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PART II ETP — ASTROPHYSICS
22 Lectures Prof. S.F. Gull & Prof. A.N. Lasenby
• 16 lectures this Term; astrophysics of (more or less) normal matter
from scales of stars to clusters of galaxies, using ordinary physics and
Newtonian gravitation theory.
• 6 lectures next Term. Prof. Lasenby will deal with the overall structure
and evolution of the universe, using proper gravity.
• Level of the course: not too much detailed mathematics; ideas needed
from previous courses will be reviewed; theoretical derivations done to
“astrophysical accuracy”. Not too much detailed astronomical factual
material. Emphasis on understanding astrophysical “test cases”.
• HANDOUT — Syllabus; books; essential astronomical facts and
jargon; orders of magnitudes; how we measure distances, velocities,
masses; basic information about astrophysical objects we will meet;
states of condensed matter. More may (or may not) follow. Please
report any errors or typos.
• NOTES — Copies of overheads available on web – hardcopy will follow.
• SUMMARY SHEETS — 1 page summary of each lecture.
• EXAMPLES — 4 sheets this Term — 2 examples per lecture — Mock
Exam paper will be issued.
• WORKED EXAMPLES — Given out at lectures 16 and 22.
• WEB PAGE — For feedback, additional pictures, movies etc.
THE OBSERVABLE UNIVERSE
• Astrophysics is the extension of laboratory physics to large-scale
structures in the universe.
• “Large” means bigger than the Earth (radius 6400 km) — the nearest
external object is our Moon (distance 400, 000 km radius 1738 km).
• The universe seems to organise itself preferentially into stars, which
are objects of size 109 m and 1030 kg.
• The nearest star is the Sun at distance 1.5 × 1011 m (8 light min).
• Sun is a fairly typical star: radius 7× 108 m; mass (M�) 2× 1030 kg.
• Next nearest stars are 30, 000 times further away at about 5 light
years 5 × 1016 m).
• Stars organise themselves into various scales, but there is another
preferential scale: galaxies (1021 m, 1042 kg).
• Other larger scales: clusters, superclusters.
• Universe originated from hot, dense state 15 billion years ago.
• Finite observable universe 2 × 1026 m containing 1012 galaxies.
• And that’s just the stuff we can see. . .
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ASTROPHYSICS AND ASTRONOMY
• Universe contains wide range of exotic phenomena: stars; star
formation; supernovae; galaxies; radio galaxies; quasars; clusters;
cosmic microwave background.
• Laws of physics governing the behaviour of astrophysical objects is
exactly the same as here on Earth (we keep an open mind on this, but
would need a lot of convincing otherwise).
• Extreme conditions found in the cosmic laboratory can provide tests of
our understanding of physics.
• Astronomy is an observational science: we have to make do with the
objects Nature provides, and we can only see them from one viewpoint.
• Astrophysical timescales can be very long (e.g. dynamics of radio jets
in galaxies: 107 years). Can often only see a snapshot of a long
evolutionary process; have to infer evolution from many examples.
• Inevitable selection effects: we can only see objects that emit radiation;
we have limited dynamic range of instruments; we can only see rare,
very luminous phenomena to the greatest distances; some objects
emit anisotropically – interstellar masars, pulsars, relativistic jets.
PHYSICS NEEDED FOR ASTROPHYSICS
• We will need almost everything you have been taught – and a bit more.
• Gravity The glue of the universe — makes all objects tend to attract
and collapse. Needed throughout the course: particle orbits in globular
clusters, galaxies and clusters; Hydrostatic equilibrium of stars and
cluster gas; star formation; evolution and death of stars; formation of
galaxies and other structures from the expanding universe; dark matter.
• Fluid dynamics and plasma physics Many astrophysical
phenomena involve jets, turbulence, shocks, explosions. Hot gas in
clusters of galaxies.
• Nuclear and Statistical physics Needed to understand the
physics of normal and degenerate stars; end points of evolution of
stars; supernovae and synthesis of post-Fe elements; nucleosynthesis
in the early universe.
• Radiation mechanisms and radiative transfer This is how
we see astrophysical objects; also important for energy transport in
stars; cooling and determining the evolution of objects.
• Exotic physics (Mainly next Term) General relativity and Black
holes; dark matter; dark energy; the epoch of inflation.
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STUDYING ASTROPHYSICS
• Overall aim We will try to develop an intuitive view of the various
astrophysical phenomena we observe, and be able to apply simple
physical models to explain them quantitatively.
