NGAN HANG TMCP ouoc DAN Dia chi: S6 28C-28D Ba Trieu ... · NGAN HANG TMCP ouoc DAN Dia chi: S628C-28D Ba Trieu, Phuong Hang Bai, Qudn Hoan Kiim, Ha N(ji ***** BAO CAO TAl CHINHr

NGAN HANG TMCP ouocDANDia chi: S628C-28D Ba Trieu, Phuong Hang Bai, Qudn Hoan Kiim, Ha N(ji

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BAO CAO TAl CHINHQuy III nam 2017

HA NOI - 2017

NGAN HANG THU'O'NG M~I coPHAN QUOC DAN M~u s6 :-B02aITCTD

(Ban hilnh theo Of) s6 16/2007/0f)-NHNN ngay 1814/2007'cua rh8ng a6cNHNN

BANG CAN001 KE loANQuy III nam 2017

Don vi: Trieu VND

-s-r;r-----------------C-hi-t-j-e-u----- Tr~~fl 56 cubi kY

~(D-i----------------(2-)----------j[_-(3)---r---(4-)--~---(5-)--~

IAiTAlsAN _[__ _____l ----I

Il-t-Ti~n m~t,yang b~e,da quy

r II Ti~ngfri t~i NHNN

!~~Ti~n,yang gfri tal cacTCTD khac va eho yay cacTCTDkhae

sedAu nam

!V.1

V.2

290,363

662,272

281,946

1,626,961

V.3 6,915,203 11,518,231

Tien, yang gLi'i tai cac TCTD khac 6,334,503 9,167,908r- r-----t~_ ~__J~ho yay ~ac TCTD khac -------------~---J 5__8_0_,_7o_0+-- 2,35o,323

~---~-l~l,I'phong rui ro cho yay cac TCTD khac LI __1------------1-

I IV IChwng khoan kinh doanh

~~__~__~[~h(l'n9 khoan kinh doanh

I ~_~ phong giam gia ch(l'ng khoan kinh doanh (*)r-- ,- - -j-------r------------_t__-----------

'I V Cae eong cu tal ehinh phai sinh va cac tai san tal ehinhkhae

-------------~.+_----_t__------------+_----------

-----+-----+------------f-----------

33,755rVI Cho yay khaeh hang

i---_~~~lcho yay khach hang

t 2_ ID~ ph6ng rIli ro c-ho--v-a-y-kh-ac-h-h-a-ng-(*-)--------

VII~Qng mua n9'----r ----------------------------+-------1----------------1----------

r__1_--_f~ua_flq --- ------1- -~-~---~l,I'phong rui ro ~oc;ltdong mua nq j -+___________ -

~-~~--lChwngkhoan dau tlJ' __ V.I)__ I 16,211,502 19,105,821

1 ~ __ lch(l'rl_9~hOan d~U tLl' san s~ng de bc'm _ __ 1--------7,-60-1-,6=45:==_~=~-_11_,2_3__3,_02__12

! 2 [Ch(l'ng khoan dau tLl' giLl' den ngay daa hc;ln I t 8,644,685' 7,892,799I_3 ID~ph6ng g~amgia chung khoan d~u tty n L---t (34,8_2__8)+- (_20_,0_0_0)

~_~~JG~P v~n,dau tlJ' dai h~n J_~ __1 9__12,68_2+-- 9_1_2,6_8_2_

~-~-~!e~u tu vaa cong ty con _+11 +- 5_0_,0_00+- 50_,0__00

~ ~_lV6n gop lien daanh -1_1 _i 3 !f)~1UtLl' VaGcong ty lien kel -1--r--4l8€tu Ill' dai han khac --- I --------S-69-,6-0--0t-- 869,600l______L___ ' __ ----' j___ __

28,268,153 25,061,907------------+-----

28,594,351 25,352,217VA

V.5 (326,198) (290,310)

Page 1

NGAN HANG THU'O'NG M.I;\I coPHAN QUOC DAN Mau s6 :-B02afTCTD

(Ban hanh thea Qf) so 1612007IQf)·NHNNngtlY 181412007cua Thong aoc NHNN

BANG CAN D61 KE rOANQu}' III narn 2017

Don v]: Trieu VND

5TT ChitieuThuy~t

minh56 cu6i ky 56 dau narn

(4) (5)

(6,918) (6,918)

1,374,476 1,182,577

264,488 237,611

378,904 339,370

(114,416) (101,759)--

. .- -

- -1,109,988 944,966

1,135,280 960,277

(25,292) (15,311)

. .- -

- -

9,221,233 9,324,425

I 3,450,257 3,041,394

1 2,624,807 3,092,179

- -3,175,028 3,219,711

- -

(28,859) (28,859)

63,855,884 69,048,305

, (1) (2)r---

I Dl! phonq giam gia d~u tU' dai hc;ln(*)5

X Ini san c6 djnhf--

1 Tal san c6 djnh hCPuhinh

a Nguyen gia T8C8

(3)

V.8

V.9Ia_ ,Nguyen 9iaT·SCfl vo hinh

~~ man T8C8 vo hinh (*)I I, "I Xl__jBat d<)ng san diu tlPr~~Nguyen qia B888Tl. 1~6--n-B-8-8-8-T-(*-)----til ~rai san Co khac

1 Cac khoan phai thu

I b Hao man T8C8 (*)

[2-ITai san .c6djnh thue tai chinh

, ab-' NguyenglaTSCfl Ihue lsi ehinh

Hao man ~8C8 thue tai ehinh (*)

3 Tal san co dinh vo hinh

~ 2 I Cac khoan lai, phi phai thuI ,

3 Tai san ihue TNDN hoan lal

.-1----.-1----------+---------1

V.10

I ; lcae khoan d" ph6ng rui ro cho cac tal san Co n(li bang

I khae_(~*) .___+----+__------+_----__11-- T6ng tal san co

4 Tai san C6 khac

- Trang66: LQ'ith§ thuang mei

~ - _._- ,-~------~---~-~-~-~--_--~~_-.--------------

I B !NO' PHAI TRA vA VON CHU 56' HO'Ur--'-Icac khoan nQ' Chinh phu vaNHNN -~l-' _V_.1_1 ____j --+-- 1_,2_09_,3----j04

L-II- ~ien 9wi va vay cac TCTD khac __-+_V_.1_2 _-+_~ 10_,2_52,35__1+-- 20_,6_9_7,_01___j3

~Ti~n gCfiella cae TCTD khae 9,581,651 16,349,471

Page 2

NGAN HANG THU'O'NG MJ;\I coPHAN QUOC DAN Mau s6 :-B02afTCTD

(Ban hilnh thea OD sb 1612007/0D-NHNNngay 181412007cua Thbng abc NHNN

BANGcANDOIK~TOANQuy III narn 2017

Don vi: Trieu VND

IST;1 Chi tieu ThUy~tl 56 cu6i ky 56 dau narnI I minh

l-L. (2) (3) J (4) (5)---+--I 2 Vay cac TCm khac ! 670,700 4,347,542

1111 Ti~n gwi cua khach hang V.13 45,002,134 41,848,293

IVCae eong cu tal ehinh phal sinh va cac khoan nQ' tai

22,458 .chinh khac

V V6n tal tro, uy thacd~u tU', eho vay TCTD chiu rul ro V.14 221,652 185,439---~

I VI :Phat hanh gi§y tcY co gia V.15 3,856,545 918,687~--~-I--i VII iCile khoan nQ' khac V.16 1,299,268 963,407r-----j

