17 April 2017 Philippine Stock Exchange 3/F, The Philippine Stock Exchange, Inc. Tower One and Exchange Plaza, Ayala Ave., Makati City Attention: Mr. Jose Valeriano B. Zuño III OIC-Head, Disclosure Department Philippine Dealing & Exchange Corporation 6766 Ayala Avenue corner Paseo de Roxas Makati City Attention: Ms. Vina Vanessa S. Salonga Head, Issuer Compliance and Disclosure Department Subject: Report on the Top 100 Shareholders Gentlemen: This is in connection with the Exchange’s Revised Disclosure Rules requiring Ayala Corporation to submit a report on the top 100 shareholders of the Company. In compliance therewith, we are submitting herewith the list of top 100 shareholders of the Company’s common share for the quarter-ending 31 March 2017. Thank you. Very truly yours, SOLOMON M. HERMOSURA Corporate Secretary and General Counsel Ayala Corporation Makati Central PO Box 1444 Makati City 1254 Philippines Tel (632) 848 5643 Fax (632) 848 5768 www.ayala.com.ph
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Philippine Dealing & Exchange Corporation 6766 Ayala Avenue …€¦ · Tower One and Exchange Plaza, Ayala Ave., Makati City Attention: Mr. Jose Valeriano B. Zuño III OIC-Head,
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17 April 2017
Philippine Stock Exchange
3/F, The Philippine Stock Exchange, Inc.
Tower One and Exchange Plaza,
Ayala Ave., Makati City
Attention: Mr. Jose Valeriano B. Zuño III
OIC-Head, Disclosure Department
Philippine Dealing & Exchange Corporation
6766 Ayala Avenue corner Paseo de Roxas
Makati City
Attention: Ms. Vina Vanessa S. Salonga
Head, Issuer Compliance and Disclosure Department
Subject: Report on the Top 100 Shareholders
Gentlemen:
This is in connection with the Exchange’s Revised Disclosure Rules requiring Ayala Corporation to submit a
report on the top 100 shareholders of the Company.
In compliance therewith, we are submitting herewith the list of top 100 shareholders of the Company’s
common share for the quarter-ending 31 March 2017.
Thank you.
Very truly yours,
SOLOMON M. HERMOSURA
Corporate Secretary and General Counsel
Ayala Corporation
Makati Central PO Box 1444
Makati City 1254 Philippines
Tel (632) 848 5643
Fax (632) 848 5768
www.ayala.com.ph
BPI STOCK TRANSFER OFFICEAYALA CORPORATION
TOP 100 STOCKHOLDERSAS OF MARCH 31, 2017
Page 1 of 3
RANK STOCKHOLDER NUMBER STOCKHOLDER NAME NATIONALITY CERTIFICATE CLASS OUTSTANDING SHARES PERCENTAGE TOTAL
Business Date: March 31, 2017BPNAME HOLDINGSBPI SECURITIES CORPORATION 5,052,380 BDO SECURITIES CORPORATION 3,694,770 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 2,553,825 FIRST METRO SECURITIES BROKERAGE CORP. 1,255,240 MBTC - TRUST BANKING GROUP 1,072,760 RCBC SECURITIES, INC. 904,050 DEUTSCHE BANK MANILA-CLIENTS A/C 901,345 CHINA BANKING CORPORATION - TRUST GROUP 683,775 MAYBANK ATR KIM ENG SECURITIES, INC. 371,500 SB EQUITIES,INC. 333,250 ASIA UNITED BANK - TRUST & INVESTMENT GROUP 291,370 R. COYIUTO SECURITIES, INC. 191,280 PAPA SECURITIES CORPORATION 182,320 PNB TRUST BANKING GROUP 162,180 INTRA-INVEST SECURITIES, INC. 160,000 TRITON SECURITIES CORP. 152,270 UNICAPITAL SECURITIES INC. 122,500 EASTWEST BANKING CORPORATION - TRUST DIVISION 117,160 A & A SECURITIES, INC. 111,700 NATIONAL REINSURANCE CORPORATION OF THE PHILIPPINES 100,000 BANCO DE