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Policy Formulation Presentation

Apr 08, 2018

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    Policy FormulationPolicy Formulation

    and Case Studyand Case Study

    Jeremiah V. PacerJeremiah V. Pacer

    MA Public AdministrationMA Public AdministrationDepartment of Political ScienceDepartment of Political Science

    Rizal Technological UniversityRizal Technological University

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    PolicyPolicy

    a course or principle of action adopted or proposed by aa course or principle of action adopted or proposed by agovernment, party, business or individual.government, party, business or individual.

    defined as the process by which governments translate theirdefined as the process by which governments translate their

    political vision into programs and actions to deliverpolitical vision into programs and actions to deliver

    'outcomes''outcomes' desired change in the real world.desired change in the real world.

    can take a range of different forms, including noncan take a range of different forms, including non--

    intervention; regulation, for instance by licensing; or theintervention; regulation, for instance by licensing; or the

    encouragement of voluntary change, including by grant aid;encouragement of voluntary change, including by grant aid;as well as direct public service provision.as well as direct public service provision.

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    Classification of PoliciesClassification of Policies

    1.1. SubstantiveSubstantive--what government is going to do, such as thewhat government is going to do, such as the

    construction of highways, payment of benefits. It directlyconstruction of highways, payment of benefits. It directly

    distributes advantages and disadvantages, benefits and cost to thedistributes advantages and disadvantages, benefits and cost to the

    people.people.

    2.2. ProceduralProcedural--pertain to how something is going to be done or who ispertain to how something is going to be done or who is

    going to take action, how: it includes organizational matters.going to take action, how: it includes organizational matters.

    33. Distributive. Distributive-- involve in the distribution of services or benefits toinvolve in the distribution of services or benefits toparticular segments of the populationparticular segments of the population--individual, groups,individual, groups,

    organizations and communities involve in the use of public funds toorganizations and communities involve in the use of public funds to

    assist particular groupsassist particular groups--social reform agenda.social reform agenda.

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    Classification of PoliciesClassification of Policies

    4.4. RegulatoryRegulatory--involve the imposition of restrictions or limitations oninvolve the imposition of restrictions or limitations on

    the behavior of individuals and group, it reduces the freedom orthe behavior of individuals and group, it reduces the freedom or

    discretion to act of those who are regulated.discretion to act of those who are regulated.

    5.5. Self regulatorySelf regulatory-- involve restriction or control of some matter orinvolve restriction or control of some matter or

    group, police your own rank, are usually sought and supported bygroup, police your own rank, are usually sought and supported by

    the regulated group as a means of protecting and promoting thethe regulated group as a means of protecting and promoting the

    interests of its members.interests of its members.

    6.6. MaterialMaterial--provide tangible resources and substantial power to theirprovide tangible resources and substantial power to their

    beneficiaries or impose real advantages on those who are adverselybeneficiaries or impose real advantages on those who are adversely

    affected.affected.

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    Stages of the Policy Process

    Problem identificationAgenda setting

    Policy formulation

    Decision Implementation

    Evaluation

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    Problem Identification

    Outcomes affecting the lives of people and thecondition of the nation are described

    Typical examples: unemployment, national security,

    poverty, crime

    Not all problems are matters of public concern Who identifies problems? Media, government,

    citizens

    Globalization expands the problems facing society,

    and makes existing issues more complicated

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    Agenda Setting

    Problems are selected for official

    consideration

    Agenda setters: Media, government officials,

    interest groups, think tanks, political parties,citizens

    Globalization gives many outsiders a role in

    agenda setting

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    Policy Formulation

    Specification of problem: define terms andidentify relevant population

    Explanation of problem

    Alternatives for addressing problem

    Costs and benefits assessed

    Globalization makes explaining problems

    more contentious

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    Decision

    Policy makers choose one or more solutions to

    the problem

    Political battles of previous stages are partly

    geared toward affecting this stage

    Combinations of options can be chosen

    Non-action is a choice

    Globalization changes the incentives and

    challenges democracy

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    Implementation

    Taking actionAllocate resources (money, personnel,

    equipment), establish rules and standardoperating procedures,

    determine lines of authority

    In general, the domain of the executive branch

    Globalization has recently meant greater

    reliance on markets and market-likestructures, more privatization

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    Evaluation

    In political debate, evaluation is pervasive

    Systematic evaluation tools are highly developed,

    but often not used

    Good evaluation focuses on measuring outcomes

    Instead, evaluation may be political or oriented

    toward activities rather than outcomes

    Globalization means it is harder to identify relevant

    population or the reasons things happen

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    An Example: Iraq

    What was the problem in 2002?

    How did Iraq get on the agenda?

    What policy options were available to solvethe problem?

    Why was war chosen?

    How was the war implemented?

    How are things working out?

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    Political Power

    Who controls the agenda? Who decides?

