5 Hardenability Bozˇidar Lisˇcˇic´ CONTENTS 5.1 Definition of Hardenability ....................................................................................... 213 5.2 Factors Influencing Depth of Hardening................................................................... 215 5.3 Determination of Hardenability................................................................................. 217 5.3.1 Grossmann’s Hardenability Concept .............................................................. 217 5.3.1.1 Hardenability in High-Carbon Steels.............................................. 220 5.3.2 Jominy End-Quench Hardenability Test ........................................................ 228 5.3.2.1 Hardenability Test Methods for Shallow-Hardening Steels ........... 230 5.3.2.2 Hardenability Test Methods for Air-Hardening Steels ................... 233 5.3.3 Hardenability Bands ....................................................................................... 237 5.4 Calculation of Jominy Curves from Chemical Composition ..................................... 240 5.4.1 Hyperbolic Secant Method for Predicting Jominy Hardenability .................. 243 5.4.2 Computer Calculation of Jominy Hardenability ............................................ 247 5.5 Application of Hardenability Concept for Prediction of Hardness after Quenching..... 249 5.5.1 Lamont Method ............................................................................................. 253 5.5.2 Steel Selection Based on Hardenability .......................................................... 256 5.5.3 Computer-Aided Steel Selection Based on Hardenability .............................. 257 5.6 Hardenability in Heat Treatment Practice ................................................................. 264 5.6.1 Hardenability of Carburized Steels................................................................. 264 5.6.2 Hardenability of Surface Layers When Short-Time Heating Methods Are Used ......................................................................................................... 266 5.6.3 Effect of Delayed Quenching on the Hardness Distribution .......................... 267 5.6.4 A Computer-Aided Method to Predict the Hardness Distribution after Quenching Based on Jominy Hardenability Curves ....................................... 268 5.6.4.1 Selection of Optimum Quenching Conditions ................................ 273 References .......................................................................................................................... 275 5.1 DEFINITION OF HARDENABILITY Hardenability, in general, is defined as the ability of a ferrous material to acquire hardness after austenitization and quenching. This general definition comprises two subdefinitions: the ability to reach a certain hardness level (German: Aufha ¨rtbarkeit) and the hardness distribu- tion within a cross section (German: Einha ¨rtbarkeit). The ability to reach a certain hardness level is associated with the highest attainable hardness. It depends first of all on the carbon content of the material and more specifically on the amount of carbon dissolved in the austenite after the austenitizing treatment, because only this amount of carbon takes part in the austenite-to-martensite transformation and has relevant influence on the hardness of martensite. Figure 5.1 shows the approximate relationship between the hardness of the structure and its carbon content for different percentages of martensite [1]. ß 2006 by Taylor & Francis Group, LLC.
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5 Hardenability
� 2006 by Taylor & Fran
Bozidar Liscic
CONTENTS
5.1 Definition of Hardenability ....................................................................................... 213
5.2 Factors Influencing Depth of Hardening................................................................... 215
5.3 Determination of Hardenability................................................................................. 217
FIGURE 5.9 Change of the H value with temperature and size of the round bar. Calculated from cooling
curves measured at the center of bars made of 18Cr8Ni steel quenched in water from 8458C, according
to Carney and Janulionis. (From D.J. Carney and A.D. Janulionis, Trans. ASM 43:480–496, 1951.)
carburized steels. All of these steels, when quenched, normally contain an excess of undis-
solved carbides, which means that the quantity of carbon and alloying elements in solution
could vary with the prior microstructure and the austenitizing conditions. The hardenability
of these steels is influenced by the carbide size, shape, and distribution in the prior micro-
structure and by austenitizing temperature and time. Grain size exhibits a lesser effect because
hardenability does not vary greatly from ASTM 6 to 9 when excess carbides are present.
As a rule, homogenous high-carbon alloy steels are usually spheroidize-annealed for
machining prior to hardening. Carburizing steel grades are either normalized, i.e., air-cooled,
or quenched in oil directly from the carburizing temperature before reheating for hardening.
So different case microstructures (from martensite to lamellar pearlite) may be present, all of
which transform to austenite rather easily during reheating for hardening. During quenching,
however, the undissolved carbides will nucleate pearlite prematurely and act to reduce hard-
enability.
In spheroidize-annealed steel, the carbides are present as large spheroids, which are much
more difficult to dissolve when the steel is heated for hardening. Therefore the amount of
alloy and carbon dissolved is less when one starts with a spheroidized rather than a normal-
ized or quenched microstructure. Nevertheless, it has been demonstrated that a spheroidized
prior microstructure actually yields higher hardenability than a prior normalized microstruc-
ture, at least for austenitizing temperatures up to approximately 8558C. This effect occurs
because larger carbides are not as efficient nuclei for early pearlite formation upon cooling as
fine and lamellar carbides and the nuclei are present in lower numbers. With either prior
microstructure, if strict control is maintained over austenitizing temperature and time, the
solution of carbon and alloy can be reproduced with sufficient consistency to permit the
� 2006 by Taylor & Francis Group, LLC.
7
50% Martensite
95% Martensite
99.9% Martensite
6
5
4
3In
dica
ted
hard
enab
ility
D I
2
1
01 2 3
Hardenability D I, 50% martensite4 5 6 7
FIGURE 5.10 Average relationships among hardenability values (expressed as DI) in terms of 50, 95,
and 99.9% martensite microstructures. (From Metals Handbook, ASM International, Cleveland,
OH, 1948, p. 499.)
derivation of multiplying factors. For all calculations, it was important to establish whether
pearlite or bainite would limit hardenability because the effects of some elements on these
reactions and on hardenability differ widely.
The multiplying factors were calculated according to a structure criterion of DI to 90%
martensite plus retained austenite (or 10% of nonmartensitic transformation) and with
reference to a base composition containing 1.0% C and 0.25% of each of the elements Mn,
Si, Cr, and Ni, with 0% Mo to ensure that the first transformation product would not be
bainite. The 50% martensite hardenability criterion (usually used when calculating DI) was
selected by Grossmann because this structure in medium-carbon steels corresponds to an
inflection in the hardness distribution curve. The 50% martensite structure also results in
marked contrast in etching between the hardened and unhardened areas and in the fracture
appearance of these areas in a simple fracture test. For many applications, however, it may be
necessary to through-harden to a higher level of martensite to obtain optimum properties of
tempered martensite in the core.
In these instances, D1 values based on 90, 95, or 99.9% martensite must be used in
determining the hardenability requirements. These D1 values can be either experimentally
determined or estimated from the calculated 50% martensite values using the relationships
shown in Figure 5.10, which were developed for medium-carbon low-alloy steels [10]. A curve
for converting the D1 value for the normalized structure to the DI value of the spheroidize-
annealed structure as shown in Figure 5.11 is also available. New multiplying factors for D1
values were obtained from the measured Jominy curves using the conversion curve modified
by Carney shown in Figure 5.12.
The measured DI values were plotted against the percent content of various elements in
the steel. These curves were then used to adjust the DI value of the steels whose residual
content did not conform to the base composition. Once the DI value of each analysis was
adjusted for residuals, the final step was to derive the multiplying factors for each element
from the quotient of the steels D�I and that of the base as follows:
fMn ¼D�I at x % Mn
DI
(5:2)
where DI is the initial reference value.
� 2006 by Taylor & Francis Group, LLC.
21
2
3
4
3 4D I, Annealed prior structure, in.
D I,
Nor
mal
ized
prio
r st
ruct
ure,
in.
5 6
FIGURE 5.11 Correlation between hardenability based on normalized and spheroidize-annealed prior
structures in alloyed 1.0% C steels. (From C.F. Jatczak, Metall. Trans. 4:2267–2277, 1973.)
Excellent agreement was obtained between the case hardenability results of carburized
steels assessed at 1.0% carbon level and the basic hardenability of the 1.0% C steels when
quenched from the normalized prior structure. It was thus confirmed that all multiplying
factors obtained with prior normalized 1.0% C steels could be used to calculate the hard-
enability of all carburizing grades that are reheated for hardening following carburizing.
Jatczak and Girardi [11] determined the difference in multiplying factors for prior nor-
malized and prior spheroidize-annealed structures as shown in Figure 5.13 and Figure 5.14.
The influence of austenitizing temperature on the specific hardenability effect is evident. The
multiplying factors shown in Figure 5.15 through Figure 5.18 were principally determined in
compositions where only single-alloy additions were made and that were generally pearlitic in
initial transformation behavior. Consequently, these multiplying factors may be applied to
2
10
20
30
40
50
60
70
4 6 8 10 12 14 16 18 20 22 24 26 28 30 32
.2 .4 .6 .8 1.0Distance from end-quenched end—sixteenths
D I
Distance from end-quenched end—in.1.2 1.4 1.6 1.8 2.0
Sixteenths3.0 4.0
6456484032
80
70
60
2.0in.
FIGURE 5.12 Relationship between Jominy distance and DI. (From C.F. Jatczak, Metall. Trans.
