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Wim J. Van Ooij Prof e s s o r University of Cincinnati Department of Materials Science & Engmeering Cincinnati, OH 45221-0012 Novel Silane-Based pretreatments of Metals to Replace Chromate and Phosphate Treatment In this program we are developing simple, one-step rinses with aqueous solutions of silanes for the metals cold-rolled steel, galvanized steel and aluminum. These treatments will be optimized so as to replace currently used chromate, phosphate and combined treatments in a wide range of metal-processing industries. The silane solutions consist of an organofunctional silane, a non-functional silane is different for each metal used. We are also studying the stability of the silanes in the solution, as our ultimate goal is to develop concentrated mixtures of the three components which can be diluted on site to result in an active aqueous solution. The treatment are cost-effective, do not involve toxic chemicals and produce only small amounts of waste. 287
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Page 1: Novel Silane-Based Pretreatment of Metals to Replace ...infohouse.p2ric.org/ref/23/22427.pdf · Wim J. Van Ooij Prof e s s o r ... Novel Silane-Based pretreatments of Metals to Replace

Wim J. Van Ooij Prof e s s o r University of Cincinnati Department of Materials Science & Engmeering Cincinnati, OH 45221-0012

Novel Silane-Based pretreatments of Metals to Replace Chromate and Phosphate Treatment

In this program we are developing simple, one-step rinses with aqueous solutions of silanes for the metals cold-rolled steel, galvanized steel and aluminum. These treatments will be optimized so as to replace currently used chromate, phosphate and combined treatments in a wide range of metal-processing industries. The silane solutions consist of an organofunctional silane, a non-functional silane is different for each metal used. We are also studying the stability of the silanes in the solution, as our ultimate goal is to develop concentrated mixtures of the three components which can be diluted on site to result in an active aqueous solution. The treatment are cost-effective, do not involve toxic chemicals and produce only small amounts of waste.

I I I I I'

287

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University of Cincinnati Department of Materials Science and Engineering

Cincinnati, OH 45221-0012

Program Name:

Novel Silane-Based Pretreatments of Metals to Replace Chromate and Phosphate Treatments

Funding Agency:

National Risk Management Research Laboratory of the EPA (Cincinnati, Ohio); Category 111 Project, No. CR 822989-01-0 under Program: PhysicaKhemical Technologies for Pollution Prevention and Waste Treatment

Short Description:

Project is aimed at developing new pretreatment rinses for metal surfaces in building, automotive, construction and beverage industries currently treated by phosphate or chromate-containing processes or both, prior to painting; all new rinses contain organofunctional silanes

Period:

October 1, 1994-September 30, 1997

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Team I I

1.

2.

3.

I

I University of Cincinnati, Dept. of Materials Science and Engineering

PI: Wim J. van Ooy, Professor

c I

Four Ph.D. Graduate Students at UC, Dept. Of MS&E

Brent America, Inc., Lake Bluff, Illinois; Mr. George Gorecki, Research Chemist

.

"""

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Project Responsibilities Chart

Project Officer Q A Officer Kim McLeiian

Vijay Subramanian Wim van Ooij

Treatment of Fe Environmental ’ Emest Foulkes Safety & Health >< Bin Zhang

- - ,r I I

Brent America Inc. Painting & Testing Wei Yuan George Gdrecki I Treatment of Zn <

-a T Treatment of AI

4 Armco R &T Jun Song TOFSIMS > Gerry Whelan T r

Corrosion SEMlEDX t DC and EIS

Emie Clark Optical > Vijay Subramanian

~

AAS + ICP Stephan Eufinger >

V - ( Report Generation

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i PRINCIPLES OF SILICATE-SILANE RINSE OF PHOSPHATF

I 0.005 M waterglass + 0.005 M Ca(NO& PH = 12, T = 60°C, 30 s i

1% Y-APS, 20°C, 5 s I

STEEL

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1

ARMCO PATENTS ON SILICATE-SILANE PROCESSES re-assigned to the University of Cincrnnati

