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1STRUCTURAL AND GEOTECHNICAL ENGINEERING DEPARTMENT
ROCK MECHANICS 2ROCK MECHANICS 2
Giovanni Barla
Politecnico di Torino
LECTURE 2 - OUTLINE
Observational method in Geotechnical Engineering Example:
Mathematical modelling and performance monitoring for the Corso
Vittorio Emanuele II Underpass in Turin- see the hand-out paper by
G. Barla et al., 1995
THE OBSERVATIONAL METHOD
The term observational method appears to havebeen coined by
Terzaghi and Peck in 1948. In hisRankine lecture Professor Ralph B.
Peck (1969) made the following comments:
if the governing phenomena are complex, or are not
yetappreciated, the engineer may measure the wrong
quantitiesaltogether and my come to dangerously incorrect
conclusionsThis is where the observational method is
particularly
useful.
THE OBSERVATIONAL METHOD IN EUROCODE 7
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2 Geotechnical Geotechnical CategoryCategory 11 should only
include small and relatively simple structures
- for which it is possible to ensure that the fundamental
requirements will besatisfied on the basis of experience and
qualitative geotechnical investigations- with negligible risk.
Geotechnical Geotechnical CategoryCategory 11 procedures should
be used onlywhere there is negligible risk in terms of overall
stability or groundmovements and in ground conditions which are
known from comparablelocal experience to be sufficiently
straightforward. In these cases the procedures may consist of
routine methods for foundation design and construction.
Geotechnical CategoryGeotechnical Category 11 procedures should
be used only if there is no excavation below the water table or if
comparable localexperience indicates that a proposed excavation
below the water table willbe straightforward.
Geotechnical Category Geotechnical Category 22 should include
conventional types of structure and foundation with no exceptional
risk or difficult soil or loading conditions.
Design for structures in Geotechnical CategoryGeotechnical
Category 22 shouldnormally include quantitative geotechnical data
and analysis to ensure that the fundamental requirements are
satisfied.
Routine procedures for field and laboratory testing and for
design and execution may be used for Geotechnical
CategoryGeotechnical Category 2 2 designs.
NOTE: NOTE: The following are example of conventional structures
or parts of structures complying with Geotechnical
CategoryGeotechnical Category 2 2 :- spread foundations, raft
foundations, pile foundations, walls and otherstructures retaining
or supporting soil or water, excavations, bridge piersand
abutments, embankments and earthworks, ground anchors and
othertie-back systems, tunnels in hard, non fractured rock and not
subjected tospecial water tightness or other requirements.
Geotechnical Category Geotechnical Category 33 should include
structures or parts of structures which fall outside the limits of
Geotechnical CategoriesGeotechnical Categories1 1 and and 2 2 .
Geotechnical CategoryGeotechnical Category 3 3 should normally
include alternative provisions and rules to those in the EC7
standard.
NOTE: NOTE: Geotechnical CategoryGeotechnical Category 3 3
includes the following examples:- very large or unusual structures,
structures involving abnormal risks, or unusual or exceptionally
difficult ground or loading conditions, structures in highly
seismic areas, structures in areas of probable site instability or
persistent ground movements that require separate investigations or
special measures.
The OBSERVATIONAL METHOD isproposed for application in the draft
of the new guidelines of the Ministry of Infrastructures and Public
Works
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3When prediction of geotechnical behaviour is difficult, it can
be appropriate to apply the observationalmethod, in which the
design is reviewed duringconstruction
the limits of behaviour which are acceptable shallbe established
the range of possible behaviour shall be assessedand it shall be
shown that there is an acceptableprobability that the actual
behaviour will be within the acceptable limits
The following requirements shall be met beforeThe following
requirements shall be met beforeconstruction is startedconstruction
is started::
a plan of monitoring shall be devised which willreveal whether
the actual behaviour lies within theacceptable limits. The
monitoring shall make thisclear at a sufficiently early stage and
with sufficientlyshort intervals to allow contingency actions to
beundertaken successfully
the response time of the instruments and theprocedures for
analysing the results shall be sufficiently rapid in relation to
the possible evolutionof the system
a plan of contingency actions shall be devisedwhich may be
adopted if the monitoring revealsbehaviour outside acceptable
limits
EXAMPLE
Mathematical modelling and performance monitoring for the Corso
Vittorio Emanuele
II Underpass in Turin
Turin Railway Link
The underpassing of the Corso Vittorio Emanuele II street is one
of the most difficult work carriedout in connection with the
construction of the new RailwayLink in Turin (left).The interest
stems from the opportunity to discuss a successful application of
the observational method in conjunction with numerical
modelling
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4The under-passing of Corso Vittorio Emanuele II street was
carried out by pushing across two heavy concrete monolithic
structures (East and West Monolith) by means of hydraulic jacks.