4:2267–2277, 1973.)
� 2006 by Taylor & Francis Group, LLC.
00
1
2
3
4M
ultip
lyin
g fa
ctor
5
6
0.25
Mn, Cr, Si
Si-Multi-alloy steels
Carbon factor
Normalized prior structureBase : DI — 1.42
Mn%C
Cr-Carburizing steelsCr
Si-Single-alloy steelsNi
1.501.251.000.750.70
0.80
0.90
1.00
Mo
N
0.50 0.75 1.00 1.25Percent element
1.50 1.75 2.00 2.25
FIGURE 5.13 Multiplying factors for calculation hardenability of high-carbon steels of prior normalized
structure. (From C.F. Jatczak and D.J. Girardi, Multiplying Factors for the Calculation of Hardenability of
Hypereutectoid Steels Hardened from 17008F, Climax Molybdenum Company, Ann Arbor, MI, 1958.)
the calculation of hardenability of all single-alloy high-carbon compositions and to those
multialloyed compositions that remain pearlitic when quenched from these austenitizing
conditions. This involves all analyses containing less than 0.15% Mo and less than 2% total
of Ni plus Mn and also less than 2% Mn, Cr, or Ni when they are present individually. Of
course, all of the factors given in Figure 5.15 through Figure 5.18 also apply to the calculation
of case hardenability of similar carburizing steels that are rehardened from these temperatures
following air cooling or integral quenching.
00
1
2
3
Mul
tiply
ing
fact
or
4
5
6
0.25 0.50
Mo
Si-Multi-alloy steels
Mn
Cr
% C0.75
0.70
0.80
Carbon factor
Annealed prior structure
Base : DI — 1.42
0.90
1.00
1.00 1.25 1.50
NiNi
Mn, Cr, Si
0.75 1.00 1.25Percent element
1.50 1.75 2.00 2.25
Si-Single-alloy steels
FIGURE 5.14 Multiplying factors for calculation of hardenability of high-carbon steels of prior
spheroidize-annealed structure. (From C.F. Jatczak and D.J. Girardi, Multiplying Factors for the
Calculation of Hardenability of Hypereutectoid Steels Hardened from 17008F, Climax Molybdenum
Company, Ann Arbor, MI, 1958.)
� 2006 by Taylor & Francis Group, LLC.
0.20
0.40
0.50
0.60
0.70
0.80
0.90
1.00
0.30 0.40 0.50 0.60Percent carbon
Mul
tiply
ing
fact
or
0.70 0.80 0.90 1.00 1.10
4
5
6
1525
7
8
1700
1575
1475
FIGURE 5.15 Multiplying factors for carbon at each austenitizing condition. Data plotted on the left-
hand side are data from Kramer for medium-carbon steels with grain size variation from ASTM 4 to
ASTM 8. (From C.F. Jatczak, Metall. Trans. 4:2267–2277, 1973.)
01.0
1.5
2.0
2.5
1.0
1.5
Mul
tiply
ing
fact
or 2.0
2.5
3.0
3.5
0.25 0.50 0.75 1.00Percent element
1.25 1.50 1.75 2.00
Manganese
Chromium Kramer 1700
1700
1525−1575
1475
1475
1525
1575
1700
Kramer
FIGURE 5.16 Effect of austenitizing temperature on multiplying factors for Mn and Cr at high-carbon
levels (Kramer data for medium-carbon steels). (From C.F. Jatczak, Metall. Trans. 4:2267–2277, 1973.)
� 2006 by Taylor & Francis Group, LLC.
Molybdenum1700
Kramer
1575
14751525
0 0.25 0.50 0.75 1.00 1.25 1.50
5.0
4.0
3.0
2.0
1.0
Percent molybdenum
Mul
tiply
ing
fact
or
FIGURE 5.17 Effect of austenitizing temperature on multiplying factors for Mo at high carbon levels.
(From C.F. Jatczak, Metall. Trans. 4:2267–2277, 1973.)
Aluminum
Silicon
Nickel
Kramer
Kramer
1525 Multi−alloy
1700 Multi−alloy
1475
1575
1700
1700
Kramer
1475−1575
1475−1575
1475–1700
01.0
1.5
2.0
1.0
1.5
2.0
Mul
tiply
ing
fact
or 2.5
1.0
1.5
2.0
0.25 0.50 0.75 1.00Percent element
1.25 1.50 1.75 2.00
FIGURE 5.18 Effect of austenitizing temperature on multiplying factors for Si, Ni, and Al at
high-carbon levels. (Arrow on Al curve denotes maximum percentage studies by Kramer.) (From
C.F. Jatczak, Metall. Trans. 4:2267–2277, 1973.)
� 2006 by Taylor & Francis Group, LLC.
For steels containing more Mo, Ni, Mn, or Cr than the above percentages, the measured
hardenability will always be higher than calculated with the single-alloy multiplying factors
because these steels are bainitic rather than pearlitic and also because synergistic harden-
ability effects have been found to occur between certain elements when present together. The
latter effect was specifically noted between Ni and Mn, especially in steels made bainitic by
the addition of 0.15% or more Mo and that also contained more than 1.0% Ni.
The presence of synergistic effects precluded the use of individual multiplying factors for
Mn and Ni, as the independence of alloying element effects is implicit in the Grossmann
multiplying factor approach. This difficulty, however, was successfully surmounted by com-
puting combined Ni and Mn factors as shown in Figure 5.19.
The factors from Figure 5.15 through Figure 5.18 can also be used for high-carbon steels
that are spheroidize-annealed prior to hardening. However, the calculated DI value must be
converted to the annealed DI value at the abscissa on Figure 5.11. The accuracy of hard-
enability prediction using the new factors has been found to be within +10% at DI values as
high as 660 mm (26.0 in.).
.70
.80
.60
.50
.0
.30 Mn
.80
.30 Mn
.30 Mn
.40
.50
.60
.70
.80
.40
.50
.60
.70
Percent nickel
Com
bind
ed N
i x M
n m
ultip
lyin
g fa
ctor
2020
% Nickel
30 Mn
40
60
80
30 40
15258F (8308C)
14758F (8008C)
15758F (8558C)
1.0 1.2 1.4 1.6 1.810
20
30
40
50
40
10
20
30
40
50
30
10
20
2020
% Nickel
30 Mn
40
60
80
30 40
2020
% Nickel
30 Mn40
60
80
30 40
FIGURE 5.19 Combined multiplying factor for Ni and Mn in bainitic high-carbon steels quenched from
800 to 8558C, to be used in place of individual factors when composition contains more than 1.0% Ni
and 0.15% Mo. (From C.F. Jatczak, Metall. Trans. 4:2267–2277, 1973.)
� 2006 by Taylor & Francis Group, LLC.
5.3.2 JOMINY E ND-Q UENCH HARDENABILITY T EST
The end-quench hardenability test developed by Jominy and Boegehold [12] is commonly
referred to as the Jominy test. It is used worldwide, described in many national standards, and
available as an international standard [13]. This test has the following significant advantages:
FIG
� 20
1. It characterizes the hardenability of a steel from a single specimen, allowing a wide
range of cooling rates during a single test.
2. It is reasonably reproducible.
The steel test specimen (25 mm diameter � 100 mm) is heated to the appropriate auste-
nitizing temperature and soaked for 30 min. It is then quickly transferred to the supporting
fixture (Jominy apparatus) and quenched from the lower end by spraying with a jet of water
under specified conditions as illustrated in Figure 5.20. The cooling rate is the highest at the
end where the water jet impinges on the specimen and decreases from the quenched end,
producing a variety of microstructures and hardnesses as a function of distance from the
quenched end. After quenching, two parallel flats, approximately 0.45 mm below surface, are
ground on opposite sides of the specimen and hardness values (usually HRC) are measured at
1=16 in. intervals from the quenched end and plotted as the Jominy hardenability curve (see
Figure 5.21). When the distance is measured in millimeters, the hardness values are taken at
every 2 mm from the quenched end for at least a total distance of 20 or 40 mm, depending on
the steepness of the hardenability curve, and then every 10 mm. On the upper margin of the
Jominy hardenability diagram, approximate cooling rates at 7008C may be plotted at several
distances from the quenched end.
1/2 in.(12.7 mm)
1/8 in.(3.2 mm) 1−1/8 in. (29 mm)
1−1/32 in. (26.2 mm)
1-in. (25.4-mm)round specimen
Water at 75 ± 5°F(24 ± 2.8°C)
1/2 in.(13 mm)
From quick-openingvalve
Unimpededwater jet
458
2-1/2 in.(64 mm)
4 in.(102 mm)
1/2-in. (12.7-mm) i.d.orifice
URE 5.20 Jominy specimen and its quenching conditions for end-quench hardenability test.
06 by Taylor & Francis Group, LLC.
10
0250
1.0 2.0 3.0
50 75
20
30
Har
dnes
s, H
RC
mm
Distance from quenched end
Cooling rates
Distance from quenched end, in.
in.