ORO - TRUST BANKING GROUP 77,840 YAO & ZIALCITA, INC. 73,780 ABACUS SECURITIES CORPORATION 73,135 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 72,050 REGINA CAPITAL DEVELOPMENT CORPORATION 66,070 CITIBANK N.A. 60,645 GLOBALINKS SECURITIES & STOCKS, INC. 60,450 FIRST ORIENT SECURITIES, INC. 55,140 RCBC TRUST & INVESTMENT DIVISION 45,860 COL Financial Group, Inc. 45,160 STANDARD CHARTERED BANK 43,310 TOWER SECURITIES, INC. 39,810 KING'S POWER SECURITIES, INC. 39,250 WEALTH SECURITIES, INC. 37,500 R. NUBLA SECURITIES, INC. 34,190 COHERCO SECURITIES, INC. 33,010 STRATEGIC EQUITIES CORP. 32,350 AP SECURITIES INCORPORATED 29,650 PNB SECURITIES, INC. 28,100 UPCC SECURITIES CORP. 23,000 QUALITY INVESTMENTS & SECURITIES CORPORATION 22,200 ASIASEC EQUITIES, INC. 22,040 S.J. ROXAS & CO., INC. 22,000 E. CHUA CHIACO SECURITIES, INC. 21,900 MAA GENERAL ASSURANCE PHILS., INC. 20,000 EASTERN SECURITIES DEVELOPMENT CORPORATION 19,670 AB CAPITAL SECURITIES, INC. 18,410 BANK OF COMMERCE - TRUST SERVICES GROUP 18,000 CAMPOS, LANUZA & COMPANY, INC. 16,780 PCCI SECURITIES BROKERS CORP. 15,880 PHILSTOCKS FINANCIAL INC 15,300 G.D. TAN & COMPANY, INC. 14,980
OUTSTANDING BALANCES FOR A SPECIFIC COMPANYCompany Code - ACPB10000000 & Company Name - AYALA CORPORATION PREFERRED B1 SHARES
2 of 2
BPNAME HOLDINGSSOLAR SECURITIES, INC. 14,300 MERIDIAN SECURITIES, INC. 14,000 JSG SECURITIES, INC. 13,720 EVERGREEN STOCK BROKERAGE & SEC., INC. 13,700 R. S. LIM & CO., INC. 13,250 ASTRA SECURITIES CORPORATION 13,000 ANSALDO, GODINEZ & CO., INC. 12,600 A. T. DE CASTRO SECURITIES CORP. 12,150 FIRST INTEGRATED CAPITAL SECURITIES, INC. 10,500 YU & COMPANY, INC. 10,100 MANDARIN SECURITIES CORPORATION 10,000 BELSON SECURITIES, INC. 9,400 CITISECURITIES, INC. 9,000 SunSecurities, Inc. 8,000 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 7,880 H. E. BENNETT SECURITIES, INC. 7,520 B. H. CHUA SECURITIES CORPORATION 7,400 DA MARKET SECURITIES, INC. 7,400 ARMSTRONG SECURITIES, INC. 7,400 APEX PHILIPPINES EQUITIES CORPORATION 7,310 STANDARD SECURITIES CORPORATION 7,000 PAN ASIA SECURITIES CORP. 6,400 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 6,040 PREMIUM SECURITIES, INC. 6,000 TANSENGCO & CO., INC. 6,000 STERLING BANK OF ASIA TRUST GROUP 6,000 RTG & COMPANY, INC. 4,940 R & L INVESTMENTS, INC. 4,700 DAVID GO SECURITIES CORP. 4,600 GOLDSTAR SECURITIES, INC. 4,500 LOPEZ, LOCSIN, LEDESMA & CO., INC. 4,070 DBP-DAIWA CAPITAL MARKETS PHILPPINES, INC. 4,000 J.M. BARCELON & CO., INC. 3,820 ALAKOR SECURITIES CORPORATION 3,800 LAND BANK OF THE PHILIPPINES-TRUST BANKING GROUP 3,405 BDO NOMURA SECURITIES INC 3,220 GUILD SECURITIES, INC. 3,000 TRI-STATE SECURITIES, INC. 3,000 AURORA SECURITIES, INC. 2,700
VENTURE SECURITIES, INC. 2,410
WESTLINK GLOBAL EQUITIES, INC. 2,000 BA SECURITIES, INC. 1,650 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 1,400 DEUTSCHE REGIS PARTNERS, INC. 1,000 PHILIPPINE EQUITY PARTNERS, INC. 1,000 SARANGANI SECURITIES, INC. 500 LARRGO SECURITIES CO., INC. 500 VSEC.COM, INC. 400 MERCANTILE SECURITIES CORP. 200 SUMMIT SECURITIES, INC. 100 BERNAD SECURITIES, INC. 20
If no written notice of any error or correction is received by PDTC within five (5) calendar days from receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details indicated in this report.
