionnaire, self-rated, for use 20
in primary care. 21
21. Determine the degree to which private insurance policies discriminate against 22
OCD in comparison with general medical illness, on a state-by-state basis, i.e., the 23
extent of OCD coverage under parity laws, state-by-state. 24
22. Determine the direct and indirect costs of OCD to the U.S. economy (via health 25
care, lost work time of relatives caring for an OCD patient, lost productivity of 26
OCD patients, and premature death). 27
ACKNOWLEDGMENTS 28
Andrea Allen, Ph.D., and Bernardo Dell’Osso, M.D., assisted in the research and 29
development of this guideline. 30
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133
INDIVIDUALS AND ORGANIZATIONS THAT 1
SUBMITTED COMMENTS 2
<<AA to add after draft 2 is reviewed.>> 3
APPENDIX A 4
The American Psychiatric Association does not vouch for or endorse the accuracy of the 5
information contained in any of the publications or Web sites listed in this Appendix at 6
the time of writing or in the future, although they are believed to be generally trustworthy 7
at the time of writing. The clinician should review a book or visit a Web site before 8
recommending it to a patient. 9
10
Resources for OCD: 11
1. Baer L. Getting Control: Overcoming Your Obsessions and Compulsions. New 12
York: Plume Books, 2000. 13
2. Baer L. The Imp of the Mind: Exploring the Silent Epidemic of Obsessive Bad 14
Thoughts. New York: Plume Books, 2001. 15
3. Chansky RE. Freeing Your Child from Obsessive-Compulsive Disorder. New 16
York: Crown, 2000. 17
4. Ciarrocchi JW. The Doubting Disease: Help for Scrupulosity and Religious 18
Compulsions. Mahwah, NJ: Paulist Press, 1998. 19
5. Foa EB, Wilson R. Stop Obsessing! How to Overcome Your Obsessions and 20
Compulsions. New York: Bantam, 2001. 21
6. Gravitz HL. Obsessive Compulsive Disorder: New Help for the Family. Santa 22
Barbara, CA: Healing Visions Press, 1998. 23
7. Grayson J. Freedom from Obsessive Compulsive Disorder: A Personalized 24
Recovery Program for Living with Uncertainty. New York: Penguin (Tarcher), 25
2003. 26
8. Hyman BM, Pedrick C. The OCD Workbook: Your Guide to Breaking Free from 27
Obsessive Compulsive Disorder, 2nd Edition. Oakland, CA: New Harbinger 28
Publications, 2005. 29
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134
9. Munford PR. Overcoming Obsessive Checking. Oakland, CA: New Harbinger 1
Publications, 2004. 2
10. Munford PR. Overcoming Obsessive Washing. Oakland, CA, New Harbinger 3
Publications, 2005. 4
11. Osborn I. Tormenting Thoughts and Secret Rituals. New York: Dell, 1999. 5
12. Penzel F. Obsessive-Compulsive Disorders: A Complete Guide to Getting Well 6
and Staying Well. New York: Oxford University Press, 2000. 7
13. Santa, TM. Understanding Scrupulosity: Helpful Answers for Those Who 8
Experience Nagging Questions and Doubts. Ligouri, MI: Ligouri Publications, 9
1999. 10
14. Schwartz JM. Brain Lock: Free Yourself from Obsessive Compulsive Disorder. 11
New York: Harper Collins, 1996. 12
15. Steketee GS. Overcoming Obsessive-Compulsive Disorder—Client Manual. 13
Oakland, CA: New Harbinger, 1999. 14
16. Waltz M. Obsessive-Compulsive Disorder: Help for Children and Adolescents. 15
Sebastopol, CA: O’Reilly Press, 2000. 16
17. Wilhelm S, Steketee G. Cognitive Therapy of Obsessive-Compulsive Disorder: A 17
Guide for Professionals. Oakland, CA: New Harbinger Publications, 2006. 18
19 OC Foundation 20 676 State Street 21 New Haven CT 06511 22 Tel: 203-401-2070 23 Fax: 203-401-2076 24 www.ocfoundation.org 25 26 Scrupulous Anonymous (for those with religious/moral questioning OCD) 27 http://mission.liguori.org/newsletters/scrupanon.htm 28 29 San Francisco Bay Area Resource & Internet Guide for Extreme Hoarding 30 Behavior 31 http://www.hoarders.org 32 33 Resources for Tic Disorders: 34 Tourette Syndrome Association, Inc. 35 42-40 Bell Boulevard 36 Bayside NY 11361 37 Tel: 718-224-2999 38
