Water Resour Manage (2007) 21:717–728 DOI 10.1007/s11269-006-9060-0 ORIGINAL ARTICLE Multi attribute utility theory for irrigation system evaluation Komaragiri Srinivasa Raju · A. Vasan Received: 16 September 2005 / Accepted: 29 May 2006 C Springer Science + Business Media B.V. 2006 Abstract Multi Attribute Utility Theory (MAUT) is employed to rank the irrigation subsys- tems of Mahi Bajaj Sagar Project, Rajasthan, India. Seven performance evaluation criteria, namely, land development works, timely supply of inputs, conjunctive use of water resources, participation of farmers, economic impact, crop productivity and environmental conserva- tion are employed. Kohonen Artificial Neural Networks (KANN) is employed to classify the irrigation subsystems that can be utilized for further ranking by MAUT. Spearman rank correlation technique is employed to compute correlation coefficient values between the ob- tained ranking pattern. Sensitivity analysis studies are also made to check the robustness in ranking. The proposed methodology can be applied for similar situations. Keywords Kohonen artificial neural networks . Multi attribute utility theory . Multicriterion decision making . Performance evaluation 1. Introduction Agriculture is the back bone of Indian economy. Good irrigation management, efficient operation and maintenance of irrigation systems are essential for the sustainability of irrigated agriculture. This may result in better performance, better crop yields and sustained production. In this regard, performance of irrigation systems can be evaluated to choose the best one for formulating guidelines to improve the performance and efficiency of other existing ones (Raju and Pillai, 1999; Raju and Duckstein, 2002). In the present study, combined application of Kohonen Artificial Neural Networks (KANN) and Multi Attribute Utility Theory (MAUT) methodology is employed to rank the irrigation subsystems of Mahi Bajaj Sagar Project, Rajasthan, India. These are evaluated on performance criteria such as land development works, timely supply of inputs, conjunc- tive use of water resources, participation of farmers, economic impact, crop productivity and K.S. Raju () · A. Vasan Department of Civil Engineering, Birla Institute of Technology and Science, Pilani, Rajasthan, India e-mail: [email protected]Springer
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Water Resour Manage (2007) 21:717–728
DOI 10.1007/s11269-006-9060-0
ORIGINAL ART ICLE
Multi attribute utility theory for irrigationsystem evaluation
Abstract Multi Attribute Utility Theory (MAUT) is employed to rank the irrigation subsys-
tems of Mahi Bajaj Sagar Project, Rajasthan, India. Seven performance evaluation criteria,
namely, land development works, timely supply of inputs, conjunctive use of water resources,
participation of farmers, economic impact, crop productivity and environmental conserva-
tion are employed. Kohonen Artificial Neural Networks (KANN) is employed to classify
the irrigation subsystems that can be utilized for further ranking by MAUT. Spearman rank
correlation technique is employed to compute correlation coefficient values between the ob-
tained ranking pattern. Sensitivity analysis studies are also made to check the robustness in
ranking. The proposed methodology can be applied for similar situations.
Keywords Kohonen artificial neural networks . Multi attribute utility theory .
Multicriterion decision making . Performance evaluation
1. Introduction
Agriculture is the back bone of Indian economy. Good irrigation management, efficient
operation and maintenance of irrigation systems are essential for the sustainability of irrigated
agriculture. This may result in better performance, better crop yields and sustained production.
In this regard, performance of irrigation systems can be evaluated to choose the best one for
formulating guidelines to improve the performance and efficiency of other existing ones
(Raju and Pillai, 1999; Raju and Duckstein, 2002).