40
50
60
270 70 18 5.6 K/s
489" 124" 32.3" 10" °F/s
1/16 4/16 8/16 16/16
FIGURE 5.21 Measuring hardness on the Jominy specimen and plotting the Jominy hardenability
curve. (From G. Krauss, Steels Heat Treatment and Processing Principles, ASM International, Metals
Park, OH, 1990.)
Figure 5.22 shows Jominy hardenability curves for different unalloyed and low-alloyed
grades of steel. This figure illustrates the influence of carbon content on the ability to reach a
certain hardness level and the influence of alloying elements on the hardness distribution
expressed as hardness values along the length of the Jominy specimen. For example, DIN
Ck45, an unalloyed steel, has a carbon content of 0.45% C and exhibits a higher maximum
hardness (see the value at 0 distance from the quenched end) than DIN 30CrMoV9 steel,
00
20
40
60
20
50CrV4
50CrMo4
42MnV7
37MnSi5
Ck45
30CrMoV9
Distance from quenched end, mm40 60 80
Har
dnes
s, H
RC
FIGURE 5.22 Jominy hardenability curves (average values) for selected grades of steel (designations
according to German DIN standard). (From G. Spur (Ed.), Handbuch der Fertigungstechnik, Band 4=2,
Warmebehandeln, Carl Hanser, Munich, 1987, p. 1012.)
� 2006 by Taylor & Francis Group, LLC.
Distance from quenched end, mm10 20 30 40 50
0 4 8 12 16 20 24 28 3210
20
30
40
50
60
70
Distance from quenched end,1/16 in.
Har
dnes
s, H
RC
FIGURE 5.23 Reproductibility of the end-quench hardenability test. Hardenability range (hatched
area between curves) based on tests by nine laboratories on a single heat of SAE 4068 steel. (From
C.A. Siebert, D.V. Doane, and D.H. Breen, The Hardenability of Steels, ASM International, Cleveland,
OH, 1997.)
which has only 0.30% C. However, the latter steel is alloyed with Cr, Mo, and V and shows a
higher hardenability by exhibiting higher hardness values along the length of the specimen.
The Jominy end-quench test is used mostly for low-alloy steels for carburizing (core
hardenability) and for structural steels, which are typically through-hardened in oils and
tempered. The Jominy end-quench test is suitable for all steels except those of very low or very
high hardenability, i.e., D1 < 1.0 in. or D1> 6.0 in. [8]. The standard Jominy end-quench test
cannot be used for highly alloyed air-hardened steels. These steels harden not only by heat
extraction through the quenched end but also by heat extraction by the surrounding air. This
effect increases with increasing distance from the quenched end.
The reproducibility of the standard Jominy end-quench test was extensively investigated,
and deviations from the standard procedure were determined. Figure 5.23 shows the results of
an end-quench hardenability test performed by nine laboratories on a single heat of SAE 4068
steel [8]. Generally, quite good reproducibility was achieved, although the maximum differ-
ence may be 8–12 HRC up to a distance of 10 mm from the quenched end depending on the
slope of the curve. Several authors who have investigated the effect of deviations from the
standard test procedure have concluded that the most important factors to be closely
controlled are austenitization temperature and time, grinding of the flats of the test bar,
prevention of grinding burns, and accuracy of the measured distance from the quenched end.
Other variables such as water temperature, orifice diameter, free water-jet height, and transfer
time from the furnace to the quenching fixture are not as critical.
5.3.2.1 Hardenability Test Methods for Shallow-Hardening Steels
If the hardenability of shallow-hardening steels is measured by the Jominy end-quench test,
the critical part of the Jominy curve is from the quenched end to a distance of about 1=2 in.
Because of the high critical cooling rates required for shallow-hardening steels, the hardness
decreases rapidly for every incremental increase in Jominy distance. Therefore the standard
Jominy specimen with hardness readings taken at every 1=16 in. (1.59 mm) cannot describe
precisely the hardness trend (or hardenability). To overcome this difficulty it may be helpful
� 2006 by Taylor & Francis Group, LLC.
to (1) modify the hardness survey when using standard Jominy specimens or (2) use special L
specimens.
5.3.2.1.1 Hardness Survey Modification for Shallow-Hardening SteelsThe essential elements of this procedure, described in ASTM A255, are as follows:
FIGin m
� 20
1. The procedure in preparing the specimen before making hardness measurements is the
same as for standard Jominy specimens.
2. An anvil that provides a means of very accurately measuring the distance from the
quenched end is essential.
3. Hardness values are obtained from 1=16 to 1=2 in. (1.59–12.7 mm) from the quenched
end at intervals of 1=32 in. (0.79 mm). Beyond 1=2 in., hardness values are obtained at
5=8, 3=4, 7=8, and 1 in. (15.88, 19.05, 22.23, and 25.4 mm) from the quenched end. For
readings within the first 1=2 in. from the quenched end, two hardness traverses are
made, both with readings 1=16 in. apart: one starting at 1=16 in. and completed at 1=2in. from the quenched end, and the other starting at 3=32 in. (2.38 mm) and completed
at 15=32 in. (11.91 mm) from the quenched end.
4. Only two flats 1808 apart need be ground if the mechanical fixture has a grooved bed
that will accommodate the indentations of the flat surveyed first. The second hardness
traverse is made after turning the bar over. If the fixture does not have such a grooved
bed, two pairs of flats should be ground, the flats of each pair being 1808 apart. The
two hardness surveys are made on adjacent flats.
5. For plotting test results, the standard form for plotting hardenability curves should be
used.
5.3.2.1.2 The Use of Special L SpecimensTo increase the cooling rate within the critical region when testing shallow-hardening steels,
an L specimen, as shown in Figure 5.24, may be used. The test procedure is standard except
that the stream of water rises to a free height of 100+5 mm (instead of the 63.55 mm with a
standard specimen) above the orifice, without the specimen in position.
f32
f125 f125
f5
f25
f32
f20
f25
f20
f25
25 25
50
100
± 0.
5
100
± 0.
5
10
97 ±
0.5
97 ±
0.5
(a) (b)
URE 5.24 L specimens for Jominy hardenability testing of shallow-hardening steels. All dimensions
illimeters.
06 by Taylor & Francis Group, LLC.
Har
dnes
s, H
RC
S S�
h1 h2h3
h4
h5 h6 h7 C
KGFEDCBA
116
A A�
Diameter, 1 in.
= average surface hardness h1, h2, h3, etc. = average hardness at depths indicatedC = Average center hardnessThen Area of A = s + h1� 1/16
2
� 1/162
= h1 + h2
= 2(A + B + C + D + E + F + G + K )
= 1/2( + h1 + h2 + h3 + h4 + h5 + h6 + h7 + )C2
S2
Area of B
Total area
S
FIGURE 5.25 Estimation of area according to SAC method. (From Metals Handbook, 9th ed., Vol. 1,
ASM International, Metals Park, OH, 1978, pp. 473–474.) [15]
5.3.2.1.3 The SAC Hardenability TestThe SAC hardenability test is another hardenability test for shallow-hardening steels, other
than carbon tool steels, that will not through-harden in sizes larger than 25.4 mm (1 in.) in
diameter. The acronym SAC denotes surface area center and is illustrated in Figure 5.25.
The specimen is 25.4 mm (1 in.) in diameter and 140 mm (5.5 in.) long. After normalizing at
the specified temperature of 1 h and cooling in air, it is austenitized by being held at
temperature for 30 min and quenched in water at 24+58C, where it is allowed to remain
until the temperature is uniform throughout the specimen.
After the specimenhasbeenquenched, a cylinder 25.4mm(1 in.) in length is cut from itsmiddle.
The cut faces of the cylinder are carefully ground parallel to remove any burning or tempering
that might result from cutting and to ensure parallel flat surfaces for hardness measuring.
First HRC hardness is measured at four points at 908 to each other on the surface. The
average of these readings then becomes the surface reading. Next, a series of HRC readings
are taken on the cross section in steps of 1=16 in. (1.59 mm) from the surface to the center of
the specimen. From these readings, a quantitative value can be computed and designated by a
code known as the SAC number.
The SAC code consists of a set of three two-digit numbers indicating (1) the surface hardness,
(2) the total Rockwell (HRC)-inch area, and (3) the center hardness. For instance, SAC 60-54-43
indicates a surface hardness of 60 HRC, a total Rockwell-inch area of 54, and a center hardness
of 43 HRC. The computation of the total Rockwell-inch area is shown in Figure 5.25.
5.3.2.1.4 Hot Brine Hardenability TestFor steels of very low hardenability, another test has been developed [15] that involves
quenching several specimens 2.5 mm (0.1 in.) thick and 25 mm (1.0 in.) square in hot brine
at controlled temperatures (and controlled quench severity), and determining the hardness
and percent martensite of each specimen. The brine temperature for 90% martensite structure
expressed as an equivalent diameter of a water-quenched cylinder is used as the hardenability
� 2006 by Taylor & Francis Group, LLC.
criterion. Although somewhat complex, this is a precise and reproducible method for experi-
mentally determining the hardenability of shallow-hardening steels. By testing several steels
using this method, a linear regression equation has been derived for estimating hardenability
from chemical composition and grain size that expresses the relative contribution of carbon
and alloying elements by additive terms instead of multiplicative factors.