• Realistic goal I’d like you enjoy astrophysics, to be able to do the
problems on the question sheet and to do well in the Exam.
• Astronomical context We have to have some appreciation of the
observational data: wavebands used; resolution achieved relative to
scale of the object; nature of radiation processes; spectral and velocity
information (if any). The is the necessary astronomical legwork. You
can’t progress in astrophysical research without building telescopes,
doing surveys and studying sources in gruesome detail.
• Theoretical treatment This is very difficult. Theories we can
compute with are approximate (noone knows how to do the 2-body
problem in GR. Even numerical N -body Newtonian gravitational work
and 3-d fluid dynamics are fraught with difficulties, though can give
insight. Analytical treatments are usually worse, but can still be very
useful. We use approximate theory and imperfect simulations to try to
educate our physical intuition. We iterate round the loop of theory,
observation and simulation and eventually hope to progress.
• Method This course will consist of generally applicable theoretical
ideas, a necessary minimum of astronomical facts, illustrated by about
a dozen examples of astrophysical test cases which I will analyse in
detail. These will be interspersed throughout the course, i.e. some will
occur before you have the all relevant facts and observations are to
hand. Don’t worry; research is like that — you are thrown in the deep
end. . .
ASTRONOMICAL FACTS AND JARGON
• Angles are measured in degrees, arc minutes and arc seconds:
180/π radians = 1 degree = 60 arcmin = 3600 arcsec
• 1 AU (astronomical unit) = 1.5 × 1011 m
• 1 pc (parsec) = 1 AU subtends 1 arcsec = 180 × 3600/π AU
= 3 × 1016 m
• 1 M� (Solar mass) 2 × 1030 kg
• Redshift: z ≡ λobs − λrest
λrest
• m = apparent magnitude = −2.5 log10
(
Flux(ν)
StandardFlux(ν)
)
M = absolute magnitude = m − 5 log10
(
Distance
10 pc
)
m M
Sun −27 +5
Full Moon −13 +32
Sirius −1.5 +1.5
A0 star at 10 pc 0 0
White dwarf at 100 pc +20 +15
Galaxy at z = 1 +22 −22
Type Ia SN at z = 1 +24.5 −19.5
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THE EXPANDING UNIVERSE AND HUBBLE’S “CONSTANT”
• In 1929 Edwin Hubble found that all galaxies seemed to be mov-
ing away from us, with velocity v proportional to distance D: v = H0D.
• He determined the constant H0 to be 500 km s−1 Mpc−1.
• In real units this is 1/H0 = 1.5 Gyr.
• This caused a huge problem, because the age of the Earth is 4.5 Gyr.
• Cosmologists were resourceful and invented lots of crazy theories to
account for this impossible observation.
• Hubble’s calibration had underestimated the luminosity of Cepheid
variables. When corrected, the problem disappeared.
• The value of H0 is still uncertain.: H0 = 75 km s−1 Mpc−1 is
currently popular.
EVOLUTION OF HUBBLE’S CONSTANT
• Published values of Hubble’s constant up to 1980.
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THE BIG BANG
• Although the Hubble constant settled down so that the universe was
older than the Earth, people still didn’t like the idea that the universe
had a definite “beginning” in a hot, dense state 10–15 billion years ago.
• Fred Hoyle (one of the originators of the“Steady-State” theory) said:
“You might as well say it all started in a big bang!”
• The discovery of the relic 2.7 K cosmic microwave background
radiation and the clear evidence of evolution in the radio source counts
(radio source were much more common at z = 2 than they are today)
largely settled the matter, though there were persistent pockets of
resistance for many years afterwards.
• So now we call the dense, hot early universe the “Big Bang”.
• A version of the “Steady-State” theory is now popular again (for the
very early universe). . .
DETERMINATION OF THE DISTANCE SCALE
Traditional “step by step” approach: the distance ladder
• Solar system: planetary radar, tracking of spacecraft and pulsar timing
gives value of AU to a few metres.
• Nearby stars: use parallax. Hipparchos satellite measured parallaxes
to 0.001 arcsec (expect a further factor of 100 improvement soon).
Thus establish luminosity as a function of spectral type for main
sequence stars.
• Apply to more distant stars, especially clusters. Find luminosity of
bright “standard candles” (in particular Cepheid variables, for which the
absolute luminosity is well correlated with the period of oscillation).
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THE DISTANCE SCALE II
• Observe Cepheids in nearby galaxies to establish distances to them
and thus obtain the absolute luminosity of still brighter objects: globular
clusters, H+ regions and whole galaxies.
