MISSOURI STATE BOARD OF EDUCATION AGENDA ITEM: … · 2016. 9. 21. · mo culver-stockton college, canton no degree 2.185 03/22/2000 received il quincy university, quincy degree baccalaureate

1 MISSOURI STATE BOARD OF EDUCATION AGENDA ITEM: December 2014

CONSIDERATION OF ISSUANCE OF A SUBSTITUTE CERTIFICATE OF LICENSE TO TEACH TO CARLOS C. FAULKNER

STATUTORY AUTHORITY:

Section 168.071, RSMo

Consent

Item

Action Item

Report Item

DEPARTMENT GOAL NO. 3: Missouri will prepare, develop, and support effective educators. SUMMARY: Applicant’s Name: Carlos C. Faulkner On May 19, 2014, Carlos C. Faulkner applied for a substitute certificate of license to teach. Offense: 1. On April 4, 2005, Mr. Faulkner, age 26, operated a vehicle in an intoxicated condition. 2. On July 11, 2009, Mr. Faulkner, age 31, operated a vehicle while under the influence of alcohol. 3. On March 25, 2011, Mr. Faulkner, age 32, operated a vehicle while under the influence of alcohol. Disposition: 1. On June 14, 2006, Mr. Faulkner pled guilty and received a suspended execution of sentence to the misdemeanor, DWI-Alcohol, in the St. Louis County Circuit Court, case number 2105T-07049. Mr. Faulkner was sentenced to two years' supervised probation, which he completed successfully. 2. On March 31, 2012, Mr. Faulkner pled guilty to the felony, DWI-Alcohol-Persistent Offender, in the St. Louis County Circuit Court, case number 09SL-CR09351-01. On August 22, 2013, Mr. Faulkner withdrew his plea and instead pled guilty to the misdemeanor, DWI-Alcohol-Persistent Offender and received a suspended execution of sentence. He was sentenced to two years' supervised probation, which he is still currently serving. 3. On August 22, 2013, Mr. Faulkner pled guilty and received a suspended execution of sentence to the misdemeanor, DWI-Alcohol-Persistent Offender, in the St. Louis County Circuit Court, case number 11SL-CR06290-02. He was sentenced to two years' supervised probation, which he is still currently serving. Letters of Recommendation: Three (3) – (Attorney, Friend, Director). PRESENTER(S): Paul Katnik, Assistant Commissioner, Office of Educator Quality, will assist with the presentation and discussion of this agenda item.

RECOMMENDATION: We recommend that the State Board of Education deny the application of Carlos C. Faulkner for a substitute certificate of license to teach.

2

Substitute Certification I Educator Certification

issouri

I EDUCATION 334PARTMEN,OF 43,EMNIARY ext stun

Page 1 of 2

Substitute Certification

MISSOURI DEPARTMENT OF ELEMENTARY AND SECONDARY EDUCATION OFFICE OF EDUCATOR QUALITY EDUCATOR CERTIFICATION POST OFFICE BOX 480 3EFFERSON CITY, MISSOURI 65102-0480 (573)751-0051

POSSIBLE DISCIPLINE APPLICATION FOR A SUBSTITUTE CERTIFICATE OF LICENSE TO TEACH

SECTION I: APPLICANT INFORMATION

PROFILE

Educator ID: 586235

Name: CARLOS CARVEL FAULKNER

Address: 2037 LAKEPOINT DR

APT J

City: MARYLAND HEIGHTS

Social Security Number:

State: MO • Zip: 63043-0000

Personal Phone:

Work Phone:

Email Address:

( 314 ) 307 - 9379

( 636 ) 344 -0257

C.FAULKNER25xYMAIL.COM

FT,E.OtcPotact.

0,811811176,,m,

EDUCATION

State Institution Degree Major Major GPA Graduation Date

Attended To

Student Teaching Date

Transcript Status Verified

IMO ST. LOUIS UNIVERSITY, ST. LOUIS NO DEGREE 1.750 08/02/1995 RECEIVED

MO CULVER-STOCKTON COLLEGE, CANTON NO DEGREE 2.185 03/22/2000 RECEIVED

IL QUINCY UNIVERSITY, QUINCY DEGREE BACCALAUREATE OTHER 2.020 12/21/2001 12/20/2001 RECEIVED

PROFESSIONAL CONDUCT (ALL QUESTIONS MUST BE ANSWERED)

Please answer the following questions. If you answer yes to any of the questions, please provide an explanation in the box below.

Have you ever been charged with, convicted or entered a plea, including a plea of nob o contendere, to any felony or misdemeanor whether or not sentence was imposed or suspended, except minor traffic violations? If yes, explain fully.

3 DWI'S ALL MISDEAMNORS 2005,2009,2011

Have you ever been denied a professional license, certificate, permit, credential, endorsement, or registration? If yes, explain fully.

Has your professional license (except for driver's license), certificate, permit, credential, endorsement, or registration ever been disciplined, suspended, revoked, reprimanded, restricted, curtailed or voluntarily surrendered or do you have any pending complaints before any regulatory board or agency or is there any investigation or adverse action now pending against you? If yes, explain fully.

Have you ever resigned, been restricted, disciplined, or discharged from any position, including the armed forces, while under suspicion of having engaged in criminal, immoral, unethical behavior or unprofessional conduct, or are you under investigation for any such charge? If yes, explain fully.

ITYPE OF APPLICATION

CONTENT SUBSTITUTE

Selected Payment Type : Debit, Credit, eCheck payment Actual Payment Type : Debit, Credit, eCheck payment Application Fee : 50.00 Amount Paid : 50.00 Amount Remaining : 0.00 Payment Status : Paid Comments

https://k12apps.dese.mo.gov/WebApps/Licensure/DESE/SUBAPPLICATION.ASPX 5/19/2014

3

Substitute Certification i Educator Certification Page 2 of 2

I, the above named applicant, hereby affirm under penalties of perjury that I am the applicant referred to in the preceding application for a certificate of license to teach in the state of Missouri, and that all statements and enclosures are true and accurate to the best of my knowledge, information, and belief. I understand that any misrepresentation of facts may result in the denial or revocation of the requested certificate(s). I submit for consideration this application as required by the Missouri law governing the practice of teaching. I understand that the Missouri Department of Elementary and Secondary Education may require further information of evidence that it deems reasonable and proper. Furthermore, I voluntarily consent to a thorough investigation of my present and past employment and other activities for the purpose of verifying my qualifications. In addition, I grant permission to access any court, FBI, or police records related to arrests and convictions related to good moral character or personal fitness pertinent to my certification, and to probation or parole records as well.

RELEASE OF EDUCATIONAL INFORMATION

I hereby give my recommending certification institution permission to release any and all information needed.

BY SELECTING "I Accept", I AGREE TO THE TERMS OF THE SWORN STATEMENT AND TO THE RELEASE OF MY EDUCATIONAL INFORMATION.

Vi Aryepi

It is the policy ofthe Missouri Department of Elementary and Secondary Education not to discriminate on the basis of race, color, religion, gender, national origin, age, or disability Ill its programs Or employment practices as required by Title V and VII of the Civil Rights Act Si 1904, 'title IX of the Editcation Amendments of 072, Section 504 of the RehabililWdon Act of 1973, the App Discrimination Act of 1925, and Title II of the Americans with Disabilities Act of 1940, triquiries related to Department programs and to the iscat3051 of services, activities, and facilities that are accessible by persons with disabilities may be directed to the, Jefferson State Office Building, Office of the General Counsel, Coordinator-Ciell Rights Compliance It It Vurioe 1X/504/ADA/Age Act), (Sib Floor, 20)5 Jefferson Street, P.O. Box 480, :letterset) City, MO 1551.02-0.430; telephOne noinber C523) 520-4757 or TTY (800) 733-2905, fax (573) 522 1883, email civithightse/idesefno.gov.

SECTION II: DESE 1 record(s)

'Subject Area Grade Level 'Classification 'Effective Date lExpiration Date 'Analysis Indicator 'Status

CONTENT SUBSTITUTE

Memo (Public):

NEED BACKGROUND CLEARANCE AND ORIGINAL TRANSCRIPTS

Last Team Member to Update Memo: RSEGALL

Status: PENDING SUPPORT DOCUMENTATION

Assign To: CI

Date Received: :05/19/2014

(et (oSvnk

Email: [email protected] Current User: KMILLER8 Last Modified User: RSEGALL Last Modified Date: 5/19/2014 10:56:32 AM "Missouri public schools: the best choice...the best results!" Online Privacy /Security Policy

Ver. 3.5 1,54

https://k12apps.dese.mo.gov/WebApps/Licensure/DESE/SUBAPPLICATION.ASPX 5/19/2014

4

Ft C4 ZR0026

21ST JUDICIAL CIRCUIT

Date: 26-Sep-2014 ST LOUIS COUNTY

Time: 12:48:11PM CIRCUIT COURT DOCKET SHEET

Page: 1

11SL-CR06290-02 ST V CARLOS C FAULKNER Security Level: 1 Public

Case Type: CC Felony Status: Judgment CVC $10 - Alcohol Disposition: Guilty Plea OCN#: F1009377 Arresting Agency: M00950H00

Case Filing Date: 20-Dec-2011

Disposition Date: 22-Aug-2013

Release/Status Change Date Reason

Judge BARBARA W WALLACE (27589) Judge DAVID L VINCENT III (36959) 25-May-2012 Judge

Transferred/Reassigned Defendant CARLOS C FAULKNER (FAUCC7084)

Attorney for Defendant JAMES J KNAPPENBERGER (27403) Assistant Prosecuting Attorney PAUL JOSEPH STUART (51206)

Charge # Charge Date Charge Code

Original Charge: 1 25-Mar-2011 4741000 Ticket No: 858123618

Amended To: 1 25-Mar-2011 4741500

Charge Description Dwi - Alcohol - Persistent Offender (Felony D RSMo: 577.010)

Dwi - Alcohol - Prior Offender (Misdemeanor A RSMo: 577.010)

Ticket No: 858123618 Disposition: 22-Aug-2013 Guilty Plea Order Date: 22-Aug-2013 Sentence or SIS : Incarceration Jail Length : 1 Year Start Date: 22-Aug-2013 Text: DEF SENTENCED TO 1 YR DJS; SES 2 YRS PROBATION; SPECIAL CONDITIONS PER MEMO FILED EXECUTION OF SENTENCE SUSPENDED Original Charge: 2 25-Mar-2011 4721800

Fail To Drive Within Single Lane On Roadway Having 3 Or More Lanes (Misdemeanor C RSMo: 304.015)

Ticket No: 999999998 Disposition: 20-Dec-2011 Dismissed by Prosec/Nolle Pros Original Charge: 3 25-Mar-2011 4664300 Operated Motor Vehicle On Hwy While Driver's

License/Privilege Revoked (Canceled/Suspended/Revoked For Unknown Reasons) (Misdemeanor A RSMo: 302.321)

Ticket No: 999999997 Disposition: 20-Dec-2011 Dismissed by Prosec/Nolle Pros

Program: PROBATION Agency: ST LOUIS COUNTY DEPT OF JUSTICE SERVICES

Associated To: Charge 1 Classification: SUPERVISED Start Date: 22-Aug-2013 Due to End: 22-Aug-2015 Filing Date Description 22-Aug-2013 Guilty Plea Withdrawn LAFONDMA

Filing: LAFONDMA AMENDED INFORMATION FILED

Guilty Plea LAFONDMA Costs Ordered to Def LAFONDMA

DEFENDANT GRANTED 180 DAYS TO PAY COURT COSTS, UNTIL 02/22/2014 Filed By: CARLOS C FAULKNER

5

krprori: CZR0026


Date: 26-Sep-2014 ST LOUIS COUNTY


Page: 2

Case continued from previous page.