~- • •~1 ICac khoan lai, phi phai tra 1,099,118 862,833

---+--2 rhU~ TNONhoan lai phai tra - -

1--3- Cae khoan phai tra va cong no khac 200,150 100,574

1--';-1°" ph6ng rui ro khac] 0" ph6ng cho c6ng no tiern ~n va - -cam ket nqoai bang)___ l_____ ~_____ _ __

T6n9 nQ' phai tra 60,654,408 65,822,143

r~Vllq~6nvi cacquy V.17 3,201,476 3,226,162

2,980,572 2,980,5721 Von eua TCm--ra V6n dit§u 1$ 3,010,216 3,010,216

b I' ,Von dau tu XDCB - -e I Thc)lngdlf v6n e6 phan - -

f--Ic6 phi~u quy (*)I d ! (29,644) (29,644)

~JC6 phi~u lfU dai--- -I

I- -

9 iV6n khac - ----

2 Quy cua Tem 157,516 155,944

13- -

Chenh I$eh ty gia h6i doai(3) - -1--------- r------

4 Chenh I$ch danh gia lC;litai san - -5 Lqi nhu$n chlfa phan ph6il La lOyk~ 63,388 89,646

a Lqi nhu$nl La nam nay 7,290 10,935

b Lqi nhu$nl La lOyk~ nam tmac 56,098 78,711-

IX LQ'I ieh eua e6 dong thi~u s6 -1_____

Page 3

NGAN HANG THU'O'NG M1;\1coPHAN QUOC DAN Mau so :- B02afTCTO

(Ban Mnh thea Qf) 50 1612007IQf)-NHNN ngay 181412007cue ThOng oOc NHNN

BANG CAN DOl KE ToANQuy '" narn 2017

£JO'n vi: Trieu VNDI----T-I STT I Chi tieu

i -(1) _J (2)

I T6ng nQ' phai tra va v6n chu so. hCPu

cAc CHi TIEU NGOAI BANG CAN DOl KE ToAN

Thuy~tminh

s6 cu6i ky sed~u nam

(3) (4) (5)

63,855,884 69,048,305

STT Chi tieuThuy~t secu6i ky

minhf-- -

1 Bao lanh vay von 1,640 1,64°1

2 Cam kt§tgiao dich hoi doai 11,864,160 8,766,598

l-2,1 I Ca~ ket mua ngo?i t~ 337,050 422,419I I[.~iCam ket ban ngo~i t~ 202,230 355,859

11,324,880 7,988,320~,3 I Cam kef giao dieh hoen aoi

! 2,4 I Cam kef giao dieh iucnu; faij

- -i-------r- +-

~

3 I Cam ke! cho vay kh6ng huy ngang 1 - -4 Cam ket !rong nghi~p vu LlC I 154,350 303,816

It± Bao lanh khac l 2,928,719 3,453,605

Cac cam kt§t khac I 198,000 75,278__ l._

l~p Bang K~ toan trU'o.ng

NGUYEN THI MAl

Page 4

snl Thuy~tQuylll Lay k~ tw dau narn d~n eu6i ky

Chi tieuminh

- _JNam nay Nam tnroc Nam nay Nam trU'Q>e

(1) _. (2) (3) (4) (5) (6) (7)--'-'--

1 Thu nhap lai va cac khoan thu nhap tU'O'ngtll VI.18 1,046,903 934,559 3,157,444 2,566,971-

2 Chi phi lai va cac chi phi tU'O'ng tll VI.19 825,373 668,292 2,468,801 1,896,424

I Thu nhap liii thuan 221,530 266,267 688,643 670,547-

3 IThu nhap tLPheat dong dich VI.) 12,973 8,382 34,621 23,991-_._-

4 Chi phi heat dong dich VI.) 4,544 1,754 26,446 20,808- -----

II Liii/16 thuan tw hoat dQng dich vl,l VI.20 8,429 6,628 8,175 3,183--

IIIUii/16 thuan tw hoat dQng kinh doanh nqoai

VI.21 (14,090) (22,752) (21,786) (42,140)h6i

IVLiii/16 thuan tw mua ban ehwng khoan kinh

- - -doanh-

VLiii/16 thuan tw mua ban ehwng khoan d~u

23,245 (4,703) 95,233 20,484tU'

1---5 iThu nhep tLPheat dong khac 7,315 3,982 19,397 12,396

6 IChi phi hOS3tdong khac 11,611 17,246 14,600 18,017

I-VI i Uii/16 thuan tw hoat dQng khac (4,296) (13,264) 4,797 (5,621)

I VII [Thu nhap tw gop v6n, mua e6 phan VI.22 - . .Vi!ITChi phi heat dQng

-- 1---- -_~----

VI.23 206,962 204,631 667,128 551,869

IX I Lgi nhuan thuan tw heat dQng kinh doanh27,856 27,545 107,934 94,584

ItrU'Q>echi phi dV' phong rui ro tin dl,lng

X~-Chi phi dV' phong rui ro tin dl,lng 18,669 24,162 55,682 49,6231-.

Cae khoan xlv Iy theo d~ an tai e~u true Ngan--

X.2 7,500 3,000 42,500 35,903hang

XI T6ng Igi nhu~n trU'Q>ethu~ 1,687 383 9,752 9,058

7 IChi phi thu~ TNON hi$n himh 337 77 2,462 1,812-, ,8 Chi phi thue TNON hoan 19i - - - -

XII Chi phi thu~ TNDN 337 77 2,462 1,812

XIII Lgi nhu~n sau thu~ 1,350 306 7,290 7,246

XIV Lgi ieh eua e6 dong thi~u s6I --

XV Uii cO' bitn tren e6 phi~u

NGAN HANG THU'ONG M..;\IcoPHAN QUOC DAN Milu s6 :-B03a1TCTD

(Ban Mnh thea Of) s6 1612007/0f)-NHNNngiw 181412007clia Th6ng a6cNHNN

BAo cAo KET QUA H01;\T DONG KINH DOANHQuy III nam 2017

£JO'nvi' Trieu VND

K~ toan trU'<YngL~p Bang

NGAN HANG THU'O'NG M~IcoPHAN QUOC DAN Mau so :- B04afTCTD

(Ban hent: thea Qf) so 1612007IQf)-NHNN ngay181412007 eua Thong aoe NHNN

BAo cAo LU'U CHUYEN TIEN Te( Theo phlJ'O'ng phap tr,!c ti€!p)

Quy III nam 2017

ENT: Tri~uVND,--~!-----------------------------------~-~-----,--------------~----------,

'

I STT I Thuy~t 56 cu6i ky nay 56 cu6i ky nayChi tieuI minh narnnay narn tnrocI---r----------------------------------+-----~------------~----------~

(1) (2) (3) (4) (5)

LU'IJchuyen tien tiP ho~t cUjng kinh doanh

3,553,026 1,956,059-

(2,232,516) (1,844,271 )

8,175 3,183

73,447 (21,656)

1,130 (10,236)

3,667 3,990

(640,575) (534,417)

- -

766,354 (447,348)