• Extend these to find distances to galaxies that are sufficiently far away
that the overall expansion of the universe dominates over random
motions. This should provide the value of the Hubble constant H0.
• Beyond that the recession velocity is used as the indicator of distance,
though the true form of the distance–redshift relation remains to be
determined.
• The brightest standard candles available are Type Ia supernovae. They
arise from the ignition of a white dwarf star following accretion of matter
from its normal companion in a binary system. Ignition occurs at a
definite mass 1.4 M�, and there is usually not much absorbing material
in the way, since the lifetime of these stellar systems is very long and
they are likely to have moved away from the dense regions in which
they were formed. These standard candles have extended the distance
scale to high redshift, but calibration will continue to require refinement.
HUBBLE DIAGRAM FROM TYPE IA SUPERNOVAE
• Hubble diagram from Perlmutter & Schmidt (2003).
• A distance modulus of 40 corresponds to a distance of 1 Gpc, and
increase of 5 in the distance modulus is equivalent to an factor of 10
increase in distance. (There are lots of technical issues here.)
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COSMIC ABUNDANCES OF THE ELEMENTS
• Only hydrogen and helium were formed in the Big Bang.
• Binding energy graph shows that Li, Be, B will be rare.
• C, O, Ne are formed in normal stars, post-Fe arise from supernovae.
THE FATE OF COLD MATTER IN THE UNIVERSE
• Gravity tries to concentrate matter.
• Other forces resist:
1) Coulomb force can do the job for M < 2 × 1027 kg
2) Degeneracy pressure i.e. Pauli principle for identical fermions
a) Electrons in white dwarf stars
are sufficient for 2 × 1027 kg < M < 2 × 1030 kg
b) Neutrons in neutron stars (pulsars)
manage for 2 × 1030 kg < M < 1031 kg
• Above this limit gravity must win in the end.
• Collapse is postponed by:
3) Entropy
a) Compression + opacity → heat → pressure.
b) Compression + turbulence → heat → pressure.
c) If temperature T > 107K → nuclear fusion.
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ASTROPHYSICAL OBJECTS — MASS VERSUS RADIUS PLOT
• Over a very range of masses (factor of 1054) objects have a density of
order 103 kg m−3.
• Narrow range of masses (1027–1031 kg with wide range of densities.
• On larger scales see dynamical groups of stars.
THE SOLAR SYSTEM
• The Sun
- Contains 99.9% of the mass of the solar system
- Rotation period: 25 days at equator, 30 days at poles.
- The angular momentum of the rotation is only 2% of that of the
solar system (most is in the orbital motion of Jupiter).
- The differential rotation creates magnetic field, typically 10−4 T, but
0.3 T in sunspots.
- Optical photosphere has Teff = 6000 K (emits continuum).
- Chromosphere has T = 4500 K (absorption lines).
- Whiplash effect of convection cells heats the low density corona to
T = 106 K.
- Generates solar wind 400–700 km s−1, with spiral sector structure.
- Heat is generated by conversion of hydrogen to helium in the centre.
- Heat is transported outwards by radiative diffusion, except for the
outer 1%, where the decreasing density makes the fluid develop
convection cells.
- Clues to interior: solar oscillations; neutrinos.
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THE SOLAR SYSTEM II
• Planetary system
- Orbits are approximately circular and lie in a plane — must have
been formed from a gaseous disc.
- Composition shows temperature gradient: inner planets have
ρ ≈ 5 × 103 kg m−3; outer gas giants have ρ ≈ 103 kg m−3
• Earth
- Differentiated: Iron/Nickel core; silicate mantle and crust.
- Heated by radioactive decay, causing geological activity.
- Age of oldest surface rock is about 3.8 Gyr.
• Mars and Venus
- Similar histories to Earth.
- Differences in atmosphere can be understood from temperature and
gravity.
• Moon and Mercury
- Geological activity ceased before the end of asteroid bombardment.
- Age of oldest Moon rock is 4.5 Gyr.
THE SOLAR SYSTEM III
• Asteroids
- Smaller bodies, mostly lying between Mars and Jupiter, sizes from
< 1 km to a few hundred km..
- Total mass < 10−3 that of the Earth.
- Interactions and collisions generate meteors which we can study
directly. Differentiated: stony; stony/iron; irons. Some stony
meteors contain “chondrites” — appear to be pre-solar material
(contain SiC which cannot form in the presence of O).
• Outer planets
- Formed from “ices” — H2O, NH3, CH4.
- Massive enough to keep most of the H and He.