5.3.2 .2 Har denab ility Test Methods for Air-Har dening Steel s
When a standard Jominy specimen is used, the cooling rate at a distance of 80 mm from the
quenched end (essentially the opposite end of the specimen) is approximately 0.7 K =s. The
hardenability of all steel grades with a critical cooling rate greater than 0.7 K =s can be
determined by the standard Jominy end-quench hardenability test as a sufficient decrease in
hardness will be obtained from increasing amounts of nonmartensite transformation products
(bainite, pearlite, ferrite). However, for steels with a critical cooling rate lower than 0.7 K =sthere will be no substantial change in the hardness curve because martensite will be obtained
at every distance along the Jominy specimen. This is the case with air-hardening steels. To
cope with this situation and enable the use of the Jominy test for air-hardening steels, the
mass of the upper part of the Jominy specimen should be increased [16] by using a stainless
steel cap as shown in Figure 5.26. In this way, cooling rates of the upper part of the specimen
are decreased below the critical cooling rate of the steel itself.
The complete device consists of the conical cap with a hole through which the specimen can be
fixed with the cap. When austenitizing, a leg is installed on the lower end of the specimen as shown
inFigure 5.26 to equalize heating so that the same austenitizing conditions exist along the entire test
specimen. The total heating time is 40 min plus 20 min holding time at the austenitizing tempera-
ture. Before quenching the specimen according to the standard Jominy test procedure (together
with the cap), the leg should be removed. Figure 5.27 illustrates cooling rates when quenching
a standard Jominy specimen and a modified specimen with added cap. This diagram illustrates
the relationship between the cooling times from the austenitizing temperature to 5008C and the
distance from the quenched end of the specimen for different austenitizing temperatures.
Figure 5.27 shows that at an austenitizing temperature of 8008C up to a distance of 20 mm
from the quenched end, the cooling time curves for the standard specimen and the modified
All dimensions in mm
Cap
Leg
26 f
30 f
32 f43 f
45 f
70 f
58 f42 f
66 f
6547
.58
84
2787
FIGURE 5.26 Modification of the standard Jominy test by the addition of a cap to the specimen for
testing the hardenability of air-hardening steels. (From A. Rose and L. Rademacher, Stahl Eisen
76(23):1570–1573, 1956 [in German].)
� 2006 by Taylor & Francis Group, LLC.
00
10
20
30
40
50
Jom
iny
dist
ance
from
the
quen
ched
end
, mm
60
70
80
90
100
110
100 200 300Cooling time from austenitizing temp. to 5008C, s
Standard Jominyspecimen
Modified Jominyspecimen (added cap)
400 500 600
8008C 9008C
Austenitizingtemperature: 8008C 11008C10008C
FIGURE 5.27 Cooling times between austenitizing temperature and 5008C for the standard Jominy
specimen and for a specimen modified by adding a cap. (From A. Rose and L. Rademacher, Stahl Eisen
76(23):1570–1573, 1956 [in German].)
specimen have the same path and thus the same cooling rate. At distances beyond approxi-
mately 20 mm, the cooling time curve for the modified specimen exhibits increasingly slower
cooling rates relative to the standard specimen. By adding the cap, the cooling time is nearly
doubled, or the cooling rate is approximately half that exhibited by the unmodified test piece.
Figure 5.28 shows two Jominy hardenability curves, one obtained with the standard
specimen and the other with the modified specimen, for the hot-working tool steel DIN
45CrMoV67 (0.43% C, 1.3% Cr, 0.7% Mo, 0.23% V). Up to 20 mm from the quenched end,
both curves are nearly equivalent. At greater distances, the retarded cooling exhibited by the
modified specimen causes the decrease in hardness to start at 23 mm from the quenched end,
while the decrease in hardness for the standard specimen begins at approximately 45 mm.
The full advantage of the test with modified specimens for an air-hardening steel can be
seen only if a quenched Jominy specimen is tempered at a temperature that will result in a
secondary hardening effect. Figure 5.29 illustrates this for the tool steel DIN 45CrVMoW58
00
10
20
30
40
Har
dnes
s, H
RC
50
60
70
10 20 30 40Jominy distance from the quenched end, mm
Standard Jominy specimen
Austenitizing temp. 970�C
Modified Jominy specimen(added cap)
50 60 70 80
Depth of the ground flat 1 mm
FIGURE 5.28 Jominy hardenability curves of grade DIN 45CrMoV67 steel for a standard specimen and
for a specimen modified by adding a cap. (From A. Rose and L. Rademacher, Stahl Eisen 76(23):1570–
1573, 1956 [in German].)
� 2006 by Taylor & Francis Group, LLC.
Har
dnes
s, H
RC
00
10
20
30
40
50
60
70
10 20 30 40
Jominy distance from the quenched end, mm
50 60 70 80
Modified Jominy specimen (added cap)Depth of the ground flat 1 mm
Not temperedTempered at:
300�C550�C
Austenitizing temperature 1100�C
FIGURE 5.29 Jominy hardenability curves of grade DIN 45CrVMoW58 steel after quenching (solid
curve) and after quenching and tempering (dashed curves) for a specimen modified by adding a cap.
(From A. Rose and L. Rademacher, Stahl Eisen 76(23):1570–1573, 1956 [in German].)
(0.39% C, 1.5% Cr, 0.5% Mo, 0.7% V, 0.55% W). After tempering at 3008C, the hardness near the
quenched enddecreases.Within this regionmartensitic structure is predominant.At about 25mm
from the quenched end the hardness curve after tempering becomes equal to the hardness curve
after quenching. After tempering to 5508C, however, the hardness is even more decreased up to a
distance of 17 mm from the quenched end, and for greater distances a hardness increase up to
about 4 HRC units can be seen as a result of the secondary hardening effect. This increase in
hardness can be detected only when the modified Jominy test is conducted.
Another approach for measuring and recording the hardenability of air-hardening steels
is the Timken Bearing Company Air hardenability Test [17]. This is a modification of the
air-hardenability testing procedure devised by Post et al. [18].
Two partially threaded test bars of the dimensions shown in Figure 5.30 are screwed into a
cylindrical bar 6 in. in diameter by 15 in. long, leaving 4 in. of each test bar exposed. The total
setup is heated to the desired hardening temperature for 4 h. The actual time at temperature is
45 min for the embedded bar sections and 3 h for the sections extending outside the large
cylinder. The test bar is then cooled in still air. The large cylindrical bar restricts the cooling of
the exposed section of each test bar, producing numerous cooling conditions along the bar length.
6 in
. Dia
met
er
1.0
in. D
iam
eter
1 in.–8 Thread
4 in.1 in.
11/8 in.61/2 in.
15 in.
10 in.
875
in. D
iam
eter
800
in. D
iam
eter
FIGURE 5.30 Timken Roller Bearing Company air hardenability test setup. Two test specimens with
short threaded sections as illustrated are fixed in a large cylindrical bar. (From C.F. Jatczak, Trans.
ASM 58:195–209, 1965.)
� 2006 by Taylor & Francis Group, LLC.
The various positions along the air-hardenability bar, from the exposed end to the
opposite end (each test bar is 10 in. long), cover cooling rates ranging from 1.2 to 0.28F=s.The hardenability curves for six high-temperature structural and hot-work die steels are
shown in Figure 5.31. The actual cooling rates corresponding to each bar position are
shown. Each bar position is equated in this figure to other section sizes and shapes produc-
ing equivalent cooling rates and hardnesses at the section centers when quenched in air. To
prevent confusion, equivalent cooling rates produced in other media such as oil are not plot-
ted in this chart. However, position 20 on the air-hardenability bar corresponds to the center
of a 13-in. diameter bar cooled in still oil and even larger cylindrical bars cooled in water.
Type
1722 AS
"+Co
H-11
Halmo
Lapelloy
HTS-1100
10420
A120
12887
A115
18287
A117
0.29
0.31
0.38
0.39
0.31
0.44
0.61
0.54
0.40
0.52
1.07
0.42
-
1.06
-
-
-
-
-
-
-
-
-
1.70
0.67
0.53
0.85
0.85
0.27
0.51
1.30
1.26
4.87
5.12
11.35
1.39
0.18
-
0.11
-
0.43
-
0.47
0.52
1.34
5.10
2.85
1.48
0.26
0.27
0.60
0.68
0.24
1.01
Ann
"
"
"
"
"
1750
1750
1850
1850
1900
1900
Heat no. Code C Mn Co W Si Cr Ni Mo VNorm.
temp. 8FQuenchtemp. 8F
3.0
2.4
2.0
1.5
1.2
1.0
2 in
.φ3
2 in
.
21/ 2 in
.φ3
221 /
2 in
.
3 in
.φ3
3 in
.4
in.φ3
4 in
.5
in.φ3
5 in
.
