Multiple visual memory phenomena in a memory search task MONICA FABIANI, a JONATHAN HO, b ALEX STINARD, c AND GABRIELE GRATTON a a Beckman Institute, University of Illinois at Urbana-Champaign , Urbana, Illinois, USA b Psychology Department, Columbia University, New York, New York, USA c Department of Psychology, University of Missouri–Columbia, Columbia, Missouri, USA Abstract This paper reports evidence of the existence of multiple and distinct visual memory processes in a memory search task in which a divided field stimulus presentation was used at study (Experiments 1–3) and either a foveal (Experiments 1 and 2) or a lateralized (Experiment 3) stimulus presentation was used at test. These memory processes can be distinguished on the basis of (1) whether or not they are hemispherically organized; and (2) the locus of their underlying brain activity, as evidenced by the scalp distribution of the event-related brain potentials and by the localization of the event- related optical signal that accompany them. These memory effects are discussed in the context of visual form memory. Descriptors: Hemispheric organization, Encoding-related lateralization, Sensory signature, Visual working memory, Memory search task, Event-related brain potentials (ERPs), Event-related optical signal (EROS) A substantial body of literature reports the effects of previous stimulus exposure in early visual processing, from passive phenomena such as habituation (e.g., Colon, Boumen-Van den Eerden, & Cuyten, 1983; Megela & Teyler, 1979) to memory effects such as visual form and repetition priming (e.g., Doyle, Rugg, & Wells, 1996; Paller & Gross, 1998; Paller, Kutas, & McIsaac, 1998; Rugg, 1985; Walsh, Le Mare, Blaimire, & Cowey, 2000). In addition, a recent series of experiments, using a divided-field presentation at study and a foveal presentation at test, has shown that some visual memory processes are hemispherically organized, in that the behavior and/or the brain activity at test maintains a ‘‘signature’’ of the lateralized encoding condition (Fabiani, Stadler, & Wessels, 2000; Gratton, Corballis, & Jain, 1997; Gratton, Fabiani, Goodman-Wood, & DeSoto, 1998; Talsma, Wijers, Klaver, & Mulder, 2001). In this paper we present three experiments using the polarity and scalp distribution of event-related brain potentials (ERPs; e.g., Fabiani, Gratton, & Coles, 2000), the localization and time course of the event-related optical signal (EROS; Gratton, Corballis, Cho, Fabiani, & Hood, 1995; Gratton & Fabiani, 1998, 2001), and the presence of hemispheric organization to discriminate among these early visual memory effects. The results suggest that at least two distinct types of visual memory effects are present, one of which is hemispherically organized whereas the other is not. Several investigators have proposed that the successful retrieval of a memory trace involves an overlap between encoding and retrieval processes, and possibly the reactivation of the same brain areas that were used at encoding (e.g., Kosslyn, 1980; Roediger, Weldon, & Challis, 1989). Recently, Gratton and colleagues have suggested that, because the visual processing system is contralaterally organized, the memory traces left by laterally presented visual stimuli should maintain a ‘‘sensory signature’’ of the hemifield of initial stimulus presentation, in the form of a performance advantage and/or of the existence of differential brain activity (Gratton et al., 1997; see also Fabiani, Stadler, et al., 2000; Gratton, 1998). This hypothesis has been tested in recognition paradigms using verbal (Fabiani, Stadler, et al., 2000) and nonverbal (Gratton et al., 1997) visual stimuli. The results indicate that, for both verbal and nonverbal stimuli, there is evidence of encoding-related lateralizations in the ERPs elicited by test stimuli presented foveally. Note that this lateralized activity observed at test switches sides according to the hemifield stimulated at encoding, and that the test stimuli vary only with respect to encoding side and are identical in every other way (including the fact that they require the same manual response). Thus, these data suggest that memory traces may retain some of the information contained in the sensory world, and that, if this information implies a differential early involvement of the two cerebral hemispheres, the retrieval activity will be hemispherically organized (for related work, see also Senkfor, Van Petten, & Kutas, 2002). The ERP experiments mentioned above have investigated the hemispheric organization of visual memory in recognition paradigms in which study and test are separated by several This research was supported by NIMH Grant MH 57125 to Gabriele Gratton, and by McDonnell-Pew Grant 97-32 to Monica Fabiani. We thank Marsha Goodman-Wood, Ted Moallem, and M. Catherine DeSoto for help with some of the data collection, and the Max Planck Institute for Cognitive Neuroscience and the University of Leipzig, Germany, for hosting us during the preparation of this article. Address reprint requests to: Monica Fabiani, University of Illinois, Beckman Institute, 405 North Mathews Avenue, Urbana, IL, 61801, USA. E-mail: [email protected]. Psychophysiology, 40 (2003), 472–485. Blackwell Publishing Inc. Printed in the USA. Copyright r 2003 Society for Psychophysiological Research 472
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Multiple Visual Memory Phenomena In a Memory Search Task
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Multiple visual memory phenomena in a memory
search task
MONICA FABIANI,a JONATHAN HO,b ALEX STINARD,c AND GABRIELE GRATTONa
aBeckman Institute, University of Illinois at Urbana-Champaign , Urbana, Illinois, USAbPsychology Department, Columbia University, New York, New York, USAcDepartment of Psychology, University of Missouri–Columbia, Columbia, Missouri, USA
Abstract
This paper reports evidence of the existence ofmultiple and distinct visualmemory processes in amemory search task in
which a divided field stimulus presentation was used at study (Experiments 1–3) and either a foveal (Experiments 1 and
2) or a lateralized (Experiment 3) stimulus presentation was used at test. These memory processes can be distinguished
on the basis of (1) whether or not they are hemispherically organized; and (2) the locus of their underlying brain
activity, as evidenced by the scalp distribution of the event-related brain potentials and by the localization of the event-
related optical signal that accompany them. These memory effects are discussed in the context of visual formmemory.