--1--

1 Thu nhf,lp fai va cac khoan thu nh{flp tu'Ong tl,J'nh{flnoU'Q'c

2 I Chi phi fai va esc chi phi tU'ang ur oa tra (*)

3 Thu nhf,lp tCPho?t oOng dich vu nh{flnairoc

4 Chenh f~ch so tien imrc thu/thl,J'cchi tCPhO<;lfoOngkinhdoanh (ngo?i f~, vang b<;lc,ch(mg khoan)

r--__t---

I 5 Thu nh{flpkhac

i 6 I-Ti~n>thu>~a;kh-;;~nn-; oaoU'Q'cx;:;~ xoe, bu o~p, bflngL~uonrUlra

I 7 I Tien chi tra cho nhan vien va boe: GOngquan fY,congvu (*)

i ~ninth~thU nhf,lp thl,J'cnOp trang ky (*)

ILU'IJchuyen tien thuan tiP ho~t cUjng kinhd -o~a~nh--tr~u,o,c~'----~-+----__t--

Inhli'ng thay doi ve tai san va von,

~ !Nhiing Ihay d6i v~ Iii san ~h~oa~.t~d_Q__n__g_--------------t--------i--------------+~---------___1

I

9 (Tang)/ Giam esc khoan fien, vang gifi va cho vay cac fachuc fin dt,Jngkhac

i 10 (Tang)/ Giam cac khoan ve kinh doanh chung khoan

1-1~(Tang)/ Giam cac cong C" fai chinh phai sinh va cac fai sanfai chinh khac

1,769,623 (1,619,745)

2,879,490 (7,117,148)

33,755 --

(3,242,134) (2,947,820)

(4,965) (1,153)

(374,815) (518,575)

(1,209,304) -

(10,444,662) 3,007,142-~

3,153,841 6,510,658

2,937,858 \ 1,411

i 12 '(Tang)! Giarn cac khoan cho vay khach hang

I 13 Giam nguon dl,J'phOngoe bu o~p ton that cac khoan--------------1------+---------------+-----

1 14 (Tang)/ Giam khac ve tai san ho?t dOng

INhfrng thay d6i v~ cong nQ' h~oa~.t-d-~Q-ng-------~----- r-----~- - _

-----------1------- ~

! i5 Tang/ (Giarn) cac khoan nQ'chinh phu va NHNN

I i6 Tang/ (Giarn) cac khoan fien gw va vay cac TcmI

I Tang/ (Giarn) fien gifi cua khach hang (bao gam ca Kho b<;lcI 17

Nha nU'cYc)~---j---~-----------------------------+-------+-------------

Tang/ (Giam) pMf hanh giay fa cogia (ngo<;lifn)' GTCG. 18~_ o~~~~t~~g~W_i~~~0~h~) ~ ~ ~ ~

Page 6

: HA:41C

" D-,~

;\4- ,

I

20 Tang/ (Giam) cac cong cu TC pMi sinh va cec khoan nO'taichinh khac

22,458 (6,788)

NGANHANGTHlfO'NG M~I co PHAN QU6C DAN Mau so :- B04afTCTD

(Ban hanh thea Qf) so 1612007IQf)-NHNN ngay181412007eua ThOngaoeNHNN

BAo cAo LU'U CHUYEN TIEN Te( Theo phuonq phap trl:J'Cti~p)

Quy III nam 2017

DVT: Trieu VND

II-STTI ~Th-U-Y-~t-+--S-6-c-u-6i-k-Y-n-a-Y__ 4-_S_6_c_u_6_i_ky_n_a_y~Chi tieuminh nam nay narn tnroc

I (1) (2) (3) (4) (5)'- ' - -- -- ----------------------------I--------+------------+---------------j

I 19 Tang/ (Giam) v6n tai tro, uy tMc dtJuur, cho vay me TCTOI phBi chju rui ro

36,213 61,771

21 Tang/(Giam) kMc v~ cong no roe: dong 101,148 (35,135)

22 Chi tt) cac quy cua TCm (*)1---- " >, _

I LU'UCHUYENTIEN THUANTU' HO~T DQNGKINHDOANH

(3,575,140) (3,112,730)

L 'htru C uyen tien to o~t gng au n»

1 Mua sam TSCf) (*) (214,537) (28,732)

1-2r------Ti~n Ihu It) Ihanh Iy, nhV'qng ban TSCf) - 991

I 3 Ti~n chi ur Ihanh Iy, nhV'qng ban TSCf) (*) - (421)Ir " ,L 4 IM~a sam bal dong san da~ IV' (*) ,

--

1 __ '- fen thu til' ban, thanhIi'biit dong san dau ur

! 6 Tien chi ra do ban, thanh Iy bat dong san dau ur (*)f---t---,---" ,

Tien chi rJauIV', gop von VaGesc con vi kMc (Chi dau ur7 mua cong Iy con, gop von lien doanh, lien ket, va esc khoan

dtJuur dai h?n khac) (*)

I Ti~n Ihu rJautV', gop v6n VaGcac rJon vj kMc (Thu ban,I 8 I th~nh Iy cong ty con, gop v6n lien doanh, lien ket, cac khoan

~dai hen khBc)

~ hu c,ott)c va Iqi nhu{/ln rJV'qcchia tt) cac khoan dauI ,IV',gop von dai h?n

-II-! LU'UCHUYENTIEN ny HO~T DQNGDAu TU'--~-

·,1

- - -::

- 4,422

- -

(214,537) (23,740)

Llro chuyen ti{jn tiP ho~t c1C)ngtai chinh

I 1 ! Tang von co phan It) gop v6n val ho?c pMt Mnh co phieu

Ti~n Ihu It) pMt Mnh gitliy la co gia dai h?n du rJi~uki~n2

tinh vaa von II! co va cac khaan von vay dai h?n kMc

Page 7

L~p Bang K~ toan trU'<Yng

Ha N¢i, ngay Adthang Ao nam 2017

Giam d6c

NGAN HANG THU'O'NG MJ;\IcoPHAN QUOC DAN Mau s6 :-B04afTCTD

(Ban bent: thea Q£)s6 1612007IQ£)-NHNN ngay181412007 eua Th6ng ODeNHNN

BAo cAo LU'U CHUYEN TIEN Tt;( Theo phu'onq phap trl!Cti~p)

Quy III narn 2017

f)VT: Trieu VND

I STT I Chi tieuThuy~t secu6i kY nay secu6i ky nay

minh narn nay narn trU'o>cI

01) (2) (3) (4) (5)

I .. ~ ITi~nchi fhanhioen giily fir c6gia dai h~n au ai~uli';n tinhVaGvon IV co va cackhoan von vay dai nen khac (*)

,4 Courc Ira cho cooong, tQ'inhutjln 08 chia (*) I

i-~5 Ti~nchi fa muac6 phi~u quy (.) - -

i 6 Tien thu airoc do ban cophit§u quy

I III LU'I.Jchuyl]n tien tiP hO{lt tU)ng tai chinh - -

IV LU'I.Jchuyl]n tien thuan trong ky (3,789,677) (3,136,470)

IV

Tien va cae khoan tlPO'l1gc1lPO'11gtien t{li tho; c1UJmc1au11,076,815 8,135,041

kyI

I VI I f)ieu chinh anh hLP&ng cua thay c10ity gia._-~~~-~,--- ., -----;;--- ---

I I Tian va esc khoan tlPO'l1gc1lPO'11gtien t{li tho; c1iemcuo; L 7,287,138 4,998,571VII ky- - ..~---- -- ----------

Page 8

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*******Bi~u s6: B05a!rCTD

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NGAN HANG THU'O'NG M~I coPHAN QU6C DAN