In the present study, combined application of Kohonen Artificial Neural Networks
(KANN) and Multi Attribute Utility Theory (MAUT) methodology is employed to rank
the irrigation subsystems of Mahi Bajaj Sagar Project, Rajasthan, India. These are evaluated
on performance criteria such as land development works, timely supply of inputs, conjunc-
tive use of water resources, participation of farmers, economic impact, crop productivity and
K.S. Raju (�) · A. VasanDepartment of Civil Engineering, Birla Institute of Technology and Science, Pilani, Rajasthan, Indiae-mail: [email protected]
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718 Water Resour Manage (2007) 21:717–728
environmental conservation. The study is an extension of the methodology reported by Raju
and Pillai (1999) with application of KANN for classification of the irrigation subsystems.
The present study is divided into description of MAUT, case study, application of KANN
and MAUT and sensitivity analysis. The findings are summarized in the conclusions section
of the paper.
Literature relevant to the present study is discussed here. Burt et al. (1997) discussed the
need to standardize the definitions and approaches to quantify various irrigation performance
measures such as irrigation efficiency and uniformity. They proposed the techniques whereby
the accuracy of numerical values of the performance indicators can be assessed. Brito et al.(2003) analyzed performance assessment of the Paracatu/Entre-Ribeiros irrigation project in
to S16 represent the irrigation subsystems where as value in braces indicate the CCA under
each irrigation subsystem totaling to 60,295.72 ha. Out of this, 11 are falling into LMC where
as remaining to RMC (MBSP Report on Status June 2002 at a Glance, 2002). Index map
of Mahi Bajaj Sagar Project and 16 irrigation subsystems are presented in Figures 1 and 2
respectively.
3.1. Ranking of irrigation subsystems
This section consists of data analysis, classification of irrigation subsystems using Kohonen
Artificial Neural Networks and application of MAUT with detailed steps.
3.1.1. Data analysis
Sixteen irrigation subsystems of the Mahi Bajaj Sagar Project are evaluated in the present
analysis with reference to seven criteria (Raju and Pillai, 1999; Raju and Duckstein, 2002),
namely, Land Development Works (LDW), Timely Supply of Inputs (TSI), Conjunctive
Use of Water resources (CUW), Participation of Farmers (PF), Economic Impact (EI), Crop
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Fig. 1 Index map of Mahi Bajaj Sagar Project (MBSP)
Fig. 2 Index map of sixteen irrigation subsystems of Mahi Bajaj Sagar Project
PRoductivity (CPR) and Environmental Conservation (EC). Two payoff matrices (irrigation
subsystems versus evaluation criteria array) are formulated by analyst (second author) and
farmers for sixteen irrigation subsystems for above seven criteria. These are based on a
numerical scale of 0 to 100 (100 for excellent and 0 for unsatisfactory). Averaging of payoff
matrix values given by farmers and analyst is made and presented in Table I. These 16
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Table 1 Average payoff matrix before grouping.
Irrigation
S. No. Subsystem LDW TSI CUW PF EI CPR EC
S1# Banka 36 75 39 66 43 45 64
S2 Chhich 37 52 46 54 42 53 59
S3# Gopinath Ka Gara 22 82 26 47 57 54 69
S4# Parsoliya 41 41 56 56 64 57 77
S5 Arthuna 64 49 47 47 50 51 65
S6 Badliya 46 85 33 69 49 67 55
S7 Udpura 67 84 44 38 51 32 36
S8 Bhawarwad 53 77 52 58 64 49 68
S9# Narwali 45 65 47 78 54 46 46
S10 Jagpura 37 59 36 65 58 59 69
S11# Karan Pur 49 79 56 61 39 64 61
S12 Ganoda 54 79 49 70 62 60 47
S13# Loharia 49 56 27 33 48 42 71
S14 Badi Saderi 53 66 46 27 41 50 72
S15# Asoda 34 59 46 49 47 59 37
S16# Khodan 27 63 31 57 51 27 48
MIN 22 41 26 27 39 27 36
MAX 67 85 56 78 64 67 77
RANGE 45 44 30 51 25 40 41
# Representative irrigation subsystem corresponding to each group.
irrigation subsystems are grouped using Kohonen Artificial Neural Networks methodology
as some of the characteristics of subsystems are found to be similar which is explained below:
3.1.2. Classification of irrigation subsystems using kohonen artificial neural networks
An effort is made in the present study to explore the applicability of Kohonen Artificial Neural
Networks (KANN) as a classification methodology (Vasan, 2005). It is a self-organizing
mapping technique with only two layers, input and output. Each layer is made up of neurons.