Descriptors: Hemispheric organization, Encoding-related lateralization, Sensory signature, Visual working memory,
1998, 2001), and the presence of hemispheric organization to
discriminate among these early visualmemory effects. The results
suggest that at least two distinct types of visual memory effects
are present, one of which is hemispherically organized whereas
the other is not.
Several investigators have proposed that the successful
retrieval of amemory trace involves an overlap between encoding
and retrieval processes, and possibly the reactivation of the same
brain areas that were used at encoding (e.g., Kosslyn, 1980;
Roediger, Weldon, & Challis, 1989). Recently, Gratton and
colleagues have suggested that, because the visual processing
system is contralaterally organized, the memory traces left by
laterally presented visual stimuli should maintain a ‘‘sensory
signature’’ of the hemifield of initial stimulus presentation, in the
form of a performance advantage and/or of the existence of
differential brain activity (Gratton et al., 1997; see also Fabiani,
Stadler, et al., 2000; Gratton, 1998). This hypothesis has been
tested in recognition paradigms using verbal (Fabiani, Stadler,
et al., 2000) and nonverbal (Gratton et al., 1997) visual stimuli.
The results indicate that, for both verbal and nonverbal stimuli,
there is evidence of encoding-related lateralizations in the ERPs
elicited by test stimuli presented foveally. Note that this
lateralized activity observed at test switches sides according to
the hemifield stimulated at encoding, and that the test stimuli
vary only with respect to encoding side and are identical in every
other way (including the fact that they require the same manual
response). Thus, these data suggest that memory traces may
retain some of the information contained in the sensory world,
and that, if this information implies a differential early
involvement of the two cerebral hemispheres, the retrieval
activity will be hemispherically organized (for related work, see
also Senkfor, Van Petten, & Kutas, 2002).
The ERP experiments mentioned above have investigated
the hemispheric organization of visual memory in recognition
paradigms in which study and test are separated by several
This research was supported by NIMHGrantMH 57125 to GabrieleGratton, and by McDonnell-Pew Grant 97-32 to Monica Fabiani. Wethank Marsha Goodman-Wood, Ted Moallem, and M. CatherineDeSoto for help with some of the data collection, and the Max PlanckInstitute for Cognitive Neuroscience and the University of Leipzig,Germany, for hosting us during the preparation of this article.
Address reprint requests to: Monica Fabiani, University of Illinois,Beckman Institute, 405 North Mathews Avenue, Urbana, IL, 61801,USA. E-mail: [email protected].
Psychophysiology, 40 (2003), 472–485. Blackwell Publishing Inc. Printed in the USA.Copyright r 2003 Society for Psychophysiological Research
472
minutes, and stimuli are unique. Thus, the encoding-related
lateralization effects investigated in these experiments suggest
that the underlying memory phenomena have a fairly long-time
constant. Other studies, however, suggest that effects of the
hemispheric organization of memory can also be observed in
short-term memory paradigms, where stimuli are repeated, both
within and across conditions, and where the time interval
between study and test is of the order of seconds (see Gratton
et al., 1998; Talsma et al., 2001). In this paper we report three
experiments using a short-term memory paradigm, in which the
encoding-related lateralization effects are compared to other
memory phenomena (such as the early old–new effect, with a
latency of less than 400 ms) occurring within the same latency
range.
A limitation of the ERP data described above is that they do
not provide much information about the neuronal generators of
the lateralized activity. However, given the sensory nature of the
processes involved, it is likely that at least some of the lateralized
activity may originate in visual cortex or elsewhere in the ventral
visual processing stream. To test this hypothesis, Gratton et al.
(1998) ran an optical imaging study using a divided-field
memory-search paradigm (Sternberg, 1966). On each trial,
subjects studied a set of two items (the memory set), which were
presented to the left and right of a fixation cross. They were then
shown one test item presented foveally, and were asked to
indicate whether or not it belonged to the preceding memory set.
The EROS activity elicited by the centrally presented test stimuli
was recorded from a number of locations over occipital cortex.
The results indicated that test stimuli that belonged to the
memory set (i.e., ‘‘old’’ stimuli) elicited an EROS response in
medial occipital cortex, with a latency of 50–150ms, which was
larger in the hemisphere ipsilateral to the encoding side (i.e., the
unexposed hemisphere). ‘‘New’’ test stimuli elicited bilateral
EROS activity.
These data demonstrated the existence of a type of brain
activity that (a) is influenced by previous exposure to the stimuli,
and (b) is hemispherically organized. However, the relationship
between this type of lateralized activity and previous reports of
other ERP differences between ‘‘old’’ and ‘‘new’’ stimuli is
unclear. In fact, it has long been known that, in the Sternberg
paradigm, the ERP activity elicited by correctly identified test
stimuli is generally more positive when they belong to the
memory set (‘‘old’’ or ‘‘yes’’ responses) than when they do not
(‘‘new’’ or ‘‘no’’ responses; e.g., Ford, Pfefferbaum, Tinklen-
berg, & Kopell, 1982). An increased positivity for previously
presented items has also been observed in repetition priming
paradigms, in whichmemory is not explicitly tested (e.g., Besson,
Kutas, & Van Petten, 1991; Hamberger & Friedman, 1992;
The analysis of the encoding-related lateralization was based
on the same quantification procedures described above. The data
set was limited to the old-left and old-right conditions, and the
data were entered in a repeated measure ANOVA with three
factors: stimulus (old-left or old-right), electrode pair (F7-F8,
F3-F4, T3-T4, C3-C4, T5-T6, P3-P4, O1-O2), and electrode side
(left or right). The critical result was the presence of a significant
interaction between stimulus type and electrode side, F(1,6)5
10.72, po.05. Note that this interaction is formally equivalent to
the calculation of an LRP (Gratton et al., 1988; Fabiani, Stadler,
et al., 2000). When separate analyses were performed for the
different electrode pairs, the interaction was significant at the P3-
P4 pair, F(1,6)5 12.40, po.05. In fact, all subjects showed the
same effect at this electrode pair. Note that this effect indicates
the existence of more negative activity over the contralateral
(exposed) side. This is in apparent contradiction with the greater
positivity observed for old items in the old–new effect.