This document is computer generated and requires no signature.
17 April 2017
Philippine Stock Exchange
3/F, The Philippine Stock Exchange, Inc.
Tower One and Exchange Plaza,
Ayala Ave., Makati City
Attention: Mr. Jose Valeriano B. Zuño III
OIC-Head, Disclosure Department
Philippine Dealing & Exchange Corporation
6766 Ayala Avenue corner Paseo de Roxas
Makati City
Attention: Ms. Vina Vanessa S. Salonga
Head, Issuer Compliance and Disclosure Department
Subject: Report on the Top 100 Shareholders
Gentlemen:
This is in connection with the Exchange’s Revised Disclosure Rules requiring Ayala Corporation to submit a
report on the Top 100 Shareholders of the Company.
In compliance therewith, we are submitting herewith the list of the Top 100 Shareholders of the Company’s
Preferred “B” Series 2 shares for the Quarter-Ending 31 March 2017.
Business Date: March 31, 2017BPNAME HOLDINGSBPI SECURITIES CORPORATION 6,268,330 BDO SECURITIES CORPORATION 4,954,350 FIRST METRO SECURITIES BROKERAGE CORP. 4,581,870 SOCIAL SECURITY SYSTEM 2,700,000 BANCO DE ORO - TRUST BANKING GROUP 1,607,990 MBTC - TRUST BANKING GROUP 1,099,450 DEUTSCHE BANK MANILA-CLIENTS A/C 604,800 ABACUS SECURITIES CORPORATION 588,833 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. -CLIENTS' ACCT. 477,060 DEUTSCHE REGIS PARTNERS, INC. 400,000 RCBC SECURITIES, INC. 372,700 PAPA SECURITIES CORPORATION 236,760 MAYBANK ATR KIM ENG SECURITIES, INC. 228,080 CHINA BANKING CORPORATION - TRUST GROUP 216,860 R. COYIUTO SECURITIES, INC. 207,520 BANK OF COMMERCE - TRUST SERVICES GROUP 193,550 SB EQUITIES,INC. 184,097 PNB TRUST BANKING GROUP 182,900 ASIA UNITED BANK - TRUST & INVESTMENT GROUP 163,200 FIRST ORIENT SECURITIES, INC. 109,500 MAA GENERAL ASSURANCE PHILS., INC. 100,000 UNITED COCONUT PLANTERS BANK-TRUST BANKING 97,940 PCCI SECURITIES BROKERS CORP. 85,000 TRITON SECURITIES CORP. 82,430 VENTURE SECURITIES, INC. 73,760 YAO & ZIALCITA, INC. 73,760 UPCC SECURITIES CORP. 70,000 CITIBANK N.A. 50,090 R. NUBLA SECURITIES, INC. 50,000 RCBC TRUST & INVESTMENT DIVISION 48,900 COHERCO SECURITIES, INC. 48,500 COL Financial Group, Inc. 48,400 LOPEZ, LOCSIN, LEDESMA & CO., INC. 47,140 STRATEGIC EQUITIES CORP. 46,450 REGINA CAPITAL DEVELOPMENT CORPORATION 42,750 SAN MIGUEL BREWERY INC. RETIREMENT PLAN 40,000 SAN MIGUEL CORPORATION RETIREMENT PLAN-FIP 40,000 IMPERIAL,DE GUZMAN,ABALOS & CO.,INC. 31,900 INTRA-INVEST SECURITIES, INC. 30,200 UCPB SECURITIES, INC. 29,150 THE FIRST RESOURCES MANAGEMENT & SECURITIES CORP. 28,500 PHILSTOCKS FINANCIAL INC 23,900 EVERGREEN STOCK BROKERAGE & SEC., INC. 23,400 UNICAPITAL SECURITIES INC. 23,000 AB CAPITAL SECURITIES, INC. 22,350 BDO NOMURA SECURITIES INC 19,680 STERLING BANK OF ASIA TRUST GROUP 17,000 E. CHUA CHIACO SECURITIES, INC. 16,400 AP SECURITIES INCORPORATED 14,640 CLSA PHILIPPINES, INC. 13,400 KING'S POWER SECURITIES, INC. 12,000 ARMSTRONG SECURITIES, INC. 11,200