- Systems of moons — formation similar to planetary system as a
whole?.
- Ring systems: dust to bolder-sized particles inside the Roche limit.
• Comets
- Made from“Dirty ices”. There are probably about 1010 comets.
- Highly eccentric orbits — regular visitors must have had interaction
with planets that circularised their orbits.
- Probably originate in the Oort cloud at 105 AU
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NEWTONIAN GRAVITY THEORY
m1
m2F =Gm1m2
r212
• All material bodies attract one another: force proportional to the
product of masses; inversely proportional to square of separation.
• Force on a body of mass m at position r is determined by an
acceleration field g(r): F = mg. This gravitational field is the sum of
accelerations from all bodies: g(r) =∑
i
Gmi(ri − r)
|ri − r|3
• Gravitational field is conservative — derived from potential φ(r):
g = −∇φ
.• Analogy with electrostatics: φel =q
4πε0R↔ φ = −GM
R.
• Consider volume V surrounded by surface S
• Gauss’ theorem in electrostatics:∮
dS·E =
∫
dV ∇·E =Q
ε0=
1
ε0
∫
dV ρel ⇒ ∇·E =ρel
ε0• For gravity the analogy gives
∮
dS·g =
∫
dV ∇·g = −4πGM = −4πG
∫
dV ρ
⇒ ∇·g = −4πGρ
NEWTONIAN GRAVITY THEORY
• We can use Gauss’ theorem and the full apparatus of potential theory
to solve gravitational problems.
• In terms of the potential we have Poisson’s equation:
∇2φ = 4πGρ
• We will only need cases where there is high symmetry:
- spherical distribution gr =GM(r)
r2, where M(r) is the mass
inside r;
- cylindrical distributions will not arise in this part of the course.
- symmetric slab distribution gz = 2πGM(z) (simple model of a
gravitating disc).
• In fact we can do quite complicated problems. . .
Gravitational fieldlines and equipotentials for a uniform disc.
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GRAVITATIONAL FIELD AND POTENTIAL OF A SPHERICAL BODY
• Spherical body of density ρ and radius a (total mass M = 43πρa3).
• Field at radius r determined by mass M(r) inside: g(r) =GM(r)
r2.
• Outside the body we just have:
g(r) =GM
r2; φ(r) = −GM
r.
• Inside the body M(r) =Mr3
a3,
so that g(r) =GMr
a3= 4
3πGρr.
• The potential φ(r) is the integral
of g(r) with the constant of integration
chosen to match the potential at r = a:
φ(r) =GM
2a3
(
r2 − 3a2)
.
• If the matter in the sphere is at rest and has the correct pressure
distribution P (r) it can support itself against collapse.
• Hydrostatic equilibrium: balance of forces on element ∇P = ρg.
Here ρ is constant so we can integrate: P = −ρφ + constant.
• Setting P = 0 at r = a gives P (r) = 23πGρ2
(
a2 − r2)
• In terms of mass and radius the central pressure is P0 =3GM2
8πa4
DYNAMICS OF EXPANDING SHELL
• If there is no pressure (a “dust” sphere), a uniform sphere started at
rest will collapse (see examples1: Q6 — method given below works).
• The gravitational field is proportional to radius, so that the collapse has
radial velocity v(r) ∝ r, and the density remains spatially uniform.
• We call this type of motion “self-similar‘’, and we will meet it several
times (outflows; blast waves).
• We will look at the case of an expanding sphere with v(r) ∝ r, and
use it as a simple Newtonian model for the expanding universe.
• We write the radial position r(t) of a particle in the sphere as λR(t),
where 0 < λ < 1 is a time-invariant label and R(t) is the radial scale
(R(0) = a). We also have ρ(t) = ρ0
a3
R3(t).
• Then v(r, t) = λR = H0(t)r, where H0 ≡ R/R.
• With these substitutions the equation v = −g becomes (λ cancels):
R = −4πGρ0a3
3R2
• Multiply by R and integrate: 12R2 =
4πGρ0a3
3R+ constant.
• The constant of integration determines whether the expansion will
cease: if negative the sphere stops and recontracts. The critical case
is ρcrit =3H2
0
8πG.
• Not a bad model for the universe. . .
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THE FRIEDMANN EQUATION
• Our expanding dust model with Newtonian gravity is actually a very
good model for the expanding universe — it has reproduced the
Friedmann equation for the evolution of the cosmological scale
parameter. It is the same equation you get from general relativity if the
pressure and cosmological constant are zero.
