OSC Bulletin - Westlaw Canada

The Ontario Securities Commission

OSC Bulletin

June 20, 2019

Volume 42, Issue 25

(2019), 42 OSCB

The Ontario Securities Commission administers the Securities Act of Ontario (R.S.O. 1990, c. S.5) and the

Commodity Futures Act of Ontario (R.S.O. 1990, c. C.20)

The Ontario Securities Commission Published under the authority of the Commission by: Cadillac Fairview Tower Thomson Reuters 22nd Floor, Box 55 One Corporate Plaza 20 Queen Street West 2075 Kennedy Road Toronto, Ontario Toronto, Ontario M5H 3S8 M1T 3V4 416-593-8314 or Toll Free 1-877-785-1555 416-609-3800 or 1-800-387-5164 Contact Centre – Inquiries, Complaints: Fax: 416-593-8122 TTY: 1-866-827-1295 Office of the Secretary: Fax: 416-593-2318

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June 20, 2019

(2019), 42 OSCB

Table of Contents

Chapter 1 Notices ................................................... 5421 1.1 Notices ........................................................... (nil) 1.2 Notices of Hearing ......................................... (nil) 1.3 Notices of Hearing with Related Statements of Allegations ............................ (nil) 1.4 Notices from the Office of the Secretary ............................................ 5421 1.4.1 BDO Canada LLP ........................................... 5421 1.5 Notices from the Office of the Secretary with Related Statements of Allegations ............................ (nil) Chapter 2 Decisions, Orders and Rulings ............ 5423 2.1 Decisions ...................................................... 5423 2.1.1 BRP Inc. ........................................................ 5423 2.1.2 Portland Investment Counsel Inc. ................... 5428 2.1.3 CI Investments Inc. ......................................... 5434 2.1.4 Mackenzie Financial Corporation et al. .......... 5437 2.1.5 BMO Asset Management Inc. ......................... 5442 2.2 Orders............................................................ 5449 2.2.1 BDO Canada LLP ........................................... 5449 2.2.2 360 Treasury Systems AG – s. 147 ................ 5450 2.2.3 PharmaCielo Ltd. – s. 1(11)(b) ....................... 5460 2.3 Orders with Related Settlement Agreements .................................................... (nil) 2.4 Rulings ........................................................... (nil) Chapter 3 Reasons: Decisions, Orders and Rulings .................................................... (nil) 3.1 OSC Decisions ............................................... (nil) 3.2 Director’s Decisions ...................................... (nil) Chapter 4 Cease Trading Orders ........................... 5463 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders ......................... 5463 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders .............. 5463 4.2.2 Outstanding Management & Insider Cease Trading Orders .................................... 5463 Chapter 5 Rules and Policies.................................. (nil) Chapter 6 Request for Comments .......................... (nil) Chapter 7 Insider Reporting................................... 5465 Chapter 9 Legislation .............................................. (nil) Chapter 11 IPOs, New Issues and Secondary Financings ............................................. 5539 Chapter 12 Registrations ......................................... 5545 12.1.1 Registrants ..................................................... 5545

Chapter 13 SROs, Marketplaces, Clearing Agencies and Trade Repositories ............................... 5547

13.1 SROs ............................................................... (nil) 13.2 Marketplaces ................................................ 5547 13.2.1 TSX Inc. – Enhancement of ‘Seek Dark Liquidity’ Functionality – Notice of Withdrawal ..................................................... 5547 13.2.2 360 Treasury Systems AG – Application for Exemptive Relief – Notice of Commission Order .............................................................. 5548 13.3 Clearing Agencies ......................................... (nil) 13.4 Trade Repositories ........................................ (nil) Chapter 25 Other Information ................................... (nil) Index ............................................................................ 5549

June 20, 2019

(2019), 42 OSCB 5421

Chapter 1

Notices 1.4 Notices from the Office of the Secretary 1.4.1 BDO Canada LLP

FOR IMMEDIATE RELEASE June 13, 2019

BDO CANADA LLP,

File No. 2018-59 TORONTO – The Commission issued an Order in the above named matter. A copy of the Order dated June 13, 2019 is available at www.osc.gov.on.ca. OFFICE OF THE SECRETARY GRACE KNAKOWSKI SECRETARY TO THE COMMISSION For media inquiries: [email protected] For investor inquiries: OSC Contact Centre 416-593-8314 1-877-785-1555 (Toll Free)

Notices

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Chapter 2

Decisions, Orders and Rulings 2.1 Decisions 2.1.1 BRP Inc. Headnote Multilateral Instrument 11-102 Passport System and National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Issuer bid – Modified Dutch auction – Application for relief from the requirement to take up and pay for shares on a pro rata basis and the related disclosure requirements for the issuer bid circular (section 2.26 of National Instrument 62-104 Take-Over Bids and Issuer Bids and item 8 of Form 62-104F2) – Application for relief from the requirement to take up all securities deposited under the issuer bid and not withdrawn if all the terms and conditions of the Offer have been complied with or waived unless the issuer first takes up all shares deposited under the Offer and not withdrawn (subsection 2.32(4) of National Instrument 62-104 Take-Over Bids and Issuer Bids) – Requested relief granted, subject to conditions. Applicable Legislative Provisions National Instrument 62-104 Take-Over Bids and Issuer Bids, ss. 2.26, 2.32(4) and 6.1 and item 8 of Form 62-104F2.

TRANSLATION

June 11, 2019

IN THE MATTER OF THE SECURITIES LEGISLATION OF

QUÉBEC AND ONTARIO (the "Jurisdictions")

AND

IN THE MATTER OF

THE PROCESS FOR EXEMPTIVE RELIEF APPLICATIONS IN MULTIPLE JURISDICTIONS

AND

IN THE MATTER OF

BRP INC. (the "Filer")

DECISION

Background The securities regulatory authority or regulator in each of the Jurisdictions (the "Decision Maker") has received an application from the Filer for a decision under the securities legislation of the Jurisdictions (the "Legislation") granting the Filer, in connection with the proposed purchase of a portion of its outstanding subordinate voting shares (the "Shares") pursuant to an issuer bid (the "Offer"), an exemption from the following requirements (the "Exemption Sought"):

a) the proportionate take-up requirements in Section 2.26 of Regulation 62-104 respecting Take-over Bids and Issuer Bids (chapter V-1.1, r. 35) ("Regulation 62-104") (the "Proportionate Take-up Requirement");

b) the requirements in Item 8 of Form 62-104F2 to Regulation 62-104 to provide disclosure of the proportionate

take-up and payment in the issuer bid circular (the "Circular") (the "Proportionate Take-Up Disclosure Requirement"); and

Decisions, Orders and Rulings

June 20, 2019

(2019), 42 OSCB 5424

c) the requirements in Section 2.32 of Regulation 62-104 that an issuer bid not be extended if all the terms and conditions of the issuer bid have been complied with or waived unless the issuer first takes up all securities deposited under the issuer bid and not withdrawn (the "Extension Take-Up Requirement").

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a dual application):

a) the Autorité des marchés financiers is the principal regulator for this application; b) the Filer has provided notice that subsection 4.7(1) of Regulation 11-102 respecting Passport System (chapter

V-1.1, r. 1) ("Regulation 11-102") is intended to be relied upon in British Columbia, Alberta, Saskatchewan, Manitoba, New Brunswick, Nova Scotia, Newfoundland and Labrador, Prince Edward Island, the Yukon, the Northwest Territories and Nunavut;

c) the decision is the decision of the principal regulator and evidences the decision of the securities regulatory

authority or regulator in Ontario. Interpretation Terms defined in Regulation 14-101 respecting Definitions (chapter V-1.1, r. 3) and Regulation 11-102 have the same meaning if used in this decision, unless otherwise defined herein. Representations This decision is based on the following facts of the Filer: 1. The head office and registered office of the Filer are located at 726, rue Saint-Joseph, Valcourt (Québec), Canada, J0E

2L0. 2. The Filer is a reporting issuer in each of the jurisdictions of Canada and the Filer's Shares are listed for trading on the

Toronto Stock Exchange (the "TSX") under the symbol "DOO" and on the Nasdaq Global Select Market (the "Nasdaq") under the symbol "DOOO". The Filer is not in default of any requirement of the securities legislation in the jurisdictions of Canada.

3. The authorized share capital of the Filer consists of unlimited number of multiple voting shares (the "MVS") and Shares

and an unlimited number of preferred shares issuable in series. As of May 30, 2019, there were 42,313,579 Shares and 54,101,384 MVS issued and outstanding, and no preferred shares were issued and outstanding. The MVS are not listed for trading on any stock exchange. Each outstanding MVS may at any time, at the option of the holder, be converted into one Share.

4. On May 29, 2019, the closing price of the Shares on the TSX was $36.16 and US$26.73 on the Nasdaq. 5. As at May 30, 2019, Beaudier Inc. ("Beaudier") and 4338618 Canada Inc. ("4338618") beneficially owned 16,761,604

and 11,173,638 MVS, respectively, which in the aggregate represented approximately 29.0% of the issued and outstanding Shares and MVS, and Bain Capital Luxembourg Investments S.à r.l. ("Bain Capital") beneficially owned 21,353,314 MVS, which in the aggregate represented approximately 22.2% of the issued and outstanding Shares and MVS.

6. The Filer intends to make the Offer pursuant to which it would offer to purchase that number of Shares having an

aggregate purchase price of up to $300 million (the "Specified Dollar Amount"). 7. Prior to making the Offer, the board of directors of the Filer will have determined that the Offer is in the best interests of

the Filer. 8. Holders of MVS will be entitled to participate in the Offer by depositing their MVS to the Offer. MVS deposited under the

Offer will be considered as Shares (i.e. on an as-converted basis) for purposes of all calculations under the Offer. Only those MVS taken up by the Filer will be converted into Shares immediately prior to take up.

9. The purchase price per Share will be determined by the Filer through a modified "Dutch auction" procedure in the

manner described below within a range (the "Price Range") to be determined by the Filer. 10. The Specified Dollar Amount has been determined and was announced by the Filer in a press release issued on May

30, 2019. The Price Range will be determined prior to commencement of the Offer. Both the Specified Dollar Amount and the Price Range will be specified in the Circular.


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(2019), 42 OSCB 5425

11. The Filer expects to fund the purchase of Shares pursuant to the Offer, together with the fees and expenses of the Offer, with a combination of cash on hand, drawings on existing credit facilities and, subject to market conditions, a planned incremental term loan issuance. In any event, the Offer will not be conditional upon the receipt of any financing.

12. Holders of Shares and MVS (collectively, the "Shareholders") wishing to tender to the Offer will be able to do so in one

of the following ways:

a. auction tenders in which the tendering Shareholders specify the number of Shares being tendered at a price per Share (the "Auction Price") within the Price Range (the "Auction Tenders");

b. purchase price tenders in which the tendering Shareholders do not specify a price per Share, but rather agree

to have a specified number of Shares purchased at the Purchase Price (as defined below) to be determined by the Auction Tenders (the "Purchase Price Tenders");

c. proportionate tenders in which the tendering Shareholders agree to sell to the Filer, at the Purchase Price to

be determined by the Auction Tenders, a number of Shares that will result in them maintaining their respective proportionate equity ownership in the Filer following completion of the Offer (the "Proportionate Tenders").

13. Shareholders may make multiple Auction Tenders but not in respect of the same Shares (i.e. Shareholders may tender

different Shares at different prices but cannot tender the same Shares at different prices). Shareholders may also make an Auction Tender in respect of certain of their Shares and a Purchase Price Tender in respect of other Shares. Shareholders who make a Proportionate Tender must tender all Shares beneficially owned by them to the Offer. Shareholders who make an Auction Tender or a Purchase Price Tender may not make a Proportionate Tender and vice versa.

14. Any Shareholder who owns fewer than 100 Shares and tenders all of such Shareholder's Shares pursuant to an

Auction Tender at or below the Purchase Price or makes a Purchase Price Tender will be considered to have made an "Odd-Lot Tender".

15. The Filer will determine the purchase price payable per Share (the "Purchase Price") based on the Auction Prices and

the number of Shares deposited pursuant to valid Auction Tenders and Purchase Price Tenders. The Purchase Price will be the lowest price that enables the Filer to purchase that number of Shares tendered pursuant to valid Auction Tenders and Purchase Price Tenders having an aggregate purchase price not to exceed an amount (the "Auction Tender Limit Amount") equal to

a) the Specified Dollar Amount, less b) the product of

i. the Specified Dollar Amount, and ii. a fraction, the numerator of which is the aggregate number of Shares owned by Shareholders

making valid Proportionate Tenders (including MVS to be converted into Shares on a one-for-one basis upon take up), and the denominator of which is the aggregate number of Shares and MVS outstanding at the time of expiry of the Offer.

16. If the aggregate purchase price for Shares validly tendered pursuant to Auction Tenders at Auction Prices at or below

the Purchase Price and Purchase Price Tenders is less than or equal to the Auction Tender Limit Amount, the Filer will purchase at the Purchase Price all Shares so deposited pursuant to Auction Tenders at or below the Purchase Price and Purchase Price Tenders.

17. If the aggregate purchase price for Shares validly tendered pursuant to Auction Tenders at Auction Prices at or below

the Purchase Price and Purchase Price Tenders is greater than the Auction Tender Limit Amount, the Filer will purchase at the Purchase Price a portion of the Shares so deposited pursuant to Auction Tenders at or below the Purchase Price and Purchase Price Tenders, determined as follows:

a) first, the Filer will purchase all such Shares tendered by Shareholders at the Purchase Price pursuant to Odd-

Lot Tenders; and b) second, the Filer will purchase on a pro rata basis that portion of such Shares tendered pursuant to Auction

Tenders at or below the Purchase Price and Purchase Price Tenders having an aggregate purchase price, based on the Purchase Price, equal to the difference between:


June 20, 2019

(2019), 42 OSCB 5426

i. the Auction Tender Limit Amount, less ii. the aggregate amount paid by the Filer for Shares tendered pursuant to Odd-Lot Tenders.

18. The Filer will purchase at the Purchase Price that portion of the Shares (including MVS converted into Shares on a

one-for-one basis) deposited by Shareholders making valid Proportionate Tenders that results in the tendering Shareholders maintaining their proportionate equity ownership in the Filer following completion of the Offer.

19. The number of Shares that the Filer will purchase pursuant to the Offer and the aggregate purchase price will vary

depending on whether the aggregate purchase price payable in respect of Shares required to be purchased pursuant to Auction Tenders at Auction Prices at or below the Purchase Price and Purchase Price Tenders (the "Auction Tender Purchase Amount") is equal to or less than the Auction Tender Limit Amount. If the Auction Tender Purchase Amount is equal to the Auction Tender Limit Amount, the Filer will purchase Shares pursuant to the Offer for an aggregate purchase price equal to the Specified Dollar Amount; if the Auction Tender Purchase Amount is less than the Auction Tender Limit Amount, the Filer will purchase proportionately fewer Shares in the aggregate, with a proportionately lower aggregate purchase price.

20. Each of Beaudier, 4338618 and Bain Capital has advised the Filer that it intends to make a Proportionate Tender. 21. All Shares purchased by the Filer pursuant to the Offer (including Shares tendered at Auction Prices below the

Purchase Price) will be purchased at the Purchase Price. Shareholders will receive the Purchase Price in cash. All Auction Tenders, Purchase Price Tenders and Proportionate Tenders will be subject to adjustment to avoid the purchase of fractional Shares. All payments to Shareholders will be subject to deduction of applicable withholding taxes.

22. All Shares tendered to the Offer and not taken up will be returned to the appropriate Shareholders. 23. The Offer is subject to the provisions of the United States regulation entitled Regulation 14E adopted under the 1934

Act ("Regulation 14E"). 24. Until expiry of the Offer, all information about the number of Shares tendered and the prices at which the Shares are

tendered will be required to be kept confidential by the depositary and the Filer until the Purchase Price has been determined.

25. Shareholders who do not accept the Offer will continue to hold the same number of Shares as before the Offer and

their proportionate Share ownership will increase following completion of the Offer. 26. The Filer may elect to extend the bid without first taking up all the Shares deposited and not withdrawn under the Offer

if the aggregate purchase price for Shares validly tendered pursuant to Auction Tenders at Auction Prices at or below the Purchase Price and Purchase Price Tenders is less than the Auction Tender Limit Amount. Under the Extension Take-Up Requirement contained in Section 2.32 of Regulation 62-104, an issuer may not extend an issuer bid if all the terms and conditions of the issuer bid have been complied with or waived unless the issuer first takes up all the securities deposited and not withdrawn under the issuer bid. Under Regulation 14E, the Filer must promptly pay for all securities deposited pursuant to the Offer at the time of expiry of the Offer. Regulation 14E does not allow the Filer to extend the Offer after having taken up and paid for securities deposited pursuant to the Offer.

27. The Filer intends to rely on the exemption from the formal valuation requirements applicable to issuer bids under

Regulation 61-101 respecting Protection of Minority Security Holders in Special Transactions (chapter V-1.1 r. 33) ("Regulation 61-101") set out in subsection 3.4(b) of Regulation 61-101 (the "Liquid Market Exemption").

28. There will be a "liquid market" for the Shares, as such term is defined in Regulation 61-101, as of the date of the

making of the Offer because the test in paragraph 1.2(1)(a) of Regulation 61-101 will be satisfied. ln addition, an opinion will be voluntarily sought by the Filer confirming that a liquid market exists for the Shares as of the date of the making of the Offer and such opinion will be included in the Circular (the "Liquidity Opinion").

29. Based on the maximum number of Shares that may be purchased under the Offer, as of the date of the Offer, it will be

reasonable to conclude (and the Liquidity Opinion will provide that it will be reasonable to conclude) that, following the completion of the Offer in accordance with its terms, there will be a market for holders of the Shares who do not tender to the Offer that is not materially less "liquid", as such term is defined in Regulation 61-101, than the market that existed at the time of the making of the Offer.

30. The Filer will disclose in the Circular relating to the Offer the following information:


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(2019), 42 OSCB 5427

a) the mechanics for the take-up of and payment for Shares as described herein; b) that, by tendering Shares at the lowest price in the Price Range under an Auction Tender or by tendering

Shares under a Purchase Price Tender or a Proportionate Tender, a Shareholder can reasonably expect that the Shares so tendered will be purchased at the Purchase Price, subject to proration and other terms of the Offer as specified herein;

c) that the Filer has filed for an exemption from the Proportionate Take-Up Requirement, the Proportionate Take-

Up Disclosure Requirement and the Extension Take-Up Requirement; d) the manner in which an extension of the Offer will be communicated to Shareholders; e) that Shares deposited pursuant to the Offer may be withdrawn at any time prior to the expiry of the Offer; f) as applicable, the name each Shareholder that has advised the Filer that it intends to make a Proportionate

Tender; g) the facts supporting the Filer's reliance on the Liquid Market Exemption, including the Liquidity Opinion; and h) except to the extent exemptive relief is granted further to this application, the disclosure prescribed by

applicable securities laws for issuer bids. Decision Each of the Decision Makers is satisfied that the decision respects the criteria set out in the Legislation for the Decision Maker to make the decision. The decision of the Decision Makers under the Legislation is that the Exemption Sought is granted, provided that:

a) the Filer takes up Shares deposited pursuant to the Offer and not withdrawn and pays for such Shares, in each case, in the manner described above;

b) the Filer is eligible to rely on the Liquid Market Exemption; and c) the Filer complies with the requirements of Regulation 14E.

“Hugo Lacroix” Superintendent, Securities Markets Autorité des marchés financiers


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(2019), 42 OSCB 5428

2.1.2 Portland Investment Counsel Inc. Headnote NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Existing and future mutual funds managed by the Filer granted relief from paragraphs 15.3(4)(c) and (f) of NI 81-102 Investment Funds to permit references to FundGrade A+ Awards, FundGrade Ratings, Lipper Awards and Lipper Leader Ratings in sales communications – Relief subject to conditions requiring specified disclosure and the requirement that the FundGrade A+ Awards and Lipper Awards being referenced not have been awarded more than 365 days before the date of the sales communication. Applicable Legislative Provisions National Instrument 81-102 Investment Funds, ss.15.3(4)(c) and (f), and 19.1.

May 7, 2019


ONTARIO (the Jurisdiction)

AND

IN THE MATTER OF


AND

IN THE MATTER OF

PORTLAND INVESTMENT COUNSEL INC. (the Filer)

DECISION

Background The principal regulator in the Jurisdiction has received an application (the Application) from the Filer on behalf of existing and future mutual funds of which the Filer or an affiliate of the Filer is, or in the future will be, the investment fund manager and to which National Instrument 81-102 Investment Funds (NI 81-102) applies (each a Fund and collectively, the Funds) for a decision under the securities legislation of the Jurisdiction of the principal regulator (the Legislation) for an exemption from the requirements set out in paragraphs 15.3(4)(c) and 15.3(4)(f) of NI 81-102, which provide that a sales communication must not refer to a performance rating or ranking of a mutual fund or asset allocation service unless: 1. the rating or ranking is provided for each period for which standard performance data is required to be given, except

the period since the inception of the mutual fund; and 2. the rating or ranking is to the same calendar month end that is:

(a) not more than 45 days before the date of the appearance or use of the advertisement in which it is included, and

(b) not more than three months before the date of first publication of any other sales communication in which it is

included; (together, the Exemption Sought), to permit the FundGrade A+ Awards, FundGrade Ratings, Lipper Awards, and Lipper Leader Ratings to be referenced in sales communications relating to the Funds. Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for this Application, and


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(2019), 42 OSCB 5429

(b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is intended to be relied upon in each of the other provinces and territories of Canada (together with Ontario, the Jurisdictions).

Interpretation Terms defined in National Instrument 14-101 Definitions and NI 81-102 have the same meanings if used in this decision, unless otherwise defined. Representations This decision is based on the following facts represented by the Filer: The Filer and the Funds 1. The Filer is a corporation amalgamated under the laws of Ontario with its registered head office located in Burlington,

Ontario. 2. The Filer is registered as follows:

(a) in the provinces of Alberta, Newfoundland and Labrador, Ontario and Quebec in the category of investment fund manager;

(b) in each of the provinces and territories of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland

and Labrador, Northwest Territories, Nova Scotia, Ontario, Prince Edward Island, Québec and Saskatchewan as an adviser in the category of portfolio manager;

(c) in each of the provinces and territories of Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland

and Labrador, Northwest Territories, Nova Scotia, Nunavut, Ontario, Prince Edward Island, Québec and Saskatchewan as a dealer in the category of exempt market dealer; and

(d) in Ontario as a dealer in the category of mutual fund dealer.

3. The Filer manages the Funds, each of which is, or will be, an open-ended mutual fund established under the laws of

Canada or a jurisdiction of Canada. The securities of each of the Funds are, or will be, qualified for distribution pursuant to a prospectus that has been, or will be, prepared and filed in accordance with the securities legislation of each applicable Jurisdiction.

4. Each of the Funds is, or will be, a reporting issuer in one or more of the Jurisdictions. Each of the Funds is or will be

subject to NI 81-102, including Part 15 thereof which governs sales communications. 5. Neither the Filer nor any of the Funds is in default of the securities legislation in any of the Jurisdictions. FundGrade Ratings and FundGrade A+ Awards 6. The Filer wishes to include in sales communications of the Funds references to the FundGrade Ratings and references

to the FundGrade A+ Awards, where such Funds have been awarded a FundGrade A+ Award. 7. Fundata Canada Inc. (“Fundata”) is a “mutual fund rating entity” as that term is defined in NI 81-102. Fundata is a

supplier of mutual fund information, analytical tools, and commentary. Fundata’s fund data and analysis, fund awards designations and ratings information provide valuable insight to advisors, media and individual investors.

8. One of Fundata’s programs is the FundGrade A+ Awards program. This program highlights funds that have excelled in

delivering consistently strong risk-adjusted performance relative to their peers. The FundGrade A+ Awards designate award-winning funds in most individual fund classifications for the previous calendar year, and the awards are announced in January of each year. The categories for fund classification used by Fundata are those maintained by the Canadian Investment Funds Standards Committee (“CIFSC”) (or a successor to CIFSC), a Canadian organization that is independent of Fundata.

9. The FundGrade A+ Awards are based on a proprietary rating methodology developed by Fundata, the FundGrade

Rating system. The FundGrade Rating system evaluates funds based on their risk adjusted performance, measured by three well-known and widely-used metrics: the Sharpe Ratio, the Information Ratio, and the Sortino Ratio. The ratios are calculated for the two through ten year time periods for each fund. When there is more than one eligible series of a


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(2019), 42 OSCB 5430

fund, an average ratio is taken for each period. The ratios are ranked across all time periods and an overall score is calculated by equally weighting the yearly rankings.

10. The FundGrade Ratings are letter grades for each fund and are determined each month. The FundGrade Ratings for

each month are released on the seventh business day of the following month. The top 10% of funds earn an A Grade; the next 20% of funds earn a B Grade; the next 40% of funds earn a C Grade; the next 20% of funds receive a D Grade; and the lowest 10% of funds receive an E Grade. Because the overall score of a fund is calculated by equally weighting the periodic rankings, to receive an A Grade, a fund must show consistently high scores for all ratios across all time periods.

11. Fundata calculates a grade using only the retail series of each fund. Institutional series or fee-based series of any fund

are not included in the calculation. A fund must have at least two years of history to be included in the calculation. Once a letter grade is calculated for a fund, it is then applied to all related series of that fund.

12. At the end of each calendar year, Fundata calculates a fund grade point average or “GPA” for each fund based on the

full year’s performance. The fund GPA is calculated by converting each month’s FundGrade Rating letter grade into a numerical score. Each A is assigned a grade of 4.0; each B is assigned a grade of 3.0; each C is assigned a grade of 2.0; each D is assigned a grade of 1.0; and each E is assigned a grade of 0. The total of the grades for each fund is divided by 12 to arrive at the fund’s GPA for the year. Any fund earning a GPA of 3.5 or greater earns a FundGrade A+ Award.

13. When a fund is awarded a FundGrade A+ Award, Fundata will permit such fund to make reference to the award in its

sales communications. Lipper Leader Ratings and Lipper Awards 14. The Filer also wishes to include in sales communications of the Funds references to the Lipper Leader Ratings (which

are performance ratings or rankings for funds issued by Lipper and include the Lipper Ratings for Consistent Return, Lipper Ratings for Total Return, Lipper Ratings for Preservation and the Lipper Ratings for Expense, which are described below) and the references to the Lipper Awards, where such Funds have been awarded a Lipper Award.

15. Lipper, Inc. (“Lipper”) is a “mutual fund rating entity” as that term is defined in NI 81-102. Lipper is part of the Thomson

Reuters group of companies and is a supplier of mutual fund information, analytical tools, and commentary. Lipper’s fund data and analysis, fund awards designations and ratings information provide valuable insight to advisors, media and individual investors.

16. One of Lipper’s programs is the Thomson Reuters Lipper Fund Awards program (the “Lipper Awards”). This program

recognizes funds that have excelled in delivering consistently strong risk-adjusted performance relative to peers and also recognizes fund families with high average scores for all funds within a particular asset class or overall. Currently, the Lipper Awards take place in approximately 23 countries.

17. In Canada, the Lipper Awards include the Lipper Fund Awards and Lipper ETF Awards (which were awarded for the

first time in Canada in 2014). For the Lipper Fund Awards, Lipper designates award-winning funds in most individual fund classifications for three, five and ten year periods. For the Lipper ETF Awards, Lipper designates award-winning funds in a number of individual fund classifications for the three year period, and it is expected that awards for the five and ten year periods will be given in the future.

18. The categories for fund classification used by Lipper for the Lipper Awards in respect of Canadian funds are those

maintained by the Canadian Investment Funds Standards Committee (“CIFSC”) (or a successor to the CIFSC), a Canadian organization that is independent of Lipper. Only those CIFSC groups of ten or more unique funds will claim a Lipper Fund Award, and only those CIFSC groups of five or more unique ETFs (each of whom have a minimum of three years of performance history) will claim a Lipper ETF Award.

19. The Lipper Awards are based on a proprietary rating methodology prepared by Lipper, the Lipper Leader Rating

System. The Lipper Leader Rating System is a toolkit that uses investor-centered criteria to deliver a simple, clear description of a fund’s success in meeting certain goals, such as preserving capital, lowering expenses or building wealth. Lipper Ratings provide an instant measure of a fund’s success against a specific set of key metrics, and can be useful to investors in identifying funds that meet particular characteristics.

20. In Canada, the Lipper Leader Rating System includes Lipper Ratings for Consistent Return (reflecting funds’ historical

risk-adjusted returns relative to funds in the same classification), Lipper Ratings for Total Return (reflecting funds’ historical total return performance relative to funds in the same classification), Lipper Ratings for Preservation (reflecting funds’ historical loss avoidance relative to other funds in the same classification) and Lipper Ratings for


June 20, 2019

(2019), 42 OSCB 5431

Expense (reflecting funds’ expense minimization relative to funds with similar load structures). In each case, the categories for fund classification used by Lipper for the Lipper Leader Ratings are those maintained by CIFSC (or a successor to CIFSC). Lipper Leader Ratings are measured monthly over 36, 60 and 120 month periods, and an overall rating is also measured, which is an unweighted average of the previous three periods. The highest 20% of funds in each category are named Lipper Leaders for that particular rating and receive a score of 5, the next 20% receive a score of 4, the middle 20% receive a score of 3, the next 20% receive a score of 2 and the lowest 20% receive a score of 1.

21. The Lipper Awards, awarded annually in Canada, are based on the Lipper Ratings for Consistent Return measure,

which, as generally described above, is a risk-adjusted mutual fund return performance measure used by Lipper that takes into account both short- and long-term risk-adjusted performance relative to fund classification, together with a measure of a fund’s consistency. In respect of the Lipper Awards for Canada, the Lipper Ratings for Consistent Return are measured over the 36, 60 and 120 month periods ending at the end of July of each year. As noted above, the highest 20% of funds in each classification are named Lipper Leaders for Consistent Return, and the highest Lipper Leader for Consistent Return in each applicable fund classification over these periods (currently, in the case of the Lipper ETF Awards, over the 36 month period only) wins a Lipper Award.

Sales Communication Disclosure 22. The FundGrade Ratings fall within the definition of “performance data” under NI 81-102 as they constitute “a rating,

ranking, quotation, discussion or analysis regarding an aspect of the investment performance of an investment fund”, given that the FundGrade Ratings are based on performance measures calculated by Fundata. The FundGrade A+ Awards may be considered to be “overall ratings or rankings” given that the awards are based on the FundGrade Ratings as described above. Therefore, references to FundGrade Ratings and FundGrade A+ Awards in sales communications relating to the Funds need to meet the applicable requirements in Part 15 of NI 81-102.

23. Paragraph 15.3(4)(c) of NI 81-102 imposes a “matching” requirement for performance ratings or rankings that are

included in sales communications for mutual funds. If a performance rating or ranking is referred to in a sales communication, it must be provided for, or “match”, each period for which standard performance data is required to be given for a fund, except for the period since the inception of the fund (i.e. for one, three, five and ten year periods, as applicable).

24. While FundGrade Ratings are based on calculations for a minimum of two years through to a maximum of ten years

and the FundGrade A+ Awards are based on a yearly average of monthly FundGrade Ratings, specific ratings for the three, five and ten year periods within the two to ten year measurement period are not given. This means that a sales communication referencing FundGrade Ratings cannot comply with the “matching” requirement contained in paragraph 15.3(4)(c) of NI 81-102. Relief from paragraph 15.3(4)(c) of NI 81-102 is, therefore, required in order for a fund to use FundGrade Ratings in sales communications.

25. The exemption in subsection 15.3(4.1) of NI 81-102 for references to overall ratings or rankings of funds cannot be

relied upon to reference the FundGrade A+ Awards in sales communications for the Funds because it is available only if a sales communication “otherwise complies” with the requirements of subsection 15.3(4) of NI 81-102. As noted above, sales communications referencing the FundGrade A+ Awards cannot comply with the “matching” requirement in subsection 15.3(4) of NI 81-102 because the underlying FundGrade Ratings are not available for the three, five and ten year periods within the two to ten year measurement period for the FundGrade Ratings, rendering the exemption in subsection 15.3(4.1) of NI 81-102 unavailable. Relief from subsection 15.3(4)(c) of NI 81-102 is, therefore, required in order for Funds to reference the FundGrade A+ Awards in sales communications.

26. Paragraph 15.3(4)(f) of NI 81-102 imposes certain restrictions on disclosure in sales communications. This paragraph

provides that in order for a rating or ranking such as a FundGrade A+ Award to be used in an advertisement, the advertisement must be published within 45 days of the calendar month end to which the rating or ranking applies. Further, in order for the rating or ranking to be used in any other sales communication, the rating or ranking must be published within three months of the calendar month end to which the rating or ranking applies.

27. Because the evaluation of funds for the FundGrade A+ Awards will be based on data aggregated until the end of

December in any given year and the results will be published in January of the following year, by the time a fund receives FundGrade A+ Award in January, paragraph 15.3(4)(f) of NI 81-102 will only allow the FundGrade A+ Award to be used in an advertisement until the middle of February and in other sales communications until the end of March.

28. The Lipper Leader Ratings are performance ratings or rankings under NI 81-102 and Lipper Awards may be

considered to be performance ratings or rankings under NI 81-102 given that the awards are based on the Lipper Leader Ratings as described above. Therefore, references to Lipper Leader Ratings and Lipper Awards in sales communications relating to the Funds need to meet the applicable requirements in Part 15 of NI 81-102.


June 20, 2019

(2019), 42 OSCB 5432

29. In Canada and elsewhere, Lipper Leader Ratings are calculated only for 36, 60 and 120 month periods and are not calculated for a one year period. This means that a sales communication referencing a Lipper Leader Rating cannot comply with the “matching” requirement contained in paragraph 15.3(4)(c) of NI 81-102 because a rating is not available for the one year period. Relief from paragraph 15.3(4)(c) of NI 81-102 is therefore required in order for Funds to reference Lipper Leader Ratings in sales communications.

30. In addition, a sales communication referencing the overall Lipper Leader Ratings and the Lipper Awards, which are

based on the Lipper Leader Ratings, must disclose the corresponding Lipper Leader Rating for each period for which standard performance data is required to be given. As noted above, because a rating for the one year period is not available for the Lipper Leader Ratings, sales communications referencing the overall Lipper Leader Ratings or Lipper Awards also cannot comply with the matching requirement contained in paragraph 15.3(4)(c) of NI 81-102.

31. The exemption in subsection 15.3(4.1) of NI 81-102 for references to overall ratings or rankings of funds cannot be

relied upon to reference the overall Lipper Leader Ratings or Lipper Awards in sales communications for the Funds because subsection 15.3(4.1) of NI 81-102 is available only if a sales communication “otherwise complies” with the requirements of subsection 15.3(4) of NI 81-102. As noted above, sales communications referencing the overall Lipper Leader Ratings or Lipper Awards cannot comply with the “matching” requirement in subsection 15.3(4) of NI 81-102 because the underlying Lipper Leader Ratings are not available for the one year period, rendering the exemption in subsection 15.3(4.1) of NI 81-102 unavailable. Relief from paragraph 15.3(4)(c) of NI 81-102 is therefore required in order for the Funds to reference overall Lipper Leader Ratings and the Lipper Awards in sales communications.

32. Paragraph 15.3(4)(f) of NI 81-102 imposes certain restrictions on disclosure in sales communications. The paragraph

provides that in order for a rating or ranking such as a Lipper Award to be used in an advertisement, the advertisement must be published within 45 days of the calendar month end to which the rating or ranking applies. Further, in order for the rating or ranking to be used in any other sales communication, the rating or ranking must be published within three months of the calendar month end to which the rating or ranking applies.

33. Because the evaluation of funds for the Lipper Awards will be based on data aggregated until the end of July in any

given year and the results will be published in November of that year, by the time a fund receives an award in November, paragraph 15.3(4)(f) of NI 81-102 will prohibit it from publishing news of the award altogether.

34. The Exemption Sought is required in order for the FundGrade Ratings, FundGrade A+ Awards, Lipper Leader Ratings,

and Lipper Awards to be referenced in sales communications relating to the Funds. 35. The Filer submits that the FundGrade A+ Awards, FundGrade Ratings, Lipper Awards, and Lipper Leader Ratings

provide important tools for investors, as they provide investors with context when evaluating investment choices. These awards and ratings provide an objective, transparent and quantitative measure of performance that is based on the expertise of FundGrade or Lipper, as applicable, in fund analysis that alleviates any concern that references to them may be misleading and therefore, contrary to paragraph 15.2(1)(a) of NI 81-102.

Decision The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision. The decision of the principal regulator under the Legislation is that the Exemption Sought is granted to permit the FundGrade A+ Awards, FundGrade Ratings, Lipper Awards, and Lipper Leader Ratings to be referenced in sales communications relating to a Fund, provided that 1. the sales communication complies with Part 15 of NI 81-102, other than as set out herein, and contains the following

disclosure in at least 10 point type:

(a) the name of the category for which the Fund has received the award or rating; (b) the number of mutual funds in the category for the applicable period; (c) the name of the ranking entity, i.e., Fundata or Lipper; (d) the length of period and the ending date, or, the first day of the period and the ending date on which the

FundGrade A+ Award, FundGrade Rating, Lipper Award or Lipper Leader Rating is based; (e) a statement that FundGrade Ratings or Lipper Leader Ratings are subject to change every month;


June 20, 2019

(2019), 42 OSCB 5433

(f) in the case of a FundGrade A+ Award or Lipper Award, a brief overview of the FundGrade A+ Award or Lipper Award, as applicable;

(g) in the case of a FundGrade Rating (other than FundGrade Ratings referenced in connection with a

FundGrade A+ Award) or a Lipper Leader Rating (other than Lipper Leader Ratings referenced in connection with a Lipper Award), a brief overview of the FundGrade Rating or Lipper Leader Rating, as applicable;

(h) where Lipper Awards are referenced, the corresponding Lipper Leader Rating that the Lipper Award is derived

from is presented for each period for which standard performance data is required other than the one year and since inception periods;

(i) where a Lipper Leader Rating is referenced, the Lipper Leader Ratings are presented for each period for

which standard performance data is required other than the one year and since inception periods; (j) disclosure of the meaning of the FundGrade Ratings from A to E (e.g., rating of A indicates a fund is in the top

10% of its category) or Lipper Leader Ratings from 1 to 5 (e.g., rating of 5 indicates a fund is in the top 20% of its category), as applicable; and

(k) reference to Fundata’s website (www.fundata.com) for greater detail on the FundGrade A+ Awards and the

FundGrade Ratings or reference to Lipper’s website (www.lipperweb.com) for greater detail on the Lipper Awards and Lipper Leader Ratings, which includes the rating methodology prepared by Fundata or Lipper, as applicable;

2. the FundGrade A+ Awards and Lipper Awards being referenced must not have been awarded more than 365 days

before the date of the sales communication; and 3. the FundGrade A+ Awards, FundGrade Ratings, Lipper Awards, and Lipper Leader Ratings being referenced are

calculated based on comparisons of performance of investment funds within a specified category established by the CIFSC (or a successor to the CIFSC).

“Darren McKall” Manager Investment Funds and Structured Products Branch Ontario Securities Commission


June 20, 2019

(2019), 42 OSCB 5434

2.1.3 CI Investments Inc. Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions –Relief granted from short selling restrictions in NI 81-102 to permit a alternative mutual funds to short sell “government securities”, as defined in NI 81-102, up to 300% of NAV – relief sought in order to short securities in connection with fund’s hedging strategy – features of government bonds mitigate many of the risks associated with short selling strategies – relief also granted to future alternative mutual funds managed by the Filer with similar short selling strategies. Applicable Legislative Provisions National Instrument 81-102 Investment Funds – ss. 2.6.1(1)(c)(v), 2.6.2 and 19.1.

June 6, 2019



AND

IN THE MATTER OF


AND

IN THE MATTER OF

CI INVESTMENTS INC. (the Filer)

DECISION

Background The principal regulator in the Jurisdiction has received an application from the Filer, on behalf of CI Lawrence Park Alternative Investment Grade Credit Fund and CI Marret Alternative Absolute Return Bond Fund (the Existing Funds) and any alternative mutual fund established in the future and managed by the Filer or an affiliate of the Filer (each, a Future Fund and, together with the Existing Funds, the Funds), for a decision under the securities legislation of the principal regulator (the Legislation) exempting the Funds from the following provisions of National Instrument 81-102 Investment Funds (NI 81-102) in order to permit each Fund to short sell “government securities” (as defined in NI 81-102) up to a maximum of 300% of a Fund’s net asset value (NAV) (the Exemption Sought):

(a) subparagraph 2.6.1(1)(c)(v), which restricts a Fund from selling a security short if, at the time, the aggregate market value of the securities sold short by the Fund exceeds 50% of the Fund’s NAV; and

(b) section 2.6.2 of NI 81-102, which states that a Fund may not borrow cash or sell securities short if,

immediately after entering into a cash borrowing or short selling transaction, the aggregate value of cash borrowed combined with the aggregate market value of the securities sold short by the Fund would exceed 50% of the Fund’s NAV

(together, the Short Selling Limits).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for the application; and (b) the Filer has provided notice that subsection 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-

102) is intended to be relied upon in all of the provinces and territories of Canada other than the Jurisdiction (together with the Jurisdiction, the Jurisdictions).


June 20, 2019

(2019), 42 OSCB 5435

Interpretation Terms defined in National Instrument 14-101 Definitions, MI 11-102 and NI 81-102 have the same meaning if used in this decision, unless otherwise defined. Representations This decision is based on the following facts represented by the Filer: 1. The Filer is a corporation subsisting under the laws of Ontario with its head office located in Toronto, Ontario. The Filer

is registered:

(a) under the securities legislation of all provinces of Canada as a portfolio manager; (b) under the securities legislation of Ontario, Québec, and Newfoundland and Labrador as an investment fund

manager; (c) under the securities legislation of Ontario as an exempt market dealer; and (d) under the Commodity Futures Act (Ontario) as a commodity trading counsel and a commodity trading

manager. 2. The Existing Funds are alternative mutual funds established as trusts under the laws of Ontario that operate under the

provisions of NI 81-102 applicable to alternative mutual funds. Each Future Fund will be an alternative mutual fund under NI 81-102.

3. The Existing Funds are reporting issuers in each Jurisdiction and their units are qualified for distribution to the public in

each Jurisdiction pursuant to a simplified prospectus dated May 10, 2019. Each Future Fund will be a reporting issuer in one or more Jurisdictions.

4. Neither the Filer nor the Existing Funds are in default of securities legislation in any Jurisdiction. 5. The investment objective of CI Lawrence Park Alternative Investment Grade Credit Fund is to generate consistent

positive total returns with an emphasis on capital preservation and low correlation to traditional equity and fixed income markets. This Fund is primarily invested in the investment grade debt of corporations and financial institutions in the developed world.

6. The investment objective of the CI Marret Alternative Absolute Return Bond Fund is to provide positive absolute returns

with low volatility over a market cycle regardless of market conditions or general market direction, by primarily investing in debt instruments across the credit spectrum including cash, government debt, investment grade corporate debt, high yield debt, credit derivatives and other income-producing securities throughout the world.

7. An important investment strategy used by each of the Existing Funds is to enter into long positions in corporate bonds

while hedging the interest rate risk of those bonds by taking short positions in government bonds. The short positions in the government bonds can be achieved either through short selling government bonds or by entering into short positions in government bond futures.

8. The Short Selling Limits would restrict the Existing Funds to short selling government securities to no more than 50% of

the Fund’s NAV. However, NI 81-102 would permit the Existing Funds to obtain the additional leveraged short exposure through the use of specified derivatives, up to an aggregate exposure of 300% of the Fund’s NAV.

9. The Filer is of the view, however, that it would be in the Existing Funds’ best interest to permit them to physically short

sell government securities up to 300% of the Fund’s NAV, instead of being limited to achieve the same degree of leverage through either specified derivatives only, or a combination of physical short selling and specified derivatives, for the following reasons:

(a) While derivatives can be used to create similar investment exposure as short selling up to 300% of each

Existing Fund’s NAV, the use of derivatives is more complex, more expensive and riskier than short selling. Implementing derivatives necessitates incremental transactional steps and expense to each of the Existing Funds.

(b) There is a potential mismatch between the corporate bond and government security futures contract, which

makes the use of derivatives less efficient than short selling government securities. The futures contract has


June 20, 2019

(2019), 42 OSCB 5436

standard terms set by the exchange on which it trades and is not directly linked to one particular government security. This makes it more difficult to determine whether the interest rate exposure of the government security futures contract is a good match for the interest rate exposure of the corporate bond it is meant to hedge. On the other hand, the short position in a government security that the market pairs with a corporate bond has been selected due to its proven effectiveness in hedging the interest rate exposure of the corresponding corporate bond.

10. The Future Funds will employ an investment strategy similar to the Existing Funds’ in that each Future Fund will

contemplate short selling government securities concurrently with investing in long positions in corporate fixed-income securities.

11. The only securities sold short by the Funds in excess of 50% of a Fund’s NAV will be “government securities” as such

term is defined in NI 81-102. The Funds will otherwise comply with the provisions governing short selling by an alternative mutual fund under sections 2.6.1 and 2.6.2 of NI 81-102.

12. Each Fund’s aggregate exposure to short selling, cash borrowing and specified derivatives transactions will not exceed

300% of the Fund’s NAV, in compliance with subsection 2.9.1 of NI 81-102 (the Aggregate Exposure Limit). 13. Each Fund will implement the following controls when conducting a short sale:

(a) The Fund will assume the obligation to return to the Borrowing Agent (as defined in NI 81-102) the securities borrowed to effect the short sale;

(b) The Fund will receive cash for the securities sold short within normal trading settlement periods for the market

in which the short sale is effected; (c) The Filer will monitor the short positions of the Fund at least as frequently as daily; (d) The security interest provided by the Fund over any of its assets that is required to enable the Fund to effect a

short sale transaction is made in accordance with section 6.8.1 of NI 81-102 and will otherwise be made in accordance with industry practice for that type of transaction and relates only to obligations arising under such short sale transaction;

(e) The Fund will maintain appropriate internal controls regarding short sales, including written policies and

procedures for the conduct of short sales, risk management controls and proper books and records; and (f) The Filer and the Fund will keep proper books and records of short sales and all of its assets deposited with

Borrowing Agents as security.

14. Each Fund’s prospectus (the Prospectus) will contain adequate disclosure of the Fund’s short selling activities, including material terms of the Exemption Sought.

Decision The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision. The decision of the principal regulator under the Legislation is that the Exemption Sought is granted, provided that: 1. The only securities which a Fund will sell short in an amount that exceeds 50% of the Fund’s NAV will be securities that

meet the definition of “government security” as such term is defined in NI 81-102. 2. Each short sale by a Fund will comply with all of the short sale requirements applicable to alternative mutual funds in

sections 2.6.1 and 2.6.2 of NI 81-102. 3. A Fund’s aggregate exposure to short selling, cash borrowing and specified derivatives will not exceed the Aggregate

Exposure Limit. 4. Each short sale will be made consistent with the Fund’s investment objectives and investment strategies. 5. The Fund’s Prospectus will disclose that the Fund is able to short sell “government securities” (as defined in NI 81-102)

in an amount up to 300% of the Fund’s NAV, including the material terms of this decision. “Darren McKall” Manager, Investment Funds and Structured Products Ontario Securities Commission


June 20, 2019

(2019), 42 OSCB 5437

2.1.4 Mackenzie Financial Corporation et al. Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – approval of investment fund mergers – approval required because mergers do not meet the criteria for pre-approved reorganizations and transfers in National Instrument 81-102 Investment Funds – certain terminating funds and continuing funds do not have substantially similar fundamental investment objectives – certain continuing funds do not have recently filed simplified prospectuses and fund facts documents – mergers to otherwise comply with pre-approval criteria, including securityholder vote, IRC approval – securityholders provided with timely and adequate disclosure regarding the mergers. Applicable Legislative Provisions National Instrument 81-102 Investment Funds, ss. 5.5(1)(b), 5.7(1)(b), and 19.1(2).