Summary and Discussion
The ERPs recorded to test stimuli obtained in this study revealed
the following effects in a latency range between 250 and 350ms
after the test stimulus. First, there was an early old–new effect,
Multiple visual memory phenomena 475
Figure 2.Grandaverage ERPwaveforms at all electrode locations recorded during the test phase for new stimuli (dotted line), stimuli
previously studied in the right hemifield (dashed line), and stimuli previously studied in the left hemifield (solid line). The vertical
arrows indicate the time of stimulus presentation. The shaded areas indicate the interval used for the measurements.
characterized by more positive-going activity to old (repeated)
stimuli, which was consistent with previous data reported in the
literature obtained with both explicit and implicit memory
paradigms (e.g., Mecklinger, 2000; Rugg, 1995). Second, there
was a systematic lateralization as a function of the encoding
hemisphere, analogous to that described in long-term recognition
paradigms (Fabiani, Stadler, et al., 2000; Gratton et al., 1997).
The polarity and scalp distribution of these two effects were
different. In fact, the old–new effect consisted of larger positive
activity for old (repeated) items, whereas the encoding-
lateralization effect involved an increased positivity at
ipsilateral scalp electrodes (i.e., located over the nonexposed
hemisphere).
As noted above, these effects are in apparent contradiction.
However, it is difficult, on the basis of the ERP data alone, to
determine whether these two effects are completely independent
(i.e., whether they correspond to nonoverlapping neural
substrates). The contralateral control double-subtraction proce-
dure used to derive the encoding-related lateralizations (Gratton,
1998) may in fact artificially alter the scalp distribution of the
effects. For example, when this procedure is applied to move-
ment-related potentials obtained from hands and feet, the two
resulting lateralizations are of opposite polarity because of the
relative orientation of their underlying generators (see Brunia &
Vingerhoets, 1981). Thus, in the present study, the opposite
polarity of the old–new and encoding-related lateralization
effects cannot be used in a conclusive manner to determine
whether they differ.
Gratton et al. (1998) reported EROS data obtained in this
paradigm showing increased brain activity to test stimuli in the
hemisphere not previously exposed to the stimuli. However, this
activity occurred at very early latencies (50–150ms) and in
medial (possibly primary) visual cortex (see also Badgaiyan &
Posner, 1997; Talsma et al., 2001). Given the latency of the early
old–new and of the encoding-related ERP effects described here
(250–350ms), it is unlikely that they can correspond to the same
functional phenomena. Gratton et al. (1998) had also recorded
EROS data for an extended period of time after stimulation, and
from more lateral recording sites than those included in their
paper. Therefore, in Experiment 2, we present new analyses of
that experiment, which involve the data not previously con-
sidered. For these analyses we focused on the same latency range
as that of the ERP effects (250–350ms) presented for Experiment 1.
Note that these data, differently from those obtained with the
lateralized ERP waveforms, are localized, and thus provide both
temporal and spatial information independently for the two
hemispheres.
EXPERIMENT 2
Methods
Participants
Four healthy young adults (3 women, age 24–28) signed
informed consent before participating in the study. Three of
the participants were right-handed and all had normal or
corrected-to-normal vision.
Procedures
Six-hundred trials were presented during each of 2 practice and
28 experimental sessions, each run on a different day, to allow for
the recording of EROS fromdifferent scalp locations (see below).
The paradigm was identical to that described for Experiment 1,
with the exception that response-hand assignments were
randomized across subjects.
EROS Recording and Analysis
The event-related optical signal is a non invasive brain imaging
method based on the measurement of changes in the diffusion of
near-infrared light through brain tissue as a consequence of
activity (Gratton & Fabiani, 2001). During the experimental
sessions, EROS was recorded from 28 different locations (one
per session) over the occipital area using a single-channel
frequency-domain optical system (Gratton et al., 1990; Gratton
& Fabiani, 1998, 2001). The source was a 715-nm LED
(powero1mW) modulated at 112MHz (cross-correlation
frequency5 5 kHz). Estimates of the phase delay (EROS)
were obtained every 20ms. The detector was a 3-mm fiber
optic bundle connected to a photomultiplier tube. The recording
locationsmapped a strip 7.2 cmwide and 1.5 cmhigh centered on
the midline, 1.75 cm above the inion. The distance between
adjacent recording locations was 0.5 cm along the vertical
dimension and 1.2 cm along the horizontal dimension.
The source-detector distance was 2.5 cm, allowing for the
476 M. Fabiani et al.
Figure 3. Grand average lateralization waveforms for each lateral electrode pair for test stimuli sorted according to the side of
lateralization during study. Negative potentials (upward deflections) indicate greater negativity at electrode locations contralateral
to the side of presentation during study (exposed side). The vertical arrows indicate the time of stimulus presentation.
investigation of a brain area up to 3 cm deep (Gratton, Fabiani,
et al., 1995; Gratton, Sarno, Maclin, Corballis, & Fabiani,
2000), expected to encompass primary and extrastriate visual
areas (Homan, Herman, & Purdy, 1987).
