Paul J Kelly Jr Financial Disclosure Report for 2009

8/3/2019 Paul J Kelly Jr Financial Disclosure Report for 2009

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, ~ o ! o FINANCIAL DI SCLOSU RE REPORT R e r , o r ~ R e q r , i r e a b ~ t h ein Government Act of 19781 / 2 0 ! 0 FOR CALENDAR YEAR 2009 ( 5 u . S . c . ~ p t ~ . , ~

Kelly, J~,, Paul J. U.S. Court of Appea~-10th Cir 04/21t2010

4. Title (A~ic]e Ill judges indicate active or senior ~ams; 5a. Repo~ Type ~ci~cck appropriate type) 6. RepoSing Periodmagistrate judges indicate full- or part-time~ ~ Nommatiom D~tc 01/0t/2009U,S, Circuil Judge (Active) ~ lni~ial ~ Annua~ ~ Final to12/31 i2009

5h. ~ Amended Report7. Chambers or Office Address 8- On the basis of the information onlained in this Report and anymodifications pertaining Ihereto, il is, in my opinion, in compliancePost Office Box 10! 13 with applicable laws and regttlations.Santa Fe, New Mexico87504-6113 Revie~ing Officer Dnl

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,checking the NO,V 12" box for each part where you have no reportable informatiot~ Sign on last page.

I . P O S I T I O N S . ~ , p o , , , ~ individttal only; see pp. 9-13 o[filing i ........ ions.)~ (No reportablepositions.)ON E

POSITION NAME OF O RGANIZATION/ENTITY1.

3.4.

1 1 . A G ~ E M E N T S . ~ p o r a ~ g iuaivid.al only; see pp. 14-16 oyyiting i ........ ions.) ~ ~ ~ ~.~N O N E (No reportable agreements.)

DATE PARTIES AND TE~SI.


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FINANCIAL D I SC LOSU R E R EP OR T NPage 2 of 7

I II . N O N - IN V E S T M E N T I N C O M E . (Reporffng individual and sp .... ; see p p, 17-24 of jql i t~g instruclions. )A. Filers Non-Investment Income[ NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yourS, not spouses)I. 2009 Stale of New Mexico, Public Employees Relirement Assn. Volontoer $1200.00Firefighler Peusiou

B . S p o u s e s N o n - ln v e s tm e n ! I n c o m e - if you were married during anyporrlon of the reporting year, complete this(Dollor amount ~ot required except ]~r h onoraria:)~ N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1. 2009 Firs~ Community Bank - Director Fee

IV. REIMBURSEMENTS ...... ~o~,,,~o~,(Includes tho~e to spouse and dependent children, see pp 25 -27 ,)J filing instm~clions )

[~ N O N E (No reportable reimbursements.)~ DATES LOCATION PIJRPOSE ITEMS PAll) OR PROVIDED

t. 2009 trying R. Kau|h~an 4/3. 612009 New York, New York Judge final round of Comp Transportation, lodging and meals.Men~orial Securities !.awMoot Court, Fordham LawSchool


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FINANCIAL DISCLOSURE REPORT ~ ..... f P .....Repor~iag[

Dale of ReportPage 3 of 7 ~e~l~,, J r., P a u l J . 0 4 / 2 1 / 2 0 1 0

V . G I ~ " I S . (Includes those ,o W,,u.~e and dependent children; see pp. 28-31 of filing instruction~.)NONE (No reportable gifts.)

SOURCE DESCRIPTION VALU~

2.3.4.5.

~] N O N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE (;ODE

1.2.3.4.5.


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FIN A NCI A L DI S CL OS URE R E POR T N .... fPerson ReportingPage 4 of 7 Kelly, Jr,, Paul J. 04!2112010

V I 1 . I N V E S T M E N T S a n d T R U S T S -; ........... ~ , , e , r ~ - .....r i o n s ( l n c t u ~ l e s t l , o s e o . f ~ ? o u s e~ NONE (No reportable income, assets, or transactions.)

A B, C.~scription of Assets ~ lncomc during Gross value at end ~ Transactions during relmrtirtg ~riod(including trust assets) i repor t ing per iod of repor t ing per iod

Place"(X)"aflcrcachas~et :Amoum~ Tv~fe.g, ~ Vah,c Value ~ T~(e.g., Date ! Value Gain ldcntityofexemptfrompnordiscl ...... ~CtMcl ~ div ...... , :~ Code2 i Method buy, sell, :mm/d~yylCode2 [Codel buyeffselier: (A-H) or n .) ~ (JP~ CMe 3 ~ redempt on) (J-P) [ (A-H) (if private

tQA~0 :, t transaction)