June 13, 2019



AND

IN THE MATTER OF


AND

IN THE MATTER OF

MACKENZIE FINANCIAL CORPORATION (the Filer)

AND

MACKENZIE CANADIAN BALANCED FUND

AND MACKENZIE US STRATEGIC INCOME FUND

(collectively, the Terminating Funds and individually, a Terminating Fund)

DECISION BACKGROUND The principal regulator in the Jurisdiction has received an application from the Filer on behalf of the Terminating Funds, for a decision under the securities legislation of the Jurisdiction (the Legislation) approving the proposed mergers (collectively, the Mergers and individually, a Merger) of each of the Terminating Funds with applicable Continuing Funds (each as defined below), pursuant to paragraph 5.5(1)(b) of National Instrument 81-102 Investment Funds (NI 81-102) (the Approval Sought). Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application): (a) the Ontario Securities Commission is the principal regulator for this application; and (b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102) is

intended to be relied upon in each of the provinces and territories of Canada, other than Ontario (together with Ontario, the Canadian Jurisdictions).

INTERPRETATION Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unless otherwise defined. The following additional terms shall have the following meanings:


June 20, 2019

(2019), 42 OSCB 5438

Continuing Fund means each of Mackenzie Strategic Income Fund and Mackenzie Global Strategic Income Fund (collectively, the Continuing Funds); Effective Date means on or about August 16, 2019, the anticipated date of the Mergers; Exempt Merger means the Merger of Mackenzie Canadian Balanced Fund into Mackenzie Strategic Income Fund, where the Series S units of Mackenzie Strategic Income Fund will be offered only on an exempt distribution basis; Funds means collectively, the Terminating Funds and the Continuing Funds; Grandfathering Merger means the Merger of Mackenzie Canadian Balanced Fund into Mackenzie Strategic Income Fund, where the Series DZ units of Mackenzie Strategic Income Fund will be created solely to facilitate the Merger, will not be qualified for distribution under a prospectus and will not be available for sale subsequent to the Merger; and New Series Mergers means the Merger of Mackenzie Canadian Balanced Fund into Mackenzie Strategic Income Fund, where the D8 Series, H8 Series, HW8 Series, L8 Series and N8 Series units of Mackenzie Strategic Income Fund will be created to facilitate the Merger. REPRESENTATIONS This decision is based on the following facts represented by the Filer: The Filer 1. The Filer is a corporation governed by the laws of Ontario and is registered as follows: as an investment fund manager

in Ontario, Quebec and Newfoundland and Labrador; as a portfolio manager and exempt market dealer in the Canadian Jurisdictions; as an adviser in Manitoba; and as a commodity trading manager in Ontario.

2. The Filer, with its head office in Toronto, Ontario, is the trustee and manager of the Funds. The Funds 3. The Funds are unit trusts established under the laws of Ontario. Each of the Funds are reporting issuers under the

securities legislation of the Canadian Jurisdictions. Neither the Filer nor the Funds are in default of securities legislation in any of the Canadian Jurisdictions.

4. Other than circumstances in which the securities regulatory authority of a Canadian Jurisdiction has expressly

exempted a Fund therefrom, the Funds follow the standard investment restrictions and practices established under NI 81-102.

5. Units of the Funds are generally qualified for sale under one or more of the simplified prospectus, annual information

form and fund facts documents each dated:

(i) September 28, 2018, as amended; (ii) June 28, 2018, as amended; and (iii) November 23, 2018

(collectively, the Offering Documents).

Series S units of Mackenzie Canadian Balanced Fund are, and Series S units of Mackenzie Strategic Income Fund will

only be, offered on an exempt distribution basis. Series DZ units of Mackenzie Canadian Balanced Fund are not qualified for distribution under a prospectus. Further,

Series DZ units of Mackenzie Strategic Income Fund will be created solely to facilitate the Mergers, will not be qualified for distribution under a prospectus and will not be available for sale subsequent to the Mergers.

D8 Series, H8 Series, HW8 Series, L8 Series and N8 Series units of Mackenzie Strategic Income Fund will be newly

created to facilitate the Mergers and will be qualified for distribution under a prospectus. 6. The net asset value for each series of the Funds is calculated on a daily basis in accordance with the Funds’ valuation

policy and as described in the applicable Offering Documents.


June 20, 2019

(2019), 42 OSCB 5439

Reasons for the Approval Sought 7. Approval of the Mergers is required because each Merger does not satisfy all of the criteria for pre-approved

reorganizations and transfers set out in section 5.1 of NI 81-102. The pre-approval criteria are not satisfied in the following ways:

(i) the fundamental investment objectives of the Continuing Funds are not, or may be considered not to be,

“substantially similar” to the investment objectives of their corresponding Terminating Funds; and (ii) the materials sent to applicable unitholders of Mackenzie Canadian Balanced Fund in respect of the Exempt

Merger, the Grandfathering Merger and the New Series Mergers did not include the current simplified prospectuses or the most recently filed fund facts document(s) for the corresponding series of Mackenzie Strategic Income Fund.

8. Except as noted above, the Mergers will otherwise comply with all other criteria for pre-approved reorganizations and

transfers set out in section 5.6 of NI 81-102. The Proposed Mergers 9. Pursuant to the Mergers, unitholders of each of the Terminating Funds would become unitholders of the applicable

Continuing Fund, as follows:

Terminating Fund Continuing Fund

Mackenzie Canadian Balanced Fund Mackenzie Strategic Income Fund

Mackenzie US Strategic Income Fund Mackenzie Global Strategic Income Fund 10. The Mergers do not require approval of unitholders of the Continuing Funds as the Filer has determined that the

Mergers do not constitute material changes for any of the Continuing Funds. 11. As required by National Instrument 81-107 Independent Review Committee for Investment Funds, the Independent

Review Committee (IRC) has been appointed for the Funds. The Filer presented the terms of the Mergers to the IRC for a recommendation. The IRC reviewed the Mergers and provided a positive recommendation for each of the Mergers, having determined that the Mergers, if implemented, would achieve a fair and reasonable result for the Funds and their respective unitholders.

12. In accordance with National Instrument 81-106 — Investment Fund Continuous Disclosure (NI 81-106), a press release

announcing the Mergers was issued and filed via SEDAR on April 26, 2019. A material change report and amendments to the Offering Documents with respect to the Mergers were filed in accordance with NI 81-106.

13. By way of order dated October 21, 2016, the Filer was granted relief (the Notice-and-Access Relief) from the

requirement set out in paragraph 12.2(2)(a) of NI 81-106 to send a printed management information circular to unitholders while proxies are being solicited. Subject to certain conditions, the Notice-and-Access Relief instead allows a notice-and-access document to be sent to such unitholders. Pursuant to the requirements of the Notice-and-Access Relief, the notice-and-access document, a form of proxy in connection with each special meeting of unitholders of the Funds, as well as the most recent fund facts document(s) for the applicable series of the Continuing Funds (other than in respect of the Exempt Merger, the Grandfathering Merger and the New Series Mergers) will be mailed to unitholders of the Terminating Funds commencing on or about June 18, 2019. The management information circular and forms of proxy (collectively, the Meeting Materials) in connection with special meetings of unitholders of the Funds will be posted on the Filer’s website at www.mackenzieinvestments.com, the Quadrus Group of Funds website at www.quadrusgroupoffunds.com, as applicable, and on the Laurentian Bank Group of Funds website at www.laurentianbank.ca/mackenzie, as applicable. The Meeting Materials will also appear on the SEDAR website at www.sedar.com.

14. The Meeting Materials describe all of the relevant facts concerning the Mergers relevant to each unitholder, including

the differences between investment objectives, strategies of the Terminating Funds and the Continuing Funds, the IRC’s recommendations regarding the Mergers, and income tax considerations so that unitholders of the Terminating Funds may consider this information before voting on the Mergers. The Meeting Materials also describe the various ways in which unitholders can obtain a copy of the simplified prospectus and annual information form of the Continuing Funds, as well as the most recent interim and annual financial statements and management reports of fund performance for the Continuing Funds, at no cost.


June 20, 2019

(2019), 42 OSCB 5440

15. Fund facts document(s) relating to the applicable series of each Continuing Fund were mailed to unitholders of the corresponding series of each Terminating Fund in all instances other than in respect of the Exempt Merger, the Grandfathering Merger and the New Series Mergers. In order to effect the Mergers relating to Series S and Series DZ of Mackenzie Canadian Balanced Fund, Series S and Series DZ units of Mackenzie Strategic Income Fund will be distributed to unitholders of Mackenzie Canadian Balanced Fund in reliance on the prospectus exemption contained in section 2.11 of National Instrument 45-106 Prospectus Exemptions.

16. In respect of the Exempt Merger and the Grandfathering Merger, because a current simplified prospectus and fund

facts documents are not available for Series S and Series DZ of Mackenzie Strategic Income Fund, unitholders of Series S and Series DZ of Mackenzie Canadian Balanced Fund were sent a fund facts document relating to Series A units of Mackenzie Strategic Income Fund.

17. In respect of the New Series Mergers, because a current simplified prospectus and fund facts documents are not

available for D8 Series, H8 Series, HW8 Series, L8 Series and N8 Series of Mackenzie Strategic Income Fund, unitholders of D8 Series, H8 Series, HW8 Series, L8 Series and N8 Series of Mackenzie Canadian Balanced Fund were sent a fund facts document relating to Quadrus Series units of Mackenzie Strategic Income Fund.

18. The Filer will pay for the costs of the Mergers. These costs consist mainly of brokerage charges associated with the

trades that occur both before and after the date of the Mergers and legal, proxy solicitation, printing, mailing and regulatory fees. There are no charges payable by unitholders of the Terminating Funds who acquire units of the corresponding Continuing Funds as a result of the Mergers.

19. Unitholders of each of the Terminating Funds will be asked to approve the Merger associated with that Terminating

Fund at a special meeting of unitholders scheduled to be held on or about July 24, 2019. 20. Following the implementation of the Mergers, all systematic plans that will be established with respect to the

Terminating Funds will be re-established in the Continuing Fund, either on a series-for-series basis or into a similar series with substantially similar fees, unless unitholders advise the Filer otherwise or unless otherwise noted in the information circular.

21. Unitholders may change or cancel any systematic plan at any time and unitholders of the Terminating Funds who wish

to establish one or more systematic plans in respect of their holdings in the Continuing Fund may do so following the implementation of the Mergers.

22. Each Merger will be completed as a tax-deferred transaction under the Income Tax Act (Canada) (Tax Act).

Unitholders of the Terminating Funds will be provided with information about the income tax consequences of the Mergers in the information circular and will have the opportunity to consider such information prior to voting on the Mergers.

Merger Steps 23. If the necessary approvals are obtained, the Filer will carry out the following steps to complete the Mergers:

(i) Prior to effecting a Merger, if required, each Terminating Fund will sell any securities in its portfolio that do not meet the investment objectives and investment strategies of the applicable Continuing Fund and purchase other securities so that, as of the effective date of the Merger, the portfolio of the Terminating Fund is substantially similar to that of the applicable Continuing Fund. As a result, some of the Terminating Funds may temporarily hold cash, money market instruments or investments that are not consistent with their investment objectives, and may not be fully invested in accordance with their investment objectives for a brief period of time prior to the Merger being effected.

(ii) The value of each Terminating Fund’s portfolio and other assets will be determined at the close of business on

the effective date of each applicable Merger in accordance with the constating documents of the applicable Terminating Fund.

(iii) Each Continuing Fund will acquire the investment portfolio and other assets of the applicable Terminating

Fund in exchange for units of the Continuing Fund. (iv) Each Continuing Fund will not assume any liabilities of the applicable Terminating Fund and the Terminating

Fund will retain sufficient assets to satisfy its estimated liabilities, if any, as of the effective date of the applicable Merger.


June 20, 2019

(2019), 42 OSCB 5441

(v) The Terminating Funds will distribute a sufficient amount of their net income and net realized capital gains, if any, to unitholders to ensure that they will not be subject to tax under Part 1 of the Tax Act for their current tax year.

(vi) The units of each Continuing Fund received by the applicable Terminating Fund will have an aggregate net

asset value equal to the value of the portfolio assets and other assets that the Continuing Fund is acquiring from the Terminating Fund, and the units of the Continuing Fund will be issued at the applicable series net asset value per unit as of the close of business on the effective date of the applicable Merger.

(vii) Immediately thereafter, units of each Continuing Fund received by the applicable Terminating Fund will be

distributed to unitholders of the Terminating Fund, as proceeds of redemption of their units in the Terminating Fund on a dollar-for-dollar and series by series basis.

(viii) As soon as reasonably possible following each Merger, the applicable Terminating Fund will be wound up.

24. Unitholders in the Terminating Funds will continue to have the right to redeem their units or exchange their units for

units of any other mutual fund of the Filer at any time up to the close of business on the business day before the Effective Date. Unitholders of the Terminating Fund that switch their units for units of other mutual funds of the Filer will not incur any charges other than switch fees, if applicable, as described in each Terminating Fund’s simplified prospectus. Unitholders who redeem units may be subject to redemption charges.

25. Following the implementation of the Mergers, the Continuing Funds will continue as publicly offered open-ended mutual

funds offering units in the Canadian Jurisdictions. 26. Following the implementation of the Mergers, a press release and material change report announcing the results of the

unitholder meetings in respect of the reorganization of the Terminating Funds will be issued and filed. 27. No sales charges will be charged by the Filer to investors or to the Terminating Fund or Continuing Fund in connection

with the acquisition by a Continuing Fund of the investment portfolio of its applicable Terminating Fund. 28. The assets of each Terminating Fund to be acquired by the applicable Continuing Fund in order to effect the Mergers

are currently, or will be, acceptable, on or prior to the effective date of the Mergers, to the portfolio manager(s) of the applicable Continuing Fund and are, or will be, consistent with the investment objectives of the Continuing Fund.

29. If the Mergers are approved, the reorganizations will be implemented after the close of business on the Effective Date.

If either of the Mergers are not approved, the applicable Terminating Fund(s) will continue to be offered for distribution. Merger Benefits 30. The Filer believes that the Mergers are beneficial to unitholders of the Terminating Funds for the following reasons:

(i) Superior Performance of the Continuing Funds: Each Continuing Fund has generated better past performance than the corresponding Terminating Fund (although past performance is not a guarantee of future returns and may not be repeated).

(ii) Better Future Return Potential: The Mergers are being proposed to reflect the Filer’s belief that the

Continuing Funds will provide better return potential over the long term. (iii) Same or Lower Fees: In each case, management fees and/or fixed administration fees will be the same or

lower for the Continuing Funds. (iv) More Viable Long-Term Investment Vehicle: In the case of the Merger of Mackenzie US Strategic Income

Fund into Mackenzie Global Strategic Income Fund, the Filer believes that the Continuing Fund is a more viable long-term investment vehicle for existing and potential investors.

DECISION The principal regulator is satisfied that the decision meets the test set out in the Legislation for the Principal Regulator to make the decision. The decision of the principal regulator under the Legislation is that the Approval Sought is granted, provided that the Filer obtains the prior approval of the unitholders of the Terminating Funds for the Mergers at a special meeting held for that purpose. “Darren McKall” Investment Funds and Structured Products Ontario Securities Commission


June 20, 2019

(2019), 42 OSCB 5442

2.1.5 BMO Asset Management Inc. Headnote National Policy 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions – Relief from the conflict of interest investment restrictions in the Securities Act (Ontario) and the self-dealing prohibitions in National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations to permit pooled funds to invest in investment funds under common management or managed by an affiliate, that are governed by the laws of a jurisdiction of Canada, or governed by the laws of the U.S., Hong Kong, U.K., Ireland or Luxembourg, subject to certain conditions. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., ss. 111(2)(b), 111(2)(c), 111(3), and 113. National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, ss. 13.5(2)(a) and

15.1.

June 7, 2019



AND

IN THE MATTER OF


AND

IN THE MATTER OF

BMO ASSET MANAGEMENT INC. (the Filer)

AND

THE TOP FUNDS

(as defined below)

DECISION Background The principal regulator in the Jurisdiction has received an application from the Filer, on behalf of each of the Filer, the Filer’s affiliates, and BMO AM Balanced Fund (the Initial Top Fund) and any other existing or future mutual fund that is not, or will not be, a reporting issuer, that is, or will be, managed by the Filer or one of its affiliates (the Future Top Funds and, together with the Initial Top Fund, the Top Funds) and that invests, or will invest, its assets in BMO International Value Fund (the Initial Underlying Fund) and/or in any other existing or future investment fund that is, or will be, managed by the Filer or one of its affiliates (the Future Underlying Funds and, together with the Initial Underlying Fund, the Underlying Funds), for a decision under the securities legislation of the Jurisdiction (the Legislation):

(a) exempting the Top Funds from the restriction in the Legislation which prohibits:

(i) an investment fund from knowingly making an investment in a person or company in which the investment fund, alone or together with one or more related investment funds, is a substantial security holder;

(ii) an investment fund from knowingly making an investment in an issuer in which:

(1) any officer or director of the investment fund, its management company or distribution company or an associate of any of them, or


June 20, 2019

(2019), 42 OSCB 5443

(2) any person or company who is a substantial security holder of the investment fund, its management company or its distribution company,

has a significant interest; and

(iii) an investment fund, its management company or its distribution company from knowingly holding an

investment described in paragraph (i) or (ii) above (collectively, the Related Issuer Relief); and

(b) exempting the Filer and each of its affiliates, with respect to each of the Top Funds that invests in an Underlying Fund, from the restriction in clause 13.5(2)(a) of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103), which prohibits a registered adviser from knowingly causing an investment portfolio managed by it, including an investment fund for which it acts as adviser, to invest in securities of any issuer in which a responsible person or an associate of a responsible person is a partner, officer or director, unless the fact is disclosed to the client and the written consent of the client to the investment is obtained before the purchase (the Consent Requirement Relief and, together with the Related Issuer Relief, the Exemption Sought).

Under the Process for Exemptive Relief Applications in Multiple Jurisdictions (for a passport application):

(a) the Ontario Securities Commission is the principal regulator for this application; and (b) the Filer has provided notice that section 4.7(1) of Multilateral Instrument 11-102 Passport System (MI 11-102)

is intended to be relied upon in Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Québec, Prince Edward Island, Saskatchewan and Yukon (together with Ontario, the Jurisdictions).

Interpretation Terms defined in National Instrument 14-101 Definitions and MI 11-102 have the same meaning if used in this decision, unless otherwise defined. AIMF Directive means Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers, including, where the context so requires, any delegated acts and implementing legislation made thereunder which applies in England and Wales. AIFM Regulation means Commission Delegated Regulation No. 231/2013 of 19 December, 2012. Ireland UCITS Directive means Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities as amended by Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 as regards depositary functions, remunerations policies and sanctions, including its mandatory implementing regulations on an EU or Home Member State level and as may be further amended from time to time and including the Delegated Regulation (once effective) and any further supplementing European Commission delegated regulations in force from time to time. Luxembourg UCITS Directive means Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities as amended, notably by Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 as regards depositary functions, remunerations policies and sanctions, including its implementing legislation and regulations on an EU or Home Member State level which are of mandatory application as and when they have come into force and have become applicable, and as amended from time to time. UCITS means Undertaking for Collective Investment in Transferable Securities and refers to the investment funds authorized by the European Union as investment funds suitable to be distributed in more than one country of Europe. UK UCITS Directive means Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities as amended by Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 as regards depositary functions, remunerations policies and sanctions, including its mandatory implementing regulations on an EU or Home Member State level. Representations This decision is based on the following facts represented by the Filer:


June 20, 2019

(2019), 42 OSCB 5444

The Filer 1. The Filer is a corporation with its head office located in Toronto, Ontario. 2. The Filer is registered as an investment fund manager (IFM) in each of Ontario, Québec and Newfoundland and

Labrador, as a portfolio manager (PM) and an exempt market dealer in each of the Jurisdictions, and as a commodity trading manager in Ontario.

3. The Filer is the IFM of the Initial Top Fund. An affiliate of the Filer, BMO Investments Inc. (BMOII) is the IFM of the

Initial Underlying Fund, which is qualified under a mutual fund prospectus dated May 10, 2019, as amended. The Filer or an affiliate of the Filer will be the IFM of the Future Top Funds and the Future Underlying Funds. To the extent that the Filer or an affiliate of the Filer is the IFM of any Future Top Fund or Future Underlying Fund, the representations set out in this decision will apply to the same extent to such Future Top Fund and/or Future Underlying Fund.

4. The Filer or its affiliates are, or will be, “responsible persons” of the Top Funds and the Underlying Funds, as that term

is defined in NI 31-103. 5. Bank of Montreal is a substantial securityholder of the Filer and BMOII, as each of the Filer and BMOII is a direct or

indirect wholly owned subsidiary of Bank of Montreal. 6. The Filer is not in default of securities legislation in any Jurisdiction. 7. An officer and/or director of the Filer or an affiliate of the Filer may have a significant interest in an Underlying Fund

from time to time. 8. A person or company who is a substantial security holder of a Top Fund, the Filer, or an affiliate of the Filer, such as

Bank of Montreal, may also have a significant interest in an Underlying Fund from time to time. The Top Funds 9. The Initial Top Fund is an investment trust established by the Filer on August 1, 2001 and is governed by the laws of

Ontario. 10. The investment objective of the Initial Top Fund is to achieve stable long term rates of return through long term capital

growth and current income. Portfolio volatility is reduced through investment in fixed income, Canadian equities, foreign equities and cash asset categories. The Initial Top Fund’s return objective is to outperform a benchmark which consists of 5% FTSE/TMX 91-Day T-Bill Index, 35% FTSE/TMX Universe Bond Index, 35% S&P/TSX Composite Index and 25% MSCI World Index (net) on a four year moving average basis.

11. The Initial Top Fund wishes to invest in units of the Initial Underlying Fund and, as a result, the Filer is seeking the

Exemption Sought in order to permit the Initial Top Fund to make these investments. 12. A Future Top Fund may:

(a) invest in one or more of the Underlying Funds, which investment or investments will be consistent with the Future Top Fund’s investment objectives and strategies; or

(b) invest all or substantially all of its assets in an Underlying Fund with the objective of tracking the performance

of that Underlying Fund (a Clone Fund). Investing all or substantially all of its assets in an Underlying Fund may provide an efficient and cost effective way for the Future Top Fund to achieve diversification and obtain unique exposures to the markets in which the Underlying Fund invests.

13. The securities of each of the Top Funds are, or will be, sold solely to investors pursuant to exemptions from the

prospectus requirements in accordance with National Instrument 45-106 Prospectus Exemptions (NI 45-106) or the Legislation.

14. Each of the Top Funds is, or will be, a “mutual fund” as defined in securities legislation of the Jurisdictions in which the

Top Funds are distributed. 15. None of the Top Funds investing in Underlying Funds in reliance on this decision is, or will be, a reporting issuer in any

jurisdiction of Canada. 16. The Initial Top Fund is not in default of the securities legislation of any Jurisdiction.


June 20, 2019

(2019), 42 OSCB 5445

The Underlying Funds 17. The Initial Underlying Fund is an investment trust established by BMOII on December 23, 2013 and is governed by the

laws of Ontario. 18. The investment objective of the Initial Underlying Fund is to achieve long-term capital growth consistent with the

preservation of capital by investing primarily in equity securities of mid to large capitalization companies located outside of Canada and the United States that have long-term growth potential or that pay or are expected to pay above-average dividends.

19. The Initial Underlying Fund is not in default of the securities legislation of any Jurisdiction. 20. Each of the Underlying Funds is, or will meet the definition of, a “mutual fund” as defined in the Legislation. 21. Each Underlying Fund is, or will be, structured as a limited partnership, a trust or a corporation governed by the laws of

a jurisdiction of Canada or may be governed by the laws of the United States of America, Hong Kong, United Kingdom, Ireland or Luxembourg. In its home jurisdiction, each Underlying Fund will either be distributed pursuant to a prospectus or prospectus exemption.

22. The investment fund manager of each Underlying Fund will be an affiliate of the Filer. The portfolio manager of each

Underlying Fund may or may not be an affiliate of the Filer. 23. Each of the Underlying Funds has, or will have, separate investment objectives and investment strategies. 24. Securities of the Underlying Funds are, or will be, sold to Canadian investors either pursuant to exemptions from the

prospectus requirements in accordance with NI 45-106 and the Legislation or pursuant to a prospectus qualified in one or more of the Jurisdictions.

Fund-on-Underlying Fund Structure 25. An investment by a Top Fund in an Underlying Fund is, or will be, compatible with the investment objectives of the Top

Fund and allows, or will allow, the Top Fund to obtain exposure to securities in which the Top Fund may otherwise invest directly (the Fund-on-Underlying Fund Structure).

26. The Filer believes that the Fund-on-Underlying Fund Structure provides the Top Funds with an efficient and cost-

effective manner of pursuing portfolio diversification instead of purchasing securities directly. The Fund-on-Underlying Fund Structure also provides the Top Funds with access to the investment expertise of the portfolio adviser of the applicable Underlying Funds.

27. Investments by a Top Fund in an Underlying Fund are, or will be, effected at an objective price. The Filer’s policies and

procedures provide that an objective price, for this purpose, is the net asset value (NAV) per security of the applicable class or series of that Underlying Fund.

28. Each Underlying Fund holds, or will hold, primarily liquid assets. To the extent that such Underlying Fund holds any

assets whose resale is restricted or that cannot be readily disposed of through market facilities on which public quotations in common use are widely available, such illiquid assets comprise, or will comprise, no more than 10% of the Underlying Fund’s NAV.

29. Each Top Fund and Underlying Fund is, or will be, valued and redeemable daily. 30. The custodian of the assets of each Top Fund is, or will be, one or more financial institutions and/or their affiliates, or

such third party or parties as may be appointed by the Filer or its affiliates, which meets, or will meet, the qualifications for a custodian of an investment fund under Division 3 of Part 14 of NI 31-103. The custodian of each Underlying Fund will meet one of the following requirements:

(a) meet the requirements of Part 6 of National Instrument 81-102 Investment Funds (NI 81-102) (or any

successor instrument or provisions thereto), where the securities of the Underlying Fund are offered in Canada under a prospectus qualified in one or more of the Jurisdictions,

(b) meet the requirements of Division 3 of Part 14 of NI 31-103 (or any successor instrument or provisions

thereto), where the Underlying Fund is governed under the laws of a Jurisdiction or of Canada and the securities of which are offered in Canada pursuant to exemptions from the prospectus requirements under the Legislation,


June 20, 2019

(2019), 42 OSCB 5446

(c) meet the requirements of Section 17(f) of the Investment Company Act of 1940 (1940 Act) (or any successor instrument or provisions thereto) for entities acting as custodians to registered investment companies, where the Underlying Fund is a registered investment company under the 1940 Act,

(d) meet the requirements under the Hong Kong Securities and Future Commission (SFC) Code on Unit Trusts

and Mutual Funds for entities acting as custodian/trustee where the Underlying Fund is a SFC authorised fund,

(e) meet the requirements of Articles 23(1) and 23(2) of the UK UCITS Directive for entities acting as custodians

to UCITS (or any successor instrument or provisions thereto), where the Underlying Fund is a UCITS under the UK UCITS Directives,

(f) meet the requirements of Article 21(3)(b) of the AIFM Directive and AIFM Regulation for entities acting as

custodians (or any successor instrument or provisions thereto), where the Underlying Fund is an alternative investment fund under the AIFM Directive and AIFM Regulation,

(g) meet the requirements of Articles 23(1) and 23(2) of the Ireland UCITS Directive (or any successor instrument

or provisions thereto), where the Underlying Fund is a UCITS under the Ireland UCITS Directive, or

(h) meet the applicable requirements of Articles 23(1) and 23(2) of the Luxembourg UCITS Directive (or any successor instrument or provisions thereto), where the Underlying Fund is a UCITS SICAV under the Luxembourg UCITS Directive.

Generally 31. The amount invested from time to time in an Underlying Fund by a Top Fund, either alone or together with one or more

other funds managed by the Filer or an affiliate of the Filer, may exceed 20% of the outstanding voting securities of the Underlying Fund. As a result, each Top Fund could, either alone or together with one or more other funds managed by the Filer or an affiliate of the Filer, become a substantial security holder of an Underlying Fund. The Top Funds and other funds managed by the Filer or the Top Funds and other funds managed by an affiliate of the Filer are, or will be, related mutual funds by virtue of common management by the Filer or by an affiliate of the Filer, respectively.

32. In addition, the Fund-on-Underlying Fund Structure may result in a Top Fund investing in an Underlying Fund in which

an officer or director of the Filer or of an affiliate of the Filer has a significant interest and/or a Top Fund investing in an Underlying Fund in which a person or company who is a substantial security holder of the Top Fund, the Filer or an affiliate of the Filer has a significant interest. As at February 28, 2019, Bank of Montreal, a substantial securityholder of the Filer, held 10.13% of the outstanding units of the Initial Underlying Fund.

33. Since the Top Funds do not offer their securities under a simplified prospectus, they are not subject to NI 81-102 and

therefore the Top Funds are unable to rely upon the exemption codified under subsection 2.5(7) of NI 81-102. 34. In the absence of the Related Issuer Relief, each Top Fund would be limited by the investment restrictions in the

Legislation in terms of the extent to which they could implement the Fund-on-Underlying Fund Structure. Specifically, a Top Fund would be prohibited from: (i) becoming a substantial securityholder of an Underlying Fund, either alone or together with related investment funds; and (ii) investing in an Underlying Fund in which an officer or director of the Filer has a significant interest or in which a person or company who is a substantial securityholder of the Top Fund or the Filer, has a significant interest.

35. The Fund-on-Underlying Fund Structure may also result in a Top Fund investing in an Underlying Fund that is a limited

partnership or corporation in which a responsible person or an associate of a responsible person is a partner, officer or director, or performs a similar function or occupies a similar position.

36. In the absence of the Consent Requirement Relief, the Filer or its affiliates would be precluded from causing each Top

Fund to invest in an Underlying Fund in these circumstances unless the consent of each investor in the Top Fund is obtained. The Top Funds may have a number of existing investors and, as a result, obtaining the consent of each such investor is not practical.

37. A Top Fund’s investment in an Underlying Fund represents the business judgment of a responsible person

uninfluenced by considerations other than the best interests of the investment funds concerned. 38. The investment by a Top Fund in an Underlying Fund is compatible with the fundamental investment objectives of the

Top Fund.


June 20, 2019

(2019), 42 OSCB 5447

Decision The principal regulator is satisfied that the decision meets the test set out in the Legislation for the principal regulator to make the decision. The decision of the principal regulator under the Legislation is that the Exemption Sought is granted provided that:

(a) securities of the Top Funds are distributed in Canada solely to investors pursuant to exemptions from the prospectus requirements in NI 45-106 or the Legislation;

(b) the investment by a Top Fund in an Underlying Fund is compatible with the fundamental investment objectives

of such Top Fund; (c) an investment in an Underlying Fund by a Top Fund will be effected at an objective price, being the NAV per

security of the applicable class or series of that Underlying Fund; (d) a Top Fund will not invest in an Underlying Fund that is not a reporting issuer unless the Underlying Fund has

prepared annual audited financial statements for the Underlying Fund’s most recently completed financial year and interim financial statements for the Underlying Fund’s most recently completed interim period;

(e) the interim and annual financial statements of a Top Fund that is a Clone Fund will include the top 25

positions of the Underlying Fund in which the Clone Fund invests, each expressed as a percentage of NAV of the Underlying Fund as at the end of the financial reporting period;

(f) at the time of the purchase by a Top Fund of securities of an Underlying Fund, the Underlying Fund holds no

more than 10% of its NAV in securities of other investment funds unless the Underlying Fund:

(i) has adopted a fundamental investment objective to track the performance of another investment fund or similar investment product;

(ii) purchases or holds securities of investment funds that are “money market funds” (as such term is

defined in NI 81-102); or

(iii) purchases or holds securities that are “index participation units” (as such term is defined in NI 81-102) issued by an investment fund;

(g) no management fees or incentive fees are payable by a Top Fund that, to a reasonable person, would

duplicate a fee payable by an Underlying Fund for the same service; (h) no sales fees or redemption fees are payable by a Top Fund in relation to its purchases or redemptions of

securities of an Underlying Fund, other than brokerage fees incurred for the purchase or sale of securities issued by an investment fund that are listed for trading on a stock exchange;

(i) the securities of an Underlying Fund held by a Top Fund will not be voted at any meeting of the security

holders of the Underlying Fund except that the Top Fund may arrange for the securities of the Underlying Fund it holds to be voted by the beneficial holders of securities of the Top Fund who are not the Filer or any of its affiliates, or an officer, director or substantial security holder of the Filer or any of its affiliates;

(j) when purchasing and/or redeeming securities of an Underlying Fund, the Filer or an affiliate of the Filer shall,

as investment fund manager of the applicable Top Fund and Underlying Fund, act honestly, in good faith and in the best interests of the Top Fund and the Underlying Fund, and shall exercise the care and diligence that a reasonably prudent person would exercise in comparable circumstances;

(k) the offering memorandum, where available, or other disclosure document of a Top Fund, will be provided to

each new investor in a Top Fund prior to their purchase of securities of the Top Fund, and will disclose the following information:

(i) that the Top Fund may purchase securities of one or more Underlying Funds; (ii) the fact that the Filer and/or an affiliate of the Filer, as the case may be, is the IFM of the Top Fund

and the Underlying Funds;


June 20, 2019

(2019), 42 OSCB 5448

(iii) the approximate or maximum percentage of the Top Fund’s net assets that is intended to be invested in securities of the Underlying Funds;

(iv) for each officer, director or substantial security holder of the Filer, an affiliate of the Filer or of a Top

Fund that also has a significant interest in an Underlying Fund, the approximate amount of the significant interest they hold, on an aggregate basis, expressed as a percentage of the applicable fund’s NAV, and the potential conflicts of interest which may arise from such relationships;

(v) the fees and expenses payable by each Underlying Fund in which the Top Fund may invest,

including any incentive fee; (vi) the process or criteria used to select the Underlying Funds; (vii) that security holders of the Top Fund are entitled to receive from the Filer or an affiliate of the Filer,

on request and free of charge, the following documents of any Underlying Fund in which the Top Fund invests:

(1) the prospectus, offering memorandum, where available, or other disclosure document, as

applicable, and (2) the annual and interim financial statements;

(l) within three months from the date the Initial Top Fund or a Top Fund in existence as of the date of this

decision invests in an Underlying Fund, the Filer delivers to each existing securityholder of the Initial Top Fund or existing Top Fund, as applicable, the offering memorandum or disclosure document providing the disclosure contemplated in paragraph (k); and

(m) the Filer or an affiliate will annually inform investors in a Top Fund of their right to receive from the Filer or

affiliate, on request and free of charge, a copy of the prospectus, offering memorandum or other similar disclosure document of each Underlying Fund, as applicable, and the annual audited financial statements and interim financial reports relating to each Underlying Fund in which the Top Fund invests.

The Consent Requirement Relief “Darren McKall” Manager, Investment Funds and Structured Products Branch Ontario Securities Commission The Related Issuer Relief “Heather Zordel” “Poonam Puri” Commissioner Commissioner Ontario Securities Commission Ontario Securities Commission


June 20, 2019

(2019), 42 OSCB 5449

2.2 Orders 2.2.1 BDO Canada LLP

FILE NO.: 2018-59

IN THE MATTER OF BDO CANADA LLP

Timothy Moseley, Vice-Chair and Chair of the Panel

June 13, 2019

ORDER WHEREAS on June 13, 2019, the Ontario Securities Commission held a hearing at the offices of the Commission, located at 20 Queen Street West, 17th Floor, Toronto, Ontario; ON HEARING the submissions of the representatives for Staff of the Commission (Staff) and for BDO Canada LLP (BDO); IT IS ORDERED THAT:

1. BDO shall file and serve a witness list, and serve a summary of each witness’s anticipated evidence on Staff, and indicate any intention to call an expert witness by no later than July 25, 2019;

2. each party shall file a completed copy of the E-hearing Checklist for the Hearing on the Merits by no later than

August 2, 2019; and 3. an Attendance in this matter is scheduled for August 12, 2019 at 10:00 a.m., or on such other date and time

as may be agreed to by the parties and set by the Office of the Secretary. “Timothy Moseley”


June 20, 2019

(2019), 42 OSCB 5450

2.2.2 360 Treasury Systems AG – s. 147 Headnote Application for an order that a Multilateral Trading Facility registered with the German Federal Financial Services Authority is exempt from the requirement to be recognized as an exchange in Ontario – requested order granted. Applicable Legislative Provisions Securities Act, R.S.O. 1990, c. S.5, as am., ss. 21, 147.

IN THE MATTER OF THE SECURITIES ACT,

R.S.O. 1990, CHAPTER S. 5, AS AMENDED

(THE ACT)

AND

IN THE MATTER OF 360 TREASURY SYSTEMS AG

ORDER

(Section 147 of the Act) WHEREAS 360 Treasury Systems AG (Applicant) has filed an application dated July 27, 2018 (Application) with the Ontario Securities Commission (Commission) requesting an order pursuant to section 147 of the Act exempting the Applicant from the requirement to be recognized as an exchange under subsection 21(1) of the Act (Exchange Relief); AND WHEREAS the German Federal Financial Services Authority (BaFin) authorized the Applicant to act as the operator of a multilateral trading facility (MTF) under the German Securities Trading Act (Wertpapierhandelsgesetz) (WpHG) on January 11, 2017; AND WHEREAS the Applicant has represented to the Commission that:

1.1 The Applicant is a stock corporation organized under the laws of the Federal Republic of Germany, and is wholly owned by its direct parent company, 360T Verwaltungs GmbH, and is indirectly wholly owned by its ultimate parent company, Deutsche Börse AG;

1.2 The Applicant is authorized by BaFin to act as the operator of a MTF for FX derivative instruments under

WpHG; 1.3 The Applicant's MTF supports request-for-quote trading in FX derivative instruments; 1.4 Each member of the Applicant’s MTF must qualify as an “eligible counterparty” or “professional client” under

the Markets in Financial Instruments Directive 2014/65/EU (MiFID II) and the Markets in Financial Instruments Regulation (EU) No 600/2014 (MiFIR), both as amended;

1.5 An MTF is obliged under BaFin rules to have requirements governing the conduct of members, to monitor

compliance with those requirements and to discipline its members, including by means other than exclusion from the Applicant’s trading platform;

1.6 The Applicant monitors the trading activity conducted under its MTF’s rules with a view to identifying breaches

of such rules, disorderly trading and conduct that may amount to market abuse; 1.7 Because the Applicant regulates the conduct of its members, it is considered by the Commission to be an

exchange; 1.8 Because the Applicant will have members located in Ontario, it will be considered by the Commission to be

carrying on business as an exchange in Ontario and will be required to be recognized as such or exempted from recognition pursuant to section 21 of the Act;


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1.9 The Applicant does not list or trade derivative instruments that are required to be cleared; 1.10 The Applicant has no physical presence in Ontario and does not otherwise carry on business in Ontario

except as described herein; and 1.11 The Applicant satisfies all the Criteria for Exemption as described in Appendix 1 to Schedule “A”;

AND WHEREAS the products traded on the Applicant’s MTF are not commodity futures contracts as defined in the Commodity Futures Act (Ontario) and the Applicant is not considered to be carrying on business as a commodity futures exchange in Ontario; AND WHEREAS the Commission will monitor developments in international and domestic capital markets and the Applicant’s activities on an ongoing basis to determine whether it is appropriate for the Exchange Relief to continue to be granted subject to the terms and conditions set out in Schedule “A” to this order; AND WHEREAS the Applicant has acknowledged to the Commission that the scope of the Exchange Relief and the terms and conditions imposed by the Commission set out in Schedule “A” to this order may change as a result of the Commission’s monitoring of developments in international and domestic capital markets or the Applicant’s activities, or as a result of any changes to the laws in Ontario affecting trading in derivatives or securities; AND WHEREAS based on the Application, together with the representations made by and acknowledgements of the Applicant to the Commission, the Commission has determined that Applicant satisfies the criteria set out in Appendix 1 to Schedule “A” and that the granting of the Exchange Relief would not be prejudicial to the public interest; IT IS HEREBY ORDERED by the Commission that, pursuant to section 147 of the Act, the Applicant is exempt from recognition as an exchange under subsection 21(1) of the Act, PROVIDED THAT the Applicant complies with the terms and conditions contained in Schedule “A.” DATED June 14, 2019. “Mary Anne De Monte-Whelan” “Poonam Puri”


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SCHEDULE “A”

TERMS AND CONDITIONS

Meeting Criteria for Exemption

1. 360 Treasury Systems AG (“360T”) will continue to meet the criteria for exemption included in Appendix 1 to this Schedule.

Regulation and Oversight of 360T

2. 360T will maintain its registration as a multilateral trading facility (“MTF”) with the German Federal Financial Services Authority (“BaFin”) and will continue to be subject to the regulatory oversight of BaFin.

3. 360T will continue to comply with the ongoing requirements applicable to it as an MTF registered with BaFin. 4. 360T will promptly notify the Commission if its registration as an MTF has been revoked, suspended, or

amended by BaFin, or the basis on which its registration as an MTF has been granted has significantly changed.

5. 360T must do everything within its control, which includes cooperating with the Commission as needed, to

carry out its activities as an exchange exempted from recognition under subsection 21(1) of the Act in compliance with Ontario securities law.

Access

6. 360T will not provide direct access to a participant in Ontario (“Ontario User”) unless the Ontario User is appropriately registered as applicable under Ontario securities laws or exempt from or not subject to those requirements, and qualifies an “eligible counterparty” or “professional client” under the Markets in Financial Instruments Directive 2014/65/EU (MiFID II) and the Markets in Financial Instruments Regulation (EU) No 600/2014 (MiFIR), both as amended.

7. For each Ontario User provided direct access to its MTF, 360T will require, as part of its application

documentation or continued access to the MTF, the Ontario User to represent that it is appropriately registered as applicable under Ontario securities laws or is exempt from or not subject to those requirements.

8. 360T may reasonably rely on a written representation from the Ontario User that specifies either that it is

appropriately registered as applicable under Ontario securities laws or is exempt from or not subject to those requirements, provided 360T notifies such Ontario User that this representation is deemed to be repeated each time it enters an order, request for quote or response to a request for quote or otherwise uses the MTF.

9. 360T will require Ontario Users to notify 360T if their registration as applicable under Ontario securities laws

has been revoked, suspended, or amended by the Commission or if they are no longer exempt from or become subject to those requirements and, following notice from the Ontario User and subject to applicable laws, 360T will promptly restrict the Ontario User’s access to 360T if the Ontario User is no longer appropriately registered or exempt from those requirements.

10. 360T must make available to Ontario Users appropriate training for each person who has access to trade on

360T’s facilities. Trading by Ontario Users

11. 360T will not provide access to an Ontario User to trading in products other than “swaps,” as defined in section 1a(47) of the United States Commodity Exchange Act (“CEA”) as amended (and for greater certainty, excluding security-based swaps), without prior Commission approval.

Submission to Jurisdiction and Agent for Service

12. With respect to a proceeding brought by the Commission arising out of, related to, concerning or in any other manner connected with the Commission’s regulation and oversight of the activities of 360T in Ontario, 360T will submit to the non-exclusive jurisdiction of (i) the courts and administrative tribunals of Ontario and (ii) an administrative proceeding in Ontario.


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13. 360T will file with the Commission a valid and binding appointment of an agent for service in Ontario upon whom the Commission may serve a notice, pleading, subpoena, summons or other process in any action, investigation or administrative, criminal, quasi-criminal, penal or other proceeding arising out of, related to, concerning or in any other manner connected with the Commission’s regulation and oversight of 360T’s activities in Ontario.

Disclosure

14. 360T will provide to its Ontario Users disclosure that states that:

(a) rights and remedies against 360T may only be governed by the laws of Germany, rather than the laws of Ontario and may be required to be pursued in Germany rather than in Ontario;

(b) the rules applicable to trading on 360T may be governed by the laws of Germany, rather than the

laws of Ontario; and (c) 360T is regulated by BaFin, rather than the Commission.

Prompt Reporting

15. 360T will notify staff of the Commission promptly of any of:

(a) any material change to its business or operations or the information provided in the Application, including, but not limited to material changes:

(i) to the regulatory oversight by BaFin; (ii) the corporate governance structure of 360T; (iii) the access model, including eligibility criteria, for Ontario Users; (iv) systems and technology; and (v) the clearing and settlement arrangements for 360T;

(b) any change in 360T regulations or the laws, rules and regulations in Germany relevant to the financial instruments available for trading on 360T’s MTF where such change may materially affect its ability to meet the criteria set out in Appendix I to this Schedule;

(c) any condition or change in circumstances whereby 360T is unable or anticipates it will not be able to

continue to meet any applicable requirements or regulations of BaFin; (d) any known investigations of, or disciplinary action against, 360T by BaFin or any other regulatory

authority to which it is subject;

(e) any matter known to 360T that may materially and adversely affect its financial or operational viability, including, but not limited to, any declaration of an emergency pursuant to 360T’s rules;

(f) any default, insolvency, or bankruptcy of a participant known to 360T or its representatives that may

have a material, adverse impact upon 360T; and (g) any material systems outage, malfunction or delay.

16. 360T will promptly provide staff of the Commission with the following information to the extent it is required to

provide to or file such information with BaFin:

(a) details of any material legal proceeding instituted against 360T; (b) notification that 360T has instituted a petition for a judgment of bankruptcy or insolvency or similar

relief, or to wind up or liquidate 360T or has a proceeding for any such petition instituted against it; and

(c) the appointment of a receiver or the making of any voluntary arrangement with creditors.


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Quarterly Reporting

17. 360T will maintain the following updated information and submit such information in a manner and form acceptable to the Commission on a quarterly basis (within 30 days of the end of each calendar quarter), and at any time promptly upon the request of staff of the Commission:

(a) a current list of all Ontario Users and whether the Ontario User is registered under Ontario securities

laws or is exempt from or not subject to registration, and, to the extent known by 360T, other persons or companies located in Ontario trading on the MTF as customers of participants (Other Ontario Participants);

(b) the legal entity identifier assigned to each Ontario User, and, to the extent known by 360T, to Other

Ontario Participants in accordance with the standards set by the Global Legal Entity Identifier System;

(c) a list of all Ontario Users whom 360T has referred to BaFin, or, to the best of 360T’s knowledge,

whom have been disciplined by BaFin with respect to such Ontario Users’ activities on the MTF and the aggregate number of all participants referred to BaFin in the last quarter by 360T;

(d) a list of all active investigations during the quarter by 360T relating to Ontario Users and the

aggregate number of active investigations during the quarter relating to all participants undertaken by 360T;

(e) a list of all Ontario applicants for status as a participant who were denied such status or access to

360T during the quarter, together with the reasons for each such denial; (f) a list of all additions, deletions, or changes to the products available for trading since the prior

quarter; (g) for each product,

(i) the total trading volume and value originating from Ontario Users, and, to the extent known

by 360T, from Other Ontario Participants, presented on a per Ontario User or per Other Ontario Participant basis; and

(ii) the proportion of worldwide trading volume and value on 360T conducted by Ontario Users,

and, to the extent known by 360T, by Other Ontario Participants, presented in the aggregate for such Ontario Users and Other Ontario Participants;

provided in the required format; and

(h) a list outlining each material incident of a security breach, systems failure, malfunction, or delay

(including cyber security breaches, systems failures, malfunctions or delays reported under section 15(j) of this Schedule) that occurred at any time during the quarter for any system relating to trading activity, including trading, routing or data, specifically identifying the date, duration and reason, to the extent known or ascertainable by 360T, for the failure, malfunction or delay, and noting any corrective action taken.

Annual Reporting

18. 360T will file with the Commission any annual financial report or financial statements (audited or unaudited) of 360T provided to or filed with BaFin promptly after filing with BaFin.

