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Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1 Date Submitted: 2009-01-05 Source: David Mazzarese, Sangheon Kim, Sangwoo Lee, Bruno Clerckx [email protected] Hokyu Choi, Heewon Kang Samsung Electronics Kaushik Josiam, Zhouyue Pi, Farooq Khan [email protected] Samsung Telecommunications America Venue: IEEE 802.16m Session#59, San Diego, US Call for Comments (tgmsdd) on IEEE 802.16m-08/003r6 System Description Document (SDD) Topic: request for details Base Contribution: IEEE C80216m-09_0137r1 Purpose: Discussion and approval Notice: This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add, amend or withdraw material contained herein. Release: The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE’s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.16. Patent Policy: The contributor is familiar with the IEEE-SA Patent Policy and Procedures:
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Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

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Page 1: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m

IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number:

IEEE C80216m-09_0137r1Date Submitted:

2009-01-05Source:

David Mazzarese, Sangheon Kim, Sangwoo Lee, Bruno Clerckx [email protected] Choi, Heewon KangSamsung Electronics

Kaushik Josiam, Zhouyue Pi, Farooq Khan [email protected] Telecommunications America

Venue:IEEE 802.16m Session#59, San Diego, US Call for Comments (tgmsdd) on IEEE 802.16m-08/003r6 System Description Document (SDD) Topic: request for details

Base Contribution:IEEE C80216m-09_0137r1

Purpose:Discussion and approval

Notice:This document does not represent the agreed views of the IEEE 802.16 Working Group or any of its subgroups. It represents only the views of the participants listed in the “Source(s)” field above. It is offered as a basis for discussion. It is not binding on the contributor(s), who reserve(s) the right to add, amend or withdraw material contained herein.

Release:The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE’s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE’s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that

this contribution may be made public by IEEE 802.16.

Patent Policy:The contributor is familiar with the IEEE-SA Patent Policy and Procedures:

<http://standards.ieee.org/guides/bylaws/sect6-7.html#6> and <http://standards.ieee.org/guides/opman/sect6.html#6.3>.Further information is located at <http://standards.ieee.org/board/pat/pat-material.html> and <http://standards.ieee.org/board/pat >.

Page 2: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Overview

• This contribution provides an analysis of the two classes of OL SU MIMO schemes proposed for more than 2 Tx– SFBC, SM with codebook-based precoder and

precoded pilots.– SFBC, SM, DSFBC, hybrid SFBC+SM with antenna

hopping precoder and non-precoded pilots.

• Based on the performance and complexity analysis, we recommend to adopt SFBC and SM with codebook-based precoder and precoded pilots.

Page 3: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Candidate OL SU MIMO Schemes

Current baseline in the SDD, using codebook-based precoding (RBF, PC) and precoded pilots.

Schemes that are listed as FSS in the SDD, based on antenna hopping and using non-precoded pilots.

Rate 1 Rank 1 effective SIMO

SFBC

SFBC

Rate 2 Rank 2 SM Rank 2 SM

DSFBC

Rate 3 Rank 3 SM Rank 3 hybrid SFBC+SM

RBF: random beamformingPC: precoder cycling (as simulated in this contribution using the DFT-based codebook of C80216m-08/1187)

Page 4: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Simulation EnvironmentParameters Values

Carrier Frequency 2.35GHz

System BW 10 MHz

Number of Antennas 4 Tx and 2 Rx Antennas

Data Burst Size 4 RUs

Permutation

Paired tone based LDRU - 4RUs over 24 PRUs PRU based LDRU - 4RUs over 48 PRUs

Modulation and Coding QPSK and 16QAM ½ with LTE Turbo Coding

Channel Model Uncorrelated channel Modified Veh A 30 and 120 km/h Modified Ped B 3 km/h

Channel Estimation Single and double PRUs level MMSE

MIMO Detector MMSE and MLD

4/6

Page 5: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Complexity Discussion

• Receiver decoding complexity– Decoder complexity– Number of decoding algorithms

• Channel estimation– Size of MMSE interpolation in frequency domain– Number of channel estimation algorithms

• Pilot overhead– CQI measurement pilots– Demodulation pilots

• System operation– Multiplexing of MIMO schemes in the same subframe

Page 6: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

1. Receiver decoding complexity

• Several proponents are convinced that a maximum-likelihood decoder (MLD) has affordable complexity and therefore should be used for up to 2 streams.