11SL-CR06290-02 ST V CARLOS C FAULKNER Security Level: 1 Public 22-Aug-2013 Defendant Sentenced LAFONDMA

ALLOCUTION - YES DEF SENTENCED TO 1 YR DJS; SES 2 YRS PROBATION; SPECIAL CONDITIONS PER MEMO FILED SO ORDERED; JUDGE WALLACE Sentence Date: 22-Aug-2013 Sentence: Incarceration Jail

28-Aug-2013 Judgment CVC $10 - Alcohol LAFONDMA Judgement Against: CARLOS C FAULKNER; Amount: $10.00; Satisfied Date: Associated To: CARLOS C FAULKNER

Record of Traffic Disp Issued DBSWREP The Traffic Disposition was sent electronically to DOR and MSHP for charge number 1 violation 4741500 - Dwi - Alcohol - Prior Offender. The charge was disposed as Guilty Plea

Record of Traffic Disp Issued DBSWREP The Traffic Disposition was sent electronically to DOR and MSHP for charge number 2 violation 4721800 - Fail To Drive Within Single Lane On Roadway Having 3 Or More Lanes. The charge was disposed as Dismissed by Prosec/Nolle Pros

Record of Traffic Disp Issued DBSWREP The Traffic Disposition was sent electronically to DOR and MSHP for charge number 3 violation 4664300 - Operated Motor Vehicle On Hwy While Driver's License/Privilege Revoked (Canceled/Suspended/Revoked For Unknown Reasons). The charge was disposed as Dismissed by Prosec/Nolle Pros

30-Aug-2013 Misd Costs Assc Tax-Reg-w/cost MACOMDIS Associated To: CARLOS C FAULKNER

t tiereby ce.rtify this to be a true an exact. of the computer record Iiled iv the St. Louis

-PQ ° Count Circuit Clerk's Office. Date

by Deputy Clerk

6

Date: Time: Page:

18-Jun-2014 3:12:23PM

1

21ST JUDICIAL CIRCUIT ST LOUIS COUNTY

CIRCUIT COURT DOCKET SHEET

Report: CZR0026

Judge Judge

Defendant

25-May-2012 Judge Transferred/Reas

signed

BARBARA W WALLACE (27589) DAVID L VINCENT III (36959)

CARLOS C FAULKNER (FAUCC7084) DOB: 29-Apr-1978

RICHARTC

RICHARTC

RICHARTC

Judge Assigned

Information Filed

Arraignment Scheduled Scheduled For: 11-Jan-2012; 1:00 PM; MAURA B MCSHANE; Setting: 0; St Louis County CIRCUIT ARRAIGNMENT NOTICE MAILED

GARDNEVL Entry of Appearance Filed

11SL-CR06290-01 ST V CARLOS C FAULKNER Security Level: 3 Confidential

Case Type: Status: Disposition: OCN#: Arresting Agency:

Related Case:

CC Felony Order to Withdraw Guilty Plea Guilty Plea F1009377 M00950H00

09SL-CR09351-01 ST V CARLOS C FAULKNER

Release/Status Reason Change Date

Attorney for Defendant JAMES J KNAPPENBERGER(27403) Assistant Prosecuting Attorney PAUL JOSEPH STUART (51206)

Charge Charge Charge Charge # Date Code Description

1 25-Mar-2011 4741000 Dwi - Alcohol - Persistent Offender (Felony D RSMo : 577.010)

Ticket No: 858123618 31-May-2012 Guilty Plea

2 25-Mar-2011 4721800 Fail To Drive Within Single Lane On Roadway Having 3 Or More Lanes (Misdemeanor C RSMo : 304.015)

Ticket No: 999999998 31-May-2012 Dismissed by Prosec/Nolle Pros

3 25-Mar-2011 4664300 Operated Motor Vehicle On Hwy While Drivers License/Privilege Revoked (Canceled/Suspended/Revoked For Unknown Reasons) (Misdemeanor A RSMo : 302.321)

Ticket No: 999999997 31-May-2012 Dismissed by Prosec/Nolle Pros

Filing Date Description

20-Dec-2011

27-Dec-2011

03-Jan-2012


Disposition Date: 31-May-2012

Original Charge:

Disposition:

Original Charge:

Disposition:

Original Charge:

Disposition:

7

Report: CZR0026


Date: 18-Jun-2014 ST LOUIS COUNTY


Page: 2



Security Level: 3 Confidential

11-Jan-2012

13-Jan-2012

25-Jan-2012

06-Feb-2012

02-Mar-2012

30-Mar-2012

31-May-2012

Filed By: PAUL J STUART

Arraignment Held

PALMERWL

Settlement Conf Scheduled PALMERWL Scheduled For: 06-Feb-2012; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County scheduling conference notice mailed

Request Filed GARDNEVL DEFENDANTS REQUEST FOR DISCOVERY Filed By: JAMES J KNAPPENBERGER

Correspondence Filed GARDNEVL COPY OF STATE'S LETTER TO DEFENSE ATTY FILED.

Filing: GARDNEVL STATE'S REQUEST TO PRODUCE

Settlement Conference Held BARTRAMI

Settlement Conf Scheduled BARTRAMI Scheduled For: 02-Mar-2012; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 02-Mar-2012; 9:00 AM

Settlement Conf Scheduled BLAKECOC Scheduled For: 30-Mar-2012; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County


Settlement Conf Scheduled BLAKECOC Scheduled For: 27-Apr-2012; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

Hearing/Trial Cancelled LAFONDMA Scheduled For: 27-Apr-2012; 9:00 AM

Judge Assigned LAFON DMA

Order for Change of Judge LAFONDMA

Order LAFON DMA CASE ASSIGNED/REASSIGNED TO DIVISION 13 FOR HEARING AND DETERMINATION

Filing: LAFONDMA THE ABOVE NAMED DEFENDANT HAS BEEN SCREENED AND APPROVED FOR ALTERNATIVE COURT. CASE SHALL BE TRANSFERRED TO DIVISION 13 FOR SUPERVISION

Plea Hearing Scheduled LAFONDMA Scheduled For: 31-May-2012; 1:30 PM; BARBARA W WALLACE; Setting: 0; St Louis County

Guilty Plea LAFONDMA Scheduled For: 31-May-2012; 1:30 PM; BARBARA W WALLACE; Setting: 0; St Louis County

Sentencing Hearing Scheduled LAFONDMA

Entered into Court Program LAFONDMA

23-Apr-2012

25-May-2012

8

Report: CZR0026




Page: 3



01-Jun-2012

Record of Traffic Disp Issued DBSWREP The Traffic Disposition was sent electronically to DOR and MSHP for charge number 2 violation 4721800 - Fail To Drive Within Single Lane On Roadway Having 3 Or More Lanes. The charge was disposed as Dismissed by Prosec/Nolle Pros

Record of Traffic Disp Issued DBSWREP The Traffic Disposition was sent electronically to DOR and MSHP for charge number 3 violation 4664300 - Operated Motor Vehicle On Hwy While Drivers License/Privilege Revoked (Canceled/Suspended/Revoked For Unknown Reasons). The charge was disposed as Dismissed by Prosec/Nolle Pros

20-Aug-2013

Sentencing Hearing Scheduled JAMESTEA Scheduled For: 22-Aug-2013; 4:00 PM; BARBARA W WALLACE; Setting: 0; St Louis County

22-Aug-2013

Motion to Withdraw Guilty Plea LAFON DMA

Order to Withdraw Guilty Plea LAFON DMA DEFT. HEREBY WITHDRAWS HIS FORMER PLEA OF GUILTY ENTERED ON 08/20/13 AND ENTERS A PLEA OF GUILTY TO DRIVING WHILE INTOXICATED. A CLASS A MISDEMEANOR PER THE PLEA AGREEMENT

04-Sep-2013 Notice PALMERWL 1 COPY OF JUDGMENT AND SENTENCE SENT TO DJS

9

Report: CZR0026



Time: 3:12:23PM

CIRCUIT COURT DOCKET SHEET

Page: 1

11SL-CR06290

ST V CARLOS C FAULKNER

Security Level: 1 Public


AC Felony Bndover Circ-Waive Prel Hrng Bndover Circ-Waive Prel Hrng F1009377 M00950H00

Case Filing Date: 10-Aug-2011

Disposition Date: 12-Dec-2011


Judge JUDY PREDDY DRAPER (32633) Defendant

CARLOS C FAULKNER (FAUCC7084) DOB: 29-Apr-1978

Attorney for Defendant JAMES J KNAPPENBERGER(27403)

Current Bond: Bond Refunded 15-Jun-2012


Disposition:

1 25-Mar-2011 4741000 Dwi - Alcohol - Persistent Offender (Felony D RSMo: 577.010)

Ticket No: 858123618 12-Dec-2011 Bndover Circ-Waive Prel Hrng

2 25-Mar-2011 4721800 Fail To Drive Within Single Lane On Roadway Having 3 Or More Lanes (Misdemeanor C RSMo : 304.015)

Ticket No: 999999998 12-Dec-2011 Case Certified

3 25-Mar-2011 4664300 Operated Motor Vehicle On Hwy While Drivers License/Privilege Revoked (Canceled/Suspended/Revoked For Unknown Reasons) (Misdemeanor A RSMo : 302.321)


Original Charge:

Disposition:

Original Charge:

Disposition:

Original Charge:

Filing Date

10-Aug-2011

Description

Judge Assigned

Complaint Filed

Judge/Clerk - Note

MCGEECHN

MCGEECHN

MCGEECHN

MCGEECHN

41 W

Bond Set Amount of Bond Set - 15000

Warrant Issued

MCGEECHN Document ID: 11-SLARW-2663, for FAULKNER, CARLOS C. , Bond Amount: 15,000.00 Service/Attempt Date: 07-Oct-2011 Bond Amount: 15,000.00

10

Report: CZR0026




Page: 2


11SL-CR06290

ST V CARLOS C FAULKNER Security Level: 1 Public

12-Dec-2011

Warrant Served LINTONJ1 Document ID - 11-SLARW-2663; Served To - FAULKNER, CARLOS C; Server -; Served Date - 07-OCT-11; Served Time - 00:00:00; Service Type - Police Department; Reason Description - Served

Filing: LINTONJ1 10% CASH BOND FILED. $1,500 (BEING 10% OF $15,000)

Criminal Setting Scheduled LINTONJ1 Scheduled For: 09-Nov-2011; 9:00 AM; JUDY PREDDY DRAPER; Setting: 0; St Louis County

Bond-Percentage Bond Posted POTTERMA Bond ID: 11SLBND3818; Amount Posted: $1,500.00; Posted By: FAULKNER, CARLOS C

Hearing Continued/Rescheduled RICHMOMA Hearing Continued From: 09-Nov-2011; 9:00 AM

Criminal Setting Scheduled RICHMOMA Scheduled For: 14-Dec-2011; 9:00 AM; JUDY PREDDY DRAPER; Setting: 0; St Louis County

Entry of Appearance Filed BILLINYM Filed By: JAMES J KNAPPENBERGER

Bndover Circ-Waive Prel Hrng RICHARTC Scheduled For: 14-Dec-2011; 9:00 AM; JUDY PREDDY DRAPER; Setting: 0; St Louis County

11-Oct-2011

12-Oct-2011

13-Oct-2011

09-Nov-2011

15-Jun-2012 Bond Refunded WILLIALO

11

ir 9

Case Number

Plaintiff(s)

Vs.

ntrA5 &tLitel,"

AtIG

CIRCuiT Likte

Other:

/1/614Cdt-z-

CCCM147 10/12 WHITE - File YELLOW - Defendant

Pink — DJS County Probation

In the CIRCUIT COURT Of St Louis County, Missouri

STATE OF MISSOURI

For File Stamp Only

FILED Date

Defendant(s) Division

SPECIAL CONDITIONS OF PROBATION

You are required to report to DJS County Probation within 24 hours of graduation from DWI Court.