Information Sharing

19. 360T will provide such information as may be requested from time to time by, and otherwise cooperate with, the Commission or its staff, subject to any applicable privacy or other laws (including solicitor-client privilege) governing the sharing of information and the protection of personal information.


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APPENDIX 1

CRITERIA FOR EXEMPTION OF A FOREIGN EXCHANGE TRADING OTC DERIVATIVES FROM RECOGNITION AS AN EXCHANGE

PART 1 REGULATION OF THE EXCHANGE 1.1 Regulation of the Exchange The exchange is regulated in an appropriate manner in another jurisdiction by a foreign regulator (Foreign Regulator). 1.2 Authority of the Foreign Regulator The Foreign Regulator has the appropriate authority and procedures for oversight of the exchange. This includes regular, periodic oversight reviews of the exchange by the Foreign Regulator. PART 2 GOVERNANCE 2.1 Governance The governance structure and governance arrangements of the exchange ensure:

(a) effective oversight of the exchange, (b) that business and regulatory decisions are in keeping with its public interest mandate, (c) fair, meaningful and diverse representation on the board of directors (Board) and any committees of the

Board, including:

(i) appropriate representation of independent directors, and (ii) a proper balance among the interests of the different persons or companies using the services and

facilities of the exchange, (d) the exchange has policies and procedures to appropriately identify and manage conflicts of interest for all

officers, directors and employees, and (e) there are appropriate qualifications, remuneration, limitation of liability and indemnity provisions for directors,

officers and employees of the exchange. 2.2 Fitness The exchange has policies and procedures under which it will take reasonable steps, and has taken such reasonable steps, to ensure that each director and officer is a fit and proper person and past conduct of each officer or director affords reasonable grounds for belief that the officer or director will perform his or her duties with integrity. PART 3 REGULATION OF PRODUCTS 3.1 Review and Approval of Products The products traded on the exchange and any changes thereto are submitted to the Foreign Regulator, and are either approved by the Foreign Regulator or are subject to requirements established by the Foreign Regulator that must be met before implementation of a product or changes to a product. 3.2 Product Specifications The terms and conditions of trading the products are in conformity with the usual commercial customs and practices for the trading of such products. 3.3 Risks Associated with Trading Products The exchange maintains adequate provisions to measure, manage and mitigate the risks associated with trading products on the exchange that may include, but are not limited to, daily trading limits, price limits, position limits, and internal controls.


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PART 4 ACCESS 4.1 Fair Access

(a) The exchange has established appropriate written standards for access to its services including requirements to ensure

(i) participants are appropriately registered as applicable under Ontario securities laws, or exempted

from these requirements, (ii) the competence, integrity and authority of systems users, and (iii) systems users are adequately supervised.

(b) The access standards and the process for obtaining, limiting and denying access are fair, transparent and applied reasonably.

(c) The exchange does not unreasonably prohibit, condition or limit access by a person or company to services

offered by it. (d) The exchange does not

(i) permit unreasonable discrimination among participants, or (ii) impose any burden on competition that is not reasonably necessary and appropriate.

(e) The exchange keeps records of each grant and each denial or limitation of access, including reasons for

granting, denying or limiting access.

PART 5 REGULATION OF PARTICIPANTS ON THE EXCHANGE 5.1 Regulation The exchange has the authority, resources, capabilities, systems and processes to allow it to perform its regulation functions, whether directly or indirectly through a regulation services provider, including setting requirements governing the conduct of its participants, monitoring their conduct, and appropriately disciplining them for violations of exchange requirements. PART 6 RULEMAKING 6.1 Purpose of Rules

(a) The exchange has rules, policies and other similar instruments (Rules) that are designed to appropriately govern the operations and activities of participants and do not permit unreasonable discrimination among participants or impose any burden on competition that is not reasonably necessary or appropriate.

(b) The Rules are not contrary to the public interest and are designed to

(i) ensure compliance with applicable legislation, (ii) prevent fraudulent and manipulative acts and practices, (iii) promote just and equitable principles of trade, (iv) foster co-operation and co-ordination with persons or companies engaged in regulating, clearing,

settling, processing information with respect to, and facilitating transactions in the products traded on the exchange,

(v) provide a framework for disciplinary and enforcement actions, and (vi) ensure a fair and orderly market.


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PART 7 DUE PROCESS 7.1 Due Process For any decision made by the exchange that affects a participant, or an applicant to be a participant, including a decision in relation to access, exemptions, or discipline, the exchange ensures that:

(a) parties are given an opportunity to be heard or make representations, and (b) it keeps a record of, gives reasons for, and provides for appeals or reviews of its decisions.

PART 8 CLEARING AND SETTLEMENT 8.1 Clearing Arrangements The exchange has or requires its participants to have appropriate arrangements for the clearing and settlement of transactions for which clearing is mandatory through a clearing house.1 8.2 Risk Management of Clearing House The exchange has assured itself that the clearing house has established appropriate risk management policies and procedures, contingency plans, default procedures and internal controls. PART 9 SYSTEMS AND TECHNOLOGY 9.1 Systems and Technology Each of the exchange’s critical systems has appropriate internal controls to ensure completeness, accuracy, integrity and security of information, and, in addition, has sufficient capacity and business continuity plans to enable the exchange to properly carry on its business. Critical systems are those that support the following functions:

(a) order entry, (b) order routing, (c) execution, (d) trade reporting, (e) trade comparison, (f) data feeds, (g) market surveillance, (h) trade clearing, and (i) financial reporting.

9.2 System Capability/Scalability Without limiting the generality of section 9.1, for each of its systems supporting order entry, order routing, execution, data feeds, trade reporting and trade comparison, the exchange:

(a) makes reasonable current and future capacity estimates; (b) conducts capacity stress tests to determine the ability of those systems to process transactions in an

accurate, timely and efficient manner; (c) reviews the vulnerability of those systems and data centre computer operations to internal and external

threats, including physical hazards and natural disasters;

1 For the purposes of these criteria, “clearing house” also means a “clearing agency”.


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(d) ensures that safeguards that protect a system against unauthorized access, internal failures, human errors, attacks and natural catastrophes that might cause improper disclosures, modification, destruction or denial of service are subject to an independent and ongoing audit which should include the physical environment, system capacity, operating system testing, documentation, internal controls and contingency plans;

(e) ensures that the configuration of the system has been reviewed to identify potential points of failure, lack of

back-up and redundant capabilities; (f) maintains reasonable procedures to review and keep current the development and testing methodology of

those systems; and (g) maintains reasonable back-up, contingency and business continuity plans, disaster recovery plans and

internal controls. 9.3 Information Technology Risk Management Procedures The exchange has appropriate risk management procedures in place including those that handle trading errors, trading halts and respond to market disruptions and disorderly trading. PART 10 FINANCIAL VIABILITY 10.1 Financial Viability The exchange has sufficient financial resources for the proper performance of its functions and to meet its responsibilities. PART 11 TRADING PRACTICES 11.1 Trading Practices Trading practices are fair, properly supervised and not contrary to the public interest. 11.2 Orders Rules pertaining to order size and limits are fair and equitable to all market participants and the system for accepting and distinguishing between and executing different types of orders is fair, equitable and transparent. 11.3 Transparency The exchange has adequate arrangements to record and publish accurate and timely information as required by applicable law or the Foreign Regulator. This information is also provided to all participants on an equitable basis. PART 12 COMPLIANCE, SURVEILLANCE AND ENFORCEMENT 12.1 Jurisdiction The exchange or the Foreign Regulator has the jurisdiction to perform member and market regulation, including the ability to set rules, conduct compliance reviews and perform surveillance and enforcement. 12.2 Member and Market Regulation The exchange or the Foreign Regulator maintains appropriate systems, resources and procedures for evaluating compliance with exchange and legislative requirements and for disciplining participants. 12.3 Availability of Information to Regulators The exchange has mechanisms in place to ensure that the information necessary to conduct adequate surveillance of the system for supervisory or enforcement purposes is available to the relevant regulatory authorities, including the Commission, on a timely basis.


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PART 13 RECORD KEEPING 13.1 Record Keeping The exchange has and maintains adequate systems in place for the keeping of books and records, including, but not limited to, those concerning the operations of the exchange, audit trail information on all trades, and compliance with, and/or violations of exchange requirements. PART 14 OUTSOURCING 14.1 Outsourcing Where the exchange has outsourced any of its key services or systems to a service provider, it has appropriate and formal arrangements and processes in place that permit it to meet its obligations and that are in accordance with industry best practices. PART 15 FEES 15.1 Fees

(a) All fees imposed by the exchange are reasonable and equitably allocated and do not have the effect of creating an unreasonable condition or limit on access by participants to the services offered by the exchange.

(b) The process for setting fees is fair and appropriate, and the fee model is transparent.

PART 16 INFORMATION SHARING AND OVERSIGHT ARRANGEMENTS 16.1 Information Sharing and Regulatory Cooperation The exchange has mechanisms in place to enable it to share information and otherwise co-operate with the Commission, self-regulatory organizations, other exchanges, clearing agencies, investor protection funds, and other appropriate regulatory bodies. 16.2 Oversight Arrangements Satisfactory information sharing and oversight agreements exist between the Commission and the Foreign Regulator. PART 17 IOSCO PRINCIPLES 17.1 IOSCO Principles To the extent it is consistent with the laws of the foreign jurisdiction, the exchange adheres to the standards of the International Organisation of Securities Commissions (IOSCO) including those set out in the “Principles for the Regulation and Supervision of Commodity Derivatives Markets” (2011).


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2.2.3 PharmaCielo Ltd. – s. 1(11)(b) Headnote Subsection 1(11)(b) – Order that the issuer is a reporting issuer for the purposes of Ontario securities law – Issuer is already a reporting issuer in British Columbia and Alberta – Issuer's securities listed for trading on the TSX Venture Exchange – Continuous disclosure requirements in British Columbia and Alberta are substantially the same as those in Ontario – Issuer has a significant connection to Ontario. Statutes Cited Securities Act, R.S.O. 1990, c. S.5, as am.

IN THE MATTER OF THE SECURITIES ACT

R.S.O. 1990 CHAPTER S.5, AS AMENDED

(the Act)

AND

IN THE MATTER OF PHARMACIELO LTD.

ORDER

(Subsection 1(11)(b)) UPON the application of PharmaCielo Ltd. (the Applicant) to the Ontario Securities Commission (the Commission) for an order pursuant to subsection 1(11)(b) of the Act that, for the purposes of Ontario securities law, the Applicant is a reporting issuer in Ontario; AND UPON considering the application and the recommendation of the staff of the Commission; AND UPON the Applicant having represented to the Commission as follows: 1. The Applicant was incorporated under the Business Corporations Act (British Columbia) as AAJ Capital 1 Corp. (AAJ)

on May 30, 2017. The Applicant’s head office is located at 82 Richmond Street East, Toronto, Ontario M5C 1P1. 2. On January 15, 2019, the Applicant completed a qualifying transaction pursuant to the policies of the TSX Venture

Exchange (the TSXV) whereby 10949469 Canada Inc. (AAJ Sub), a wholly owned subsidiary of the Applicant, acquired all of the issued and outstanding common shares of PharmaCielo Ltd. (PharmaCielo Private Co), pursuant to a plan of arrangement (the Arrangement) under an arrangement agreement between the Applicant, AAJ Sub, and PharmaCielo Private Co dated August 17, 2018. Pursuant to the Arrangement, PharmaCielo Private Co and AAJ Sub amalgamated and continued as a wholly owned subsidiary of the Applicant, and the Applicant changed its name to PharmaCielo Ltd.

3. The authorized share capital of the Applicant consists of an unlimited number of common shares (Common Shares)

and an unlimited number of preferred shares (Preferred Shares). As of the date hereof, 96,442,373 Common Shares are issued and outstanding. No Preferred Shares are issued and outstanding.

4. The Applicant has been a reporting issuer under the Securities Act (British Columbia) (the BC Act) and under the

Securities Act (Alberta) (the Alberta Act) since January 30, 2018 when it was first listed on the TSXV. 5. The Applicant is not a reporting issuer or the equivalent in any jurisdiction in Canada other than Alberta and British

Columbia. 6. The British Columbia Securities Commission is the Applicant’s current principal regulator and the Commission will be

the principal regulator of the Applicant once it has obtained reporting issuer status in Ontario. Upon granting of this Order, the Applicant will amend its profile on the System for Electronic Document Analysis Retrieval (SEDAR) to indicate that the Commission is its principal regulator.


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(2019), 42 OSCB 5461

7. The Applicant is not on the lists of defaulting reporting issuers maintained pursuant to the BC Act or the Alberta Act, and is not in default of any requirement of either the BC Act or the Alberta Act or the rules and regulations made thereunder.

8. The Applicant is subject to the continuous disclosure requirements of the Alberta Act and the B.C. Act. The continuous

disclosure requirements of the BC Act and the Alberta Act are substantially the same as the requirements under the Act.

9. The Common Shares are listed and posted for trading on the TSXV under the trading symbol “PCLO”. The Common

Shares are not traded on any other stock exchange or trading or quotation system. 10. The Applicant is not in default of any of the rules, regulations or policies of the TSXV. 11. The continuous disclosure materials filed by the Applicant under the BC Act and the Alberta Act are available on

SEDAR. The Applicant made its first filing on SEDAR on November 1, 2017. 12. The TSXV requires all of its listed issuers, which are not otherwise reporting issuers in Ontario, to assess whether they

have a significant connection to Ontario, as defined in Policy 1.1 of the TSXV Corporate Finance Manual, and, upon first becoming aware that it has a significant connection to Ontario, to promptly make a bona fide application to the Commission to be designated a reporting issuer in Ontario.

13. The Applicant has determined that it has a significant connection to Ontario in accordance with the policies of the

TSXV. Specifically, based on the factors that: (i) as at June 3, 2019, approximately 64,565,921 of the 96,442,373 outstanding Common Shares or 66.95% are held by persons resident in Ontario; (ii) the Applicant’s mind and management is principally located in Ontario; and (iii) the Applicant’s head office is located in Ontario.

14. The Applicant does not have a shareholder that holds sufficient securities of the Applicant to affect materially the

control of the Applicant. 15. Neither the Applicant nor any of its officers or directors has:

a. been subject to any penalties or sanctions imposed by a court relating to Canadian securities legislation or by a Canadian securities regulatory authority;

b. entered into a settlement agreement with a Canadian securities regulatory authority; or c. been subject to any other penalties or sanctions imposed by a court or regulatory body that would be likely to

be considered important to a reasonable investor making an investment decision.

16. Neither the Applicant nor any of its officers or directors is or has been subject to:

a. any known ongoing or concluded investigations by a Canadian securities regulatory authority; or a court or regulatory body, other than a Canadian securities regulatory authority, that would be likely to be considered important to a reasonable investor making an investment decision; or

b. any bankruptcy or insolvency proceedings, or other proceedings, arrangements or compromises with

creditors, or the appointment of a receiver, receiver-manager or trustee, within the preceding 10 years. 17. None of the officers or directors of the Applicant, is or has been at the time of such event an officer or director of any

other issuer which is or has been subject to:

a. any cease trade order or similar orders or order that denied access to any exemptions under Ontario securities law, for a period of more than 30 consecutive days, within the preceding 10 years; or

b. any bankruptcy or insolvency proceedings, or other proceedings, arrangements or compromises with

creditors, or the appointment of a receiver, receiver-manager or trustee, within the preceding 10 years. AND UPON the Commission being satisfied that granting this Order would not be prejudicial to the public interest; IT IS HEREBY ORDERED pursuant to subsection 1(11)(b) of the Act that the Applicant is a reporting issuer for the purposes of Ontario securities law. DATED at Toronto on this 10th day of June, 2019. “Winnie Sanjoto” Manager, Corporate Finance Ontario Securities Commission


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Chapter 4

Cease Trading Orders 4.1.1 Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Company Name Date of Temporary Order Date of Hearing Date of

Permanent Order Date of

Lapse/Revoke

THERE IS NOTHING TO REPORT THIS WEEK. Failure to File Cease Trade Orders

Company Name Date of Order Date of Revocation

Internet of Things Inc. 06 June 2019 11 June 2019 4.2.1 Temporary, Permanent & Rescinding Management Cease Trading Orders

Company Name Date of Order Date of Lapse

THERE IS NOTHING TO REPORT THIS WEEK. 4.2.2 Outstanding Management & Insider Cease Trading Orders

Company Name Date of Order or Temporary Order Date of Hearing Date of

Permanent Order Date of

Lapse/ Expire

Date of Issuer

Temporary Order

Performance Sports Group Ltd. 19 October 2016 31 October 2016 31 October 2016

Company Name Date of Order Date of Lapse

Blocplay Entertainment Inc. 03 May 2019

Cease Trading Orders

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Chapter 7

Insider Reporting The following is a weekly summary of insider transactions by insiders of Ontario reporting issuers in SEDI® (the System for Electronic Disclosure by Insiders).1 The weekly summary contains insider transactions reported during the 7-day period ending Sunday at 11:59 p.m. (i.e. the Sunday prior to the Bulletin Issue date).2

Guide to Codes

Relationship of Insider to Issuer (Rel=n) 1 Issuer 2 Subsidiary of Issuer 3 10% Security Holder of Issuer 4 Director of Issuer 5 Senior Officer of Issuer 6 Director or Senior Officer of 10% Security Holder 7 Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6) 8 Deemed Insider – 6 Months before becoming Insider

Nature of Transaction (T/O)

00 Opening Balance-Initial SEDI Report 10 Acquisition or disposition in the public market 11 Acquisition or disposition carried out privately 15 Acquisition or disposition under a prospectus 16 Acquisition or disposition under a prospectus exemption 22 Acquisition or disposition pursuant to a take-over bid, merger or acquisition 30 Acquisition or disposition under a purchase/ ownership plan 35 Stock dividend 36 Conversion or exchange 37 Stock split or consolidation 38 Redemption, retraction, cancellation, repurchase 40 Short sale 45 Compensation for property 46 Compensation for services 47 Acquisition or disposition by gift 48 Acquisition by inheritance or disposition by bequest 50 Grant of options 51 Exercise of options 52 Expiration of options 53 Grant of warrants 54 Exercise of warrants 55 Expiration of warrants 56 Grant of rights 57 Exercise of rights 59 Exercise for cash 70 Acquisition or disposition (writing) of third party derivative 71 Exercise of third party derivative 72 Other settlement of third party 73 Expiration of third party derivative 90 Change in nature of ownership 97 Other 99 Correction of Information

Note: The asterisk in the “Date/Month End Holding” column indicates the insider disagreed with the system calculated balance when the

transaction was reported. 1 SEDI® is a registered trademark owned by CDS INC. 2 ©CDS INC.

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5466

Issuer Name Security Insider Name Rel'n Transaction Date

T/O Unit Price

Date/Month End Holdings

1933 Industries Inc Common Shares Taoussanopoulos, Theodore 4 2019-06-10 10 0.475 30,0001933 Industries Inc Options Vigil, Ester 5 2019-06-05 00

420,000

1933 Industries Inc Options Zobrist, Caleb 5 2019-06-05 00

250,00037 Capital Inc. Common Shares Jackpot Digital 3 2019-06-13 10 0.05 1,508,98537 Capital Inc. Common Shares Jackpot Digital 3 2019-06-13 10 0.055 1,478,98537 Capital Inc. Common Shares Jackpot Digital 3 2019-06-13 10 0.06 1,468,98537 Capital Inc. Common Shares Jackpot Digital 3 2019-06-13 10 0.065 1,458,98537 Capital Inc. Common Shares Jackpot Digital 3 2019-06-13 10 0.07 1,449,98537 Capital Inc. Common Shares Kalpakian, Isabel A 3 2019-06-12 10 0.1 764,42437 Capital Inc. Common Shares Kalpakian, Isabel A 3 2019-06-12 10 0.095 752,42437 Capital Inc. Common Shares Kalpakian, Isabel A 3 2019-06-12 10 0.09 737,42437 Capital Inc. Common Shares Kalpakian, Jacob H 4 2019-06-13 10 0.05 1,889,0445N Plus Inc. Common Shares Roshan, Arjang 4, 5 2019-06-10 10 1.945 110,000ABCOURT MINES INC. Common Shares catégorie B DÉCOCHIB 3 2019-06-12 10 0.05 43,833,541ABCOURT MINES INC. Common Shares catégorie B Hinse, Renaud 3, 4, 5 2019-06-12 10 0.05 43,833,541Absolute Software Corporation Rights Deferred Share Unit Ryan, Daniel 4 2019-05-29 56

58,102

Absolute Software Corporation Rights Restricted Share Unit Toms, Sandra 5 2019-06-03 00

Acasta Enterprises Inc. Class B Shares Apollo Beauty Corp. 3 2017-01-03 00

Acasta Enterprises Inc. Class B Shares Apollo Beauty Corp. 3 2017-01-03 00 Acasta Enterprises Inc. Class B Shares Apollo Health Corp. 3 2017-01-03 00 Acasta Enterprises Inc. Class B Shares Apollo Health Corp. 3 2017-01-03 00 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2017-01-03 00 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-07 11 2,251,245Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 0.67 2,394,186Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 0.67 2,593,163Acasta Enterprises Inc. Class B Shares Wachsberg, Charles 3, 6, 7 2019-06-12 11 0.67 2,715,881Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2017-01-03 00 Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-07 11 2,251,245Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11

Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 0.67 2,394,186Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 0.67 2,593,163Acasta Enterprises Inc. Class B Shares Wachsberg, Richard 3, 6, 7 2019-06-12 11 0.67 2,715,881Acreage Holdings, Inc. (formerly Applied Inventions Management Corp.)

Subordinate Voting Shares Herda, Larissa 4 2018-11-14 00

Acreage Holdings, Inc. (formerly Applied Inventions Management Corp.)

Subordinate Voting Shares Herda, Larissa 4 2019-06-07 10 18 3,500

Acreage Holdings, Inc. (formerly Applied Inventions Management Corp.)

Subordinate Voting Shares Herda, Larissa 4 2019-06-11 10 18.279 21,000

ADVANZ PHARMA Corp. (formerly Concordia International Corp.)

Limited Voting Shares Solus Alternative Asset Management LP

3 2019-06-04 10 19.65 8,767,302

ADVANZ PHARMA Corp. (formerly Concordia International Corp.)

Limited Voting Shares Solus Alternative Asset Management LP

3 2019-06-04 10 20.016 8,777,302

Adventus Mining Corporation Common Shares Kargl-Simard, Christian Peter Thomas

4, 5 2019-06-11 10 1.02 500,000

Adventus Mining Corporation Common Shares Kargl-Simard, Christian Peter Thomas

4, 5 2019-06-13 51 0.25 1,600,000

Adventus Mining Corporation Options Kargl-Simard, Christian Peter Thomas

4, 5 2019-06-13 51 0.25 550,000

Aether Catalyst Solutions, Inc. Common Shares Kerr, Glenn Bradley 5 2019-06-12 10 0.28 981,078Aether Catalyst Solutions, Inc. Common Shares Woodward, Paul John

Courtney3, 4, 6, 5 2019-06-12 10 0.28 2,974,200

Aether Catalyst Solutions, Inc. Common Shares Woodward, Paul John Courtney

3, 4, 6, 5 2019-06-12 10 0.28 2,971,200

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5467


T/O Unit Price


Aether Catalyst Solutions, Inc. Common Shares Woodward, Paul John Courtney

3, 4, 6, 5 2019-06-13 10 0.25 2,976,200

AgJunction Inc. (formerly Hemisphere GPS Inc.)

Common Shares Edmonds, Scott Blair 4 2019-06-10 10 0.67 23,700

Agnico Eagle Mines Limited Common Shares Allan, Don 5 2019-06-12 51 28.92 45,414Agnico Eagle Mines Limited Common Shares Allan, Don 5 2019-06-12 10 62.1 41,414Agnico Eagle Mines Limited Options Allan, Don 5 2019-06-12 51 28.92 141,000Agnico Eagle Mines Limited Common Shares Blackburn, Alain 5 2019-06-10 51 28.92 10,885Agnico Eagle Mines Limited Common Shares Blackburn, Alain 5 2019-06-10 10 60.85 7,885Agnico Eagle Mines Limited Common Shares Blackburn, Alain 5 2019-06-12 51 28.92 9,885Agnico Eagle Mines Limited Common Shares Blackburn, Alain 5 2019-06-12 10 62.07 7,885Agnico Eagle Mines Limited Common Shares Blackburn, Alain 5 2019-06-12 51 28.92 12,885Agnico Eagle Mines Limited Common Shares Blackburn, Alain 5 2019-06-12 10 61.97 7,885Agnico Eagle Mines Limited Options Blackburn, Alain 5 2019-06-10 51 28.92 193,000Agnico Eagle Mines Limited Options Blackburn, Alain 5 2019-06-12 51 28.92 191,000Agnico Eagle Mines Limited Options Blackburn, Alain 5 2019-06-12 51 28.92 186,000Agnico Eagle Mines Limited Common Shares Grondin, Louise 5 2019-06-07 51 36.37 58,734Agnico Eagle Mines Limited Common Shares Grondin, Louise 5 2019-06-07 10 62 48,734Agnico Eagle Mines Limited Options Grondin, Louise 5 2019-06-07 51 36.37 135,700Agnico Eagle Mines Limited Common Shares Robitaille, Jean 5 2019-06-12 10 46.75 80,765Agnico Eagle Mines Limited Common Shares Smith, David 5 2019-06-14 51 28.92 65,844Agnico Eagle Mines Limited Common Shares Smith, David 5 2019-06-14 10 62.779 62,744Agnico Eagle Mines Limited Options Smith, David 5 2019-06-14 51 28.92 197,000Aimia Inc. Common Shares McEwan, William Gerard 4 2016-12-01 00 Aimia Inc. Common Shares McEwan, William Gerard 4 2019-06-11 10 3.6516 30,000Aimia Inc. Common Shares Mittleman Investment

Management, LLC3 2019-06-06 97 27,865,863

Aimia Inc. Rights - Performance Share Units - Aimia LTIP

Rabe, Jeremiah 4, 5 2018-04-27 00

Aimia Inc. Rights - Performance Share Units - Aimia LTIP

Rabe, Jeremiah 4, 5 2019-06-12 56 3.58 139,665

Air Canada Class B Voting Shares Air Canada 1 2019-06-10 38 38.97 85,000Air Canada Class B Voting Shares Air Canada 1 2019-06-10 38 0Air Canada Class B Voting Shares Air Canada 1 2019-06-11 38 39.586 85,000Air Canada Class B Voting Shares Air Canada 1 2019-06-11 38 0Air Canada Class B Voting Shares Air Canada 1 2019-06-12 38 39.838 85,000Air Canada Class B Voting Shares Air Canada 1 2019-06-12 38 0Air Canada Class B Voting Shares Air Canada 1 2019-06-13 38 39.927 85,000Air Canada Class B Voting Shares Air Canada 1 2019-06-13 38 0Air Canada Class B Voting Shares Air Canada 1 2019-06-14 38 39.768 85,000Air Canada Class B Voting Shares Air Canada 1 2019-06-14 38 0Akumin Inc. Common Shares Adams, AMy Michelle 5 2019-06-12 10 3.75 11,815Akumin Inc. Common Shares Adams, AMy Michelle 5 2019-06-13 30

292

Akumin Inc. Common Shares Fitzgerald, Chris 5 2019-06-13 30

114Akumin Inc. Common Shares Kassa, Laura Mae 5 2019-06-13 30 348Akumin Inc. Common Shares Luckey, Michael 5 2019-06-11 10 3.68 320,467Akumin Inc. Common Shares Luckey, Michael 5 2019-06-11 10 3.65 314,267Akumin Inc. Common Shares Luckey, Michael 5 2019-06-13 30 262Akumin Inc. Common Shares Meredith, Michael 5 2019-06-13 30 244Akumin Inc. Common Shares Moore, Karen 7 2019-06-13 30 109Akumin Inc. Common Shares Quesenberry, Marcus 5 2019-06-13 30 290Akumin Inc. Common Shares Richardson, Jason 5 2019-06-13 30 342Alamos Gold Inc. Common Shares Class A Barwell, Christine 5 2019-06-10 30 6.94 24,200Alamos Gold Inc. Common Shares Class A Bostwick, Christopher John 5 2019-06-10 30 6.94 66,496Alamos Gold Inc. Common Shares Class A Chavez - Martinez, Mario Luis 5 2019-06-10 30 5.06 84,739Alamos Gold Inc. Common Shares Class A Cormier, John Andrew 5 2019-06-10 30 6.94 50,501Alamos Gold Inc. Common Shares Class A Engelstad, Nils Frederik Jonas 8 2019-06-10 30 6.94 23,659Alamos Gold Inc. Common Shares Class A Fisher, Gregory S. 5 2019-06-10 30 6.94 20,763Alamos Gold Inc. Common Shares Class A MacPhail, Peter 5 2019-06-10 30 6.94 116,222Alamos Gold Inc. Common Shares Class A McCluskey, John 4, 5 2019-05-10 30 6.03Alamos Gold Inc. Common Shares Class A McCluskey, John 4, 5 2019-05-10 30 6.03 469,054Alamos Gold Inc. Common Shares Class A McCluskey, John 4, 5 2019-06-10 30 6.94 470,839Alamos Gold Inc. Rights Deferred Share Units Mercier, Monique 4 2019-05-02 00 Alamos Gold Inc. Rights Deferred Share Units Mercier, Monique 4 2019-06-11 56 14,368Alamos Gold Inc. Common Shares Class A Parsons, Scott Kyle 5 2019-06-10 30 6.94 35,557Alamos Gold Inc. Common Shares Class A Porter, James 5 2019-06-10 30 6.94 116,664Alamos Gold Inc. Rights Deferred Share Units Prichard, John Robert Stobo 4 2019-05-02 00

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5468


T/O Unit Price


Alamos Gold Inc. Rights Deferred Share Units Prichard, John Robert Stobo 4 2019-06-11 56

14,368Alamos Gold Inc. Rights Deferred Share Units Prichard, John Robert Stobo 4 2019-06-13 56

15,505

Alamos Gold Inc. Common Shares Class A Webster, Colin 5 2019-06-10 30 6.94 11,030Alaska Hydro Corporation Common Shares Grandison, Clifford Allan 4, 5 2019-06-14 10 0.03 5,343,030Alio Gold Inc. Common Shares Backens, Mark 5 2019-06-13 10 0.81 33,000Almaden Minerals Ltd. Options Trieu, Korm 5 2019-06-12 52 1.89 520,000Almadex Minerals Ltd. (formerly 1154229 B.C. Ltd.)

Options Poliquin, James Duane 4 2019-06-04 50 0.29

Almadex Minerals Ltd. (formerly 1154229 B.C. Ltd.)

Options Poliquin, James Duane 4 2019-06-04 50 0.32 725,000

Almonty Industries Inc. Common Shares Almonty Industries Inc. 1 2019-06-06 38 0.97 7,367AltaGas Ltd. Rights Performance Units

(PU) Bushfield, Corine Renae Knight 5 2019-05-30 56

78,214

AltaGas Ltd. Subsidiary PUs Bushfield, Corine Renae Knight 5 2016-12-01 00



AltaGas Ltd. Rights Performance Units (PU)

Dalena, Fredrick Kaye 5 2019-05-30 56

51,247

AltaGas Ltd. Subsidiary PUs Dalena, Fredrick Kaye 5 2018-12-10 00

AltaGas Ltd. Subsidiary PUs Dalena, Fredrick Kaye 5 2018-12-10 00 AltaGas Ltd. Subsidiary PUs Dalena, Fredrick Kaye 5 2019-05-30 56 AltaGas Ltd. Rights Performance Units

(PU) Grant, Bradley, Bertram 5 2019-05-30 56 63,723

AltaGas Ltd. Subsidiary PUs Grant, Bradley, Bertram 5 2015-05-19 00 AltaGas Ltd. Subsidiary PUs Grant, Bradley, Bertram 5 2015-05-19 00 AltaGas Ltd. Subsidiary PUs Grant, Bradley, Bertram 5 2019-05-30 56 AltaGas Ltd. Common Shares Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Common Shares Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Common Shares Harbilas, James 5 2019-06-10 00 1,000AltaGas Ltd. Options Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Options Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Options Harbilas, James 5 2019-06-10 50 19.6AltaGas Ltd. Options Harbilas, James 5 2019-06-10 50 19.6AltaGas Ltd. Options Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Options Harbilas, James 5 2019-06-10 50 19.6 400,000AltaGas Ltd. Rights Performance Units

(PU) Harbilas, James 5 2019-06-10 00

AltaGas Ltd. Rights Performance Units (PU)

Harbilas, James 5 2019-06-10 56 31,056

AltaGas Ltd. Rights Restricted Units (RU) Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Rights Restricted Units (RU) Harbilas, James 5 2019-06-10 56 20,704AltaGas Ltd. Subsidiary PUs Harbilas, James 5 2019-06-10 00

AltaGas Ltd. Subsidiary PUs Harbilas, James 5 2019-06-10 00



AltaGas Ltd. Subsidiary RUs Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Subsidiary RUs Harbilas, James 5 2019-06-10 00 AltaGas Ltd. Subsidiary RUs Harbilas, James 5 2019-06-10 56 AltaGas Ltd. Subsidiary RUs Harbilas, James 5 2019-06-10 56 AltaGas Ltd. Rights Performance Units

(PU) Toone, Randy Warren 5 2019-05-30 56 63,350

AltaGas Ltd. Subsidiary PUs Toone, Randy Warren 5 2016-12-01 00 AltaGas Ltd. Subsidiary PUs Toone, Randy Warren 5 2016-12-01 00 AltaGas Ltd. Subsidiary PUs Toone, Randy Warren 5 2019-05-30 56 Altus Group Limited Common Shares McSweeney, Niall 5 2019-06-10 51 19.64 27,866Altus Group Limited Common Shares McSweeney, Niall 5 2019-06-10 51 19.29 29,032Altus Group Limited Options McSweeney, Niall 5 2019-06-10 51 19.29 24,044Altus Group Limited Options McSweeney, Niall 5 2019-06-10 51 19.64 22,044American Hotel Income Properties REIT LP

Units O'Neill, Robert Francis 4, 5 2013-02-12 00

American Hotel Income Properties REIT LP

Units O'Neill, Robert Francis 4, 5 2019-05-29 97 7.09 23,500

Ansar Financial and Development Corporation

Common Shares Jalaluddin, Mohammed 3, 4, 5 2019-06-10 10 0.62 2,093,520

Ansar Financial and Development Corporation

Common Shares Nasim, Pervez 3, 4, 5 2019-06-10 10 0.62 2,093,520

ARC Resources Ltd. Common Shares Berrett, Ryan Victor 5 2019-06-14 10 6.58 13,417ARC Resources Ltd. Common Shares Bibby, Kristen Jon 5 2019-06-13 10 6.79 23,491ARC Resources Ltd. Common Shares Dafoe, P. Van R. 5 2019-06-14 10 6.6 72,956

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5469


T/O Unit Price


ARC Resources Ltd. Common Shares Dyment, Fred J. 4 2019-06-12 10 6.6 280,282AREV Brands International Ltd. (Formerly, AREV Nutrition Sciences Inc)

Options Job, Colin 4, 5 2019-06-10 50 0.26 1,750,000

Artis Real Estate Investment Trust

Deferred Units Albo, Ida 4 2019-06-14 56 11.89 9,300


Restricted Units Green, James 5 2019-06-14 56 11.89 49,676


Deferred Units Jack, Bruce William James 4 2019-06-14 56 11.89 30,139


Restricted Units Johnson, David Lyall 5 2019-06-14 56 11.89 10,151


Restricted Units Martens, Armin 4, 5 2019-06-14 56 11.89 155,708


Restricted Units Martens, Philip 5 2019-06-14 56 11.89 7,506


Restricted Units Sherlock, Stephen Francis Patrick

5 2019-06-14 56 11.89 10,151


Deferred Units Thielmann, Victor 4 2019-06-14 56 11.89 8,298


Deferred Units Townsend, Kenneth 4 2019-06-14 56 11.89 8,298


Deferred Units Warkentin, Edward 4 2019-06-14 56 11.89 8,298


Deferred Units Zucker, Lauren 4 2019-06-14 56 11.89 9,542

Asanko Gold Inc. Common Shares Sun Valley Gold LLC 3 2019-06-13 00 22,699,754Asian Mineral Resources Limited

Common Shares Iorich, Vladimir 3 2018-09-07 37 236,364

Asian Mineral Resources Limited

Common Shares Iorich, Vladimir 3 2019-06-11 11 1,743,134

Astorius Resources Ltd. Common Shares Brown, Arthur 4, 5 2019-06-10 10 0.3 1,972,000Atlantic Gold Corporation (previously Spur Ventures Inc.)

Common Shares Batalha, Christopher Ross 5 2019-06-11 51 0.32 240,000

Atlantic Gold Corporation (previously Spur Ventures Inc.)

Options Batalha, Christopher Ross 5 2019-06-11 51 0.32 1,945,000


Common Shares Dean, Steven 4, 5 2019-06-11 51 0.32 1,622,620


Options Dean, Steven 4, 5 2019-06-11 51 5,025,000

Aton Resources Inc. Common Shares OU MOONRIDER 3 2019-06-07 16 0.025 104,634,154Aurania Resources Ltd. Common Shares Harper, Gerald 4 2019-06-10 10 3.11 208,550Aurania Resources Ltd. Common Shares Harper, Gerald 4 2019-06-12 10 3.29 207,450Auryn Resources Inc. Options Bebek, Ivan 4 2019-04-09 10 1.96Auryn Resources Inc. Options Bebek, Ivan 4 2019-04-09 50 1.96 655,000Avalon Works Corp. Common Shares Lemay, Jean-François 3 2019-02-26 00

107,487,500

Avalon Works Corp. Common Shares Lemay, Jean-François 3 2019-06-10 11 0.0005 137,487,500Avarone Metals Inc. Common Shares Lee, Peter 4 2019-06-13 10 0.1Avarone Metals Inc. Common Shares Lee, Peter 4 2019-06-13 10 0.1 200,000Aztec Minerals Corp. Common Shares Cooke, Bradford 4 2019-06-12 10 0.1 1,894,083Aztec Minerals Corp. Common Shares Cooke, Bradford 4 2019-06-13 10 0.1 1,914,083Aztec Minerals Corp. Common Shares lockwood, stewart leroy 4, 5 2019-06-14 10 0.1 381,333Azucar Minerals Ltd. (formerly Almadex Minerals Limited)

Stock Options Poliquin, James Duane 4, 5 2019-06-04 50 0.29 775,000

Badger Daylighting Ltd. Deferred Shares Jordan, Mary 4 2019-05-31 00 2,068Badger Daylighting Ltd. Deferred Shares Yaworsky, Darren Julian 7, 5 2019-06-03 00 8,596Badger Daylighting Ltd. Performance Share Unit Yaworsky, Darren Julian 7, 5 2019-06-03 00 15,963Bank of Montreal Restricted Share Units Ouellette, Gilles Gerard 5 2019-06-07 56 102.04 14,700Barisan Gold Corporation Options Dyczkowski, Karen 5 2011-08-17 50 0.55 100,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2011-11-06 50 0.55 150,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2012-06-18 50 0.17 275,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2013-07-18 50 0.1 320,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2014-07-22 50 0.135 370,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2015-02-13 38 0.55 270,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2015-02-13 38 0.55 220,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2015-02-13 50 0.06 370,000Barisan Gold Corporation Options Dyczkowski, Karen 5 2011-08-17 50 0.55Barisan Gold Corporation Options Dyczkowski, Karen 5 2011-11-06 50 0.55

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5470


T/O Unit Price


Barisan Gold Corporation Options Dyczkowski, Karen 5 2012-06-18 48 - Acquisition

by inheritance

or disposition by bequest

0.17

Barisan Gold Corporation Options Dyczkowski, Karen 5 2012-06-18 50 0.17Barisan Gold Corporation Options Dyczkowski, Karen 5 2013-07-18 50 0.1Barisan Gold Corporation Options Dyczkowski, Karen 5 2014-07-22 50 0.135Barisan Gold Corporation Options Dyczkowski, Karen 5 2015-02-13 38 0.55Barisan Gold Corporation Options Dyczkowski, Karen 5 2015-02-13 38 0.55Barisan Gold Corporation Options Dyczkowski, Karen 5 2015-02-13 50 0.06BARRIAN MINING CORP. Common Shares Sali, Maximilian 4, 5 2019-06-10 10 14.5 2,411,500BARRIAN MINING CORP. Common Shares Sali, Maximilian 4, 5 2019-06-10 10 0.14 2,421,500BARRIAN MINING CORP. Common Shares Sali, Maximilian 4, 5 2019-06-13 10 0.15 2,441,500Baylin Technologies Inc. Common Shares Dewey, Randy 4, 5 2019-06-05 51 1.51 190,040Baylin Technologies Inc. Stock Options Dewey, Randy 4, 5 2019-05-21 50 3.57 1,175,000Baylin Technologies Inc. Stock Options Dewey, Randy 4, 5 2019-06-05 51 1.51Baylin Technologies Inc. Stock Options Dewey, Randy 4, 5 2019-06-05 51 1.51 1,036,250Baylin Technologies Inc. Stock Options Dewey, Randy 4, 5 2019-06-05 51 1.51 250,000Baytex Energy Corp. Common Shares Rideout, Scott Earl 5 2019-06-13 57 2 99,326Baytex Energy Corp. Common Shares Rideout, Scott Earl 5 2019-06-13 30 1.96 79,603Baytex Energy Corp. Performance Awards (RRX) Rideout, Scott Earl 5 2019-06-13 57 2 42,840Baytex Energy Corp. Restricted Awards (RRX) Rideout, Scott Earl 5 2019-06-13 57 2 4,760Big Rock Brewery Inc. Common Shares Noone, Patrick Donnell 4 2019-06-11 10 4.91 1,727,800Big Rock Brewery Inc. Common Shares Noone, Patrick Donnell 4 2019-06-12 10 4.4 1,732,800Big Rock Brewery Inc. Common Shares Noone, Patrick Donnell 4 2019-06-13 10 4.3 1,737,800Biorem Inc. Options Chen, Ken 4 2019-06-06 00 Biorem Inc. Options Chen, Ken 4 2019-06-06 50 0.35 20,000Biorem Inc. Options Ennis, Patrick A. 4 2019-06-06 50 0.35 80,000Biorem Inc. Common Shares Herner, Brian 4, 5 2019-06-07 10 0.35 644,393Biorem Inc. Common Shares Herner, Brian 4, 5 2019-06-12 10 0.36 624,393Biorem Inc. Options Herner, Brian 4, 5 2019-06-06 50 0.35 130,000Biorem Inc. Options Newman, Douglas 5 2019-06-06 53 0.35 670,000Biorem Inc. Options Webb, Derek 7 2019-06-06 50 0.35 1,640,000Biorem Inc. Options Zhao, Qing 4 2019-06-06 53 0.35 60,000Birchcliff Energy Ltd. Common Shares Gerlach, Debra 4 2019-06-11 10 2.84 40,000Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-10 10 2.9 236,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-10 10 2.88 239,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-10 10 2.86 241,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-10 10 2.85 243,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-10 10 2.84 245,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-11 10 2.88 247,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-11 10 2.86 251,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-11 10 2.84 253,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-11 10 2.82 255,600Birchcliff Energy Ltd. Common Shares Surbey, James William 4 2019-06-11 10 2.8 257,600Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2017-06-01 00 Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-06 10 5.7 17,200Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-10 10 5.77 42,800Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-10 10 5.76 44,800Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-10 10 5.75 48,700Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-10 10 5.74 48,900Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-10 10 5.73 49,900Bird Construction Inc. Common Shares McKibbon, Terrance Lloyd 5 2019-06-10 10 5.72 50,000Bitfarms Ltd. Common Shares Bonta, Nicolas 6 2019-06-12 00 11,210,706Bitfarms Ltd. Common Shares Grodzki, Emiliano Joel 3, 4, 5 2019-06-12 00 11,820,772Bitfarms Ltd. Common Shares Quimper, Pierre-Luc 6 2019-06-12 00 8,967,845Bitfarms Ltd. Common Shares Vachon, Mathieu 3 2019-06-12 00 8,367,245Bitfarms Ltd. Common Shares Vachon, Mathieu 3 2019-06-12 00 4,450Blackline Safety Corp. Common Shares Meyers, Kevin Joseph 5 2019-06-12 11 1,318BlueRush Inc. Options Badun, David R. 5 2019-06-12 50 1,100,000BlueRush Inc. Options Bilyea, Jeffrey William 5 2019-06-12 50 2,100,000Bluestone Resources Inc. Common Shares Robins, John Edward 4 2019-06-07 10 0.955 2,875,127Bonavista Energy Corporation Common Shares Skehar, Jason Edward 4, 5 2019-06-05 10 0.56 957,522Bonterra Energy Corp. Common Shares Fink, George Frederick 3, 4, 5 2019-06-13 10 5.1792 3,728,799

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5471


T/O Unit Price


Bonterra Resources Inc. Common Shares Gibson, Gregory 4 2019-06-13 10 2.05 69,700Bonterra Resources Inc. Common Shares Gibson, Gregory 4 2019-06-13 10 2.04 93,000Boreal Metals Corp. Options Jensen, Eric Paul 4 2017-06-01 00

800,000

Bougainville Ventures Inc. Common Shares Cindric, Richard 4 2019-01-15 10 0.06 15,100,000Bougainville Ventures Inc. Common Shares Cindric, Richard 4 2019-01-23 10 0.05 15,200,000Bougainville Ventures Inc. Common Shares Cindric, Richard 4 2019-01-23 10 0.05 15,100,000Bougainville Ventures Inc. Common Shares Cindric, Richard 4 2019-06-03 10 0.1 14,100,000BRAMPTON BRICK LIMITED Subordinate Voting Shares -

Class A Brampton Brick Limited 1 2019-06-05 38 6.1 6,000

BRAMPTON BRICK LIMITED Subordinate Voting Shares - Class A

Brampton Brick Limited 1 2019-06-07 38 6.099 7,000





Braveheart Resources Inc. Common Shares Berzins, Ian Martin 4, 5 2019-06-11 10 0.18 2,477,500Braveheart Resources Inc. Options Berzins, Ian Martin 4, 5 2019-06-05 50

1,500,000

Braveheart Resources Inc. Options Johnston, David Walter 4, 5 2019-06-05 50

1,530,000Braveheart Resources Inc. Options Keele, Philip Abbott 4, 5 2019-06-05 50

1,300,000

Braveheart Resources Inc. Options Kristjansson, Gestur 4 2019-02-14 00 Braveheart Resources Inc. Options Kristjansson, Gestur 4 2019-06-05 50 0.18 250,000Braveheart Resources Inc. Common Shares Matlock, Aaron 4, 5 2019-06-13 10 0.175 5,555,667Braveheart Resources Inc. Options Matlock, Aaron 4, 5 2019-06-05 50 1,300,000Braveheart Resources Inc. Options Morgan, John Robert 4 2018-07-16 00 Braveheart Resources Inc. Options Morgan, John Robert 4 2019-06-05 50 0.18 250,000Braveheart Resources Inc. Options Murray, Robert Brian 3, 4, 5 2019-06-05 50 510,000Braveheart Resources Inc. Options Vinck, Dwayne Albert 5 2019-06-03 00 Braveheart Resources Inc. Options Vinck, Dwayne Albert 5 2019-06-05 50 0.18 150,000Brookfield Asset Management Inc.

Common Shares Class A Limited Voting

Cockwell, Jack Lynn 4, 6 2019-06-07 10 63.58 14,038,981

Brookfield Asset Management Inc.

Common Shares Class A Limited Voting

Cockwell, Jack Lynn 4, 6 2019-06-13 10 63.363 13,938,981

Brookfield Property Partners L.P.

Limited Partnership Units Brookfield Property Partners L.P.