6 in
.φ3
6 in
.
7 in
.φ3
7 in
.
11/ 2 in
.φ3
12 in
.
2 in
.φ3
12 in
.3
in.φ3
12 in
.4
in.φ3
12 in
.
5 in
.φ3
12 in
.
51/ 2 in
.φ3
12 in
.
11/ 4 in
.φ3
12 in
.
Siz
e ro
und
with
sam
eas
que
nche
dha
rdne
ss
Siz
e ro
und
with
sam
e st
ill a
irco
olin
g ra
te
11/ 2 in
.φ3
12 in
.
2 in
.φ3
12 in
.3
in.φ3
12 in
.
4 in
.φ3
12 in
.
5 in
.φ3
12 in
.
51/ 2 in
.φ3
12 in
.
0.85
6 in
.φ3
12 in
.6
in.φ3
12 in
.0.
831213131622324863
72.5
Roc
kwel
l C h
ardn
ess
scal
e
Inte
rfac
e
65
60
55
50
45
40
35
30
25
0 2 4 6 8 10 12 14 16 18 20
Equiv.A/Vratio
Coolingratein °/Fmin
Distance in 1/2 in. units from large end of air hardenability bar
FIGURE 5.31 Chemistry and air-hardenability test results for various Cr–Mo–V steels. (From C.F.
1340HLimits for steel made tochemical specifications
StandardH- band
FIGURE 5.32 Hardenability band for SAE 1340H steel.
5.3.3 HARDENABILITY BANDS
Because of differences in chemical composition between different heats of the same grade of
steel, so-called hardenability bands have been developed using the Jominy end-quench test.
According to American designation, the hardenability band for each steel grade is marked by
the letter H following the composition code. Figure 5.32 shows such a hardenability band for
1340H steel. The upper curve of the band represents the maximum hardness values, corre-
sponding to the upper composition limits of the main elements, and the lower curve represents
the minimum hardness values, corresponding to the lower limit of the composition ranges.
Hardenability bands are useful for both the steel supplier and the customer. Today the
majority of steels are purchased according to hardenability bands. Suppliers guarantee that 93
or 95% of all mill heats made to chemical specification will also be within the hardenability
band. The H bands were derived from end-quench data from a large number of heats of a
specified composition range by excluding the upper and lower 3.5% of the data points. Steels
may be purchased either to specified composition ranges or to hardenability limits defined by
H bands. In the latter case, the suffix H is added to the conventional grade designation, for
example 4140H, and a wider composition range is allowed. The difference in hardenability
between an H steel and the same steel made to chemical specifications is illustrated in
Figure 5.32. These differences are not the same for all grades.
High-volume production of hardened critical parts should have close tolerance of the depth
of hardening. The customer may require, at additional cost, only those heats of a steel grade
that satisfy, for example, the upper third of the hardenability band. As shown in Figure 5.33,
the SAE recommended specifications are: means-different ways of specifications. A minimum and a maximum hardness value at any desired Jominy distance. For example,
J30---56 ¼ 10 =16 in : (A---A, Figure 5:33) (5:3)
If thin sections are to be hardened and high hardness values are expected, the selected Jominy
distance should be closer to the quenched end. For thick sections, greater Jominy distances
are important.. The minimum and maximum distance from the quenched end where a desired hardness
value occurs. For example,
� 2006 by Taylor & Francis Group, LLC.
C
D
D
020
30
40
50
Har
dnes
s, H
RC
60
70
4 8 12 16Distance from quenched surface, 1/16 in.
20 24 28 32
A
C
BB
A
FIGURE 5.33 Different ways of specifying hardenability limits according to SAE.
After the four parameters are calculated, they are substituted into Equation 5.11 or Equation
5.12 to calculate distance hardness (DH) at each Jominy distance x of interest. To validate this
method, the Jominy curves were predicted for an independently determined data set of 24 heats,
and this prediction was compared with those obtained by other two methods (AMAX [27] and
Just [28] prediction methods). The SECH predictions were not as accurate as distance hardness
predictions based on the two methods developed earlier because of the limited size and sparsely
populated sections (not homogeneously distributed) of the initial data set.
5.4.2 COMPUTER CALCULATION OF JOMINY HARDENABILITY
The application of computer technology has greatly enhanced the precision of these calcula-
tions. Commercial software is available for the calculation of Jominy hardness. For example,
� 2006 by Taylor & Francis Group, LLC.
15
30
Har
dnes
s, R
c 45
60
84 12
MeasuredProcessed
16
Jominy depth, 1/16 in.
(a)
20 24 28 32
15
30
Har
dnes
s, R
c 45
60
84 12
Processed J1 47.8Processed J32 18.9Inflection point 4.6HRC at inflection point 36.2Slope at inflection point −4.7
16
Jominy depth, 1/16 in.
(b)
20 24 28 32
FIGURE 5.42 Outputs from Minitech Predictor data processing program for best fit to measured
Jominy data. (a) Initial trial; (b) final trial. (From J.S. Kirkaldy and S.E. Feldman, J. Heat. Treat.
7:57–64, 1989.)
the Minitech Predictor [25] is based on the initial generation of an inflection point on the
Jominy curve. Figure 5.42 shows a typical output of the Minitech Predictor operating in the
data processing mode. Input values are Jominy hardness values, chemical composition, and
estimated grain size.
The Minitech program generates a predicted Jominy curve ( Jn) and a predicted inflection
point distance from quenched end x’ and displays a comparison of the predicted and
experimentally obtained curves as shown in Figure 5.42a. A weighting pattern Jn is accessed
that specifies a weight of 1.5 for all distances from n ¼ 1 to n ¼ 2x ’ and a weight of 0.75 for
n > 2x’ to n ¼ 32 mm (or any limit of the data). Using an effective carbon content and grain
size as adjustable parameters, the theoretical curve is then iterated about J’n and x’ tominimize the weighted root mean square deviation of the calculated curve from the experi-
mental curve. The final best-fit calculated curve is plotted along with the main processed data
as shown in Figure 5.42b.
Jominy distance (mm) Hardness (HV)
1.5 460
5.0 370
9.0 270
HV is the Vickers pyramid hardness.
Calculated Jominy hardness curves are used to replace Jominy testing by equivalent
predictions for those steel grades (e.g., very shallow-hardening steels) that it is difficult or
impossible to test. Although the accurate prediction of hardenability is important, it is more
important for the steel manufacturer to be able to refine the calculations during the steelmak-
ing process. For example, the steel user indicates the desired Jominy curve by specifying three
points within H band for SAE 862OH as shown in Figure 5.43 [29].
Using these data, the steel mill will first compare the customer’s specification against two
main criteria:
� 2006 by Taylor & Francis Group, LLC.
0
200
300
400
500
10 20 30Distance from the quenched end, mm
Har
dnes
s, H
V
Customer demand
(SAE 8620H)(a)
0
200
300
400
500
10 20 30
Customer demand
(SAE 8620H)(b)
FIGURE 5.43 (a) Customer’s specification of hardenability within an H band for SAE 8620H. (b) Jominy
curve for finished heat. (From T. Lund, Carburizing Steels: Hardenability Prediction and Hardenability
Control in Steel-Making, SKF Steel, Technical Report 3, 1984.)
� 20
1. That the hardenability desired is within limits for the steel grade in question
2. That the specified points fall on a Jominy curve permissible within the analysis range for
SAE 862OH, i.e., the specified points must provide a physically possible Jominy curve
When the actual heat of steel is ready for production, the computer program will auto-
matically select the values for alloy additions and initiate the required control procedures.
The samples taken during melting and refining are used to compute the necessary chemical
adjustments. The computer program is linked directly to the ferroalloy selection and dispens-
ing system. By successive adjustments, the heat is refined to a chemical composition that
meets the required hardenability specification within the chemical composition limits for the
steel grade in question.
The use of calculated Jominy curves for steel manufacturing process control is illustrated
in the following example. Quality control analysis found that the steel heat should have a
manganese value of 0.85%. During subsequent alloying, the analysis found 0.88% Mn. This
overrun in Mn was automatically compensated for by the computer program, which adjusted
hardenability by decreasing the final chromium content slightly. The resulting heat had
the measured Jominy curve shown in Figure 5.43b. In this case, the produced steel does
not deviate from the required specification by more than +10 HV at any Jominy distance
below 19 mm.
5.5 APPLICATION OF HARDENABILITY CONCEPT FOR PREDICTIONOF HARDNESS AFTER QUENCHING
Jominy curves are the preferred methods for the characterization of steel. They are used to
compare the hardenability of different heats of the same steel grade as a quality control
method in steel production and to compare the hardenability of different steel grades when
selecting steel for a certain application. In the latter case, Jominy curves are used to predict
the depth of hardening, i.e., to predict the expected hardness distribution obtained after
hardening parts of different cross-sectional dimensions after quenching under various condi-
tions. Such predictions are generally based on the assumption that rates of cooling prevailing
r=R ¼ 0.6, . . . , r=R ¼ 1.0 (surface). Each of these diagrams is always used in connection with
Jominy hardenability curve for the relevant steel. Figure 5.49 through Figure 5.51 show the
Lamont diagram for r=R ¼ 0 (center of the cross section), r=R ¼ 0.5, and r=R ¼ 0.8, respectively.
