Top Banner
Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation
53

Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Dec 25, 2015

Download

Documents

Gavin Edwards
Welcome message from author
This document is posted to help you gain knowledge. Please leave a comment to let me know what you think about it! Share it to your friends and learn new things together.
Transcript
Page 1: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Overview of Intellectual Property Rights and Their Role

in Technology TransferT.C. James

DirectorNational Intellectual Property

Organisation

Page 2: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Objective

To present

• General introduction to the concept of IPRs

• Different Kinds of IPRs• Role of IPRs in Technology Transfer

[email protected]

Page 3: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

INTRODUCTION TO INTELLECTUAL PROPERTY RIGHTS

1

[email protected]

Page 4: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Intellectual Property Right

• Right• A thing one may legally or morally claim• The state of being entitled to a privilege,

immunity or authority to act.E.g. Fundamental Rights; Right to Natural Justice

[email protected]

Page 5: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Intellectual Property Right

• Property• Something owned• Right to Possession, Use, etc.• Two Important Features

Owner of the Property May Use it as He wishesNobody else can lawfully use his Property without

his authorization

[email protected]

Page 6: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Intellectual Property Right

• Intellectual• Relating to the Intellect• Intangible

[email protected]

Page 7: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Kinds of Property

• Movable PropertyE.g. Car, Pen, Furniture, Dress

• Immovable PropertyE.G. Land, Building

• Intellectual PropertyCreations of the Human Mind/Intellect

[email protected]

Page 8: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Scope of IPRs - 1

• Rights relating toLiterary, Artistic and Scientific WorksPerformances of performing artists, phonograms,

and BroadcastsInventions in all fields of human endeavourScientific DiscoveriesIndustrial Designs

[email protected]

Page 9: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Scope of IPRs - 2

Trademarks, Service marks and Commercial Names and Designations

Protection Against Unfair CompetitionAnd all Other Rights resulting from Intellectual

Activity in the Industrial, Scientific, Literary or Artistic Fields.

[email protected]

Page 10: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Some Mythology, Some History 1

• Eklavya Story from the Mahabharat• 1407: Venice Patent Law• Saint Columba, Abbot Finnian and King

Dermont• “To every cow her calf and consequently to

every book its copy.”• 1529 Act of Henry VIII: System of Privileges fro

printing books

[email protected]

Page 11: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Some Mythology, Some History 2

• 1709: Statute of Anne “Mother of all copyright Laws”

• Potters’ Marks used to identify the source of fired clay pots 3500 years ago

• Trademark Law in early 17th century in England

[email protected]

Page 12: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

International Protection

• Paris Convention for the Protection of Industrial Property 1883

• Berne Convention for the Protection of Literary and Artistic Works 1886

• TRIPS: Agreement on Trade Related Aspects of Intellectual Property Rights 1994

[email protected]

Page 13: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

IPRs in TRIPS

• Copyrights and Related Rights• Trademarks• Geographical Indications• Industrial Designs• Patents• Lay-out Designs (Topographies) of Integrated Circuits• Trade Secrets• Fair Competition

[email protected]

Page 14: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Rationale

• Principle of Natural JusticeCreator has a right to economic rewardCreator has a right to control the use of his

creation

• Evolution of Society, economy and technology necessitated a transparent system

[email protected]

Page 15: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Basic Principle

• Contract between creator and sovereign state• Balance between rights of creator and public

interest

[email protected]

Page 16: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Art. 27 of Declaration of Human Rights

• 1. Everyone has the right to participate in the cultural life of the community, to enjoy the arts and to share in scientific advancement and its benefits

• 2. Everyone has the right to the protection of the moral and material interests resulting from any scientific, literary or artistic production of which he is the author.

[email protected]

Page 17: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

DIFFERENT KINDS OF INTELLECTUAL PROPERTY RIGHTS

2

[email protected]

Page 18: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Two Branches of IPRs

• Copyright and Related Rights• Industrial Property Rights

[email protected]

Page 19: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Copyright?

• Copyright is a legal term describing rights given to creators of original literary and artistic works

[email protected]

Page 20: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Works Protected• Literary works

Novels, poems, plays, reference works, newspapers, computer programmes

DatabasesAdvertisements, maps and technical drawings

• Artistic works Paintings, drawings, photographs, sculptureArchitectural works

• Films• Musical compositions, choreographic works

[email protected]

Page 21: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Rights• Economic Rights: Exclusive right to authorise or

prohibit in respect of a workReproduction in various forms, such as printed publication

or sound recordingPublic performance as in a play or musical workRecordings such as in a CD or VCD or DVDBroadcasting by radio or television or satellite or cable or

InternetTranslationAdaptation e.g. a novel into a screenplay

• Moral Rights: Right of authorship and integrity

[email protected]

Page 22: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Related Rights

• Rights of performing artists in their performances

• Producers of sound recordings in their recordings

• Broadcasting organisations in their broadcasts

[email protected]

Page 23: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Law

• The Copyright Act, 1957 as last amended in 1999

• Term of Protection: life of the author plus 60 years

[email protected]

Page 24: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Patents

• A patent is an exclusive right granted for new (novelty) invention (inventiveness), which is a product or a process that provides a new way of doing something, or offers a new technical solution to a problem which has an industrial application (utility)

[email protected]

Page 25: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Patent Protection

• The invention cannot be commercially made, used, distributed or sold without the patent owner’s consent.

[email protected]

Page 26: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Law

• The Patents Act, 1970 as last amended in 2005• Term of protection 20 years.

[email protected]

Page 27: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Industrial Designs

• An industrial design is the ornamental or aesthetic aspect of an article. The design may consist of three-dimensional features such as the shape or surface of an article, or of two-dimensional features such as patterns, lines or colour.