The pulsation artifact in the EROS measures was compen-
sated for off-line with a procedure described by Gratton and
Corballis (1995). Trials with recording artifacts (less than 10%),
mostly due tomovements, were discarded. A 100-ms prestimulus
baseline was subtracted from the raw phase-delay data, which
were than averaged across trials separately for each subject,
recording location, and condition. The averages were filtered
using a 5-point boxcar filter.
Our optical instrument allows us to derive various measures
related to the migration of photons in active brain areas, which
refer to the photons that are back-scattered from the tissue to the
detector. One of the measures we derive reflects the relative time
of arrival of the photons (photon delay). Because our instrument
uses sources of light that are modulated at 110MHz, the time of
arrival is measured as a phase shift of the photon density wave
arriving to the detector. Changes in phase shifts reflect changes
in the back-scattering of the photons. Specifically, neuronal
depolarization is thought to cause a swelling of the dendritic part
of the neurons (because of ion and water movement), resulting in
a drop in the back-scattering of near-infrared photons. This
allows photons to penetrate more deeply into the cortex, and
effectively increases the phase delay parameters, with changes of
the order of 1 ps (10�12 s), or about 0.051 of phase. Phase
measures are localized (with no cross-talk across locations at
separations of 1.5 cm or more; Maclin, Gratton, & Fabiani, in
press) and track the time course of neuronal activity (for a review,
see Gratton & Fabiani, 2001).
Results
Behavior
The average accuracy for each condition is reported in Table 2.
Reaction time was faster for old than for new items, t(3)5 5.15,
po.05, but accuracy did not differ between these two conditions,
t(3)5 1.91, n.s. There were no differences between the old-left
and old-right conditions in this study, either in RT, t(3)5 0.20,
n.s., or accuracy, t(3)5 0.96, n.s.
EROS Data
We focused on the EROS data for the interval between 250 and
350ms after stimulus, corresponding to the latency at which the
ERP effects were observed in Experiment 1. To account for
individual differences in functional neuroanatomy, the data for
each subject at this response latency were aligned on the basis of
the location showing the maximum response averaged across
conditions. Note that the focus of this study is the difference
between conditions; therefore, this approach cannot bias the
measurements. This alignment procedure allowed us to compute
maps across subjects, separately for each experimental condition
(old-left, old-right, and new). The maps were obtained by
computing the average value in the chosen interval across
subjects for each recording location (aligned across subjects
according to the procedure described above), and produced using
the Quattro Pros graphingmodule. Thesemaps are presented in
Figure 4. They indicate that the location of maximum EROS
activity for the old-left and old-right conditions differed from the
location ofmaximum response for the New condition, in that the
responses for the old conditions were more lateral than that for
the new condition. This is also evident from Figure 5, in
which the data from left and right recording locations were
collapsed as a function of the hemisphere contralateral and
ipsilateral to the encoding side for old stimuli. For the new
stimuli, there was no encoding side, so the left and right sides of
the map are symmetrical.
Figure 6 shows the 90% confidence interval for the location
showing the maximum response for the old conditions (collapsed
together) compared to that of the new condition. Ninety percent
confidence intervals were used because, if confidence intervals
are not overlapping, the probability that the difference is due to
chance could not exceed 1/10� 1/10, or .01. In fact, the actual
probability is likely to be even smaller because, given that a
repeated measure design was used, at least some of the variance
ought to be attributable to individual differences.
For this figure, left and right hemisphere responses were
averaged together. For comparison purposes, the figure also
includes the location of the medial response reported at earlier
latencies by Gratton et al. (1998), and a reference map of the
surface projection of visual cortex derived fromMaier, Dagnelie,
Spekreijse, and Van Dijk (1987). This figure shows that there was
no overlap between the confidence intervals for the locations of
the maximum activity elicited by old and new items in lateral
occipital cortex at a latency of 250–350ms after stimulus. For
this reason, separate EROS time courses and amplitude estimates
were obtained for these two locations. The grand average EROS
time courses are shown in Figures 7 and 8 for the lateral (old) and
Multiple visual memory phenomena 477
Table 2. Behavioral Results for Experiment 2
Test stimulus Correct RT Accuracy
Old left 453 (68) 0.978 (0.010)Old right 495 (51) 0.964 (0.022)Old 473 (54) 0.971 (0.011)New 548 (48) 0.945 (0.044)
Note: Standard deviations are in parentheses.
Figure 4. Grand average surface EROS maps (latency 250–350ms) for
the three experimental conditions (old left, old right, and new). The
coordinates of the maps are in centimeters with respect to the inion. The
maps of individual subjects were aligned on the location of maximum
response (across conditions) for each hemisphere before computation of
the grand average maps.
medial (new) locations, respectively. For comparison purposes,
the time course of the EROS elicited by the presentation of the
memory set items at these two locations is also shown.
The statistical analysis was conducted by computing
the average phase value during the 250–350-ms interval,
separately for each subject, experimental condition, and location.
These average values are plotted in Figure 9, with the data
collapsed across left and right recording sides. Note that, for the
old stimuli, the data are presented on the basis of whether the
recording locationwas contralateral or ipsilateral to the encoding
hemifield.