BAN THUYET MINH BAo cAo TAl CHiNHQuy III nam 2017

I. O~C di~m hoat dQng cua T6 chuc Tin dl;Jng1 Giay phep thanh I~p va heat dQng

Ngan hang Thuonp rnai Co phan Quoc Dan duocdoi ten hi Ngan hang Thuonq rnai Co phan Nam Vi$t vaonqay 06 thang 05 narn 2014. Truceday Ngan hang c6 ten qol la Ngan hang TMCPNT Song Kien, la Ngan hang Cophan duoc thanh lap theo giay phep so 00057/NH-GP ngay 18 thang 9 narn 1995 do Ngan hang Nha nuoc Vi$tNam cap va giay phep thanh lap so 1217/GP-UB ngay 17 thang 10 narn 1995 do Uy ban Nhan dan tlnh Kien Giangcap. Ngan hang heat dong kinh doanh theo giay chunq nhan dang ky kinh doanh so 1700169765 cua Sa K~hoach va 8au tU' Thanh pho Ha Noi (dang ky Ian dau theo giay chLl'ng nhan dang ky kinh doanh so 050046 nqay02 thang 11 narn 1995 cua Uy ban ke hoach tlnh Kien Giang), giay dang ky kinh doanh thay doi I~n thLr 13 ngay22 thang 01 nam 2015.

2 Hinh thlPC sO> hll'u v6n: Co phan

3 Thanh phan HQi cl6ng quan tri:STT H9 va ten ChlPC danh1. Ba Tr~n Hai Anh Chu tich2. Ong VO Hong Nam Thanh vien thU'ang trl,l'c3. Ba Nguyen Thi Mai Thanh vien thU'ang trl,l'e4. Ong Nguyen Tuan Hai Thanh vien5. Ong Le Xuan NghTa Thanh vien doc I$p

4 Thanh phcln Ban T6ng Giam d6c:STT H9 va ten ChCPcdanh1. Ong Le Hong PhU'O'ng Quy€m Tong giarTldoc2. Ong VO M(,lnhTi~n Ph6 Tong giarn doc thU'ang trl,l'c3. Ba Nguyen Thi Mai Ph6 Tong giarTldoc4. Ong 8$ng Minh Hai Ph6 Tong giam doc5. Ong Nguyen Hong Long Ph6 Tong giarTldoc6. Ba 80 Thi Thanh HU'ang K~ toan trU'ang

5 Trl;J50>chinh : s6 28C- 280 Ba Tri$u, PhU'iYng Hang Bai, Qu~n Hoan Ki~m, Ha NQi- So chi nhanh : 24- So cong ty con: 1

6 Cong ty conCong ty TNHH Quan Iy NO' va Khai thac Tai san Ngan hang Quoc Dan theo Giay ehLl'ng nh~n dang ky kinh doanhso 0304767745 thay doi I~ln thLl' 3 ngay 25/08/2014 do Sa k~ ho~ch va D~u tU' TP. HCM cap voi ty 1$g6p voneua Ngan hang TMCP Quoe Dan (NCB) la 100%. Nganh nghE§kinh doanh ehu y~u la ti~p nh$n, quan Iy caekhoan nO' ton dong cua Ngan hang TMCP Quoe Dan va tai san dam bao nO' vay lien quan d~n cac khoan nO' d~XLr Iy, thu hoi von nhanh nhat.

7 T6ng 56 can bQ, cong nhan vi€m : 2178II. Ky k~ toan va dan vi ti€!n t~ SLP dl;Jng trong k~ toan:

- Ky k~ toan nam: bat dau hi ngay 01 thang 01 va k~t thuc vao ngay 31 thang 12 hang nam.- DO'n vi ti~n t$ SLr dl,mg trang k~ toan la Dong Vi$t Nam (VND).

III. ChuAn ml,l'c va ch~ dQ k~ toan ap dl;lng : .- Bao cao tai ehinh dU'O'c I$p va trinh bay theo chufln ml,l'Ck~ toan Vi$t Nam s6 21 - Trinh bay Bao cao tai chinheOngnhU' cae ehu~n ml,J'Ck~ toan khac.

Page 9

NGAN HANG THLYONG M~I coPHAN QU6C DAN Bj~u s6: BOSalTCTD

BDnhimi1 theo Of) s6 16.12007/0f)-NHNN*******

BAN THUYET MINH BAo cAo TAl CHiNHQuy III narn 2017

- Bao cao ke toan ap dunq theo Che dQ ke toan thong nhat ban hanh theo Quyet dinh so 479/2004/Q8-NHNNngay 29/4/2004, Thong tU' 10/2014/TT-NHNN ngay 20/03/2014 va che dQ bao cao tai chinh doi vai cac To chuc tindl,mg ban hanh theo Quyet dinh so 16/2007/Q8-NHNN ngay 18/04/2007 cua Thong doc Ngan hang Nha nuocviet Nam.

IV. Chinh sach k€!toan ap dvng tal to ch(J'c tin dvng

Chuy~n d6i ti~n t~ :

Nghi$p Vl,Jkinh te phat sinh trong quy bang ngo<;lit$ khac voi dong Viet Nam duoc quy doi sang dong viet Namthee ty gia thuc te tal ngay phat sinh. So du' cuoi ky cua cac khoan rnuc c6 goc nqoai t$ duoc quy doi sangDong Viet Nam (VN8) theo ty gia ap dl,JngVaGcuoi thanq.Chenh I$ch ty gia cua cac nghi$p Vl,Jngo<;lit$ phat sinh trong ky va danh gia l<;Iiso dU' ngo<;lit$ cuoi ky dU'O'c dU'aVaGBao cao ket qua hO<;ltdQng kinh doanh.

2 Nguyen tiic thl,l'c hi~n hQ'p nhat bao cao tai chinh:

Bao cao dU'O'c I$p tren CO' sa hO'p nhat bao cao cua cong ty m~ va cac cong ty con theo quy dinh t<;licac chu~nml,l'Cke toan Vi$t Nam, h$ thong ke toan Vi$t Nam, va cac quy dinh hi$n hanh ap dl,Jng eho ngan hang va cac Tochuc tin dl,Jng khac.

3 K€!toan thu nh~p lai, chi phi lai va ngwng dl,l' thu lai :

Ngan hang ghi nh$n thu nh$p lai va chi phi lai theo phU'O'ng phap dl,l' thu, dl,l' chi. Lai cua cac khoan cho yay quah<;lnkhong dU'O'c dl,l' thu ma dU'O'c ghi nh$n tren cO' sa thl,l'Cthu. Khi mQt khoan cho yay tra thanh qua h<;lnthl solai dl,l' thu dU'O'c xuat toan va ghi nh$n ngo<;libang. Thu nh$p lai cua cac khoan cho yay qua h<;lndU'O'c ghi nh$nVaGbao cao ket qua kinh doanh khi thu dU'O'c.

4 K~ toan cac khoan thu tw phi va hoa hongDU'O'c ghi nh~n khi phat sinh. Thu nhc;iptLl' phi va hoa hong, bao gam phi nh$n dU'O'c tLl' dich Vl,Jthanh toan, dichVl,Jngan quy, phi tLl' cac khoan dich Vl,Jbao lanh, phi tLl' cac dich Vl,Jmoi giai chung khoan va cac dich Vl,Jkhac.Thu nh$p phi tLl' cac khoan bao lanh va dich Vl,Jmoi gi6'i chung khoan dU'O'c ghi nh$n tt180 phU'O'ng phap trichtrU'6'c. Thu nh$p phi hoa hong nh$n dU'O'c tLl' dlch Vl,Jthanh toan, dlch Vl,Jngan quy va cac dlch Vl,Jkhac dU'O'cghi nh.;\n khi thl,l'Chi$n.