W.J. van Ooij, to Armco Inc., US Patent Appl., March 7, 1994, 'Metalpretreated with an aqueous Solution containing a dissolved inorganic Silicate or Aluminate, an organofunctional silane and a non-functional Silane for enhanced Corrosion Resistance" (one-step treatment; in principle allowed)

W.J. van Ooij, to Armco, Inc., US Patent Appl., "Metal Substrate with Enhanced Conasion Resistance and Improved Paint Adhesion" (August 26, 1992 + June 10, 1994) (Powder Paint containing Solid Silanes)

A. Sabata and W.J. van Ooij, to Armco, Inc., US Patent 5,326,594, July 5, 1994, "Metal Pretreated with an InorganidOrganic Composite Coating with Enhanced Paint Adhesion"

W.J. van Ooij and A Sabata, to Armco lm., US Pat. 5,322,713, June 21,1994, "Metal Sheet with Enhanced Corrosion Resistance having a Silane-treated Aluminate Coating'

W.J. van Ooij, R.A. Edwards and A Sabata, to Armco, IN., USP 5,292,549, March 8, 1994, "Metallic Coated steel having a Siloxane Film Providing Temporary Corrosion Protection and Method Therefor

W.J. van Ooij and A. Sabata, to Armco Steel Company, L.P., US Patent 5,200,275, April 6, 1993, "Steel Sheet with Enhanced Corrosion Resistance having a Silane-treated Silicate Coating"

W.J. van Ooij and A. Sabata, US Pat. 5,108,793 to Armco Steel Company, L.P., April 28, 1992, "Steel Sheet with Enhanced Corrosion Resistance having a Silane-Treated Silicate Coating"

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Metals and Silanes

I. Metals

Fe model for CRS

Zn model for EGS

AI pure

Galvalume (A145Zn2Si) coatings on steel

2. Silanes

y-APS (all metals)

SAAPS (Fe and Galvalume)

UPS (zinc)

AEAPS ((AI only)

3. Additives

b-TESE

silicate

am in0 pro pylsila n e

styrylaminoethylaminopropylsilane

ureidoprop ylsilane

diaminosilane

bis-(triethoxysily1)ethane (crosslinker)

wa terglass

4. Treatments

Dip or spray in freshly hydrolyzed aqueous solution containing 1 % silane, 0.2% crosslinker and 0.1 % silicate; dry in air; variables are pH, ratios of components, and temperature

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-

I I I I I I I I I I I I I I I I E I I

orrosion of Meta

Solutions in Aqueous Silane +

Project Flow Chart

Fe. Zn, AI I I

Selection of Silanes

pH = 3 , 7 . 10 Conc. = 0.1, 1. 10% Age = 1. 24, 168 hrs + -

Reaction of Silane

Aqueous Solution

* ASTM 0-1 17

Ellipsometry Contact Angle Dipping of Metal pH = 4 , 7 . 1 0

in Silane Solution

Conc. = 0.1. 1, 10% Time = 1-10 min.

3% NaCl 168 hrs Salt Spray

4 wks Humidity L

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Methods used in Project

Characterization of Silane Solutions and Films

Ellipsometry Thickness of Film

Electron Microprobe Thickness and Homogeneity

Reflection-Absorption FTlR Structure of Film

Transmission FTlR Reacfions in Solution

Time-of-Flight SlMS Structure of Film

X-Ray Photoelectron Spectroscopy (XPS) Structure of Film

Contact Angle Measurements

of Film

Surface Energy of Film

2. Performance of Treatments

GM 9540P Scab Test

Salt Spray Test

0 DC and EIS Corrosion Tests

Paint Pull-off Test

0 Tape Adhesion Test

Corrosion after Painting

Corrosion after Painting

Corrosion before Painting

Adhesion

Adhesion

I 1 t I I c 1 1 1 I I I I I 1 1 a I

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3. Analysis of Waste Streams I