• By appropriate scalings of time and radius it can be put in the form
R2 =1
R− k, where distinct cases are distinguished by k taking one
of the three values −1, 0, +1.
• The equations can be solved in closed form for t as a function of R:
k = −1 t =√
R(1 + R) − sinh−1(√
R)
k = 0 t = 23R3/2
k = +1 t = −√
R(1 − R) + sin−1(√
R)
• You will meet these cosmological models again next Term.
HOW COMPRESSIBLE ARE ATOMS?
• Recall Bohr model for hydrogen atom:
Forces:e2
4πε0r2= meω
2r
⇒ ω2 =e2
4πε0mer3
Quantum: h = meωr2 ⇒ ω =h
mer2
• Hence radius of orbit a0 is given by a0 =4πε0h
2
e2me
= 5 × 10−11 m.
• Energy is (using Virial theorem):
E = − 12
e4
4πε0a0
= − e4me
32π2ε20h2
= −13.6 eV
.
• Atoms contain a large amount of
energy and resist compression
very strongly.
• We can estimate the pressure that
atoms can resist as approximately
equal to the energy density ∼ E/(2a0)3 ∼ 2 × 1012 Pa.
• This estimate is an upper limit: if exceeded the electrons will certainly
not be bound to the protons.
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HOW COMPRESSIBLE ARE ATOMS? II
• We can make a simpler model of an atom: ignore the proton and
suppose the electron is in a box of side πa, so that its momentum is
p =h
aand the kinetic energy is
p2
2me
=h2
2mea2.
• Now remember the proton and find the total energy
E(a) =h2
2mea2− e2
4πε0a
E(a)
a
• Treat a as a variable parameter
and locate the minimum energy
as a is varied:
amin =4πε0h
2
e2me
= a0.
• The minimum energy itself is Emin = − e4me
32π2ε20h2
as before.
• I admit I fiddled that — you can also invoke the uncertainty principle if
you like. . .
• The general point is that, as you try to compress an atom, the kinetic
energy will increase and eventually the total energy will be positive. At
this point the electrons are not bound to individual protons and the
hydrogen becomes metallic (predicted in 1935).
• According to our simple model this occurs when a = 12a0; i.e. when
compressed by a factor of 8.
GRAVITY: THE ATOM-CRUSHER
• The gravitational energy of neighbouring atoms in hydrogen is about
Gm2p
2a0
∼ 10−35eV — a factor of 1036 times weaker than the
electrostatic energy.
• But gravity is always attractive and, as you add more atoms,
gravitational effects become more important. . .
• Suppose we have a body containing N atoms.
• The electrostatic forces on an atom are no
stronger than before — the electric field is
shielded on scales larger than a0.
• An atom will feel the gravitational effect of all the other atoms in the
body, but we have to allow for the increased separation.
• For an incompressible body the average separation is ∼ a0N1/3.
• The gravitational energy of the atom is nowNGm2
p
2a0N1/3; i.e. ∝ N2/3
• Although gravitation is 1036 times weaker than electromagnetism at
the atom level, it will dominate when the number of atoms exceeds
(1036)3/2 = 1054.
• This is a mass of1054mp ≈ 1027 kg — about the size of Jupiter.
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PROPERTIES OF SOLID HYDROGEN
• Density of solid hydrogen is low: the molecular volume is 22.7 cm3.
• As solids go it is rather weak – it compresses by a factor of two in
volume under a pressure of “only” 2 × 104 atmospheres (3 GPa).
• Resistivity and molecular volume have now been measured up to
pressures of 300 GPa, which is about the central pressure of Jupiter.
• The resistivity drops dramatically and hydrogen becomes “metallic”
when compressed by a factor of 9.
VIRIAL THEOREM
• Balance between gravitational potential energy and kinetic energy in
systems bound by gravity and supported against collapse by internal
motions.
• System of masses mi, positions ri and velocities vi
• The quantity G ≡∑
i
(mivi)·ri is called the virial.
dG
dt=
∑
i
mi
(
v2i + vi·ri
)
= 2T −∑
i
Fi·ri
∑
i Fi·ri =∑
i
∑
j 6=i
Gmimjri·(rj − ri)
|ri − rj |3
=∑
i
∑
j<i
Gmimj(ri·(rj − ri) + rj ·(ri − rj))
|ri − rj |3
=∑
i
∑
j<i
Gmimj
|ri − rj |= −V
• If the motions are bounded limτ→∞
1
τ
∫ τ
0
dt G = 0.
• Hence Virial Theorem:
〈Kinetic energy〉 = − 12〈Gravitational potential energy〉