Attend three (3) community based support meeting per week- verification must be sent to DJS County Probation on a monthly basis during the entire probation period.

Attend one (1) alumni treatment group meeting per month.

Participate in ETG and drug testing on a random basis, monitored by DJS County Probation while on probation. You will be responsible for all costs associated with the testing. Once contacted you must complete test by 24 hours.

Maintain Ignition Interlock- Provide proof of installation of the Interlock device at all times, if you have any driving privileges. The Ignition Interlock reports should be directed to DJS County Probation. You will be responsible for all costs associated with Ignition Interlock.

No consumption of any alcohol, illegal drugs or non prescribed medications during the entire probation.

Installation of SCRAM/ TAD if so directed. You will be responsible for all costs associated with SCRAM/ TAD.

Fer class isd meanor: receive edit for om ity servic hour u ha, alrea comple wlnic ere not im ed as sanctio given becau ou were une

at complete 140 hours of co nity se ile on pro t in. ring you parti ••ation •WI Court

ployed or re

12

Sta

2013

In the

CIRCUIT COURT of St. Louis County, Missouri STATE OF MISSOURI

Defendant

Date JOANNLGILMO:': /ZSZ--e....eo A-90 —0/ COMO. CLERK, SI COtiO:OUNTY Case Number

13 Division

OCN 00 ?3 7'7

JUDGMENT AND §ENTENCE Defendant appears in person and by attorney, cJ crneN \Filet State of Missouri appears by Assistant Prosecuting Attorney, j.4.2sCrik. A. Defendant appears for sentencing, having(112aguiltNbeen . - - • • guilty).

The Court adjudges Defendant guilty of the offenses set out on the uPlea" form or verdict herein. ( ) On the Court found beyond a reasonable doubt that the defendant is:

O a (persistent misdemeanor) (prior)(persistent) (dangerous) offender pursuant to §558.016 RSMo; 0 a (prioi) (persistent) drug offender pursuant to §195.275 RSMo; O a persistent sexual offender pursuant to §558.018 RSMo.

O Report of Pre-sentence Investigation by the State Board of Probation and Parole received and examined by the Court. B. Allocution granted.

O Defendant is sentenced to pay a fine of $ ISZ- Defendant is sentenced to serve a(o) (e4fleneled term of imprisonment of In the custody of 0 ppRqQ.ment of Corrections the offense of MNJ_-- ?pa Pair Department of Corrections ordered to credit jail time pursuant to §558.031 RSMo. Wand a (eettetrrent)V;onsecuti ( d). url f of imprisonment of t .frtm) (months) (days) for

the offense of Dva - elt *..n&,( ir tom, 0 I a Class ipc-- (felony) sdemean ).

El See attached Su. slemental Sentence Form for Additional Counts

( - - (47EZZ)) o the (State-Beard-of-Pralaatiorrenel-Pefel artment of Justice Service - , • 41111 "11"‘ of sentence is suspended and Defendant is - ri nn probatiorLforaperiod of C. gz,

(nniict), subject to t eir conditions and regulations and to the following specià1&lUori, LH pro n:

3 See attached Supplemental Sentence Form for Additional Special Conditions 5 --(CasTilnlVedt--(Stete6efendaris ordered to pay Court Costs. 0 as a condition of probation 0 and is granted ( days) (until ) to pay said costs.

D. 0 Defendant is remanded to the Department of Justice Services of St. Louis County (for transportation to the Department of Corrections) to serve said sentence.

E. 0 Pursuant to §595.045 RSMo (Crime Victims Compensation Judgment), the State of Missouri shall have

and take from the defendant the amount of $ . F. 0 Defendant advised and examined pursuant to Rule 29.07. (No) probable cause exists to believe that

defendant ha received ineffective-assistance of coun I.

ATTORNEY F I. : , " MBE OR Altir'It NDANT izne

• Page±of ) T otal Supplemental Forms SO ORDERED,

CCCM19 Rev 11/00 WHITE-File GREEN-DJS YELLOW-Commitment

JUDGE

PINK-Pros. Ally GOLDENROD-Other

Department of Justice Services of St. Louis C , a Class A-- (felony)

(moRth€)4days)

I 8/2 e-7(3 4 P

13

DIVISION4 110 JUDtE

1 1 Page of

b 0-- 244 pew bmtt class 4\ (fakmity) ( eano ) committed on or about / Sq 1 I

charge code: , a class [amended to ,a class

[amended to

5(e02q

The Court examines the defendant pursuant to Rule 24.02 and finds that the plea is voluntarily made with a full understanding of the nature of the charge(s) and the range(s) of punishment provided by statute. The Court finds that there is a factual basis for the plea(s) of guilty. The Court accepts defendant's plea(s) of guilty and enters judgment herein.

O Defendant waives filing and reading of an amended information. O Sentencing is deferred to O The Court directs that a Pre-Sentence Investigation report be submitted by State Board of Probation and Parole.

*r.:) Pre-Sentence Investigation waived. 0 The Court directs that a Pre-Sentence Investigation report not be prepared. O Defendant's bond/recognizance is ordered to remain in full force and effect. O Defendant is remanded to the custody of the Department of Justice Services of St. Louis County. O The court orders screening by the Board of Probation and Parole to determine the defendant's fitness to enter

,

/ Lon.. -rm cocaine program. 0 120 day shock (ITC). ai• Other 000

FO ST TE

PINK - Pros. Atty GOLDENROD - Other CCCM26 Rev. 12112 WHITE - File YELLOW - Jail/Prob.

In the CIRCUIT COURT Of St Louis County, Missouri STATE OF MISSOURI

vs. calA, koa-

Defendant(s)

PLEA OF GUILTY Defendant appears in person and by attorney, 3 wow Ine4lipek1ba-52(- ft

The State of Missouri appears by the Assistant Prosecuting Attorney, J .020/) Defendant is charged with the following (offense)(s) [as amended by the State after having ob ined leave of Court]:

[amended to (felony) (misdemeanor) committed on or about

[amended to (felony) (misdemeanor) committed on or about

(felony) (misdemeanor) committed on or about charge code: a class

(felony) (misdemeanor)); / /

(felony) (misdemeanor)]; / /

(felony) (misdemeanor)]; / /

(felony) (misdemeanor)]; O See attached Supplemental Plea Form for additional counts.

The defendant withdraws his/her former plea of not guilty and enters a plea of guilty to the above (amended) charges.

COURT REPORTER

MBE

, a class

, a class

ri tr_n5o AUG 22 2013

JOAN M. GILMER CIRCUIT CLERK, ST. LOUIS COUNTY

13 Division

charge code: , a class

charge code: , a class

J

Date

1151.--Ca (9(049R0 Case Number

filaa),3

14

ec ng Atto e Assi

ALE AUG 2 2 2013

IN THE CIRCUIT COURT OF ST. LOUIS COUNTY STATE OF MISSOURI JOAN M. GILMER

-VS- CIRCUIT CLERK, ST. LOUIS COUNTY

CARLOS CARVEL FAULKNER RACE: Black SSN: 2151 McKelvy Hill SEX: Male OCN: F1009377 Maryland Heights, MO 63043 DOB: 04/29/1978 CASE ID: 189214024

HGT: 510" RPT NO: 11-1823 Aliases: WGT: 200Ibs. CT. NO: 11SL-CR06290 Carlos Carvel Faulkner P.D.: Maryland Heights

ORI Number: M00950H00 Defendant

CHARGES Count: 01 DRIVING WHILE INTOXICATED-PRIOR OFFENDER - CLASS A MISD

AMENDED INFORMATION

State of Missouri )

County of St. Louis ) SS

The Prosecuting Attorney of the County of St. Louis, State of Missouri, charges:

COUNT: 01 DRIVING WHILE INTOXICATED-PRIOR OFFENDER - CLASS A MISD

That Carlos Faulkner, in violation of Section 577.010, committed the class A misdemeanor of driving while intoxicated, punishable upon conviction under Sections 558.011, 560.016, and 577.023, RSMo, in that on or about March 25, 2011 at 1:48 AM, on 12025 Dorsett Road, in the County of St. Louis, State of Missouri, defendant operated a motor vehicle while under the influence of alcohol, and on or about June 14, 2006, defendant had been found guilty of driving while intoxicated, for events occurring on April 4, 2005, in the 21st Circuit Court, Court Case Number 05TR007049, State of Missouri.

Assis t Prose uting, ttorney

, Assistant Prosecuting Attorney, says that the facts stated in the rding to the information and belief of the 'd Assistant Prosecuting Attorney.

4741599.0

10 11 4(rnie above Information are true, acc

WITNESSES

Patrolman Keith Scot Dunn Maryland Heights PD 11911 Dorsett Road Maryland Heights, MO 63043

15

Patrolman Sean O'Malley Maryland Heights PD 11911 Dorsett Road Maryland Heights, MO 63043

Detective Mark Storer MARYLAND HEIGHTS PD 11911 DORSETT ROAD Maryland Heights, MO 63043

A copy of the foregoing was mailed to Attorney for Defendant:

James Knappenberger Attorney at Law 200 S. Hanley, Suite 518 Clayton, MO 63105

dated this 21st day of August, 2013.

16

I certify and attest that the above is a true copy of the original record of the Court in case number I 1.1.7-cr, OLP-Z-110 —01 as it appears on file in my office.