    A central concern of Political Science

    Many theories have been developed to answer

    such questionsSystem-centered

    Society-centered: groups, classes, social

    movementsState-centered: Government officials and

    structure

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    Society-centered

    Groups, classes, and individuals in societyhold power

    Elite theory

    Class analysisSocial movements theory

    Group theory

    Pluralism

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    State-centered

    Government officials take the initiativeStructure of government determines in part

    what happens

    Bureaucratic actors dominate policy process

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    System-centered

    Relationship of country to the rest of theworld determines its policy preferences

    Distribution of power (powerful countries

    prefer open world economy)World system (unequal distribution of wealth)

    Globalization (US turns to world market to

    solve economic problems at home)

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    Case StudiesCase Studies

    Filipino First PolicyFilipino First Policy

    --Embodied in the advocacy of President Carlos Garcia.Embodied in the advocacy of President Carlos Garcia.

    --Reflected in the 60Reflected in the 60--40 pro40 pro--filipino ownership requirement infilipino ownership requirement in

    the 1987 Constitution.the 1987 Constitution.--Ensured the welfare and dominance of local businessmen andEnsured the welfare and dominance of local businessmen and

    entrepreneurs.entrepreneurs.

    --Encouraged the subsistence of dummies.Encouraged the subsistence of dummies.

    --Deprived PHISIX and entire local economy of necessary capitalDeprived PHISIX and entire local economy of necessary capitaloutpour from foreign conglomerates and multinationaloutpour from foreign conglomerates and multinational

    companies.companies.

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    Case StudiesCase Studies

    COMELEC Modernization and ComputerizationCOMELEC Modernization and Computerization

    --Conceptualized to fastConceptualized to fast--track the results of the triennial pollstrack the results of the triennial polls

    and other mandated elections provided by law.and other mandated elections provided by law.

    --Programmed to minimize electoral frauds likeProgrammed to minimize electoral frauds like Dagdag Bawas.Dagdag Bawas.--Instituted to streamline and limit the number of personnelInstituted to streamline and limit the number of personnel

    rendering service during elections.rendering service during elections.

    --The initial undertaking of computerization was stalled due toThe initial undertaking of computerization was stalled due to

    the decree issued by Supreme Court.the decree issued by Supreme Court.--The current cost of the computerization has taken a great tollThe current cost of the computerization has taken a great toll

    on the budget of the commission.on the budget of the commission.

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    Case StudiesCase Studies

    Bases Conversion ofCampBases Conversion ofCamp CrameCrame and Aguinaldoand Aguinaldo

    --Patterned after the development of Fort Andres Bonifacio intoPatterned after the development of Fort Andres Bonifacio into

    a bustling commercial hub.a bustling commercial hub.

    --Government is envisioning large income from theseGovernment is envisioning large income from thesetransactions that will sustain the modernization of militarytransactions that will sustain the modernization of military

    and police personnel.and police personnel.

    --Relocation, however, proves to be difficult and a risk on theRelocation, however, proves to be difficult and a risk on the

    part of national security.part of national security.

    -- Monetary gains from the conversion may not serve its raisonMonetary gains from the conversion may not serve its raison

    detre.detre.

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    Case StudiesCase Studies

    Cheaper Medicines ActCheaper Medicines Act

    --The purpose of the measure is to lower the cost of health careThe purpose of the measure is to lower the cost of health care

    maintenance and medication.maintenance and medication.

    --The authors specifically pointed out to the exponential gainsThe authors specifically pointed out to the exponential gainsand profits of pharmaceutical firms.and profits of pharmaceutical firms.

    --Along the way, the government wavered in the fullAlong the way, the government wavered in the full

    implementation of the act because of the political pressureimplementation of the act because of the political pressure

    coming from medication drug manufacturers and distributors.coming from medication drug manufacturers and distributors.

    -- Government made a compromise in classifying certain familyGovernment made a compromise in classifying certain family

    of medications subject to Cheaper Medicines Act.of medications subject to Cheaper Medicines Act.

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    Case StudiesCase Studies

    Reproductive HealthBillReproductive HealthBill

    --Piece of legislation made to address the growing concern ofPiece of legislation made to address the growing concern of

    population in the Philippines.population in the Philippines.

    --The bill is made to encourage and support the people in usingThe bill is made to encourage and support the people in usingcontraceptives and familycontraceptives and family--planning schemes.planning schemes.

    --The bill does not compel nor coerce the community to adoptThe bill does not compel nor coerce the community to adopt

    family planning schemes.family planning schemes.

    --Leaders of the Catholic Church fervently opposed the bill as itLeaders of the Catholic Church fervently opposed the bill as itis against the teachings and dogma of the christian faith.is against the teachings and dogma of the christian faith.

    --Implementation systems are still on the verge of uncertaintyImplementation systems are still on the verge of uncertainty

    and dilemma.and dilemma.