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http://www.tsa-usa.org/ 1 2 The American Academy of Child and Adolescent Psychiatry has “fact sheets” for 3 families about OCD, Tourette's disorder, anxiety disorders, and other disorders as well as 4 information about locating treating clinicians. 5 6 3615 Wisconsin Ave., NW 7 Washington, D.C. 20016-3007 8 Tel: 202-966-7300 9 http://www.aacap.org/ 10 http://www.aacap.org/publications/factsfam/index.htm 11 12 Resources for Anxiety Disorders: 13
1. Zuercher-White, E. Overcoming Panic Disorder and Agoraphobia: Client Manual. 14
Oakland, CA: New Harbinger Publications, 1999. 15
2. Schneier F, Welkowitz L. The Hidden Face of Shyness. New York: Avon Books, 16
1996. 17
3. Stein, MB , Walker JR. Triumph over Shyness: Conquering Shyness and Social 18
Anxiety. Columbus, OH: McGraw Hill, 2002. 19
4. Zimbardo PG. Shyness: What It Is and What To Do About It. New York: 20
Addison-Wesley, 1999. 21
22 Anxiety Disorders Association of America 23 Tel: 301-231-9350 24 http://www.adaa.org 25 http://socialanxietysupport.com 26 27
Resources for Autism: 28
1. Hollander E. Autism Spectrum Disorders. New York: Marcel Dekker, 2003. 29
2. Volkmar FR, Paul R, Klin A, Cohen DJ. Handbook of Autism and Pervasive 30
Developmental Disorders, Two Volume Set. New York: John Wiley & Sons, 31
2005. 32
3. Ozonoff S, Rogers SJ, Hendren DO. Autism Spectrum Disorders: A Research 33
Review for Practitioners. Washington, DC: American Psychiatric Publishing, 34
2003. 35
36 Resources for Body Dysmorphic Disorder: 37
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136
1. Phillips KA. The Broken Mirror: Understanding and Treating Body Dysmorphic 1
Disorder. New York: Oxford University Press, 1996. 2
2. Claiborn J, Pedrick C. The BDD Workbook: Overcoming Body Dysmorphic 3
Disorder and End Body Obsessions. Oakland, CA: New Harbinger Press, 2002. 4
3. Pope HG, Phillips KA, Olivardia R. The Adonis Complex: How to Identiry, Treat 5
and Prevent Body Obsession in Men and Boys. New York: Touchstone, 2002. 6
7 Resources for Compulsive Buying: 8
1. Mellan O and Christie S. Overcoming Overspending: A Winning Plan for 9
Spenders and Their Partners. New York: Barnes & Noble Books, 2004. 10
2. Wesson C. Women Who Shop Too Much: Overcoming the Urge to Splurge. New 11
York: St Martin’s Press, 1990. 12
13
Debtors Anonymous 14 General Service Office 15 PO Box 920888 16 Needham, MA 02492-0009 17 Tel: 781-453-2743 18 Fax: 781-453-2745 19 [email protected] 20 21 Resources for Nonparaphilic Sexual Disorders: 22
Sexaholics Anonymous 23
Provides publications and access to meetings across the United States, which are modeled 24 on the 12-step program of Alcoholics Anonymous. 25 http://www.sa.org 26 27 Sexual Addicts Anonymous 28 Provides access to publications and local chapter meetings. 29 http://www.sexaa.org 30 31 Sexual Compulsives Anonymous (SCA) 32 Provides a list of meetings and a pen pal program controlled by SCA. 33 http://www.sca-recovery.org/ 34 35 The National Council on Sexual Addiction and Compulsivity 36 Provides information about sexual compulsions, addresses of 12-step programs, and 37 recommended readings. 38 http://www.ncsac.org 39
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1 Resources for Kleptomania: 2
Cleptomaniacs & Shoplifters Anonymous (CASA) 3 507 Lawrence 4 Ann Arbor, MI 48104 5 Tel: 313-913-6990 6 email: [email protected] 7 8 National Association for Shoplifting Prevention 9 380 N. Broadway, suite 306 10 Jericho, NY 11753-2109 11 Tel: 1-800-848-9595 12 Fax: 516-932-9393 13 email: [email protected] 14 http://www.shopliftingprevention.org 15 16 Resources for Pathological Gambling: 17
1. Blaszczynski A. Overcoming Compulsive Gambling: A Self-Help Guide Using 18
2. Grant JE, Kim SW. Stop Me Because I Can’t Stop Myself: Taking Control of 20
Impulsive Behavior. New York: McGraw Hill, 2003. 21
3. National Council on Problem Gambling and National Endowment for Financial 22
Education. Personal Financial Strategies for the Loved Ones of Problem 23
Gamblers. Greenwood Village, CO: National Endowment for Financial 24
Educations, 2000. 25
