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Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow; (2) Institute of Theoretical and Applied Electrodynamics, Russian Academy of Sciences, Moscow; (3) Moscow Institute for Physics and Technology, Dolgoprudny, Moscow region Russian Quantum Center, 28.05.2015
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Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Dec 28, 2015

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Page 1: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Particle-hole duality in Richardson solution of pairing Hamiltonian

W. V. Pogosov,

(1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;(2) Institute of Theoretical and Applied Electrodynamics,

Russian Academy of Sciences, Moscow;(3) Moscow Institute for Physics and Technology,

Dolgoprudny, Moscow region

Russian Quantum Center, 28.05.2015

Page 2: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

1. Motivation / Introduction

2. Particle-hole duality

3. Crossover from BCS limit to fluctuation-dominated regime

4. Integrability and new equations

5. Other applications

6. Results

Outline

Page 3: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

1. Motivation / Introduction

Theory: ‘universal’ Hamiltonian (disordered metallic grains)In Cooper channel: similarities with the reduced Hamiltonian of BCS theory of superconductivity

n +, n - -- time-reversed states(plane waves in macroscopically large samples in the clean limit)

Minimal model: one-particle energy levels are distributed equidistantly (equally-spaced model)

«Debye window»: - half filled in usual BCS theory

Superconductivity at nanoscale: recent experimental progress

Page 4: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Some possible solutions- Mean-field approximation. However, it can give incorrect results- Richardson approach.(fixed particle number + exact solution of Schrödinger equation)

M-pair wave function (R. W. Richardson, 1963):

Singly-populated states to be excluded from the sum

Page 5: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Richardson equations:

--- the equation for Ej

- energy of the system

= Bethe ansatz equations (quasiclassical limit of XXX model, P. P. Kulish and E. K. Sklyanin, 1982);

Pair operators – Pauli operators (two-level systems)

Page 6: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

An example(M = 3, L = 6)

Multiple solutions { Ej }: different Hamiltonian eigenstates

Page 7: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

g = 0 limit: all rapidities populate one-particle energy levels. Noninteracting electrons. Pictorial representation. Empty and occupied states. Simple structure of the wave function.

Ground state An excited state

g increases: rapidities decouple from one-particle levels and start moving in a complex plane. Complicated transformations. Singularities. Complicated structure of the wave function.

Ground state An excited state

Page 8: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Difficulties with Richardson equations

• Resolution is a formidable task• Very few explicit results• Difficulties with computing correlation functions• No appropriate finite-T formalism

New tools / approaches are highly desirable !

Interdisciplinary importance: Connections with various other exactly solvable models (especially, Gaudin-like models), conformal field theories, random matrix theories etc.

Page 9: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Hole picture

• Hole creation/destruction operators

• Hole-pair and hole-number operators

• Hamiltonian in terms of hole operators

2. Particle-hole duality

Page 10: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

• Hamiltonian in the hole representation is the same as in the particle representation up to the replacement of some scalars

• Bethe ansatz techniques are also applicable for this hole Hamiltonian

• The same state can be expressed through Bethe vectors both in the electron and hole pictures, but sets of Bethe roots in these two pictures are different

W. V. Pogosov, J. Phys.: Condens. Matter 24, 075701 (2012): Probabilistic approach

Page 11: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Particle picture:

Hole picture:

Page 12: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

• Various hidden relations for Bethe roots follow from this observation. Such relations can hardly be obtained staying on the level of Bethe equations only, but they can be helpful

W. V. Pogosov, J. Phys.: Condens. Matter 24, 075701 (2012).

the simplest situation:

…various other relations can be derived

Page 13: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Interaction energy:II – non-analytical function of (non-perturbative result);extensive quantity

I – proportional to ;Intensive quantity

How a crossover from BCS condensate (II) to fluctuation-dominated regime (I) can be explicitly described?(emergence of macroscopic properties)

Richardson equations at half-filling: solvable limits

- dimensionless interaction constant

d is an interlevel spacing in the Debye window

3. Crossover from BCS limit to fluctuation regime

M

Minimal model: equally-spaced distribution of levels

Page 14: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Trick: let us treat filling as an additional degree of freedom

Functional equation for the ground state energy:

… and use a conjecture for it:

This simple dependence on the additional degree of freedom M appears in all exactly solvable limits, while the dependencies on g change drastically – from analytical functionto nonanalytical function

We extract a relevant contribution

Page 15: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

--- “boundary condition” in the space of discrete M

Consequence:

is digamma function

Page 16: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Interaction energy per pair:Comparison with numerics and BCS theory

Solid lines – our result,

Dashed lines – numerics,

Dotted lines – BCS approximation.

