NRI¶s Investment: Indian Capital Markets
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NRI¶s Investment: Indian Capital Markets
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Clientele & Infrastructure
1500+ offices spread across 370+ cities headquartered at Delhi with Regional offices atMumbai, Kolkata, Chennai, Hyderabad, Cochin etc. & Overseas Office at Dubai
6000+ trading terminals and Dedicated workforce of 5500+ employees
More than 5,50,000+ satisfied investors
Clearing member for 134 Trading Members
Dedicated Proprietary Arbitrage Desk with 300+ Arbitrageurs
Handles 3,50,000 + trades/day and achieved US$ 200+ bn volume for the FY 2007-08
Market share based on Exchange Trading volume: 3%+ of Indian Equities & Derivatives, 4%+ of Indian Commodities & 10%+ in DGCX
IPO & MF mobilization Amount (FY 2007-08): Rs. 12,592 crores (i.e. US$ 3.07 Bn.)
Background
Incorporated in 1990 by Mr. S.C. Aggarwal, FCA & Mr. Mahesh C. Gupta, FCA
Member of Equity Exchanges NSE & BSE, Commodity Exchanges MCX & NCDEX
Clearing Member for NSE Derivatives, BSE Derivatives & DGCX
ISO 9001:2000 Certified Depository Participant of CDSL
Distributor of IPO and Mutual Funds
Direct Broker for Insurance (Life & Non-Life Insurance Products)
SEBI Registered Category-1 Merchant Banker
Member of Dubai Gold & Commodities Exchange (DGCX) & Dubai Gold Receipt (DGR)
SMC ± At a Glance
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4th largest broking house of India in terms of trading terminals(Source: Dun & Bradstreet, 2008)
5th
largest sub-broker network in the country (Source: Dun & Bradstreet, 2008) 5th largest distributors of IPO in Retail (Source: Prime Data Rankings)
Awarded the Fastest Growing Retail Distribution Network in Financial Services(Source: Business Sphere, 2008)
Received µMajor Volume Driver¶ by BSE for 3 years consecutively
Millennium India Acquisition Company, Inc. (MIAC) a US based listed companyacquired 14.9% stake in the SMC group for Rs. 164.7 Cr. (i.e. US$ 40 Mn.), valuingthe group at Rs. 1,100 Cr. (i.e. US$ 275 Mn).Incidentally, this was the first µBlank Cheque¶ deal of India.
Credentials
Valuation
SMC ± At a Glance
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SMC ± Services
Online/Offline Trading Platforms
for Equity & Commodity
Other
Financial Services
Insurance
Distribution
Description:
Distribution of Life, Non-life
Insurance
Products
Research
Services
(Equity, IPOCommodity,
Insurance)
Description:
Fundamental &Technical
Research
Investment
Banking
Description:
Fund Raising Through IPO,
Debt & PE
routes
IPO & MF
Distribution
Description:
Distributionof IPO & MF
products
PMS *
Description:
Client basedµPortfolio
Management
Services
NRI
Division
Description:
NRI Tradingand Advisory
Services
Institutional
Desk
Description:Instiutional
Trading and Advisory
Services
SMC Group
Brokerage
Description:Providing trading
platforms to clientssupported with
research services
Arbitrage
Description:Engaged in µArbitrage¶Operations employing
both proprietary & clientfunds, for monetizing
the market mis-pricings
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We are here to discuss SMC¶s offerings to NRIs forInvesting in Indian Stock Market
Before that let us understand why should an NRI invest in
Indian Financial Markets
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Fundamentall tr ng it l e t trilli n dollar
or orates are onsistentl erf orming reporting igh growth of profits
India is off ering excellent returns
India is a countr with more than illion population of which onl- people invest in capital mar ets leaving wide space f or the
capital mar ets to expand.
argest democracy in the World, which has initiated aggressive ref ormsand li eralisation drive since
In the past years five governments have changed without even a single ref orm process eing reversed
Second f astest growing economy after hina
hird largest economy in the world in terms of purchasing power parity
Forex eserves at comf ortable levels of more than bn
India as a ountry
Why Invest in India ?