Issued

v-ig Ifr

JOAN M. GILMER, Circuit Clerk St. Louis County Circuit Court

By

LJDaPLLJ

Deputy Cleric

CCOPR36 Rev. 06/00

17

Report: CZR0026




Page: 1




CC Felony Order to Withdraw Guilty Plea Guilty Plea 87219796 MOMHPCCOO


Disposition Date: 31-May-2012

Related Case: 11SL-CR06290-01 ST V CARLOS C FAULKNER


Judge BARBARA W WALLACE (27589) Judge DAVID L VINCENT III (36959)

25-May-2012 Judge

Transferred/Reas signed

Defendant CARLOS C FAULKNER (FAUCC7084) DOB: 29-Apr-1978

Attorney for Defendant JAMES J KNAPPENBERGER(27403) Assistant Prosecuting Attorney PAUL JOSEPH STUART (51206)


Original

1

11-Jul-2009 4741000 Dwi - Alcohol - Persistent Offender (Felony D RSMo : 577.010) Charge:

Ticket No: 071177334 Disposition: 31-May-2012 Guilty Plea

Original Charge:

2 11-Jul-2009 5602000 Exceeded Posted Speed Limit (Exceeded By 20 Mph Or More) (Misdemeanor B RSMo : 304.010)

Ticket No: 071177333 Disposition: 31-May-2012 Dismissed by Prosec/Nolle Pros


Judge Assigned BROWNNIA

Information Filed BROWN N IA

Arraignment Scheduled BROWN N IA

Scheduled For: 12-Jan-2011; 1:00 PM, JOHN A ROSS; Setting: 0; St Louis County CIRCUIT ARRAIGNMENT NOTICE MAILED

Entry of Appearance Filed

GARDNEVL Filed By: PAUL J STUART

Arraignment Held PALMERWL

Settlement Conf Scheduled PALM ERWL Scheduled For: 07-Feb-2011; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County SCHEDULING CONFERENCE NOTICE MAILED

13-Dec-2010

20-Dec-2010

29-Dec-2010

12-Jan-2011

13-Jan-2011

18

Report: CZR0026

21ST JUDICIAL CIRCUIT Date: 18-Jun-2014 ST LOUIS COUNTY Time: 3:12:23PM

CIRCUIT COURT DOCKET SHEET Page: 2



20-Jan-2011 Motion to Suppress GARDNEVL DEFENDANTS MOTION TO SUPPRESS AND EXCLUDE CONFESSIONS OF FACT AND STATEMENTS AGAINST INTEREST. Filed By: JAMES J KNAPPENBERGER

Request Filed GARDNEVL DEFENDANT'S REQUEST FOR DISCOVERY Filed By: JAMES J KNAPPENBERGER

Motion to Suppress GARDNEVL DEFENDANT'S MOTION TO SUPPRESS ALCOHOL TEST RESULTS. Filed By: JAMES J KNAPPENBERGER

07-Feb-2011 Hearing Continued/Rescheduled SMITHMA1 Hearing Continued From: 07-Feb-2011; 9:00 AM

Settlement Conf Scheduled SMITHMA1 Scheduled For: 04-Apr-2011; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

04-Apr-2011 Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 04-Apr-2011; 9:00 AM

Settlement Conf Scheduled BLAKECOC Scheduled For: 06-Jun-2011; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

06-Jun-2011 Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 06-Jun-2011; 9:00 AM

Settlement Conf Scheduled BLAKECOC Scheduled For: 25-Jul-2011; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

25-Jul-2011 Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 25-Jul-2011; 9:00 AM

Settlement Conf Scheduled BLAKECOC Scheduled For: 06-Sep-2011; 9:30 AM; DAVID L VINCENT III; Setting: 0; St Louis County

26-Jul-2011 Memorandum Filed BLAKECOC COPY OF LETTER FROM A.P.A TO JAMES KNAPPENBERGER FILED.

Request Filed BLAKECOC STATE'S REQUEST TO PRODUCE FILED.

06-Sep-2011 Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 06-Sep-2011; 9:30 AM

Settlement Conf Scheduled BLAKECOC Scheduled For: 31-Oct-2011; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

27-Oct-2011 Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 31-Oct-2011; 9:00 AM

Settlement Conf Scheduled BLAKECOC Scheduled For: 12-Dec-2011; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

12-Dec-2011 Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 12-Dec-2011; 9:00 AM

19

Report: CZR0026 21ST JUDICIAL CIRCUIT



Page: 3



12-Dec-2011

06-Jan-2012

02-Mar-2012

30-Mar-2012

23-Apr-2012

25-May-2012

31-May-2012

04-Jun-2012

05-Jun-2012

07-Jun-2012

20-Aug-2013

Settlement Conf Scheduled BLAKECOC Scheduled For: 09-Jan-2012; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

Hearing Continued/Rescheduled BLAKECOC Hearing Continued From: 09-Jan-2012; 9:00 AM





Settlement Conf Scheduled BLAKECOC Scheduled For: 27-Apr-2012; 9:00 AM; DAVID L VINCENT III; Setting: 0; St Louis County

Hearing/Trial Cancelled LAFONDMA Scheduled For: 27-Apr-2012; 9:00 AM

Judge Assigned LAFON DMA

Order for Change of Judge LAFON DMA

Order LAFONDMA CASE ASSIGNED/REASSIGNED TO DIVISION 13 FOR HEARING AND DETERMINATION

Filing: LAFON DMA THE ABOVE NAMED DEFENDANT HAS BEEN SCREENED AND APPROVED FOR ALTERNATIVE COURT. CASE SHALL BE TRANSFERRED TO DIVISION 13 FOR SUPERVISION

Plea Hearing Scheduled LAFONDMA Scheduled For: 31-May-2012; 1:30 PM; BARBARA W WALLACE; Setting: 0; St Louis County

Guilty Plea LAFONDMA Scheduled For: 31-May-2012; 1:30 PM; BARBARA W WALLACE; Setting: 0; St Louis County

Sentencing Hearing Scheduled LAFONDMA Scheduled For: 01-Jun-2015; 9:00 AM; BARBARA W WALLACE; Setting: 0; St Louis County

Entered into Court Program LAFON DMA

Returned Mail-Undeliverable LAFON DMA

Record of Traffic Disp Issued DBSWREP The Traffic Disposition was sent electronically to DOR and MSHP for charge number 2 violation 5602000 - Exceeded Posted Speed Limit (Exceeded By 20 Mph Or More). The charge was disposed as Dismissed by Prosec/Nolle Pros

Judge/Clerk - Note LAFON DMA UPDATED ADDRESS

Sentencing Hearing Scheduled JAMESTEA Scheduled For: 22-Aug-2013; 4:00 PM; BARBARA W WALLACE; Setting: 0; St Louis County

20

Report: CZR0026




Page: 4




22-Aug-2013 Motion to Withdraw Guilty Plea LAFONDMA

Order to Withdraw Guilty Plea LAFONDMA DEFT. HEREBY WITHDRAWS HIS FORMER PLEA OF GUILTY ENTERED ON 08/20/13 AND ENTERS A PLEA OF GUILTY TO DRIVING WHILE INTOXICATED. A CLASS A MISDEMEANOR PER THE PLEA AGREEMENT

Motion to Withdraw Guilty Plea LAFONDMA

Order to Withdraw Guilty Plea LAFONDMA

DEFT. HEREBY WITHDRAWS HIS FORMER PLEA OF GUILTY ENTERED ON 08/20/13 AND ENTERS A PLEA OF GUILTY TO DRIVING WHILE INTOXICATED. A CLASS A MISDEMEANOR PER THE PLEA AGREEMENT

21

09SL-CR09351 ST V CARLOS C FAULKNER Security Level: 1 Public


AC Felony Bndover Circ-Waive Prel Hrng Bndover Circ-Waive Prel Hrng 87219796 MOMHPCCOO

Case Filing Date: 17-Nov-2009

Disposition Date: 06-Dec-2010

Judge Defendant

Attorney for Defendant Attorney for Defendant 30-Aug-2010 Attorney

Withdrawn

MARY ELIZABETH OTT (35302) CARLOS C FAULKNER (FAUCC7084) DOB: 29-Apr-1978

JAMES J KNAPPENBERGER(27403) MICHAEL P. COHAN (45374)

Charge Charge Code Description

Charge Charge # Date

1 11-Jul-2009 4741000 Dwi - Alcohol - Persistent Offender (Felony D RSMo : 577.010) Original Charge:

2 11-Jul-2009 5602000 Exceeded Posted Speed Limit (Exceeded By 20 Mph Or More) (Misdemeanor B RSMo : 304.010)


Original Charge:

Disposition:


Current Bond: Bond-Surety Bond Posted 02-Apr-2010

Ticket No: 999999999 Disposition: 06-Dec-2010 Bndover Circ-Waive Prel Hrng





Page: 1

17-Nov-2009

02-Apr-2010

Judge Assigned MCGEECHN

Complaint Filed MCGEECHN

Judge/Clerk - Note MCGEECHN 31M

Bond Set MCGEECHN Amount of Bond Set - 10000

Warrant Issued MCGEECHN Document ID: 09-SLARW-6571, for FAULKNER, CARLOS C. , Bond Amount: 10,000.00 Service/Attempt Date: 01-Apr-2010 Bond Amount: 10,000.00

Warrant Served LINTONJ1 Document ID - 09-SLARW-6571; Served To - FAULKNER, CARLOS C; Server - PD ST LOUIS COUNTY; Served Date - 01-APR-10; Served Time - 00:00:00; Service Type - Police Department; Reason Description - Served

22

Report: CZR0026




Page: 2


09SL-CR09351



02-Apr-2010

03-May-2010

24-May-2010

21-Jun-2010

09-Aug-2010

27-Sep-2010

Bond-Surety Bond Posted LINTONJ1 $10,000 SURETY BOND FILED. BRYAN ROBINSON DARRELL TULLOCK BONDING 401 N SECOND ST ST CHARLES, MO 63301 Filed By: BRYAN ROBINSON

Criminal Setting Scheduled LINTONJ1 Scheduled For: 03-May-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 03-May-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 24-May-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 24-May-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 21-Jun-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 21-Jun-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 09-Aug-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

Entry of Appearance Filed LINTONJ1

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 09-Aug-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 30-Aug-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

Motion to Withdraw MILLERAM DEFENSE ATTORNEY'S MOTION TO WITHDRAW FILED

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 30-Aug-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 27-Sep-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

Motion Granted/Sustained MILLERAM SO ORDERED: JUDGE MARY ELIZABETH OTT

16-Aug-2010 Motion to Withdraw

Entry of Appearance Filed MILLERAM Filed By: JAMES J KNAPPENBERGER

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 27-Sep-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 01-Nov-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

16-Aug-2010

30-Aug-2010

23

Report: CZR0026

21ST JUDICIAL CIRCUIT Date: 18-Jun-2014 ST LOUIS COUNTY Time: 3:12:23PM



09SL-CR09351


29-Oct-2010 Filing: LINTONJ1 STATES NOTICE OF DISCOVERY TO DEFENDANT FILED.

Hearing Continued/Rescheduled LINTONJ1 Hearing Continued From: 01-Nov-2010; 9:00 AM

Criminal Setting Scheduled LINTONJ1 Scheduled For: 06-Dec-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

06-Dec-2010 Bndover Circ-Waive Prel Hrng BROWNNIA Scheduled For: 06-Dec-2010; 9:00 AM; MARY ELIZABETH OTT; Setting: 0; St Louis County

24

In the

CIRCUIT COURT 01St Louis County, Missouri

r For File Stamp Only 1

Plaintiff(s)

vs.

1t,-/as c4e4-

FILED oTgLOf37 AUG 22 2013

Case Number JOAN M. GILMER

CIRCUIT CLERK, ST. LOUIS COUNTY

STATE OF MISSOURI 2/2_

Date

Defendant(s) Division

SPECIAL CONDITIONS OF PROBATION

You are required to report to DJS County Probation within 24 hours of graduation from DWI Court.

Attend three (3) community based support meeting per week- verification must be sent to DJS County Probation on a monthly basis during the entire probation period.