• As a result, vertical encoding (i.e. SCW) has been adopted as the baseline in the SDD (horizontal encoding or MCW is FFS).

• Thus schemes aiming at introducing some structure in the STC to approach the MLD performance with an MMSE receiver are not necessary.

• The computational complexity of rate 2 MLD compares favorably with a 4x4 matrix inversion (MMSE receiver for DSFBC)

• Codebook-based schemes for rate > 2 all require the same type of receiver (linear MMSE), whereas DSFBC and hybrid SFBC+SM each introduce an additional receiver type.

Receiver complexity is in favor of codebook-based schemes

Page 7: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

2. Channel Estimation

• The pilot patterns have been evaluated on the assumption that 2D-MMSE interpolation is performed within 1 RU.

• This is because one cannot guarantee that an MS would be able to find 2 or more physically adjacent RUs with the same type of pilots.

• Whenever an MS has that possibility it could exploit it, but this scenario cannot be assumed as the baseline performance, and it requires that an MS be equipped with multiple algorithms for channel estimation, which is complex.

• Both antenna hopping and codebook-based precoding with precoder cycling can benefit from multiple-RU channel estimation, as long as the cycling period is larger than 1 RU (e.g. 4 RUs).

• Codebook-based precoding schemes with precoded pilots allow to benefit from the increased pilot density per antenna of the 2-stream pilot pattern even when the BS is equipped with 4 or 8 Tx antennas.

Channel estimation performance is in favor of codebook-based schemes

Page 8: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

3. Pilot Overhead

• Codebook-based precoding schemes with precoded pilots allow to adapt the number of pilot streams to the number of streams of the MIMO transmission.

• The advantage of precoded pilots will be seen in the goodput vs. SNR, even though antenna hopping schemes may show a better BLER vs. SNR in certain propagation environments and certain type of permutation.

• The non-precoded (common) pilots used with antenna hopping cannot be reused for CQI measurements since they will only be present on subcarriers allocated to OL MIMO transmissions, whereas all MS should be able to measure the CQI on any subband.

• Therefore a MIMO midamble with as many pilots as the number of Tx antennas at the BS is always required for all types of proposed schemes.

Pilot overhead is in favor of codebook-based schemes

Page 9: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

4. System Operation• Antenna hopping schemes allow to use any MIMO scheme on different data

subcarriers within the same PRU, based on the same non-precoded pilots (using 4 pilots streams with 4Tx).

• Codebook-based schemes with precoded pilots constraint the use of MIMO schemes using the same precoder on different data subcarriers within the same PRU.

• Given that the USCCH will be transmitted in the DRU permutation in every subframe (most likely using SFBC), we can derive the following specific constraints– For AH schemes: USCCH must be decoded with the 4 streams pilot pattern that

has lower density per antenna than the 2 streams pilot pattern, even at the cell-edge.

– For codebook-based schemes: there is an upper limit of 2 for the MIMO rank and rate in tone-based DRU

• Limiting MIMO to SFBC and SM rank 2 in DRU only incurs not to optimize tone-based allocation usage by high SNR rank 3 and 4 users with somewhat high velocity. These users can still benefit from frequency diversity in PRU-based distributed allocations in CRU.

System operation constraint in paired-tone based DRU seems more acceptable for codebook-based

schemes than for antenna hopping schemes

Page 10: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Link-Level Simulation Results

Page 11: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Rate 2

DSFBC+AH, SM+AH, and SM+PC

Page 12: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

PRU based-LDRU, QPSK, mVehA 30km/h

12/6

Goodput BLER

Page 13: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

PRU based-LDRU, 16QAM, mVehA 30km/h

13/6

Goodput BLER

Page 14: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Tone based-LDRU, QPSK, mVehA 30km/h

14/6

Goodput BLER

Page 15: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Tone based-LDRU, 16QAM, mVehA 30km/h

15/6

Goodput BLER

Page 16: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

PRU based-LDRU, QPSK, mPedB 3km/h

16/6

Goodput BLER

Page 17: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

PRU based-LDRU, 16QAM, mPedB 3km/h

17/6

Goodput BLER

Page 18: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Tone based-LDRU, QPSK, mPedB 3km/h