1 2019-05-10 38 26.583 42,776



1 2019-05-10 38 19.835 142,776



1 2019-05-21 38 26.472 162,376



1 2019-05-21 38 19.703 191,834



1 2019-05-22 38 19.559 291,834



1 2019-05-23 38 26.468 334,610



1 2019-05-23 38 19.634 434,610



1 2019-05-29 38 25.9 1,089,710



1 2019-05-29 38 19.13 1,349,695



1 2019-05-31 38 24.926 1,392,471



1 2019-05-31 38 18.493 1,652,460



1 2019-05-31 38 0

BURCON NUTRASCIENCE CORPORATION

Rights (record date: 5/30/2019;expiry: 5pm 6/25/2019 Toronto Time)

willardsen, randy 5 2001-12-14 00

BURCON NUTRASCIENCE CORPORATION

Rights (record date: 5/30/2019;expiry: 5pm 6/25/2019 Toronto Time)

willardsen, randy 5 2019-06-03 56 382,008

CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-07 10 27.14CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-07 51 27.14 14,625CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-07 10 34.5 3,625CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-10 51 22.17 15,750CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-10 10 34.02 15,050CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-10 10 34.012 14,925CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-10 10 34.01 13,825CAE Inc. Common Shares Arnovitz, Andrew 5 2019-06-10 10 34 3,625CAE Inc. Options Employee Stock

Option Plan Arnovitz, Andrew 5 2019-06-07 51 27.14 124,650

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5472


T/O Unit Price


CAE Inc. Options Employee Stock Option Plan

Arnovitz, Andrew 5 2019-06-10 51 22.17 112,525

CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 51 15.14 15,378CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 51 16.15 26,628CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 51 22.17 46,903CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 51 27.14 69,153CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.035 69,100CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34 68,972CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.001 46,903CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.41 46,520CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.405 46,392CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.365 46,264CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.335 46,008CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.3 45,497CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.268 45,369CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.22 44,729CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.265 43,705CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.28 43,193CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.23 42,490CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.225 42,362CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.27 40,639CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.31 40,383CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.24 39,743CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.296 39,615CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.291 39,487CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.275 39,103CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.228 38,975CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.25 34,828CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.29 34,316CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.295 34,188CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.255 34,060CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.223 33,805CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.226 33,677CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.243 33,485CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.232 33,373CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.245 33,245CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.235 32,989CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.222 32,606CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.26 32,478CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.215 32,222CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.194 32,094CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.2 31,838CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.216 31,692CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.205 31,564CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.19 31,436CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.195 31,308CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.186 31,180CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.17 31,052CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.155 30,924CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.13 29,838CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.115 29,710CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.1 29,518CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.085 29,390CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.053 29,198CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.07 29,070CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.065 28,942CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.035 28,686CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.045 28,558CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.03 28,430CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.015 28,174CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34 27,918CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.005 27,534CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.055 27,278CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.057 27,086CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.06 26,830CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.035 26,628

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5473


T/O Unit Price


CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.41 26,503CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.378 26,398CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.318 26,293CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.301 26,189CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.24 26,084CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.27 25,769CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.236 25,664CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.232 25,559CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.3 25,454CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.272 25,349CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.293 25,244CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.239 25,139CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.278 25,034CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.266 24,929CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.292 24,824CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.282 24,719CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.256 24,614CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.258 24,509CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.222 24,405CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.25 24,028CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.25 23,115CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.239 23,015CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.222 22,910CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.236 22,764CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.224 22,597CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.23 22,492CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.271 22,264CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.27 22,077CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.258 21,972CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.228 21,867CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.2 21,762CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.212 21,651CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.194 21,546CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.182 21,441CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.138 21,315CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.13 21,086CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.118 20,981CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.086 20,876CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.062 20,771CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.044 20,666CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.015 20,540CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.006 20,330CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.046 20,225CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.06 20,120CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.044 19,974CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.002 12,778CAE Inc. Common Shares Branco, Sonya 5 2019-06-10 10 34.285 15,978CAE Inc. Options Employee Stock

Option Plan Branco, Sonya 5 2019-06-10 51 15.14 246,525


Branco, Sonya 5 2019-06-10 51 16.15 235,275


Branco, Sonya 5 2019-06-10 51 22.17 215,000


Branco, Sonya 5 2019-06-10 51 27.14 192,750

CAE Inc. Common Shares Colabatistto, Gennaro 5 2019-06-07 10 25.67 50,957Caledonia Mining Corporation Plc

Common Shares Mason, Maurice John 5 2019-06-08 57 36,137

Caledonia Mining Corporation Plc

Rights Performance Units Mason, Maurice John 5 2019-06-08 57 0

Caledonia Mining Corporation Plc

Rights Performance Units Mason, Maurice John 5 2019-06-08 56 14,672

Calfrac Well Services Ltd. Common Shares Fletcher, Gregory Scott 4 2019-06-10 10 1.93 88,784Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-07 51 17.69 17,285Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-07 10 34.15 16,885Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-07 51 17.69 17,285Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-07 10 34.15 16,885

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5474


T/O Unit Price


Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-11 51 17.69 19,485Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-11 10 33.75 16,885Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-12 51 17.69 17,185Calian Group Ltd. Common Shares Ford, Kevin Lee 5 2019-06-12 10 33.75 16,885Calian Group Ltd. Options Ford, Kevin Lee 5 2019-06-07 51 17.69 48,800Calian Group Ltd. Options Ford, Kevin Lee 5 2019-06-07 51 17.69 48,400Calian Group Ltd. Options Ford, Kevin Lee 5 2019-06-11 51 17.69 45,800Calian Group Ltd. Options Ford, Kevin Lee 5 2019-06-12 51 17.69 45,500Calian Group Ltd. Common Shares Gauthier, Jacqueline 5 2019-06-07 51 17.69 20,493Calian Group Ltd. Common Shares Gauthier, Jacqueline 5 2019-06-07 10 34 18,893Calian Group Ltd. Options Gauthier, Jacqueline 5 2019-06-07 51 17.69 15,400Canaccord Genuity Group Inc. Common Shares Barlow, Jeffrey Griffin 7 2019-06-06 57

175,429

Canaccord Genuity Group Inc. Common Shares Barlow, Jeffrey Griffin 7 2019-06-06 10 5 Canaccord Genuity Group Inc. Common Shares Barlow, Jeffrey Griffin 7 2019-06-06 10 5 Canaccord Genuity Group Inc. Common Shares Barlow, Jeffrey Griffin 7 2019-06-06 10 5 123,846Canaccord Genuity Group Inc. Rights Restricted Share

Units Barlow, Jeffrey Griffin 7 2019-06-06 57

224,679

Canaccord Genuity Group Inc. Common Shares Daviau, Daniel Joseph 7 2019-06-06 57

69,627Canaccord Genuity Group Inc. Rights Restricted Share

Units Daviau, Daniel Joseph 7 2019-06-06 57 826,226

Canaccord Genuity Group Inc. Rights Restricted Share Units

Daviau, Daniel Joseph 7 2019-06-06 57 759,553

Canaccord Genuity Group Inc. Common Shares Kassie, David Jonathan 4 2019-06-06 57 463,614Canaccord Genuity Group Inc. Rights Restricted Share

Units Kassie, David Jonathan 4 2019-06-06 57 360,141

Canaccord Genuity Group Inc. Common Shares MacFayden, Donald Duncan 7 2019-06-06 57 Canaccord Genuity Group Inc. Common Shares MacFayden, Donald Duncan 7 2019-06-06 57 Canaccord Genuity Group Inc. Common Shares MacFayden, Donald Duncan 7 2019-06-06 10 5 Canaccord Genuity Group Inc. Common Shares MacFayden, Donald Duncan 7 2019-06-06 10 5 Canaccord Genuity Group Inc. Common Shares MacFayden, Donald Duncan 7 2019-06-06 57 135,460Canaccord Genuity Group Inc. Common Shares MacFayden, Donald Duncan 7 2019-06-06 10 5 123,733Canaccord Genuity Group Inc. Rights Restricted Share

Units MacFayden, Donald Duncan 7 2019-06-06 57


MacFayden, Donald Duncan 7 2019-06-06 57






MacFayden, Donald Duncan 7 2019-06-06 57 60,427

Canaccord Genuity Group Inc. Common Shares MacLachlan, Martin Lachlan 5 2004-08-01 00 Canaccord Genuity Group Inc. Common Shares MacLachlan, Martin Lachlan 5 2019-06-06 57

2,541

Canaccord Genuity Group Inc. Common Shares MacLachlan, Martin Lachlan 5 2019-06-06 10 5 1,157Canaccord Genuity Group Inc. Rights Restricted Share

Units MacLachlan, Martin Lachlan 5 2019-06-06 57

9,703

Canaccord Genuity Group Inc. Common Shares Pelosi, Adrian John Ugo 7 2011-02-24 00 Canaccord Genuity Group Inc. Common Shares Pelosi, Adrian John Ugo 7 2019-06-06 57 3,943Canaccord Genuity Group Inc. Rights Restricted Share

Units Pelosi, Adrian John Ugo 7 2019-06-06 57 31,868

Canaccord Genuity Group Inc. Common Shares Raftus, Stuart 7 2019-06-06 57 1,444,906Canaccord Genuity Group Inc. Rights Restricted Share

Units Raftus, Stuart 7 2019-06-06 57 344,893

Canaccord Genuity Group Inc. Options Performance Share Options (PSOs)

Viles, Andrew Foster 5 2019-06-12 50 6.73 200,000

Canaccord Genuity Group Inc. Common Shares Whaling, Mark Driscoll 7 2019-06-06 57 346,510Canaccord Genuity Group Inc. Common Shares Whaling, Mark Driscoll 7 2019-06-06 10 5 285,252Canaccord Genuity Group Inc. Rights Restricted Share

Units Whaling, Mark Driscoll 7 2019-06-06 57 48,510

Canacol Energy Ltd. Common Shares Gamba, Charle 4, 5 2019-06-12 10 493,998Canada Goose Holdings Inc. Subordinate Voting Shares Canada Goose Holdings Inc. 1 2019-05-31 00 Canada Goose Holdings Inc. Subordinate Voting Shares Canada Goose Holdings Inc. 1 2019-05-31 38 46.483 130,000Canada Goose Holdings Inc. Subordinate Voting Shares Canada Goose Holdings Inc. 1 2019-05-31 38 0Canada Goose Holdings Inc. Subordinate Voting Shares Canada Goose Holdings Inc. 1 2019-05-31 38 34.399 250,000Canada Goose Holdings Inc. Subordinate Voting Shares Canada Goose Holdings Inc. 1 2019-05-31 38 0Canada Goose Holdings Inc. Options Turlington, Lee 5 2019-06-06 51 4.6159 126,887Canada Goose Holdings Inc. Options Turlington, Lee 5 2019-06-07 51 4.6159 112,788Canada Goose Holdings Inc. Subordinate Voting Shares Turlington, Lee 5 2019-06-06 51 4.6159 14,098Canada Goose Holdings Inc. Subordinate Voting Shares Turlington, Lee 5 2019-06-06 10 43.45 0

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5475


T/O Unit Price


Canada Goose Holdings Inc. Subordinate Voting Shares Turlington, Lee 5 2019-06-07 51 4.6159 14,099Canada Goose Holdings Inc. Subordinate Voting Shares Turlington, Lee 5 2019-06-07 10 45.28 0Canadian Imperial Bank of Commerce

Common Shares Le Pan, Nicholas D'Orr 4 2019-06-12 10 103.47 3,019

Canadian National Railway Company

Common Shares Finn, Sean 5 2019-06-13 51 70.13 21,554


Common Shares Finn, Sean 5 2019-06-13 10 121.29 15,554


Options Finn, Sean 5 2019-06-13 51 70.13 152,239

Canadian Natural Resources Limited

Common Shares Bieber, Corey B. 5 2019-03-29 38


Common Shares Bieber, Corey B. 5 2019-03-29 38

41,733


Common Shares Frankiw, Allan E 5 2019-06-14 10 35.46 21,767

Canadian Pacific Railway Limited

Common Shares WAHBA, JONATHAN SHERIF 5 2019-06-06 51

574


Common Shares WAHBA, JONATHAN SHERIF 5 2019-06-06 10 306.5 0


Common Shares WAHBA, JONATHAN SHERIF 5 2019-06-06 51 668




Common Shares WAHBA, JONATHAN SHERIF 5 2019-06-06 51 604




Options WAHBA, JONATHAN SHERIF 5 2019-06-06 51 12,209





Canadian Western Bank Common Shares Mitchell, Elizabeth Gay 4 2019-06-11 10 29.726 11,350CanAlaska Uranium Ltd. Options Belyk, Cory Lane 5 2019-06-12 50 0.26 350,000CanAlaska Uranium Ltd. Options Chan, Harry 5 2019-06-12 50 0.26 400,000CanAlaska Uranium Ltd. Options Dasler, Peter George 5 2019-06-12 50 0.26 1,045,000CanAlaska Uranium Ltd. Options FERN, VICTOR 4 2019-06-12 50 0.26 470,000CanAlaska Uranium Ltd. Options Graham, Thomas 4 2019-06-12 50 0.26 470,000CanAlaska Uranium Ltd. Options Schimann, Karl 4, 5 2019-06-12 50 0.26 595,000Cannabis One Holdings Inc. (formerly, Metropolitan Energy Corp.)

Options Mascio, Jeffery Allan 4, 5 2019-02-26 00

Cannabis One Holdings Inc. (formerly, Metropolitan Energy Corp.)

Options Mascio, Jeffery Allan 4, 5 2019-06-10 50 0.6 500,000


Options Mohan, Theresa Marie 5 2019-05-28 00


Options Mohan, Theresa Marie 5 2019-06-10 50 0.6


Options Mohan, Theresa Marie 5 2019-06-10 50 6 40,000


Options Payne, Darrick 4 2019-02-26 00


Options Payne, Darrick 4 2019-06-10 50 0.6


Options Payne, Darrick 4 2019-06-10 50 6 40,000


Common Shares Rinker, Patrick Jerald 3 2019-06-10 10 1.1 736,295


Options Rinker, Patrick Jerald 3 2019-02-26 00


Options Rinker, Patrick Jerald 3 2019-06-10 50 0.6


Options Rinker, Patrick Jerald 3 2019-06-10 50 6 40,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5476


T/O Unit Price



Common Shares Segarra, Anthony 5 2019-05-28 00


Options Segarra, Anthony 5 2019-05-28 00


Options Segarra, Anthony 5 2019-06-10 50 6 7,500

Canopy Rivers Inc. Options Alexandrian, Narbe 5 2019-06-12 50 1,391,500Canopy Rivers Inc. Options Dufourmantelle, Olivier 5 2019-06-12 50

355,000

Canopy Rivers Inc. Options Lucarelli, Edward James Cirillo 5 2019-06-12 50

1,141,500Canopy Rivers Inc. Options Mundy, Matthew Jonathon 5 2019-06-12 50

900,000

Canopy Rivers Inc. Options Pearlstein, Daniel Robert 5 2019-06-12 50

850,000Canso Credit Income Fund Units Class A Units Canso Investment Counsel Ltd. 7 2019-06-06 10 11.08 347,952Canso Credit Income Fund Units Class A Units Canso Investment Counsel Ltd. 7 2019-06-07 10 11.03 348,952Canso Credit Income Fund Units Class A Units Canso Investment Counsel Ltd. 7 2019-06-10 10 11.039 349,752Canso Credit Income Fund Units Class A Units Canso Investment Counsel Ltd. 7 2019-06-11 10 11.027 352,752Canso Credit Income Fund Units Class A Units Canso Investment Counsel Ltd. 7 2019-06-12 10 11.01 353,752Canuc Resources Corporation Common Shares Berlet, Christopher James 4 2019-06-10 10 0.04 5,335,000Canuc Resources Corporation Common Shares Berlet, Christopher James 4 2019-06-11 10 0.04 5,336,000CanWel Building Materials Group Ltd.

Common Shares Doman, Amar 4 2019-06-07 10 4.6 13,752,770

CanWel Building Materials Group Ltd.

Common Shares Doman, Amar 4 2019-06-11 10 4.8 13,762,770

Cardero Resource Corp. Warrants Kopple, Robert Charles 3 2018-07-19 11 0.14Cardero Resource Corp. Warrants Kopple, Robert Charles 3 2018-07-19 11 0.14CardioComm Solutions, Inc. Common Shares Grima, Etienne Anthony 4 2019-06-06 51 0.05 3,108,250CardioComm Solutions, Inc. Common Shares Grima, Etienne Anthony 4 2019-06-06 51 0.055 3,358,250CardioComm Solutions, Inc. Options Grima, Etienne Anthony 4 2019-06-06 51 1,075,060CardioComm Solutions, Inc. Options Grima, Etienne Anthony 4 2019-06-06 51 825,060Caribbean Utilities Company, Ltd.

Common Shares Class A Ordinary Shares

Hew, J.F. Richard 4, 5 2019-06-14 51 9.66 17,463

Caribbean Utilities Company, Ltd.

Common Shares Class A Ordinary Shares

Hew, J.F. Richard 4, 5 2019-06-14 11 15.85 3,463

Caribbean Utilities Company, Ltd.

Options Hew, J.F. Richard 4, 5 2019-06-14 51 9.66 26,000

Carmanah Technologies Corporation

Common Shares Carmanah Technologies Corporation

1 2019-06-04 10 7.08 400



1 2019-06-04 10 7.08 0



1 2019-06-04 10 7.09 1,848



1 2019-06-04 10 7.09 0



1 2019-06-04 10 7.11 100



1 2019-06-04 10 7.11 0



1 2019-06-05 10 7.2 390,400



1 2019-06-05 10 7.2 0

Cascadero Copper Corporation Common Shares Harder, Lorne 4, 5 2019-06-07 00 Cascadero Copper Corporation Common Shares Harder, Lorne 4, 5 2019-06-07 00 CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 51 27.478 676,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.46 676,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.49 676,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.52 675,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.53 675,722CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.54 675,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.55 675,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.56 674,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.57 674,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.58 673,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.59 673,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.6 673,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.61 672,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.615 671,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.62 670,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.625 670,522

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5477


T/O Unit Price


CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.63 669,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.64 669,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.65 668,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.655 668,722CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.66 667,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.67 666,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.675 666,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.68 666,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.685 665,722CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.69 665,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.72 664,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.73 663,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.735 663,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.74 663,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.745 662,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.75 661,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.76 660,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.77 659,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.78 658,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.785 657,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.79 656,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.8 655,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.82 655,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.825 654,722CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.83 654,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.835 654,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.84 654,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.845 653,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.85 652,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.86 650,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.865 650,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.87 649,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.875 648,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.88 648,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.89 647,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.9 646,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.91 646,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.92 646,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.93 645,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.935 645,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.94 645,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.95 644,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.96 642,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.965 642,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.97 641,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.975 641,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.98 640,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 63.99 639,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 64 637,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 64.01 636,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 64.05 636,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 64.06 636,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-10 10 64.07 636,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 51 27.478 652,772CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.5 652,472CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.54 652,372CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.55 652,272CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.59 652,172CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.6 651,872CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.63 651,672CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.65 651,472CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.66 650,672CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.67 649,672CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.68 649,072CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.69 648,072

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5478


T/O Unit Price


CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.7 646,972CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.71 645,872CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.72 645,172CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.73 644,872CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.74 644,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.75 644,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.76 643,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.77 643,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.78 643,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.8 643,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.81 642,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.82 642,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.825 642,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.83 641,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.85 641,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.86 641,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.87 640,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.88 640,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.91 639,722CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.96 639,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.97 639,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 63.98 639,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64 638,922CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.01 638,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.015 638,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.02 638,222CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.03 637,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.04 637,422CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.05 637,322CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.07 637,122CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.095 637,022CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.1 636,822CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.11 636,622CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.12 636,522CCL Industries Inc. Non-Voting Shares Class B Martin, Geoffrey 4, 5 2019-06-11 10 64.135 636,422CCL Industries Inc. Options Martin, Geoffrey 4, 5 2019-06-10 51 27.478 602,350CCL Industries Inc. Options Martin, Geoffrey 4, 5 2019-06-11 51 27.478 586,000Cequence Energy Ltd. Common Shares Archibald, Donald 4, 5 2019-06-05 11 0.35Cequence Energy Ltd. Common Shares Archibald, Donald 4, 5 2009-07-30 00 Cequence Energy Ltd. Common Shares Archibald, Donald 4, 5 2019-06-05 11 0.35 1,094,569Cervus Equipment Corporation Common Shares Cervus Equipment Corporation 1 2019-06-03 38 12.01 130,200Cervus Equipment Corporation Common Shares Cervus Equipment Corporation 1 2019-06-04 38 11.6 131,900Cervus Equipment Corporation Common Shares Cervus Equipment Corporation 1 2019-06-05 38 11.614 133,500Cervus Equipment Corporation Common Shares Cervus Equipment Corporation 1 2019-06-06 38 11.75 197,500Cervus Equipment Corporation Common Shares Cervus Equipment Corporation 1 2019-06-07 38 12.118 199,300Cervus Equipment Corporation Common Shares Cervus Equipment Corporation 1 2019-06-07 38 190,500CGI Inc. Options Baticle, Jean-Michel 5 2019-06-10 51 63.23 272,783CGI Inc. Subordinate Voting Shares

Classe A Baticle, Jean-Michel 5 2019-06-10 51 63.23 8,000

CGI Inc. Subordinate Voting Shares Classe A

Baticle, Jean-Michel 5 2019-06-10 10 99.748 7,900


Baticle, Jean-Michel 5 2019-06-10 10 99.535 7,700


Baticle, Jean-Michel 5 2019-06-10 10 99.79 900


Baticle, Jean-Michel 5 2019-06-10 10 99.748 0


Groupe CGI inc. 1 2019-06-03 38 77,400


Groupe CGI inc. 1 2019-06-04 38 0


Groupe CGI inc. 1 2019-06-11 38 96.93 5,158,362


Groupe CGI inc. 1 2019-06-13 38 0

Chemistree Technology Inc. (Formerly Whattozee Networks Inc.)

Common Shares Kottmeier, Karl Eric 4 2019-06-05 10 0.45

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5479


T/O Unit Price


Chemistree Technology Inc. (Formerly Whattozee Networks Inc.)

Common Shares Kottmeier, Karl Eric 4 2019-06-05 10 0.45 388,000

CIBT Education Group Inc. Common Shares Chu, Toby 4, 5 2019-06-06 10 0.5233 6,531,747CIBT Education Group Inc. Common Shares Chu, Toby 4, 5 2019-06-07 10 0.51 6,536,747CIBT Education Group Inc. Common Shares Chu, Toby 4, 5 2019-06-07 10 0.52 6,566,747CIBT Education Group Inc. Common Shares Chu, Toby 4, 5 2019-06-11 10 0.51 6,586,747ClearStream Energy Services Inc.

Common Shares Akhtar, Tasleem 5 2019-05-27 00 100,000

ClearStream Energy Services Inc.

Common Shares Akhtar, Tasleem 5 2019-06-03 10 0.055 146,000


Common Shares Shahzad, Khurram 5 2019-05-27 00

65,000


Common Shares Shahzad, Khurram 5 2019-06-06 10 0.055 147,000


Common Shares Shahzad, Khurram 5 2019-06-10 10 0.055 165,000

Clearwater Seafoods Incorporated

Common Shares MacDonald, Michael Charles 4 2019-06-04 10 5 5,500,601





Co-operators General Insurance Company

Common Shares Co-operators Financial Services Limited

2 2019-05-30 11 26,514,836

Cobalt 27 Capital Corp. Common Shares Cochrane, Justin 5 2019-06-07 97 260,646Cobalt 27 Capital Corp. Options Cochrane, Justin 5 2019-06-07 97 469,442Cobalt 27 Capital Corp. Common Shares Milewski, Anthony 4, 5 2019-06-07 97 438,453Cobalt 27 Capital Corp. Options Milewski, Anthony 4, 5 2019-06-07 97 635,575Cobalt 27 Capital Corp. Common Shares Vydra, Martin 5 2019-06-11 97 110,000Cobalt 27 Capital Corp. Options Vydra, Martin 5 2019-06-11 97 120,000Cogeco Communications Inc. Incentive Units / Unités

incitatives Frappier, Chantal 5 2019-06-11 00 1,275

Colabor Group Inc. Common Shares The Article 6 Marital Trust created under the First Amended and Restated Jerry Zucker Revocable Trust dated 4-2-07

3 2019-06-10 10 0.92 3,038,723

Colibri Resource Corporation Common Shares McGavney, Ian 5 2019-06-12 10 0.05 443,000COLLIERS INTERNATIONAL GROUP INC.

Subordinate Voting Shares McLernon, C.R. 2 2019-06-06 10 88.25 87,217

COLLIERS INTERNATIONAL GROUP INC.

Subordinate Voting Shares Taylor, Dylan 7 2019-06-10 10 69.183 101,530






Subordinate Voting Shares Taylor, Dylan 7 2019-06-12 10 66.8 0

Columbia Care Inc. (formerly known as Canaccord Genuity Growth Corp.)

Common Shares Abbott, Michael James 4 2019-04-26 00


Common Shares Abbott, Michael James 4 2019-06-07 36 10,630,500


Proportionate Voting Shares Abbott, Michael James 4 2019-04-26 00


Proportionate Voting Shares Abbott, Michael James 4 2019-06-06 90 106,305


Proportionate Voting Shares Abbott, Michael James 4 2019-06-07 36 0


Proportionate Voting Shares Abbott, Michael James 4 2019-06-06 90 278,432

Cominar Real Estate Investment Trust

Trust Units Boutin, Marie-Andrée 5 2019-06-11 10 12.48 10,403


Options George, Zachary R. 4 2019-06-11 10 0.0758 -760


Options George, Zachary R. 4 2019-06-13 10 0.0641 -1,060


Trust Units George, Zachary R. 4 2019-06-07 10 12.39 834,699

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5480


T/O Unit Price



Trust Units George, Zachary R. 4 2019-06-07 10 12.391 1,471,400














Trust Units Kirk, Heather Catherine 5 2019-06-07 10 12.41 75,600

Computer Modelling Group Ltd. Common Shares SCHNEIDER, RYAN NICOLAS 4, 5 2019-06-10 10 7.28 3,900Computer Modelling Group Ltd. Common Shares SCHNEIDER, RYAN NICOLAS 4, 5 2019-06-10 10 7.28 19,784Conquest Resources Limited Options Gauthier, Gerald John 4 2019-06-11 52

0

Conquest Resources Limited Options Kearney, John Francis 4, 5 2019-06-11 52

0Conquest Resources Limited Options Kinloch, Robert 4, 5 2019-06-11 52 0Conquest Resources Limited Options McKillen, Terence Nigel 4 2019-06-11 52 0Conquest Resources Limited Options Palframan, Peter 4 2019-06-13 52 0Conquest Resources Limited Options Steenberg, Neil James Francis 4, 5 2019-06-11 52 0Conquest Resources Limited Options Varma, Danesh Kumar 5 2019-06-11 52 0Constantine Metal Resources Ltd.

Options Adamson, David William 4 2019-06-14 50 0.54 143,750

Constantine Metal Resources Ltd.

Options Christie, Tara 4 2019-06-14 50 0.54 143,750


Options Cornejo, Elizabeth Anne 5 2019-06-14 50 0.54 412,500


Options Harshaw, Stuart Alan 4 2019-06-14 50 0.54 100,000


Options Irwin, Brian Clarke 4 2019-06-14 50 0.54 612,500


Options Stock Options Irwin, Brian Clarke 4 2019-06-14 50 0.54


Options Stock Options Irwin, Brian Clarke 4 2019-06-14 50 0.54


Options Livingstone, Kent Wayne 4 2019-06-14 50 0.54 393,750


Options MacVeigh, James Garfield 4, 5 2019-06-14 50 0.54 343,750


Options Morfopoulos, Aris 5 2019-06-14 50 0.54 153,750


Options Nemeth, Naomi 5 2019-06-14 50 0.54 225,000

Constellation Software Inc. Common Shares Leonard, Mark Henri 4, 5 2019-06-10 30 1188 4,600COPPER REEF MINING CORPORATION

Common Shares Masson, Stephen Leo 3 2019-06-14 10 0.015 3,570,616

Corvus Gold Inc. Options Aaker, Steve 4 2019-06-13 50 2.18 700,000Corvus Gold Inc. Options BRECHTEL, Carl 5 2019-06-13 50 2.18 820,000Corvus Gold Inc. Options Drescher, Anton J. 4 2019-06-13 50 2.18 625,000Corvus Gold Inc. Options LARGENT, RONALD 4 2019-06-13 50 2.18 725,000Corvus Gold Inc. Options Perkins, Rowland 4 2019-06-13 50 2.18 625,000Corvus Gold Inc. Options PONTIUS, Jeffrey A. 4, 5 2019-06-13 50 2.18 2,720,000Corvus Gold Inc. Options Wu, Peggy 5 2019-06-13 50 2.18 895,000Corvus Gold Inc. Options Yarrow, Edward William 4 2019-06-13 50 2.18 700,000Crescent Point Energy Corp. Common Shares Crescent Point Energy Corp. 1 2019-03-29 38 4.3425 402,600Crescent Point Energy Corp. Common Shares Crescent Point Energy Corp. 1 2019-05-03 38 0Crew Energy Inc. Common Shares Shay, Ryan 4 2019-06-12 10 0.85Crew Energy Inc. Common Shares Shay, Ryan 4 2019-06-12 10 0.85 610,523Crew Energy Inc. Common Shares Shay, Ryan 4 2019-06-14 10 0.85 650,523Critical Control Energy Services Corp.

Common Shares 2209021 Ontario Inc. 4, 6 2019-06-05 36 0

Critical Control Energy Services Corp.

Common Shares 2019 Arrangement

2209021 Ontario Inc. 4, 6 2019-01-24 00 2,408,797


Preferred Shares Series A 2209021 Ontario Inc. 4, 6 2019-06-05 36 0


Common Shares Bayview Ridge Capital Inc. 4, 6 2019-06-05 36 0



Bayview Ridge Capital Inc. 4, 6 2019-06-05 00 2,225,957

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5481


T/O Unit Price



Preferred Shares Series A Bayview Ridge Capital Inc. 4, 6 2019-06-05 36

0


Common Shares Bentham, Gary Lambert 4 2019-06-05 36

0



Bentham, Gary Lambert 4 2010-05-19 00

166,894


Preferred Shares Series A Bentham, Gary Lambert 4 2019-06-05 36 0


Common Shares Foore, Janice 5 2019-06-05 36 0



Foore, Janice 5 2005-07-15 00

29,826


Common Shares Lo, Kevin Chi Hin 4 2019-06-05 36

0



Lo, Kevin Chi Hin 4 2015-06-23 00

521,166


Preferred Shares Series A Lo, Kevin Chi Hin 4 2019-06-05 36

0


Common Shares MAMDANI, ALYKHAN 3, 4, 5 2019-06-05 30

14,366,199


Common Shares MAMDANI, ALYKHAN 3, 4, 5 2019-06-05 36

0


Common Shares MAMDANI, ALYKHAN 3, 4, 5 2019-06-05 36 0



MAMDANI, ALYKHAN 3, 4, 5 2003-06-25 00 3,681,438


Preferred Shares Series A MAMDANI, ALYKHAN 3, 4, 5 2019-06-05 36 0


Rights ESPP (Matched) Common Shares

MAMDANI, ALYKHAN 3, 4, 5 2019-06-05 30 0


Rights ESPP Common Shares

MAMDANI, ALYKHAN 3, 4, 5 2019-06-05 30 0


Common Shares Nerland, Dennis Leroy 4, 5 2019-06-05 36 0











Nerland, Dennis Leroy 4, 5 2003-06-25 00 249,714



Nerland, Dennis Leroy 4, 5 2003-06-25 00 223,458


Preferred Shares Series A Nerland, Dennis Leroy 4, 5 2019-06-05 36

0


Common Shares Varsanyi, Andrew Ivan 5 2019-06-05 36

0



Varsanyi, Andrew Ivan 5 2019-01-08 00 11,192

Crius Energy Trust Trust Units Credit Suisse Securities (Canada), Inc.

3 2019-06-13 10 8.68 7,335,300

Crius Energy Trust Trust Units Credit Suisse Securities (Canada), Inc.

3 2019-06-14 10 8.6793 7,380,000

Crombie Real Estate Investment Trust

Trust Units Special Voting Empire Company Limited 3 2019-06-14 30 15.209 62,016,332

Crown Capital Partners Inc. Common Shares Johnson, Christopher Allen 4, 5 2019-06-10 10 8.55 32,600Crown Mining Corp. Common Shares Dunn, Stephen Ronald 4 2019-06-07 10 0.06 4,931,600Currency Exchange International, Corp.

Common Shares Bezhitashvili, Khatuna 5 2019-06-12 10 17.32 4,733

Currency Exchange International, Corp.













Options Yeo, Daryl Edward 4 2019-03-07 00

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5482


T/O Unit Price



Options Yeo, Daryl Edward 4 2019-06-04 50 23.24


Options Yeo, Daryl Edward 4 2019-06-04 50 23.24


Options Yeo, Daryl Edward 4 2019-06-04 50 23.24 4,030


Options Yeo, Daryl Edward 4 2019-06-13 38 23.24 0

CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.17 539,000CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.17 562,500CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.165 566,000CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.165 576,000CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.165 582,500CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.165 592,500CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.165 681,500CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-07 10 0.165 682,500CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-12 10 0.18 701,500CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-13 10 0.16 702,000CWC Energy Services Corp. Common Shares CWC Energy Services Corp. 1 2019-06-13 10 0.16 704,500CWC Energy Services Corp. Common Shares Donohue, Paul Francis 5 2019-06-07 10 0.165 167CWC Energy Services Corp. Common Shares McIntyre, Darwin Lloyd 5 2019-06-10 57 0.17 700,000CWC Energy Services Corp. Restricted Share Units McIntyre, Darwin Lloyd 5 2019-06-10 57 0.17 611,000Cypherpunk Holdings Inc. Common Shares ADHAM, MOHAMMED 5 2019-06-07 10 0.055 66,850DATA Communications Management Corp. (formerly DATA Group Ltd.)

Common Shares Coté, Michael John 5 2019-06-05 10 1.25 177,047

DATA Communications Management Corp. (formerly DATA Group Ltd.)

Common Shares Jones, Merri 4 2019-06-05 10 1.25 18,200


Common Shares Jones, Merri 4 2019-06-06 10 1.25 20,000


Common Shares Lund, Kevin Joseph 5 2019-06-05 10 1.25 40,450















Datable Technology Corporation (formerly 3TL Technologies Corp.)

Common Shares Yong, Carlos 4 2019-06-07 10 0.085 1,009,666

DealNet Capital Corp. Common Shares Houlden, Brent 4 2019-06-13 10 0.065 1,731,028Detour Gold Corporation Rights Deferred Share Units Falzon, Andre Roger 4 2019-06-05 56 12.69 65,648Detour Gold Corporation Rights Deferred Share Units Feldman, Steven Mark 4 2019-06-05 56 12.69 26,603Detour Gold Corporation Rights Deferred Share Units Kirk, Judith 4 2019-06-05 56 12.69 30,317Detour Gold Corporation Rights Deferred Share Units Robison, Christopher James 4 2019-06-05 56 12.69 26,603Detour Gold Corporation Rights Deferred Share Units Simkus, Ronald Stanley 4 2019-06-05 56 12.69 26,603Detour Gold Corporation Rights Deferred Share Units Whittaker, Dawn Patricia 4 2019-06-05 56 12.69 26,603Detour Gold Corporation Rights Deferred Share Units Williams, William Conard 4 2019-06-05 56 12.69 26,603DHX Media Ltd. Variable Voting Shares Fine Capital Partners, L.P. 3 2019-06-12 90 1.42 16,747,760DHX Media Ltd. Variable Voting Shares Fine Capital Partners, L.P. 3 2019-06-12 90 1.42 12,880,158DHX Media Ltd. Variable Voting Shares Fine Capital Partners, L.P. 3 2019-06-12 90 1.42 2,298,117DHX Media Ltd. Variable Voting Shares Fine Capital Partners, L.P. 3 2019-06-12 90 1.42 4,640,717DHX Media Ltd. Variable Voting Shares Fine Capital Partners, L.P. 3 2019-06-12 90 1.42 1,781,198Diagnos Inc. Common Shares HÉBERT, Georges Lawrence 4 2017-01-10 00

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5483


T/O Unit Price


Diagnos Inc. Common Shares HÉBERT, Georges Lawrence 4 2017-01-10 00

Diagnos Inc. Common Shares HÉBERT, Georges Lawrence 4 2017-01-11 00

Diagnos Inc. Common Shares HÉBERT, Georges Lawrence 4 2017-02-03 10 0.155Diagnos Inc. Common Shares HÉBERT, Georges Lawrence 4 2017-02-03 10 0.155Diagnos Inc. Options HÉBERT, Georges Lawrence 4 2017-01-10 00

Diagnos Inc. Options HÉBERT, Georges Lawrence 4 2017-01-10 00 Diagnos Inc. Options HÉBERT, Georges Lawrence 4 2017-01-10 00 Diagnos Inc. Options HÉBERT, Georges Lawrence 4 2017-01-10 50 0.16Diagnos Inc. Options HÉBERT, Georges Lawrence 4 2017-01-10 50 0.16Diagnos Inc. Options HÉBERT, Georges Lawrence 4 2017-01-11 00

DionyMed Brands Inc. (formerly Sixonine Ventures Corp.)

Common Shares Fields, Daniel Raymond Fields 3 2019-06-13 97

5,239,077

DionyMed Brands Inc. (formerly Sixonine Ventures Corp.)

Common Shares Fields, Daniel Raymond Fields 3 2019-06-13 97

5,901,329

DIRTT Environmental Solutions Ltd.

Common Shares Karkkainen, Denise Eileen 4 2019-06-05 10 7.676 23,300

Dream Hard Asset Alternatives Trust

Units Barazzuol, Renzo 6 2019-05-31 10 7.25 1,491,350










Units Cooper, Michael 7, 5 2019-06-10 10 7.3989 13,473,921










Units Dream Asset Management Corporation

5 2019-06-10 10 7.3989 4,413,194



5 2019-06-11 10 7.4915 4,562,694



5 2019-06-12 10 7.5 4,566,994



5 2019-06-13 10 7.5863 4,647,494



5 2019-06-14 10 7.5869 4,667,494


Units GILL, NAVDEEP KAUR 6 2019-05-31 10 7.25 1,491,350










Units Manji, Salim 6 2019-05-31 10 7.25 1,491,350










Units Manji, Samir Aziz 6 2019-05-31 10 7.25 1,491,350







Insider Reporting

June 20, 2019

(2019), 42 OSCB 5484


T/O Unit Price





Units Sandpiper Asset Management Inc.

3 2019-05-31 10 7.25 1,491,350



3 2019-06-03 10 7.2778 1,496,750



3 2019-06-04 10 7.2975 1,497,150



3 2019-06-05 10 7.36 1,525,055



3 2019-06-07 10 7.35 1,525,755

Dundee Precious Metals Inc. Common Shares Hristov, Nikolay 7 2019-06-07 51 2.97 22,933Dundee Precious Metals Inc. Common Shares Hristov, Nikolay 7 2019-06-07 10 4.25 0Dundee Precious Metals Inc. Options Hristov, Nikolay 7 2019-06-07 51

191,267

Dynacor Gold Mines Inc. Unités d'actions différées/Deffered Share Units

Canova, Eddy 4 2019-06-11 56 1.72 47,934


Demers, Roger 4 2019-06-11 56 1.72 47,934


Duchesne, Marc 4 2019-06-11 56 1.72 43,183


Gourde, Réjean 4 2019-06-11 56 1.72 17,654


Lépine, Pierre 4 2019-06-11 56 1.72 49,401


Martineau, Jean 4, 5 2019-06-11 56 1.72 58,219


ROCHA, ISABEL 4 2019-06-11 56 1.72 13,999


Teoli, Leonard 5 2019-06-11 56 1.72 29,110

E Split Corp. Common Shares Class A Brasseur, Jeremy 6 2019-06-07 10 13.981 3,100E Split Corp. Common Shares Class A Brasseur, Jeremy 6 2019-06-10 10 13.943 2,800EA Education Group Inc. Common Shares Ding, Yongbiao 5 2019-06-06 11 0.075 10,000,000EA Education Group Inc. Warrants Ding, Yongbiao 5 2019-06-06 11 0.075 10,000,000EA Education Group Inc. Common Shares Eastern Sun Capital II Corp. 3 2019-06-06 11 0.075 10,000,000EA Education Group Inc. Warrants Eastern Sun Capital II Corp. 3 2019-06-06 11 0.075 10,000,000East Coast Investment Grade Income Fund

Units Arrow Capital Management Inc. 7 2019-06-10 10 9.411 1,023,100

East Coast Investment Grade Income Fund

Units Arrow Capital Management Inc. 7 2019-06-11 10 9.4 1,021,900

Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-05 57 13.73 23,906Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-05 10 13.73 14,213Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-05 10 13.73 10,000Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-05 10 13.918 8,000Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-06 10 13.97 7,500Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-06 10 13.96 5,000Echelon Financial Holdings Inc. Common Shares Ranson, Sharon Margaret 4 2019-06-12 10 13.86 0Echelon Financial Holdings Inc. Deferred Share Units Ranson, Sharon Margaret 4 2019-06-05 57 13.73 0EcoSynthetix Inc. Rights DSU Allen, Susan Lynn 4 2019-06-12 56 73,829EcoSynthetix Inc. Rights DSU Hubbes, Martin 4 2019-06-12 46 90,358EcoSynthetix Inc. Rights DSU Lucas, Paul 4 2019-06-12 56 506,944EcoSynthetix Inc. Rights DSU Nodland, Jeffrey 4 2019-06-12 56 164,621Eldorado Gold Corporation Common Shares Bickford, David Alan 5 2019-06-10 36 5.55 38,333Eldorado Gold Corporation Restricted Share Units Bickford, David Alan 5 2019-06-10 38 97,418Eldorado Gold Corporation Common Shares Burns, George Raymond 4, 5 2019-06-10 36 5.55 223,316Eldorado Gold Corporation Restricted Share Units Burns, George Raymond 4, 5 2019-06-10 38 149,678Eldorado Gold Corporation Restricted Share Units Burns, George Raymond 4, 5 2019-06-10 38 129,816Eldorado Gold Corporation Common Shares Eldorado Gold Corporation 1 2019-06-10 36 404,126Eldorado Gold Corporation Common Shares Eldorado Gold Corporation 1 2019-06-10 36 400,063Eldorado Gold Corporation Common Shares Eldorado Gold Corporation 1 2019-06-10 36 394,701Eldorado Gold Corporation Common Shares Eldorado Gold Corporation 1 2019-06-10 36 391,773Eldorado Gold Corporation Common Shares Lewis, Peter Dubois 5 2019-06-10 36 5.55 36,024Eldorado Gold Corporation Restricted Share Units Lewis, Peter Dubois 5 2019-06-10 38 72,395

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5485


T/O Unit Price


Element Fleet Management Corp. (formerly Element Financial Corporation)

Common Shares Colman, David 5 2018-03-29 00


Common Shares Colman, David 5 2019-06-14 10 9.82 1,500


Common Shares Colman, David 5 2019-06-14 10 9.81 0


Common Shares Gupta, Vineet 5 2019-06-14 10 9.84 20,000

Eloro Resources Ltd. Common Shares LARSEN, THOMAS 4, 5 2019-06-11 10 0.19 1,695,500Eloro Resources Ltd. Common Shares TARTISAN NICKEL CORP. 3 2019-06-11 10 0.196 5,250,000Encana Corporation Common Shares Code, Corey Douglas 7 2019-06-12 10 6.48 42,463Encana Corporation Common Shares Encana Corporation 1 2019-05-01 38 9.1001 3,572,700Encana Corporation Common Shares Encana Corporation 1 2019-05-01 38 6.7734 5,787,200Encana Corporation Common Shares Encana Corporation 1 2019-05-02 38 8.8469 6,545,400Encana Corporation Common Shares Encana Corporation 1 2019-05-02 38 6.562 8,831,400Encana Corporation Common Shares Encana Corporation 1 2019-05-03 38 8.8983 9,587,800Encana Corporation Common Shares Encana Corporation 1 2019-05-03 38 6.6557 11,841,300Encana Corporation Common Shares Encana Corporation 1 2019-05-03 38 6,054,100Encana Corporation Common Shares Encana Corporation 1 2019-05-06 38 9.0447 6,796,400Encana Corporation Common Shares Encana Corporation 1 2019-05-06 38 6.7492 9,018,900Encana Corporation Common Shares Encana Corporation 1 2019-05-07 38 9.0923 9,758,800Encana Corporation Common Shares Encana Corporation 1 2019-05-07 38 6.7588 11,978,800Encana Corporation Common Shares Encana Corporation 1 2019-05-08 38 9.2631 12,706,200Encana Corporation Common Shares Encana Corporation 1 2019-05-08 38 6.8815 14,886,000Encana Corporation Common Shares Encana Corporation 1 2019-05-09 38 8.9964 15,634,400Encana Corporation Common Shares Encana Corporation 1 2019-05-09 38 6.6824 17,879,400Encana Corporation Common Shares Encana Corporation 1 2019-05-10 38 8.9057 18,636,400Encana Corporation Common Shares Encana Corporation 1 2019-05-10 38 6.6391 20,895,400Encana Corporation Common Shares Encana Corporation 1 2019-05-10 38 6,009,400Encana Corporation Common Shares Encana Corporation 1 2019-05-13 38 8.685 6,781,800Encana Corporation Common Shares Encana Corporation 1 2019-05-13 38 6.4444 9,109,800Encana Corporation Common Shares Encana Corporation 1 2019-05-14 38 8.9921 9,858,000Encana Corporation Common Shares Encana Corporation 1 2019-05-14 38 6.6816 12,103,200Encana Corporation Common Shares Encana Corporation 1 2019-05-15 38 9.0332 12,848,700Encana Corporation Common Shares Encana Corporation 1 2019-05-15 38 6.73 15,077,700Encana Corporation Common Shares Encana Corporation 1 2019-05-16 38 9.1956 15,809,000Encana Corporation Common Shares Encana Corporation 1 2019-05-16 38 6.8416 18,001,500Encana Corporation Common Shares Encana Corporation 1 2019-05-17 38 9.0969 18,740,100Encana Corporation Common Shares Encana Corporation 1 2019-05-17 38 6.7365 20,967,100Encana Corporation Common Shares Encana Corporation 1 2019-05-17 38

5,889,400

Encana Corporation Common Shares Encana Corporation 1 2019-05-21 38 9.076 6,631,300Encana Corporation Common Shares Encana Corporation 1 2019-05-21 38 6.778 8,844,300Encana Corporation Common Shares Encana Corporation 1 2019-05-22 38 8.9252 9,595,700Encana Corporation Common Shares Encana Corporation 1 2019-05-22 38 6.6317 11,857,800Encana Corporation Common Shares Encana Corporation 1 2019-05-23 38 8.1209 12,683,400Encana Corporation Common Shares Encana Corporation 1 2019-05-23 38 6.0241 15,173,400Encana Corporation Common Shares Encana Corporation 1 2019-05-24 38 7.9771 16,018,200Encana Corporation Common Shares Encana Corporation 1 2019-05-24 38 5.9235 18,550,700Encana Corporation Common Shares Encana Corporation 1 2019-05-24 38 6,692,900Encana Corporation Common Shares Encana Corporation 1 2019-05-28 38 7.9353 7,539,800Encana Corporation Common Shares Encana Corporation 1 2019-05-28 38 5.8878 10,087,800Encana Corporation Common Shares Encana Corporation 1 2019-05-29 38 7.7432 10,627,800Encana Corporation Common Shares Encana Corporation 1 2019-05-29 38 5.7492 12,249,439Encana Corporation Common Shares Encana Corporation 1 2019-05-31 38 0Encana Corporation Common Shares Hill, David Glen 5 2019-06-12 10 4.82 46,383Encana Corporation Common Shares Kimmitt, Russell Paul 7 2019-06-10 10 5.2 10,791Encana Corporation Common Shares Suttles, Douglas James 4, 5 2019-06-12 10 4.8517 208,177Encana Corporation Common Shares Suttles, Douglas James 4, 5 2019-06-14 10 4.7399 213,177enCore Energy Corp. Options Butler, Jordan 5 2019-01-01 00 enCore Energy Corp. Options Butler, Jordan 5 2019-01-01 00 enCore Energy Corp. Options Butler, Jordan 5 2019-06-01 00 520,000enCore Energy Corp. Warrants Butler, Jordan 5 2019-01-01 00 enCore Energy Corp. Warrants Butler, Jordan 5 2019-01-01 00 enCore Energy Corp. Warrants Butler, Jordan 5 2019-06-01 00 75,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5486