I. Kirs t Commun iD Bank, Same Fe, N M B lnteres~ J T(change of name)2. Misc. Oi l & G~ In terests (Lea & Eddy Co., A Royalty J WN~) (Wyo, Texas)3. ~ich Third Lid. B Div idend K W4. First National Tower Ltd. C Dividend 1., W5. Centennial Money Mkt. Fund A Dividend Sold 03!09/09 J6. T. Rowe Price Capital App. A Dividend K T Sold 03/09!09 J( p a r t )

] 7 . T, Rowe Price Equity Inc. A Dividend K T Sold 03;09/09 K( p a r t )8. 1 3 n y 1 2 ! 3 0 , " 0 9 K9. T. Rowe Price Growth Stock A Dividend Sold 0 3 1 0 9 / 0 9 KI 0. T. Rowe Price Spectrum (howth A Dividend J T Sold 03.;09109 K(part)1 I. T. Rowe Price New lncome C Dividend L T

12. T. Rowe Price Spectrum Income B Dividend K T

13. American Fund, Growth Fund of America A Dividend Sold 03109/09 J

: t4. Firs t St . Bancorporat ion A Dividend J T1 5 . No~lhwestem Mutual Life D Dividend L16 . I . Rowe Pr ice Global Stock A Dividend Sold 03/09109 J A

17. T. Rowe Price Blue Chip Growth ] A Dividend Sold 08!26/09 J I3I


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FINANCIAl. DISCLOSURE REPORT ~ ......Person Reporting Dale of ReportPage 5 of 7 Kelly~ Jr., Paul J. 04/21/2010V II. INV ESTM ENTS and TRUSTS - i ........ ~J .......o~,i,,ns (Includes ,base of sp ......d dependent children; seepp. 3 4-60 tlf f!ling in ....... tions.)--] N O N E (No reportable income, assets~ or transactions.)

A. 1 3 . C D.Description of Assets Income during L-iross value at end Transactions during reporting period

(including trust assets) repot ng per od , o "repor~ ng per od .(I) ( 9 _ ) (I) i (2) (l) (2) : (3) (4) !5 )Place "(X)" after each asset Am 0um Type (e.g .. Value Value Type (c g.~ Date : Value Gain ldcn6ty of

div.. rent, Code 2 Method :[ buy. sell. mm /dd/yy [ Code 2 Code I buycr,"scltcrod e 1|?ore prior disclosure ., (.A-H) o~ int) (J.-P) Code 3 : redemption) [ 0-P) (A-It) (ifprivale(Q-W) I transaction)

1 8 . T. Rowe Price High Yield B Dividec~d K T

1 9 . T, ~owe Price International Bond Fund A Dividend J T2 0 . T. Rowe Price Tax Free-tligh Yield B Dividend Sold 03/09,09 J A2 1 . T. Rowe Price lntl Disc. A Dividend Sold 03/09i09 J2 2 , " 1 " . R o w e P r i c e N e v c E r a A Dividend Sold 03/09/09 J2 3 . T. P, ov,,e Price lntl Growth & Income A D i v i d e r ~ d Sold 03/09/092 4 . T, Rowe [>rice Short lenn Bond N o r s e K T Buy 12/30/09 K25 . T. Ko,.ve Price Summit Cash Reserves A Dividend K T Buy 03/09,09 M - , >

26 Sold 12/30/09 M(pnrt)27.

Money market account -transactions in and out throughout year.


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]Namef Person Reporting ] Da;e of Repor~FINANCIAL DISCLOSURE REPORT I~ " Y , ~ , - . , P ~ , . ~ , ~ .Page 6 of 7 o 4 / 2 1 / 2 0 1 oVIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a,,~i~at~p,r~oJRepor~)


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T "~ N a m e o f P e r s o n R e p o r t i ngFINANCIAL DISCLO SL RE REPOR T ~ , ~ o r ~ e p o , ,Page 7 of 7 ] K e , y , J r . , P a u l J , 0 4 / 2 m 0 1 0

IX. CERT IFICATION.I certify that all iuformation given abov e (including inform ation pertaining to my spo use and mino r or dependent children, if an)) isaccurate, true, and com plete to the best of my know ledge and belief, and that any inform ation not repo rted was w ithheld because it m et applicable statutoryprorisions permitting non-disclnsure.I h~rthcr ce~ify that earned income fro m o utside employment and honoraria and the acceptance of gifts w hich have been reported are incomp liauce with the provisions of 5 U.S.C. app. 5 01 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations,

S i g n a t u r e

NOTE: ANY INDIVIDUAL WH O KNOW INGLY AND W 1LFULLY FALSIFIES OR FAILS TO FILE TItIS REPORT MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financia! DisclosureAdn-d nistrative Office o f the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Paul J Kelly Jr Financial Disclosure Report for 2009

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