A planned comparison approach was used, in which three
comparisons (not statistically independent from each other)
were set up: The first was between the old and new items;
the second was restricted to old items, and involved data from
the hemisphere previously exposed to the stimulus (i.e., the
contralateral hemisphere) and the nonexposed hemisphere
(i.e., the ipsilateral hemisphere). The third comparison was
between data from the exposed (the contralateral-old condition)
and non exposed (the ipsilateral-old and the new condition)
locations. These analyses were performed separately for the
locations at which the old items elicited the maximum response
and for the locations at which the new items elicited the
maximum response. The location at which the new response was
maximum showed a differentiation between old and new items,
t(3)5 � 3.64, po.05, but no contralateral–ipsilateral difference,
t(3)5 � 0.54, n.s., and only a marginal effect of previous
exposure to the stimulus, t(3)5 � 2.66, po.08. Presentation of
the memory set stimuli (at study) also elicited significant activity
at this location, although at a shorter latency (150 ms),
t(3)5 2.41, po.05. The location at which the old response was
maximum did not show either a statistically significant old–new
difference, t(3)5 1.45, n.s., or a statistically significant contral-
ateral–ipsilateral difference, t(3)5 1.01, n.s., or a response to the
memory set stimuli, to1 at all latencies. However, it did show a
significant difference between exposed and nonexposed condi-
tions, t(3)5 10.28, po.01. An examination of Figure 4 suggests
that this response may be greater on the exposed side
(contralateral old condition), in particular for the right hemi-
sphere. In fact, the difference between old-left (contralateral) and
old-right (ipsilateral) stimuli was significant in the right
478 M. Fabiani et al.
Figure 5. Grand average surface EROS maps (latency 250–350ms) for
old and new test items. Data are plotted as a function of whether they
were recorded from locations contralateral and ipsilateral to the side of
stimulus presentation at study. The coordinates of the maps are in
centimeters with respect to the inion. The maps of individual subjects
were aligned on the location ofmaximumresponse (across conditions) for
each hemisphere before computation of the grand average maps.
Figure 6. Ninety percent confidence intervals for the locations of maximum activity for old and new items (top). Location of the
medial occipital cortex activity (latency 50–150ms, reported in Gratton et al., 1998) and a reference map of the surface projection of
visual cortex derived fromMaier et al. (1987, bottom) are also included as references. The shaded rectangle traced over the surface
projection map corresponds to the area plotted in the top graph.
hemisphere, t(3)5 3.40, po.05, but not in the left hemisphere,
t(3)5 � 0.54, n.s. This suggests that the old-left condition may
lead to a bilateral representation of the stimulus in this cortical
area, whereas the old-right condition may lead to a contralateral
representation only.
Summary and Discussion
The EROS data reported here indicated that two different
locations within occipital cortex showed activity in response to
the presentation of old and new items. Interestingly, the area
responding to new items also appeared to respond tomemory-set
items (which could be considered ‘‘new’’ for the subject; see
Figure 8). For the area responding to old items, the EROS
activity was limited to the hemisphere previously exposed to the
stimulus, at least for the old-right condition. Note that in the old-
right condition early visual processing is expected to occur in the
left hemisphere. Because the stimuli were verbalizable letters, in
this condition there may be a reduced need for right hemisphere
involvement, leading to lateralized activity. However, for old-left
letter stimuli, the first visual processing is expected to occur in the
right hemisphere, which is nondominant for language. Thus, a
recruiting of homologous left-hemisphere areas may be needed,
leading to bilateral activation.
EXPERIMENT 3
Introduction
The results of Experiments 1 and 2 indicate that brain activity at
time of test is lateralized as a function of the side of encoding.
Furthermore, the data suggest that old and new items are
characterized by different brain activity. However, the inter-
pretation of these data is limited by some aspects of the
experimental designs. First, in Experiment 1, all subjects were
given the same response assignments. Although this reduced the
error variance in the analyses of old-left versus old-right effects, it
introduced a confound in the comparison between old and new
items. Second, in both experiments, it is difficult to determine the
functional significance of the lateralized brain potentials because
no systematic behavioral differences were observed. In fact, the
accuracy at test was very high in all subjects, and because the test
stimulus was always presented in a foveal position, it was not
possible to determine whether a match between the encoding and
retrieval hemisphere would facilitate performance (see Gratton
et al., 1997). Finally, new items were less frequent in the test
phase than the two types of old items combined, thus creating an
unbalance in probability that could affect the difference between
old and new activity.
For these reasons we ran a third study, in which these issues
were addressed directly. This experiment was an ERP study
similar to Experiment 1, with the following exceptions: (1)
instead of using letters, we used graphic characters as stimuli,
Multiple visual memory phenomena 479
Figure 8.Time course of the activity for the location atwhich the response
was maximum for the ‘‘new’’ stimuli, collapsed across left and right
hemispheres. The time course of the activity elicited by memory set
stimuli at the same location is reported as a reference.
Figure 7. Time course of the activity for the location at which the EROS
response was maximum for the ‘‘old’’ stimuli, collapsed across left and
right hemispheres. The time course of the activity elicited by memory set
stimuli at the same location is reported as a reference.
Figure 9. Bar graphs summarizing the activity for the locations of
maximumresponse for new andold stimuli, respectively. The bars labeled
‘‘C’’ refer to data for ‘‘old’’ stimuli recorded from locations contralateral
to the side of their initial encoding. The bars labeled ‘‘I’’ refer to data
for ‘‘old’’ stimuli recorded from locations ipsilateral to the side of their
initial encoding; old ipsilateral. The bars labeled ‘‘N’’ refer to ‘‘new’’ test
stimuli.
because these stimuli cannot be easily verbalized and therefore
are more likely to be processed on the basis of visual memory
rather than verbal/auditory coding; (2) the test stimuli were
presented laterally, instead of centrally, although never in the
same position used at encoding (thus allowing us to compare
same- anddifferent-hemifield conditions between study and test);
(3) stimulus-response assignments were counterbalanced across
subjects; and (4) old and new items were equiprobable at test.
Note that the changes in stimulus material and presentation
locations (which might require the subject to operate covert
attention shifts) are expected to lead to a longer encoding time.
Therefore we expect all effects in this study to be delayed with
respect to those observed in Experiments 1 and 3.