5 K€!toan d6i v&i cho vay khitch hang:

- Nguyen t~k ghi nh.;\n khoan yay: theo phU'O'ng phap dinh 1U'Q'ng- Cac nguyen tac phan 10<;linO' va trich I$p dl,l' phong rui ro tin dl,Jng: Ngan hang ap dl,mg vi$c phan IQai nO', trichI$p dl,l' phong nO' phai thu kh6 doi va xu Iy rui ro theo cac hU'ang dan t<;liQuyet dlnh so 493/2005/Q8-NHNN ngay22/4/2005 eua Thong doc ngan hang Nha nU'ac Vi$t Nam, Thong tU' 02/2013/TT-NHNN ngay 21/01/2013 cuaThong doc Ngan hang Nha nU'ac Vi$t Nam quy dinh ve phEIn10<;litai san c6, muc trich, phU'O'ng phap trich I$pdl,l' phong rui ro va vi$c su dl,Jng dl,l' phong de xu Iy rui ro trong hO<;ltdQng cua to chuc tin dl,Jng va Thong tU'09/2014/TT/NHNN ve vi$c sua doi, bo sung mQt so dieu cua Thong tU' 02/2013/TT-NHNN . Cac khoan nO' dU'O'cphan 10<;lichu yeu theo thai h<;lnnO' cua khach hang va dl,l' phong dU'O'c trich I$p theo ty 1$ Quy dlnh t<;liQuyetdinh tren.

6 K& toan tai san c6 dinh:

- Nguyen t~kghi nh$n: Nguyen gia tai san co dinh bao gam gia mua va nhCmg chi phi c6 lien quan trl,l'c tiep denvi$c dU'a tai san VaGhO<;ltdQng. nhCmg chi phi mua sam, cai tien va tan trang dU'O'c tinh VaGgia tri tai san codinh. Rieng nhCmg chi phi bao trl sua chCfa dU'O'c tinh VaGBao cao ket qua hO<;ltdQng kinh doanh.

- PhU'O'ng phap va thai gian khau hao: Tai san co dlnh khau hao theo phU'O'ng phap dU'ang th~ng de trLl' dannguyen gi3 tai san co dinh theo thai gian hCfu dl,Jng U'ac tinh, phu hO'p vai hU'ang dan t<;li Thong tU' so45/2013/TT-BTC ngay 25 thang 04 nam 2013 cua BQ Tai Chinh.'

7 Ti~n va cac khoan tU'O'ng dU'O'ng ti~n

Page 10

*******Bif}u s6: BOSalTCTD

Ban himh thea Qf) s6 16.12007/0fJ-NHNN

NGAN HANG THU'ONG M.I,\IcoPHAN QUOC DAN

BAN THUYET MINH BAo cAo TAl CHiNHQuy III narn 2017

Bao g6m tien mat tai quy; lien gui tal Ngan hang Nha nuoc: cong them tin phi~u Chinh phu va cac giay to c6gia ngan han khac du dieu ki$n tai chiet khau Ngan hang Nha nuoc, chLrng khoan c6 thai han thu h6i hoac daohan kh6ng qua 3 thang k~ tLf nqay mua; tien gui t<;licac t6 chuc tin dl,mg khac kh6ng ky han va dao han kh6ngqua 3 thanq k~ tLf ngay gui.

Nguyen tac va phll'O'ng phap ghi nhan thu~ thu nhap doanh nghi~p va chi phi thu~ thu nh~p doanh nghi~p8Thuc hien iheo chuan rnuc k~ toan Viet Nam so 17 - Thu~ thu nhap doanh nghi$p va quy~t dinh so 29/2006/0£)-NHNN ngay 10/7/2006 cua Thong doc ngan hang nha rmocVi$t Nam.

9 Vbn chu sa. h[J'u :- Trich I$p va su dl,mg cac quy tLf lQ'i nhu$n sau thu~: dLPQ'cthl,l'c hi$n theo nghi dinh 57/2012/N£)-CP ngay20107/2012 cua chinh phu.

V. Thong tin b6 sung cho cac khoim ml,Jc trinh bay trong Bang cim dbi k~ toanTien m~U,vang b~c, da quy

30-09-2017 31-12-2016Tri~u VND Tri~u VND

Tien mi;lt bang VND 243,036 231,469Tien mi;lt bang ngo<;lit$ 42,702 45,852Kim 10<;1iquy, da quy khac 4,625 4,625

T6ng 290,363 281,9462 Tien gll'i t~i NHNN

30-09-2017 31-12-2016

Tri~u VND Tri~u VND

Tien gui thanh toan t<;liNHNN 662,272 1,626,961

- Bang VND 502,991 1,374,337

- Bang ngoC)i t~, vang 159,281 252,624 'J

T6ng 662,272 1,626,961 j

3 Tien, vang gll'i t~i cac TCTD khac va cho vay cac TCTD khac30-09-2017 31-12-2016

Tri~u VND Tri~u VND

3.1Tien, vang gli'i t~i cac TCTD khacTien, vang gui kh6ng ky h<;ln 5,741,273 6,792,628

-Bang VND 5,577,384 6,543,829

- Bang ngoC)i t~, vang 163,889 248,799

Tien, vang gui c6 ky h<;ln 593,230 2,375,280

- Bang VND 391,000 1,500,000

- Bang ngoC)i t~, vang 202,230 875,280T6ng 6,334,503 9,167,908

3.2Cho vay cac TCTD khac- Bang VND 356,000 2,184,131

- Bang ngo<;1i1$, vang 224,700 166,192

- Dl,l' ph6ng rui ro cho vay cac TCTD khacT6ng 580,700 2,350,323

T6ng tien, vang gli'i t~i cac TCTD khac va cho vay cac 6,915,203 11,518,231TCTD khac

4 Cho vay khach hilng30-09-2017 31-12-2016

Page 11

NGAN HANG THU'ONG M~I coPHAN QU6C DAN

*******Bi6u s6:B05a1TCTD

Ban hilnh thea OfJ s6 16/2007/0fJ-NHNN

BAN THUYET MINH BAo cAo TAl CHiNHQuy III nam 2017

Cho vay cact6 chirc kinh te, ca nhantrang nuocCho vay chiet khau thuonq phieu va cac gi~y to' c6 giaCho thue tai chinhCho vay bang v6n tal tro, uy thac dau tuCho vay d6i vol cac t6 chuc, ca nhan nuoc ngoai

T6ng• Phan tich chat 1U'9'ng n9' cho vay

NQ' du tleu chuanNQ' can chu yNQ' dU'ai tieu chuanNQ' nghi ngO'NQ' c6 kha nang mat von

Tbng. Phan tich dU' n9' theo thiYi gian

NQ' ngan hanNQ' trung hanNQ' dai han

T6ng

5 Dbi vai 51,1'tang, giam cua DPRR tin dl;lng

Ky nay:

So du' dau ky

Dl)' ph6ng rui ro trich lap, hoan nhap trang ky

Dl)' ph6ng giam do xu Iy cackhoan no kh6thu hoi bang nguon dl)' ph6ngs6 dU' cu6i ky