Attend one (1) alumni treatment group meeting per month.

Participate in ETG and drug testing on a random basis, monitored by DJS County Probation while on probation. You will be responsible for all costs associated with the testing. Once contacted you must complete test by 24 hours.

Maintain Ignition Interlock- Provide proof of installation of the Interlock device at all times, if you have any driving privileges. The Ignition Interlock reports should be directed to DJS County Probation. You will be responsible for all costs associated with Ignition Interlock.

No consumption of any alcohol, illegal drugs or non prescribed medications during the entire probation.

Installation of SCRAM/ TAD if so directed. You will be responsible for all costs associated with SCRAM/ TAD.

r clas A Misemeanor: :•11 st complete 140 hours o t • s.• ty service ieon - ion. You wi re credit for om ity servic hours t • • t av Ir y complete. • un your participation which were not imposed as sanction • • ven because you were unemployed or retired.

Other: 146,14.e_ cle/Ledte,

CCCM147 10/12 WHITE - File YELLOW - Defendant Pink — DJS County Probation

25

VS.

Defendant

/I ATTOR • - STATE

In the CIRCUIT COUR IA

of St. Louis County, Missouri STATE OF MISSOURI

Date OISL --C/40 Y3. 5 " 1-0 1

Case Number OCN 2792-i 9 7/ /3

Division

For File Stamp Only

JOAN M. GILMER MOW CLERK, ST: LOUIS COUNTY.]

8/2_,21/3

JUDGMENT AND SENTENCE Defendant appears in person and by attorney, \Cm/W.)4145y State of Missouri appears by Assistant Prosecuting Attorney, it 4PY\ Ikot

A. Defendant appears for sentencing, havi (b-- •' 'i - -- -. - -.. -; 3uilty). The Court adjudges Defendant guilty of the offenses set out on the "Plea" form or verdict herein. ( ) On the Court found beyond a reasonable doubt that the defendant is:

0 a (persistent misdemeanor) (prior)(persistent) (dangerous) offender pursuant to §558.016 RSMo; O a (prior) (persistent) drug offender pursuant to §195.275 RSMo; O a persistent sexual offender pursuant to §558.018 RSMo.

O Report of Pre-sentence Investigation by the State Board of Probation and Parole received and examined by the Court. B. Allocution granted.

O Defendant is sentenced to pay a fine of $ tir Defendant is sentenced to serve a(K(extepeleel) term of imprisonment of In the custody of 0 Department of Corrections 71 Department of Justice S rvices o t. Louis C for the offense of btAr- A.-11,1 erior Vitt, , a Class (felefiy) ( isdemeano Department of Corrections ordered to credit jail time pursuant to §558.031 FSMo. Rf and a (eenettrrent consec ) Rotteacied

the offense of tf a Class (felony) sdemeano

a See attached Su.. lemerital Sentence Form for Additional Counts C. z tirgelM of sentence is suspended, and Defendant is p

(m e - '----4-402D to the (5,ta1e-Beefel-ef-FIRibetien-filiel-Pafele)( (Craft); subject to ir conditions and regulations and to the following special con

1g- See attached Supplemental Sentence Form for Additional Special Conditions Er(Ccet-WahrectrISTMCOrgendapi ) is ordered to pay Court Costs. 0 as a condition of probation U and is granted ( days) (until ) to pay said costs.


E. 0 Pursuant to §595.045 RSMo (Crime Victims Compensation Judgment), the State of Missouri shall have and take from the defendant the amount of $

F. 0 Defendant advised and examined pursuant to Rule 29.07. (No) probable cause exists to believe that defend it has eceived ineffective assistance of counsel I.

I I I I lop-Ti .41 0 •RNEY OR DE 4077Pr- I

(months) (days)

term of 'mprisonment of 442:x ) (naontlas) (days) for - 410

SO ORDERED: JUDGE

CCCM19 Rev 11/00 WHITE-File GREEN-DJS YELLOW-Commitment PINK-Pros. Atty GOLDENRODe6her Page of Total Supplemental Forms

26

MBE ATTOR

DEFENDANT

Page of 1

SO OTRED.z ;c2s'I'7

JUDOE DIVISION f ?2

in the CIRCUIT COURT Of St. Louis County, Missouri

r For File Stamp Only 1

STATE OF MISSOURI

vs.

Def ant(s)k5 -caul Kner

Icf:

trI.5)-ft 09,35 i

AUG 2 2 2013

Case Number

k3

JOAN NC GQMER CIRCUIT CLERK, ST. LOUIS COUNTY

Division

PLEA OF GUILTY Defendant appears in person and by attorney, 3curno, rialperikbreyx The State of Missouri appears by the Assistant Prosecuting Attorney, 4043AlttylrVtl Defendant is charged with the following (offense)(s) [as amended by the State after havin6 obtained

eapd t)cior class f\-- (fulvny) rri s—demnn..9A committed on or about [amended to charge code: , a class a class (felony) (misdemeanor) committed on or about [amended to charge code: , a class

leave of Court]:

/09

(felony) (misdemeanor)]; /

(felony) (misdemeanor)]; , a class (felony) (misdemeanor) committed on or about / /

[amended to charge code: ,a class (felony) (misdemeanor)]; , a class (felony) (misdemeanor) committed on or about / / [amended to charge code: ,a class (felony) (misdemeanor)]; O See attached Supplemental Plea Form for additional counts.

The defendant withdraws his/her former plea of not guilty and enters a plea of guilty to the above (amended) charges.

The Court examines the defendant pursuant to Rule 24.02 and finds that the plea is voluntarily made with a full understanding of the nature of the charge(s) and the range(s) of punishment provided by statute. The Court finds that there is a factual basis for the plea(s) of guilty. The Court accepts defendant's plea(s) of guilty and enters judgment herein.

O Defendant waives filing and reading of an amended information. O Sentencing is deferred to

The Court directs that a Pre-Sentence Investigation report be submitted by State Board of Probation and Parole. gi) Pre-Sentence Investigation waived. The Court directs that a Pre-Sentence Investigation report not be prepared.

El Defendant's bond/recognizance is ordered to remain in full force and effect. O Defendant is remanded to the custody of the Department of Justice Services of St. Louis County. El The court orders screening by the Board of Probation and Parole to determine the defendant's fitness to enter

0 Longterm cocaine program. 0 120 day shock (ITC). 0 Other

Arta-q

COURT REPORTER

CCCM26 Rev. 12/12

WHITE -File YELLOW -Jail/Prob. PINK - Pros. Atty GOLDENROD - Other

27

CARLOS CARVEL FAULKNER 2151 McKelvy Hill Maryland Heights, MO 63043

Aliases: Carlos Carve' Faulkner

Defendant

RACE: Black SEX: Male DOB: 04/29/1978 HGT: 510" WGT: 200Ibs. P.D.: MO State Highway Patrol ORI Number: MOMHPCCOO

OCN: CASE ID: RPT NO: CT. NO:

87219796 189202643

09SL-CR09351

3 ALE IN THE CIRCUIT COURT OF ST. LOUIS COUNTY

AUG 22 2013 STATE OF MISSOURI

JOAN M. GILMER -VS- CIRCUIT CLERK, ST. LOUIS COUNTY

CHARGES Count: 01 DRIVING WHILE INTOXICATED-PRIOR OFFENDER - CLASS A MISD

AMENDED INFORMATION

State of Missouri ) County of St. Louis ) SS


COUNT: 01 DRIVING WHILE INTOXICATED-PRIOR OFFENDER - CLASS A MISD

That Carlos Faulkner, in violation of Section 577.010, committed the class A misdemeanor of driving while intoxicated, punishable upon conviction under Sections 558.011, 560.016, and 577.023, RSMo, in that on or about July 11, 2009 at 6:28 AM, on 1-70, in the County of St. Louis, State of Missouri, defendant operated a motor vehicle while under the influence of alcohol, and on or about June 14, 2006, defendant had pleaded guilty to driving while intoxicated, for events occurring on April 4, 2005, in the Circuit Court of the County of St. Louis, State of Missouri, in cause number 05TR-007049.

4741599.0

td

u ng Attor ey 47al

Assistant

()ow /4, k , Assistant Prosecuting Attorney, says that the facts stated in the above Information are true, accofding to the information and belief of the s As tant Prosecuting Attorney.

Assista àsecuting A orney

WITNESSES

Sergeant Harold E Smith Mshp 599 So Mason Rd - Troop C Saint Louis, MO 63141

28

A copy of the foregoing was mailed to Attorney for Defendant:

James Knappenberger Attorney at Law 200 S. Hanley, Suite 518 Clayton, MO 63105

dated this 21st day of August, 2013.

29

CARLOS CARVEL FAULKNER 495 LULA DRIVE FLORISSANT, MO 63031

Defendant

RACE: Black SEX: M DOB: 4/29/1978 HGT: 510 WGT: 200 P.D.: MO State Highway Patrol ORI Number: MOMHPCCOO

SSN: OCN: 87219796 CASE ID: MC117174 RPT NO: CT. NO: 09SL-CR09351

L.%

re‘, 7010 IN THE CIRCUIT COURT OF ST. LOUIS COUNTY

STATE OF MISSOURI Jr)AN f;1R MER CO:=Liii CLERK, Si. L_Ofin CCLIRTY

CHARGES Count: 01

DRIVING WHILE INTOXICATED-PERSISTENT OFFENDER-CLASS D FELONY Count: 02

EXCEEDED SPEED LIMIT BY 20 MPH OR MORE-CLASS B MISDEMEANOR

INFORMATION

State of Missouri ) County of St. Louis ) SS


Count: 01 DRIVING WHILE INTOXICATED-PERSISTENT OFFENDER-CLASS D FELONY

That Carlos C. Faulkner, in violation of Section 577.010, RSMo, committed the class D felony of driving while intoxicated, punishable upon conviction under Sections 558.011, 560.011 and 577.023, RSMo, in that on or about July 11th, 2009, at approximately 6:28 AM, on westbound 1-70 from St. Charles Rock Road, in the County of St. Louis, State of Missouri, the defendant operated a motor vehicle while under the influence of alcohol, and on or about March 28, 2006, defendant had pleaded guilty to driving with excessive blood alcohol content, for events occurring on May 13, 2005, in the Lake St. Louis Municipal Division of the Circuit Court of the County of St. Charles, State of Missouri, and on or about June 14, 2006, defendant had pleaded guilty to driving while intoxicated, for events occurring on April 4, 2005, in the Circuit Court of the County of St. Louis, State of Missouri, in cause number 05TR-007049.

4741004.0

Count: 02 EXCEEDED SPEED LIMIT BY 20 MPH OR MORE-CLASS B MISDEMEANOR

That Carlos C. Faulkner, in violation of Section 304.010, RSMo, committed the class B misdemeanor of speeding, punishable upon conviction under Section 304.010.11 RSMo, in that on or about July 11th, 2009, at approximately 6:28 AM, in the County of St. Louis, State of Missouri, the defendant operated a motor vehicle on I-70 from St. Charles Rock Road, in the County of St. Louis, by driving at approximately 83 m.p.h in a 55 m.p.h zone.