18/6

Goodput BLER

Page 19: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Tone based-LDRU, 16QAM, mPedB 3km/h

19/6

Goodput BLER

Page 20: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

PRU based-LDRU, QPSK, mVehA 120km/h

20/6

Goodput BLER

Page 21: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

PRU based-LDRU, 16QAM, mVehA 120km/h

21/6

Goodput BLER

Page 22: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Tone based-LDRU, QPSK, mVehA 120km/h

22/6

Goodput BLER

Page 23: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Tone based-LDRU, 16QAM, mVehA 120km/h

23/6

Goodput BLER

Page 24: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Rate 1

SFBC+SM+AH, SFBC+SM+PC

Page 25: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-1 schemesQPSK, SFBC+PC, SFBC+AH (1/6)

rate 1 SFBC schemes (mPedB 3km/h, QPSK 1/2, tDRU and pDRU, uncorrelatedchannel)

1.0E-03

1.0E-02

1.0E-01

1.0E+00

-1 0 1 2 3 4 5SNR[dB]

BLE

R

SFBC+PC,tDRU

SFBC+PC,pDRU

SFBC+AH, pDRU

SFBC+AH, tDRU

tDRU = tone-based LDRUpDRU = PRU-based DRU (e.g. based on CRU permutation)

Page 26: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-1 schemesQPSK, SFBC+PC, SFBC+AH (2/6)

rate 2 SFBC schemes (mVehA 30km/h, QPSK 1/2, tDRU and pDRU, uncorrelated channel)

1.0E-03

1.0E-02

1.0E-01

1.0E+00

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00

SNR[dB]

BLE

R

SFBC AH tDRU

SFBC AH pDRU

SFBC PC tDRU

SFBC PC pDRU

Rate 1rate 2 SFBC schemes (mVehA 30km/h, QPSK 1/2, tDRU and pDRU, uncorrelated channel)

1.0E-03

1.0E-02

1.0E-01

1.0E+00

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00

SNR[dB]

BLE

R

SFBC AH tDRU

SFBC AH pDRU

SFBC PC tDRU

SFBC PC pDRU

Rate 1

Page 27: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-1 schemesQPSK, SFBC+PC, SFBC+AH (3/6)

rate 2 SFBC schemes (mVehA 120km/h, QPSK 1/2, tDRU and pDRU, uncorrelated channel)

1.0E-03

1.0E-02

1.0E-01

1.0E+00

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00

SNR[dB]

BLE

R

SFBC AH tDRU

SFBC AH pDRU

SFBC PC tDRU

SFBC PC pDRU

Rate 1rate 2 SFBC schemes (mVehA 120km/h, QPSK 1/2, tDRU and pDRU, uncorrelated channel)

1.0E-03

1.0E-02

1.0E-01

1.0E+00

0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00 4.50 5.00

SNR[dB]

BLE

R

SFBC AH tDRU

SFBC AH pDRU

SFBC PC tDRU

SFBC PC pDRU

Rate 1

Page 28: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-1 schemesQPSK, SFBC+PC, SFBC+AH (4/6)

rate 1 SFBC schemes (mPedB 3km/h, QPSK 1/2, tDRU and pDRU, uncorrelatedchannel)

0.00

0.20

0.40

0.60

0.80

1.00

1.20

1.40

1.60

1.80

2.00

- 1.00 - 0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00SNR[ dB]

Go

od

ut

SFBC+AH,tDRU

SFBC+AH,pDRU

SFBC+PC, tDRU

SFBC+PC, pDRU

Page 29: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-1 schemesQPSK, SFBC+PC, SFBC+AH (5/6)

rate 1 SFBC schemes (mPedB 3km/h, QPSK 1/2, tDRU and pDRU, uncorrelated channel)

0.00

0.20

0.40

0.60

0.80

1.00

1.20

1.40

1.60

1.80

2.00

- 1.00 - 0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00SNR[ dB]

Go

od

ut

SFBC+AH,tDRU

SFBC+AH,pDRU

SFBC+PC, tDRU

SFBC+PC, pDRU

(mVehA 30km/hrate 1 SFBC schemes (mPedB 3km/h, QPSK 1/2, tDRU and pDRU, uncorrelated channel)