The number of neurons in input layer, M, is identical to the dimensionality of input vectors,
while the number of neurons in the output layer, N, is determined by the number of groups
that input data will be apportioned into. Each neuron in the output layer is interconnected with
all those in the input layer by a set of weights or a weight vector, e.g., the jth output neuron
has a weight vector connecting to all the input neurons, w j = {w j i }, i = 1, 2, . . . M ; j =1, 2, . . . N . The function of an input neuron is to transmit input data to the next layer, whereas
an output neuron calculates the Euclidean distance between its weight vector w j and input
vector X ′ to measure their similarity. The main objective of Kohonen network is to transform
an incoming vector with arbitrary dimension into a one or two dimensional discrete map,
and to perform this transformation adaptively in a topologically ordered fashion (Kohonen,
1989; Liong et al., 2004; Raju et al., 2006).
MATLAB based solution methodology is employed (http://www.mathworks.com).
Conscience bias learning function is used to increase the net input to neurons that have
the lowest average output until each neuron responds approximately an equal percentage of
the time. Learning is done using a parameter conscience rate. Default values of learning rate
and conscience rate used are 0.01 and 0.001 respectively. However, study is also made for
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Fig. 3 Variation of square error value for various groups and epochs. (Learning rate = 0.01 and Consciencerate = 0.001)
various values of learning rates. The parameters used for the study are number of groups
(4, 5, 6, 7, 8), different epochs (5000, 10000, 20000, 30000, 40000, 50000). Here group 4
indicates that the input data are classified into 4 groups. Figure 3 presents the variation of
square error values for various groups and different epochs for a learning rate of 0.01 and
conscience rate of 0.001. It is observed from Figure 3 that square error value is decreasing
from group 4 (123.8332 for 20000 and 50000 epochs, 126.3457 for 30000 epochs) to group
8 (58.1055 for 30000 epochs, 68.2792 for 40000 epochs). It is also observed that maximum
and minimum square error values are reducing simultaneously with the increase in number
of groups from 4 to 8.
It is inferred from the above analysis that groups and epochs are having significant effect on
square error values. Above analysis also enables to determine the appropriate parameters for
the present problem. The maximum number of groups is fixed as 8, as proper classification did
not occur for groups more than 8. Thus, instead of considering sixteen irrigation subsystems,
representative subsystem from each group is used further for effective decision making.
The groups are represented by G1, G2, G3, G4, G5, G6, G7 and G8 for further analysis.
Irrigation subsystem which has the minimum square error value in that group is chosen as
group representative. These groups consist of irrigation subsystems (S7, S16), (S5, S15),
irrigation subsystems corresponding to each group are S16, S15, S3, S9, S4, S13, S11, S1
(marked with # in Table I). These representative groups G1 to G8 are further used in MAUT
methodology.
3.1.3. Application of MAUT
It is assumed that the conditions of preferential and utility independence are satisfied
(Duckstein et al., 1994). The seven performance criteria LDW, TSI, CUW, PF, EI, CPR
and EC used in this study are denoted as C1 to C7 for representing in equations.
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3.1.3.1 Ranking of scaling constant (K j ) for the criteria The scaling constants of the criteria
are to be ranked based on their priority. The question is posed as “given that all the seven crite-
ria are at their worst levels, which criterion is preferred to be slightly at a better level, leaving
all the other six at their worst levels?” Suppose the response is “economic impact” then, value
of k5 is greater than k1 to k4 and k6, k7 where k1 to k7 are scaling constants corresponding to
seven criteria C1 to C7. The procedure is repeated to rank the remaining criteria. The rank-
ing of criteria based on the response from decision maker is k5 > k6 > k3 > k4 > k7 > k2
> k1.