Ky tmacSo dU' dau kyDl)' ph6ng rui ra trich Ic;lP,hoan nhc;lp trang ky

Dl)' ph6ng giam do xu Iy cac khoan nQ' kh6 thu hoi b~lngnguon dl)' ph6ngSo dU' cuoi ky

6 Chl"Pngkhoan d&u tU'

6_1 Chl"Pngkhofm dau tU' san sang d~ bana. Chling khoan nQ'- Chling khoan chinh phu, CK CP bao lanh

Page 12

Tri~u VND Tri~u VND

28,380,846 25,179,05221,311 26,180

186,755 139,0355,439 7,950

28,594,351 25,352,217

30·09·2017 31·12·2016

Tri~u VND Tri~u VND

26,582,285 23,493,4091,333,712 1,482,433

233,093 150,144158,965 22,298286,296 203,933

28,594,351 25,352,217

30·09·2017 31·12·2016

Tri~u VND Tri~u VND

11,420,959 8,079,7597,682,835 8,855,9179,490,557 8,416,541

28,594,351 25,352,217

DU' ph6ng chung DU' ph6ng cu the

189,757 100,553

13,968 26,885

(4,965)203,725 122,473

152,423 56,98837,334 45,371

(1,806)189,757 100,553

30·09·2017 31·12·2016

Tri~u VND Tri~u VND

7,601,645 11,233,0227,601,645 11,233,022

NGAN HANG THU'ONG M~I coPHAN QU6C DAN

11,233,022

*******Bi,§u s6: B05a1TCTD

Ban himl) thea Of)s6 16J200710D-NHNN

30-09-2017 31-12-2016

Tri~u VNO Tri~u VNO

50,000 50,000869,600 869,600(6,918) (6,918)

912,682 912,682

BAN THUYET MINH BAo cAo TAl CHiNHQuy III nam 2017

b. Chung khoan v6nc. Dl,.I'ph6ng qiam gia chung khoan MIU tU'gili' den nqay dao han

T6ng6.2ChCPngkhoan dau tU' giCl'den ngay dao han- Chung khoan no do cacTCKT trong nuoc phat hanh

T6ng7 Gop v6n. Dau tU' dai han

- Phan tich gia tr] dau tU' theo loai hinh d~u tU'

7,601,645

8,644,6858,644,685

8au tU' vao cong ty con (*)Cac khoan dau tu dai han khacDl,.I'ph6ng qiarn gia dau tU' dai han

T6ng8 Tal san c6 dlnh hCl'uhinh

8.1Tal san c6 djnh hCl'uhinh ky nay

7,892,7997,892,799

Nha cua,v~tki~n true

TSCD khac T6ng cQng

~ dU' d~u ky 154,145 80,017 49,163 53,922 2,123 339,370

~fI{1_u_?J..r:on9_~t~ ----,-._. ~55_7+- 27_._,72-:_3+----_ ____=5'-'-,1....55--t- __ 1:_-:_Oo_:::,35:_::5--l----------1__ 4__._3,7_9---10Thanh Iy I - (32~0)'+__--______;:(2:'.:,2:.:_:73:L)1_____---l'(1.,...,6=65'Lj)- --+_--,-(4:.>.::,2:.:_:57_!_j)

bi~uchfuhJiarn T~5 __ -+. ~ ~---~---~----~--~56 dU' cu6i ky , 154,702 107,421 52,045 62,612 _~_=2,__c:12:_:_3+_ ____=3c__:78=,9_::__04'__4

HAO MON I1'56 dU' d~u ky _~ __+_----12-:---,0-72-- 1----__ 2--'-9,,392 29,616 29,6231 1,056 101,759

[Tc-(;~-~~-t-~~-n(h~~hly-----""-- 2,~27 5(~~iJ----=-(~'::--:~~::_::_~+)__ (=~:-=--::~--=-:)-i------'1--::--38=-t--_----~=~:-=--::~--::---:)

Thi~t b]dl:lng cl:Iquanly

PhU'O'ngti~nMay moe thi~t b] v~n tal,

truyim danKhoan rnuc

8ieu chinh giam TT45c---.--8ieu chinh giam khac

f-----,- ,

56 dU' cu6i ky 34,619 30,735 33,76914,099

GiA TR! CON L~IINgay dau ky

1,194 114,416

50,704 19,547 24,299142,072

lNgay cu6i ky 21,310 28,843140,603 72,802

8.2 rai san c6 dlnh hCl'uhinh ky trU'<Yc 31·12·2016

TSCD khac T6ng cQng

(2,947) (1,782)

II Khoim ml)cI

989 237,611

929 264,488

PhU'O'ngti~n Thi~t biMay moc thi~t b! v~n tai, dl:lng CI:I

truy6n dan_~_:q1::u-=an::_,I'LY-+--~---+-----------4

Nha clPa,v~tki~n truc

5,696 17,740

-----t----- ------1-----1

(96) 29,82956 dU' dilu ky 154,049 77,108

~~atrong1Y~'-~---_-__+__---~9-::--6~---~6=,3-::--94~llhanh IL~ ---j --+__ ---'@.~84)18ieu chinh giam TT45

37,96346,414

154,1451 80,017 ___ 4_9,16....3J_ _ _:5:_::3~,92=2~1__ ~2~,1=23~_:.:_:33::_::_9'::__,37__=__0L~6 dU' cu6i ky

Page 13

2,826 318,360

(8,819)(607)

~_~YE~ GIAISo dU' dau ky[T~nQtrong kyIThanh Iy

NGAN HANG THU'O'NG M~I co PHAN ouocDAN

*******Bi~us6:B05atrCTD

Ban hilnh thea Of) so 16.12007/0f)-NHNN

BAN THUYET MINHBAo cAo TAl CHiNHQuy III nam 2017

HAO MONs6 dU' aiiu ky

--~----

7,913 25,886 26,831 24,976 1,639 87,244Tang trong ky 4,160 6,587 4,813 6,027 (179) 21,408Giarn do thanh Iy (3,159) (2,028) (1,380) (325) (6,893)8ieu chTnh giam TT458ieu chTnh giam khacsedU' cuoi ky 12,073 29,392 29,615 29,623 1,056 101,759

GiA TR! CON_h&__ I

Ngay d~1Uky 146,136 51,222 19,583 12,988 I 1,188 231,116INgay cuoi ky 142,072 50,704 19,547 24,299 989 237,611

9 Tal san c6 djnh vo hinh9.1 Tal san e6 djnh vo hinh kY nay

I Quy~n SlP Ban quy~n,Phiin m~mKhoan rnuc dl,lng dat co bang sang

TSCDvoT6ng cQng

thai han ch~vi tinh hinh khac

IN?UYE~ GIAS6 du' dau ky 914,039 45,038 1,199 960,277

~trong ky 120,085 1,607 53,312 175,004

h Iy - - - -

18ieu chTnh giam theo TT45 -Is6 du cuoi ky 1,034,124 - 46,645 54,511 1,135,280

llj.C;_Q_ M9_N__ _J__IS6 du' dau ky 189 14,747 375 15,311

~Ch kh~u,haotrong kj 29 4,+ 5,856 9,981

ng do dieu chTnh khac -

am do thanh Iy - - ------,-

Giam do dieu chTnh theo TT45 -Giam do dieu chinh khac -So dU' cuoi ky 218 - 18,843 6,231 25,292