Methods
Participants
Ten participants (4 women, age range 20–57 years) were run for
one session. All participants reported themselves being right-
handed, in good health, had normal or corrected-to-normal
vision, and signed informed consent prior to participation.
Stimuli and Procedures
Only procedures that differ from those reported for Experiment 1
are described here. Twenty-six ASCII characters (from ASCII
#180 to 205 included; e.g., ) were used as stimuli instead
of letters. As in Experiment 1, each trial began with the
simultaneous presentation of two characters (memory set)
displayed, respectively, 2.51 to the left and right, and 2.51 above
a central fixation cross. After an interval of 1,600ms, another
character was presented (test stimulus) either 2.51 to the left or
right of the fixation cross, but always 2.51 below it. Thus, these
generated a 2� 3 design, with hemifield of test (left or right) and
test stimulus type (old left, old right, and new) as factors.
Response-hand assignments for ‘‘old’’ and ‘‘new’’ stimuli were
counterbalanced across participants. Old and new conditions
were equiprobable, with 320 trials each.
ERP Recording
The electroencephalogram was recorded from 22 scalp locations
(electrodes FP1 and FP2 were addedwith respect to Experiment 1).
The digitizing rate was 200Hz, and a baseline of 80ms was used.
All other aspects of ERP recording and analysis were identical to
those used for Experiment 1.
Results
Behavior
The average RTand accuracy for each condition are reported in
Figure 10. As can be seen from this figure, performance was
lower and reaction times longer in this study than in Experiments
1 and 2. This was most likely due to the fact that the graphic
stimuli were not familiar or easily verbalizable and were
also presented peripherally at test. There were no significant
differences between old and new items either in RTor accuracy,
and no significant differences between old left and old right
conditions, all Fo1. There were also no significant differences as
a function of test side, Fo1. However, as predicted, there were
significant interactions between the encoding and retrieval
side for both RT, F(1,9)5 13.05, po.01, and accuracy,
F(1,9)5 9.26, po.05, for old items. These data indicate that
recognition performance is higher when stimuli are presented in
the same hemifield at study and test (see Gratton et al., 1997).
Note that the stimulus position was never the same at study and
test, thus ruling out location-specific priming effects.
ERPs
Only correct trials were included in the ERP analyses described
below.
Early old–new effect. The grand average ERP waveforms for
old and new stimuli are shown in Figure 11. In this figure, to
render its interpretation clearer, the data across different testing
conditions (left and right) were collapsed together. In particular,
three types of averages are presented: ‘‘old’’ trials in which the
side of presentation of the test stimulus matched that used at
encoding, ‘‘old’’ trials in which the side of presentation of the test
stimulus mismatched that used at encoding, and ‘‘new’’ trials.
As for Experiment 1, a difference between old and new items was
evident beginning at a latency of 250–350ms. This effect was
most clearly visible at frontal sites and was quantified by
measuring the average voltage amplitude in a time window
from 250 to 350ms poststimulus, separately for each subject,
480 M. Fabiani et al.
Figure 10.RT and accuracy results for Experiment 3. Dark-shaded bars refer to test stimuli displayed to the left of fixation, and light-
shaded bars refer to test stimuli displayed to the right of fixation.
electrode, and condition. The data were then analyzed at the
midline electrodes with a repeated measure ANOVA with three
factors: encoding condition (old-left, old-right, or new), test
hemifield (left or right), and electrode (Fz, Cz, and Pz). There
was a main effect of electrode, F(2,18)5 4.38, po.05, e5 0.76),
with activity at Pz being more positive than that at Cz and Fz.
However, the difference between old and new items (Encoding
Condition�Electrode interaction) was larger at frontal than
parietal locations, F(4,36)5 13.93, po.0001, e5 0.61), with the
new items beingmore negative than the old items at Fz, but not at
the other two midline electrode sites. This suggests that the old–
new effect is not due solely to a delayed P300 for the new items,
because if that were the case, this effect would be greater, or at
least equally large, at parietal electrodes. Furthermore the old–
new difference appeared to extend further in time, and to reverse
polaritymuch later than in Experiment 1. This again is consistent
with the idea that encoding processes lasts significantly longer in
Experiment 3 than in Experiment 1. Finally, the right-lateraliza-
tion of the old–new effect present in Experiment 1 was no longer
visible in this study, suggesting that it may at least in part be due
to response requirements.
Encoding-related lateralization effects. As in Experiment 1,
this analysis was aimed at testing systematic encoding-related
lateralizations. Testing hemifield was added as a factor in this
study. The prediction was that lateralization effects observed at
test would vary as a function of the encoding hemifield,
independently of the testing hemifield. Grand average lateraliza-
tion waveforms are shown in Figure 12. These waveforms
represent the difference between the contralateral (i.e., right
electrodes in the old-left condition, and left electrodes in the old-
right condition) and ipsilateral conditions (i.e., left electrodes in
the old-left condition, and right electrodes in the old-right
condition) for the old items, collapsed across testing hemifield
Multiple visual memory phenomena 481
Figure 11.Grand average ERPwaveforms at midline electrode locations recorded during the test phase for new stimuli (dashed line),
stimuli for which study and test hemifield matched (solid line), and stimuli for which study and test hemifield mismatched (dotted
line). The vertical arrows indicate the time of stimulus presentation. The shaded area indicates the interval used for themeasurement.