ICP I II AAS

I I I I

GC

I I I I I I I I I

Si, Fe and Zn

AI

Methanol and Ethanol

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!

j

Current Status

- Done in First Year of Project:

1. Identified two suitable Silanes for each of the Metals Fe, Zn, AI

2. Studied the Structure of the Silane Films on these Metals

3. Developed appropriate Cleaning Methods for each Metal prior to Silane Application

4. Studied the Parameters that Control the Film Thickness for each Silane/Metal Combination

5. Studied the Stability of some Silanes in Aqueous Solution

6. Characterized by EIS a new commercial Silane Post-Rinse developed by Industrial Partner

7. Worked out a Licensing Agreement between UC and Brent America

To be Done in Second Year of Project:

1. Prepare large Number of Panels of CRS, EGS and AI by Treatment with Mixtures of selected Silanes. Crosslinker and Silicate

2. Have Panels painted by Brent America

3. Test Performance of Systems in Corrosion Test (GM Scab, GM 954OP) and Adhesion Test (ASTM D4541-93)

4. Have duplicate Systems Tested by Brent America in Corrosion Test (Salt Spray Test, ASTM 81 17-90) and Adhesion Test (Tape Test, ASTM D3359-90)

5. Arrange for Scale-up Experiments in Pilot Line at Brent America

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Advantages of new Treatments

Non-toxic Chemicals

Improved Adhesion to Paints

Flexibility in Choice of Silane for specific Metal

No Final Water Rinse necessary

Low Concentrations in Waste Streams

Inexpensive Chemicals and very thin Films

I I I I 1 I I I I I I I I I

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Summary of Results on

Stability of Silane Solutions and Characterization of Silane Films on Iron Substrate

(from September 1994 to September 1995)

Silanes and Additives Studied: y-aminopropyltriethoxysilane (y-APS), triaminofunctional silane (TAPS), a silane crosslinker-bis(triethoxysily1) ethane (BTEE) , and water glass

Substrate Used: Polished Pure Iron Coupon

Stability of Silane Solutions (by visual Observation. Clear means stable, turbid means unstable)

Silane Solutions

BTEE and 0.005M 0.8% Y-APS, 0.2 %

pH 5.0

water glass I 8% YAPS, 2% BTEE, I 5.0

BTEE'

0.8% y-AF'S, 0.2%

8% Y-APS, 2% BTEE, Md 0.OSM water glass

a d 0.05M water glass I 0.5% y-APS and 0.5% I 9.0

6.0

9.0 BTEE and 0.005M water glass

T i e of Stability > 4 months, clear

> 4 months, clear

immediately, turbid

> 3 months, clear

> 2 months, clear

Conclusion: * A stable solution of y-APS+Y9805+water glass which was

stable for at least 4 months can be prepared under certain pH and concentration conditions.

I I

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t 1 I I I I I I I I I I I I I I I i I

Characterization of Silane Films on Iron Substrate

Techniques Used: ellipsometry, contact angle, Reflection- Absorption Infrared Spectroscopy (RAIR), Electron Microprobe Analysis (EMPA), and Time-of-Flight Secondary Ion Mass Spectrometry (TOF-SIMS).

Conclusions:

1.

2.

3.

4.

5.

6.

7.

The hydrolyzed APS film on iron is not stable and reacts with air upon aging.

The thickness of APS and BTEE is a function of concentration and pH.

The thickness is independent of dipping time.

The structure of mixtures of APS and BTEE with 4 to 1 ratio is influenced by pH but not by concentration, and dominated by the contribution from APS.

Drying technique affects the structure, orientation, and thickness of silane films on Fe.

High dipping temperature results in the increase in the thickness.

Heating of silane films at elevated temperature increases the crosslinking.