1---, ,

GIA TR! CON LAI -

~ay d~1Uky 913,850 30,291 825 944,966

cuoi ky 1,033,906 - 27,802 48,280 1,109,988

9.2 Talsan c6 djnh vo hinh ky tnroc 31·12·2016

r-·----------------,--------,--------,------,-------,---~

18i~~:.:-"h:.:-"in'_;_~g'gi-=-a:_:_:m_::th.:..::e~o_:_T_:._T4.:_:5:___ +- 1-----__ ._--t--- --r--S6 dU' cu{)i kyHAOMON --

Quy~n SlP Ban quy~n, Phiin m~m TSCDvodu,ng dat co bang sang T6ng cQng

vi tinh hinh khacthai h~n ch~

Khoan ml,lc

Page 14

*******Bi6u so:B05a1TCTD

Ban hilnh thea Of) so 16.12007/0f)-NHNN

NGANHANGTHU'ONGM~I coPHANQU6C DAN

BAN THUYET MINH BAo cAo TAl CHiNHQuy III narn 2017

So dU' dau ky 151 10,617 282 11,050Trich khau hao trong ky 38 4,130 93 4,261Tang do dieu chlnh khac -Giarn do thanh Iy - - -

Giarn do dieu chlnh thee TT45 -(,iam do dieu chlnh khac -

So du' cuoi ky 189 - 14,747 375 15,311GIA TR! CON LAI -Ngay dau ky 913,288 - 23,244 858 937,390

~~y cuoi ky 913,850 - 30,291 825 944,966

10 Tal san co khac30-09·2017 31·12·2016Tri?u VNO Tri?u VNO

1, Chi phi xf3ydl,l'ng CO' ban deYdang 32,808 222,8462, Cac khoan phai thu 3,417,449 2,818,5483, Lai va phi phai thu 2,624,807 3,092,1794, Tal san co khac 3,175,028 3,219,7115, Dl,l' phonq rui ro tai san co (28,859) (28,859)

T6ng 9,221,233 9,324,42511 Cackhoan nQ' ehinh phu va NHNN

30·09·2017 31·12·2016Tri?u VNO Tri?u VNO

1. Vay NHNN 1,209,304Vay cam co cacgiay to co gia 1,209,304

T6ng 1,209,304

12 Ti~n, vimg gi:Pi va yay cac TCTD khac30-09·2017 31·12·2016Tri?u VNO Tri?u VNO

12.1 Ti~n, yang gi:Pi cua cac TCTD khacI.

a. Tien, vang gui kh6ng ky han 5,524,649 6,697,206· Bang VND 5,524,581 6,697,144· Bang vang va nqoai t$ 68 62b. Tien, vang gui co ky han 4,057,002 9,652,265- Bang VND 3,967,122 9,652,265- Bang vang va nqoai t$ 89,880

T6ng 9,581,651 16,349,47112.2 Vay cac TCTD khac· Bang VND 446,000 3,904,362- Bang vang va ngoC;lit$ 224,700 443,180

T6ng 670,700 4,347,542Tong ti~n, yang gi:Pi eua va yay TCTD kMe 10,252,351 20,697,013

13 Ti~n gi:Pi ella khaeh hang• Thuyet minh theo lo~i ti~n gi:Pi

30-09-2017 31-12·2016

Page 15

*******

Bi~u 56: B05a1TCTD

Ban himh theo OfJ56 16.12007/0fJ-NHNN

NGAN HANGTHU'ONG M~I coPHAN QUOC DAN

BAN THUYET MINH BAo cAo TAl CHINHQuy III narn 2017

Von nhan tal fro, uy thac dau tU', cho yay bang VNDVon nhan tai tro, uy thac dau tU', cho yaybang yang, ngo(,1it$

T6ng

Tri~u VND Tri~u VND

3,251,498 2,307,5133,222,500 2,267,147

28,998 40,36641,556,259 39,346,03539,537,864 37,109,537

2,018,395 2,236,49849,708 216

144,669 194,52945,002,134 41,848,293

30-09-2017 31-12-2016

Tri~u VND Tri~u VND

7,544,269 6,729,31537,457,865 35,118,978

45,002,134 41,848,293

30-09-2017 31-12-2016

Tri~u VND Tri~u VND

221,652 185,439

Ti~n,vimg glJ'i khong ky han- Ti~n g&i khOng ky h<;1nB~ng VND- Ti~n g&i khOng ky tien b~ng vang, ngo<;1it~Ti~n,vimg glJ'i co ky han- Ti~n g&i e6 ky h<;1nb~ng VND- Ti~n g&i e6 ky h<;1nb~ng vang va ngo<;1it~Ti~n glJ'i vbn chuyendungTi~n glJ'i ky quy

T6ng

- Thuy~tminh theo loal hinh doanh nghi~p

Tien gLPicua TCKTTien gLPicua ca nhanTien gLPicua cacdoi tU'Q'ng khac

T6ng

14 Vbn tai tro, uy thac dau tu, eho vay TCTD chlu rui ro

Cae khoan phai tra noi boCac khoan phai tra ben ngoaiU3i va phi phai traDl,f ph6ng rui ro khac- D(.f phOng aoi v(yi cae cam ktJt atra ra

T6ng17 VOn va quy eua T6 eh(ve tin dl.lng

221,652 185,439

I

30-09-2017 31-12-2016

Tri~u VND Tri~u VND

3,856,545 918,687

3,856,545 918,687

30-09-2017 31-12-2016

Tri~u VND Tri~u VND

13,188 5,415186,962 95,159

1,099,118 862,833

15 Phcit hanh giiiy tcYco gia thong thU'cYng

1,299,268 963,407

Phat hanh gi~y to co gia bang VNDPhat hanh gi~y to co gia bang ngo(,1it$

T6ng16 Cae khoan n9' khae

17.1 Bao eao tinh hinh thay d6i vbn ehu s<Yhfru

Page 16

NGAN HANG THU'ONG M~I coPHAN QUOC DAN

*******

SAN THUYET MINH sAo cAo TAl CHiNHQuy III narn 2017

17.2Chi ti~t von dau tU' cua TCTDKy nayNOi dung

Tong so Von CP Von CP Tong sothU'a_Qg,_+-_U'=-u=-d::_::13:.:_i--+ _

Von d~u tu' cuanha nuoc

3,010,216 3,010,216

17.3C6 phi~u

- So IU'O'ng co phieu dang ky phat hanh- se IU'O'ng co phieu duoc ban ra cong chunq

+ Co phieu pho thong+ Co phieu uu d13i

- 86 IU'O'ngco phieu duocmua lai+ Co phieu pho thong+ Co phleu uu d13i

- 86 IU'O'ng co phieu dang luu hanh+ Co phieu pho thong+ Co phieu uu d13i

* M$nh gia co phieu dang luu hanh: (dong)

30-09-201

350,000,00301,021,55301,021,55

VI. Thong tin bo sung cho cac khoan rnuc trinh bay trong bao cao k~t qua hoat dQng18 Thu nh~p liii va cac khoan thu nh~p tU'O'ng tlf

Dtm 301912017

Thu nhap li:li tien gLPiThu nhap lai cho yay khach hangThu l13iILf kinh doanh, d~u tU' chtrnq khoan