The Lamont method can be used for four purposes:
� 20
1. To determine the maximum diameter of the bar that will achieve a particular hardness
at a specified location on the cross section when quenched under specified conditions.
For example, if the Jominy hardenability curve of the relevant steel grade shows a
hardness of 55 HRC at a Jominy distance of 10 mm, then the maximum diameter of the
bar that will achieve this hardness at half-radius when quenched in oil with H ¼ 0.35
will be 28 mm. This result is obtained by using the diagram in Figure 5.50 for r =R ¼ 0.5
and taking the vertical line at a Jominy distance of 10 mm to the intersection with the
curve for H¼ 0.35, giving the value of 28 mm on the ordinate.
06 by Taylor & Francis Group, LLC.
Distance from the quenched end, in.0
1.00 10
1520 30
37.540 50 mm
∞5.02.01.51.00.70
0.50
0.35
0.20
160
140
120
100
80
Bar
dia
met
er, m
m
Que
nchi
ng in
tens
ity H
605040
20
0
in.
6.0
r
5.0
4.0
3.0
2.0
1.0
¼ ½ ¾ 1 1¼ 1½ 1¾ 2
rR
R
=0
FIGURE 5.49 Relation between distance from the quenched end of Jominy specimen and bar diameter
for the ratio r=R¼ 0, i.e., the center of the cross section, for different quenching intensities. (From J.L.
Lamont, Iron Age 152:64–70, 1943.)
FIGfor
Iro
� 20
2. To determine the hardness at a specified location when the diameter of the bar, the
quenching intensity H, and the steel grade are known. For example, if a 120-mm
diameter bar is quenched in still water (H¼ 1.0), the hardness at the center (r=R¼ 0)
will be determined at a distance of 37.5 mm from the quenched end on the Jominy curve
of the relevant steel grade (see Figure 5.49).
Rr
0 10 20 30 40 50 mm
1.0
0
2.0
3.0
4.0
5.0
6.0
7.0
8.0
9.0240mm
220
200
180
160
140
120
Bar
dia
met
er
100
80
60
402820
0
10.0in.
½ 1 1½ 2
0.2
0.35
Que
nchi
ng in
tens
ity H
0.70
0.5
1.01.52.05.0∞
Distance from the quenched end, in.
Rr = 0.5
URE 5.50 Relation between distance from the quenched end of Jominy specimen and bar diameter
the ratio r=R¼ 0.5, i.e., 50% from the center, for different quenching intensities. (From J.L. Lamont,
n Age 152:64–70, 1943.)
06 by Taylor & Francis Group, LLC.
0 2
1.0
2.0
3.0
4.0
5.0
6.0
7.0
8.0
9.0
10.0
0
20
40
60
8076
100
120
140
160
180
200
220
mm240
Bar
dia
met
er
in. 10 20
∞5
2
1.5
1.0 0.7
0.5
0.6
0.35
0.2
15 30 40 50 mm
Que
nchi
ng in
tens
ity H
1/2 11/21Distance from the quenched end, in.
rr = 0.8 RR
FIGURE 5.51 Relation between distance from the quenched end of Jominy specimen and bar diameter
for the ratio r=R¼ 0.8, i.e., 80% from the center, for different quenching intensities. (From J.L. Lamont,
Iron Age 152:64–70, 1943.)
� 20
3. To select adequate quenching conditions when the steel grade, the bar diameter, and
the location on the cross section where a particular hardness should be attained are
known. For example, a hardness of 50 HRC, which corresponds to the distance of
15 mm from the quenched end on the Jominy curve of the relevant steel grade, should
be attained at the center of a 50-mm diameter bar. The appropriate H factor can be
found by using Figure 5.49. In this case, the horizontal line for a 50-mm diameter and
the vertical line for a 15-mm Jominy distance intersect at the point that corresponds to
H ¼ 0.5. This indicates that the quenching should be done in oil with good agitation.
If the required hardness should be attained only up to a certain depth below the surface,
the fractional depth on the cross section must be first established to select the appropriate
transformation diagram. For example, if 50 HRC hardness, which corresponds to a distance
of 15 mm from the quenched end on the Jominy curve of the relevant steel grade, should be
attained at 7.6 mm below the surface of a 76-mm diameter bar, then
r
R ¼ 38 � 7:6
38¼ 0:8 (5:19)
This calculation indicates that the diagram for r =R ¼ 0.8 (Figure 5.51) should be used. In this
case, the horizontal line for 76 mm diameter intersects the vertical line for 15-mm Jominy
distance on the interpolated curve H ¼ 0.6. This indicates that quenching should be per-
formed in oil with strong agitation (see Table 5.1).
4. To predict the hardness along the radius of round bars of different diameters when
the bar diameter and steel grade and its Jominy curve and quenching intensity H are
06 by Taylor & Francis Group, LLC.
FIGstru
� 20
known. For this calculation, diagrams for every ratio r=R from the center to the surface
should be used. The following procedure should be repeated with every diagram. At the
point where the horizontal line (indicating the bar diameter in question) intersects
the relevant H curve, the vertical line gives the corresponding distance from the
quenched end on the Jominy curve from which the corresponding hardness can be
read and plotted at the corresponding fractional depth. Because some simplifying
assumptions are made when using Lamont diagrams, hardness predictions are approxi-
mate. Experience has shown that for small cross sections and for the surface of large-
diameter bars, the actual hardness is usually higher than predicted.
5.5.2 STEEL SELECTION BASED ON HARDENABILITY
The selection of a steel grade (and heat) for a part to be heat-treated depends on the
hardenability that will yield the required hardness at the specified point of the cross section
after quenching under known conditions. Because Jominy hardenability curves and hard-
enability bands are used as the basis of the selection, the method described here is confined to
those steel grades with known hardenability bands or Jominy curves. This is true first of all
for structural steels for hardening and tempering and also for steels for case hardening (to
determine core hardenability).
If the diameter of a shaft and the bending fatigue stresses it must be able to undergo are
known, engineering analysis will yield the minimum hardness at a particular point on the
cross section that must be achieved by hardening and tempering. Engineering analysis may
show that distortion minimization requires a less severe quenchant, e.g., oil. Adequate
toughness after tempering (because the part may also be subject to impact loading) may
require a tempering temperature of, e.g., 5008C.
The steps in the steel selection process are as follows:
Step 1. Determine the necessary minimum hardness after quenching that will satisfy the
required hardness after tempering. This is done by using a diagram such as the one shown in
Figure 5.52. For example, if a hardness of 35 HRC is required after hardening and then
tempering at 5008C at the critical cross-sectional diameter, the minimum hardness after
quenching must be 45 HRC.
1525
30
35
40
45
As-
quen
ched
har
dnes
s, H
RC
50
55
60
20 25 30Tempered hardness, HRC
35 40 45
Tempered600�C/60 min
Tempered
500�C/ 60 min
URE 5.52 Correlation between the hardness after tempering and the hardness after quenching for
ctural steels (according to DIN 17200).
06 by Taylor & Francis Group, LLC.
3030
40
50
Har
dnes
s, H
RC 60
% C0.60.50.4
0.3
0.2
70
40 50 60 70Portion of martensite %
80 90 100
FIGURE 5.53 Correlation between as-quenched hardness, carbon content, and percent martensite
(according to Hodge and Orehovski). (From Metals Handbook, 9th ed., Vol. 1, ASM International,
Metals Park, OH, 1978, pp. 473–474, p. 481.)
Alternatively, if the carbon content of the steel and the percentage of as-quenched mar-
tensite at the critical point of the cross section is known, then by using a diagram that correlates
hardness with percent carbon content and as-quenched martensite content (see Figure 5.53),
the as-quenched hardness may then be determined. If 80% martensite is desired at a critical
position of the cross section and the steel has 0.37% C, a hardness of 45 HRC can be expected.
Figure 5.53 can also be used to determine the necessary carbon content of the steel when a
particular percentage of martensite and a particular hardness after quenching are required.
Step 2. Determine whether a certain steel grade (or heat) will provide the required as-
quenched hardness at a critical point of the cross section. For example, assume that a shaft is
45 mm in diameter and that the critical point on the cross section (which was determined from
engineering analysis of resultant stresses) is three fourths of the radius. To determine if a
particular steel grade, e.g., AISI 4140H, will satisfy the requirement of 45 HRC at (3 =4)R
after oil quenching, the diagram shown in Figure 5.54a should be used. This diagram
correlates cooling rates along the Jominy end-quench specimen and at four characteristic
locations (critical points) on the cross section of a round bar when quenched in oil at 1 m =sagitation rate (see the introduction to Section 5.5 and Figure 5.44). Figure 5.54a shows that
at (3 =4) R the shaft having a diameter of 45 mm will exhibit the hardness that corresponds
to the hardness at a distance of 6.5 =16 in. (13 =32 in.) from the quenched end of the
Jominy specimen.