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Novel Silane-based Pretreatments of Metals to Replace Chromate and Phosphate Treatments

(Progress Report for EPA Project NO. CR822989-01-0, Oct. 1,1994 - June 30,1995)

Substrate:

Zinc + Galvanized Steel

Silane Studied:

Gamma Aminopropyltriethoxysilane (y- APS)

Gamma Mercaptopropyltrimethoxysilane (y-MPS)

Gamma Ureidopropyltrialkoxysilane (pups) Mixture of Silane, l,%Bis(triethoxysilyI) Ethane (TESE)

and Sodium Silicate

Characterization Techniques:

0 Ellipsometry

0 Surface Energy Measurements

0

Reflection Absorption Infrared Spectroscopy (RAIR)

Time-of-Flight Secondary Ion Mass Spectroscopy (TOFSIMS)

Deposition Parameters:

0 Solution Concentration

0 - Solution Dipping Time

0 pH Value of the Solution

Conclusions:

Film thickness depends on solution concentration but

independent of solution dipping time

Molecular Orientation depends on pH value of the solution

Surface enerw decrease with the film aging time

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h

E 0

180 0 L Gamma-APS, PH: 10.5

304

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80 Gamma APS, pH: 10.5

0 Gamma UPS, pH: 8.5

'O I

20 30 1 0 1 2 3 4 5

Solution Dipping Time (mins.)

Fig. 2 Effect of solution dipping time on the film thickness of APS and U P S coated zinc substrates (solution concentration = 1%, by volume).

305

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A Total Surface Energy

0 Polar Component

m Dispersive Component

A A A

A

- - I -

m

0 0 - - a 10 2

w

.-

0 : 0 20 40 60 80 100 120 140 160 180

Film Aging Time @r.)

Effect of film aging time on the surface energy of 1 YO MPTS coated pure zinc substrate ( solution aging time is 20 hrs. ).

306

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w 0 v

-.I- " i p s " _-

The influence of deposition parameters on A1

Solution concentration concentration increases, silane film thickness increases

A1 dipping time in a short duration, it does affect the silane film thickness (<2 min. )

pHvalue it depends on the parameters to hydrolysis and condensation process of silane solution, pH around 8 is best to get good film

I Aging time surface tension decreases with aging time, it becomes constant after about 3-4 days

, m Cleaning steps DI water and acetone ultrasonic clean ( 5 min. each)

Temperature from 20°C to 100°C increasing the film extent of crosslinking, above 200°C film degrades

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Corrosion Inhibiton of Iron bv y-APS

FACTORS INFLUENCING CORROSION

* PH * Silane concenlration * Solvent * Dipping time * Aging of the solution * Curing temperature * Curingtime

RESULTS

"pH controls the mode of atacliment

through the amino end at high pHs through the silane end at lower pHs

* Solvent tobe chosen based on pH of application

alcohols prevent etching at low pHs

A Curing lemperature/irime

60 "C-60 minutes found to be ideal

*Aging of ilie solution results in condensation of the silane

308

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70

60

C 50 m % L

E 40 E

’ C 30

- w 0 W In

Q)

0 .- E s 20

10

0

Fig.? Corrosion rates as a function of pH

7 6 5 4 11 10 9 0

PH

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Related Activities

Deposition of thin Organic Coatings on Metals by Polymerization of Organic Monomers in a DC Plasma

Advanta

Process is Solvent-free

Process is very Efficient and requires very little Energy (e.g. 0.05 W/cm2)

Coatings can be tailored to specific Substrates and Applications (Choice of Deposition Conditions and Monomer)

Coatings outperform Phosphates and Chromates in some Applications

Coatings are thermally very stable and insoluble in Solvents

Coatings with a high Degree of Deformability can be obtained

In Situ Cleaning and Deposition in Sequential Steps

310

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.

2nd Annual Advanced Techniques for

Replacing Chromium : An Information Exchange

November 7-8, 1995

Seven Springs Mountain Resort Champion, PA

National Defense Center for Environmental Excellence