Figure 12. Grand average lateralization waveforms for each lateral electrode pair for test stimuli sorted according to the side of
lateralization during study. Negative potentials (upward deflections) indicate greater negativity at electrode locations contralateral
to the side of presentation during study (exposed side). The vertical arrows indicate the time of stimulus presentation.
conditions. These results largely replicate those obtained in
Experiment 1 (see Table 3), with the exception of the longer
latency of the lateralization effects. In both studies the largest
effects were visible at the P3/P4 electrode pair, reflecting a
posterior distribution. The delayed latency of the lateralization
effect in Experiment 3 than Experiment 1 appears to correspond
to the increased task difficulty (which is also reflected by the
longer reaction times for all stimuli), and in particular to the
lesser familiarity of the stimuli used in this study. A further
reason for encoding delay is that the test stimuli were presented in
an eccentric (and variable) location, thus requiring the subjects to
shift their covert attention for accurate stimulus encoding (overt
attention shiftsFi.e., gaze shiftsFwere prevented by the short
stimulus presentation time). Because reaction times were delayed
by more than 150 ms in Experiment 3 than in Experiments 1
and 2 (a phenomenon that we attribute to delayed stimulus
encoding), we correspondingly delayed the time window used for
measurement to one between 400 and 600 ms after the onset of
the test stimulus.
The data were entered in a repeated measures ANOVA with
four factors: stimulus (old-left or old-right), testing hemifield
(left or right), electrode pair (Fp1-Fp2, F7-F8, F3-F4, T3-T4,
C3-C4, T5-T6, P3-P4, O1-O2), and electrode side (left or right).
The critical results were (1) a significant interaction between
stimulus type and electrode side, F(1,9)5 6.82, po.05, support-
ing the existence of an encoding-related lateralization effect; and
(2) a significant three -way interaction between stimulus type,
electrode pair, and electrode side, indicating that the encoding-
related lateralization effect was largest at P3/P4, F(7,63)5 5.03,
po.05, e5 0.30). In addition, there was also a significant
Encoding�Test interaction, indicating that potentials were
more positive when encoding and test sides matched than when
they did not, irrespective of electrode location or hemisphere,
F(1,9)5 25.42, po.001.
Summary and Discussion
The results of this study largely replicated and extended those
obtained in Experiments 1 and 2, although, as predicted, delays
in reaction time and latency of ERP responses were observed.
First, they confirmed the occurrence of an early old–new effect,
consisting of a negativity that differentiates new from old items at
frontal sites, under conditions in which the hand of response was
counterbalanced across subjects, and old and new stimuli were
equiprobable. In this study, this is unlikely to be due to a delayed
P300 for new items because (a) the scalp distribution of the effect
is frontal rather than parietal, as it would be expected if the effect
was due to a delayed P300; (b) the probability of new and old
items was matched in this study, and there was no evidence of a
delayed P300 for the new items (see Figure 11). Rather,
the waveforms show two distinct positive peaks, most evident
at Fz.
Second, the results supported the occurrence of an encoding-
related lateralization effect, with a stimulus set that was
unfamiliar and could not be easily verbalized. In addition, by
using a lateralized presentation at test, we showed a same-
hemifield advantage in performance (see also Gratton et al.,
1997). The same-hemifield conditions also elicited more positive
waveforms than the mismatch conditions. Finally, in this study
the latencies of the early old–new effect and that of the encoding-
related lateralization effect differed, adding a further element of
dissociation between the two. In this respect, it is noteworthy that
the right frontal lateralization of the old/new effect observed in
Experiment 1 was not replicated in Experiment 3, suggesting that
that lateralization may, in part, reflect response requirements.
General Discussion
In all experiments reported here we obtained evidence that the
brain activity recorded at test bears a ‘‘sensory signature’’ of
the hemifield at which the stimulus was first encoded. This was
achieved by comparing test stimuli that had been studied to the
left and right of fixation (the ‘‘old left’’ and ‘‘old right’’
conditions). Note that these two conditions are identical in all
respects, including preparatory processes, hand of response, and
probability of occurrence. Thus, any systematic relationship
between the way in which the brain activity at test is lateralized
and the side of encoding can be unambiguously attributed to
encoding-related phenomena. The results support the existence
of a phasic lateralized response with these properties at posterior
electrode sites in the ERP waveforms and in occipital areas in the
EROS data.
The lateralization data presented in this paper differ from
those reported by Gratton et al. (1997) and Fabiani, Stadler,
et al. (2000) in that they were obtained using a working-memory
paradigm instead of a long-term recognition procedure. Note
that, in a working-memory paradigm such as the modified
Sternberg task described here, the same characters are used as
both old and new stimuli on different trials. Given the
large number of trials involved, each stimulus is likely to be
presented many times in each hemifield and condition. As a
consequence, any long-term memory effect is likely to cancel out
when the different conditions are compared to each other, with
only short-term, more phasic effects remaining evident. In fact,
the lateralization waveforms presented by Gratton et al. (1997)
and Fabiani, Stadler, et al. (2000) show more sustained effects
than those reported here. Further, the memory set used in the
Sternberg paradigm is much smaller than the word lists used by
Fabiani, Stadler, et al. (2000) and the series of pictorial stimuli
used by Gratton et al. (1997). The use of a small memory set may
allow subjects to activate specific templates for matching with
possible test stimuli, which may contribute to both the ERP and
EROS phenomena described in this paper.
Differences between the brain activity elicited by old and new
stimuli were also observed in all experiments at a latency of
250–350ms. In the ERP experiments (1 and 3) this early old–new
482 M. Fabiani et al.
Table 3. Behavioral Results for Experiment 3
Test stimulus Correct RT Accuracy
Old leftTest left 686 (92) 0.902 (0.112)Test right 721 (70) 0.876 (0.108)Old rightTest left 722 (100) 0.908 (0.139)Test right 689 (92) 0.936 (0.069)Old (all)Test left 704 (83) 0.905 (0.115)Test right 705 (74) 0.906 (0.065)NewTest left 710 (63) 0.924 (0.068)Test right 708 (62) 0.919 (0.066)
Note: Standard deviations are in parentheses.
effect was characterized by a widely distributed larger positivity
to old stimuli with respect to new stimuli, most evident over the
right hemisphere. The early old–new effects obtained with EROS
were characterized by a difference in the location of maximum
response for these two conditions in visual cortex.