• It must appeal to the eye.

[email protected]

Page 28: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Industrial Design Protection

• Design must be new or original• Right to prohibit others from copying or

applying the design without owner’s permission

• Known variously as Design right, copyright or patent

[email protected]

Page 29: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Design Law

• The Designs Act, 2000• Period of protection 10 years extendable by

another 5 years

[email protected]

Page 30: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Trademark

• A trademark is distinctive sign which identifies certain goods or services s those produced or provided by a specific person or enterprise.

• Trademarks may be one or a combination or words, letters, and numerals; may consist of drawings, symbols, 3-dimensional signs such as the shape and packaging of goods, audible signs such as music or vocal sounds, fragrances or colours used as distinguishing features

[email protected]

Page 31: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Right

• Law gives exclusive right to the owner to use it or authorise its use by others

[email protected]

Page 32: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Trade Mark Law

• The Trade Marks Act, 1999• Term of protection: 10 years renewable

indefinitely

[email protected]

Page 33: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Geographical Indications (GIs)

• Indications of natural, agricultural or manufactured goods from a particular area which have certain quality or reputation or other characteristic which can essentially be attributable to their geographical origin.

• Eg. Darjeeling Tea, Alphonso mango

[email protected]

Page 34: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

GI Right

• Exclusive right to the use of the Geographical Indications.

[email protected]

Page 35: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

GI Law

• The Geographical Indications of goods (Registration and Protection) Act, 1999.

• Term of Protection: 10 years renewable ad nauseum.

[email protected]

Page 36: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

The Semiconductor Integrated Circuits Layout-Design

• “Layout-design” means a layout of transistors, and other circuitry elements and includes lead wires connecting such elements and expressed in any manner in a semiconductor integrated circuit.

[email protected]

Page 37: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Registrable lay-out Designs

• Original• Novel• Distinctive

[email protected]

Page 38: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Right

• Exclusive use.

[email protected]

Page 39: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Law

• The Semi-conductor Integrated Circuits Lay-out Design Act, 2000.

• Term of protection: 10 years.

[email protected]

Page 40: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

THE PROTECTION OF PLANT VARITIES AND FARMERS’ RIGHTS 1

• Registrable varieties and criteria:New Varieties

Novelty, Distinctiveness, uniformity and stability

Extant varietiesDistinctiveness, uniformity and stability

[email protected]

Page 41: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

THE PROTECTION OF PLANT VARITIES AND FARMERS’ RIGHTS 2

• Persons who can RegisterBreeders, farmers, universities, agricultural

institutes

[email protected]

Page 42: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

THE PROTECTION OF PLANT VARITIES AND FARMERS’ RIGHTS 3

• Right• Exclusive right to produce, sell, market,

distribute import or export the variety

[email protected]

Page 43: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

THE PROTECTION OF PLANT VARITIES AND FARMERS’ RIGHTS 4

• Law• The Protection of Plant Varieties and

Farmers’ Rights Act, 2001• Period of protection

15 years for annual crops18 years for trees and vines

[email protected]

Page 44: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Trade Secret

• "Trade secret" means information, including a formula, pattern, compilation, program, device, method, technique, or process, that:(i) derives independent economic value, actual or potential, from not being generally known to, and not being readily ascertainable by proper means by, other persons who can obtain economic value from its disclosure or use, and(ii) is the subject of efforts that are reasonable under the circumstances to maintain its secrecy.(UTSA of US)

[email protected]

Page 45: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

When Trade Secrets are preferred?

• When invention is not patentable • When longer period of protection is

desired – Patent protection is limited to 20 years,

when secret can be kept beyond that period

• When cost of patent protection are prohibitive

• When it is difficult to reverse engineer.

[email protected]

Page 46: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

ROLE OF INTELLECTUAL PROPERTY RIGHTS IN TRANSFER OF TECHNOLOGY

3

[email protected]

Page 47: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Transfer of Technology

• Assignment of technological intellectual property, developed and generated in one place to another through legal means such as technology licensing or franchising

[email protected]

Page 48: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

TRIPS and Technology Transfer

• Art. 7: IPRs should contribute to the transfer and dissemination of technology

• Art. 8: Measures be taken to prevent abuse of IPRs including practices that adversely affect the international transfer of technology

• Art. 40: Provisions to prevent anticompetitive practices in contractual licences

• Art 66.2: Obligations of developed countries to provide incentives to their enterprises to promote technology transfer to LDCs.

[email protected]

Page 49: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Changing Profile of IP Owners

• Individual Innovators vs. Corporate Technology Owners

• Corporatization of IPRs

[email protected]

Page 50: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Technology Transfer: An Investment

• Transfer of Technology an Investment Decision

• Investors– Are Guided by economic rationale of Maximum

Returns– Do not want expropriation of the technology– Will try to prevent competition.

[email protected]

Page 51: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Accessing Technology• Technology available free on Internet but very

few firms take them up for fear of competitors also doing so

• Sometimes low level of IP protection is used by governments when domestic firms are not compete with large TNCs– They use reverse engineering to produce the new

products– Eg. Pharmaceutical industry of India between 1970

and 2005.• Post TRIPS this is not possible

[email protected]

Page 52: Overview of Intellectual Property Rights and Their Role in Technology Transfer T.C. James Director National Intellectual Property Organisation.

Role of IPRs in Technology Transfer

• IPRs are Critical for Investors• Guarantee against Misappropriation– A US survey of 1988 showed 42 % firms (high

technology) considered patents very important and 27 % moderately important in technology transfer.

• Easiness in transfer of technology because of legal certainty

• Other Factors like general economic environment, capacity of domestic firms to absorb technology, market conditions also important.

[email protected]