5602005.0

-VS-

As stant Prosecutin ..:411'4111"

30

6ss C., information are true, according to the information and belief of the s sistant P Attorne

Assist r6secutin rney

WITNE SES SERGEANT HAROLD E SMITH MSHP 599 SO MASON RD - TROOP C SAINT LOUIS, MO 63141

0974

, Assistant Prosecuting Attorne s that the facts stated in the above

31

I certify and attest that the above is a true copy of the original record of the Court in case number 09 61.,-cz 011351 as it appears on file in my office.

Issued


By

1,t_ rozaaJi Deputy Clerk

CCOPR36 Rev. 06/00

32

Report: CZR0026


Date: 20-Jun-2014

ST LOUIS COUNTY

Time: 8:56:07AM CIRCUIT COURT DOCKET SHEET

Page: 1

2105T-07049




AC Misdemeanor Costs &/or Fines Paid in Full Guilty Plea Not on File MOMHPCCOO

Case Filing Date: 25-Apr-2005

Disposition Date: 14-Jun-2006


Judge Judge Defendant

Attorney for Defendant Prosecuting Attorney

MARY BRUNTRAGER SCHROEDER (26800) BRENDA STITH LOFTIN (35037) CARLOS C FAULKNER (FAUCC7084) DOB: 29-Apr-1978

TODD ALAN WAKELAND(53037) VIRGINIA IRENE NYE (31072)

01-Aug-2005 Conversion

Officer Badge No.: 0418


Original 1 04-Apr-2005 4742000 Dwi - Alcohol (Misdemeanor B RSMo : 577.010) Charge:

Ticket No: 040927725 Disposition: 14-Jun-2006 Guilty Plea

Order Date: 14-Jun-2006

Sentence or SIS: Incarceration Jail Length: 90 Days Start Date: 14-Jun-2006 Text: DEPARTMENT OF JUSTICE SERVICES EXECUTION OF SENTENCE SUSPENDED Program: PROBATION

Agency: DEPARTMENT OF JUSTICE SERVICES

Associated To:Charge 1 Classification: SUPERVISED Start Date: 14-Jun-2006

Due to End 14-Jun-2008

Filing Date

25-Apr-2005

28-Apr-2005

01-Jun-2005

29-Jun-2005

Description

Complaint Filed COMPLAINT FILED, CASE ASSIGNED TO WEDNSDY, DIV 33

Hearing Scheduled CASE SET FOR INITIAL HEARING 06/01/05 01:30PM WEDNSDY, DIV 33

Notice of Court Hearing Sent COURT DATE NOTICE MAILED

Hearing Scheduled CONTINUED 06/29/05 01:30PM WEDNSDY, DIV 33 JUDGE BRENDA S. LOFTIN, DIV 33

Hearing Scheduled CONTINUED 07/27/05 01:30PM WEDNSDY, DIV 33 JUDGE BRENDA S. LOFTIN, DIV 33

#21CPARK

#21CPARK

#21CPARK

#21DMIXE

#21DMIXE

33

Report: CZR0026 21ST JUDICIAL CIRCUIT Date: 20-Jun-2014 ST LOUIS COUNTY Time: 8:56:07AM



2105T-07049


27-Jul-2005 Entry of Appearance Filed #21DMIXE TODD A. WAKELAND (PR) ENTERS APPEARANCE FOR DEFT

Hearing Scheduled #21DMIXE CONTINUED 09/07/05 01:30PM WEDNSDY, DIV 33 JUDGE GEORGE J. PRUNEAU, DIV 33

01-Aug-2005 Order for Change of Judge #21DMIXE REQUEST FOR CHANGE OF JUDGE FILED AND GRANTED. CASE TRANSFERRED TO DIV 32W

Hearing Scheduled #21DMIXE CONTINUED 09/21/05 01:30PM WEDNSDY, DIV 32 JUDGE BRENDA S. LOFTIN, DIV 33

Notice #21DMIXE CASE TRANSFER NOTICE MAILED JUDGE BRENDA S. LOFTIN, DIV 33

Motion for Discovery #21DMIXE REQUEST FOR DISCOVERY FILED

10-Aug-2005 Hearing Scheduled #21ALANE CONTINUED 10/05/05 01:30PM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Notice of Court Hearing Sent #21ALANE CORRECTED COURT DATE NOTICE MAILED JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

05-Oct-2005 Trial Setting Scheduled #21DMILL CONT FOR TRIAL 11/09/05 10:00AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

09-Nov-2005 Trial Setting Scheduled #21ALANE CONT FOR TRIAL 12/14/05 10:00AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

14-Dec-2005 Trial Setting Scheduled #21ALANE CONT FOR TRIAL 02/01/06 10:00AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

01-Feb-2006 Hearing Scheduled #21ALANE CONTINUED 03/15/06 09:00AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

15-Mar-2006 Trial Setting Scheduled #21RCLIF CONT FOR TRIAL 05/10/06 02:30AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

11-May-2006 Plea Hearing Scheduled #21ALANE CONT FOR PLEA/DISPOSITION 06/14/06 09:00AM WEDNSDY, DIV32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

14-Jun-2006 Entry of Appearance Filed #21DMILL VIRGINIA I. NYE (PA) ENTERS APPEARANCE FOR STATE OF MISSOURI

Order #21DMILL CT-01, DWI-ALCOHOL INTOXICATION, (M). DEFT PLEADS GUILTY JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

34



Time: 8:56:07AM CIRCUIT COURT DOCKET SHEET

Page: 3


2105T-07049


14-Jun-2006

15-Jun-2006

25-Aug-2006

16-Oct-2006

Defendant Sentenced #21DMILL DEFT SENTENCED ON CT-01 TO SERVE 90 DAYS IN THE CUSTODYOF DEPARTMENT OF JUSTICE SERVICES JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Probation Order #21DMILL CT-01 EXECUTION OF SENTENCE IS SUSPENDED DEFT PLACED ONPROBATION 2 YEARS CONDITIONS: COMPLETE SATOP PROGRAM, ADDITIONAL CONDITIONS PER MEMO IN FILE JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Payment Review Hrng Scheduled #21DMILL CONT FOR PAYMENT 08/25/06 09:00AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Costs Ordered to Def #21DMILL DEFT COURT COSTS ORDERED $88.50 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Order for Supervised Probation #21DMILL DEFENDANT SUPERVISED BY ST. LOUIS COUNTY DEPARTMENT OF JUSTICE SERVICES. JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Order Assessing Fees #21DMILL DEFENDANT ORDERED TO PAY RECOUPMENT FEE IN THE AMOUNT OF $ 70.00

Guilty Plea REJSCNVT DEFT PLEADS GUILTY

Record of Traffic Disp Issued CR053 CT-01 RECORD OF CONVICTION REPORTED

Record of Traffic Disp Issued #21DMILL RECORD OF CONVICTION PREPARED AND MAILED TO DEPARTMENT OF REVENUE, COPY FILED.

Payment Review Hrng Scheduled #21LCAMP CONT FOR PAYMENT 09/22/06 09:00AM DIV 32 JUDGE MARY B. SCHROEDER, DIV 32

Show Cause Summons Issued #21LCAMP SHOW CAUSE NOTICE MAILED, COPY FILED JUDGE MARY B. SCHROEDER, DIV 32

Order Assessing Fees #21LCAMP $25.00 ADMINISTRATIVE FEE ORDERED JUDGE MARY B. SCHROEDER, DIV 32

Program Completion Filed #21DALBR NOTICE OF SATOP COMPLETION FILED

Payment Review Hrng Scheduled #21LCAMP CONT FOR PAYMENT 10/13/06 09:00AM WEDNSDY, DIV 32 JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Show Cause Summons Issued #21LCAMP SHOW CAUSE NOTICE MAILED, COPY FILED JUDGE MARY B. SCHROEDER, TEAM W, DIV 32

Filing: BUSIWORK CASE DEPOSIT DATED 10/16/2006 CHECK/INVOICE NUMBER 68912 AMOUNT $113.50 FOR C/C - CASH -

18-Sep-2006

25-Sep-2006

35

Report: CZR0026 21ST JUDICIAL CIRCUIT Date: 20-Jun-2014 ST LOUIS COUNTY Time: 8:56:07AM



2105T-07049


17-Oct-2006 Filing: BUSIWORK CASE DISTRIBUTION DATED 10/17/2006 CHECK/INVOICE NUMBER 204787 AMOUNT $113.50 FOR COURT COSTS

Costs 8/or Fines Paid in Full

#21LCAMP COURT COSTS $88.50, ADMINISTRATIVE FEE PAID

19-Dec-2006

Program Completion Filed

#21YBILL NOTICE OF SATOP COMPLETION FILED

Correspondence Filed #21SBREI LETTER FROM COUNTY PROBATION FILED AND NOTED

02-Feb-2007 Probation Violation Filed #21SBREI PROBATION REVOCATION REQUEST FILED, CASE ASSIGNED TO DIV 32

Probation Viol Hrng Scheduled #21SBREI PROBATION REVOCATION HEARING SET 02/23/07 09:00AM DIV 32 JUDGE MARY B. SCHROEDER, DIV 32

Order for Prob Suspension #21SBREI DEFENDANT'S PROBATION SUSPENDED

Notice #21SBREI NOTICE OF HEARING ON REVOCATION OF PROBATION FILED AND COPY(IES) MAILED TO DEFENDANT, DEFENDANT'S ATTORNEY, PROBATION OFFICER AND PROSECUTING ATTORNEY

23-Feb-2007 Order to Continue Probation #21BSTA CT-01, DWI-ALCOHOL INTOXICATION, (M). PROBATION TO CONTINUE JUDGE MARY B. SCHROEDER, DIV 32

26-Feb-2007 Program Completion Filed #21CKELL ALTERNATIVE COMMUNITY SERVICES EVALUATION RETURNED. DEFENDANT HAS SUCCESSFULLY COMPLETED PROGRAM AS ORDERED

18-Nov-2009 Request Filed GAINESCC cert copy to marilyn, pa office

Request Filed GAINESCC cert copy to marilyn,pa office

36

For File Stamp Only

D t

Caseilt4n7V — "I

Division

IL.EJUN1‘4 2006

130AN M. GiLwiErA CIRCUIT CLERK, ST. LC eIS COUNTY

W30.1 STA

In the CIRCUIT COURT of St. Louis County, Missouri

STATE OF MISSOURI ed,zi_c„ N

IY1 Defendant is sentenced to serve a(44(4aiteAtied) t rm of imprisonment of 90 (yeetwa++Awatiaar)

In the custody of 0 Department of Corrpclons epailme f Justice Services of St. Louis for

the offense of a Class A (fekomy)- misdemeanor, Department of Corrections ord d to credit jail time pursuant to §558.031 RSMo.

F and a (concurrent) (consecutive) (extended) term of imprisonment of (years) (months) (days) for

the offense of a Class (felony) (misdemeanor). See attached Su lennental Sentence Form for Additional Counts

C.gill (lremit/ion) xecutio. of sentence is suspended, and Defendant is (rased* ( to the (State-Beefti-ef4IrObettiefren+Pereie

sub' c to their conditions and regulations a2 .t5 thp fo lowin

GO \r‘N) 0 / . S4-TOP 4". 6 mos. Nd , ,

JUDGM T AND SENT NCE Defendant appears in person and by attorney, State of Missouri appears by Assistant Prosecuting Attorney,

A. Defendant appears for sentencing, having .i-ead The Court adjudges Defendant guilty of the offenses set out on the "Plea" form or verdict herein. ( ) On the Court found beyond a reasonable doubt that the defendant is:

0 a (persistent misdemeanor) (prior)(persistent) (dangerous) offender pursuant to §558.016 RSMo; 0 a (prior) (persistent) drug offender pursuant to §195.275 RSMo; 0 a persistent sexual offender pursuant to §558.018 RSMo.