T/O Unit Price


Enerflex Ltd. Common Shares Park, Benjamin 5 2019-06-10 00

727Enerflex Ltd. Options Park, Benjamin 5 2019-06-10 00

11,053

Enerflex Ltd. Rights Restricted Share Units

Park, Benjamin 5 2019-06-10 00

5,370

Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 2019-06-11 10 9.11 86,852Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 2019-06-12 10 8.9495 87,852Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 2019-06-13 10 9.0595 88,852Enerplus Corporation Common Shares DUNDAS, Ian Charles 5 2019-06-14 10 8.9365 89,852Enerplus Corporation Common Shares Morihira, Shaina Brianne 5 2019-06-13 10 9.0881 23,244Engagement Labs Inc. Common Shares Anderson, Gilman 4 2019-06-06 36 0.11Engagement Labs Inc. Common Shares Anderson, Gilman 4 2019-06-06 97 0.06Engagement Labs Inc. Common Shares Anderson, Gilman 4 2019-06-10 36 0.11 3,187,408Engagement Labs Inc. Common Shares Anderson, Gilman 4 2019-06-10 97 0.06 3,302,317Engagement Labs Inc. Convertible Debentures Anderson, Gilman 4 2016-09-27 00

Engagement Labs Inc. Convertible Debentures Anderson, Gilman 4 2016-09-27 00

Engagement Labs Inc. Convertible Debentures Anderson, Gilman 4 2019-06-06 36 0.11Engagement Labs Inc. Convertible Debentures Anderson, Gilman 4 2019-06-06 36 0.11Engagement Labs Inc. Convertible Debentures OCT

2016 1% Anderson, Gilman 4 2019-06-06 36 0.11

Engagement Labs Inc. Convertible Debentures OCT 2016 1%

Anderson, Gilman 4 2019-06-10 36 0.11 $0

Engagement Labs Inc. Common Shares Brown, Steven 5 2019-06-06 36 0.06Engagement Labs Inc. Common Shares Brown, Steven 5 2019-06-06 36 0.06Engagement Labs Inc. Common Shares Brown, Steven 5 2019-06-06 97 0.06Engagement Labs Inc. Common Shares Brown, Steven 5 2019-06-10 36 0.06 565,011Engagement Labs Inc. Common Shares Brown, Steven 5 2019-06-10 97 0.06 565,957Engagement Labs Inc. Convertible Debentures Brown, Steven 5 2017-12-23 00 Engagement Labs Inc. Convertible Debentures Brown, Steven 5 2017-12-23 00 Engagement Labs Inc. Convertible Debentures Brown, Steven 5 2019-06-06 36 0.06Engagement Labs Inc. Convertible Debentures 6%

31DEC2016 Brown, Steven 5 2019-06-06 36 0.06

Engagement Labs Inc. Convertible Debentures 6% 31DEC2016

Brown, Steven 5 2019-06-10 36 0.06 $0

Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-05-27 37 Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-05-27 37 Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-05-27 37 270,316Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-05-27 37 9,866,923Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-06-06 36 0.11Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-06-06 97 0.06Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-06-10 36 0.11 27,871,014Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-06-10 97 0.06 28,732,827Engagement Labs Inc. Common Shares Lev, Bruce 3, 4, 6 2019-05-27 37

886,692


Lev, Bruce 3, 4, 6 2019-06-06 36 0.11


Lev, Bruce 3, 4, 6 2019-06-10 36 0.11 $0

Engagement Labs Inc. Options Lev, Bruce 3, 4, 6 2019-05-27 37 75,000Engagement Labs Inc. Options Lev, Bruce 3, 4, 6 2019-05-27 37 834,900Engagement Labs Inc. Warrants Lev, Bruce 3, 4, 6 2019-05-27 37 9,773,750Engagement Labs Inc. Common Shares Loeb Holding Corporation 3 2019-06-06 36 0.11Engagement Labs Inc. Common Shares Loeb Holding Corporation 3 2019-06-06 97 0.06Engagement Labs Inc. Common Shares Loeb Holding Corporation 3 2019-06-10 36 0.11 27,871,014Engagement Labs Inc. Common Shares Loeb Holding Corporation 3 2019-06-10 97 0.06 28,732,827Engagement Labs Inc. Convertible Debentures OCT

2016 1% Loeb Holding Corporation 3 2019-06-06 36 0.11


Loeb Holding Corporation 3 2019-06-10 36 0.11 $0

Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-05-27 37 Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-05-27 37 Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-05-27 37 4,882,695Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-06 36 0.06Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-06 97 0.06Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-10 36 0.06 9,549,362Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-10 97 0.06 9,587,207Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-05-27 37 333,695Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-06 36 0.11Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-06 36 0.06Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-06 36 0.06

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5487


T/O Unit Price


Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-06 97 0.06Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-10 36 0.06 1,500,362Engagement Labs Inc. Common Shares Paterson, G. Scott 4 2019-06-10 97 0.06 1,509,823Engagement Labs Inc. Convertible Debentures 6%

31DEC2016 Paterson, G. Scott 4 2019-06-06 97 0.06


Paterson, G. Scott 4 2019-06-06 36 0.06


Paterson, G. Scott 4 2019-06-10 36 0.06 $0


Paterson, G. Scott 4 2019-06-06 36 0.11


Paterson, G. Scott 4 2019-06-06 36 0.11


Paterson, G. Scott 4 2019-06-06 36 0.11


Paterson, G. Scott 4 2019-06-06 36 0.06


Paterson, G. Scott 4 2019-06-10 36 0.06 $0

Engagement Labs Inc. Options Paterson, G. Scott 4 2019-05-27 37

775,000Engagement Labs Inc. Warrants Paterson, G. Scott 4 2019-05-27 37 1,587,804Engagement Labs Inc. Warrants Paterson, G. Scott 4 2019-05-27 37 196,195Ensign Energy Services Inc. Common Shares Gray, Michael 5 2019-06-07 10 4.97 3,345Ensign Energy Services Inc. Common Shares Gray, Michael 5 2019-06-07 10 4.99 4,345Ensign Energy Services Inc. Common Shares Gray, Michael 5 2019-06-07 10 4.992 6,345Ensign Energy Services Inc. Common Shares Gray, Michael 5 2019-06-11 10 4.905 7,345Enterprise Group, Inc. Common Shares JAROSZUK, LEONARD 4, 5 2019-06-11 10 0.175 4,608,277EnWave Corporation Common Shares Charleton, Brent Gilbert 4, 5 2019-06-10 51 0.94 20,000EnWave Corporation Common Shares Charleton, Brent Gilbert 4, 5 2019-06-10 10 0EnWave Corporation Common Shares Charleton, Brent Gilbert 4, 5 2019-06-12 51 1.09 100,000EnWave Corporation Common Shares Charleton, Brent Gilbert 4, 5 2019-06-12 10 0EnWave Corporation Options Charleton, Brent Gilbert 4, 5 2019-06-10 51 1,050,000EnWave Corporation Options Charleton, Brent Gilbert 4, 5 2019-06-12 51 950,000EnWave Corporation Common Shares Henriques, Daniel Stephen 5 2019-06-10 51 1.09 50,000EnWave Corporation Common Shares Henriques, Daniel Stephen 5 2019-06-10 10 0EnWave Corporation Common Shares Henriques, Daniel Stephen 5 2019-06-11 51 1.09 30,000EnWave Corporation Common Shares Henriques, Daniel Stephen 5 2019-06-11 10 0EnWave Corporation Options Henriques, Daniel Stephen 5 2019-06-10 51 750,000EnWave Corporation Options Henriques, Daniel Stephen 5 2019-06-11 51 720,000Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 2019-06-10 38 3.99 117,148Epsilon Energy Ltd. Common Shares Epsilon Energy Ltd. 1 2019-06-13 38 4.27 187,252Erdene Resource Development Corporation

Common Shares Cowan, John Christopher 4 2019-06-12 11 0.16 1,471,000

Erdene Resource Development Corporation

Options Cowan, John Christopher 4 2019-06-12 51 0.16 500,000

Ethos Gold Corp. Common Shares Murphy, Michael Darren 4 2018-06-26 00

Ethos Gold Corp. Common Shares Murphy, Michael Darren 4 2019-06-10 16 0.2 125,000Ethos Gold Corp. Warrants Murphy, Michael Darren 4 2018-06-26 00 Ethos Gold Corp. Warrants Murphy, Michael Darren 4 2019-06-10 16 0.4 125,000Ethos Gold Corp. Common Shares Price, Joanne Rachel 5 2019-06-11 10 0.255 60,500Ethos Gold Corp. Common Shares Price, Joanne Rachel 5 2019-06-12 10 0.255 70,500Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-07 10 0.21 811,500Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-07 10 0.22 848,000Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-10 10 0.26 898,000Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-10 10 0.255 998,000Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-10 10 0.245 1,091,000Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-10 10 0.25 1,151,000Ethos Gold Corp. Common Shares Roberts, Craig A. 4, 5 2019-06-11 10 0.255 1,230,500Euro Manganese Inc. Common Shares Votava, Jan 4 2019-06-13 10 0.1847Euro Manganese Inc. Common Shares Votava, Jan 4 2019-06-13 10 0.1847 442,651Euro Sun Mining Inc. (formerly Carpathian Gold Inc.)

Deferred Share Unit Danziger, David 4 2016-09-12 37 3,075

Euro Sun Mining Inc. (formerly Carpathian Gold Inc.)

Options Humphrey, Bradley Dean 5 2016-09-30 50 1.36


Options Humphrey, Bradley Dean 5 2016-09-30 50 1.36 275,265


Common Shares Ruff, Randall Keith 5 2010-09-14 51 0.15 1,099,328


Common Shares Ruff, Randall Keith 5 2011-12-02 54 50000 1,674,328

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5488


T/O Unit Price



Common Shares Ruff, Randall Keith 5 2016-09-12 37

96,108


Warrants Ruff, Randall Keith 5 2011-12-02 54 0.45 0

European Focused Dividend Fund

Trust Units European Focused Dividend Fund

1 2019-06-07 38 7.99 953,300



1 2019-06-10 38 8.034 954,800



1 2019-06-11 38 8.0063 955,600



1 2019-06-12 38 8.0545 956,700


Trust Units Lauzon, Robert 7 2019-06-10 38 8.3058 0

Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-03 38 9.1282 9,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-06 38 8.9857 18,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-07 38 8.9164 27,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-08 38 8.8277 36,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-09 38 8.7359 45,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-10 38 8.6125 54,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-10 38 18,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-13 38 8.5049 27,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-14 38 8.4419 36,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-15 38 8.4706 45,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-16 38 8.5507 54,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-17 38 8.3681 63,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-17 38 18,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-21 38 8.4411 27,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-22 38 8.4494 32,100Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-23 38 8.594 41,100Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-24 38 8.5171 50,100Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-24 38 18,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-27 38 8.663 27,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-28 38 8.56 36,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-29 38 8.5004 45,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-30 38 8.4581 54,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-31 38 8.2932 63,000Exco Technologies Limited Common Shares Exco Technologies Limited 1 2019-05-31 38 18,000Exco Technologies Limited Deferred Share Units Kernaghan, Edward Hume 3, 4 2017-12-31 56 22,776Exco Technologies Limited Deferred Share Units Kernaghan, Edward Hume 3, 4 2018-03-31 56 23,328Exco Technologies Limited Deferred Share Units Kernaghan, Edward Hume 3, 4 2018-06-30 56 23,894Exco Technologies Limited Deferred Share Units Kernaghan, Edward Hume 3, 4 2018-09-30 56

24,430

Exco Technologies Limited Deferred Share Units Kernaghan, Edward Hume 3, 4 2018-12-31 56

25,003Exco Technologies Limited Deferred Share Units Kernaghan, Edward Hume 3, 4 2019-03-31 56

25,535

Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2011-03-31 56

3,435Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2011-06-30 56 4,070Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2011-09-30 56 4,840Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2011-12-31 56 5,599Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2012-03-31 56 6,125Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2012-06-30 56 6,649Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2012-09-30 56 7,172Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2012-12-31 56 7,575Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2013-03-31 56 7,979Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2013-06-30 56 8,620Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2013-09-30 56 9,203Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2013-12-31 56 9,648Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2014-03-31 56 10,070Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2014-06-30 56 10,400Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2014-09-30 56 10,764Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2014-12-31 56 11,096Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2015-03-31 56 11,355Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2015-06-30 56 11,610Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2015-09-30 56 11,868Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2015-12-31 56 12,089Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2016-03-31 56 12,335Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2016-06-30 56 12,642Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2016-09-30 56 12,953

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5489


T/O Unit Price



13,414Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2017-03-31 56

13,843


14,306Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2017-09-30 56

14,818


15,321Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2018-03-31 56 15,873Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2018-06-30 56 16,439Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2018-09-30 56 16,975Exco Technologies Limited Deferred Share Units Magee, Robert Basil 4 2018-12-31 56

17,548


18,879Exco Technologies Limited Deferred Share Units McMorrow, Colleen 4 2017-02-01 00

Exco Technologies Limited Deferred Share Units McMorrow, Colleen 4 2017-03-31 56

429Exco Technologies Limited Deferred Share Units McMorrow, Colleen 4 2017-06-30 56

892



1,907



3,025


3,561Exco Technologies Limited Deferred Share Units McMorrow, Colleen 4 2018-12-31 56 4,134Exco Technologies Limited Deferred Share Units McMorrow, Colleen 4 2019-03-31 56 4,666Exco Technologies Limited Deferred Share Units Riganelli, Paul 5 2004-11-18 00 Exco Technologies Limited Deferred Share Units Riganelli, Paul 5 2018-03-31 56 552Exco Technologies Limited Deferred Share Units Riganelli, Paul 5 2018-06-30 56 1,118Exco Technologies Limited Deferred Share Units Riganelli, Paul 5 2018-09-30 56 1,654Exco Technologies Limited Deferred Share Units Riganelli, Paul 5 2018-12-31 56 2,227Exco Technologies Limited Deferred Share Units Riganelli, Paul 5 2019-03-31 56 2,759Exco Technologies Limited Common Shares ROBBINS, PAUL 1 2003-06-02 00 Exco Technologies Limited Common Shares ROBBINS, PAUL 1 2019-06-10 10 8.145 300Exelerate Capital Corp. (formerly Exelerate Health Inc.)

Common Shares Carr, Sean Patrick 5 2019-06-07 00 800,000

Exelerate Capital Corp. (formerly Exelerate Health Inc.)

Options Carr, Sean Patrick 5 2019-06-07 00 150,000


Common Shares Francis, Myrna 4 2019-04-15 00


Common Shares Francis, Myrna 4 2019-06-07 00


Common Shares Francis, Myrna 4 2019-06-07 00 450,000


Options Francis, Myrna 4 2019-06-07 00 90,000


Common Shares Kohler, Mark William 3, 4, 5 2019-04-12 00 1,400,000


Common Shares Kohler, Mark William 3, 4, 5 2019-06-07 11 0.1 1,550,000


Options Kohler, Mark William 3, 4, 5 2019-04-12 00


Options Kohler, Mark William 3, 4, 5 2019-06-07 50 0.1 585,000


Options Pollack, Sheldon M. 4 2019-06-07 00


Options Pollack, Sheldon M. 4 2019-06-07 00 150,000


Common Shares Richards, Barry Cameron 3, 4 2019-06-07 00 1,450,000


Options Richards, Barry Cameron 3, 4 2019-06-07 00 205,000

Explorex Resources Inc. Options Sieb, Mike 4, 5 2019-06-05 50 0.27 300,000Explorex Resources Inc. Common Shares Wishart, William 3, 4, 2 2019-06-07 10 0.28 535,777Explorex Resources Inc. Common Shares Wishart, William 3, 4, 2 2019-06-10 10 0.27 534,727Explorex Resources Inc. Common Shares Wishart, William 3, 4, 2 2019-06-12 10 0.275 534,533Explorex Resources Inc. Common Shares Wishart, William 3, 4, 2 2019-06-12 10 0.28 519,533Explorex Resources Inc. Common Shares Wishart, William 3, 4, 2 2019-06-13 54 186667 706,200Explorex Resources Inc. Common Shares Wishart, William 3, 4, 2 2019-06-14 10 0.275 686,200Explorex Resources Inc. Warrants Wishart, William 3, 4, 2 2019-06-13 54 -1Fairfax Africa Holdings Corporation

Subordinate Voting Shares Fairfax Africa Holdings Corporation

1 2019-05-01 38 8.5 2,400

Fairfax Africa Holdings Corporation


1 2019-05-02 38 8.4547 5,248



1 2019-05-03 38 8.4656 8,096

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5490


T/O Unit Price




1 2019-05-30 38

0

Fairfax Financial Holdings Limited

Subordinate Voting Shares Bradstreet, F. Brian 7 2019-06-11 10 635.5 15,375


Subordinate Voting Shares Bradstreet, F. Brian 7 2019-06-11 10 635.25 15,175


Subordinate Voting Shares Bradstreet, F. Brian 7 2019-06-11 10 637 14,875


Subordinate Voting Shares Bradstreet, F. Brian 7 2019-06-11 10 635 14,575


Restricted Stock Units Templeton, Lauren Cortney 4 2019-04-20 56

884

Feronia Inc. Common Shares African Agriculture Fund, L.L.C. 3 2019-05-31 10 0.075 112,431,567Fidelity Minerals Corp. Common Shares Graham, Ian 4, 5 2019-06-07 10 0.05 533,500First Cobalt Corp. Common Shares Campbell, Peter Scott 5 2019-06-12 10 0.15 200,760First Cobalt Corp. Common Shares Fisker, Henrik 4 2018-09-27 00

First Cobalt Corp. Common Shares Fisker, Henrik 4 2019-06-12 10 0.117 45,000First Cobalt Corp. Common Shares Matysek, Paul Frank 4 2019-06-12 10 0.15 1,491,267First Cobalt Corp. Common Shares Mell, Trent 5 2019-06-12 10 0.15 2,168,720First Majestic Silver Corp. Common Shares Anthony, Todd Olson 5 2019-06-10 10 8.31 15,000First Majestic Silver Corp. Common Shares Anthony, Todd Olson 5 2019-06-12 10 8.82 7,500Fission Uranium Corp. Common Shares Chang, Robby Sai Kit 4 2019-06-10 46 60,711Fission Uranium Corp. Common Shares Chen, Deshao 4 2019-06-10 46 66,128Fission Uranium Corp. Common Shares Estergaard, Eyler Frank 4 2019-06-10 46 967,514Fission Uranium Corp. Common Shares Ma, Shiming 4 2019-06-10 46 119,622Fission Uranium Corp. Common Shares Marsh, William 4 2019-06-10 46 153,322Fission Uranium Corp. Common Shares McElroy, Ross E. 5 2019-06-10 46 2,025,789Fission Uranium Corp. Common Shares Randhawa, Devinder 5 2019-06-06 10 4,556,142Fission Uranium Corp. Common Shares Randhawa, Devinder 5 2019-06-10 46 4,587,608Fission Uranium Corp. Common Shares Yip, Darian Heung-Yeung 4 2019-06-10 46 50,866Flow Capital Corp. (formerly LOGiQ Asset Management Inc.)

Common Shares McLarty, Robb 5 2019-06-06 10 0.1 1,764,401

Flow Capital Corp. (formerly LOGiQ Asset Management Inc.)







Common Shares Torrie, Alan D. 4 2019-06-06 10 0.13 590,000










Common Shares Torrie, Alan D. 4 2019-06-13 10 0.14 1,000,000

Flow Metals Corp. Common Shares Murray, Robert Brian 4, 5 2019-06-12 16 0.05 145,830Flow Metals Corp. Warrants Murray, Robert Brian 4, 5 2018-09-17 00 Flow Metals Corp. Warrants Murray, Robert Brian 4, 5 2019-06-12 16 0.1 100,000Focus Graphite Inc. Options Dow, Robin 4 2019-04-10 50 300,000Focus Graphite Inc. Options Dow, Robin 4 2019-05-21 00 Fortis Inc. Common Shares Reid, James 5 2019-06-07 10 51.84 4,004Frankly Inc. (formerly WB III Acquisition Corp.)

Common Shares SOL GLOBAL INVESTMENTS CORP.

3 2019-06-07 10 3.88 4,902,400

Frankly Inc. (formerly WB III Acquisition Corp.)


3 2019-06-10 10 3.9 4,908,400



3 2019-06-10 10 3.79 4,912,000



3 2019-06-10 10 3.7 4,918,000



3 2019-06-10 10 3.8 4,920,400



3 2019-06-11 10 3.54 4,923,000



3 2019-06-11 10 3.52 4,925,400



3 2019-06-11 10 3.66 4,931,400

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5491


T/O Unit Price




3 2019-06-11 10 3.72 4,933,800



3 2019-06-11 10 3.77 4,939,800



3 2019-06-11 10 3.71 4,943,400

FRONTIER LITHIUM INC. Common Shares Barker, Bruce 4 2019-06-06 10 0.325 4,178,778FRONTIER LITHIUM INC. Common Shares Barker, Bruce 4 2019-06-07 10 0.325 4,187,778FRONTIER LITHIUM INC. Common Shares Barker, Bruce 4 2019-06-07 10 0.32 4,207,778FRONTIER LITHIUM INC. Common Shares Barker, Bruce 4 2019-06-07 10 0.315 4,217,778Gabriella's Kitchen Inc. Warrants Micallef, Margot Mary 6 2018-08-28 00

Gabriella's Kitchen Inc. Warrants Micallef, Margot Mary 6 2018-08-28 00

692,712Galway Metals Inc. Common Shares Hinchcliffe, Robert 3, 4, 5 2019-06-07 10 0.355 12,458,119GDI Integrated Facility Services Inc.

Performance Share Units Trottier, Jocelyn 5 2016-05-24 30 12.5

GDI Integrated Facility Services Inc.

Performance Share Units Trottier, Jocelyn 5 2016-05-24 56 12.5


Performance Share Units Trottier, Jocelyn 5 2016-05-24 56 12.5 12,376


Performance Share Units Trottier, Jocelyn 5 2019-06-13 59 27.66 17,636

Generation Mining Limited Common Shares Osisko Mining Inc. 3 2019-06-07 00 Generation Mining Limited Common Shares Osisko Mining Inc. 3 2019-06-07 16 0.28 8,928,500Generation Mining Limited Warrants Osisko Mining Inc. 3 2019-06-07 00 Generation Mining Limited Common Shares Vizquerra, Jose 6 2019-06-07 00 Generation Mining Limited Common Shares Vizquerra, Jose 6 2019-06-07 16 0.28 8,928,500Generation Mining Limited Warrants Vizquerra, Jose 6 2019-06-07 00 Gensource Potash Corporation Common Shares Ferguson, Michael John 4, 5 2019-06-06 10 0.09 822,778Getty Copper Inc. Common Shares Potter, Philip 4 2019-05-17 00 979,300Gibson Energy Inc. Options McRae, Marshall L. 4 2019-06-14 51 22.03 25,184Gibson Energy Inc. Options McRae, Marshall L. 4 2019-06-14 51 20.67 21,556GIGA Metals Corporation Warrants Milewski, Anthony 4 2019-06-10 11 0.08 1,950,000GIGA Metals Corporation Common Shares Usher-Jones, Brian 3 2019-06-10 10 0.24 4,542,395GIGA Metals Corporation Common Shares Usher-Jones, Brian 3 2019-06-10 10 0.25 4,538,395Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-03 38 50.611 136,754Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-06 38 50.586 273,508Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-07 38 50.99 410,008Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-08 38 50.816 546,762Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-09 38 50.682 683,516Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-10 38 50.318 820,270Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-13 38 49.362 956,770Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-14 38 49.484 1,093,524Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-15 38 50.174 1,230,278Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-16 38

136,754

Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-16 38 50.477 273,508Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-17 38 50.963 410,262Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-21 38 50.284 547,016Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-22 38 50.005 683,770Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-23 38 49.7 820,524Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-24 38 136,754Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-24 38 49.692 273,154Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-27 38 49.47 293,554Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-28 38 49.733 430,308Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-29 38 49.077 566,908Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-30 38 49.319 703,662Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-31 38 48.862 840,416Gildan Activewear Inc. Common Shares Gildan Activewear Inc. 1 2019-05-31 38 273,508Gitennes Exploration Inc. Common Shares booth, kenneth david 4, 5 2019-06-10 10 0.035 3,677,000Gitennes Exploration Inc. Common Shares booth, kenneth david 4, 5 2019-06-12 10 0.03 3,695,000Global Innovation Dividend Fund

Trust Units Global Innovation Dividend Fund

1 2019-06-07 38 9.9131 854,200

Global Innovation Dividend Fund


1 2019-06-11 38 9.9402 858,600



1 2019-06-12 38 9.9411 859,500



1 2019-06-13 38 9.928 862,500

Global Real Estate & E-Commerce Dividend Fund

Trust Units Global Real Estate & E-Commerce Dividend Fund

1 2019-06-07 38 10.139 294,500

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5492


T/O Unit Price




1 2019-06-10 38 10.199 295,400



1 2019-06-11 38 10.266 297,500



1 2019-06-12 38 10.2 298,400



1 2019-06-13 38 10.25 299,200

goeasy Ltd. (formerly, easyhome Ltd.)

Common Shares goeasy Ltd 1 2019-06-11 38 0


Common Shares Ingram, David 4, 5 2019-06-05 10 50.007 467,901






Common Shares Mullins, Jason 5 2019-06-12 51 18.81 63,077


Options Mullins, Jason 5 2019-06-12 51 18.81 94,918

Golden Star Resources Ltd. Common Shares Wasel, Steven Mitchell 5 2019-06-10 10 4.41 19,101Goldspot Discoveries Corp. (formerly, Duckworth Capital Corp.)

Common Shares Inwentash, Sheldon 6 2019-06-07 10 0.2535 12,070,823

Goldspot Discoveries Corp. (formerly, Duckworth Capital Corp.)





Common Shares ThreeD Capital Inc. 3 2019-06-07 10 0.2535 12,070,823





Gran Colombia Gold Corp. Convertible Debentures Due 2024

De La Campa, Miguel Angel 4, 5 2019-04-04 11 1000


De La Campa, Miguel Angel 4, 5 2019-04-04 11 1 $725,000


Iacono, Serafino 4, 5 2019-04-04 11 1000


Iacono, Serafino 4, 5 2019-04-04 11 1000


Iacono, Serafino 4, 5 2019-04-04 11 1 $725,000


Martinez, Hernan 4 2019-04-04 11 1000


Martinez, Hernan 4 2019-04-04 11 1 $500,000

Granite Oil Corp. Common Shares Kabanuk, Michael Lyle 4, 5 2019-06-10 10 0.68 1,145,976Great Bear Resources Ltd. Common Shares Ricci, Antonio 4 2018-09-14 54 0.27 292,109Great Bear Resources Ltd. Warrants Ricci, Antonio 4 2018-09-14 54 0.27 96,054Great Canadian Gaming Corporation

Units Restricted Shares Betts, Craig Ingraham 5 2019-06-14 56 41.96 2,332

Great Canadian Gaming Corporation

Units Restricted Shares Buchanan, Bryan Robert William

5 2019-06-14 56 41.96 1,964


Units Restricted Shares Custode, John Vincent 4 2019-04-01 00


Units Restricted Shares Custode, John Vincent 4 2019-06-14 56 41.96 2,500


Units Restricted Shares Dew, Gavin 5 2019-06-14 56 41.96 1,515


Units Restricted Shares Ennis, Patrick Stephen 5 2019-06-07 59 42.49 3,351


Units Restricted Shares Ennis, Patrick Stephen 5 2019-06-14 56 41.96 6,851


Units Restricted Shares Gorton, Jacqueline Irene 5 2019-06-14 56 41.96 7,684


Common Shares Great Canadian Gaming Corporation

1 2019-05-13 38 40.94 100



1 2019-05-13 38 40.96 300

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5493


T/O Unit Price




1 2019-05-13 38 40.97 700



1 2019-05-13 38 40.98 1,000



1 2019-05-13 38 40.99 1,500



1 2019-05-13 38 41 3,100



1 2019-05-13 38 41.01 3,500



1 2019-05-13 38 41.02 4,000



1 2019-05-13 38 41.03 4,200



1 2019-05-13 38 41.04 4,500



1 2019-05-13 38 41.05 5,000



1 2019-05-13 38 41.07 5,300



1 2019-05-13 38 41.08 5,500



1 2019-05-13 38 41.09 6,100



1 2019-05-13 38 41.1 7,300



1 2019-05-13 38 41.11 8,300



1 2019-05-13 38 41.12 10,400



1 2019-05-13 38 41.13 11,100



1 2019-05-13 38 41.14 13,200



1 2019-05-13 38 41.15 15,000



1 2019-05-13 38 41.16 16,700



1 2019-05-13 38 41.17 18,000



1 2019-05-13 38 41.18 20,200



1 2019-05-13 38 41.19 21,100



1 2019-05-13 38 41.2 23,200



1 2019-05-13 38 41.21 24,600



1 2019-05-13 38 41.22 26,300



1 2019-05-13 38 41.23 27,400



1 2019-05-13 38 41.24 28,500



1 2019-05-13 38 41.25 29,200



1 2019-05-13 38 41.26 29,800



1 2019-05-13 38 41.27 30,700



1 2019-05-13 38 41.28 31,900



1 2019-05-13 38 41.29 32,000



1 2019-05-13 38 41.3 32,400



1 2019-05-13 38 41.31 32,770



1 2019-05-13 38 41.32 33,870



1 2019-05-13 38 41.33 34,470



1 2019-05-13 38 41.4 34,870



1 2019-05-13 38 41.41 34,970

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5494


T/O Unit Price




1 2019-05-13 38 41.47 35,070



1 2019-05-13 38 41.48 35,270



1 2019-05-13 38 41.5 35,770



1 2019-05-13 38 41.56 35,870



1 2019-05-13 38 41.65 35,970



1 2019-05-13 38 41.7 36,170



1 2019-05-13 38 41.71 36,270



1 2019-05-13 38 41.72 36,470



1 2019-05-13 38 41.75 36,570



1 2019-05-13 38 41.82 36,670



1 2019-05-13 38 41.83 36,870



1 2019-05-13 38 41.85 36,970



1 2019-05-13 38 41.86 37,170



1 2019-05-13 38 41.87 37,270



1 2019-05-13 38 41.9 37,370



1 2019-05-13 38 41.91 37,670



1 2019-05-13 38 41.93 38,170



1 2019-05-13 38 41.95 38,470



1 2019-05-13 38 41.98 39,370



1 2019-05-13 38 41.99 40,170



1 2019-05-14 38 41.59 40,270



1 2019-05-14 38 41.6 40,570



1 2019-05-14 38 41.62 40,670



1 2019-05-14 38 41.63 40,870



1 2019-05-14 38 41.64 41,070



1 2019-05-14 38 41.67 41,170



1 2019-05-14 38 41.7 41,470



1 2019-05-14 38 41.71 41,570



1 2019-05-14 38 41.72 41,970



1 2019-05-14 38 41.74 42,370



1 2019-05-14 38 41.75 43,270



1 2019-05-14 38 41.76 43,770



1 2019-05-14 38 41.77 44,570



1 2019-05-14 38 41.78 45,070



1 2019-05-14 38 41.79 45,870



1 2019-05-14 38 41.8 46,670



1 2019-05-14 38 41.81 46,870



1 2019-05-14 38 41.82 47,470

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5495


T/O Unit Price




1 2019-05-14 38 41.83 48,470



1 2019-05-14 38 41.84 49,170



1 2019-05-14 38 41.85 50,270



1 2019-05-14 38 41.86 50,870



1 2019-05-14 38 41.87 52,270



1 2019-05-14 38 41.88 53,170



1 2019-05-14 38 41.89 53,770



1 2019-05-14 38 41.9 54,870



1 2019-05-14 38 41.91 56,670



1 2019-05-14 38 41.92 57,270



1 2019-05-14 38 41.93 58,470



1 2019-05-14 38 41.94 60,370



1 2019-05-14 38 41.95 61,870



1 2019-05-14 38 41.96 64,970



1 2019-05-14 38 41.97 66,070



1 2019-05-14 38 41.98 66,870



1 2019-05-14 38 41.99 67,770



1 2019-05-14 38 42 69,570



1 2019-05-14 38 42.01 70,370



1 2019-05-14 38 42.02 71,670



1 2019-05-14 38 42.03 71,770



1 2019-05-14 38 42.04 71,870



1 2019-05-14 38 42.06 72,270



1 2019-05-14 38 42.07 72,670



1 2019-05-14 38 42.08 72,840



1 2019-05-14 38 42.1 73,440



1 2019-05-14 38 42.11 73,940



1 2019-05-14 38 42.12 74,140



1 2019-05-14 38 42.13 74,640



1 2019-05-14 38 42.14 74,840



1 2019-05-14 38 42.15 75,640



1 2019-05-14 38 42.16 75,840



1 2019-05-14 38 42.2 76,140



1 2019-05-14 38 42.22 76,240



1 2019-05-14 38 42.23 76,440



1 2019-05-14 38 42.24 76,540



1 2019-05-14 38 42.26 76,740



1 2019-05-14 38 42.27 77,040

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5496


T/O Unit Price




1 2019-05-14 38 42.29 77,140



1 2019-05-14 38 42.3 77,640



1 2019-05-14 38 42.31 77,940



1 2019-05-14 38 42.32 78,040



1 2019-05-14 38 42.33 78,240



1 2019-05-14 38 42.35 79,140



1 2019-05-14 38 42.37 79,340



1 2019-05-14 38 42.38 79,440



1 2019-05-14 38 42.39 79,540



1 2019-05-14 38 42.4 79,640



1 2019-05-14 38 42.42 79,740



1 2019-05-14 38 42.43 80,140



1 2019-05-14 38 42.45 80,340



1 2019-05-15 38 41.48 81,140



1 2019-05-15 38 41.5 82,640



1 2019-05-15 38 41.51 82,840



1 2019-05-15 38 41.52 84,640



1 2019-05-15 38 41.53 85,040



1 2019-05-15 38 41.54 85,540



1 2019-05-15 38 41.55 86,040



1 2019-05-15 38 41.56 86,140



1 2019-05-15 38 41.57 88,540



1 2019-05-15 38 41.58 88,640



1 2019-05-15 38 41.59 89,440



1 2019-05-15 38 41.6 90,510



1 2019-05-15 38 41.605 90,610



1 2019-05-15 38 41.61 91,210



1 2019-05-15 38 41.62 92,010



1 2019-05-15 38 41.63 93,610



1 2019-05-15 38 41.64 95,610



1 2019-05-15 38 41.65 96,610



1 2019-05-15 38 41.66 97,610



1 2019-05-15 38 41.67 98,010



1 2019-05-15 38 41.68 98,410



1 2019-05-15 38 41.69 98,910



1 2019-05-15 38 41.7 99,210



1 2019-05-15 38 41.71 99,610



1 2019-05-15 38 41.72 99,810

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5497


T/O Unit Price




1 2019-05-15 38 41.73 100,510



1 2019-05-15 38 41.74 101,010



1 2019-05-15 38 41.75 102,010



1 2019-05-15 38 41.76 103,910



1 2019-05-15 38 41.77 105,710



1 2019-05-15 38 41.78 107,710



1 2019-05-15 38 41.79 108,510



1 2019-05-15 38 41.8 109,110



1 2019-05-15 38 41.81 110,410



1 2019-05-15 38 41.82 110,910



1 2019-05-15 38 41.83 111,110



1 2019-05-15 38 41.84 111,410



1 2019-05-15 38 41.85 112,510



1 2019-05-15 38 41.86 113,810



1 2019-05-15 38 41.87 114,710



1 2019-05-15 38 41.88 115,410



1 2019-05-15 38 41.9 116,110



1 2019-05-15 38 41.92 116,310



1 2019-05-15 38 41.94 116,710



1 2019-05-15 38 41.95 117,010



1 2019-05-15 38 41.98 117,210



1 2019-05-15 38 42 117,310



1 2019-05-15 38 42.01 117,610



1 2019-05-15 38 42.02 118,510



1 2019-05-15 38 42.03 119,210



1 2019-05-15 38 42.05 119,610



1 2019-05-15 38 42.07 120,110



1 2019-05-15 38 42.08 120,510



1 2019-05-16 38 41.89 120,810



1 2019-05-16 38 41.93 120,910



1 2019-05-16 38 41.94 121,110



1 2019-05-16 38 41.95 121,210



1 2019-05-16 38 41.98 121,310



1 2019-05-16 38 42.02 121,410



1 2019-05-16 38 42.05 121,610



1 2019-05-16 38 42.07 121,810



1 2019-05-16 38 42.08 121,910



1 2019-05-16 38 42.09 122,110

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5498


T/O Unit Price




1 2019-05-16 38 42.13 122,210



1 2019-05-16 38 42.17 122,410



1 2019-05-16 38 42.28 122,510



1 2019-05-16 38 42.33 122,710



1 2019-05-16 38 42.42 122,910



1 2019-05-16 38 42.43 123,110



1 2019-05-16 38 42.45 123,810



1 2019-05-16 38 42.48 124,010



1 2019-05-16 38 42.5 124,110



1 2019-05-16 38 42.52 124,810



1 2019-05-16 38 42.53 125,210



1 2019-05-16 38 42.54 125,510



1 2019-05-16 38 42.56 125,810



1 2019-05-16 38 42.57 125,910



1 2019-05-16 38 42.6 126,110



1 2019-05-16 38 42.61 126,610



1 2019-05-16 38 42.62 126,710



1 2019-05-16 38 42.63 126,810



1 2019-05-16 38 42.64 128,210



1 2019-05-16 38 42.66 128,310



1 2019-05-16 38 42.67 128,810



1 2019-05-16 38 42.68 129,310



1 2019-05-16 38 42.7 129,510



1 2019-05-16 38 42.71 129,910



1 2019-05-16 38 42.72 130,310



1 2019-05-16 38 42.73 130,510



1 2019-05-16 38 42.74 131,210



1 2019-05-16 38 42.78 131,410



1 2019-05-16 38 42.81 131,710



1 2019-05-16 38 42.82 132,010



1 2019-05-16 38 42.85 132,210



1 2019-05-16 38 42.86 132,510



1 2019-05-16 38 42.89 133,110



1 2019-05-16 38 42.92 133,610



1 2019-05-16 38 42.93 134,310



1 2019-05-16 38 42.94 135,110



1 2019-05-16 38 42.95 135,710



1 2019-05-16 38 42.96 136,610

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5499


T/O Unit Price




1 2019-05-16 38 42.97 137,010



1 2019-05-16 38 42.98 137,110



1 2019-05-16 38 42.99 137,310



1 2019-05-16 38 43 137,410



1 2019-05-16 38 43.01 137,610



1 2019-05-16 38 43.02 137,910



1 2019-05-16 38 43.03 139,010



1 2019-05-16 38 43.04 140,010



1 2019-05-16 38 43.04 141,010



1 2019-05-16 38 43.06 142,510



1 2019-05-16 38 43.07 143,410



1 2019-05-16 38 43.08 143,810



1 2019-05-16 38 43.09 144,210



1 2019-05-16 38 43.1 144,710



1 2019-05-16 38 43.11 145,410



1 2019-05-16 38 43.13 145,910



1 2019-05-16 38 43.14 146,410



1 2019-05-16 38 43.15 147,610



1 2019-05-16 38 43.16 148,580



1 2019-05-16 38 43.17 151,180



1 2019-05-16 38 43.18 153,180



1 2019-05-16 38 43.19 155,280



1 2019-05-16 38 43.2 156,980



1 2019-05-16 38 43.21 158,080



1 2019-05-16 38 43.22 159,680



1 2019-05-16 38 43.23 159,880



1 2019-05-16 38 43.24 160,480



1 2019-05-16 38 43.29 160,680



1 2019-05-17 38 42.83 160,780



1 2019-05-17 38 42.84 161,480



1 2019-05-17 38 42.85 162,180



1 2019-05-17 38 42.86 162,880



1 2019-05-17 38 42.87 163,380



1 2019-05-17 38 42.88 164,180



1 2019-05-17 37 42.89 164,780



1 2019-05-17 38 42.9 166,980



1 2019-05-17 38 42.91 168,580



1 2019-05-17 38 42.92 170,880

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5500


T/O Unit Price




1 2019-05-17 38 42.93 171,780



1 2019-05-17 38 42.94 172,080



1 2019-05-17 38 42.96 172,180



1 2019-05-17 38 42.97 172,480



1 2019-05-17 38 42.98 172,680



1 2019-05-17 38 42.99 173,680



1 2019-05-17 38 43 174,680



1 2019-05-17 38 43.01 175,980



1 2019-05-17 38 43.02 176,280



1 2019-05-17 38 43.03 179,580



1 2019-05-17 38 43.04 181,480



1 2019-05-17 38 43.05 183,780



1 2019-05-17 38 43.06 184,380



1 2019-05-17 38 43.07 185,980



1 2019-05-17 38 43.08 187,280



1 2019-05-17 38 43.09 188,080



1 2019-05-17 38 43.1 189,050



1 2019-05-17 38 43.11 190,650



1 2019-05-17 38 43.12 191,050



1 2019-05-17 38 43.13 191,950



1 2019-05-17 38 43.14 193,350



1 2019-05-17 38 43.15 194,150



1 2019-05-17 38 43.16 195,550



1 2019-05-17 38 43.17 196,550



1 2019-05-17 38 43.18 197,850



1 2019-05-17 38 43.19 198,150



1 2019-05-17 38 43.2 199,050



1 2019-05-17 38 43.21 199,250



1 2019-05-17 38 43.22 199,750



1 2019-05-17 38 43.23 199,950



1 2019-05-17 38 43.24 200,850



1 2019-05-21 38 42.57 200,950



1 2019-05-21 38 42.6 201,150



1 2019-05-21 38 42.66 201,550



1 2019-05-21 38 42.71 201,650



1 2019-05-21 38 42.72 201,950



1 2019-05-21 38 42.73 202,050



1 2019-05-21 38 42.74 202,750

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5501


T/O Unit Price




1 2019-05-21 38 42.75 203,950



1 2019-05-21 38 42.76 205,150



1 2019-05-21 38 42.77 205,950



1 2019-05-21 38 42.78 206,550



1 2019-05-21 38 42.79 206,650



1 2019-05-21 38 42.8 207,450



1 2019-05-21 38 42.83 208,050



1 2019-05-21 38 42.84 208,550



1 2019-05-21 38 42.85 209,150



1 2019-05-21 38 42.86 209,250



1 2019-05-21 38 42.88 209,450



1 2019-05-21 38 42.91 209,850



1 2019-05-21 38 42.94 210,250



1 2019-05-21 38 42.95 210,650



1 2019-05-21 38 42.96 210,950



1 2019-05-21 38 42.97 211,150



1 2019-05-21 38 42.98 211,550



1 2019-05-21 38 42.99 213,750



1 2019-05-21 38 43 216,750



1 2019-05-21 38 43.01 217,450



1 2019-05-21 38 43.02 218,620



1 2019-05-21 38 43.03 220,320



1 2019-05-21 38 43.04 220,920



1 2019-05-21 38 43.05 223,620



1 2019-05-21 38 43.06 225,620



1 2019-05-21 38 43.07 226,220



1 2019-05-21 38 43.08 228,720



1 2019-05-21 38 43.09 229,620



1 2019-05-21 38 43.1 230,620



1 2019-05-21 38 43.11 232,020



1 2019-05-21 38 43.12 233,420



1 2019-05-21 38 43.13 234,820



1 2019-05-21 38 43.14 235,720



1 2019-05-21 38 43.15 236,320



1 2019-05-21 38 43.16 236,820



1 2019-05-21 38 43.17 237,820



1 2019-05-21 38 43.18 238,820



1 2019-05-21 38 43.19 239,420

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5502


T/O Unit Price




1 2019-05-21 38 43.21 239,820



1 2019-05-21 38 43.22 239,920



1 2019-05-21 38 43.23 240,320



1 2019-05-21 38 43.24 240,620



1 2019-05-21 38 43.27 240,820



1 2019-05-21 38 43.28 241,020



1 2019-05-22 38 42.68 241,520



1 2019-05-22 38 42.69 241,720



1 2019-05-22 38 42.7 242,520



1 2019-05-22 38 42.71 243,020



1 2019-05-22 38 42.72 243,920



1 2019-05-22 38 42.73 244,520



1 2019-05-22 38 42.74 244,920



1 2019-05-22 38 42.75 245,220



1 2019-05-22 38 42.76 245,620



1 2019-05-22 38 42.79 245,720



1 2019-05-22 38 42.81 246,020



1 2019-05-22 38 42.85 246,720



1 2019-05-22 38 42.87 246,820



1 2019-05-22 38 42.89 248,620



1 2019-05-22 38 42.9 250,620



1 2019-05-22 38 42.91 252,920



1 2019-05-22 38 42.92 255,220



1 2019-05-22 38 42.93 258,020



1 2019-05-22 38 42.94 259,220



1 2019-05-22 38 42.95 259,920



1 2019-05-22 38 42.96 261,020



1 2019-05-22 38 42.97 262,220



1 2019-05-22 38 42.98 263,420



1 2019-05-22 38 42.99 265,020



1 2019-05-22 38 43 269,190



1 2019-05-22 38 43.01 270,790



1 2019-05-22 38 43.02 272,390



1 2019-05-22 38 43.03 272,690



1 2019-05-22 38 43.04 273,190



1 2019-05-22 38 43.05 274,390



1 2019-05-22 38 43.06 276,390



1 2019-05-22 38 43.07 277,190

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5503


T/O Unit Price




1 2019-05-22 38 43.08 277,790



1 2019-05-22 38 43.09 278,790



1 2019-05-22 38 43.1 279,590



1 2019-05-22 38 43.11 279,690



1 2019-05-22 38 43.13 279,890



1 2019-05-22 38 43.14 280,790



1 2019-05-22 38 43.15 280,890



1 2019-05-22 38 43.16 281,090



1 2019-05-22 38 43.2 281,190



1 2019-05-23 38 42.97 281,490



1 2019-05-23 38 42.97 281,590



1 2019-05-23 38 42.98 281,790



1 2019-05-23 38 42.99 281,990



1 2019-05-23 38 43.01 282,290



1 2019-05-23 38 43.02 282,490



1 2019-05-23 38 43.03 283,090



1 2019-05-23 38 43.04 283,190



1 2019-05-23 38 43.05 283,590



1 2019-05-23 38 43.08 283,690



1 2019-05-23 38 43.14 283,790



1 2019-05-23 38 43.17 283,890



1 2019-05-23 38 43.18 284,190



1 2019-05-23 38 43.19 284,890



1 2019-05-23 38 43.21 285,990



1 2019-05-23 38 43.22 286,990



1 2019-05-23 38 43.23 287,190



1 2019-05-23 38 43.26 287,290



1 2019-05-23 38 43.28 287,390



1 2019-05-23 38 43.29 287,890



1 2019-05-23 38 43.34 288,090



1 2019-05-29 38 41.91 288,490



1 2019-05-29 38 41.92 288,690



1 2019-05-29 38 41.93 288,790



1 2019-05-29 38 41.95 288,890



1 2019-05-29 38 41.96 288,990



1 2019-05-29 38 41.97 289,590



1 2019-05-29 38 41.98 290,590



1 2019-05-29 38 41.99 292,390

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5504


T/O Unit Price




1 2019-05-29 38 42 296,090



1 2019-05-29 38 42.01 300,090



1 2019-05-29 38 42.02 301,190



1 2019-05-29 38 42.03 303,290



1 2019-05-29 38 42.04 305,890



1 2019-05-29 38 42.05 306,590



1 2019-05-29 38 42.06 307,790



1 2019-05-29 38 42.07 309,890



1 2019-05-29 38 42.1 311,090



1 2019-05-29 38 42.11 312,190



1 2019-05-29 38 42.15 313,490



1 2019-05-29 38 42.23 314,890



1 2019-05-29 38 42.24 314,990



1 2019-05-29 38 42.3 315,190



1 2019-05-29 38 42.33 315,490



1 2019-05-29 38 42.34 316,390



1 2019-05-29 38 42.35 317,190



1 2019-05-29 38 42.37 319,090



1 2019-05-29 38 42.38 320,290



1 2019-05-29 38 42.39 320,390



1 2019-05-29 38 42.4 323,890



1 2019-05-29 38 42.41 325,790



1 2019-05-29 38 42.42 326,190



1 2019-05-29 38 42.43 326,290



1 2019-05-29 38 42.44 327,690



1 2019-05-29 38 42.45 328,060



1 2019-05-29 38 42.46 328,260



1 2019-05-30 38 42.27 328,460



1 2019-05-30 38 42.29 328,660



1 2019-05-30 38 42.32 329,060



1 2019-05-30 38 42.33 329,260



1 2019-05-30 38 42.34 329,360



1 2019-05-30 38 42.35 329,960



1 2019-05-30 38 42.36 330,960



1 2019-05-30 38 42.37 331,260



1 2019-05-30 38 42.38 331,460



1 2019-05-30 38 42.39 332,860



1 2019-05-30 38 42.4 334,060

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5505


T/O Unit Price




1 2019-05-30 38 42.41 334,560



1 2019-05-30 38 42.42 335,360



1 2019-05-30 38 42.44 335,860



1 2019-05-30 38 42.46 336,560



1 2019-05-30 38 42.48 337,360



1 2019-05-30 38 42.5 338,260



1 2019-05-31 38 41.71 338,360



1 2019-05-31 38 41.73 338,460



1 2019-05-31 38 41.75 338,660



1 2019-05-31 38 41.77 338,860



1 2019-05-31 38 41.84 338,960



1 2019-05-31 38 41.85 339,060



1 2019-05-31 38 41.89 339,560



1 2019-05-31 38 41.91 339,760



1 2019-05-31 38 41.93 339,860



1 2019-05-31 38 41.94 339,960



1 2019-05-31 38 41.99 340,960



1 2019-05-31 38 42.01 341,060



1 2019-05-31 38 42.04 341,560



1 2019-05-31 38 42.07 341,660



1 2019-05-31 38 42.09 341,960



1 2019-05-31 38 42.1 342,460



1 2019-05-31 38 42.12 342,660



1 2019-05-31 38 42.13 343,060



1 2019-05-31 38 42.14 343,360



1 2019-05-31 38 42.16 343,460



1 2019-05-31 38 42.17 343,660



1 2019-05-31 38 42.19 343,960



1 2019-05-31 38 42.2 344,160



1 2019-05-31 38 42.21 345,160



1 2019-05-31 38 42.24 345,360



1 2019-05-31 38 42.25 345,960



1 2019-05-31 38 42.26 346,760



1 2019-05-31 38 42.27 346,860



1 2019-05-31 38 42.28 347,560



1 2019-05-31 38 42.29 347,960



1 2019-05-31 38 42.3 348,160



1 2019-05-31 38 42.35 348,560

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5506


T/O Unit Price




1 2019-05-31 38 42.36 348,860



1 2019-05-31 38 42.38 349,060



1 2019-05-31 38

20,800



1 2019-05-31 38 42.41 20,900



1 2019-05-31 38 42.42 21,200



1 2019-05-31 38 42.43 21,300


Units Restricted Shares Gwozd, Darren John Alexander 5 2019-06-14 56 41.96 7,328


Units Restricted Shares Keeling, Chuck 7 2019-06-07 59 42.49 4,467


Units Restricted Shares Keeling, Chuck 7 2019-06-14 56 41.96 8,467


Units Restricted Shares Mutti, Rajbir 5 2019-06-14 56 41.96 7,366


Units Restricted Shares Pattison, Gregory James 5 2019-06-07 59 42.49 604


Units Restricted Shares Roberts, Christopher Merrill 8 2019-06-07 59 42.49 2,139


Units Restricted Shares Roberts, Christopher Merrill 8 2019-06-14 56 41.96 3,139


Units Restricted Shares Russo, John David 5 2019-06-14 56 41.96 19,226


Units Restricted Shares Severeyns, Brent Gerard 5 2019-06-14 56 41.96 1,084


Units Restricted Shares Urquhart, Ronald David 5 2019-06-14 56 41.96 8,005


Units Restricted Shares Young, Michael James 4 2019-06-14 56 41.96 5,989

Great-West Lifeco Inc. Common Shares Plan Common Shares

Snow, Harold Charles 8, 5 2019-04-05 30 18.229

Great-West Lifeco Inc. Common Shares Plan Common Shares

Snow, Harold Charles 8, 5 2019-04-05 30 18.229 2,163

Green Thumb Industries Inc. (formerly Bayswater Uranium Corporation)

Subordinate Voting Shares Kadens, Pete Albert 3 2019-05-23 36 800,109


Subordinate Voting Shares Kadens, Pete Albert 3 2019-06-06 10 15.54 790,109




Subordinate Voting Shares Kadens, Pete Albert 3 2019-06-10 90

719,409






Subordinate Voting Shares Kadens, Pete Albert 3 2018-06-12 00


Subordinate Voting Shares Kadens, Pete Albert 3 2019-06-10 90 50,000


Super Voting Shares Kadens, Pete Albert 3 2019-05-23 36 27,391


Subordinate Voting Shares Yemenidjian, Armen 5 2019-06-05 00 427,745


Subordinate Voting Shares Yemenidjian, Armen 5 2019-06-05 00 5,098,117

Greencastle Resources Ltd. Common Shares Greencastle Resources Ltd. 1 2019-06-04 38 0.06 1,326,500Greenstar Biosciences Corp. Common Shares McAulay, Alexander 5 2019-06-06 00 28,571Greenstar Biosciences Corp. Options McAulay, Alexander 5 2019-06-06 00 Greenstar Biosciences Corp. Options McAulay, Alexander 5 2019-06-11 50 0.21 250,000Grown Rogue International Inc. Common Shares Strickler, J. Obie 3, 4, 5 2019-06-11 10 0.24 28,641,766GTEC Holdings Ltd. Common Shares Singhavon, Norton 3, 4, 5 2019-06-07 10 0.53 305,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5507


T/O Unit Price


Guardian Capital Group Limited Non-Voting Shares Class A Rudloff, Hans-Georg Till 4 2019-06-07 10 23.4 41,500Guardian Capital Group Limited Non-Voting Shares Class A Rudloff, Hans-Georg Till 4 2019-06-11 10 23.38 40,600Guardian Capital Group Limited Non-Voting Shares Class A Rudloff, Hans-Georg Till 4 2019-06-12 10 23.44 39,529Hamilton Thorne Ltd. Common Shares Edwards, Keith 5 2019-06-07 10 1.05 32,813Hamilton Thorne Ltd. Common Shares Edwards, Keith 5 2019-06-12 10 1.07 11,563Harborside Inc. (formerly Lineage Grow Company Ltd.)