These structures were driven ahead in the near vicinityof an
under-pass, which was constructed at the beginning ofthe past
century and consists of a bridge truss standing on two brick
masonry walls made of buttress and arches. While the West monolith
was located far away from the old structure, the East one was
adjacent to it and was to be pushed ahead by excavating first down
to 4m approximately with respect to the old foundation level. In
the following figures the work is to described in detail
STAGE 1 - CONSTRUCTION OF THE TWOMONOLITHIC CONCRETE
STRUCTURES
Removal and relocation of electric and telephone lines, water
pipes, etc. on metallic structures (A-A)
Soil treatment by cement injections underthe foundation of the
old underpass
Construction by casting in place of the twomonolithic structures
B and C, one to the South and the other one to the North of Corso
Vittorio Emanuele II street
Corso Vittorio Emanuele II street closed down with traffic on
the central way only(29 June 1994)
Excavation of trench for pushing themonolithic structure
ahead
STAGE 2 - THE TWO MONOLITHIC STRUCTURES (B and C) WERE PUSHED
THROUGH AS SHOWN
The traffic along Corso Vittorio Emanuele IIstreet was fully
interdicted (21 July 1994) The East and West trenches were
excavatedin the upper section only The East (B) and West (C)
monolithic structureswere pushed alternately with excavationtaking
place 1 m advance each cycle
For pushing each monolith structure ahead a totalof 32 jacks
were used for a total horizontal forceapplied up to 6500 t
STAGE 3 - CONSTRUCTION OF THE TWOMONOLITHIC CONCRETE
STRUCTURES
Filling up with soil between the monolith structures and the
excavation walls Corso Vittorio Emanuele street is rendered
totrafic in the central way on 12 September 1994 The heading of the
structures is completed and the street is opened to regular traffic
on 31 October 1994
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5A general view of the area during construction as the two
concrete monolithic structures (East and West)are driven in a
direction orthogonal to Corso Vittorio Emanuele II street. The
exixting monitored railway underpass is indicated by the arrow.
Also indicated is the excavation zone
Existingunderpass
Excavatedzone
West Mon
olithEast Monolith
A general view of the area during construction as the two
concrete monolithic structures (East and West)are driven in a
direction orthogonal to Corso Vittorio Emanuele II street. The
existing railway underpass is shown with a train moving through as
work is under way
A view of the area during construction as the Wast monolithic
structure has reache its final position.Atrain moving from Porta
Susa Station toward Porta Nuova Station is shown on the left. The
future railway line on the right is 4m below the level of the old
railway line
The ground conditions in the work site were well
documentedconsisting of gravelly-sandy soil (51 per cent gravel, 31
per cent sand, and 18 per cent silt and clay), which
wascharacterised with a friction angle of 35, a short-term
cohesionof 20 kPa (the long-term cohesive strength is generally
takento be 0 kPa), and a deformation modulus of 100 MPa, at 10
mdepth approximately.With due consideration given to the static
conditions of theexisting unerpass structure, it was decided to
improve themechanical properties below the East wall by injecting
the soilwith cement grout and chemical mixtures - Silacsol)
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6Cross section showing the existing railway underpass and the
excavation zone where the East monolithic structure has been driven
in the direction from Porta susa to Porta Nuova Station
Excavation Zone
The East monolith during excavation
The East wall of the exixsting underpass
A SERIES OF PICTURES TAKEN DURING WORK IS GIVEN IN THE
FOLLOWING
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9
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MATHEMATICAL MODELLINGMATHEMATICAL MODELLING
The deformations and stresses induced in the existing underpass
structure and in particular in the brick masonrywall located in the
near proximity of the East monolith werepredicted by finite element
calculations well in advance ofexcavation and construction. In line
with the observational observational methodmethod the purpose was
to evaluate the behaviour of thestructure later to be monitored.Two
Two numerical modelsnumerical models were created: a longitudinal
modellongitudinal model (plane stress) a transversaltransversal
modelmodel (plane strain)always in two dimensional conditions.
MATHEMATICAL MODELLINGMATHEMATICAL MODELLING
Stress distribution in the brick masonry wall with a vertical
displacement induced at the bottomof buttresses A and B
Longitudinal SectionLongitudinal Section
Stress distribution in the brick masonry wall for the same
displacement conditions introducedin the previous figure, however
with prior filling of the arches by light concretebuttresses A and
B
MATHEMATICAL MODELLINGMATHEMATICAL MODELLING
Longitudinal SectionLongitudinal Section
MATHEMATICAL MODELLINGMATHEMATICAL MODELLING
Also computed with the transversal model were displacements of
the wall as due to excavtion. Tipically these resulted to be as
follows: horizontal displacement at the top of the wall: 5 mm
toward the excavation change in vertical displacement at the top of
the wall: - 5 mm opening of the key of the arch: negligible change
in tilt angle: 72 (mean value along the wall height)
Predicted mobilized strengths near the underpass at the end of
excavation (the soil is given a cohesive strength of 20 kPa)
Transversal SectionTransversal Section
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PERFORMANCE MONITORINGPERFORMANCE MONITORING
In order to analyse the deformational behaviour of the
brickmasonry wall durin excavation, a monitoring programmehas been
established comprising the following instrumentations: nr. 3
inclinometers located along bottresses 1,3 and 9 nr. 3 double point
borehole extensometers nr. 7 VW crackmeters installed at the key of
the arch nr. 2 VW tiltmeters a number of topographic targets placed
along the brick masonry wall and at the surface
see the following figure showing the monitoring
systemLongitudinal section of the brick masonry wall located toward
the excavated zone where the Eastmonolith is driven in the Porta
Susa to Porta Nuova Station direction. Also shown is the
instrumentationinstalled for monitoring purposes
PERFORMANCE MONITORINGPERFORMANCE MONITORING
tiltmeter
crackmeter
tiltmeter
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crackmeter
ACCEPTABLE VALUES OF KEY PARAMETERSPREDICTED BY NUMERICAL
MODELLING
horizontal displacement at the top of the wall: 5 mm toward the
excavation
change in vertical displacement at the top of the wall: - 5 mm
opening of the key of the arch: negligible change in tilt angle: 72
(mean value along the wall height)
let us see the measured values
opening of the key of the arch
change in tilt angleinclinometer measurements