0.00

0.20

0.40

0.60

0.80

1.00

1.20

1.40

1.60

1.80

2.00

- 1.00 - 0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00SNR[ dB]

Go

od

ut

SFBC+AH,tDRU

SFBC+AH,pDRU

SFBC+PC, tDRU

SFBC+PC, pDRU

(mVehA 30km/h

Page 30: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-1 schemesQPSK, SFBC+PC, SFBC+AH (6/6)

rate 1 SFBC schemes (mVehA 120km/ h, QPSK 1/ 2, tDRU and pDRU, uncorrelated channel)

1.0E- 02

2.1E- 01

4.1E- 01

6.1E- 01

8.1E- 01

1.0E+00

1.2E+00

1.4E+00

1.6E+00

1.8E+00

2.0E+00

- 1.00 - 0.50 0.00 0.50 1.00 1.50 2.00 2.50 3.00 3.50 4.00

SNR[dB]

Go

od

pu

t

SFBC AH tDRU

SFBC AH pDRU

SFBC PC tDRU

SFBC PC pDRU

Page 31: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Rate 3

SFBC+SM+AH, SM+AH, and SM+PC

Page 32: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Rate 3 - Detailed of Simulated Schemes

– SM+AH: cf Appendix– SM+PC (case I): Precoders chosen as first three

columns of 16e’s V(4,4,6). Precoder changed every PRU.

– SM+PC (case II): 4 precoders with largest chordal distance from 4-bit DFT-based codebook (cf Appendix). Precoder changed every PRU.

Page 33: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemesQPSK ½, SM+AH vs. SM+PC, MMSE, mPedB 3km/h, tone-based DRU (1/6)

rate 3 schemes (mPedB 3km/h, QPSK 1/2, tDRU, uncorrelated channel)

1.0E-02

1.0E-01

1.0E+00

2.00 2.50 3.00 3.50 4.00 4.50 5.00SNR[dB]

BLE

R

SM+AH.1RU CE

SM+PC(case I),1RU CE

SM+PC(case II), 1RUCE

Page 34: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemesQPSK ½, SM+AH vs. SM+PC, MMSE, mPedB 3km/h, PRU-based DRU (1/6)

rate 3 schemes (mPedB 3km/h, QPSK 1/2, pDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 6.00SNR[ dB]

BL

ER

SM+AH.1RU CE

SM+PC(case I),tDRU,1RU CE

SM+PC(case II),tDRU,1RU CE

Page 35: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemesQPSK ½, SM+AH vs. SM+PC, MMSE, mVehA 30km/h, tone-based DRU (3/6)

rate 3 schemes (mVehA 30 km/h, QPSK 1/2, tDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

2.00 2.50 3.00 3.50 4.00 4.50 5.00SNR[ dB]

BL

ER

SM+AH.1RU CE

SM+PC(case I),1RU CE

SM+PC(case II ), 1RU CE

Page 36: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemesQPSK ½, SM+AH vs. SM+PC, MMSE, mVehA 30km/h, PRU-based DRU (4/6)

rate 3 schemes (mVehA 30 km/h, QPSK 1/2, pDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 6.00SNR[ dB]

BL

ER

SM+AH .1RU CE

SM+PC(case I),tDRU, 1RU CE

SM+PC(case II),tDRU, 1RU CE

Page 37: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemesQPSK ½, SM+AH vs. SM+PC, MMSE, mVehA 120km/h, tone-based DRU (5/6)

rate 3 schemes (mVehA 120 km/h, QPSK 1/2, tDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 6.00SNR[ dB]

BL

ER

SM+AH .1RU CE

SM+PC(case I),1RU CE

SM+PC(case II), 1RU CE

Page 38: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemesQPSK ½, SM+AH vs. SM+PC, MMSE, mVehA 120km/h, PRU-based DRU (6/6)

rate 3 schemes (mVehA 120km/h, QPSK 1/2, pDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

2.00 2.50 3.00 3.50 4.00 4.50 5.00 5.50 6.00SNR[ dB]

BL

ER

SM+AH .1RU CE

SM+PC(case I),tDRU,1RU CE

SM+PC(case II),tDRU,1RU CE

Page 39: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemes16 QAM ½, SM+AH vs. SM+PC, MMSE, mPedB 3km/h, tone-based DRU (1/6)

rate 3 schemes (mPedB 3km/h, 16 QAM 1/2, tDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