3.1.3.2 Determination of indifference points To establish the actual magnitude of the scaling
constants, concept of indifference curve (contours of equal utility) is used. For example, it
can be observed from Figure 4 that for criteria C5 and C6 (the two highest ranked criteria),
the decision maker is indifferent between (C6 = best, C5 = worst) and (C6 = worst, C5 =y) where y is some value less than the best value of C5 while all other criteria are at any
fixed level. The pair of indifference points (equal utility) for the above case are (64, 39), (27,
y), where y = 60. Similar procedure is adopted for all other pairs. The decision maker was
requested to assume linearity to represent the characteristics that fall in between these values
because they may not be represented in the scale. The pair of indifference values obtained
from the decision maker for (C5, C6), (C5, C3), (C5, C4), (C5, C7), (C5, C2), (C5, C1) are 60,
56, 55, 51, 50, 42 respectively.
3.1.3.3 Derivation of multi attribute utility function It is assumed that decision maker’s overall
utility function is multiplicatively separable as shown below with respect to the single attribute
utility functions.
1 + ku(x1, x2, . . . , xJ ) = J�j=1
[1 + kk j u j (x j )] (1)
Fig. 4 Tradeoffs made in the assessment of scaling constants
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where k, k j , u(.), u j (.) are overall scaling constant, scaling constant for criterion j , over-
all utility function operator, utility function operator for each criterion j. Substituting in
Equation 1, the multiplicative form of equation for the seven criteria case becomes as:
1 + ku(C1, C2, . . . , C7) = 7
�j=1
[1 + kk j u j (C j )] (2)
Equating the utility values of two indifference points (C5, C6), the multiplicative form of
Equation 2 (for pair of highly ranked criteria C5 and C6) transforms into
In the present study, combined application of Kohonen Artificial Neural Networks (KANN)
and Multi Attribute Utility Theory (MAUT) methodology is employed to rank the irrigation
subsystems of Mahi Bajaj Sagar Project, Rajasthan, India. Seven performance criteria are
evaluated. Sensitivity analysis is employed to assess the robustness in the ranking pattern.
The following inferences are drawn from the study:
1. Parsoliya, Bhawarwad irrigation subsystems with utility value of 1 and Badliya, Karan Pur
irrigation subsystems with utility value of 0.9191 can be made pilot irrigation subsystems
to formulate guidelines for other irrigation subsystems. This is also supported by the
extensive sensitivity analysis. However, with more precise numerical data and various
parameters employed, the preference of the irrigation subsystem(s) among available may
change.
2. Applicability of KANN methodology is explored to group the irrigation subsystems for
performance evaluation studies and can be extended to similar situations.
3. Square error value is decreasing from group 4 (123.8332 for 20000 and 50000 epochs,
126.3457 for 30000 epochs) to group 8 (58.1055 for 30000 epochs, 68.2792 for 40000
epochs) for learning rate of 0.01 and conscience rate of 0.001. The maximum and minimum
square error values are reducing simultaneously with the increase in number of groups
from 4 to 8.
4. The negative value of k (−0.7288) represents the risk aversive nature of the decision maker
with reference to the present planning problem.
5. It is observed that as probability values are increasing, the scaling constant values are also
increasing and conversely, the overall scaling constant value k is decreasing.
Acknowledgements We thank all the Mahi Bajaj Sagar project officials and farmers for providing necessarydata, academic, practical discussions, motivation, encouragement for conducting the interviews and infrastruc-tural support from time to time. Special acknowledgements to Prof A.K.Sarkar, Dean, Faculty Division-I, BirlaInstitute of Technology and Science, Pilani, India for providing his views as decision maker and reviewersfor their suggestions which improved the quality of the manuscript significantly. The first author is grateful toProf. Lucien Duckstein and Prof. D.Nagesh Kumar for their valuable suggestions from time to time.
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