0 Report of Pre-sentence Investigation by the State Board of Probation and Parole received and examined by the Court. Allgcution granted.

t MS tf P .3O do- , 9 [:__See attached Supplemental Sentence Form for Additional Special Conditions r , ( . Defendant s ordered to pay Court Costs.

Lief as a condition of probation and is granted ( days) (until gLe7-4-7.--0:, ) to pay said costs.


E. 0 Pursuant to §595.045 RSMo (Crime Victims Compensation Judgment), the State of Missouri shall have and take from the defendant the amount of $ .

0, Defendant advised and examined pursuant to Rule 29.07. (No) probable cause exists to bel 1 defendant has received ineffective assistance of co nsel. 4—

MBE A OR Y FOR DEFENDANT

eve thatj r r'"`"

#05- MBE

Wl-llTF.Fik GREEN-DJS

SO ORDERED:

YELLOW-Commitment

JUDGE

PINK-Pros. Atty 6OLDENROD-Othe07 Total Supplemental Forms

37

Division

6//1/1/06 DattkiLm9105se

çTa& 70‘it, CIR M.

CUIT CLERK; ST. LOWS COUNTY

JOAIV' GILMER

3)L4/

For File Stamp Only r'ag--2q

JUN '1 4

1. The State of Missouri appears by Assistant ProsecutiVtorney Defendant appears (in person) (and by attorney)

2. The State has charged Defendant wish th offense(s) of misdemeanor committed on misdemeanor, committed on Form for additional counts).

, a class g a class

Sete attached Supplemental Plea

In the CIRCUIT COURT Of St Louis County, Missouri

STATE OF MISSOURI

!it L4ét vs.

Defendant

PLEA OF GUILTY

3. The range of punishment for this (first) offense is from / 44-611- to lep4OS and a fine up to $ 371000 0 (The range of punishment for the second offense is from to and a fine up to $ ). (See attached Supplemental Plea Form for additional ranges of punishment).

4. Defendant understands that he/has the following rights:

a. The right to remain silent. A defendant does not have to testify nor say anything that would incriminate himselfaanimelf. A defendant's silence cannot be used as evidence of guilt;

b. The right to representation from a lawyer at every stage of the proceedings up to and including sentencing. If a defendant is unable to afford an attorney, one will be appointed to represent him/hag

c. The right to be presumed innocent throughout all of the pre-trial proceedings and throughout the trial. The State has the burden to prove each and every element of each and every charge beyond a reasonable doubt. The defendant has no burden of proof and does not have to produce evidence or witnesses to establish his/ hei innocence;

d. The right to plead not guilty and to have a trial by jury or a trial by judge; e. The right to confront or cross-examine any and all of the State's witnesses; the right to call witnesses on

one's own behalf; the right to use the subpoena power of the court to compel any and all witnesses to appear in court on one's own behalf; The right to be found guilty by a jury only if all twelve jurors agree on the issue of guilt; The right to appeal any conviction after trial to a different court with different judges.

5. Defendant hereby freely and voluntarily waives all of the rights mentioned above. Defendant acknowledges that, by pleading guilty, there will not be a trial of any kind.

6. Defendant acknowledges that he/* is not under the influence of any drugs or alcohol, and enters this plea with a full understanding of the charge(s) and the possible consequences thereof. Defendant further acknowledges that the plea is not the result of any threats, coercion or any other sort of mistreatment.

7. Defendant acknowledges that the plea is not the result of any promises (with the exception of the plea agreement reached by the parties). Defendant knows that this court may accept or reject the plea agreement; if the court should reject the agreement, Defendant will have the opportunity to withdraw his/her plea.

Page 1

CCCM118 06/03 WHITE- File YELLOW- Prosecuting Attorney PINK- Defendant

f. 9.

38

14. Defepdant hereby acknowledges both reading and understa of he inf. aS.. - :nta'. edoot

r

All for State A orn for Defendant

Dated this /1(.- day of ,./(4.44_2._ , SO ORDERED:

6. Ecke.e- Judge

8. The prosecutor is ecommending„the following sentence:

_a_Air did , , 0 • . AfIS r Al 74, 30 /

9. Defendant acknowledges that there is a factual basis to support the charge(s) against hirn/tler and that he/scommitted the crime(s) to which he/s is pleading guilty.

10. efendant conse uently enters a plea of guilty to the (arricwiriPd) offense of , a class

1)144/;7' 442 misdemeanor (and to the (amended) offense of

, a class misdemeanor). (See attached Supplemental Plea Form for additional counts).

11. The plea is made voluntarily with a full understanding of the nature of the charge(s).

12. Defendant understands that, if he/eis_ is presently on probation or parole in this or any other court, his/tior._ entry of a guilty plea at this time could be the basis for the revocation of his/Ow probation or parole. Defendant understands that he/g may receive a term of imprisonment for the revocation in addition to the term of imprisonment imposed in this case.

13. Defendant acknowledges that he/9Iqe is completely satisfied with the services rendered to him/her-by attorney. His/log—attorney has done everything 4e1e could do on Defendant's behalf under the circumstances of the case.

this form.

e/-6rd—pc A. The Court hereby finds a factual basis for Defendant's plea(s) of guilty and further finds that Defendant

entered the plea(s) freely and voluntarily with a full understanding of his/her rights, the charge(s) and of the possible consequences thereof. The Court, therefore, accepts Defendant's plea(s).

B. The Court orders that: o Defendant immediately report to the Office of the State Board of Probation and Parole (See attached

map). The court directs the Office to submit a pre-sentence investigation report. o Defendant immediately report to the Office of the St. Louis County Department of Justice Services

(Located in Room 6-10, 7900 Forsyth Ave., Clayton, MO 63105). The Court directs the Office to submit a pre-sentence investigation report.

o A pre-sentence investigation report not be prepared.

C. Sentencing is deferred to /r/O 50

D. The Court orders that: o Defendant's bond/recognizance remain in full force and effect. o Defendant be remanded to the custody of the St. Louis County Department of Justice Services.

Page 2

CCCM118 06/03 WHITE- File YELLOW- Prosecuting Attorney PINK- Defendant

39

I certify and attest that the above is a true copy of the original record of the Court in case number 2105-T —01 O4 as it appears on file in my office.

Issued

La- ZD -114,


By

LinZi JO 0 Deputy Clerk

CCOPR36 Rev. 06/00

40

STATE OF MISSOURI DEPARTMENT OF MENTAL HEALTH DIVISION OF ALCOHOL AND DRUG ABUSE

SATOP COMPLETION CERTIFICATE

I. OFFENDER INFORMATION

Name (Last, First, MI) Social Security Number Faulkner, Carlos C

Street Address Date of Birth Phone Number (WI Area Code) 12355 tributary dr 04/29/1978 314-307-9379

City State Zip Code St Louis. Missouri 63043

Drivers License Number and State Sex

Male

II. OFFENDER MANAGEMENT UNIT CERTIFYING COMPLETION

Corporate Name Certificate Number

Bridgeway Behavioral Health, Inc. 157 Address (Street, City/Town, State, Zip Code)

1570 S. Main St.; St. Charles, MO 63303-4149

Qualified Professional Phone Number (w/ Area Code)

Jacobi, Connie 636-757-2200

III. OFFENDER STATUS

PROGRAM WAS REQUIRED DUE TO

Administrative DWI

IV. SATOP COMPLETION INFORMATION (OFFENDER HAS COMPLETED SERVICE LEVEL INDICATED BELOW)

Program Completed Provider Site Completion Date

Other Approved Program Service Name (Non SATOP)

Bridgeway Behavioral Health 12/21/2012

V. COURT INFORMATION (IF APPLICABLE)

Court or Circuit Name

Case Number Date of Conviction/Dispositiob 514 itt'D

MO 650-774.3 (8-98) DMH 9409

41

r:. io cp ccx -0

t' 41:1 0

AzP

St.

0

Bridgeway Certificate

Substance

e6ra

For

Louis

Is

Granted

eafteek4

In cooperation

Brown

successfutry

County

hereby

Abuse

of Behavioral

08/22/2013

9atete4telz

granted-to:

Treatment with

Alternative

MAW',

Completion

completing

CCM)

Program

Health

Court (

Debra Brown CRAADC, CCJAP

42

'MWS%*T

Certificate of 2i4jictiement Presented to

earto5Pattimer In Recognition of your Achievement by successfully completing all Phases

of the St. Louis County DWI Court Program and by Recommendation of the DWI Court Team

Given this 22' day of August, 2013

43

BRIDGEWAY Behavioral Health

ADMINISTRATION 636.224.1210

ADDICTIVE AND CO-OCCURRING

DISORDERS

St. Charles Center 636.224.1100

St. Louis City Center 636.224.1700

Montgomery City Center 636.224.1535

Troy Center 636.224.1500

September 11, 2014

Carlos Faulkner 12355 Tributary St. Louis, MO 63043

Dear Mr. Faulkner, Union Center 636.224.1400

Brentwood Center 636.224.1600

Warrenton Center 636.224.1530

West County Center 636.224.1601

DOMESTIC VIOLENCE SHELTERS

Women's Center 636.224.1800

Robertson Center 636.224.1850

SEXUAL ASSAULT PROGRAMS

St. Charles County 636.224.1100

Lincoln County 636.224.1850

BRIDGES TO SUCCESS ADOLESCENT PROGRAMS


St. Louis County 314.224.1300

You were an active client at Bridgeway Behavioral Health through the St. Louis County DWI Court program from April 11, 2012 to September 10, 2013. During your course of treatment, you completed residential treatment, intensive outpatient and aftercare. You provided urinalysis for the court on a random basis during your treatment. You gained education on the disease of addiction, relapse prevention skills, coping skills, and engagement in a 12-step recovery fellowship. You were able to address how your addiction had impacted relationships with others in your life, and work on improving communication skills and rebuilding trust.

You had excellent progress in treatment, and completed successfully. Congratulations on your achievement.

Sincerely,

411P-1.„ .,1 Conni Jacobi, MA, RSAP, SQP, MARS Clinical supervisor

REC'D SEP 2 2 2014

Established 1978. Restoring Hope. Rebuilding Lives.

Proud member of

United Way of Greater St. Louis

www.bridgewaybh.com United ,-R\

Way

44

13R1i- GE --)vAY Behavioral Health

ADMINISTRATION 636.757.2200

ADDICTIVE AND CO-OCCURRING

DISORDERS

St. Charles Center 636.757.2300

St. Louis City Center 314.535.5246

Montgomery City Center 573.564.1069

Troy Center 636.462.1437

Union Center 636.744.0111

University City Center 314.395.8160

DOMESTIC VIOLENCE SHELTERS

Women's Center 636.946.4780

Robertson Center 636.462.2724

SEXUAL ASSAULT PROGRAMS


July 19, 2012

To Whom It May Concern:

Carlos Faulkner was admitted into the residential program at Bridgeway Behavioral Health on 6/28/12 for chemical dependency and completed 21 days of treatment on 7/19/12. He participated fully in all program activities and was compliant with all behavioral expectations.