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Indian apital ar ets have matured over the years, since the incorporation of first exchange in
omf ort of online trading with integrated depository and bankingfrom any part of the world
National Stock xchange (NSE) ombay Stock Exchange ( SE)are the two ma jor Stock Exchanges in India
ver listed companies on the Stock Exchanges ± largest inthe world
Average daily turnover of more than billion dollars
Mandatory orporate overnance f or all listed companies as per
SEBI guidelines
NSE is the rd largest Stock Exchange in the world in terms of number of trades
NSE is one of the most regulated, transparent, saf e vibrantexchange in the world
All the trades at exchange are guaranteed by the learing orporation, which has huge corpus to meet any contingency
Indian apital Markets
Why Invest in India ?
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Experience of two decades in the financial markets
Commanding urn ver of more than in equity market, in
commodity market and in CXRelentless f ocus on investor care
Transparent and prof essional management
roviders of all financial services under one roof
World Class Research f acilities providing research support to
investors through intra±day analysis through SMS, morning mantra, evening buzzer and weekly magazine ³Wise Money´
Financial portal www.smcindiaonline.com rich in contents,providing one of the best trading platf orms with integrated depository and banking services
Why SMC ?
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Online Trading Account in NSE & BSE
Online Trading in Equity Futures & Options through NRO account
Online IPO & MF investments facility through NRO account
Online Trading Account in DGCX (For Dubai NRI¶s Only)
Online Back Office Support
Market research through e-mail
Investments in Mutual Funds and Insurance
SMC¶s Offerings
PIS and Non PIS account facility
Real Time Streaming Quotes
Multiple market watch
Trading in NSE and BSE on single screen
Integrated Depository with Auto Pay-In facility
Access to Ledger balance, Financial details and Demat holdings overonline back office
Instant order/ Trade confirmations
Portfolio Tracker
Informative Contents, New & Updates on the Web Site
Salient Features
Facilities for NRI¶s
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SMC li Tr i ou t
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Accessible only,from your
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Accessible from any computer
connected to the internet
Tr i ptio s v il bl with SMC
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Account©
pening Fee :
Brokerage Rate (
elivery) :
Brokerage Rate (Futures) :
Trading Account*
emat Account*
Axis bank¶ s PIS account*
Sched le f Charges
Account
pening Fee : NI
(Free with SMC
nline Trading Account)
Transaction Fee : (Applicable only in case of sell)
Annual Maintenance Charges : (Free f or first year)
Account
pening Fee : NI
Annual Maintenance Charges : Rs. 1000/- p.a.
Transaction Charges : Rs. 100/- per scrip (purchase / sale)
* Taxes as applicable
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Req irements t pen SMC¶s rading Acc nt
Duly filled in Client Registration Form (CRF)
Copy of Indian assport/ erson of Indian rigin ( I ) Card / verseasCitizen of India ( CI) Card
Copy of alid ISA (in case of Indian Citizenship)
Copy of Indian ermanent Account Number ( AN) card*
Copy of Indian residence roof
Copy of verseas Residence roof
Four recent passport size photographs
* If PAN Card not available SMC will assist you in the Process of applying for a PAN Card.
All documents are required to be attested by either the Indian High Commission or Bank official or Notary Public .
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Should you need any further Clarifications , please feel free to contact us :
Himanshu Sethi Manager (NRI Services)
SMC Global Securities Ltd Contact No : +91-9560021555
E-mail : [email protected]
India Office : 17, Netaji Subhash Marg,Darya Ganj, New Delhi ² 110002
Phone: +91-11-30111333 ext: 7357 Fax: +91-11-23263297
+91-11-23258027 E-mail: [email protected]
Visit us at smcindiaonline.com
or
moneywisebewise.com