Common Shares Bilodeau, Peter 4 2019-05-30 22 0

Harborside Inc. (formerly Lineage Grow Company Ltd.)

Common Shares Bilodeau, Peter 4 2019-05-30 22 0


Options Bilodeau, Peter 4 2019-05-30 22

1,109,239


Options Bilodeau, Peter 4 2019-05-30 22

25,906


Series A Special Shares Bilodeau, Peter 4 2013-10-30 00



4,109



0


Subordinate Voting Shares Bilodeau, Peter 4 2013-10-30 00


















Subordinate Voting Shares Bilodeau, Peter 4 2019-05-30 22 16,901









5,301


Warrants Bilodeau, Peter 4 2019-05-30 22


Warrants Bilodeau, Peter 4 2019-05-30 22


Warrants Bilodeau, Peter 4 2019-05-30 22 0


Warrants Bilodeau, Peter 4 2019-05-30 22 3,348


Options Li, Ka Yin Keith 5 2019-05-30 22 5,978


Common Shares Szweras, Adam Kelley 4 2019-05-30 22 0










Options Szweras, Adam Kelley 4 2019-05-30 22 0


Options Szweras, Adam Kelley 4 2019-05-30 22 11,957


Series A Special Shares Szweras, Adam Kelley 4 2011-12-20 00



Insider Reporting

June 20, 2019

(2019), 42 OSCB 5508


T/O Unit Price









Series A Special Shares Szweras, Adam Kelley 4 2019-05-29 35 19,081







0


Subordinate Voting Shares Szweras, Adam Kelley 4 2011-12-20 00





76,053

Harrys Manufacturing Inc. (formerly, Westridge Resources Inc.)

Options Young, Michael Louis 5 2019-05-31 38 0.3 350,000

Harrys Manufacturing Inc. (formerly, Westridge Resources Inc.)

Options Young, Michael Louis 5 2019-05-31 38 0.35 175,000

Harte Gold Corp. Special Shares Series A ANR Investments B.V. 3 2016-12-14 00 Harte Gold Corp. Special Shares Series A ANR Investments B.V. 3 2019-06-11 11 1 10,000,000Harte Gold Corp. Warrants ANR Investments B.V. 3 2019-06-11 11 11,000,000Hemisphere Energy Corporation Common Shares SIMMONS, DON 5 2019-06-10 10 0.14 1,993,000Heroux-Devtek Inc. Common Shares Brassard, Martin 5 2005-12-31 30 Heroux-Devtek Inc. Common Shares Brassard, Martin 5 2005-12-31 30 3,851High Arctic Energy Services Inc. Common Shares High Arctic Energy Services

Inc., High Arctic Energy Services Inc.

1 2019-05-01 38 3.9112 9,544

High Arctic Energy Services Inc. Common Shares High Arctic Energy Services Inc., High Arctic Energy Services Inc.

1 2019-05-01 38 0


1 2019-05-02 38 3.8727 9,500


1 2019-05-02 38 0


1 2019-05-03 38 3.8857 9,544


1 2019-05-03 38

0


1 2019-05-06 38 3.856 6,244


1 2019-05-06 38 0


1 2019-05-07 38 3.8387 9,544


1 2019-05-07 38 0


1 2019-05-08 38 3.8 9,544


1 2019-05-08 38 0


1 2019-05-09 38 3.7971 3,744


1 2019-05-09 38 0


1 2019-05-10 38 3.75 9,544

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5509


T/O Unit Price



1 2019-05-10 38

0


1 2019-05-13 38 3.6695 6,544


1 2019-05-13 38 0


1 2019-05-24 38 3.5 5,344


1 2019-05-24 38

0


1 2019-05-27 38 3.4807 5,544


1 2019-05-27 38

0


1 2019-05-28 38 3.4943 4,544


1 2019-05-28 38 0


1 2019-05-29 38 3.4938 644


1 2019-05-29 38 0


1 2019-05-30 38 3.4385 3,944


1 2019-05-30 38 0


1 2019-05-31 38 3.4236 3,344


1 2019-05-31 38 0

High Tide Inc. Common Shares Kwan, Arthur 4 2019-06-14 10 0.35 25,000HLS Therapeutics Inc. Options Bastien, Yvon 4 2019-06-07 50 15.55 76,674HLS Therapeutics Inc. Options Brege, Laura Ann 4 2019-03-21 00 HLS Therapeutics Inc. Options Brege, Laura Ann 4 2019-06-07 50 15.55 11,695HLS Therapeutics Inc. Options Daughtery, Carmel Maria 7 2019-06-07 50 15.55 42,217HLS Therapeutics Inc. Options DeGolyer, Donald 4 2019-06-07 50 15.55 20,254HLS Therapeutics Inc. Options Godin, Gilbert 5 2019-06-07 50 15.55 454,246HLS Therapeutics Inc. Options Gross, Jason 5 2019-06-07 50 15.55 104,784HLS Therapeutics Inc. Options Gubitz, Gregory David 4, 5 2019-06-07 50 15.55 454,246HLS Therapeutics Inc. Options Hendrickson, Tim 5 2019-06-07 50 15.55 83,377HLS Therapeutics Inc. Options Hill, Rodney Graham 4 2019-06-07 50 15.55 20,254HLS Therapeutics Inc. Options Lanthier, John Spencer 4 2019-06-07 50 15.55 82,004HLS Therapeutics Inc. Options Lennox, Ryan Christopher 5 2019-06-07 50 15.55 33,769HLS Therapeutics Inc. Options Sharma, Sanjiv 7 2019-06-07 50 15.55 88,067HLS Therapeutics Inc. Options Varghese, Hemanth Jacob 5 2019-06-07 50 15.55 64,874HLS Therapeutics Inc. Options Wells, William M. 4, 5 2019-06-07 50 15.55 370,064Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-01 38 18.595 105,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-02 38 18.284 140,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-03 38 18.366 175,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-03 38 70,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-06 38 18.242 105,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-07 38 18.578 140,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-08 38 17.847 175,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-09 38 17.797 210,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-10 38 18.083 245,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-10 38 70,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-13 38 18.223 82,100Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-14 38 18.482 101,800Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-15 38 18.409 121,800

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5510


T/O Unit Price


Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-16 38 18.503 141,800Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-17 38 18.308 161,800Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-17 38

40,000

Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-21 38 18.456 60,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-22 38 18.593 80,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-23 38 18.519 100,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-24 38 18.945 120,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-24 38 40,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-27 38 19.21 60,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-28 38 19.104 80,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-29 38 18.51 100,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-30 38 18.349 120,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-31 38 17.882 140,000Home Capital Group Inc. Common Shares Home Capital Group Inc. 1 2019-05-31 38

40,000

HooXi Network Inc. Common Shares Tsui, Norman 4, 5 2019-06-11 10 0.74 356,378Horizon North Logistics Inc. Options Graham, Roderick William 4, 5 2019-06-01 50 1.9Horizon North Logistics Inc. Options Graham, Roderick William 4, 5 2019-06-01 50 1.9 2,575,513Hydro66 Holdings Corp. Options Johnstone, Alexander 5 2019-06-01 00

1,200,000

iA Financial Corporation Inc. Options Ricard, Denis 5 2019-06-05 51 32.08iA Financial Corporation Inc. Options Ricard, Denis 5 2019-06-05 51 32.08 295,333iAnthus Capital Holdings, Inc. Options Calvesbert, Neil Scott 5 2019-06-06 50 1,032,320iAnthus Capital Holdings, Inc. Options Calvesbert, Neil Scott 5 2019-06-06 38 632,320iAnthus Capital Holdings, Inc. Options Ford, Hadley 4, 5 2019-06-06 50 3,288,175iAnthus Capital Holdings, Inc. Options Ford, Hadley 4, 5 2019-06-06 38 1,988,175iAnthus Capital Holdings, Inc. Options Galvin, Robert R. 4 2019-06-06 50 1,219,747iAnthus Capital Holdings, Inc. Options Galvin, Robert R. 4 2019-06-06 38 819,747iAnthus Capital Holdings, Inc. Options Kalcevich, Julius John 4, 5 2019-06-06 50 2,044,272iAnthus Capital Holdings, Inc. Options Kalcevich, Julius John 4, 5 2019-06-06 38 1,344,272iAnthus Capital Holdings, Inc. Options Maslow, Randy 3, 4, 5 2019-06-06 50 3,121,711iAnthus Capital Holdings, Inc. Options Maslow, Randy 3, 4, 5 2019-06-06 38 1,821,711iAnthus Capital Holdings, Inc. Options Petch, Robert 4 2019-06-06 50 175,475iAnthus Capital Holdings, Inc. Options Petch, Robert 4 2019-06-06 38 150,475iAnthus Capital Holdings, Inc. Options Stavola, Elizabeth M. 4, 5 2019-06-06 50 1,679,822iAnthus Capital Holdings, Inc. Options Stavola, Elizabeth M. 4, 5 2019-06-06 38 1,279,822iAnthus Capital Holdings, Inc. Options Tiernan, Patrick 5 2019-06-06 50 535,856iAnthus Capital Holdings, Inc. Options Tiernan, Patrick 5 2019-06-06 38 485,856iLOOKABOUT Corp. Common Shares Drake, John C. 3, 4, 5 2019-06-04 51 0.145 952,113iLOOKABOUT Corp. Options Drake, John C. 3, 4, 5 2019-06-04 51 0.145 0iLOOKABOUT Corp. Common Shares Hyde, Peter 4 2019-06-04 51 0.145 150,000iLOOKABOUT Corp. Options Hyde, Peter 4 2019-06-04 51 0.145 0iLOOKABOUT Corp. Common Shares Yeoman, Gary 3, 4, 5 2019-06-04 51 0.145 9,817,833iLOOKABOUT Corp. Options Yeoman, Gary 3, 4, 5 2019-06-04 51 0.145 3,467,100Imagin Medical Inc. Common Shares Daignault, Kenneth 4 2016-09-28 00

Imagin Medical Inc. Common Shares Daignault, Kenneth 4 2019-06-12 10 0.0677 82,136Imagin Medical Inc. Common Shares Daignault, Kenneth 4 2019-06-12 10 0.0639 82,236Imagin Medical Inc. Common Shares Hutchens, Edward J 4 2019-06-12 10 0.08 7,760,500Imagin Medical Inc. Common Shares Hutchens, Edward J 4 2019-06-12 10 0.085 7,810,500Imagin Medical Inc. Common Shares Vacha, John Francis 4, 5 2019-06-12 10 Imagin Medical Inc. Common Shares Vacha, John Francis 4, 5 2019-06-12 10 0.066 104,000Imagin Medical Inc. Common Shares Vacha, John Francis 4, 5 2019-06-12 10 0.0678 114,000Imagination Park Technologies Inc. (formerly Imagination Park Entertainment Inc.)

Common Shares Inwentash, Sheldon 4, 6 2019-06-11 10 0.05 7,214,000

Imagination Park Technologies Inc. (formerly Imagination Park Entertainment Inc.)










Insider Reporting

June 20, 2019

(2019), 42 OSCB 5511


T/O Unit Price










IMAX Corporation Common Shares Braun, Neil S. 4 2019-06-06 57

38,632IMAX Corporation Rights Restricted Share Unit Braun, Neil S. 4 2019-06-06 56

6,157

IMAX Corporation Rights Restricted Share Unit Braun, Neil S. 4 2019-06-06 57

0IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 57

IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 57

IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 57 29,096IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 51 19.95 37,096IMAX Corporation Common Shares Demirian, Eric 4 2019-06-06 51 19.95 44,045IMAX Corporation Common Shares Demirian, Eric 4 2019-06-07 10 20.209IMAX Corporation Common Shares Demirian, Eric 4 2019-06-07 10 20.209IMAX Corporation Common Shares Demirian, Eric 4 2019-06-07 10 20.209IMAX Corporation Common Shares Demirian, Eric 4 2019-06-07 10 20.209IMAX Corporation Common Shares Demirian, Eric 4 2019-06-07 10 20.209 40,744IMAX Corporation Options 1:1 Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Options 1:1 Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Options 1:1 Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Options 1:1 Demirian, Eric 4 2019-06-06 51 19.95IMAX Corporation Options 1:1 Demirian, Eric 4 2019-06-06 51 19.95 6,949IMAX Corporation Options 1:1 Demirian, Eric 4 2019-06-06 51 19.95 0IMAX Corporation Rights Restricted Share Unit Demirian, Eric 4 2019-06-06 56 IMAX Corporation Rights Restricted Share Unit Demirian, Eric 4 2019-06-06 56 IMAX Corporation Rights Restricted Share Unit Demirian, Eric 4 2019-06-06 57 IMAX Corporation Rights Restricted Share Unit Demirian, Eric 4 2019-06-06 57 IMAX Corporation Rights Restricted Share Unit Demirian, Eric 4 2019-06-06 56 6,157IMAX Corporation Rights Restricted Share Unit Demirian, Eric 4 2019-06-06 57 0IMAX Corporation Common Shares Douglas, Kevin 3, 4 2019-06-10 57 6,157IMAX Corporation Rights Restricted Share Unit Douglas, Kevin 3, 4 2019-06-06 56

6,157

IMAX Corporation Rights Restricted Share Unit Douglas, Kevin 3, 4 2019-06-10 57

0IMAX Corporation Common Shares IMAX Corporation 1 2019-06-07 30

77,607

IMAX Corporation Common Shares Leebron, David W. 4 2019-06-06 57 85,803IMAX Corporation Rights Restricted Share Unit Leebron, David W. 4 2019-06-06 56 6,157IMAX Corporation Rights Restricted Share Unit Leebron, David W. 4 2019-06-06 57 0IMAX Corporation Common Shares MacMillan, Michael I.M. 4 2019-06-06 57 22,009IMAX Corporation Common Shares MacMillan, Michael I.M. 4 2019-06-07 10 20.209 18,708IMAX Corporation Rights Restricted Share Unit MacMillan, Michael I.M. 4 2019-06-06 56 6,157IMAX Corporation Rights Restricted Share Unit MacMillan, Michael I.M. 4 2019-06-06 57 0IMAX Corporation Common Shares Settle, Dana 4 2019-06-06 57 23,810IMAX Corporation Rights Restricted Share Unit Settle, Dana 4 2019-06-06 56 6,157IMAX Corporation Rights Restricted Share Unit Settle, Dana 4 2019-06-06 57 0IMAX Corporation Common Shares Throop, Darren 4 2019-06-06 57 14,498IMAX Corporation Common Shares Throop, Darren 4 2019-06-07 10 20.209 11,197IMAX Corporation Rights Restricted Share Unit Throop, Darren 4 2019-06-06 56 6,157IMAX Corporation Rights Restricted Share Unit Throop, Darren 4 2019-06-06 57 0IMAX Corporation Common Shares Wechsler, Bradley J. 4 2019-06-06 57 134,041IMAX Corporation Rights Restricted Share Unit Wechsler, Bradley J. 4 2019-06-06 56 8,374IMAX Corporation Rights Restricted Share Unit Wechsler, Bradley J. 4 2019-06-06 57 0Imperial Metals Corporation Common Shares Deepwell, Andre Henry 5 2019-06-10 30 1.83 295,673Imperial Metals Corporation Common Shares KYNOCH, J. BRIAN 4, 5 2019-06-10 30 1.83 1,309,970Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 2019-06-06 38 36.46 532,457,712Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 2019-06-07 38 36.43 532,345,725Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 2019-06-10 38 36.26 532,233,738Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 2019-06-11 38 35.99 532,121,751

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5512


T/O Unit Price


Imperial Oil Limited Common Shares Exxon Mobil Corporation 3 2019-06-12 38 35.99 532,009,764IMV Inc. (formerly Immunovaccine Inc.)

Common Shares Sullivan, Joseph 5 2019-06-13 10 3.85 3,500

Indiva Limited Common Shares Marotta, John A. 4 2017-12-13 00

Indiva Limited Common Shares Marotta, John A. 4 2019-06-12 10 0.38 19,000Indiva Limited Common Shares Marotta, John A. 4 2019-06-13 10 0.37 30,500Indiva Limited Common Shares Marotta, John A. 4 2019-06-14 10 0.365 64,000Indiva Limited Common Shares Marotta, John A. 4 2019-06-12 10 0.38Indiva Limited Common Shares Marotta, John A. 4 2019-06-12 10 0.38Indiva Limited Common Shares Marotta, John A. 4 2019-06-13 10 0.37Indiva Limited Common Shares Marotta, John A. 4 2019-06-13 10 0.37Indus Holdings, Inc. Rights Restricted Share

Units Ainsworth, Mark 4, 5 2019-04-26 00

Indus Holdings, Inc. Rights Restricted Share Units

Ainsworth, Mark 4, 5 2019-06-08 56

125,000


Ainsworth, Mark 4, 5 2019-06-13 56


Anton, William 4 2019-04-26 00


Anton, William 4 2019-06-08 56 110,000


Anton, William 4 2019-06-13 56

Indus Holdings, Inc. Options Bayern, Joseph 5 2019-04-26 00 300,000Indus Holdings, Inc. Rights Restricted Share

Units Bayern, Joseph 5 2019-04-26 00


Bayern, Joseph 5 2019-06-08 56 25,000


Bayern, Joseph 5 2019-06-13 56


Harkness, Stephanie 4 2019-04-26 00


Harkness, Stephanie 4 2019-06-08 56 150,000


Harkness, Stephanie 4 2019-06-13 56


Maloney, Justina 4, 5 2019-04-26 00


Maloney, Justina 4, 5 2019-06-08 56 100,000


Maloney, Justina 4, 5 2019-06-13 56


Maxwell, Arthur Jay 4 2019-04-26 00



93,750












Weakley, Robert Raymond 3, 4, 5 2019-04-26 00


Weakley, Robert Raymond 3, 4, 5 2019-06-08 56 125,000


Weakley, Robert Raymond 3, 4, 5 2019-06-13 56

Indus Holdings, Inc. Super Voting Shares Weakley, Robert Raymond 3, 4, 5 2019-04-26 00 202,590Inovalis Real Estate Investment Trust

Exchangeable Securities Inovalis S.A. 3 2019-06-07 36 791,669

Inovalis Real Estate Investment Trust

Units Inovalis S.A. 3 2019-06-07 36 1,138,947

Intact Financial Corporation Common Shares D'Annunzio, Joseph 5 2019-06-07 10 118.61 4,730Intertape Polymer Group Inc. Common Shares Gilvarg, Martin H Gilvarg 5 2019-03-20 00 Intertape Polymer Group Inc. Common Shares Gilvarg, Martin H Gilvarg 5 2019-06-10 10 13.99 500Intouch Insight Ltd. Options Brohman, Paul 5 2019-06-13 50 0.38 200,000Intouch Insight Ltd. Options Gaffney, Michael John 5 2019-06-13 50 0.38 100,000Intouch Insight Ltd. Common Shares Paduch, Rainer 4 2019-06-13 51 0.28 470,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5513


T/O Unit Price


Intouch Insight Ltd. Options Paduch, Rainer 4 2019-06-13 50 0.38 100,000Intouch Insight Ltd. Options Paduch, Rainer 4 2019-06-13 36 0.28Intouch Insight Ltd. Options Paduch, Rainer 4 2019-06-13 36 0.28Intouch Insight Ltd. Options Paduch, Rainer 4 2019-06-13 51 0.28 75,000Intouch Insight Ltd. Options Smith, Catherine 5 2019-06-13 50

165,000

Intouch Insight Ltd. Options Watt, Cameron James 4, 5 2019-06-13 50 0.38 345,000Intrinsyc Technologies Corporation

Common Shares Intrinsyc Technologies Corporation

1 2019-06-10 10 1.22 3,300

Intrinsyc Technologies Corporation

Common Shares Intrinsyc Technologies Corporation

1 2019-06-10 38

0

Inventus Mining Corp. Common Shares Spears, Stephan Michael Seydegart

6 2019-06-07 10 0.12 648,501

Invictus MD Strategies Corp. Common Shares Kinsley, Colin James 4 2019-06-11 00

110,900Invictus MD Strategies Corp. Common Shares Ripa, Marc 5 2019-06-05 00

2,400,000

IOU Financial Inc. Common Shares Wade, Madeline Angie 7 2019-06-10 10 0.14 212,528IOU Financial Inc. Common Shares Wade, Madeline Angie 7 2019-06-11 10 0.14 195,028IOU Financial Inc. Common Shares Wade, Madeline Angie 7 2019-06-11 10 0.14 185,028IOU Financial Inc. Common Shares Wade, Madeline Angie 7 2019-06-11 10 0.14 176,028IOU Financial Inc. Common Shares Wade, Madeline Angie 7 2019-06-11 10 0.1409 175,528Iplayco Corporation Ltd. Common Shares Banks, David 4 2019-05-08 00 140,000Itasca Capital Ltd. Common Shares Swets, Jr., Larry Gene 4, 5 2019-06-07 10 0.4013 518,000Itasca Capital Ltd. Common Shares Swets, Jr., Larry Gene 4, 5 2019-06-07 10 0.4012 533,000Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-11 51 2.66 111,600Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-11 10 3.5 30,000Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-11 10 3.55 10,000Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-11 10 3.56 0Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-12 51 2.66 13,400Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-12 10 3.45 3,400Ivanhoe Mines Ltd. Common Shares Class A Bos, Matthieu 7 2019-06-12 10 3.46 0Ivanhoe Mines Ltd. Options Bos, Matthieu 7 2019-06-11 51 2.66 888,400Ivanhoe Mines Ltd. Options Bos, Matthieu 7 2019-06-12 51 2.66 875,000James E. Wagner Cultivation Corporation

Common Shares ALARIE, Raymond Leopold 4 2018-06-12 00

James E. Wagner Cultivation Corporation

Common Shares ALARIE, Raymond Leopold 4 2019-06-12 10 0.7897 55,000


Common Shares Kraushaar, Eric 5 2019-05-30 11 2,060,868


Common Shares Kraushaar, Eric 5 2019-04-09 00


Common Shares Kraushaar, Eric 5 2019-05-30 11 71,000

Journey Energy Inc. Common Shares Bowers, Jeffrey Keith 4 2019-06-13 00 4,500Journey Energy Inc. Common Shares Bowers, Jeffrey Keith 4 2019-06-13 00

500

K2 Gold Corporation Common Shares Swatton, Stephen P. 4, 5 2019-06-10 54 0.1 1,910,500K2 Gold Corporation Warrants Swatton, Stephen P. 4, 5 2019-06-10 54 0.1 0KDA GROUP INC. Options Bégin, Isabelle 3, 4, 5 2019-06-07 50 0.25 600,000KDA GROUP INC. Options Fernet, Patrick 4 2019-06-07 50 0.25 1,000,000KDA GROUP INC. Common Shares Gestion J.L.H.M. Gélinas Inc. 3 2019-06-13 10 0.28 6,169,374KDA GROUP INC. Options Kinley, Michael Winslow 4 2019-06-07 50 0.25 350,000KDA GROUP INC. Options Lemieux, Marc 3, 4, 5 2019-06-07 50 0.25 1,100,000KDA GROUP INC. Options Mercier, Annie 5 2019-06-07 50 0.25 200,000Kelt Exploration Ltd. Common Shares Lalani, Sadiq 5 2019-06-12 10 3.88 1,576,700Kelt Exploration Ltd. Convertible Debentures Lalani, Sadiq 5 2019-06-10 10 110 $394,500Kelt Exploration Ltd. Common Shares Wilson, David John 3, 4, 5 2019-06-11 10 4.1286 10,869,090Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2019-06-13 10 32.32 1,198Keyera Corp. Common Shares Woodruff, Janet Patricia 4 2019-06-13 10 32.29 1,998Kinaxis Inc. Common Shares Mauger, Michael David 5 2019-03-01 00 Kinaxis Inc. Common Shares Mauger, Michael David 5 2019-06-07 51 72.51 2,750Kinaxis Inc. Common Shares Mauger, Michael David 5 2019-06-07 10 81.308 0Kinaxis Inc. Options Mauger, Michael David 5 2019-06-07 51 72.51 47,250Kinaxis Inc. Common Shares Monkman, Richard George 5 2019-06-13 10 83.71 0KuuHubb Inc. Common Shares Joki Capital Ou 3 2019-05-28 10 0.4 9,815,000KuuHubb Inc. Common Shares Joki Capital Ou 3 2019-05-29 10 0.42 9,825,000KWG Resources Inc. Subordinate Voting Shares Hodgman, Bruce Ronald 5 2019-06-07 10 0.01 1,881,462Lakeview Hotel Investment Corp.

Debentures Series C Lakeview Management Inc. 3 2019-06-13 10 4 $666,000

Lakeview Hotel Investment Corp.

Debentures Series D Lakeview Management Inc. 3 2019-06-10 10 4 $1,034,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5514


T/O Unit Price



Debentures Series D Levit, Keith Alan 4, 5 2019-06-10 10 4 $528,000


Debentures Series D Levit, Keith Alan 4, 5 2019-06-11 10 4 $579,000

Leocor Ventures Inc. Common Shares Cooper, Christopher 4 2018-09-20 00

Leocor Ventures Inc. Common Shares Kropivnitski, Zula 4 2019-06-14 00

200,000Leon's Furniture Limited Common Shares Leon, Graeme 5 2019-06-11 10 15.15 3,910Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-07 10 0.67 8,130,750Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-11 10 0.68 8,219,250Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-12 10 0.67 8,236,450Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-07 10 0.67 9,240,260Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-11 10 0.68 9,367,160Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-12 10 0.67 9,391,860Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-07 10 0.67 14,735,360Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-11 10 0.68 14,899,460Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-12 10 0.67 14,931,560Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-07 10 0.67 224,770Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-11 10 0.68 227,870Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-12 10 0.67 228,470Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-07 10 0.67 1,369,620Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-11 10 0.68 1,387,020Leucrotta Exploration Inc. Common Shares GMT Capital Corp 3 2019-06-12 10 0.67 1,390,420Libero Copper Corporation (Formerly Libero Mining Corporation)

Common Shares Pease, Robert 4 2019-06-07 11 0.1 712,500

Libero Copper Corporation (Formerly Libero Mining Corporation)

Units Warrant Pease, Robert 4 2016-05-19 00

Libero Copper Corporation (Formerly Libero Mining Corporation)

Units Warrant Pease, Robert 4 2019-06-07 11 0.15 112,500

Lift & Co. Corp. (formerly MJ Opportunity Corp.)

Options Hudson, Craig Gordon 5 2019-05-06 52 0.2429 435,573

Lift & Co. Corp. (formerly MJ Opportunity Corp.)

Options Hudson, Craig Gordon 5 2019-05-06 52 0.6 316,759

Lithion Energy Corp. (Formerly, Barisan Gold Corporation)

Common Shares Dyczkowski, Karen 5 2017-05-02 37 57,845


Options Dyczkowski, Karen 5 2017-05-01 37 74,000


Options Dyczkowski, Karen 5 2017-05-10 50 0.13 424,000




Options Dyczkowski, Karen 5 2018-07-18 52

390,000



380,000










Options Dyczkowski, Karen 5 2017-05-10 50 0.13

Loblaw Companies Limited Common Shares Columb, Kieran Barry 5 2019-06-07 51 39.97 29,100Loblaw Companies Limited Common Shares Columb, Kieran Barry 5 2019-06-07 10 70.88 9,834Loblaw Companies Limited Options Columb, Kieran Barry 5 2019-06-07 51 39.97 232,203Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-06 38 65.441 147,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-07 38 67.211 295,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-08 38 67.489 442,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-09 38 68.653 590,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-10 38 67.88 737,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-13 38 67.874 885,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-14 38 68.655 1,032,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-15 38 69.001 1,180,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-16 38 69.743 1,327,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-17 38 70.299 1,475,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-21 38 69.995 1,622,500

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5515


T/O Unit Price


Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-22 38 69.696 1,770,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-23 38 70.337 1,917,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-24 38 70.105 2,065,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-27 38 70.44 2,212,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-28 38 70.391 2,360,000Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-29 38 69.985 2,507,500Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-30 38 69.371 2,856,970Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-31 38 69.363 3,004,470Loblaw Companies Limited Common Shares Loblaw Companies Limited 1 2019-05-31 38

939,470

LXRandCo, Inc. (formerly Gibraltar Growth Corporation)

Class B Shares Graveline, Eric Yves 4 2019-06-13 00

2,200,000

Lydian International Limited Common Shares Aloyan, Hayk 5 2019-06-13 57

2,244,718Lydian International Limited Rights Restricted Stock Unit Aloyan, Hayk 5 2019-06-13 57

343,122

Lydian International Limited Common Shares Altmann, Stephen 4 2019-06-13 57

340,528Lydian International Limited Rights Restricted Stock Unit Altmann, Stephen 4 2019-06-13 57

156,631

Lydian International Limited Common Shares Davidson, Gillian 4 2019-06-13 57

128,609Lydian International Limited Rights Restricted Stock Unit Davidson, Gillian 4 2019-06-13 57

140,997

Lydian International Limited Common Shares Tobler, Douglas Lee 5 2019-06-13 57

1,584,362Lydian International Limited Rights Restricted Stock Unit Tobler, Douglas Lee 5 2019-06-13 57 646,059Magna International Inc. Common Shares Magna International Inc. 1 2019-06-10 38 32Magnum Goldcorp Inc. Common Shares Hamzagic, Sead 4, 5 2019-06-07 10 0.05 686,562Magnum Goldcorp Inc. Common Shares Hamzagic, Sead 4, 5 2019-06-10 10 0.045 723,562Magnum Goldcorp Inc. Common Shares Hamzagic, Sead 4, 5 2019-06-11 10 0.045 725,562Magnum Goldcorp Inc. Common Shares Mason, Douglas Lawrence 3, 4, 5 2019-06-11 10 0.05 1,499,701Mainstreet Equity Corp. Common Shares KESLICK, SHEENA 5 2012-10-01 00 5,000Mainstreet Equity Corp. Common Shares KESLICK, SHEENA 5 2019-06-12 10 56.15 4,500Mainstreet Equity Corp. Common Shares KESLICK, SHEENA 5 2019-06-12 10 56.5 4,000Mainstreet Equity Corp. Common Shares KESLICK, SHEENA 5 2019-06-12 10 56.72 4,500Mainstreet Equity Corp. Common Shares KESLICK, SHEENA 5 2019-06-12 10 56.932 5,000Mainstreet Equity Corp. Common Shares KESLICK, SHEENA 5 2019-06-13 10 56.5 4,500Mandalay Resources Corporation

Common Shares Doyle, Robert Emmet 4 2019-06-07 57 957,682

Mandalay Resources Corporation

Restricted Share Unit Doyle, Robert Emmet 4 2019-06-07 57 800,891


Common Shares Jones, Peter Rhys 4 2019-06-07 57 583,359


Restricted Share Unit Jones, Peter Rhys 4 2019-06-07 57 800,891

Maple Leaf Foods Inc. Common Shares Henry, Ian Vincent 5 2019-06-12 51 20.28 22,997Maple Leaf Foods Inc. Common Shares Henry, Ian Vincent 5 2019-06-12 10 30.95 14,197Maple Leaf Foods Inc. Options Employee Henry, Ian Vincent 5 2019-06-12 51 20.28 113,350Marathon Gold Corporation Options Borst, Robbert Hans 7 2019-06-12 50 1.06 755,000Marathon Gold Corporation Common Shares Dunsworth, Sheryl Mary 5 2019-06-12 10 1.06 1,207,400Marathon Gold Corporation Common Shares Faught, George D. 4 2019-06-11 51 0.39 1,884,000Marathon Gold Corporation Options Faught, George D. 4 2019-06-11 51 0.39 1,425,900Marathon Gold Corporation Options Kirke, James David 5 2019-06-12 53 1.06Marathon Gold Corporation Options Kirke, James David 5 2019-06-12 50 1.06 1,476,000Marathon Gold Corporation Options Walford, Phillip Charles 4, 5 2019-06-12 50 1.06 2,233,000Martinrea International Inc. Common Shares Alonso, Alfredo 5 2019-05-31 10 7.2606 3,200Martinrea International Inc. Common Shares Alonso, Alfredo 5 2019-05-31 10 7.286 3,288Martinrea International Inc. Common Shares Alonso, Alfredo 5 2019-06-10 10 7.3944 3,988Martinrea International Inc. Common Shares Alonso, Alfredo 5 2019-06-10 10 7.402 4,388Martinrea International Inc. Common Shares Alonso, Alfredo 5 2019-06-10 10 7.41 7,088Martinrea International Inc. Common Shares Alonso, Alfredo 5 2019-06-10 10 7.4095 8,140MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-04-05 00 MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-04-05 00 5,500MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-06-07 10 7.35MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-06-07 10 7.35MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-06-07 10 7.35 6,100MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-04-05 00 MAV Beauty Brands Inc. Common Shares Adam, Judy Chieh 5 2019-04-05 00 MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-01 38 7.7361 14,000MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-02 38 7.7118 20,400MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-03 38 7.6563 31,600MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-06 38 7.5067 46,300MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-07 38 7.4049 58,300MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-08 38 7.3443 69,900

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5516


T/O Unit Price


MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-09 38 7.2781 84,653MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-10 38 7.1866 99,406MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-13 38 7.2898 105,606MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-17 38 7.8241 120,359MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-21 38 7.7977 134,212MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-22 38 7.7259 143,612MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-23 38 7.7575 152,012MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-24 38 7.434 162,512MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-27 38 7.3372 174,212MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-28 38 7.6868 188,965MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-29 38 7.5665 202,765MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-30 38 7.5102 217,465MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-31 38 7.6045 223,865MAV Beauty Brands Inc. Common Shares MAV Beauty Brands Inc. 1 2019-05-31 38

0

Maverix Metals Inc. Common Shares Rhodes, Blake Michael 4, 6 2019-05-23 37

30,000,000MBN Corporation Common Shares Equity

Shares MBN Corporation 1 2019-06-10 38 6.61 300

MBN Corporation Common Shares Equity Shares

MBN Corporation 1 2019-06-10 38

0


MBN Corporation 1 2019-06-13 38 6.4722 900


MBN Corporation 1 2019-06-13 38 0

MCAN Mortgage Corporation Common Shares Tyas, John 5 2019-06-07 90 0MCAN Mortgage Corporation Common Shares Tyas, John 5 2019-06-07 90 13,625MCAN Mortgage Corporation Common Shares Tyas, John 5 2019-06-07 90 3,420McCoy Global Inc. Common Shares Seaver, Christopher Tiernan 4 2019-06-11 10 0.6 272,300Mediagrif Interactive Technologies Inc.

Common Shares Stam, Jean-Michel 5 2019-06-14 10 7.94 19,139

MEG Energy Corp. Deferred Share Units HODGSON, Timothy Edward 4 2019-06-13 59 4.34 0MEG Energy Corp. Common Shares KLESSE, William Robert 4 2019-06-10 10 3.217 248,000MEG Energy Corp. Common Shares KLESSE, William Robert 4 2019-06-10 10 3.212 250,000MEG Energy Corp. Deferred Share Units Krieger, David 4, 6 2019-06-13 59 4.34 0Melcor Real Estate Investment Trust

Trust Units Melcor Real Estate Investment Trust

1 2019-06-07 38 7.6 2,800

Melior Resources Inc. Common Shares Iorich, Vladimir 3 2019-06-06 16 14,132,543Melior Resources Inc. Convertible Loan Facility Iorich, Vladimir 3 2019-06-06 11 $2Metalla Royalty & Streaming Ltd.

Common Shares Coeur Mining, Inc. 3 2019-06-07 10 1 22,652,241

Metalla Royalty & Streaming Ltd.

Common Shares Coeur Mining, Inc. 3 2019-06-12 11 0.98 22,052,241

Meteorite Capital Inc. Common Shares Greenspoon, Mitchell Lloyd 3, 4 2018-07-19 00 413,000Meteorite Capital Inc. Common Shares Greenspoon, Mitchell Lloyd 3, 4 2018-07-19 00

Meteorite Capital Inc. Common Shares Greenspoon, Mitchell Lloyd 3, 4 2019-06-13 99

Meteorite Capital Inc. Common Shares Greenspoon, Mitchell Lloyd 3, 4 2019-06-13 99

Meteorite Capital Inc. Common Shares YANOFSKY, RICHARD 3, 4 2018-07-19 00 413,000Meteorite Capital Inc. Common Shares YANOFSKY, RICHARD 3, 4 2018-07-19 00 Methanex Corporation Common Shares WALKER, MARGARET

REESE4 2019-06-10 10 43.56 5,500

MGX Minerals Inc. Common Shares Reimann, Michael Andrew 5 2019-06-12 10 0.26 750,000Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2016-06-23 00 Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2016-06-23 00 Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2016-08-31 47 Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2016-06-23 00 Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2016-08-31 47 -300,000Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2016-08-31 22 0Millennial Lithium Corp. Common Shares Stevenson, Kyle 4 2017-10-16 22 1,200,000Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-06 47 0.1 10,413,480Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-06 47 0.1Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-06 47 0.1 263,480Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-06 47 0.1 1,063,480Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-06 47 0.1 263,480Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-08 47 0.1Minera Alamos Inc. Warrants Chadder, Christopher Robert 5 2019-06-08 55 0.1 250,000Minera Alamos Inc. Common Shares Donald Smith Value Fund, L.P. 3 2019-06-10 00 38,400,000Minera Alamos Inc. Warrants Durham, Robert Bruce 4 2019-06-04 47 0.1 50,000Minera Alamos Inc. Warrants Durham, Robert Bruce 4 2019-06-06 55 0.15 0Minera Alamos Inc. Warrants Koningen, Darren 4 2019-06-04 47 0.1 3,814,403

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5517


T/O Unit Price


Minera Alamos Inc. Warrants Koningen, Darren 4 2019-06-08 55 0.1 3,812,233Mogo Finance Technology Inc. Common Shares Feller, David Marshall 3, 4, 5 2019-06-05 57

1,757,886

Mogo Finance Technology Inc. Restricted Share Units Feller, David Marshall 3, 4, 5 2019-06-05 57

26,250Mogo Finance Technology Inc. Common Shares Feller, Gregory Dean 4, 5 2019-06-05 57

762,453

Mogo Finance Technology Inc. Restricted Share Units Feller, Gregory Dean 4, 5 2019-06-05 57

26,250Mogo Finance Technology Inc. Common Shares Mohamed, Minhas 4 2019-06-05 57 93,093Mogo Finance Technology Inc. Options Mohamed, Minhas 4 2018-05-09 50 Mogo Finance Technology Inc. Options Mohamed, Minhas 4 2018-05-09 50 Mogo Finance Technology Inc. Options Mohamed, Minhas 4 2018-05-09 50

100,000

Mogo Finance Technology Inc. Restricted Share Units Mohamed, Minhas 4 2015-06-18 00

Mogo Finance Technology Inc. Restricted Share Units Mohamed, Minhas 4 2018-05-09 56

10,000Mogo Finance Technology Inc. Restricted Share Units Mohamed, Minhas 4 2019-06-05 57

7,500

Moneda LatAm Corporate Bond Fund

Units Class U Moneda Latam Corp. Bond Fund

1 2019-05-30 38 9.337 1,000

Moneda LatAm Corporate Bond Fund

Units Class U Moneda Latam Corp. Bond Fund

1 2019-05-30 38 9.337 0

Monterey Minerals Inc. (formerly 1001886 B.C. Ltd.)

Common Shares Macintosh, James Maitland 4, 5 2019-06-11 10 0.05 400,000

Monterey Minerals Inc. (formerly 1001886 B.C. Ltd.)

Common Shares Macintosh, James Maitland 4, 5 2019-06-13 10 0.06 500,000

Mosaic Capital Corporation Common Shares KUNIK, Harold 4, 6, 7, 5 2019-06-04 10 5.89 252,415Mosaic Capital Corporation Common Shares KUNIK, Harold 4, 6, 7, 5 2019-06-06 10 5.89Murchison Minerals Ltd. Common Shares Potvin, Jean-Charles 4, 5 2019-06-10 10 0.075 1,892,270Myriad Metals Corp. Common Shares Pinsent, Guy Hume 4 2019-06-13 16 0.1 166,667Myriad Metals Corp. Common Shares Smith, Peter 4, 5 2019-06-13 16 0.1 487,367Myriad Metals Corp. Common Shares Timlick, Larry Elwood 4 2019-03-14 00 Myriad Metals Corp. Common Shares Timlick, Larry Elwood 4 2019-06-13 16 0.1 50,000NanoXplore Inc. Common Shares Farrell, Liam 5 2019-04-10 00 NanoXplore Inc. Common Shares Farrell, Liam 5 2019-06-10 10 1.22 5,100NanoXplore Inc. Common Shares Marinaccio, Rocco 5 2019-04-11 00 NanoXplore Inc. Common Shares Marinaccio, Rocco 5 2019-06-10 10 1.22 5,650NanoXplore Inc. Common Shares Veilleux, Luc 5 2019-06-14 10 1.22 96,445National Access Cannabis Corp. (formerly Brassneck Capital Corp.)