Tri~u VNO49,877

2,454,430573,405

nO'-Thu fai tCPchUng khoan kinh doanh-Thu I8i tCPchifng khoan dau tl.f

Thu nh$p li:li cho thue tai chinhThu khac tLf hoc;ttdong tin dl,lng

T6ng19 Chi phi liii va cac khoan chi phi tU'O'ng tlf:

573,405

79,7323,157,444

Den 301912017Tri~u VNO2,228,162

104,297107,725

Tra li:li tien gLPiTra lili lien yayTra li:li phal hanh gi~y 10 co giaTra li:li lien lhue tal chinhChi phi hoc;ttdong tin dl,lng khac

T6ng

28,6172,468,801

Page 17

3,010,21

29,642,980,57

3,352,003,352,00

297,669,55297,669,55

Bi6u s6.·B05a1TCTD

Ban himh thea Of) s6 16.1200710f)-NHNN

Ky truocV6n CP V6n CPthU'ang uu d13i

6 3,010,216

4) (29,644) -2 2,980,572

7 31-12-2016

0 350,000,0002 301,021,5522 301,021,552

0 3,352,0000 3,352,000

2 297,669,5522 297,669,552

0 10,000

kinh doanh

Den 3010912016Tri~u VNO

54,2521,964,767

429,107

-429,107

- ...118,845

2,566,971

Den 3010912016Tri~u VNO

1,792,77752,239

7,905

43,5031,896,424

10,00

NGAN HANG THU'O'NG M~I eoPHAN ouoc DAN

*******

BAN THUYET MINH BAo cAo TAl CHiNHQuy III nam 2017

20 Lai 10thuan tLPhoat dQng dich vI,!20.1Thu nh~p tLPhoat dQng dlch vI,!

Den 301912017Tri(ju VNO

18,369Thu tll dich Vl,l Ihanh toanThu III nqhiep Vl,J bao lanhThu tll dich Vl,J ngan quyThu khac

1,42314,82934,621T6ng

20.2Chi phi hoat dQng djch vI,!

Chi dich Vl,J lhanh loanChi ve ngan quyChi ve uy thac va d<;liIyChi khac

Den 301912017Tri(ju VNO

3,8973,3112,410

16,82826,4468,175

T6ng20.3Lai 10thuan tLPhoat dQng dlch VI,!

21 Lai 10thuan tLPhoat dQng kinh doanh nqoal h6i

Den 301912017Tri(ju VNO

Thu nhap tLPhoat dQng kinh doanhnqoai h6i- Thu III kinh doanh nqoai 1$ giao ngay vachenh lech danh gia nqoai 1$ kinh doanh- Thu III kinh doanh yang- Thu III cac cong cu lai chinh phai sinh

lien t$Chi phi heat dQng kinh doanh ngo~i h6i

1,240,076604,051

636,025

1,261,862554,060- Chi III kinh doanh nqoai t$ giao ngay va

chenh lech danh gia lal nqoal t$ KD

- Chi III kinh doanh yang

- Chi ve caccong Cl,l tai chinh phai sinh lien

Lai/Lo thuan tLPho~t dQng kinh doanhngo~i h6i

707,802

(21,786)

22 Thu nh~p tLPgop v6n, mua c6 phanDen 301912017

Tri(ju VNOCo !lic nh~n dU'Q'c trang ky tll gop von,rnua co Dhan- Ttf gop v{)n, dtlu tU' dai hf;mCac khoan Ihu nh<\lpkhac

T6ng

Page 18

Bi~us6: B05a!fCTD

Ban hanh theo QD s6 16.12007IQD-NHNN

Den 3010912016Tri(ju VNO

13,940

1,4318,620

23,991

Den 3010912016Tri(ju VNO

3,3352,3341,957

13,18220,8083,183

Den 3010912016Tri(ju VNO

282,01470,033

3083,915

324,154128,299

30

112,246

(42,140)

Den 3010912016Tri(ju VNO

*******Bi,§us6.· B05a1TCTD

Ban hilnh theo Of) so 16.12007/0D-NHNN

NGAN HANG THU'O'NG M~I co PHAN ouoc DAN

BAN THUYET MINH BAo cAo TAl CHiNHQuy III nam 2017

23 Chi phi heat dQng

Den 30/9/2017 Den 30/09/2016Tri~u VND Tri~u VND

1. Chi nQPthue va cackhoan phi 1$phi 2,050 8,1212. Chi phi cho nhan vien 278,244 250,788Trong do: .. Chi lu'Ong va phI) e~p 241,536 218,346..Cec khoan chi dong g6p theo IU'O'ng 21,100 19,634..Chi tro e~p 1,538 1,196..Chi eong tae X8 hOi3. Chi ve tai san 168,157 114,296- Trong d6 kh~u hao tai san co dinh 26,553 17,4524. Chi cho heat dQng quan Iy cong VI) 179,836 147,804Trong do:..Cong teephi 6,363 5,704..Chi ve cec hoet dOng aoan the eva Tcm 1,044 66

5. Chi nQP phi bao hiem, bao toan tien glii 38,841 30,860cua khach hano7. Chi phi du' ph6ng

T6ng 667,128 551,869

VIII. Cac thong tin khac

24 Tinh hinh nhu nhap cua can bQ cong nhan vienTrieu VND~.- ...-.. r-r-

Den 30/09/2016Chi tieu Den 30/9/2017I. T6ng s6 can bQ, CNV 2,1781 2,287

f'LT~u nh~~ cua can bQi 1.Tong guy IU'O'ng 240,322 244,9402.Tien thU'ang .. ..

3. Thu nh$~ khac 1,538 13,9164. T6n\1 thu nh<'!12 241,860 258,8565. Tien IU'O'ng_binhguan 12.26 11.906. Thu nhap binh quan 12.34 12.58

Trieu VND25 Tinh hinh thuchi~n nghia vu vai ngan sach nM nuoc

I~-- - --_.-_._- -_.

Phat sinhChi tieu 31·12·2016 56 phal

56 da nQp30/09/2017

-- ---_. nQp1---.

1. Thue GTGT 231 5,203 4,953 480'2. Thue TNDN ____ ~914} 2462 (24452)3. Cac 109i thue khac 450 36,907 36,142 1,2144. Cac khoan phi, 1$phi va cac khoan phaitra- T6n9 cQng (26,233) 44,572 41,096 (22,757)

26 Nghia vI.) ng ti~m ~n va cac cam k~t dU'a ra

Page 19

Nghia vu nQ' ti~m anBao lanh vay vonCam ket trong nghi$p vu LCBao lanh khac

30·09·2017

Tri~u VND3,084,709

1,640154,350

2,928,719

31·12·2016

Tri~u VND3,759,061

1,640303,816

3,453,605

NGAN HANG THU'ONG MI;\I co PHAN ouoc DAN

*******Bi6u s6' BOSaJTCTD

Ban himh theo Qf) s6 16.12007/QfJ-NHNN

BAN THUYET MINH BAo cAo TAl CHiNHQuy III nam 2017

27 M(I'c dQ t~p trung theo khu VI,I'C dja Iy cua cac tai san, cong nQ'va cac khoan muc ngoCjlibang

T6ng dU' nQ' T6ng ti~n gwi Cac cam k~t CCTC phal Kinhcho vay tin dl,lng sinh doanh va

dau tU'ch(Pngkhoan

Trong nuoc 29,175,051 6,996,775 3,084,709 22,458 16,211,502NU'cYc rlgoai

K~ toan trU'cYngL~p bang

Page 20

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