8.00 8.50 9.00 9.50 10.00 10.50 11.00 11.50 12.00 12.50SNR[ dB]

BL

ER

SM+AH.1RU CE

SM+PC(case I),1RU CE

SM+PC(case II), 1RUCE

Page 40: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemes16 QAM ½, SM+AH vs. SM+PC, MMSE, mPedB 3km/h, PRU-based DRU (2/6)

rate 3 schemes (mPedB 3km/h, 16QAM 1/2, pDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

8.00 9.00 10.00 11.00 12.00 13.00 14.00SNR[ dB]

BL

ER

SM+AH.1RU CE

SM+PC(case I),tDRU,1RU CE

SM+PC(case II),tDRU,1RU CE

Page 41: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemes16 QAM ½, SM+AH vs. SM+PC, MMSE, mVehA 30km/h, tone-based DRU (3/6)

rate 3 schemes (mVehA 30 km/h, 16 QAM 1/2, tDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

8.00 8.50 9.00 9.50 10.00 10.50 11.00 11.50 12.00 12.50SNR[ dB]

BL

ER

SM+AH.1RU CE

SM+PC(case I),1RU CE

SM+PC(case II), 1RU CE

Page 42: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemes16 QAM ½, SM+AH vs. SM+PC, MMSE, mVehA 30km/h, PRU-based DRU (4/6)

rate 3 schemes (mVehA 30 km/h, 16 QAM 1/2, pDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

8.00 8.50 9.00 9.50 10.00 10.50 11.00 11.50 12.00 12.50

SNR[dB]

BLE

R

SM+AH.1RU CE

SM+PC( case I),tDRU, 1RU CE

SM+PC(case II),tDRU, 1RU CE

Page 43: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemes16 QAM ½, SM+AH vs. SM+PC, MMSE, mVehA 120km/h, tone-based DRU (5/6)

rate 3 schemes (mVehA 120 km/ h, 16 QAM 1/ 2, tDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

8.00 8.50 9.00 9.50 10.00 10.50 11.00 11.50 12.00 12.50

S NR[ dB ]

BL

ER

SM+AH.1RU CE

SM+PC(case I),1RU CE

SM+PC(case II), 1RU CE

Page 44: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Results of rate-3 schemes16 QAM ½, SM+AH vs. SM+PC, MMSE, mVehA 120km/h, PRU-based DRU (6/6)

rate 3 schemes (mVehA 120km/h,16 QAM 1/2, pDRU, uncorrelated channel)

1.0E- 02

1.0E- 01

1.0E+00

8.00 9.00 10.00 11.00 12.00 13.00 14.00

SNR[dB]

BLE

R SM+AH.1RU CE

SM+PC(case I),tDRU,1RU CESM+PC(case II),tDRU,1RU CE

Page 45: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Summary• Precoder cycling offers better or as good goodput than Antenna Hopping.• Complexity analysis shows an advantage to precoder cycling schemes. • DSFBC with MMSE receiver does not offer a performance advantage over

SM with MLD, but it requires a more complex receiver.• Hybrid SFBC+SM does not offer a performance advantage over SM with

MMSE receiver, but it requires a more complex receiver.

• For 4x2 – Rank 1– Precoder Cycling + precoded pilots is preferred to SFBC + AH +

common pilots• For 4x2 – Rank 2

– Precoder Cycling + SM + precoded pilots is preferred to SM + AH + common pilots and to DSFBC + AH + common pilots

• For 4x4 – Rank 3– Precoder Cycling + SM + precoded pilots is preferred to SM + AH +

common pilots and to SFBC + SM + AH + common pilots

Page 46: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Proposed SDD Text Changes

• Delete the bracketed rows in Table 4.

• Delete line 17 on page 100.

• Delete lines 8 to 11 on page 101.