Step 3. Determine whether the steel grade represented by its hardenability band (or
a certain heat represented by its Jominy hardenability curve) at the specified distance
from the quenched end exhibits the required hardness. As indicated in Figure 5.54b, the
minimum hardenability curve for AISI 4140H will give a hardness of 49 HRC. This
means that AISI 4140H has, in every case, enough hardenability for use in the shaft
example above.
This graphical method for steel selection based on hardenability, published in 1952 by
Weinmann and coworkers, can be used as an approximation. Its limitation is that the diagram
shown in Figure 5.54a provides no information on the quality of the quenching oil and its
temperature. Such diagrams should actually be prepared experimentally for the exact condi-
tions that will be encountered in the quenching bath in the workshop; the approximation will
be valid only for that bath.
5.5.3 COMPUTER-AIDED STEEL SELECTION BASED ON HARDENABILITY
As in other fields, computer technology has made it possible to improve the steel selection
process, making it quicker, more intuitive, and even more precise. One example, using a
FIGURE 5.54 Selecting a steel of adequate hardenability. (a) equivalent cooling rates (and hardness
after quenching) for characteristic points on a round bar’s cross section and along the Jominy end-
quench specimen. (b) Hardenability band of AISI 4140H steel. (From Metals Handbook, 9th ed., Vol. 1,
ASM International, Metals Park, OH, 1978, pp. 473–474, p. 493.)
software package developed at the University of Zagreb [35], is based on a computer file of
experimentally determined hardenability bands of steels used in the heat-treating shop. The
method is valid for round bars of 20–90-mm diameters. The formulas used for calculation of
equidistant locations on the Jominy curve, described in Ref. [23], were established through
regression analysis for this range of diameters.
The essential feature of this method is the calculation of points on the optimum Jominy
hardenability curve for the calculated steel. Calculations are based on the required as-
quenched hardness on the surface of the bar and at one of the critical points of its cross
section [(3 =4) R, (1=2) R, (1=4) R, or center]. The input data for the computer-aided selection
process are the following:
. Diameter of the bar ( D mm)
. Surface hardness HRC
. Hardness at a critical point HRC
. Quenching intensity factor I (I equals the Grossmann quenching intensity factor H as
given in Table 5.1). Minimum percentage of martensite required at the critical point
The first step is to calculate the equidistant locations from the quenched end on the Jominy
curve (or Jominy hardenability band). These equidistant locations are the points on the
Jominy curve that yield the required as-quenched hardness. The calculations are performed
as follows [23]:
� 2006 by Taylor & Francis Group, LLC.
On the surface:
Es ¼D0:718
5:11I1:28(5:20)
At (3=4)R:
E3=4R ¼D1:05
8:62I0:668(5:21)
At (1=2)R:
E1=2R ¼D1:16
9:45I0:51(5:22)
At (1=4)R:
E1=4R ¼D1:14
7:7I0:44(5:23)
At the center:
Ec ¼D1:18
8:29I0:44(5:24)
[Note: The calculated E values are in millimeters.]
After calculating the equidistant locations for the surface of the bar (Es) and for one of
the critical points (Ecrit), using the hardenability band of the relevant steel, the hardness values
achievable with the Jominy curve of the lowest hardenability (Hlow) and the hardness
values achievable with the Jominy curve of the highest hardenability (Hhigh) for both Es
and Ecrit locations are then determined as shown in Figure 5.55.
The degree of hardening S is defined as the ratio of the measured hardness after quenching
(at a specified point of the cross section) to the maximum hardness that can be achieved with
the steel in question:
S ¼ H
Hmax
(5:25)
0 E s E crit Jominy distance, mm
HR
C
H high
H highcrit
s
H lows
H lows
FIGURE 5.55 Determination of minimum and maximum hardness for equidistant location Es and Ecrit
from a relevant hardenability band. (After T. Filetin, Strojarstvo 24(2):75–81, 1982 [in Croatian].)
� 2006 by Taylor & Francis Group, LLC.
TABLE 5.5Correlation between Degree of Hardening S and
Percentage of Martensite in As-Quenched Structure
Percent Martensite Degree of Hardening S
50–60 0.70–0.74
60–70 0.74–0.76
70–80 0.76–0.78
80–85 0.78–0.81
85–90 0.81–0.86
90–95 0.86–0.91
95–97 0.91–0.95
97–100 0.95–1.00
Source: T. Filetin and J. Galinec, Software programme for steel
selection based on hardenability, Faculty of Mechanical Engineering,
University of Zagreb, 1994.
It can be easily calculated for the equidistant location Ecrit on the upper and lower curves of
the hardenability band, taking the value for Hmax from the relevant Jominy curve at distance
0 from the quenched end (J¼ 0). In this way, two distinct values of the degree of hardening,
Supper and Slower, are calculated. Each corresponds to a certain percentage of martensite in the
as-quenched structure as shown in Table 5.5.
It is also possible to determine whether the required percentage of martensite can be
achieved by either Jominy curve of the hardenability band. Instead of providing the percent-
age of martensite in the as-quenched structure as input data, the value of S (degree of
hardening) may be given. For statically stressed parts, S < 0.7; for less dynamically stressed
parts, 0.7<S< 0.86; and for highly dynamically stressed parts, 0.86<S< 1.0. In this way, a
direct comparison of the required S value with values calculated for both Jominy curves at the
Ecrit location can be performed. There are three possibilities in this comparison:
� 20
1. The value of S required is even lower than the S value calculated for the lower curve of
the hardenability band (Slower). In this case all heats of this steel will satisfy the
requirement. The steel actually has higher hardenability than required.
2. The value of S required is even higher than the S value calculated for the upper curve of
the hardenability band (Supper). In this case, none of the heats of this steel can satisfy
the requirement. This steel must not be selected because its hardenability is too low for
the case in question.
3. The value of required degree of hardening (S) is somewhere between the values for the
degree of hardening achievable with the upper and lower curves of the hardenability
band (Supper and Slower, respectively).
In the third case, the position of the S required, designated as X, is calculated according
to the formula:
X ¼ S � Slower
Supper � Slower
06 by Taylor & Francis Group, LLC.
where X is the distance from the lower curve of the hardenability band on the ordinate Ecrit
to the actual position of S required, which should be on the optimum Jominy curve. This
calculation divides the hardenability band into three zones:
The lower third, X � 0.33
The middle third, 0.33 < X � 0.66
The upper third, 0.66 < X
All heats of a steel grade where the Jominy curves pass through the zone in which the
required S point is situated can be selected as heats of adequate hardenability. This zone is
indicated in a graphical presentation of the method. Once the distance X is known, the
optimum Jominy hardenability curve can be drawn. The only requirement is that for every
distance from the quenched end the same calculated ratio ( X) that indicates the same position
of the Jominy curve relative to the lower and upper hardenability curves of the hardenability
band is maintained.
The following example illustrates the use of this method in selecting a steel grade for
hardening and tempering.
A 40-mm diameter shaft after hardening and tempering should exhibit a surface hardness
of Hs ¼ 28 HRC and a core hardness of Hc ¼ 26 HRC. The part is exposed to high dynamic
stresses. Quenching should be performed in agitated oil.
The first step is to enter the input data and select the critical point on the cross section (in
this case the core) as shown in Figure 5.56. Next, the required percentage of martensite at the
critical point after quenching (in this case 95%, because of high dynamic stresses) and the
quenching intensity I (in this case 0.5, corresponding to the Grossmann value H ) are selected.
The computer program repeats the above-described calculations for every steel grade for
which the hardenability band is stored in the file and presents the results on the screen as
shown in Figure 5.57. This is a list of all stored steel grades regarding suitability for the
application being calculated. Acceptable steel grades, suitable from the upper, middle, or
lower third of the hardenability band, and unacceptable steel grades with excessively high
hardenability are determined.
Selection of steel in hardened and tempered condition
Diameter, mm (0–90):40
Critical point on <1> 3/4Rthe cross-section: <2> 1/2R
<3> 1/4R Core <4> Core
Required value: <1> Hardness, HRC (20–50)
Hardness, HRC
– On the surface: 28 Hs– At the critical point: 26 Hc
<2> Tensile strength, N/mm2
(750–1650)
FIGURE 5.56 Input data for computer program. (From T. Filetin and J. Galinec, Software programme for
steel selection based on hardenability, Faculty of Mechanical Engineering, University of Zagreb, 1994.)
� 2006 by Taylor & Francis Group, LLC.
Results of steel selection
JUS AISIC4181 Not suitableC4730 4130 Not suitableC4731 E4132 Suitable heats from upper third of bandC4781 Suitable heats from upper third of bandC4732 4140 Suitable heats from middle third of bandC4782 Suitable heats from middle third of bandC4733 4150 Suitable heats from middle third of bandC4738 Too high hardenabilityC4734 Too high hardenability
FIGURE 5.57 List of computer results. (From T. Filetin and J. Galinec, Software programme for steel
selection based on hardenability, Faculty of Mechanical Engineering, University of Zagreb, 1994.)