OUTSTANDING BALANCES FOR A SPECIFIC COMPANYCompany Code - ACPB20000000 & Company Name - AYALA CORPORATION PREFERRED B2 SHARES
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BPNAME HOLDINGSQUALITY INVESTMENTS & SECURITIES CORPORATION 10,900 GLOBALINKS SECURITIES & STOCKS, INC. 10,710 SOLAR SECURITIES, INC. 10,230 ASIA PACIFIC CAPITAL EQUITIES & SECURITIES CORP. 10,000 RTG & COMPANY, INC. 9,520 DW CAPITAL INC. 9,000 GOLDEN TOWER SECURITIES & HOLDINGS, INC. 8,950 EASTERN SECURITIES DEVELOPMENT CORPORATION 8,520 GOLDSTAR SECURITIES, INC. 8,500 H. E. BENNETT SECURITIES, INC. 7,520 G.D. TAN & COMPANY, INC. 7,520 WESTLINK GLOBAL EQUITIES, INC. 7,000 AB CAPITAL & INVESTMENT CORP. - TRUST & INVESTMENT DIV. 6,400 ANSALDO, GODINEZ & CO., INC. 6,000 MERIDIAN SECURITIES, INC. 4,800 OPTIMUM SECURITIES CORPORATION 4,500 JSG SECURITIES, INC. 4,260 ALAKOR SECURITIES CORPORATION 4,200 BELSON SECURITIES, INC. 4,000 NEW WORLD SECURITIES CO., INC. 4,000 R & L INVESTMENTS, INC. 4,000 S.J. ROXAS & CO., INC. 4,000 R. S. LIM & CO., INC. 3,800 PNB SECURITIES, INC. 3,690 J.M. BARCELON & CO., INC. 3,500 MERCANTILE SECURITIES CORP. 2,900 RCBC TRUST & INVESTMENT DIVISION - VARIOUS TAXABLE ACCTS 2,800 B. H. CHUA SECURITIES CORPORATION 2,000 NIEVES SECURITIES, INC. 2,000 CITISECURITIES, INC. 1,900 BERNAD SECURITIES, INC. 1,800 DAVID GO SECURITIES CORP. 1,400 PAN ASIA SECURITIES CORP. 1,400 SUMMIT SECURITIES, INC. 1,350 F. YAP SECURITIES, INC. 1,220 CAMPOS, LANUZA & COMPANY, INC. 1,200 DIVERSIFIED SECURITIES, INC. 1,200
ASTRA SECURITIES CORPORATION 1,100
A. T. DE CASTRO SECURITIES CORP. 1,090 ATC SECURITIES, INC. 1,000 MANDARIN SECURITIES CORPORATION 1,000 TANSENGCO & CO., INC. 1,000 APEX PHILIPPINES EQUITIES CORPORATION 1,000 EAGLE EQUITIES, INC. 810 A & A SECURITIES, INC. 500 HDI SECURITIES, INC. 500 LARRGO SECURITIES CO., INC. 400 SunSecurities, Inc. 200 SARANGANI SECURITIES, INC. 60 INVESTORS SECURITIES, INC, 60
If no written notice of any error or correction is received by PDTC within five (5) calendar days from receipt hereof, you shall be deemed to have accepted the accuracy and completeness of the details indicated in this report.
This document is computer generated and requires no signature.