Common Shares Meliambro, Rocco 4 2019-06-07 51 0.15 10,676,860

National Access Cannabis Corp. (formerly Brassneck Capital Corp.)

Options Meliambro, Rocco 4 2019-06-07 51 0.15 250,000

National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.4 75,300National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.42 75,500National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.44 76,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.45 76,400National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.47 76,900National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.48 77,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.5 77,600National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.51 78,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.52 79,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.53 79,400National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.54 80,600National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.55 81,300National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.56 82,300National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.57 83,800National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.58 85,800National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.59 87,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.6 89,300National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.61 91,400National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.62 93,500National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.63 94,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.64 94,100National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.65 96,400National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.66 97,600National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.67 98,800National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.68 99,100National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.69 101,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.7 103,800National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.71 106,900National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.72 110,800National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.73 112,500

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5518


T/O Unit Price


National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.73National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.73National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.74 114,700National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.75 117,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.76 127,200National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.77 137,200National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.78 137,700National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.79 146,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.8 146,900National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.81 147,000National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.82 147,600National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.86 148,200National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.87 148,800National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.9 149,900National Bank of Canada Common Shares Banque Nationale du Canada 1 2019-06-03 38 60.91 150,000NervGen Pharma Corp. Common Shares Pilz, Robert 5 2019-06-11 10 1.46 371,900Nevada Copper Corp. Options Albanese, Thomas 4 2019-02-26 50 0.44 1,349,254Nevada Copper Corp. Options Gill, Stephen Malcolm Kirk 4 2019-02-26 50 0.44 1,729,735Nevada Copper Corp. Options Nutter, George Ernest 4 2019-02-26 50 0.44 1,123,328New Gold Inc. Rights Deferred Share Units

(DSU) Chirekos, Nicholas John 4 2019-05-27 00

New Gold Inc. Rights Deferred Share Units (DSU)

Chirekos, Nicholas John 4 2019-06-07 56 107,698

New Pacific Metals Corp. (formerly New Pacific Holdings Corp.)

Options Liu, Derek Zhihua 6 2015-02-02 00


Options Liu, Derek Zhihua 6 2016-11-01 50 0.55 60,000


Options Liu, Derek Zhihua 6 2017-08-01 50 1.15 100,000


Common Shares Liu, Yikang 4 2019-06-11 10 2.02 31,900


Common Shares Liu, Yikang 4 2019-06-11 10 2.02
















Common Shares Shaver, Lon Eric 6 2018-08-01 00


Common Shares Shaver, Lon Eric 6 2019-02-26 10 2.25 4,500


Common Shares Shaver, Lon Eric 6 2019-02-26 10 2.27 9,500


Common Shares Silvercorp Metals Inc. 3 2019-06-12 10 2.09 30,427,400


Common Shares Silvercorp Metals Inc. 3 2019-06-13 10 2.09 30,436,900

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5519


T/O Unit Price



Common Shares Wafforn, Martin 4 2019-05-22 54 2.1 24,000,000


Warrants Wafforn, Martin 4 2019-05-22 54

0

Nexa Resources S.A. (formerly, VM Holding S.A.)

Common Shares Nexa Resources SA 1 2019-06-05 38 9.8851 798,762







NexgenRx Inc. Common Shares Crossett, Paul Everett 3 2019-06-10 10 0.28 6,884,000NGEx Resources Inc. Debentures 2019 US$10

Million Zebra Holdings and Investments S.à.r.l.

3 2009-05-31 00

NGEx Resources Inc. Debentures 2019 US$10 Million

Zebra Holdings and Investments S.à.r.l.

3 2019-06-12 11

$10,000,000

Nicola Mining Inc. Common Shares Bay, Warwick 5 2019-06-05 51 150000Nicola Mining Inc. Common Shares Bay, Warwick 5 2019-06-05 51 0.06 150,250Nicola Mining Inc. Options Bay, Warwick 5 2019-06-05 51 650,000Nighthawk Gold Corp. Common Shares Byron, Michael 4, 5 2019-06-07 10 0.4Nighthawk Gold Corp. Common Shares Byron, Michael 4, 5 2019-06-07 16 0.4 382,855Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-05 10 0.4Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-05 10 0.4Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-05 10 0.4877 36,861,489Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-06 10 0.4857 41,836,489Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-06 10 0.35Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-06 10 0.35Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-07 10 0.4976 41,856,489Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-07 10 0.4804 41,876,489Nighthawk Gold Corp. Common Shares Cudney, Robert Douglas 3 2019-06-11 10 0.4825 41,906,489Nighthawk Gold Corp. Common Shares Howlett, Brian 4 2019-06-06 11 0.4Nighthawk Gold Corp. Common Shares Howlett, Brian 4 2019-06-06 16 0.4 1,260,000Nighthawk Gold Corp. Common Shares Leskovec, Michael George 5 2019-06-07 10 0.4Nighthawk Gold Corp. Common Shares Leskovec, Michael George 5 2019-06-07 16 0.4 127,199Nighthawk Gold Corp. Common Shares Peters, Brent James 4 2019-03-19 52 1,319,117Nighthawk Gold Corp. Common Shares Peters, Brent James 4 2019-06-07 10 0.4Nighthawk Gold Corp. Common Shares Peters, Brent James 4 2019-06-07 16 0.4 1,419,117Nighthawk Gold Corp. Common Shares Peters, Brent James 4 2019-06-10 52 1,305,391Nighthawk Gold Corp. Common Shares Prychidny, Morris 4 2019-06-07 10 0.4Nighthawk Gold Corp. Common Shares Prychidny, Morris 4 2019-06-07 16 0.4 1,094,975Nighthawk Gold Corp. Common Shares Ramcharan, Suzette Nadine 5 2019-06-07 10 0.4Nighthawk Gold Corp. Common Shares Ramcharan, Suzette Nadine 5 2019-06-07 16 0.4 98,000NioBay Metals Inc. (formerly MDN INC.)

Options Gauthier, Jacquelin 5 2019-06-05 50 0.18 224,800

NioBay Metals Inc. (formerly MDN INC.)

Options Krushnisky, Alain 5 2019-06-05 50 0.18


Options Krushnisky, Alain 5 2019-06-05 50 0.18


Options Krushnisky, Alain 5 2019-06-05 50 0.18 240,000


Options Legault, Raymond 4 2019-06-05 50 0.18 265,000


Options Madahbee Leach, Dawn 4 2019-06-05 50 0.18 200,000


Options Savard, Serge 4 2019-06-05 50 0.18 265,000

North Bud Farms Inc. Common Shares Brown, Ryan 4, 5 2019-05-31 10 0.28 1,469,641North Bud Farms Inc. Common Shares Brown, Ryan 4, 5 2019-06-03 10 0.28 1,474,641North Bud Farms Inc. Common Shares Brown, Ryan 4, 5 2019-06-04 10 0.275 1,476,641Northcore Resources Inc. (formerly Big Red Diamond Corporation)

Common Shares Beausoleil, Serge 3, 4 2019-06-07 45 0.02 11,212,046

Northcore Resources Inc. (formerly Big Red Diamond Corporation)

Warrants Beausoleil, Serge 3, 4 2019-06-07 45 0.05 11,012,046


Common Shares Desrosiers, Francois 3 2019-06-07 45 0.02 5,942,231

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5520


T/O Unit Price



Warrants Desrosiers, Francois 3 2019-06-07 45 0.05 5,922,231

Northland Power Inc. Common Shares Brace, John Wycliffe 4 2019-06-07 10 25.168 710,526Northland Power Inc. Common Shares Brace, John Wycliffe 4 2019-06-07 10 25.223 632,326Northland Power Inc. Common Shares Brace, John Wycliffe 4 2019-06-07 10 25.184 623,626NOVAGOLD RESOURCES INC.

Common Shares HENNESSEY, MELANIE 5 2019-06-13 51 3.18 484,181

NOVAGOLD RESOURCES INC.





Options HENNESSEY, MELANIE 5 2019-06-13 51 3.18 1,025,000


Common Shares Lang, Gregory Anthony 5 2019-06-13 51 3.18 297,134






Options Lang, Gregory Anthony 5 2019-06-13 51 3.18 5,846,750


Common Shares Ottewell, David 5 2019-06-07 51 3.18 560,911


















Options Ottewell, David 5 2019-06-07 51 3.18 1,667,945





Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.3 26,771Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.29 24,871Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.28 22,171Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.27 20,971Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.26 19,371Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.25 18,471Nutrien Ltd. Common Shares Podwika, Joseph 5 2019-06-12 10 53.24 7,090Obsidian Energy Ltd. Common Shares Brydson, John 4 2019-06-10 37 407,571Obsidian Energy Ltd. Deferred Share Unit Brydson, John 4 2019-06-10 37 49,339Obsidian Energy Ltd. Common Shares Cormier Jackson, Maureen

Ellen4 2019-06-10 37 19,286

Obsidian Energy Ltd. Deferred Share Unit Cormier Jackson, Maureen Ellen

4 2019-06-10 37 20,905

Obsidian Energy Ltd. Common Shares Crossley, Raymond 4 2019-06-10 37 2,714Obsidian Energy Ltd. Deferred Share Unit Crossley, Raymond 4 2019-06-10 37 20,675Obsidian Energy Ltd. Common Shares Faust, Michael 4 2019-06-10 37 17,857Obsidian Energy Ltd. Deferred Share Unit Faust, Michael 4 2019-06-10 37 5,171Obsidian Energy Ltd. Restricted Share Units

("RSU") Faust, Michael 4 2019-06-10 37 92,857

Obsidian Energy Ltd. Common Shares Friley, William A. 4 2019-06-10 37 14,378Obsidian Energy Ltd. Deferred Share Unit Friley, William A. 4 2019-06-10 37 15,681Obsidian Energy Ltd. Common Shares Hendry, David Warren 5 2019-06-10 37 41,442Obsidian Energy Ltd. Options Hendry, David Warren 5 2019-06-10 37 31,000Obsidian Energy Ltd. Performance Share Unit

("PSU") Hendry, David Warren 5 2019-06-10 37 72,075

Obsidian Energy Ltd. Restricted Share Units ("RSU")

Hendry, David Warren 5 2019-06-10 37 53,581

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5521


T/O Unit Price


Obsidian Energy Ltd. Common Shares Kernaghan, Edward Hume 4 2019-06-10 37

25,639Obsidian Energy Ltd. Common Shares Kernaghan, Edward Hume 4 2019-06-10 37

4,571

Obsidian Energy Ltd. Common Shares Kernaghan, Edward Hume 4 2019-06-10 37

2,961,743Obsidian Energy Ltd. Common Shares Kernaghan, Edward Hume 4 2019-06-10 37

10,214

Obsidian Energy Ltd. Deferred Share Unit Kernaghan, Edward Hume 4 2019-06-10 37

7,812Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-06-10 37 40,129Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-06-29 10 1.1207 3,557,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-07-17 10 1.0588Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-07-17 10 1.0588 3,733,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-07 10 1.0267Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-07 10 1.0118Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-07 10 1.0267 3,737,600Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-07 10 1.0118 3,745,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-28 10 1.0595Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-28 10 1.0598 3,758,700Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-29 10 1.0625Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-09-21 10 0.9447 3,805,400Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-09-24 10 0.9839 3,805,800Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-02 10 0.9124 3,810,600Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-05 10 0.9254Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-08 10 0.9024Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-10 10 0.8913Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-11 10 0.8615Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-12 10 0.8272Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-01-04 10 0.5069 4,503,400Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-02-05 10 0.3652Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-02-06 10 0.3556Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-03-11 10 0.307Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-03-14 10 0.2998Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-06-10 37 77,765Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-06-29 10 1.1207Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-06-29 10 1.1207Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-07-17 10 1.0588Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-07-17 10 1.0588 21,306,295Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-07 10 1.0267 21,310,795Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-07 10 1.0118 21,318,295Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-08-29 10 1.0625 21,327,000Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-05 10 0.9254 21,328,800Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-08 10 0.9024 21,335,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-10 10 0.8913 21,336,400Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-11 10 0.8615 21,338,000Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-12 10 0.8272 21,348,000Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2018-10-14 10 0.9475 21,348,600Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-02-05 10 0.3652Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-02-05 10 0.3637 23,411,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-02-06 10 0.3556 23,421,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-02-08 10 0.3325 23,431,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-03-11 10 0.307Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-03-11 10 0.3069 23,438,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-03-14 10 0.2998 23,441,100Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-06-10 37 3,357,843Obsidian Energy Ltd. Common Shares Loukas, Stephen 4 2019-06-10 37 92,264Obsidian Energy Ltd. Deferred Share Unit Loukas, Stephen 4 2019-06-10 37 5,360Obsidian Energy Ltd. Common Shares Ritchie, Gordon Malcolm 4 2019-06-10 37 22,071Obsidian Energy Ltd. Deferred Share Unit Ritchie, Gordon Malcolm 4 2019-06-10 37 10,416Obsidian Energy Ltd. Common Shares Smith, Aaron 5 2019-06-10 37 319Obsidian Energy Ltd. Common Shares Smith, Aaron 5 2019-06-10 37 638Obsidian Energy Ltd. Performance Share Unit

("PSU") Smith, Aaron 5 2019-06-10 37 39,743


Smith, Aaron 5 2019-06-10 37 39,743

Obsidian Energy Ltd. Common Shares Sweerts, Andrew Francis 5 2019-06-10 37 35,741Obsidian Energy Ltd. Options Sweerts, Andrew Francis 5 2019-06-10 37 51,900Obsidian Energy Ltd. Performance Share Unit

("PSU") Sweerts, Andrew Francis 5 2019-06-10 37 59,222

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5522


T/O Unit Price



Sweerts, Andrew Francis 5 2019-06-10 37

43,233

Olympia Financial Group Inc. Common Shares Lanzl, Anthony 4 2019-06-13 10 53.25 -160One World Lithium Inc.(formerly One World Minerals Inc.)

Common Shares Fulcher, Douglas 5 2019-06-13 10 0.24 55,000

One World Lithium Inc.(formerly One World Minerals Inc.)

Options Fulcher, Douglas 5 2019-06-10 50 0.2 700,000

Open Text Corporation Common Shares OTEX Common

Berry, Savinay 5 2019-06-06 10 40.708 0

Open Text Corporation Options All OTEX Option Plans

Berry, Savinay 5 2019-01-09 00

Open Text Corporation Options All OTEX Option Plans

Berry, Savinay 5 2019-01-09 00

32,500

Open Text Corporation Common Shares OTEX Common

Sadler, Stephen 4 2019-06-12 10 54.86 135,000

Optiva Inc. (formerly Redknee Solutions Inc.)

Rights Restricted Share Units

Royston, Danielle 5 2019-06-12 56 41.66 64,604

Orezone Gold Corporation Common Shares Archambeault, Louis 5 2019-06-14 10 0.49 303,300Orezone Gold Corporation Common Shares Downey, Patrick 4 2019-06-14 10 0.48 3,790,000Orezone Gold Corporation Common Shares Goodman, Ryan 5 2019-06-13 10 0.455 90,000Orezone Gold Corporation Common Shares Pickering, Vanessa 5 2019-04-23 00 10,000Osisko Mining Inc. Common Shares Roosen, Sean 3, 4 2019-06-13 10 3.4206 1,073,966Osisko Mining Inc. Common Shares Roosen, Sean 3, 4 2019-06-14 10 3.4372 1,063,966Parex Resources Inc. Common Shares Foo, Wayne Kim 5 2019-06-11 51 1,692,117Parex Resources Inc. Common Shares Foo, Wayne Kim 5 2019-06-11 10 21.119 1,658,740Parex Resources Inc. Options Foo, Wayne Kim 5 2019-06-11 51 10.23 451,623Parex Resources Inc. Common Shares Fowler, Ryan 5 2019-06-11 51 86,651Parex Resources Inc. Common Shares Fowler, Ryan 5 2019-06-11 10 21.119 73,300Parex Resources Inc. Options Fowler, Ryan 5 2019-06-11 51 10.23 221,649Parex Resources Inc. Common Shares Furlan, Eric 5 2019-06-11 51 159,824Parex Resources Inc. Common Shares Furlan, Eric 5 2019-06-11 10 21.119 148,977Parex Resources Inc. Options Furlan, Eric 5 2019-06-11 51 10.23 224,153Parex Resources Inc. Common Shares Kruchten, Michael 5 2019-06-11 51 81,064Parex Resources Inc. Common Shares Kruchten, Michael 5 2019-06-11 10 21.119 60,037Parex Resources Inc. Options Kruchten, Michael 5 2019-06-11 51 10.23 213,973Parex Resources Inc. Common Shares Pinsky, Kenneth George 5 2019-06-11 51 313,868Parex Resources Inc. Common Shares Pinsky, Kenneth George 5 2019-06-11 10 21.119 300,000Parex Resources Inc. Options Pinsky, Kenneth George 5 2019-06-11 51 10.23 358,733Parex Resources Inc. Common Shares Taylor, David Robert 5 2019-06-11 10 Parex Resources Inc. Common Shares Taylor, David Robert 5 2019-06-11 51 478,030Parex Resources Inc. Common Shares Taylor, David Robert 5 2019-06-11 10 21.119 455,500Parex Resources Inc. Options Taylor, David Robert 5 2019-06-11 10 21.119Parex Resources Inc. Options Taylor, David Robert 5 2019-06-11 51 10.23 417,520Park Lawn Corporation Deferred Share Units Powers, Timothy Ashton 4 2019-05-31 56

5,396

Park Lawn Corporation Deferred Share Units Robinson, Deborah Wallis 4 2019-05-31 56

1,181Park Lawn Corporation Deferred Share Units Scott, Steven 4 2019-05-31 56 7,984Park Lawn Corporation Deferred Share Units Ward, William John 4 2019-05-31 56 7,887Partners Value Investments LP Limited Partnership Units

Class A Preferred, Series 1 Kelly, James L 4 2019-03-06 00 6,881

Partners Value Investments LP Limited Partnership Units Equity Limited Partnership Units

Kelly, James L 4 2019-03-06 00 40,724

Pasha Brands Ltd. Options Longden, Jason Lee 5 2019-06-04 00 4,500,000Pason Systems Inc. Common Shares Boston, Kevin 5 2019-06-13 10 14.05 12,501Pason Systems Inc. Common Shares Hill, James Douglas 3, 4, 5 2019-06-12 10 18.729 8,891,480Peloton Minerals Corporation Options 2005 Stock Option

Plan Britton, Kent Douglas 4 2019-06-07 50 0.1 450,000

Peloton Minerals Corporation Options 2005 Stock Option Plan

Capps, Richard Crissman 5 2019-06-07 50




Capps, Richard Crissman 4 2017-07-30 00 200,000




Capps, Richard Crissman 4 2019-05-29 52 0


Capps, Richard Crissman 4 2019-06-07 50 450,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5523


T/O Unit Price


Perpetual Energy Inc. Notes Senior Unsecured Notes - due January 23, 2022

Riddell Rose, Susan 4, 5 2019-06-11 10 0.93 $13,386,000

Perpetual Energy Inc. 8.75% Senior Unsecured Notes - due July 23, 2019

Schweitzer, William Mark 5 2019-06-11 38 1000 $0

Petrus Resources Ltd. Director Share Units Arnell, Patrick 4 2019-06-10 97

184,762Petrus Resources Ltd. Options New Options Booth, Brett Daniel 5 2019-06-10 50 0.32 257,290Petrus Resources Ltd. Rights Director Share Units CORMACK, Donald Gordon 4 2019-06-10 97 184,762Petrus Resources Ltd. Director Share Units Gray, Don 4 2019-06-10 97 184,762Petrus Resources Ltd. Options New Options Keilly, Ross Andrew 5 2019-06-10 50 0.32 214,406Petrus Resources Ltd. Options New Options Korchinski, Neil 5 2019-06-10 50 0.32 578,600Petrus Resources Ltd. Options New Options Schlegel, Marcus Nicholas 5 2019-06-10 50 0.32 269,828Petrus Resources Ltd. Options New Options Stephenson, Cheree 5 2019-06-10 50 0.32 404,980Petrus Resources Ltd. Director Share Units White, Stephen 4 2019-06-10 97

184,762

Peyto Exploration & Development Corp.

Common Shares Chetner, Stephen Jonathan 4 2019-06-14 10 3.902 281,090

Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-01 38 1.3873 196,100Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-02 38 1.3977 265,332Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-03 38 1.4035 328,532Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-06 38 1.3973 397,032Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-07 38 1.4035 464,932Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-08 38 1.3897 532,732Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-09 38 1.2246 601,964Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-10 38 1.2352 651,564Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-13 38 1.2367 720,796Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-14 38 1.3035 774,996Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-15 38 1.2962 843,296Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-16 38 1.2506 905,396Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-17 38 1.255 965,496Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-21 38 1.255 1,034,728Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-22 38 1.2519 1,102,728Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-23 38 1.2383 1,171,960Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-24 38 1.2619 1,240,560Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-27 38 1.2593 1,264,960Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-28 38 1.2728 1,334,192Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-31 38 1.2 1,338,392Photon Control Inc. Common Shares Photon Control Inc. 1 2019-05-31 38 4,200Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 2019-06-10 10 0.18 19,162,083Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 2019-06-11 10 0.18 19,147,083Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 2019-06-07 10 0.185 17,697,391Pine Cliff Energy Ltd. Common Shares Disbrow, Robert 3 2019-06-10 10 0.18 17,911,191Pivit Exploration Inc. Options Cheung, Ryan 5 2019-05-31 00

Pivit Exploration Inc. Options Cheung, Ryan 5 2019-05-31 50 0.1 150,000Pivit Exploration Inc. Common Shares Kalt, Ryan 3, 4, 5 2019-06-14 10 0.085 878,500Pivot Pharmaceuticals Inc. Options Toth, Krisztian 4, 5 2019-05-31 00 Pivot Pharmaceuticals Inc. Options Toth, Krisztian 4, 5 2019-06-12 50 0.4 100,000Planet 13 Holdings Inc. Common Shares Harman, Michael Denis 4 2019-06-11 10 2.11 15,979Planet 13 Holdings Inc. Common Shares Harman, Michael Denis 4 2019-06-11 10 2.1139Planet 13 Holdings Inc. Common Shares Harman, Michael Denis 4 2019-06-11 10 2.1139 14,979Planet 13 Holdings Inc. Common Shares Harman, Michael Denis 4 2019-06-11 10 2.1144 14,879Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-01 38 4.15 14,496Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-02 38 4.12 18,940Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-03 38 4.15 22,740Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-06 38 4.16 26,540Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-07 38 4.14 29,640Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-08 38 4.12 33,440Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-09 38 4.11 37,240Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-10 38 4.1 41,040Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-13 38 4.11 44,840Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-14 38 4.12 48,640Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-15 38 4.13 52,440Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-16 38 4.14 56,240Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-17 38 4.17 60,040Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-21 38 4.19 63,840Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-22 38 4.19 67,640Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-23 38 4.19 71,440

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5524


T/O Unit Price


Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-24 38 4.18 75,240Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-27 38 4.18 79,040Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-28 38 4.2 82,840Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-29 38 4.2 86,540Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-30 38 4.2 90,240Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 85,240Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 80,188Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 75,744Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38

71,300

Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38

67,500Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38

63,700



56,800



49,200



41,600


37,800Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 34,000Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 30,200Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 26,400Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 22,600Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 18,800Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 15,000Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 11,200Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 7,400Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 3,700Plaza Retail REIT Trust Units Plaza Retail REIT 1 2019-05-31 38 4.17 7,500POET Technologies Inc. Common Shares Lam, Yee Loy 7 2019-06-10 10 0.365 2,015,822POET Technologies Inc. Common Shares Lam, Yee Loy 7 2019-06-11 10 0.365 1,990,822POET Technologies Inc. Common Shares Lam, Yee Loy 7 2019-06-12 10 0.37 1,965,822POET Technologies Inc. Common Shares Lam, Yee Loy 7 2019-06-13 10 0.37 1,947,322Polymet Mining Corp. Common Shares Dreisinger, David Bruce 4 2019-06-14 10 0.3883 317,769Polymet Mining Corp. Common Shares Forrest, Walter Ian Logan 4 2019-06-07 10 0.4 463,748POSaBIT Systems Corporation Common Shares Dossett, Jeffrey John 4 2019-06-10 10 0.34 4,402,083POSaBIT Systems Corporation Common Shares Dossett, Jeffrey John 4 2019-06-11 10 0.35 4,421,183Primary Energy Metals Inc. Common Shares Shacker, Joel 4 2019-06-11 11 0.075 133,333Primary Energy Metals Inc. Warrants Shacker, Joel 4 2019-04-18 00 Primary Energy Metals Inc. Warrants Shacker, Joel 4 2019-06-11 11 66,666Pro Real Estate Investment Trust

Units Lawlor, Gordon G. 5 2019-06-13 10 7.05 15,866

Pro Real Estate Investment Trust

Units Lawlor, Gordon G. 5 2019-06-13 10 7.06 17,666

Project One Resources Ltd. Common Shares Shenton, Ronald Gordon 4, 5 2019-06-12 15 0.1 2,550,777Prometic Life Sciences Inc. Options BEST, SIMON GEOFFREY 4 2019-06-04 97 0.3 17,782,204Prometic Life Sciences Inc. Options Burton, Steven J. 7 2019-05-27 52 1.1 227,000Prometic Life Sciences Inc. Options Gagnon, Lyne 7 2019-05-27 52 1.1 247,000Prometic Life Sciences Inc. Options Harris, Gordon Frederick 7 2019-05-27 52 1.1 223,600Prometic Life Sciences Inc. Options Mesburis, Paul 4 2019-05-27 52 1.1 394,094Prometic Life Sciences Inc. Options Moran, John Edward 5 2019-05-27 52 1.1 756,695Prometic Life Sciences Inc. Options Pritchard, Bruce 5 2019-05-27 52 1.1 1,170,715Prometic Life Sciences Inc. Options Sartore, Patrick 5 2019-05-27 52 1.1 1,006,606Providence Gold Mines Inc. Common Shares coombes, ronald allan 4 2019-06-12 10 0.095 903,000Quinsam Capital Corporation Common Shares Quinsam Capital Corporation 1 2019-06-10 38 0.21 210,500Quinsam Capital Corporation Common Shares Quinsam Capital Corporation 1 2019-06-11 38 0.21 410,500Quinsam Capital Corporation Common Shares Quinsam Capital Corporation 1 2019-06-12 38 0.2 415,500Quinsam Capital Corporation Common Shares Quinsam Capital Corporation 1 2019-06-13 38 0.2 466,000Quisitive Technology Solutions, Inc. (formerly Nebo Capital Corp.)

Common Shares Jog, Vijay Mukund 4 2019-06-01 00

Quisitive Technology Solutions, Inc. (formerly Nebo Capital Corp.)

Common Shares Jog, Vijay Mukund 4 2019-06-01 00


Common Shares Jog, Vijay Mukund 4 2019-06-07 22 0.19

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5525


T/O Unit Price



Common Shares Jog, Vijay Mukund 4 2019-06-07 22 0.19


Promissory Notes Jog, Vijay Mukund 4 2019-06-01 00












Promissory Notes Jog, Vijay Mukund 4 2019-06-07 22 98483


Promissory Notes Jog, Vijay Mukund 4 2019-06-07 22 98483


Warrants Jog, Vijay Mukund 4 2019-06-01 00


Warrants Jog, Vijay Mukund 4 2019-06-01 22 5,233,769












Common Shares REINHART, MICHAEL ROBERT

1 2019-06-11 10 0.1045 11,341,430



1 2019-06-11 10 0.107 11,343,930



1 2019-06-12 10 0.118 11,351,430



1 2019-06-14 10 0.11 11,356,430

Razor Energy Corp. Common Shares Bailey, Douglas George 4, 5 2019-06-11 10 1.94 1,228,256Razor Energy Corp. Common Shares Bailey, Douglas George 4, 5 2019-06-11 10 1.99 1,229,356Razor Energy Corp. Common Shares Bailey, Douglas George 4, 5 2019-06-11 10 2 1,229,656Razor Energy Corp. Common Shares Mueller, Lisa Ann 5 2019-06-10 10 2.09 107,549Razor Energy Corp. Common Shares Mueller, Lisa Ann 5 2019-06-10 10 2.05 26,571Real Matters Inc. Common Shares Cooke, Loren 7 2019-06-10 51 1.692 79,114Real Matters Inc. Common Shares Cooke, Loren 7 2019-06-10 10 64,114Real Matters Inc. Common Shares Cooke, Loren 7 2019-06-11 51 1.692 78,514Real Matters Inc. Common Shares Cooke, Loren 7 2019-06-11 10 64,114Real Matters Inc. Common Shares Cooke, Loren 7 2019-06-12 51 1.692 70,114Real Matters Inc. Common Shares Cooke, Loren 7 2019-06-12 10 64,114Real Matters Inc. Options Cooke, Loren 7 2019-06-10 51 655,225Real Matters Inc. Options Cooke, Loren 7 2019-06-11 51 640,825Real Matters Inc. Options Cooke, Loren 7 2019-06-12 51 634,825Recipe Unlimited Corporation (formerly Cara Operations Limited)

Subordinate Voting Shares Cara Operations Limited 1 2019-06-10 10 26.88 210,415

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5526


T/O Unit Price


Recipe Unlimited Corporation (formerly Cara Operations Limited)

Subordinate Voting Shares Cara Operations Limited 1 2019-06-10 38

0

Relay Medical Corp. (formerly, ChroMedX Corp).

Common Shares Invidx Corp 3 2019-06-12 10

17,099,052

Relay Medical Corp. (formerly, ChroMedX Corp).

Common Shares Kent, William Gordon Clark 4, 5 2019-06-06 10 0.19 1,027,952

Reservoir Capital Corp. Common Shares Mathonnet, Vianney Stéphane Marie Nicolas

4 2019-06-06 10 0.056 2,095,000

Resverlogix Corp. Restricted Share Units (RSU's)

Cann, Aaron Bradley 5 2019-06-12 56

198,300

Resverlogix Corp. Common Shares JOHANSSON, DR. JAN OVE 5 2019-06-12 51 0.75 116,660Resverlogix Corp. Options JOHANSSON, DR. JAN OVE 5 2019-06-12 51

62,500


JOHANSSON, DR. JAN OVE 5 2019-06-12 56

62,900


Kulikowski, Ewelina 5 2019-06-12 56

147,800


Lebioda, Kenneth Eugene 5 2019-06-12 56

178,750


MCCAFFREY, DONALD J. 4, 5 2019-06-12 56

636,400


Sweeney, Michael 5 2019-06-12 56 331,300


WONG, NORMAN C.W. 5 2019-06-12 56 62,900

Ridgewood Canadian Investment Grade Bond Fund

Units Ridgewood Capital Asset Management

3 2019-06-07 10 15.8 9,227,021

Ridgewood Canadian Investment Grade Bond Fund

Units Ridgewood Capital Asset Management

3 2019-06-07 10 15.91 9,262,621

RIOCAN REAL ESTATE INVESTMENT TRUST

Restricted Equity Units (REUs)

Duncan, Andrew William 5 2019-06-12 30 2,125



Duncan, Andrew William 5 2019-06-12 59 26.648



Duncan, Andrew William 5 2019-06-13 59 26.66 0

Rockcliff Metals Corporation (formerly Rockcliff Copper Corporation)

Options Christie, Donald Henry 4 2019-06-10 50 2,695,515


Options Decher, Petra 4 2019-05-08 00


Options Decher, Petra 4 2019-06-10 50 0.15 1,250,000


Options Greenstone Resources II L.P. 3 2019-05-07 00


Options Greenstone Resources II L.P. 3 2019-06-10 50

1,250,000


Options Romaniuk, Michael Andrew 4 2019-05-08 00


Options Romaniuk, Michael Andrew 4 2019-06-10 50 0.15 1,250,000

Romios Gold Resources Inc. Options Biczok, John Lawrence 5 2017-12-13 00 Romios Gold Resources Inc. Options Biczok, John Lawrence 5 2017-12-13 50 0.1 500,000Romios Gold Resources Inc. Options Biczok, John Lawrence 5 2019-06-06 50 0.08 750,000Romios Gold Resources Inc. Options Drivas, Anastasios (Tom) 3, 4, 5 2019-05-05 52 0.1 500,000Romios Gold Resources Inc. Options Drivas, Anastasios (Tom) 3, 4, 5 2019-06-06 50 0.08 2,250,000Romios Gold Resources Inc. Options Johnstone, William Roy 4 2019-05-05 52 0.1 200,000Romios Gold Resources Inc. Options Johnstone, William Roy 4 2019-06-06 50 0.08 950,000Romios Gold Resources Inc. Options Kirkham, Garth 4, 5 2019-06-06 52 200,000Romios Gold Resources Inc. Options Kirkham, Garth 4, 5 2019-06-07 50 0.08 1,500,000Romios Gold Resources Inc. Options Robertson, Brian Ernest 4 2019-06-06 50 0.08 2,200,000Romios Gold Resources Inc. Options Roulston, Lawrence 4 2019-06-06 50 0.08 1,150,000Romios Gold Resources Inc. Options Skimming, Thomas 4, 5 2019-05-05 52 0.1 700,000Romios Gold Resources Inc. Options Skimming, Thomas 4, 5 2019-06-06 50 0.08 2,100,000Romios Gold Resources Inc. Options van de Water, Frank 4 2019-05-05 52 0.1 200,000Romios Gold Resources Inc. Options van de Water, Frank 4 2019-06-06 50 0.08 1,250,000Royal Bank of Canada Rights Performance

Deferred Share Units Hepworth, Graeme Ashley 5 2019-06-14 59 103.05 20,200

Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-24 38 103.58 200,000Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-27 38 104.17 231,900

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5527


T/O Unit Price


Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-28 38 104.4 331,900Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-28 38

131,900

Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-29 38 102.84 431,900Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-29 38

400,000

Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-30 38 102.84 600,000Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-30 38 500,000Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-31 38 101.62 700,000Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-05-31 38 400,000Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-06-03 38

200,000

Royal Bank of Canada Common Shares Royal Bank of Canada 1 2019-06-04 38

0Royal Nickel Corporation Common Shares Westgold Resources Limited 3 2019-06-11 00

56,916,019

Rozdil Capital Corporation Common Shares Johnson, Neil Allan 4, 5 2019-05-27 00

750,000Rozdil Capital Corporation Common Shares Mullally, William Hogan 4 2019-05-27 00

750,000

Rozdil Capital Corporation Common Shares Riggins, Brook 4, 5 2019-05-27 00

850,000Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-06 10 3.05 10,330,413Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-06 10 3.1 10,330,913Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-07 10 3.05 10,331,013Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-10 10 3 10,336,013Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-12 10 3.05 10,338,013Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-12 10 3.08 10,339,513Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-12 10 3.12 10,340,513Rubicon Organics Inc. Common Shares McConnell, Jesse 3, 4, 5 2019-06-12 10 3.1 10,341,513Rubicon Organics Inc. Common Shares Savics, Eric 3 2019-06-12 10 3 600,600Rupert Resources Ltd. Common Shares Brimacombe, Alan Douglas 3 2019-06-12 10 0.86 19,630,900Rusoro Mining Ltd. Common Shares Agapov, Andre Vladimir 3, 4, 5 2019-06-11 10 0.075 83,835,167Sandspring Resources Ltd. Common Shares Giustra, Frank 3 2019-06-12 11 0.125 10,676,000Sandspring Resources Ltd. Warrants Giustra, Frank 3 2019-06-12 11 7,476,000Sandspring Resources Ltd. Common Shares Gran Colombia Gold Corp. 3 2019-06-12 11 0.125 48,300,000Sandspring Resources Ltd. Subscription Rights

Subscription Receipts Gran Colombia Gold Corp. 3 2018-07-26 00

Sandspring Resources Ltd. Subscription Rights Subscription Receipts

Gran Colombia Gold Corp. 3 2019-06-12 11 0.125 5,200,000

Sandspring Resources Ltd. Warrants Gran Colombia Gold Corp. 3 2019-06-12 11 0.165 26,800,000Sandspring Resources Ltd. Common Shares Iacono, Serafino 6 2019-06-12 11 0.125 800,000Sandspring Resources Ltd. Warrants Iacono, Serafino 6 2019-06-12 11 0.165 800,000Sandspring Resources Ltd. Common Shares Keep, Gordon 4 2019-06-12 11 0.125 3,343,000Sandspring Resources Ltd. Common Shares Keep, Gordon 4 2019-06-12 11 0.125 310,000Sandspring Resources Ltd. Warrants Keep, Gordon 4 2017-03-24 00 Sandspring Resources Ltd. Warrants Keep, Gordon 4 2019-06-12 11 240,000Sandspring Resources Ltd. Warrants Keep, Gordon 4 2019-06-12 11 635,000SANDSTORM GOLD LTD. Common Shares De Witt, David E. 4 2019-06-06 10 7.5 843,885SANDSTORM GOLD LTD. Common Shares De Witt, David E. 4 2019-06-10 10 7.05 844,585Saputo Inc. Unités d'actions de

performance / Performance Share Units

Bockmann, Kai 5 2019-06-06 59

77,628

Saputo Inc. Unités d'actions de performance / Performance Share Units

Brockman, Terry 7, 5 2019-06-06 59 73,385


Canuto, Gianfranco 5 2019-06-06 59 5,542


Carrière, Louis-Philippe 4 2019-06-06 59 29,488

Saputo Inc. Common Shares Colizza, Carl 5 2019-06-13 10 39.74 16,242Saputo Inc. Common Shares Colizza, Carl 5 2019-06-13 10 39.56 16,742Saputo Inc. Common Shares Colizza, Carl 5 2019-06-13 10 39.59 17,242Saputo Inc. Common Shares Colizza, Carl 5 2019-06-13 10 39.6 18,042Saputo Inc. Common Shares Colizza, Carl 5 2019-06-13 10 39.62 23,342Saputo Inc. Common Shares Colizza, Carl 5 2019-06-13 10 39.64 23,374Saputo Inc. Unités d'actions de


Colizza, Carl 5 2019-06-06 59 68,198


Corney, Paul 7, 5 2019-06-06 59 61,852


Edwards, Robert L. 7 2019-06-06 59 2,927

Saputo Inc. Common Shares Gagnon, Martin 5 2019-06-13 10 39.69 5,884

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5528


T/O Unit Price


Saputo Inc. Common Shares Gagnon, Martin 5 2019-06-13 10 39.67 6,384Saputo Inc. Common Shares Gagnon, Martin 5 2019-06-13 10 39.68 6,884Saputo Inc. Common Shares Gagnon, Martin 5 2019-06-13 10 39.71 7,384Saputo Inc. Common Shares Gagnon, Martin 5 2019-06-13 10 39.712 7,884Saputo Inc. Unités d'actions de


Guido, Frank 5 2019-06-06 59

16,659


Rivard, Richard 5 2019-06-06 59 7,136


Rothstein, David 7 2019-06-06 59

3,158


St-Jean, Louise 5 2019-06-06 59

5,522


Therrien, Maxime 7, 5 2019-06-06 59

46,597


Turcotte, Patrick 5 2019-06-06 59

3,174


Viger, Isabelle 5 2019-06-06 59 11,246

Saputo Inc. Common Shares Wagner, Gaétane 5 2019-06-13 10 39.84 25,925Saputo Inc. Common Shares Wagner, Gaétane 5 2019-06-13 10 39.85 29,575Saputo Inc. Unités d'actions de


Wagner, Gaétane 5 2019-06-06 59 70,815

Seabridge Gold Inc. Common Shares Sabine, John William 4 2019-06-13 51 9.72 30,050Seabridge Gold Inc. Common Shares Sabine, John William 4 2019-06-13 10 16.41 5,050Seabridge Gold Inc. Options Sabine, John William 4 2019-06-13 51 113,000Seahawk Ventures Inc. Common Shares GASBARRO, BRUNO 4 2019-06-12 10 0.225 2,427,000Seahawk Ventures Inc. Common Shares GASBARRO, BRUNO 4 2019-06-12 10 0.23 2,425,000Secure Energy Services Inc. Common Shares Harradence, Michele Eva 4 2018-08-02 00 Secure Energy Services Inc. Common Shares Harradence, Michele Eva 4 2019-06-10 10 6.9649 14,285SEMAFO INC. Common Shares Mélanson, Alain 5 2019-06-12 10 4.6968 5,500SEMAFO INC. Common Shares Mélanson, Alain 5 2019-06-13 10 4.815 0SEMAFO INC. Common Shares Milette, Martin 5 2019-06-12 10 4.77 29,900SEMAFO INC. Common Shares Milette, Martin 5 2019-06-13 10 4.82 0SEMAFO INC. Common Shares Paul-Hus, Éric 5 2019-06-12 10 4.7558 0SEMAFO INC. Common Shares Roy, Richard 5 2019-06-13 51 2.03 50,000SEMAFO INC. Common Shares Roy, Richard 5 2019-06-13 10 4.775 0SEMAFO INC. Options Roy, Richard 5 2019-06-13 51 2.03 0Seven Generations Energy Ltd. Common Shares Class A Holt, David Barry 5 2019-06-13 10 6.64 23,309Seven Generations Energy Ltd. Common Shares Class A Johnston, Kevin James 5 2019-06-14 10 6.47 5,511Seven Generations Energy Ltd. Common Shares Class A Proctor, Marty Leigh 4, 5 2019-06-14 10 6.391 261,829Shopify Inc. Multiple Voting Shares Class

B Multiple Voting Shares Finkelstein, Harley Michael 5 2019-06-10 51 6.22 20,000

Shopify Inc. Multiple Voting Shares Class B Multiple Voting Shares

Finkelstein, Harley Michael 5 2019-06-10 36 0


Finkelstein, Harley Michael 5 2019-06-13 51 0.152 2,459


Finkelstein, Harley Michael 5 2019-06-13 36 0

Shopify Inc. Options Finkelstein, Harley Michael 5 2019-06-10 51 6.22 70,572Shopify Inc. Options Finkelstein, Harley Michael 5 2019-06-13 51 0.152 68,113Shopify Inc. Subordinate Voting Shares

Class A Subordinate Voting Shares

Finkelstein, Harley Michael 5 2019-06-10 36 20,129

Shopify Inc. Subordinate Voting Shares Class A Subordinate Voting Shares

Finkelstein, Harley Michael 5 2019-06-10 30 310 129


Finkelstein, Harley Michael 5 2019-06-13 36 2,588


Finkelstein, Harley Michael 5 2019-06-13 30 312.5 129


Lutke, Tobias Albin 4, 5 2019-06-10 30 310.09 104,000

Shopify Inc. Options Shapero, Amy Elizabeth 5 2019-06-10 51 137.72 68,784

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5529


T/O Unit Price



Shapero, Amy Elizabeth 5 2019-06-10 51 137.72 8,724






Weiser, Jeffrey Kane 5 2019-06-14 30 305.06 2,193

Silver Bear Resources Plc Options Ilyin, Mikhail 5 2019-05-24 50

166,667Silver Bear Resources Plc Options Ilyin, Mikhail 5 2019-05-24 50 0.25 333,334Silver Bear Resources Plc Options Ilyin, Mikhail 5 2019-05-24 50 0.3 500,000Silver Bear Resources Plc Options Ilyin, Mikhail 5 2019-06-10 00

Silver Viper Minerals Corp. Common Shares Cope, Gary Gordon 4 2019-06-07 10 0.22 2,246,000Silver Viper Minerals Corp. Common Shares Cope, Gary Gordon 4 2019-06-13 10 0.205 2,247,000SILVERCORP METALS INC. Common Shares without par

value Yuan, Jialiang 5 2019-06-11 10 2.9073 112,695

Sintana Energy Inc. Common Shares Austin, Sean 5 2019-06-11 10 0.08 1,136,912Sintana Energy Inc. Common Shares Austin, Sean 5 2019-06-12 10 0.065 1,141,912Sirona Biochem Corp. Common Shares Bych, Casper 4 2015-06-26 00 Sirona Biochem Corp. Common Shares Bych, Casper 4 2015-06-26 00 Sirona Biochem Corp. Common Shares Bych, Casper 4 2019-06-06 10 -700,000Sirona Biochem Corp. Common Shares Bych, Casper 4 2019-06-06 51 0Sirona Biochem Corp. Options Bych, Casper 4 2019-06-06 51 0.1Sirona Biochem Corp. Options Bych, Casper 4 2019-06-06 51 0.1 500,000Sirona Biochem Corp. Options Bych, Casper 4 2019-06-06 51 0.19Sirona Biochem Corp. Options Bych, Casper 4 2019-06-06 51 0.19 400,000Sirona Biochem Corp. Options Bych, Casper 4 2019-06-06 51 0.1Sirona Biochem Corp. Options Bych, Casper 4 2019-06-06 51 0.1 0Sky Gold Corp. Common Shares England, Michael Bruno John

Franz4 2019-06-14 10 0.04 3,366,500

Sleep Country Canada Holdings Inc.

Common Shares Friesema, David 4 2019-06-05 10 18.58 407,945


Common Shares Howcroft, Dave 5 2019-06-05 10 18.58 13,407


Common Shares Will, Sieg 5 2019-06-05 10 18.58 64,043

Sona Nanotech Inc. Options Dawe, Wade K. 3 2019-06-05 52 0.2 175,000Sophiris Bio Inc. Options Proehl, Gerald 4 2019-03-24 52 3.53 58,127Spark Power Group Inc. (formerly Canaccord Genuity Acquisition Corp.)

Common Shares CG Investments Inc. 3 2019-06-07 10 1.4 956,720

Spectral Medical Inc. Options Bihl, Anthony Phillip 4 2019-06-04 50

416,250Spectral Medical Inc. Options Foster, Debra-Anne 8 2019-06-04 50

751,280

Spectral Medical Inc. Options Guadagni, Gualtiero Piero Guido Maria

5 2019-06-04 50 742,945

Spectral Medical Inc. Options Herrera, Guillermo Alfonso 4 2019-06-04 50 332,500Spectral Medical Inc. Options Stevens, William Charles 4 2019-06-04 50 429,750Spectral Medical Inc. Options WALKER, PAUL M. 5 2019-06-04 50 3,311,465Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 2019-06-11 10 0.09 2,098,958Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 2019-06-12 10 0.11 2,100,458Spot Coffee (Canada) Ltd. Common Shares AYOUB, ANTON MICHEL 4, 5 2019-06-14 10 0.1 2,102,458Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 2019-06-07 10 0.1 8,801,900Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 2019-06-11 10 0.09 8,826,900Spot Coffee (Canada) Ltd. Common Shares Lorenzo, John Michael 4 2019-06-12 10 0.11 8,836,900Sproutly Canada, Inc. (formerly, Stone Ridge Exploration Corp.)

Common Shares Bains, Amanjit 3, 4 2019-01-09 10 12,539,060

Sproutly Canada, Inc. (formerly, Stone Ridge Exploration Corp.)












Insider Reporting

June 20, 2019

(2019), 42 OSCB 5530


T/O Unit Price



Common Shares Bains, Amanjit 3, 4 2019-01-21 10

4,994,546



4,985,546



4,975,546







3,925,546

Spyder Cannabis Inc. (formerly, Anchor Capital Corporation)

Common Shares Toderovitz, Ari 3 2019-05-31 22

Spyder Cannabis Inc. (formerly, Anchor Capital Corporation)

Common Shares Toderovitz, Ari 3 2019-05-31 22

3,466,833

SQI Diagnostics Inc. Options San, Aye Nyein 5 2019-05-21 50 0.15 560,333SSR Mining Inc. (Silver Standard Resources Inc.)

Common Shares Martin, Gregory John 5 2019-06-13 51 12.99 44,030

SSR Mining Inc. (Silver Standard Resources Inc.)

Common Shares Martin, Gregory John 5 2019-06-13 10 16.92 19,030

SSR Mining Inc. (Silver Standard Resources Inc.)

Options Martin, Gregory John 5 2019-06-13 51 12.99 349,800

Stampede Drilling Inc. (formerly known as MATRRIX Energy Technologies Inc.)