26 Gamblers Anonymous 27 Provides limited information on problematic gambling, access to local meetings, which 28 are modeled on the 12-step methods of Alcoholics Anonymous. 29 http://www.gamblersanonymous.org 30 31 Council On Compulsive Gambling of New Jersey 32 Provides articles for the public, a directory of other state Councils on Compulsive 33 Gambling and links to related sites. 34 35 3635 Quakerbrigdge Road 36 Hamilton, NJ 08619 37 Tel: 1-800-GAMBLER 38 Tel: 609-588-5515 39 email: CCGN2800Gambler.org 40 http://www.800gambler.org/ 41
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138
1 Resources for Trichotillomania: 2
1. Keuthen NJ, Stein DJ, Christenson GA. Help for Hair Pullers: Understanding and 3
Coping with Trichotillomania. Oakland, CA: New Harbinger Publications, 2001. 4
2. Penzel F. The Hair-Pulling Problem: A Complete Guide to Trichotillomana. New 5
York: Oxford University Press 2003. 6
7 Trichotillomania Learning Center 8 Tel: 831-457-1004 9 http://www.trich.org 10 11 Information on the Use of Medication During Pregnancy and Breast Feeding 12
California Teratogen Information Service and Clinical Research 13 Tel: 1-800-532-3749 (CA only) or 610-543-2131 14 www.otispregnancy.org/ctis.html 15 16 MGH Women’s Mental Health Program 17 www.womensmentalhealth.com 18 19 Resources for General Information on Mental Disorders and Medications: 20
National Institute of Mental Health (NIMH) 21 Public Information and Communications Branch 22 6001 Executive Boulevard, Room 8184, MSC 9663 23 Bethesda, MD 20892-9663 24 Tel: 1-866-615-6464 25 Fax: 301-443-4279 26 27 National Alliance on Mental Illness 28 Tel: 1-800-950-6264; or, 703-524-7600 29 http://www.nami.org 30 31 National Mental Health Association 32 1021 Prince St. 33 Alexandria, VA 22314-2971 34 Tel: 1-800-969-6642 or 703-684-7722 35 Fax: 703-684-5968 36 www.nmha.org 37 38 Madison Institute of Medicine (also Lithium Information Center, Obsessive 39 Compulsive Information Center, Bipolar Disorders Treatment Information Center) 40 7617 Mineral Point Road, Suite 300 41 Madison, WI 53717 42 Tel: 608-827-2470 43
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Fax: 608-827-2479 1 Email: [email protected] 2 3 National Library of Medicine 4 U.S. government online repository of articles published in peer-reviewed medical 5 journals. 6 www.ncbi.nlm.nih.gov/entrez/query.fcgi?db=PubMed 7 8 NIH complementary medicine reviews 9 Access to abstracts of peer-reviewed articles concerning complementary medicine 10 www.nlm.nih.gov/nccam/camonpubmed.html 11 12 ConsumerLab.com 13 Tests herbal and vitamin products for purity and posts the results on the Web 14 www.consumerlab.com 15 16 Mental Health Net 17 Features thousands of resources on the Internet. 18 www.mhnet.org 19
APPENDIX B 20
<<Possible scale to be included: Y-BOCS>> 21
<<RK/AA to discuss with ECPG and request permission.>> 22
REFERENCES 23
The following coding system is used to indicate the nature of the supporting evidence in 24
the references: 25
[A] Randomized double-blind clinical trial. A study of an intervention in which subjects 26
are prospectively followed over time; there are treatment and control groups; subjects are 27
randomly assigned to the two groups; both the subjects and the investigators are blind to 28
the assignments. 29
[A–] Randomized clinical trial. Same as above but not double-blind. 30
[B] Clinical trial. A prospective study in which an intervention is made and the results of 31
that intervention are tracked longitudinally; study does not meet standards for a 32
randomized clinical trial. 33
OCD Practice Guideline Not for Distribution or Citation Draft 2, December 6, 2005
140
[C] Cohort or longitudinal study. A study in which subjects are prospectively followed 1
over time without any specific intervention. 2
[D] Control study. A study in which a group of patients and a group of control subjects 3
are identified in the present and information about them is pursued retrospectively or 4
backward in time. 5
[E] Review with secondary data analysis. A structured analytic review of existing data, 6
e.g., a meta-analysis or a decision analysis. 7
[F] Review. A qualitative review and discussion of previously published literature without 8
a quantitative synthesis of the data. 9
[G] Other. Textbooks, expert opinion, case reports, and other reports not included above. 10
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