Upon completing the residential program, Carlos was transferred to our University City Outpatient facility for DWI Court, where he will complete Intensive Outpatient Treatment.

Bridgeway Behavioral Health recommends Carlos obtain a sponsor, attend 12-step meetings and abstain from using all mood altering chemicals.

If you have any questions regarding this report please do not hesitate to contact Gerard Pleasant at (314) 535-5246 ext. 226.

Lincoln County 636.462.2724

BRIDGES TO SUCCESS ADOLESCENT PROGRAMS


St. Louis County 314.395.7101

Gerard Pleasant, M.A. Counselor

RECO Si? 19 2.014

Nww.bridgewaybh.com Established 1978.

Restoring Hope. Rebuilding Lives. Proud member of

United Way of Greater St. Louis

United Way

45

For Completion Of Residential Treatment at Bridgeway Behavioral Health

BRIDGEWAY BEHAVIORAL HEALTH, INC. CHEMICAL DEPENDENCY PROGRAM

BRIDG FilWAY B ehavi oral - e a. I t

Signature • Gerald Pleaaant, M.A. Date

CERTIFICATE OF COMPLETION

This certificate is awarded to

46

Educator Certification: Explanation of my criminal record/behavior

I am writing this letter to explain the stupid mistakes that I made in my short brief life. I grew up

in a very good household. I didn't grow up poor or unfortunate. Being the oldest of 7 children I

did have to be held to a higher standard as I had my 6 siblings looking up to me and I had to be

an example, a positive one a role model if you will. Unfortunately, throughout my late teens

and twenties, I did make some stupid mistakes that obviously have followed me throughout my

life. I wasn't a good role model for my siblings nor was I doing anything to help my future. I

made foolish decisions. With my DWI's I did suffer from alcohol problem/dependence for a

long time in which since, I have received the proper treatment that I successfully completed

and I still keep an ongoing program through AA. The alcohol problem that I suffered from

stemmed a lot of my problems in my past. I don't want to give excuses but I know that I have

learned from my mistakes and I know that a clean present leads to a clean future and I want to

continue on my road of success and by not making any stupid mistakes that will cost me a job/career or my freedom.

47

Educator Certification: Why I want to teach in Missouri

I am the oldest of 7 children and ever since I can remember as a child being the oldest, I was

always trying to teach my brothers everything that I had learned from learning how to throw a

curve ball in baseball to throwing and catching a football to martial arts. I was always trying to

teach anyone I came across, friends, siblings, even strangers things I thought were pertinent to

help their lives and give them something to share with others. I believe I was born a teacher. I love helping people, especially kids.

Teaching has always been my passion as my resume states I have a combined 10 years of

teaching with 3 different schools full-time and several different schools in the sub-teaching

arena. I wish to teach in the great state of Missouri because I believe in Missouri Schools. I

believe in the mission statement that Missouri has in place for the education of our youth.

Missouri is one of the better states in the United States when it comes to education, not just in

the public schools which houses some of the best public school districts in the country i.e.:

Ladue School District, Rockwood School District, Blue Springs, Clayton, just to name a few. The

Private Schools are some of the best as well with schools like MICDS, John Burroughs, CBC and

Westminster. I myself graduated from Hazelwood Central in 1996 which at the time was one of and I still believe is one of the top schools in the Suburban North in St. Louis County.

How I got into teaching was very odd. I was substitute teaching in Hannibal, MO at Hannibal

High School. Where I had become one of the more consistent substitute teachers due to my

schedule in college where I attended Quincy University. As I began my class I noticed there was

a woman sitting back of my class room waiting and listening intently. I didn't let it bother me; I

continued to teach as I was given the curriculum at that time to actually teach the lessons.

When the class was over, all my students left and the lady in the back of the room came up to

me and said I was really good at doing teaching this class and she had never seen the students

with so well-mannered behavior and willing to listen and learn. I thanked her and she advised

me that I should think about doing this full-time as I would be really good at it and I was

talented and a great speaker. I proceeded again to thank her and let her know that was not my

intention as I was a business and communication major at Quincy University and I would be

pursuing a career in Corporate America as that is where "the money" is. She quickly dispelled

that notion and said Missouri has one the best retirement systems in the country and does pay

their teachers very well during their time in the classroom prior to retirement. I told her I would

think about it and thanked her again for the compliment. One week later I got a call from the

secretary of HHS saying I was recommended for an open teaching position for 7 & 8 grade

social studies and when would I like to come in for an interview? I informed the secretary that I

had no notion of that position as I did not apply and I do not know who recommended me. She

SP 1(3 Z014

48

told me that Dr. Jill Janes (Superintendent of Hannibal Public Schools) had recommended me

for the job and encouraged me to interview. Dr. Janes was the lady that was in my classroom

that spoke to me after my class and was impressed with my teaching abilities. I was floored; I

hadn't realized I had been talking to the Superintendent of Hannibal Public Schools all along.

That gave me the courage and confidence to pursue my teaching career. I then started to look

for teaching positions in St. Louis, MO, where I'm from and I was able to land a teaching

position as a TA at a private school for kids with Autism called Giant Steps of St. Louis. My only

regret is that I didn't pursue my teaching certification upon graduating from college or make it

my major in college. I now know that teaching is my passion and is what I want to do for the

rest of my life and teaching in Missouri is where I want to be.

RECO SE? 9 Z014

49

Educator Certification: What I have been doing since my criminal record

Through my recent bouts and encounters with the law due to my drinking problem I was

admitted to a program that changed my life along with completing successfully an Inpatient

program through Bridgeway Behavioral Health in St. Louis, Missouri. In August 2013 I graduated

DWI court in St. Louis, MO successfully. This program changed my life and had me address the

real issues behind my drinking. I am now faithfully employed; I have been sober for 27 months

(and counting). I have a relationship now with my family. I am now the son to my mother and

father that I knew I could be, the reliable and good role model big brother to the 6 siblings that

I have and devoted and healthy father to the 7 year old daughter and 5 year old son that I have.

I have my family back and my life back. I attend AA 3 times a week and I chair twice a month. I

also give back by speaking at the treatment facility center that I attended in 2012, once a

month. I do this to not only keep me sober, but to show that I appreciate the help that was

given to me that saved my life and to help others to realize that it is not over, they can beat this

disease and gain their life back through honesty, hard work, seeking a higher power, attending

meetings and just simply not picking up.

My weekly schedule includes working 8-5 Monday through Friday and every other Saturday. I

am an Insurance agent for a great company. Even though I earned an undergraduate degree

from Quincy University in Communications & Business Administration in 2001, I have obtained

my Missouri State License in Property & Casualty and Life & Health in 2012. I attend 3 weekly

meetings at AA once during the week and twice on the weekends. I serve at my church Grace

Church-St. Louis in the traffic ministry and student ministries twice a month (every other

Sunday morning) I also spend time my kids on the weekends attend their weekend activities on

the days that I don't work and during the week. With my schedule, it is full with positive and

diligent hard work that not only puts food on the table for my family but allows me to be a

productive member of society.

With this information, I hope the Educator Certification Department can find it in their hearts to

review this carefully and to find mercy with me and grant me a substitute teaching certification

thus being able to allow me to get back into my passion which is teaching. In my youth, I was

stupid and made dumb mistakes. As I am wanting and do accept responsibility for my actions.

Having this hanging over my head disabling me from not being able to properly teach in the

State of Missouri has been disheartening, but I am ready to move forward and by your grace be

allowed to teach going forward in the State of Missouri.

50

ANITA SHANKS CROSS ATTORNEY AT LAW

10318 ANZEIGER AVENUE FRONTENAC, MO 63131

(314) 225-8486 [email protected]

September 8, 2014

Re: Recommendation for Carlos Faulkner

Dear Amy:

I am pleased to have an opportunity to write a letter of recommendation for Carlos Faulkner. I have known Carlos for almost 10 years and met him when he was working as a teaching assistant for the Ladue School District at my daughter's elementary school.

Carlos is an extremely personable professional with a passion for teaching and working with children. His pleasant demeanor was a hit with parents in the after school program, and he had a way of bringing out the best in the children. Many times, I would see him working with children on homework and engaging them in the process of learning. When he spoke, children listened. As a member of the Ladue Education Foundation, I am very involved with the administrators for our District and can attest to the support that Carlos has from several parents and leaders to further his career in the teaching field in Missouri.

Thank you for the opportunity to provide this feedback. Feel free to reach out if there's any additional information that I can provide.

Anita Shanks Cross, Esq

51

Becky J. Brinkman 12355 Tributary Drive Apt. A Maryland Heights, MO 63043

314-596-7517 Bib3210Pvahoo.com

September 8, 2014

Re: Letter of Recommendation for Carlos Faulkner

Dear Amy:

I am honored to be afforded the opportunity to recommend Carlos Faulkner for a career in the education field. I have known Carlos for almost three years and during that time, his passion for helping students and working in the education field has been unwavering.

Carlos has done an outstanding job of building and maintaining relationship with not only the students but also their families. He takes the times to get know the students and goes above and beyond expectations to find ways to help them at whatever level they are. He believes in being an advocate for the students to make sure that each one's needs are met. He promotes discipline but in an appropriate way that the students learn to admire and respect. Carlos maintains a positive outlook for all the students and encourages them to set goals and to achieve them.

With his personable and outgoing personality, Carlos will be an asset to any education program. Please feel free to contact me with any further questions you may have.

st? '40k

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Subject: Certification Recommendation

From: [email protected] ([email protected])

To: [email protected];

Date: Sunday, September 14, 2014 7:40 PM

Christine M. Telthorst 916 Wynhaven Lane

Manchester, MO 63011

This letter is in response to a request from Carlos Faulkner to provide a recommendation regarding his work as an educator at Spoede Elementary School in the after school BASK (before and after school care) program. During his years with BASK, he would arrive after school from his daytime work with autistic students at Giant Steps.

As the Director of the Spoede BASK program, I was grateful for Carlos' enthusiasm and interest in the children's welfare and progress. He had a professional demeanor and a variety of rich experiences to enhance his work with over 45 children in kindergarten through fifth grade. It was natural for Carlos to work with a group of boys and girls outdoors or in the gym, coaching and supervising active games.

I observed Carlos mediating disagreements between children, disciplining with fairness when it was required, and comforting anyone who might have been injured by another player. Having a positive male role model like Carlos helped to balance the school day, which was weighted towards women teachers and administrators.

It was Carlos' desire to work as an educator of children, and he expressed interest in qualifying as a certified teacher. I am happy to recommend him as an outstanding man of integrity and a sincere heart. His years working in BASK provided opportunities to demonstrate maturity, consistency, dependability, communication, compassion, empathy, and leadership. I am grateful that he has pursued his goals and is ready to contribute to the field of education.

Sincerely, Christine Telthorst Spoede BASK Director 314-910-0062

REC'D SEP 2 2 2014

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MISSOURI STATE BOARD OF EDUCATION AGENDA ITEM: … · 2016. 9. 21. · mo culver-stockton college, canton no degree 2.185 03/22/2000 received il quincy university, quincy degree baccalaureate

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