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“Spending Wisely” Research Administration Day 2014 Research Services Office Together we make it happen Research Administration Day May 28, 2014 Overview of Research Administration at the University of Alberta Betty Peavey, Research Facilitator Faculty of Science 1 RAD 101
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Overview of Research Administration at the University of Alberta

Feb 24, 2016

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RAD 101. Overview of Research Administration at the University of Alberta. Betty Peavey, Research Facilitator Faculty of Science. What is the Research Services Office (RSO)?. A central unit on campus under the VP (Research) All research funding is administered by the RSO - PowerPoint PPT Presentation
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Page 1: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Overview of Research Administration at the University of AlbertaBetty Peavey, Research Facilitator Faculty of Science

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RAD 101

Page 2: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• A central unit on campus under the VP (Research)• All research funding is administered by the RSO• Around 90 staff – agreements/contracts, finance, information

management, business processes, reporting/audits, legal counsel

• Help the research community find, apply for, receive and manage research funding.

What is the Research Services Office (RSO)?

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Page 3: Overview of Research Administration at the University of Alberta

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• First point-of-contact for the RSO• Pre-award and Post-award support• Review and sign off of research applications/proposals• Advise on sponsor guidelines and UofA policy• Trouble shoot research-related problems• Educate via workshops, one-on-one training• Answer questions

Who are Research Facilitators (RFs)?

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Page 4: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Main Components of Research Funding

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Funding Opportunities

Applying for Funding

Receiving Research Funding

Managing Research Funding

Page 5: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Life Cycle of a Grant

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Page 6: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Deadlines – Sponsor/RSO/Faculty/Dept• Eligibility – Applicant, Co-Applicants, Collaborators, Partners,

Institution• Type of Research activity• Budget – Indirect costs 20%• Submission process – Paper/Courier/Electronic/Online• Letters of Support – Institutional/Faculty/Dept• Signatures

Things to Consider When Applying for Funding

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Page 7: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Two sets of signature requirements:• Sponsor (signature requirements vary by sponsor)

• Usually outlined in the application guidelines or on the application form• May or may not be required

• University of Alberta (signature requirements determined by UofA Policy)• * Always required for full applications *

Signatures

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Page 8: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Pre-submission Supplementary Signature Page for Applications/Proposals

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Page 9: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Pre-submission Supplementary Signature Page for Applications/Proposals

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Page 10: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• If the application is successful, send us a copy of the NOA (RSO is not always copied on these)

• Can be a simple award letter or a complex agreement (researchers should not sign agreements without prior RSO review)

• If you receive an NOA for an application that was not initially reviewed/signed by RSO, attach the Request for New Project form

Sponsor Notice of Award (NOA)

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Page 11: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Request for New Research Project Form

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Page 12: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Request for New Research Project Form

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Page 13: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Review the terms and conditions of award to finalize setup• Research involving human subjects, animals, biohazards, human

embryonic stem cells • Animal and Human certifications provided by REO• Biohazard Certification provided by Office of EHS • This is the #1 delay in award activation

• RSO staff activate project • RSO sends Advice Notice to PI/Dept/Faculty

Award Setup and Activation

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Page 14: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Advice Notice

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Page 15: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Advice Notice

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Page 16: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Advice Notice

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Page 17: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Reconciliations (PeopleSoft module – eTRAC – electronic tracking of research awards and contracts)

• Researcher Home Page • Sub-grants or transfers of portions of funding to participating

institutions• Change of PI, Change to co-applicants• Amendments to award (end date extension, increase to awarded

amount, sponsor approved changes to research)

Managing the Award

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Page 18: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

eTRAC

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Page 19: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

eTRAC

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Page 20: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Reconciliations (PeopleSoft module – eTRAC – electronic tracking of research awards and contracts)

• Researcher Home Page • Sub-grants or transfers of portions of funding to participating

institutions• Change of PI, Change to co-applicants• Amendments to award (end date extension, increase to awarded

amount, sponsor approved changes to research)

Managing the Award

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Page 21: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Researcher Home Page (RHP)

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Page 22: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Reconciliations (PeopleSoft module – eTRAC – electronic tracking of research awards and contracts)

• Researcher Home Page • Sub-grants or transfers of portions of funding to participating

institutions• Change of PI, Change to co-applicants• Amendments to award (end date extension, increase to awarded

amount, sponsor approved changes to research)

Managing the Award

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Page 23: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Change to Existing Project Form

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Page 24: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Change to Existing Project Form

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Page 25: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Over expenditures (OE)• Residual/unspent funds in project • Deliverables (financial reporting; research reports)• Telephones, payroll; standing orders; contracts for service• Retention of documentation

Project Completion

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Page 26: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

Where do I fit in?

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Page 27: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• Contact your Research Facilitation Office first with your questions and queries• http://www.rso.ualberta.ca/ContactRSO.aspx

• Take a look at the RSO Website for information and forms• http://www.rso.ualberta.ca/

• Questions?

Remember …

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Page 28: Overview of Research Administration at the University of Alberta

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Research Services OfficeTogether we make it happen Research Administration Day May 28, 2014

• We appreciate your help in evaluating this presentation!• The RAD evaluation form is accessible online. Click here or click

on the blue checkmark below (right-click the hyperlink(s) and click Open Hyperlink to activate).

Online Evaluation Form

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