Common Shares Andrade, Matthew Philip 4 2019-06-11 51 0.25 73,467


Options Andrade, Matthew Philip 4 2019-06-11 51 0.25 211,813


Common Shares Hawkins, Rodger Glen 4 2019-06-14 10 0.38 52,000


Common Shares McDougald, Elson John 4 2019-06-07 10 0.39 3,343,000


Common Shares Russell, Thane Geoffrey 4 2019-06-12 10 0.425


Common Shares Russell, Thane Geoffrey 4 2019-06-12 10 0.425 1,335,600

Stingray Group Inc. Deferred Share Units (DSU) Blondin, Claudine 4 2019-06-07 56 5.7424 30,629Stingray Group Inc. Deferred Share Units (DSU) Boyko, Éric 3, 4, 5 2019-06-07 56 5.7424 131,908Stingray Group Inc. Options Boyko, Éric 3, 4, 5 2019-06-07 50 767,189Stingray Group Inc. Performance Share Units

(PSU) Boyko, Éric 3, 4, 5 2019-06-07 56 5.77 126,810

Stingray Group Inc. Options Côté, Sébastien 5 2019-06-07 50

87,877Stingray Group Inc. Performance Share Units

(PSU) Côté, Sébastien 5 2019-06-07 56 5.77 13,032

Stingray Group Inc. Options Dubois, Mario 5 2019-06-07 50

272,692Stingray Group Inc. Performance Share Units

(PSU) Dubois, Mario 5 2019-06-07 56 5.77 41,852

Stingray Group Inc. Options Feldman, Lloyd Perry 5 2019-06-07 50 474,520Stingray Group Inc. Performance Share Units

(PSU) Feldman, Lloyd Perry 5 2019-06-07 56 5.77 49,363

Stingray Group Inc. Options Khuong, Ratha 5 2019-06-07 50 101,362Stingray Group Inc. Performance Share Units

(PSU) Khuong, Ratha 5 2019-06-07 56 5.77 22,524

Stingray Group Inc. Performance Share Units (PSU)

Lurie, Ian 5 2019-06-07 56 5.77 130,216

Stingray Group Inc. Deferred Share Units (DSU) Parisien, Jacques 4 2019-06-07 56 5.7424 33,527Stingray Group Inc. Deferred Share Units (DSU) Pathy, Mark 4 2019-06-07 56 5.7424 37,740Stingray Group Inc. Options Péloquin, Mathieu 5 2019-06-07 50 288,326Stingray Group Inc. Performance Share Units

(PSU) Péloquin, Mathieu 5 2019-06-07 56 5.77 41,852

Stingray Group Inc. Options Purdy, David 5 2019-06-07 50 95,530Stingray Group Inc. Performance Share Units

(PSU) Purdy, David 5 2019-06-07 56 5.77 80,067

Stingray Group Inc. Deferred Share Units (DSU) Rich, Gary 4 2019-06-07 56 5.6771 30,215Stingray Group Inc. Deferred Share Units (DSU) STEELE, JOHN RICHARD 4 2019-06-11 56 5.7424 2,396Stingray Group Inc. Deferred Share Units (DSU) STEELE, ROBERT GEORGE 4 2019-06-07 56 5.7424 28,379Stingray Group Inc. Options Trahan, Jean-Pierre 5 2019-06-07 50 267,057Stingray Group Inc. Performance Share Units

(PSU) Trahan, Jean-Pierre 5 2019-06-07 56 5.77 43,472

Stingray Group Inc. Deferred Share Units (DSU) Tremblay, Pascal 4 2019-06-07 56 5.7424 35,277

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5531


T/O Unit Price


Strategic Resources Inc. Common Shares Brassard, Steven 5 2016-09-07 00

Strategic Resources Inc. Common Shares Brassard, Steven 5 2019-06-07 16 0.23 87,000Strategic Resources Inc. Common Shares Brassard, Steven 5 2019-06-10 16 0.23Strategic Resources Inc. Common Shares Hicks, Scott Victor Andrew 4, 5 2019-06-10 00

260,000

Strategic Resources Inc. Warrants Hicks, Scott Victor Andrew 4, 5 2019-06-10 00

434,780Stuhini Exploration Ltd. Options KAMIMURA, CHARLES

SHIGEO5 2019-06-14 50 0.2 75,000

Stuhini Exploration Ltd. Options O'Brien, David Bruce 5 2019-02-21 00 Stuhini Exploration Ltd. Options O'Brien, David Bruce 5 2019-06-14 50 0.2 70,000SugarBud Craft Growers Corp. (formerly Relentless Resources Ltd.)

Common Shares Johnson-Ouellette, Tara 5 2018-04-11 00

SugarBud Craft Growers Corp. (formerly Relentless Resources Ltd.)


584,800






Warrants Johnson-Ouellette, Tara 5 2018-04-11 00


Warrants Johnson-Ouellette, Tara 5 2019-06-06 10 0.1 400,000


Warrants Johnson-Ouellette, Tara 5 2019-06-13 10 0.095 405,000






Warrants Johnson-Ouellette, Tara 5 2019-06-06 10 0.1


Warrants Johnson-Ouellette, Tara 5 2019-06-06 10 0.1 1,775,000


Warrants Johnson-Ouellette, Tara 5 2019-06-13 10 0.095 1,780,000

Summit Industrial Income REIT Trust Units Maroun, Louis 4 2019-05-31 90 787,939Summit Industrial Income REIT Trust Units Maroun, Louis 4 2019-05-31 90 6,667,625Summit Industrial Income REIT Trust Units Maroun, Louis 4 2019-05-31 90

6,666,666

Summit Industrial Income REIT Trust Units Maroun, Louis 4 2019-05-31 90

1,079,548Summit Industrial Income REIT Trust Units Morassutti, Lawrence 4 2019-06-12 15 12.5 105,960Summit Industrial Income REIT Trust Units Morassutti, Lawrence 4 2019-06-12 15 12.5 3,342,114Summit Industrial Income REIT Trust Units Morassutti, Lawrence 4 2019-06-12 15 12.5 3,346,114Summit Industrial Income REIT Trust Units Shulman, Saul 4 2019-06-12 15 12.5 90,775Summit Industrial Income REIT Trust Units Shulman, Saul 4 2019-06-12 15 12.5 180,268Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 2019-06-06 51 28.2 17,730Sun Life Financial Inc. Common Shares Freyne, Colm Joseph 5 2019-06-06 10 53.54 0Sun Life Financial Inc. Options Freyne, Colm Joseph 5 2019-06-06 51 28.2 193,821Sunniva Inc. Options Barker, Michael D. 4 2019-06-13 50 150,000Sunniva Inc. Options Lyle, David Brian 5 2019-06-03 00 Sunniva Inc. Options Lyle, David Brian 5 2019-06-13 50 350,000Sunniva Inc. Options Mayr, Norman Joseph 4 2019-06-13 50 150,000Sunniva Inc. Options Patrick, Todd 4 2019-06-13 50 400,000Sunniva Inc. Options Stanton, Luke 4 2019-06-13 50 250,000Sunniva Inc. Options Webb, Ian A. 4 2019-06-13 50 150,000Surge Energy Inc. Common Shares Bye, Murray 5 2019-05-14 30 1.3897 55,992Surge Energy Inc. Common Shares Bye, Murray 5 2019-05-31 30 1.2698 56,910Taiga Gold Corp. Common Shares Termuende, Timothy Jay 4, 5 2019-06-14 10 0.07 1,199,458Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2019-06-12 10 0.13 513,500Talisker Resources Ltd. Common Shares Harbort, Terence 4, 5 2019-06-12 10 0.135 600,000Taseko Mines Limited Common Shares Hamming, Bryce 5 2019-06-13 00 30,000Taseko Mines Limited Common Shares Hamming, Bryce 5 2019-06-13 00 6,800Taseko Mines Limited Options Hamming, Bryce 5 2019-06-13 00 219,000TC Energy Corporation Common Shares Bertovic, Jasmin 7 2019-06-11 51 49.03 1,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5532


T/O Unit Price


TC Energy Corporation Common Shares Bertovic, Jasmin 7 2019-06-11 10 66.05 800TC Energy Corporation Common Shares Bertovic, Jasmin 7 2019-06-11 10 66.04 0TC Energy Corporation Options Granted Feb. 25,

2014 @ $49.03 CDN Expiry Feb. 25, 2021

Bertovic, Jasmin 7 2019-06-11 51

10,312

TC Energy Corporation Common Shares Foster, Christopher T. 7 2019-06-07 10 66.04 998TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 51 56.58 19,625TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 51 62.14 32,339TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 51 56.89 39,086TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.035 38,786TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.025 38,586TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.02 38,186TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.015 37,286TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.005 33,886TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.01 33,686TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.01 33,586TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66 31,086TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.985 29,386TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.991 29,201TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.99 29,016TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.99 28,816TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.995 28,286TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.995 24,753TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.001 24,553TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.995 24,450TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.996 24,053TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.01 23,453TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 65.995 22,886TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66 22,686TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.005 20,439TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.01 19,339TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.011 18,989TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.013 18,839TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.015 16,139TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.02 16,014TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.02 15,114TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.03 14,314TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.033 14,139TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.035 13,139TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.025 10,739TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.005 10,086TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.01 9,986TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.015 9,386TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.02 8,586TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.025 6,186TC Energy Corporation Common Shares RAMSAY, Norrie Carson 7 2019-06-11 10 66.03 3,992TC Energy Corporation Options Granted Feb 19,

2015 @ $56.58 CDN (expire Feb 19, 2022)

RAMSAY, Norrie Carson 7 2019-06-11 51 0

TC Energy Corporation Options Granted February 22, 2017 @ $62.14 (expire Feb 22, 2024)

RAMSAY, Norrie Carson 7 2019-06-11 51 6,357

TC Energy Corporation Options Options Granted Feb 21 2018 @ $56.89 CDN Exp: Feb 21 2025

RAMSAY, Norrie Carson 7 2019-06-11 51 13,494

Teck Resources Limited Class B Subordinate Voting Shares

Andres, Dale Edwin 5 2019-06-14 10 28.75 60,000

Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-07 10 1.65 10,744,549Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-07 10 1.652 10,769,149Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-07 10 1.68 10,773,549Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-07 10 1.697 10,800,749Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-10 10 1.67 10,801,249Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-10 10 1.7 10,808,749Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-11 10 1.7 10,815,949Temple Hotels Inc. Common Shares Armoyan, Sime 3 2019-06-12 10 1.75 10,914,549Terra Nova Resources Inc. Common Shares Civelli, Nico 4 2019-06-07 10 0.05 1,325,575Terra Nova Resources Inc. Common Shares Civelli, Nico 4 2019-06-11 10 0.05 1,328,575Tervita Corporation Common Shares Tervita Corporation 1 2018-07-19 00

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5533


T/O Unit Price


Tervita Corporation Common Shares Tervita Corporation 1 2019-05-10 38 6.0092 31,498Tervita Corporation Common Shares Tervita Corporation 1 2019-05-13 38 6.2427 62,996Tervita Corporation Common Shares Tervita Corporation 1 2019-05-14 38 6.3763 94,494Tervita Corporation Common Shares Tervita Corporation 1 2019-05-15 38 6.2245 113,794Tervita Corporation Common Shares Tervita Corporation 1 2019-05-16 38 6.2891 125,194Tervita Corporation Common Shares Tervita Corporation 1 2019-05-17 38 6.4069 131,694Tervita Corporation Common Shares Tervita Corporation 1 2019-05-21 38 6.4537 161,694Tervita Corporation Common Shares Tervita Corporation 1 2019-05-22 38 6.4434 179,794Tervita Corporation Common Shares Tervita Corporation 1 2019-05-23 38 6.4073 211,292Tervita Corporation Common Shares Tervita Corporation 1 2019-05-24 38 6.3438 219,192Tervita Corporation Common Shares Tervita Corporation 1 2019-05-27 38 6.401 225,292Tervita Corporation Common Shares Tervita Corporation 1 2019-05-28 38 6.4831 231,492Tervita Corporation Common Shares Tervita Corporation 1 2019-05-29 38 6.4667 262,990Tervita Corporation Common Shares Tervita Corporation 1 2019-05-30 38 6.4142 273,590Tervita Corporation Common Shares Tervita Corporation 1 2019-05-30 38

10,600

Tervita Corporation Common Shares Tervita Corporation 1 2019-05-31 38 6.4866 22,200Tethys Petroleum Limited Options 2007 LTSIP Oliver, Clive Stuart 5 2019-06-13 11

Tethys Petroleum Limited Options 2007 LTSIP Oliver, Clive Stuart 5 2019-06-13 11 0.25 579,812Tethys Petroleum Limited Common Shares Wells, William Paul Wells 3, 4 2019-06-11 10 0.62 11,509,607Tethys Petroleum Limited Common Shares Wells, William Paul Wells 3, 4 2019-06-12 10 0.5999 11,584,607TFI International Inc. Common Shares Bédard, Alain 4, 5 2019-06-13 51 16.46 4,124,868TFI International Inc. Common Shares Bédard, Alain 4, 5 2019-06-13 10 40.78 4,056,668TFI International Inc. Options Bédard, Alain 4, 5 2019-06-13 51 2,559,457The Mosport Park Entertainment Corporation

Common Shares Salna, Robert 4, 5 1997-02-12 00 35,000

The Second Cup Ltd. Common Shares LE, BA LINH 5 2019-06-12 10 1.67 56,700The Second Cup Ltd. Options Pelton, Steven 5 2019-06-05 00 927,098The Toronto-Dominion Bank Common Shares CUSIP

891160 50 9 Ahmed, Riaz 5 2019-06-11 51 36.64 418,240

The Toronto-Dominion Bank Common Shares CUSIP 891160 50 9

Ahmed, Riaz 5 2019-06-11 10 75.52 351,232


Ahmed, Riaz 5 2019-06-11 51 36.63 407,624


Ahmed, Riaz 5 2019-06-11 10 75.52 375,624

The Toronto-Dominion Bank Options Ahmed, Riaz 5 2019-06-11 51 36.64 449,424The Toronto-Dominion Bank Options Ahmed, Riaz 5 2019-06-11 51 36.63 393,032The Toronto-Dominion Bank Common Shares CUSIP

891160 50 9 McKenna, Frank Joseph 5 2019-06-11 51 32.99 10,000


McKenna, Frank Joseph 5 2019-06-11 10 75.52 0

The Toronto-Dominion Bank Options McKenna, Frank Joseph 5 2019-06-11 51 32.99 582,492The Toronto-Dominion Bank Rights Restricted Share

Units (RSU) Singh, Manjit 7 2019-06-12 59 65.69 1,744

The Western Investment Company of Canada Limited

Common Shares Tannas, Scott 4, 7, 5 2019-06-11 10 0.4 484


Common Shares Tannas, Scott 4, 7, 5 2019-06-13 10 0.41 851,808


Common Shares Tannas, Scott 4, 7, 5 2019-06-14 10 0.42 867,808

The Yield Growth Corp. Common Shares Green, Penny Olga 3, 4, 5 2018-11-22 00 The Yield Growth Corp. Common Shares Green, Penny Olga 3, 4, 5 2019-05-31 16 0.5 100,000The Yield Growth Corp. Warrants Unit Warrant Green, Penny Olga 3, 4, 5 2018-11-22 00 The Yield Growth Corp. Warrants Unit Warrant Green, Penny Olga 3, 4, 5 2019-05-31 16 0.5 100,000Theramed Health Corporation Common Shares Common

Shares from May-June 2019 Financing at $0.10

Ozols, Ronald Ozols 4 2013-06-04 00

Theramed Health Corporation Common Shares Common Shares from May-June 2019 Financing at $0.10

Ozols, Ronald Ozols 4 2019-06-07 36 500,000

Theramed Health Corporation Units $.10 for one common share and one warrant at $0.15_Jun 2019



Ozols, Ronald Ozols 4 2019-06-07 16 0.1 500,000


Ozols, Ronald Ozols 4 2019-06-07 36 0

Theramed Health Corporation Warrants $0.15 Warrants for Common Shares_May-June 2019 Financing


Insider Reporting

June 20, 2019

(2019), 42 OSCB 5534


T/O Unit Price


Theramed Health Corporation Warrants $0.15 Warrants for Common Shares_May-June 2019 Financing


500,000

ThreeD Capital Inc.(formerly Brownstone Energy Inc.)

Common Shares Inwentash, Sheldon 4, 6, 5 2019-06-11 10 0.0883 5,197,735

Titanium Corporation Inc. Options Erasmus, Daniel Elardus 5 2019-06-10 50 0.69 550,000Titanium Corporation Inc. Deferred Share Units Kadey, Moss 4 2019-06-10 56 296,200Titanium Corporation Inc. Options Kadey, Moss 4 2019-06-10 50 0.69 235,000Titanium Corporation Inc. Options Kaufield, Jennifer Ann 5 2019-06-10 50 0.69 700,000Titanium Corporation Inc. Deferred Share Units Macdonald, David Charles

Wray4 2019-06-10 56

531,539

Titanium Corporation Inc. Options Macdonald, David Charles Wray

4 2019-06-10 50 0.69 275,000

Titanium Corporation Inc. Options Moran, Kevin Leslie Murray 5 2019-06-10 50 0.69 1,000,000Titanium Corporation Inc. Options Nelson, Scott Eugene 5 2019-06-10 50 0.69 1,400,000Titanium Corporation Inc. Deferred Share Units Sangster, Brant G. 4 2019-06-10 56

398,028

Titanium Corporation Inc. Options Sangster, Brant G. 4 2019-06-10 50 0.69 235,000Titanium Corporation Inc. Deferred Share Units Stevens, John 4 2019-06-10 56

197,805

Titanium Corporation Inc. Options Stevens, John 4 2019-06-10 50 0.69 135,000Torex Gold Resources Inc. Common Shares Murphy, Michael Darren 4 2019-06-11 10 12.8 3,900Toromont Industries Ltd. Common Shares Cuddy, Mike 5 2019-06-10 51 20.76 121,504Toromont Industries Ltd. Options Cuddy, Mike 5 2019-06-10 51 20.76 167,500Toromont Industries Ltd. Common Shares Malinauskas, David Allan 7 2019-06-12 51 26.79 2,070Toromont Industries Ltd. Options Malinauskas, David Allan 7 2019-06-12 51 26.79 81,000Total Energy Services Inc. Common Shares BURGUNDY ASSET

MANAGEMENT LTD.3 2019-05-31 00

Total Energy Services Inc. Common Shares BURGUNDY ASSET MANAGEMENT LTD.

3 2019-05-31 00 5,047,403


3 2019-06-06 10 8.9603 5,039,303


3 2019-06-07 10 8.8041 4,989,003


3 2019-06-10 10 8.496 4,933,403


3 2019-06-11 10 8.5645 4,931,403

Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-10 11 27,000Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-05 10 8.7557Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-05 10 8.7557Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-05 10 8.75Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-05 10 8.7557 127,100Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-10 10 8.572 142,100Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-11 10 8.461 147,100Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-12 10 8.2104 152,100Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-13 10 8.2466 157,100Total Energy Services Inc. Common Shares Total Energy Services Inc 1 2019-06-14 10 8.2218 161,100Tourmaline Oil Corp. Common Shares Rose, Mike 5 2019-06-12 10 16.151 10,540,970TransAlta Corporation Common Shares Pinney, Bryan Daniel 4 2018-04-20 00 TransAlta Corporation Common Shares Pinney, Bryan Daniel 4 2019-06-10 10 8.51 10,000TransAlta Corporation Common Shares Stack, Todd John 5 2019-06-12 10 8.568 5,813TransAlta Renewables Inc. Common Shares Stack, Todd John 6, 5 2019-06-12 10 13.9 4,000Treasury Metals Inc. Common Shares Vereecke, Christophe 4 2019-06-13 10 0.24 715,000Trevali Mining Corporation Common Shares Trevali Mining Corporation 1 2019-06-05 38 0.28 925,000Trevali Mining Corporation Common Shares Trevali Mining Corporation 1 2019-06-10 38 25,000Trican Well Service Ltd. Performance Unit Awards

(PSUs) Baldwin, Michael Andrew 5 2019-06-10 59 1.23

Trican Well Service Ltd. Performance Unit Awards (PSUs)

Baldwin, Michael Andrew 5 2019-06-10 56 406,900


Baldwin, Michael Andrew 5 2019-06-10 59 1.23 304,100

Trican Well Service Ltd. Rights Restricted Share Units (RSUs)

Baldwin, Michael Andrew 5 2019-06-09 59 1.32 7,200


Cox, Robert, John 5 2019-06-10 59 1.23


Cox, Robert, John 5 2019-06-10 56 339,000


Cox, Robert, John 5 2019-06-10 59 1.23 262,200


Cox, Robert, John 5 2019-06-09 59 1.32 23,200

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5535


T/O Unit Price



Dusterhoft, Dale M. 5 2019-06-10 59 1.23


Dusterhoft, Dale M. 5 2019-06-10 56

990,300


Dusterhoft, Dale M. 5 2019-06-10 59 1.23 734,500


Dusterhoft, Dale M. 5 2019-06-09 59 1.32 32,100

Tricon Capital Group Inc. Deferred Share Units Sacks, Peter 4 2019-06-11 38 11,831Tricon Capital Group Inc. Common Shares Sherren, Tracy 4 2019-06-11 00

19,323

Trilogy International Partners Inc.

Common Shares Horwitz, Brad 7 2019-06-10 10 2.277 264,633





True North Commercial Real Estate Investment Trust

Trust Units Poklar, Sandy Ivan 4 2019-06-13 10 6.65 3,141





Tsodilo Resources Limited Options Scowcroft, Mark 4 2019-06-06 50 0.17 300,000Tudor Gold Corp. Common Shares 2176423 Ontario Ltd. 3 2019-06-06 11 0.3 7,133,334Tudor Gold Corp. Warrants 2176423 Ontario Ltd. 3 2019-06-06 11 0.5 7,133,334Tudor Gold Corp. Common Shares Sprott, Eric S. 3 2019-03-19 00 Tudor Gold Corp. Common Shares Sprott, Eric S. 3 2019-06-06 11 0.32 2,062,500Tudor Gold Corp. Common Shares Sprott, Eric S. 3 2019-06-06 11 0.3 7,133,334Tudor Gold Corp. Warrants Sprott, Eric S. 3 2019-03-19 00 Tudor Gold Corp. Warrants Sprott, Eric S. 3 2019-06-06 53 0.5Tudor Gold Corp. Warrants Sprott, Eric S. 3 2019-06-06 53 0.5Tudor Gold Corp. Warrants Sprott, Eric S. 3 2019-06-06 11 0.5 1,031,250Tudor Gold Corp. Warrants Sprott, Eric S. 3 2019-06-06 11 0.5Tudor Gold Corp. Warrants Sprott, Eric S. 3 2019-06-06 11 0.5 7,133,334Turquoise Hill Resources Ltd. Options Gillin, Robert Peter Charles 4 2017-06-28 52 0Turquoise Hill Resources Ltd. Options Robertson, Russel Clark 4 2017-06-28 52 0Ucore Rare Metals Inc. Warrants Johnson, Randy T. 3 2018-06-08 16 Ucore Rare Metals Inc. Warrants Johnson, Randy T. 3 2018-06-08 16 Ucore Rare Metals Inc. Warrants Johnson, Randy T. 3 2018-06-08 16 11,408,772Ucore Rare Metals Inc. Warrants Johnson, Randy T. 3 2018-12-10 16 0.2Ucore Rare Metals Inc. Warrants Johnson, Randy T. 3 2018-12-10 16 12,575,438UrbanGold Minerals Inc. Common Shares Eskelund-Hansen, Jens 4 2019-06-13 10 0.13 1,872,000Urbanimmersive Inc. Common Shares Bedard, Simon 4 2019-06-12 10 0.06 167,000Urbanimmersive Inc. Common Shares Bedard, Simon 4 2019-06-13 10 0.06 217,000Urbanimmersive Inc. Common Shares Felsenthal, Scott 4 2019-06-14 00

1,200,000

Valterra Resource Corporation Warrants Bunting, Gerald Nigel 4 2019-06-10 55 0.05 1,000,000Ventura Cannabis and Wellness Corp. (formerly BLVD Centers Corporation)

Common Shares Gamble, Jacob 5 2019-06-13 10 0.411 375,475

Veraz Petroleum Ltd. Options Mosher, Donald Aubrey 4 2016-03-30 00 Veraz Petroleum Ltd. Options Mosher, Donald Aubrey 4 2016-03-30 00 20,000VersaBank Common Shares Brabander, Robbert-Jan 4 2019-06-13 10 7.239 26,794Vibe Bioscience Ltd. (formerly Altitude Resources Inc.)

Common Shares Mercier, John Ryan 5 2019-06-11 10 0.4381 28,713

Victoria Gold Corp. Common Shares Rendall, Marty 5 2019-06-10 10 0.39 2,300,000Village Farms International, Inc. Common Shares DeGiglio, Michael Anthony 3, 4, 5 2019-06-06 57 9,571,649Village Farms International, Inc. Restricted Share Units

(Performance-Based) DeGiglio, Michael Anthony 3, 4, 5 2019-06-06 57 290,000

Village Farms International, Inc. Common Shares Holewinski, David 4 2019-06-10 10 13.531 30,500Village Farms International, Inc. Common Shares Holewinski, David 4 2019-06-11 10 13.699 25,500Vista Gold Corp. Common Shares Engele, John 5 2019-06-12 10 0.68 423,829Vista Gold Corp. Common Shares Engele, John 5 2019-06-13 10 0.7 418,829Vista Gold Corp. Common Shares Engele, John 5 2019-06-13 10 0.72 413,829ViveRE Communities Inc. Common Shares Dean, Jeffrey 4 2019-06-07 97 0.1379 1,165,119ViveRE Communities Inc. Common Shares Farrell, Kent Alexander 4 2019-06-07 97 0.1379 1,165,119ViveRE Communities Inc. Common Shares Koivu, Drew 4 2019-06-07 97 0.1379 14,869ViveRE Communities Inc. Common Shares Ramjattan, Brian Ramesh 4 2019-06-07 97 0.1379 3,482,038Vizsla Resources Corp. Options Cmrlec, Simon 4 2019-06-13 50 0.17 425,000Vizsla Resources Corp. Common Shares Konnert, Michael 4 2019-06-06 16 0.15 2,000,001

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5536


T/O Unit Price


Vizsla Resources Corp. Common Shares Konnert, Michael 4 2019-06-07 10 0.165 2,006,301Vizsla Resources Corp. Options Konnert, Michael 4 2019-06-13 50 0.17 800,000Vizsla Resources Corp. Warrants Konnert, Michael 4 2017-09-26 00

Vizsla Resources Corp. Warrants Konnert, Michael 4 2019-06-06 53 0.25 100,000Vizsla Resources Corp. Options Parry, Craig Andrew 4 2019-06-13 50 0.17 575,000Voleo Trading Systems Inc. Common Shares Morabito, Mark Joseph 4 2019-05-28 15 0.25 1,148,400Voleo Trading Systems Inc. Warrants Morabito, Mark Joseph 4 2014-11-01 00 Voleo Trading Systems Inc. Warrants Morabito, Mark Joseph 4 2019-05-28 53 400,000Voleo Trading Systems Inc. Common Shares Sujir, Jay 4 2019-05-28 00

498,666

Voleo Trading Systems Inc. Common Shares Sujir, Jay 4 2019-05-28 00

10,828,634Voleo Trading Systems Inc. Options Sujir, Jay 4 2019-05-28 00

505,000

Voleo Trading Systems Inc. Common Shares Wilson, Glen Patrick 4 2019-06-11 10 0.185 2,923,183Voleo Trading Systems Inc. Common Shares Wilson, Glen Patrick 4 2019-06-12 10 0.17 2,926,183Voleo Trading Systems Inc. Common Shares Wilson, Glen Patrick 4 2019-06-14 10 0.16 2,928,183Voleo Trading Systems Inc. Common Shares Wilson, Glen Patrick 4 2019-06-14 10 0.15 2,930,183WesCan Energy Corp. Common Shares Cu, Alfredo 4 2019-06-13 10 0.05 321,000West Kirkland Mining Inc. Common Shares McVey, Sandy 5 2019-06-11 10 0.035 3,145,667Western Energy Services Corp. Common Shares Harrison, Richard Merle 5 2019-06-10 10 0.245 102,745Whitecap Resources Inc. Common Shares Fletcher, Gregory Scott 4 2019-06-10 10 4.25 121,083Whitecap Resources Inc. Common Shares Mombourquette, David Michael 5 2019-06-13 10 4.2 291,900Whitecap Resources Inc. Common Shares Mombourquette, David Michael 5 2019-06-13 10 4.2 823,823WPT Industrial Real Estate Investment Trust

Deferred Unit Cimino, Matthew James 5 2019-06-10 57 142,852

WPT Industrial Real Estate Investment Trust

Trust Units Cimino, Matthew James 5 2019-06-10 57 16,589

X-Terra Resources Inc. Common Shares Ferreira, Michael 4, 5 2019-06-11 10 0.085 415,000X-Terra Resources Inc. Common Shares Ferreira, Michael 4, 5 2019-06-11 10 0.085 420,000X-Terra Resources Inc. Common Shares Ferreira, Michael 4, 5 2019-06-11 10 0.09 425,000XORTX Therapeutics Inc. (formerly: APAC Resources Inc.)

Common Shares Davidoff, Allen Warren 4, 5 2019-06-06 10 0.19 4,440,077

Yangaroo Inc. Common Shares Boone, Horace Shepard 3 2019-06-07 10 0.11 8,581,742Yangaroo Inc. Warrants Full Boone, Horace Shepard 3 2019-06-07 10 655,421Yellow Pages Digital & Media Solutions Limited

10% Senior Secured Notes due Oct 19, 2022

Yellow Pages Digital & Media Solutions Limited / Pages Jaunes Solutions numériques et médias Limitée

1 2012-12-20 00

Yellow Pages Digital & Media Solutions Limited



1 2012-12-20 00




1 2018-05-31 38 1.0082 $30,244,000




1 2018-05-31 38 1.0082 $0




1 2018-11-30 38 1.0079 $114,525,000




1 2018-11-30 38 1.0079 $0




1 2019-05-31 38 1.0082




1 2019-05-31 38 1008.2




1 2019-05-31 38 1008.2 $50,450,000




1 2019-05-31 38 1.0082




1 2019-05-31 38 1008.2 $0

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5537


T/O Unit Price





1 2019-06-13 38 1031.8 $39,550,000




1 2019-06-13 38 1031.8 $0


Senior Subordinated Exchangeable Debentures due Nov 30, 2022


1 2018-05-31 38 1.0082




1 2018-05-31 38 1.0082




1 2018-11-30 38 1.0079




1 2018-11-30 38 1.0079




1 2019-05-31 38 1008.2




1 2019-05-31 38 1008.2

Zargon Oil & Gas Ltd. Options Cromb, William Taylor 5 2019-05-31 37 5,750Zargon Oil & Gas Ltd. Common Shares Doetzel, Randolph John 5 2019-06-07 10 0.42 19,793Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 2019-05-29 57 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 2019-05-29 57 1,693,412Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 2019-05-30 37 Zargon Oil & Gas Ltd. Common Shares Hansen, Craig Henry 4, 5 2019-05-30 37 20,018Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael 5 2019-05-31 37 13,299Zargon Oil & Gas Ltd. Common Shares Hustad, Christopher Michael 5 2019-05-31 37 139Zargon Oil & Gas Ltd. Options Hustad, Christopher Michael 5 2019-05-31 37 5,750Zargon Oil & Gas Ltd. Common Shares Kitagawa, Kyle 4 2019-05-31 37 3,588Zargon Oil & Gas Ltd. Options Kitagawa, Kyle 4 2019-05-31 37 2,500Zargon Oil & Gas Ltd. Restricted Share Awards Kitagawa, Kyle 4 2019-05-31 38 15,000Zargon Oil & Gas Ltd. Restricted Share Awards Kitagawa, Kyle 4 2019-05-31 37 750Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37 269Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37

60

Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37

100Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37

1,114

Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37

3,000Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37 100Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37 275Zargon Oil & Gas Ltd. Common Shares Merritt, Geoffrey Craig 4 2019-05-31 37 125Zargon Oil & Gas Ltd. Options Merritt, Geoffrey Craig 4 2019-05-31 37 2,500Zargon Oil & Gas Ltd. Restricted Share Awards Merritt, Geoffrey Craig 4 2019-05-31 38 15,000Zargon Oil & Gas Ltd. Restricted Share Awards Merritt, Geoffrey Craig 4 2019-05-31 37 750Zargon Oil & Gas Ltd. Common Shares Wigham, Ron 4 2019-05-31 37 12,385Zargon Oil & Gas Ltd. Options Wigham, Ron 4 2019-05-31 37 2,500Zargon Oil & Gas Ltd. Restricted Share Awards Wigham, Ron 4 2019-05-31 37 750Zargon Oil & Gas Ltd. Restricted Share Awards Zawalsky, Grant A. 4 2019-05-31 58 -

Expiration of rights

15,000

Zimtu Capital Corp. Common Shares Hodge, David 4, 5 2019-06-10 10 0.22 486,681Zimtu Capital Corp. Common Shares Hodge, David 4, 5 2019-06-10 10 0.22 796,208ZoomerMedia Limited Options Palframan, Peter 4 2016-04-22 50 0.1ZoomerMedia Limited Options Palframan, Peter 4 2016-04-22 50 0.05 500,000Zymeworks Inc. Options Cox, Troy 4 2019-06-03 00 Zymeworks Inc. Options Cox, Troy 4 2019-06-03 50 20,000Zymeworks Inc. Options Cox, Troy 4 2019-06-03 50 30,000Zymeworks Inc. Options Mahony, Susan 4 2019-06-03 00 Zymeworks Inc. Options Mahony, Susan 4 2019-06-03 50 20,000Zymeworks Inc. Options Mahony, Susan 4 2019-06-03 50 30,000

Insider Reporting

June 20, 2019

(2019), 42 OSCB 5538


June 20, 2019

(2019), 42 OSCB 5539

Chapter 11

IPOs, New Issues and Secondary Financings

INVESTMENT FUNDS Issuer Name: BetaPro NASDAQ-100® -2x Daily Bear ETF (formerly Horizons BetaPro NASDAQ-100® Bear Plus ETF) Principal Regulator - Ontario Type and Date: Amendment #2 to Final Long Form Prospectus dated June 12, 2019 Received on June 12, 2019 Offering Price and Description: - Underwriter(s) or Distributor(s): N/A Promoter(s): Horizons ETFs Management (Canada) Inc. Project #2785476 _______________________________________________ Issuer Name: RGP Global Sector Class (formerly R.E.G.A.R. Investment Management Global Equity Class) RGP Global Sector Fund (formerly R.E.G.A.R. Investment Management Global Equity Fund) Sectorwise Balanced Portfolio Sectorwise Conservative Portfolio Sectorwise Growth Portfolio Principal Regulator - Quebec Type and Date: Preliminary Simplified Prospectus dated June 10, 2019 NP 11-202 Preliminary Receipt dated June 13, 2019 Offering Price and Description: - Underwriter(s) or Distributor(s): N/A Promoter(s): R.E.G.A.R. Gestion Privée Inc. Project #2881130 _______________________________________________ Issuer Name: Federated Strategic Value U.S. Equity Dividend Fund Principal Regulator - British Columbia Type and Date: Amended and Restated to Final Simplified Prospectus dated May 30, 2019 NP 11-202 Receipt dated June 12, 2019 Offering Price and Description: - Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2841986 _______________________________________________

Issuer Name: Waratah Alternative Equity Income Fund Principal Regulator - British Columbia Type and Date: Preliminary Simplified Prospectus dated Jun 13, 2019 NP 11-202 Preliminary Receipt dated Jun 14, 2019 Offering Price and Description: Class F Units Class I Units Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2930602 _______________________________________________ Issuer Name: CI Canadian Dividend Private Pool CI Global Equity Core Private Pool Principal Regulator - British Columbia Type and Date: Preliminary Simplified Prospectus dated Jun 13, 2019 NP 11-202 Final Receipt dated Jun 14, 2019 Offering Price and Description: Class A units Class F units Class I units Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2915169 _______________________________________________ Issuer Name: Federated Strategic Value U.S. Equity Dividend Fund Principal Regulator - British Columbia Type and Date: Amended and Restated to Final Simplified Prospectus dated May 30, 2019 NP 11-202 Receipt dated June 12, 2019 Offering Price and Description: - Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2841986 _______________________________________________


June 20, 2019

(2019), 42 OSCB 5540

Issuer Name: Franklin Liberty Core Bond Plus ETF Franklin Liberty Short Duration Bond ETF Principal Regulator - British Columbia Type and Date: Preliminary Long Form Prospectus dated Jun 11, 2019 NP 11-202 Final Receipt dated Jun 13, 2019 Offering Price and Description: Units Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2906275 _______________________________________________ Issuer Name: Marret Alternative Absolute Return Bond Fund Principal Regulator - Ontario Type and Date: Amendment #1 to Final Simplified Prospectus dated June 10, 2019 NP 11-202 Final Receipt dated Jun 14, 2019 Received on June 12, 2019 Offering Price and Description: Class A units Class FH units Class F units Class AH units Class IH units Class I units Underwriter(s) or Distributor(s): N/A Promoter(s): N/A Project #2899088 _______________________________________________


June 20, 2019

(2019), 42 OSCB 5541

NON-INVESTMENT FUNDS Issuer Name: Automotive Properties Real Estate Investment Trust Principal Regulator - Ontario Type and Date: Preliminary Short Form Prospectus dated June 17, 2019 NP 11-202 Preliminary Receipt dated June 17, 2019 Offering Price and Description: $73,150,000.00 - 7,000,000 Units Price: C$10.45 per Offered Unit Underwriter(s) or Distributor(s): TD SECURITIES INC. BMO NESBITT BURNS INC. SCOTIA CAPITAL INC. CANACCORD GENUITY CORP. CIBC WORLD MARKETS INC. RBC DOMINION SECURITIES INC. NATIONAL BANK FINANCIAL INC. RAYMOND JAMES LTD. DESJARDINS SECURITIES INC. INDUSTRIAL ALLIANCE SECURITIES INC. Promoter(s): 893353 Alberta Inc. Project #2930199 _______________________________________________ Issuer Name: Avicanna Inc. Principal Regulator - Ontario Type and Date: Amended and Restated Preliminary Long Form Prospectus dated June 12, 2019 NP 11-202 Preliminary Receipt dated June 13, 2019 Offering Price and Description: 2,228,328 Common Shares and 1,114,164 Warrants issuable without payment upon the conversion of 2,228,328 Special Warrants Underwriter(s) or Distributor(s): Sprott Capital Partners LP by its general partner, Sprott Capital Partners GP Inc. Paradigm Capital Inc. Promoter(s): Aras Azadian Kyle Langstaff Setu Purohit Project #2863765 _______________________________________________ Issuer Name: Bitfarms Ltd. Type and Date: Final Long Form Prospectus dated June 12, 2019 Receipted on June 13, 2019 Offering Price and Description: - Underwriter(s) or Distributor(s): - Promoter(s): Pierre-Luc Quimper Emiliano Joel Grodzki Mathieu Vachon Nicolas Bonta Project #2890726 _______________________________________________

Issuer Name: Breath of Life International Ltd. Principal Regulator - Ontario Type and Date: Amendment dated June 13, 2019 to Preliminary Long Form Prospectus dated May 23, 2019 NP 11-202 Preliminary Receipt dated June 14, 2019 Offering Price and Description: C$150,000,000.00 - * Ordinary Shares Price: C$ *.** per Offered Share Underwriter(s) or Distributor(s): BMO NESBITT BURNS INC. SCOTIA CAPITAL INC. CIBC WORLD MARKETS INC. CANACCORD GENUITY CORP. RAYMOND JAMES LTD. Promoter(s): - Project #2920530 _______________________________________________ Issuer Name: Brookfield Infrastructure Partners L.P. Principal Regulator - Ontario Type and Date: Preliminary Shelf Prospectus dated June 12, 2019 NP 11-202 Preliminary Receipt dated June 13, 2019 Offering Price and Description: US$4,000,000,000.00 - Limited Partnership Units Class A Preferred Limited Partnership Units Underwriter(s) or Distributor(s): - Promoter(s): - Project #2930155 _______________________________________________ Issuer Name: Delta 9 Cannabis Inc. Principal Regulator - Manitoba Type and Date: Preliminary Short Form Prospectus dated June 17, 2019 NP 11-202 Preliminary Receipt dated June 17, 2019 Offering Price and Description: - Underwriter(s) or Distributor(s): - Promoter(s): - Project #2931250 _______________________________________________


June 20, 2019

(2019), 42 OSCB 5542

Issuer Name: Enbridge Inc. Principal Regulator - Alberta Type and Date: Preliminary Shelf Prospectus dated June 13, 2019 NP 11-202 Preliminary Receipt dated June 14, 2019 Offering Price and Description: $4,000,000,000.00 - MEDIUM TERM NOTES (UNSECURED) Underwriter(s) or Distributor(s): - Promoter(s): - Project #2930576 _______________________________________________ Issuer Name: Eve & Co Incorporated (formerly Carlaw Capital V Corp.) Principal Regulator - Ontario Type and Date: Preliminary Short Form Prospectus dated June 10, 2019 NP 11-202 Preliminary Receipt dated June 11, 2019 Offering Price and Description: 20,900,000 Common Shares and 20,900,000 Common Share Purchase Warrants Issuable on Exercise of Outstanding Special Warrants Underwriter(s) or Distributor(s): Haywood Securities Inc. Promoter(s): - Project #2929432 _______________________________________________ Issuer Name: Genesis Acquisition Corp. Principal Regulator - British Columbia Type and Date: Preliminary CPC Prospectus dated June 12, 2019 NP 11-202 Preliminary Receipt dated June 13, 2019 Offering Price and Description: $460,000.00 - 2,300,000 Common Shares Price: C$0.20 per Common Share Underwriter(s) or Distributor(s): Canaccord Genuity Corp. Promoter(s): Charles Blair Wilson Project #2930191 _______________________________________________ Issuer Name: Spectra7 Microsystems Inc. Principal Regulator - Ontario Type and Date: Preliminary Short Form Prospectus dated June 17, 2019 NP 11-202 Preliminary Receipt dated June 17, 2019 Offering Price and Description: $3,000,000.00 - 60,000,000 Units Price: $0.05 per Unit Underwriter(s) or Distributor(s): Haywood Securities Inc. Promoter(s): - Project #2931274 _______________________________________________

Issuer Name: Sun Residential Real Estate Investment Trust Principal Regulator - Ontario Type and Date: Final CPC Prospectus dated June 11, 2019 NP 11-202 Receipt dated June 14, 2019 Offering Price and Description: MINIMUM OFFERING: $250,000.00 (2,500,000 Trust Units) MAXIMUM OFFERING: $500,000.00 (5,000,000 Trust Units) Price: C$0.10 per Trust Unit Underwriter(s) or Distributor(s): Raymond James Ltd. Promoter(s): - Project #2903155 _______________________________________________ Issuer Name: TeraGo Inc. Principal Regulator - Ontario Type and Date: Preliminary Short Form Prospectus dated June 17, 2019 NP 11-202 Preliminary Receipt dated June 17, 2019 Offering Price and Description: $7,700,000.00 - 700,000 Common Shares Price; C$11.00 per Common Share Underwriter(s) or Distributor(s): TD SECURITIES INC. CANACCORD GENUITY CORP. CORMARK SECURITIES INC. DESJARDINS SECURITIES INC. Promoter(s): - Project #2929853 _______________________________________________ Issuer Name: The Yield Growth Corp. Principal Regulator - British Columbia Type and Date: Preliminary Shelf Prospectus dated June 12, 2019 NP 11-202 Preliminary Receipt dated June 12, 2019 Offering Price and Description: $10,000,000.00 - Common Shares, Debt Securities, Warrants, Units Underwriter(s) or Distributor(s): - Promoter(s): - Project #2930115 _______________________________________________


June 20, 2019

(2019), 42 OSCB 5543

Issuer Name: Village Farms International, Inc. Principal Regulator - British Columbia Type and Date: Preliminary Shelf Prospectus dated June 14, 2019 NP 11-202 Preliminary Receipt dated June 14, 2019 Offering Price and Description: US$100,000,000.00 - Common Shares Underwriter(s) or Distributor(s): - Promoter(s): - Project #2930745 _______________________________________________


June 20, 2019

(2019), 42 OSCB 5544


June 20, 2019

(2019), 42 OSCB 5545

Chapter 12

Registrations 12.1.1 Registrants

Type Company Category of Registration Effective Date

Change in Registration Category Kindigo Capital Ltd.

From: Exempt Market Dealer To: Exempt Market Dealer and Commodity Trading Manager

June 11, 2019

Voluntary Surrender JVAR Capital Limited Portfolio Manager and Exempt Market Dealer June 10, 2019

New Registration Emerge Canada Inc. Investment Fund Manager, Portfolio Manager and Exempt Market Dealer

June 13, 2019

Registrations

June 20, 2019

(2019), 42 OSCB 5546


June 20, 2019

(2019), 42 OSCB 5547

Chapter 13

SROs, Marketplaces, Clearing Agencies and Trade Repositories

13.2 Marketplaces 13.2.1 TSX Inc. – Enhancement of ‘Seek Dark Liquidity’ Functionality – Notice of Withdrawal

TSX INC.

NOTICE OF WITHDRAWAL

ENHANCEMENT OF ‘SEEK DARK LIQUIDITY’ FUNCTIONALITY In accordance with the Process for the Review and Approval of Rules and the Information Contained in Form 21-101F1 and the Exhibits thereto (the "Protocol") in Schedule 10 of the Ontario Securities Commission's recognition order recognizing Toronto Stock Exchange ("TSX") as an exchange, TSX has withdrawn the Notice of Proposed Changes and Request for Comments published on March 14, 2019 in relation to the enhancement of ‘seek dark liquidity’ functionality. To the extent the TSX decides to pursue the proposal again, it will be published for comment in accordance with the requirements of the Protocol.

SROs, Marketplaces, Clearing Agencies and Trade Repositories

June 20, 2019

(2019), 42 OSCB 5548

13.2.2 360 Treasury Systems AG – Application for Exemptive Relief – Notice of Commission Order

IN THE MATTER OF 360 TREASURY SYSTEMS AG

APPLICATION FOR EXEMPTIVE RELIEF

NOTICE OF COMMISSION ORDER

On June 14, 2019, the Commission issued an order (the Order) to 360 Treasury Systems AG (the Applicant) pursuant to section 147 of the Securities Act (Ontario) (OSA) exempting the Applicant’s Multilateral Trading Facility from the requirement to be recognized as an exchange under section 21 of the OSA. A copy of the Order is published in Chapter 2 of this Bulletin. The Commission published each Applicant's application and draft exemption order for comment on April 11, 2019 on the OSC website at www.osc.gov.on.ca and provided notice of the application and order in the OSC Bulletin. No comments were received and no changes were made to the draft exemption order.

June 20, 2019

(2019), 42 OSCB 5549

Index 360 Treasury Systems AG Order – s. 147 ........................................................... 5450 Marketplaces – Application for Exemptive Relief – Notice of Commission Order ..................................... 5548 BDO Canada LLP Notice from the Office of the Secretary ..................... 5421 Order ......................................................................... 5449 Blocplay Entertainment Inc. Cease Trading Order ............................................... 5463 BMO Asset Management Inc. Decision .................................................................... 5442 BRP Inc. Decision .................................................................... 5423 CI Investments Inc. Decision .................................................................... 5434 Emerge Canada Inc. New Registration ....................................................... 5545 Internet of Things Inc. Cease Trading Order ............................................... 5463 JVAR Capital Limited Voluntary Surrender .................................................. 5545 Kindigo Capital Ltd. Change in Registration Category .............................. 5545 Mackenzie Canadian Balanced Fund Decision .................................................................... 5437 Mackenzie Financial Corporation Decision .................................................................... 5437 Mackenzie US Strategic Income Fund Decision .................................................................... 5437 Performance Sports Group Ltd. Cease Trading Order ............................................... 5463 PharmaCielo Ltd. Order – s. 1(11)(b) .................................................... 5460 Portland Investment Counsel Inc. Decision .................................................................... 5428 TSX Inc. Marketplaces – Enhancement of ‘Seek Dark Liquidity’ Functionality – Notice of Withdrawal .......... 5547

Index

June 20, 2019

(2019), 42 OSCB 5550