W. V. Pogosov, N. S. Lin, V. R. Misko, Eur. Phys. J. B (2013)

M = 50

M = 25M = 5

Page 17: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Under what conditions BCS theory becomes inaccurate(as g or system size decrease)?

-- when it is not allowed to replace the summation by an integration:

-- single-pair binding energy, as found by Cooper

A conventional energy scale is a superconducting gap:

Cooper pair binding energy is another energy scale

Page 18: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

However, by a direct substitution it is readily seen that

is a single-pair binding energy

Expansion from limit I (very weak coupling):

Main result: BCS fails to describe correctly an interaction energy, when

--- puzzling quantity with unknown physical meaning

W. V. Pogosov, Solid State Comm. (2015).

Possible experimental investigation: spin magnetization

Conclusion: There are probably at least two criteria: 1. for the gap in the spectrum (relatively easy to probe in experiments) 2. for the ground state energy itself (not so easy to probe, but still possible)

Page 19: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

• Electron quantum invariants (commute with the Hamiltonian)

• Their eigenvalues

4. Integrability and new equations

each operator is related to a one-particle energy level

all rapidities enter symmetrically

Can be derived from the algebraic Bethe ansatz

Page 20: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

• Relation between eigenvalues of electron and hole quantum invariants

A. Faribault and D. Schuricht (2012): Richardson-Gaudin models

H. Tschirhart and A. Faribault (2014): XXX model

L. Bork and W. Pogosov (2014): Russian doll BCS model

P. Claeys, S. De Baerdemacker, M. Van Raemdonck, and D. Van Neck (2015) : XXZ model

Each equation is now related to one-particle energy and is symmetrical with respect to rapidities

Page 21: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Example(M = 1, L = 3)

Particle representation: Hole representation:

Connection:

Page 22: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Equally-spaced model at half-filling (M = L - M)

• Dual (alpha and beta are different) and self-dual (alpha = beta) solutions.• This classification holds along the whole crossover from g = 0 to g = infinity.• Simple rules to understand if a given solution in g = 0 limit is dual or self-dual and to

establish a partner for a dual solution. • These new equations can be used instead of the initial Richardson equations. There are

some advantages.• Ground state is always self-dual.• Mismatches between singularities for dual solutions.• Applies also for any other distribution, mirror-symmetrical with respect to the Fermi level

L. V. Bork and W. V. Pogosov, submitted to Nucl. Phys. B (2015).

Trick: changing an order of summation in new equations(reflection of bare kinetic energies does not change a character of a distribution)

Richardson equations in both pictures are the same up to the shift of rapidities

Page 23: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Examples (numerics)

Page 24: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Other applications

G. Gorohovsky and E. Bettelheim, J. Phys. A: Math. Theor. (2014)

Coherence Factors Beyond the BCS Expressions -- A Derivation

Highly excited states in the thermodynamical limit, when BCS fails, fully analytical calculations of matrix elements

J. Links, I. Marquette, and A. Moghaddam, arXiv:1502.06600Exact solution of the p+ip Hamiltonian revisited: duality relations in the hole-pair pictureInternal structure of the wave function: assymetry between particle-pair and hole-pair pictures

A. Faribault and D. Schuricht, J. Phys. A: Math. Theor. (2012)On the determinant representations of Gaudin models’ scalar products and form factorsNumerical computations of scalar products and form factors.

Page 25: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

H. Tschirhart, A. Faribault, J. Phys. A: Math. Theor. (2014)Algebraic Bethe Ansätze and eigenvalue-based determinants for

Dicke-Jaynes-Cummings-Gaudin quantum integrable models

some analogy of particle-hole duality

Inhomogeneous Dicke model. Superconducting metamaterials. Qubits.

Bethe equations, very similar to Richardson equations:

Page 26: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Results

• Particle-hole duality as a new tool to deal with some exactly solvable models

• Superconducting systems along the crossover from BCS limit to fluctuation-dominated regime

• New equations instead of Richardson equations• Insights on the correspondence between

different solutions of the same system of Richardson equations (different states of the spectrum)

Page 27: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;
Page 28: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

Algebraic Bethe ansatz• R-matrix

• Yang-Baxter equation

• Monodromy matrix

Page 29: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;

• Transfer matrix

It satisfies an equation

Page 30: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;
Page 31: Particle-hole duality in Richardson solution of pairing Hamiltonian W. V. Pogosov, (1) N.L. Dukhov All-Russia Research Institute of Automatics, Moscow;