• Apply the same changes in section 11.12.2.1.1 on page 119 in the UL MIMO section

Page 47: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Appendix – detailed simulation assumptions

OFDM parameters 10 MHz (1024 subcarriers)

Number of OFDM symbols

per subframe 6

Data burst size

The burst size is assumed to be:

PRU-based LDRU

- 4 RUs distributed over 48 PRUs

Paired-tone-based LDRU

- 4 RUs: subcarriers distributed over 24 distributed PRUs

Permutation Tone based LDRU and PRU based LDRU

Number of total RU in one

subframe 48

AoD No constraint in uncorrelated channel

Number of Antennas 4 transmitter, 2 receiver [4Tx, 2Rx] (for rates 1 and 2)

4 transmitter, 4 receiver [4Tx, 4Rx] (for rate 3)

Antenna configuration ULA: 4 lambda spacing

Angular spread 3 degree

Modulation/Coding QPSK 1/2, 16QAM 1/2 with LTE FEC

8 Turbo decoding iterations

Page 48: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Appendix – detailed simulation assumptions

Channel model

1. Uncorrelated (mandatory with first priority)

Modified Veh A 30 km/h

Modified Ped B 3 km/h

Modified Veh A 120 km/h

Modified Ped B and modified Veh A are defined in section 3.2.9 of IEEE

802.16m-08/004r3.

Channel estimation

MMSE channel estimator (Wiener filter) is assumed, and the r.m.s. delay of channel model is assumed to be known. There’s no unbiased operation. No pilot boosting. 1. Dedicated pilot (i.e. precoded by W)

Single-PRU level CE (channel estimation shall be done within 1PRU)

Two-PRU level CE (channel estimation shall be done within 2PRU)

2. Common pilot (i.e. non-precoded by W)

Single-PRU level CE (channel estimation shall be done within 1PRU)

Two PRU level CE (channel estimation shall be done within 2PRU)

MIMO detector MRC for rate 1 schemes LMMSE (for all ranks) MLD for SM with precoding with rank 2

Page 49: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Appendix – detailed simulation assumptions

SFBC + AH Rate 1 *

1 2*

2 1

s s

s s

z ,

1 0 1 0 1 0 0 0 0 0 0 0

0 1 0 0 0 0 1 0 1 0 0 0, , , , ,

0 0 0 1 0 0 0 1 0 0 1 0

0 0 0 0 0 1 0 0 0 1 0 1

W

D-SFBC + AH Rate 2

*34

*43

*12

*21

ss

ss

ss

ss

z ,

1 0 0 0 1 0 0 0 1 0 0 0

0 1 0 0 0 0 1 0 0 0 1 0, ,

0 0 1 0 0 1 0 0 0 0 0 1

0 0 0 1 0 0 0 1 0 1 0 0

W

SM + AH Rate 2

1

2

s

s

z ,

1 0 0 0 1 0 0 0 1 0 0 0

0 1 0 0 0 0 1 0 0 0 1 0, , , , ,

0 0 1 0 0 1 0 0 0 0 0 1

0 0 0 1 0 0 0 1 0 1 0 0

W

Page 50: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Appendix – detailed simulation assumptions

SM + AH Rate 3 1

2

3

s

s

s

z ,

1 0 0 1 0 0 1 0 0 0 0 0

0 1 0 0 1 0 0 0 0 1 0 0, , ,

0 0 1 0 0 0 0 1 0 0 1 0

0 0 0 0 0 1 0 0 1 0 0 1

W

SFBC + SM + AH Rate 3

*1 2

*2 1

3 5

4 6

s s

s s

s s

s s

z ,

0010

0001

1000

0100

,

1000

0100

0010

0001

W

SM + PC Rate 2 (precoder cycling)

4 precoders with large chordal distance from 4-bit DFT-based codebook

1 1 3 3:, 2 3 , :, 2 4 , :, 1 3 , :, 1 4

1 1 1 1 1 1 1 1

1 1 1 1 1 11 1 1 1, , ,

1 1 1 1 1 1 1 12 2 2 2

1 1 1 1 1 1

W W W W W

j jW

j j

Page 51: Performance Evaluation of SU OL MIMO Schemes Proposed for IEEE 802.16m IEEE 802.16 Presentation Submission Template (Rev. 9) Document Number: IEEE C80216m-09_0137r1.

Appendix – detailed simulation assumptions

Pilot type in tone-based DRU Pilot type in PRU-based DRU

SFBC + AHD-SFBC + AHSFBC + SM + AH

Non-precoded pilots- common

Non-precoded pilots- common

Precoder cycling Precoded pilots- shared

Precoded pilots- dedicated