For each suitable steel grade, a graphical presentation as shown in Figure 5.58 can be
obtained. This gives the optimum Jominy hardenability curve for the case required and
indicates the desired zone of the hardenability band.
In addition, the necessary tempering temperature can be calculated according to the formula:
Calculation of the "hypothetical quenching intensity"within the test specimens cross section
Ii = f (Dsp, Ei)
Reading of the hardness data from the Jominyhardenability curve for Jominy distances
corresponding to: E'S, E'3R/4, E'R/2, E'R/4, E'C
Results obtained: Hardnessdata in five points on thecross section of the bar.
Hardness curve, graphically
Anotherdiameter?
no
noyes
yes
Calculation of Jominy distancescorresponding to the diameter, D (E'i = f (D, li))
Reading of the corresponding Jominydistances (Ei)
Another steelgrade and/orquenchingconditions
Database—storeddata into files:
– Jominy hardenability
– Hardness distribution on the test specimens cross section
– Quenching intensity recorded as functions: T = f (t ), q = f (t ), q = f (Ts)
FIGURE 5.64 Flowchart of computer-aided prediction of hardness distribution on cross section of
quenched round bars. (From B. Liscic, H.M. Tensi, and W. Luty, Theory and Technology of Quenching,
Springer-Verlag, Berlin, 1992.)
I1=2R ¼D1:16
spec
9:45E1=2R
" #1:495
(5:35)
I1=4R ¼D1:14
spec
7:7E1=4R
" #2:27
(5:36)
� 2006 by Taylor & Francis Group, LLC.
CSR/4 R/2 3R/412
0�
Test specimen50-mm diameter
Step 1 to step 4 Step 5 Step 6 Step 8 Step 9
Distance from
quenched endEc
E's
E'3R /4 E'R /2E'R /4
E'c
H'c
H's
Es
E3R/4 ER/2 ER/4
Jominy curve for therelevant steel grade
S
lx
Distance from
Actual diameter
Predictedhardness
distribution
D
quenched endDistance from
quenched end
HRC
Hs
H3R/4
HR /2HR /4
HC
Measuredhardness
HRC HRC
C R /2R /4 3R /4
S
FIGURE 5.65 Stepwise scheme of the process of prediction of hardness distribution after quenching. (From B. Liscic, H.M. Tensi, and W. Luty, Theory and
Technology of Quenching, Springer-Verlag, Berlin, 1992.)
Hard
enab
ility271
�2006
by
Taylo
r&
Fra
ncis
Gro
up,L
LC
.
Ic ¼D1:18
spec
8:29 Ec
" #2:27
(5 :37)
Equation 5.33 through Equation 5.37 combine the equidistant points on the Jominy curve,
the specimen’s diameter, and the quenching intensity and were derived from the regression
analysis of a series of Crafts–Lamont diagrams [22]. This analysis is based on Just’s relation-
ships [42] for the surface and the center of a cylinder:
Ei ¼ AD B1
I B2(5 :38)
where Ei is the corresponding equidistant point on the Jominy curve, A, B1, B2 the regression
coefficients, D the bar diameter, and I the quenching intensity (H according to Grossmann)
Step 7. Enter the actual bar diameter D for which the predicted hardness distribution
is desired.
Step 8. Calculate the equidistant Jominy distances E ’s, E ’3=4R, E ’1=2R, E ’1=4R, E ’c that
correspond to the actual bar diameter D and the previously calculated hypothetical quenching
intensities Is – Ic using the formulas:
E 0s ¼D0:718
5:11 I1:28 (5 :39)
E 03 =4 R ¼D1 :05
8:62I0:668 (5 :40)
E 01 =2 R ¼D1 :16
9:45 I0:51 (5 :41)
E 01 =4 R ¼D1 :14
7:7I0:44 (5 :42)
E 0c ¼D1:18
8:29 I0:44 (5 :43)
Step 9. Read the hardness values H ’s, H ’3=4R, H ’1=2R, H ’1=4R, and H ’c from the relevant
Jominy curve associated with the calculated Jominy distances and plot the hardness distribu-
tion curve over the cross section of the chosen actual diameter D.
Figure 5.66 provides an example of computer-aided prediction of hardness distribution
for 30-and 70-mm diameter bars made of AISI 4140 steel quenched in a mineral oil at 20 8Cwithout agitation. Experimental validation using three different steel grades, four different
bar diameters, and four different quenching conditions was performed, and a comparison to
predicted results is shown in Figure 5.67. In some cases, the precision of the hardness
distribution prediction was determined using the Gerber–Wyss method [43]. From examples
2, 3, 5, and 6 of Figure 5.67 it can be seen that the computer-aided prediction provides a better
fit to the experimentally obtained results than the Gerber–Wyss method.
� 2006 by Taylor & Francis Group, LLC.
0 10 20 30 40
10
20
30
40
50
60
70
HR
CJominy distance, mm
Jominy curve
f 70 mmf 30
Prediction of hardness distribution
Input data:
Steel grade: C. 4732 (SAE 4140H) ; B. NO. 43111Quenching conditions: oil-UTO-2;20 °C; Om/s
FIGURE 5.67 Comparison of the hardness distribution on round bar cross sections of different dia-
meters and different steel grades, measured after experiments and obtained by computer-aided prediction
as well as by prediction according to the Gerber–Wyss method. (From B. Liscic, H.M. Tensi, and
W. Luty, Theory and Technology of Quenching, Springer-Verlag, Berlin, 1992.)
60
55
Hq = 5150
45
40
35
30S3/4R C
HRC φ 40
Actual diameter
60
55
50
48
45
40
35
30S3/4R C
HRC φ 50
Measured hardness onthe test specimen
0 5 10 15 20 25 30 35 40E3/4R E'3/4R Distance from quenched end, mm
Hq
H'q
Quenching conditions:Blended mineral oil: 20�C: 1 m/sBlended mineral oil: 20�C: 1.6 m/sBlended mineral oil: 70�C: 1.0 m/sSalt both-AS-140: 200�C: 0.6 m/s
1234
Jominy curve for the steel grade:C.4732 (SAE 414OH) B. No. 89960
Hardnesstolerance
1 2 3 4
−2−2
FIGURE 5.68 An example of computer-aided selection of quenching conditions (From B. Liscic, H.M.
Tensi, and W. Luty, Theory and Technology of Quenching, Springer-Verlag, Berlin, 1992.)
� 2006 by Taylor & Francis Group, LLC.
hardness of 51 HRC (Hq) at (3=4) R of a 40-mm diameter bar made of SAE 4140H steel is
required. Using the stored hardenability curve for this steel, the equivalent Jominy distance
E3 =4 R yielding the same hardness can be found. Using E3 =4 R and the actual diameter D,
hypothetical quenching intensity factor I3 =4 R can be calculated according to Equation 5.34.
That equation also applies to the test specimen of 50-mm diameter and can be written as
I3=4 R ¼7:05
E3 =4R
� �1 :495
(5:44)
By substituting the calculated value of I3=4R and D ¼ 50 mm, the equivalent Jominy distance
E3=4R corresponding to (3=4) R of the specimen’s cross section, can be calculated:
E 03=4 R ¼10 :85
0:668 I3 =4 R (5:45)
For calculated E ’3=4R, the hardness of 48 HRC can be read off from the Jominy curve as
shown in Figure 5.68. This means that the same quenching condition needed to produce a
hardness value Hq ¼ 51 HRC at (3=4)R of a 40-mm diameter bar will yield a hardness Hs ’ of
48 HRC at (3 =4) R of the 50-mm diameter standard specimen.
The next step is to search all stored hardness distribution curves of test specimens made of
the same steel grade for the specific quenching condition by which the nearest hardness Hq’has been obtained (tolerance is +2 HRC). As shown in Figure 5.68, the required hardness
may be obtained by quenching in four different conditions, but the best-suited are conditions
1 and 2.
The special advantage of computer-aided calculations, particularly the specific method
described, is that users can establish their own databanks dealing with steel grades of interest
and take into account (by using hardened test specimens) the actual quenching conditions
that prevail in a batch of parts using their own quenching facilities.
REFERENCES
1.
� 200
G. Spur (Ed.), Handbuch der Fertigungstechnik, Band 4=2, Warmebehandeln, Carl Hanser, Munich,
1987, p. 1012.
2.
K.E. Thelning, Steel and Its Heat Treatment, 2nd ed., Butterworths, London, 1984, p. 145.
3.
M.A. Grossmann, M. Asimov, and S.F. Urban, Hardenability of Alloy Steels, ASM International,
Cleveland, OH, 1939.
4.
Metals Handbook, 8th ed., Vol. 2, American Society for Metals, Cleveland, OH, 1964, p. 18.
5.
M.A. Grossmann, M. Asimov, and S.F. Urban, Hardenability its relation to quenching and some