The early old–new ERP data were consistent with previous
reports of increased positive response to the old items. However,
this difference could also be characterized as an increased
negativity elicited by the new items (see Mecklinger, 2000; Rugg,
1995). This negativity wasmost evident at anterior electrode sites
and could be related to the ‘‘search negativity’’ described by
Wijers et al. (1989), although it may also be taken as an N400-
like response to new items, reflecting the lack of familiarity for
them (Curran, 2000; Mecklinger et al., 1992). According to this
interpretation, the presence of the ‘‘search negativity’’ would
suggest that the processing of the new stimuli is, on average, more
prolonged than that of the old stimuli because subjects need
to exclude that the test item is part of the memory set before
responding.
One of the central issues addressed by this paper was whether
the differences between old and new stimuli reflected by the
encoding-related lateralizations and by the early old–new effect
are manifestations of the same brain phenomena. The ERP data
reported in Experiments 1 and 3 suggest that these two effects are
in fact separable on the basis of their polarity and scalp
distribution (as well as latency in Experiment 3). However, a
stronger conclusion cannot be drawn because it is, in principle,
possible to have overlapping brain generators that would
produce the observed results. The EROS data, however, given
their greater spatial specificity, corroborate the ERP findings.
These data indicate that two different brain locations are
activated for old and new stimuli in occipital cortex. In fact,
only the activity observed at the location of maximum response
to ‘‘old’’ stimuli appears to be hemispherically organized, at least
for stimuli that were presented in the right hemifield at study.
Experiment 3 differed in several respects from Experiments 1
and 2. First, it included stimulus material that was more difficult
to encode and verbalize. The test stimuli were also presented
eccentrically, requiring some form of covert orienting (overt
orientingFi.e., fixation shiftsFwas prevented by the short
stimulus presentation time). Predictably, these changes resulted
in slower reaction times, and delayed ERP responses (by ap-
proximately 150 ms). Thus, the latency of the encoding-related
lateralization in this study was approximately 400–500ms.
However, as in Experiment 1, the lateralization effect was
maximum at the P3/P4 electrode pair.
Experiment 3 showed conclusively that the lateralization
effects are not linked to a particular response hand (as hand of
response was counterbalanced across subjects) nor to a foveal
presentation of the test stimulus, possibilities that were left open
after Experiment 1. Experiment 3 also revealed that re-presenting
the test stimulus on the samehemifield used at encoding improves
memory performance with respect to the ‘‘across-hemispheres’’
condition. This ‘‘same-hemisphere’’ advantage lends support to
the idea that the lateralization effects may reflect a form of visual
memory that may be useful for performance, especially in
instances in which verbal rehearsal is not available. In other
words, the use of stimuli difficult to verbalize is an important
feature of this experiment because it makes visual memory more
significant for performance, reducing the extent towhich subjects
can rely on verbal memory (which may not be supported by a
similarly contralaterally organized system). The similarity of the
lateralization effects observed in Experiments 1 and 3 makes it
possible to link the ERP effects observed in these two studies with
the optical effects observed in Experiment 2 (which was based on
the same experimental conditions used in Experiment 1). This
suggests that the encoding-related lateralizations observed in the
ERPs are at least in part associated with phenomena occurring in
medial and lateral occipital cortical areas (as revealed by the
optical measures). It should be clear, of course, that the ERP and
EROS effects are not necessarily manifestations of the same
neural activity, especially because of the limited recording area
used for the EROS study. It is likely that brain generators in
other areas (including parietal and frontal cortex) may provide a
substantial contribution to the scalp recorded ERPs. Rather, the
data suggest that the EROS and ERP effects are functionally
similar and that they may be reflections of neural circuits
influenced by the same experimental manipulations.
Brain imaging techniques, such as positron emission tomo-
graphy (PET) and functional magnetic resonance imaging
(fMRI), have been used to investigate the brain areas associated
with priming and recognition effects. In general, these studies
have indicated that repetition and other priming effects are
associated with reduced activity in response to repeated stimuli in
early processing areas for each sensory modality, including
striate and extrastriate areas in the case of visual stimuli
1999) in a recognition task (but not when the subjects were
engaged in categorization). In addition, fMRI (D’Esposito et al.,
1997), PET (Kosslyn et al., 1993), and magneto-encephalo-
graphic (MEG; Raij, 1999) data suggest that visual imagery may
correspond to activation of occipital cortical areas.
A number of issues remain to be addressed in future research.
First, the exact localization of the EROS activity remains to be
established. This can be addressed by coregistering the EROS
data with the structural MR images of individual subjects.
Second, the relationship between the EROS and ERP effects
needs to be clarified. This could be achieved by using more
extensive EROS montages as well as by seeding ERP source
localizationmethods on the basis of the EROS results. Third, the
exact functional significance of the effects described here needs
to be elucidated further, although Experiment 3 indicates that
there are performance advantages when study and test hemifield
match. This also suggests that hemispherically organized
memory representations can be used to perform the task, at least
in cases in which a verbal representation is not readily available.
In conclusion, the EROS data reported by Gratton et al.
(1998) at earlier latencies and the EROS and ERP data described
in this paper involving a latency window between 250 and 350ms
Multiple visual memory phenomena 483
after stimulus onset indicate that there are multiple memory
effects in early visual processing, some of which are located in
closely spaced cortical areas. Some of these effects are
hemispherically organized, whereas others appear to be bilateral.
These effects can be distinguished on the basis of a combination
of evidence provided by ERP and EROS data.
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(Received August 30, 2000; Accepted December 31, 2002)